The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ALERIAN MLP ETF | COM | 00162Q866 | 179 | 14,049 | SH | DFND | 0 | 0 | 14,049 | ||
AT&T INC | COM | 00206R102 | 2,771 | 64,135 | SH | DFND | 6,515 | 0 | 57,620 | ||
ABBOTT LABORATORIES | COM | 002824100 | 4,978 | 126,625 | SH | DFND | 5,260 | 0 | 121,365 | ||
ABBVIE INC | COM | 00287Y109 | 4,387 | 70,857 | SH | DFND | 3,400 | 0 | 67,457 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 235 | 5,290 | SH | DFND | 0 | 0 | 5,290 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 6,789 | 253,500 | SH | DFND | 16,000 | 0 | 237,500 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 263 | 1,850 | SH | DFND | 0 | 0 | 1,850 | ||
ALPHABET CLASS C | COM | 02079K107 | 869 | 1,255 | SH | DFND | 0 | 0 | 1,255 | ||
ALPHABET CLASS A | COM | 02079K305 | 11,496 | 16,341 | SH | DFND | 886 | 0 | 15,455 | ||
ALTRIA GROUP INC | COM | 02209S103 | 273 | 3,960 | SH | DFND | 0 | 0 | 3,960 | ||
AMERN CAMPUS COMMUNITIES | COM | 024835100 | 201 | 3,800 | SH | DFND | 0 | 0 | 3,800 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,021 | 16,796 | SH | DFND | 300 | 0 | 16,496 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 9,176 | 108,575 | SH | DFND | 1,475 | 0 | 107,100 | ||
APPLE INC | COM | 037833100 | 12,257 | 128,208 | SH | DFND | 4,773 | 0 | 123,435 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 550 | 5,991 | SH | DFND | 3,950 | 0 | 2,041 | ||
BANK OF AMERICA CORP | COM | 060505104 | 263 | 19,820 | SH | DFND | 0 | 0 | 19,820 | ||
BECTON DICKINSON& CO | COM | 075887109 | 458 | 2,701 | SH | DFND | 100 | 0 | 2,601 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 217 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,890 | 13,054 | SH | DFND | 600 | 0 | 12,454 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 1,147 | 46,760 | SH | DFND | 5,600 | 0 | 41,160 | ||
BOEING COMPANY | COM | 097023105 | 756 | 5,819 | SH | DFND | 0 | 0 | 5,819 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 254 | 3,450 | SH | DFND | 350 | 0 | 3,100 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTNERS | 118230101 | 549 | 7,800 | SH | DFND | 0 | 0 | 7,800 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 13,384 | 139,792 | SH | DFND | 7,445 | 0 | 132,347 | ||
CALPINE CORP | COM | 131347304 | 6,729 | 456,215 | SH | DFND | 25,075 | 0 | 431,140 | ||
CHEVRON CORP | COM | 166764100 | 12,213 | 116,499 | SH | DFND | 12,070 | 0 | 104,429 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 9,312 | 255,398 | SH | DFND | 16,545 | 0 | 238,853 | ||
COCA-COLA COMPANY | COM | 191216100 | 2,109 | 46,521 | SH | DFND | 1,000 | 0 | 45,521 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 5,742 | 100,315 | SH | DFND | 4,350 | 0 | 95,965 | ||
COHEN& STEERS QUALITY | INCOME REALTY FUN | 19247L106 | 155 | 11,300 | SH | DFND | 0 | 0 | 11,300 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 639 | 8,727 | SH | DFND | 3,300 | 0 | 5,427 | ||
CONOCOPHILLIPS | COM | 20825C104 | 765 | 17,551 | SH | DFND | 0 | 0 | 17,551 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,685 | 10,732 | SH | DFND | 1,065 | 0 | 9,667 | ||
CROWN CASTLE INTERNATIONAL | COM | 22822V101 | 467 | 4,600 | SH | DFND | 0 | 0 | 4,600 | ||
DNP SELECT INCOME FUND, INC. | COM | 23325P104 | 237 | 22,325 | SH | DFND | 5,000 | 0 | 17,325 | ||
DANAHER CORP | COM | 235851102 | 204 | 2,023 | SH | DFND | 0 | 0 | 2,023 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,841 | 78,381 | SH | DFND | 200 | 0 | 78,181 | ||
DIREXION DAILY S&P 500 BEAR | 3X SHARES ETF | 25459Y371 | 255 | 18,270 | SH | DFND | 0 | 0 | 18,270 | ||
DISNEY CO. (WALT) | COM | 254687106 | 10,580 | 108,162 | SH | DFND | 9,555 | 0 | 98,607 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 330 | 4,230 | SH | DFND | 0 | 0 | 4,230 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 1,513 | 23,342 | SH | DFND | 1,000 | 0 | 22,342 | ||
DUKE ENERGY CORP | COM | 26441C204 | 1,456 | 16,973 | SH | DFND | 5,058 | 0 | 11,915 | ||
EMC CORP/MASS | COM | 268648102 | 10,541 | 387,969 | SH | DFND | 19,425 | 0 | 368,544 | ||
EOG RESOURCES INC | COM | 26875P101 | 2,412 | 28,913 | SH | DFND | 2,520 | 0 | 26,393 | ||
MANAGERS TR PF ISE CYBER SEC | COM | 26924G201 | 7,611 | 318,595 | SH | DFND | 18,440 | 0 | 300,155 | ||
ECOLAB INC | COM | 278865100 | 2,190 | 18,466 | SH | DFND | 145 | 0 | 18,321 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 722 | 13,841 | SH | DFND | 0 | 0 | 13,841 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 246 | 8,402 | SH | DFND | 0 | 0 | 8,402 | ||
EQUITY RESIDENTIAL PPTYS TR | COM | 29476L107 | 562 | 8,161 | SH | DFND | 0 | 0 | 8,161 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 960 | 16,029 | SH | DFND | 0 | 0 | 16,029 | ||
EXXON MOBIL CORP | COM | 30231G102 | 6,260 | 66,777 | SH | DFND | 7,605 | 0 | 59,172