The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ALERIAN MLP ETF | COM | 00162Q866 | 153 | 14,049 | SH | DFND | 0 | 0 | 14,049 | ||
AT&T INC | COM | 00206R102 | 2,545 | 64,980 | SH | DFND | 6,615 | 0 | 58,365 | ||
ABBOTT LABORATORIES | COM | 002824100 | 4,791 | 114,535 | SH | DFND | 5,395 | 0 | 109,140 | ||
ABBVIE INC | COM | 00287Y109 | 4,138 | 72,442 | SH | DFND | 3,400 | 0 | 69,042 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 240 | 6,010 | SH | DFND | 0 | 0 | 6,010 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 8,107 | 252,390 | SH | DFND | 16,050 | 0 | 236,340 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 266 | 1,850 | SH | DFND | 0 | 0 | 1,850 | ||
ALPHABET CLASS C | COM | 02079K107 | 942 | 1,265 | SH | DFND | 0 | 0 | 1,265 | ||
ALPHABET CLASS A | COM | 02079K305 | 10,080 | 13,213 | SH | DFND | 711 | 0 | 12,502 | ||
ALTRIA GROUP INC | COM | 02209S103 | 248 | 3,960 | SH | DFND | 0 | 0 | 3,960 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,053 | 17,146 | SH | DFND | 300 | 0 | 16,846 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 7,885 | 114,385 | SH | DFND | 1,475 | 0 | 112,910 | ||
APPLE INC | COM | 037833100 | 13,642 | 125,171 | SH | DFND | 4,373 | 0 | 120,798 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 537 | 5,991 | SH | DFND | 3,950 | 0 | 2,041 | ||
BANK OF AMERICA CORP | COM | 060505104 | 318 | 23,490 | SH | DFND | 0 | 0 | 23,490 | ||
BECTON DICKINSON& CO | COM | 075887109 | 435 | 2,866 | SH | DFND | 126 | 0 | 2,740 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 213 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,902 | 13,404 | SH | DFND | 600 | 0 | 12,804 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 1,388 | 49,470 | SH | DFND | 5,600 | 0 | 43,870 | ||
BOEING COMPANY | COM | 097023105 | 749 | 5,900 | SH | DFND | 0 | 0 | 5,900 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 225 | 3,525 | SH | DFND | 425 | 0 | 3,100 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTNERS | 118230101 | 530 | 7,800 | SH | DFND | 0 | 0 | 7,800 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 10,775 | 103,872 | SH | DFND | 5,810 | 0 | 98,062 | ||
CALPINE CORP | COM | 131347304 | 6,968 | 459,360 | SH | DFND | 25,975 | 0 | 433,385 | ||
CHEVRON CORP | COM | 166764100 | 11,288 | 118,326 | SH | DFND | 12,070 | 0 | 106,256 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 9,080 | 253,423 | SH | DFND | 16,545 | 0 | 236,878 | ||
COCA-COLA COMPANY | COM | 191216100 | 2,182 | 47,046 | SH | DFND | 1,100 | 0 | 45,946 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 5,913 | 94,300 | SH | DFND | 4,250 | 0 | 90,050 | ||
COHEN& STEERS QUALITY | INCOME REALTY FUN | 19247L106 | 140 | 11,300 | SH | DFND | 0 | 0 | 11,300 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 620 | 8,777 | SH | DFND | 3,350 | 0 | 5,427 | ||
COLUMBIA PPTY TR INC | COM | 198287203 | 252 | 11,470 | SH | DFND | 5,310 | 0 | 6,160 | ||
CONOCOPHILLIPS | COM | 20825C104 | 716 | 17,771 | SH | DFND | 0 | 0 | 17,771 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,691 | 10,732 | SH | DFND | 1,065 | 0 | 9,667 | ||
DNP SELECT INCOME FUND, INC. | COM | 23325P104 | 223 | 22,325 | SH | DFND | 5,000 | 0 | 17,325 | ||
DANAHER CORP | COM | 235851102 | 205 | 2,157 | SH | DFND | 0 | 0 | 2,157 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,230 | 81,271 | SH | DFND | 400 | 0 | 80,871 | ||
DIREXION DAILY S&P 500 BEAR | 3X SHARES ETF | 25459Y371 | 282 | 18,270 | SH | DFND | 0 | 0 | 18,270 | ||
DISNEY CO. (WALT) | COM | 254687106 | 10,787 | 108,622 | SH | DFND | 9,670 | 0 | 98,952 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 318 | 4,230 | SH | DFND | 0 | 0 | 4,230 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 1,484 | 23,442 | SH | DFND | 1,000 | 0 | 22,442 | ||
DUKE ENERGY CORP | COM | 26441C204 | 1,426 | 17,673 | SH | DFND | 5,058 | 0 | 12,615 | ||
EMC CORP/MASS | COM | 268648102 | 10,446 | 391,961 | SH | DFND | 19,425 | 0 | 372,536 | ||
EOG RESOURCES INC | COM | 26875P101 | 2,112 | 29,093 | SH | DFND | 2,520 | 0 | 26,573 | ||
ECOLAB INC | COM | 278865100 | 2,082 | 18,666 | SH | DFND | 145 | 0 | 18,521 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 817 | 15,032 | SH | DFND | 0 | 0 | 15,032 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 207 | 8,402 | SH | DFND | 0 | 0 | 8,402 | ||
EQUITY RESIDENTIAL PPTYS TR | COM | 29476L107 | 635 | 8,461 | SH | DFND | 0 | 0 | 8,461 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 966 | 16,562 | SH | DFND | 0 | 0 | 16,562 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,739 | 68,662 | SH | DFND | 7,605 | 0 | 61,057 | ||
PUREFUNDS ISE CYBER SEC ETF | COM | 30304R407 | 7,657 | 319,440 | SH | DFND | 18,940 | 0 | 300,500 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,016 | 6,242 | SH | DFND | 0 | 0 | 6,242 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,535 | 79,743 | SH | DFND | 14,710 | 0 | 65,033 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 363 | 5,725 | SH | DFND | 0 | 0 | 5,725 | ||
GENUINE PARTS CO | COM | 372460105 | 338 | 3,400 | SH | DFND | 3,050 | 0 | 350 | ||
GILEAD SCIENCES INC | COM | 375558103 | 7,606 | 82,802 | SH | DFND | 3,300 | 0 | 79,502 | ||
HCP INC | COM | 40414L109 | 485 | 14,900 | SH | DFND | 1,800 | 0 | 13,100 | ||
HOME DEPOT INC | COM | 437076102 | 3,868 | 28,990 | SH | DFND | 200 | 0 | 28,790 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 720 | 6,425 | SH | DFND | 2,080 | 0 | 4,345 | ||
INTEL CORPORATION | COM | 458140100 | 1,292 | 39,944 | SH | DFND | 3,350 | 0 | 36,594 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 782 | 5,164 | SH | DFND | 505 | 0 | 4,659 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 260 | 3,185 | SH | DFND | 0 | 0 | 3,185 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 986 | 3,780 | SH | DFND | 400 | 0 | 3,380 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 5,649 | 177,719 | SH | DFND | 9,670 | 0 | 168,049 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 7,378 | 60,241 | SH | DFND | 2,440 | 0 | 57,801 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 12,480 | 210,737 | SH | DFND | 13,720 | 0 | 197,017 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 5,335 | 122,504 | SH | DFND | 5,540 | 0 | 116,964 | ||
JOHNSON& JOHNSON | COM | 478160104 | 10,990 | 101,571 | SH | DFND | 8,160 | 0 | 93,411 | ||
KIMBERLY CLARK | COM | 494368103 | 1,157 | 8,601 | SH | DFND | 2,975 | 0 | 5,626 | ||
KINDER MORGAN INC | COM | 49456B101 | 2,087 | 116,869 | SH | DFND | 3,800 | 0 | 113,069 | ||
KINDER MORGAN INC MAND CVT PFD | 9.75% 10/26/18 | 49456B200 | 6,762 | 149,935 | SH | DFND | 5,950 | 0 | 143,985 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 158 | 10,202 | SH | DFND | 9,202 | 0 | 1,000 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,626 | 7,343 | SH | DFND | 0 | 0 | 7,343 | ||
LOWES CO INC | COM | 548661107 | 6,897 | 91,051 | SH | DFND | 1,725 | 0 | 89,326 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,384 | 88,017 | SH | DFND | 0 | 0 | 88,017 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 692 | 29,336 | SH | DFND | 0 | 0 | 29,336 | ||
MCDONALDS CORP | COM | 580135101 | 583 | 4,640 | SH | DFND | 3,300 | 0 | 1,340 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,736 | 89,511 | SH | DFND | 2,480 | 0 | 87,031 | ||
METLIFE INC | COM | 59156R108 | 7,703 | 175,305 | SH | DFND | 9,380 | 0 | 165,925 | ||
MICROSOFT CORP | COM | 594918104 | 14,979 | 271,212 | SH | DFND | 16,950 | 0 | 254,262 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 1,468 | 14,365 | SH | DFND | 3,035 | 0 | 11,330 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 281 | 7,013 | SH | DFND | 750 | 0 | 6,263 | ||
MONSANTO COMPANY | COM | 61166W101 | 276 | 3,151 | SH | DFND | 0 | 0 | 3,151 | ||
MOSAIC CO | COM | 61945C103 | 1,303 | 48,275 | SH | DFND | 400 | 0 | 47,875 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 333 | 7,200 | SH | DFND | 50 | 0 | 7,150 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 767 | 6,480 | SH | DFND | 2,080 | 0 | 4,400 | ||
NIKE INC CL B | COM | 654106103 | 209 | 3,400 | SH | DFND | 0 | 0 | 3,400 | ||
NOVARTIS A G SPON ADR F | SPONSORED ADR | 66987V109 | 1,635 | 22,566 | SH | DFND | 0 | 0 | 22,566 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 470 | 8,670 | SH | DFND | 6,750 | 0 | 1,920 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 1,539 | 22,494 | SH | DFND | 1,200 | 0 | 21,294 | ||
ORACLE CORP | COM | 68389X105 | 12,555 | 306,890 | SH | DFND | 16,581 | 0 | 290,309 | ||
PPL CORP | COM | 69351T106 | 838 | 22,022 | SH | DFND | 800 | 0 | 21,222 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 468 | 12,125 | SH | DFND | 0 | 0 | 12,125 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 209 | 6,240 | SH | SOLE | 6,240 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 11,324 | 110,496 | SH | DFND | 7,880 | 0 | 102,616 | ||
PFIZER INC | COM | 717081103 | 4,464 | 150,613 | SH | DFND | 2,500 | 0 | 148,113 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 567 | 5,781 | SH | DFND | 0 | 0 | 5,781 | ||
PHILLIPS 66 | COM | 718546104 | 966 | 11,153 | SH | DFND | 0 | 0 | 11,153 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 153 | 37,800 | SH | DFND | 0 | 0 | 37,800 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,396 | 63,583 | SH | DFND | 7,800 | 0 | 55,783 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 737 | 12,275 | SH | DFND | 0 | 0 | 12,275 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 252 | 4,953 | SH | DFND | 4,860 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 6,885 | 83,652 | SH | DFND | 4,100 | 0 | 79,552 | ||
QUALCOMM INC. | COM | 747525103 | 6,325 | 123,676 | SH | DFND | 2,860 | 0 | 120,816 | ||
RAYTHEON CO NEW | COM | 755111507 | 1,278 | 10,418 | SH | DFND | 680 | 0 | 9,738 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 227 | 3,950 | SH | DFND | 0 | 0 | 3,950 | ||
ROYAL DUTCH SHELL PLC CL A ADR | COM | 780259206 | 790 | 16,300 | SH | DFND | 0 | 0 | 16,300 | ||
ROYAL GOLD INC COMMON. | COM | 780287108 | 467 | 9,100 | SH | DFND | 0 | 0 | 9,100 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 496 | 2,411 | SH | DFND | 850 | 0 | 1,561 | ||
SPDR EURO STOXX 50 ETF | COM | 78463X202 | 278 | 8,375 | SH | DFND | 0 | 0 | 8,375 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 592 | 11,463 | SH | DFND | 2,325 | 0 | 9,138 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 9,498 | 128,787 | SH | DFND | 9,270 | 0 | 119,517 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 292 | 10,432 | SH | DFND | 4,548 | 0 | 5,884 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 592 | 11,798 | SH | DFND | 860 | 0 | 10,937 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 656 | 13,425 | SH | DFND | 0 | 0 | 13,425 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 402 | 8,980 | SH | DFND | 3,200 | 0 | 5,780 | ||
SECT SPDR ENERGY SELECT | COM | 81369Y506 | 1,413 | 22,835 | SH | DFND | 125 | 0 | 22,710 | ||
AMEX INDUSTRIAL SELECT SPDR | COM | 81369Y704 | 428 | 7,720 | SH | DFND | 0 | 0 | 7,720 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 861 | 17,348 | SH | DFND | 5,398 | 0 | 11,950 | ||
J.M. SMUCKER CO (NEW) | COM | 832696405 | 974 | 7,500 | SH | DFND | 0 | 0 | 7,500 | ||
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 366 | 7,600 | SH | DFND | 0 | 0 | 7,600 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 247 | 2,350 | SH | DFND | 0 | 0 | 2,350 | ||
STARBUCKS CORP | COM | 855244109 | 1,991 | 33,350 | SH | DFND | 0 | 0 | 33,350 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,229 | 381,891 | SH | DFND | 28,750 | 0 | 353,141 | ||
STRYKER CORP | COM | 863667101 | 247 | 2,300 | SH | DFND | 1,500 | 0 | 800 | ||
TJX COMPANIES, INC | COM | 872540109 | 815 | 10,400 | SH | DFND | 0 | 0 | 10,400 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,253 | 72,415 | SH | DFND | 2,125 | 0 | 70,290 | ||
3M CO | COM | 88579Y101 | 896 | 5,378 | SH | DFND | 2,040 | 0 | 3,338 | ||
TORCHMARK CORP | COM | 891027104 | 242 | 4,462 | SH | DFND | 0 | 0 | 4,462 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,894 | 16,224 | SH | DFND | 0 | 0 | 16,224 | ||
U.S. BANCORP | COM | 902973304 | 241 | 5,926 | SH | DFND | 3,841 | 0 | 2,085 | ||
U.S. GEOTHERMAL INC | COM | 90338S102 | 10 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,638 | 20,597 | SH | DFND | 500 | 0 | 20,097 | ||
UNITED AMERICAN BANK | COM | 90933S101 | 5 | 13,750 | SH | DFND | 0 | 0 | 13,750 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 3,170 | 30,053 | SH | DFND | 1,900 | 0 | 28,153 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 8,243 | 82,351 | SH | DFND | 7,675 | 0 | 74,676 | ||
VANGUARD EMERGING MARKETS | STOCKS INDEX FUND | 922042304 | 217 | 9,895 | SH | DFND | 0 | 0 | 9,895 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,197 | 27,748 | SH | DFND | 0 | 0 | 27,748 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,336 | 21,331 | SH | DFND | 0 | 0 | 21,331 | ||
VENTAS INC | COM | 92276F100 | 6,504 | 103,303 | SH | DFND | 3,600 | 0 | 99,703 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 616 | 3,240 | SH | DFND | 1,782 | 0 | 1,458 | ||
VANGUARD REIT ETF | COM | 922908553 | 830 | 9,899 | SH | DFND | 0 | 0 | 9,899 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 721 | 6,875 | SH | DFND | 0 | 0 | 6,875 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 2,359 | 43,622 | SH | DFND | 3,345 | 0 | 40,277 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 4,777 | 62,466 | SH | DFND | 2,700 | 0 | 59,766 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 396 | 4,700 | SH | DFND | 0 | 0 | 4,700 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 829 | 14,055 | SH | DFND | 0 | 0 | 14,055 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 3,657 | 75,611 | SH | DFND | 5,147 | 0 | 70,464 | ||
WELLTOWER INC | COM | 95040Q104 | 593 | 8,555 | SH | DFND | 5,530 | 0 | 3,025 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 6,666 | 215,165 | SH | DFND | 4,650 | 0 | 210,515 | ||
ACCENTURE PLC | COM | G1151C101 | 315 | 2,730 | SH | DFND | 0 | 0 | 2,730 | ||
EATON CORP PLC | COM | G29183103 | 357 | 5,700 | SH | DFND | 0 | 0 | 5,700 | ||
PENTAIR PLC | COM | G7S00T104 | 5,823 | 107,324 | SH | DFND | 9,204 | 0 | 98,120 | ||
TYCO INTERNATIONAL PLC | COM | G91442106 | 2,889 | 78,689 | SH | DFND | 2,150 | 0 | 76,539 | ||
CHUBB LIMITED | COM | H1467J104 | 225 | 1,892 | SH | DFND | 0 | 0 | 1,892 | ||
UBS GROUP AG | COM | H42097107 | 807 | 50,360 | SH | DFND | 3,000 | 0 | 47,360 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 1,225 | 10,895 | SH | DFND | 600 | 0 | 10,295 | ||
MYLAN N V | COM | N59465109 | 6,222 | 134,240 | SH | DFND | 3,625 | 0 | 130,615 |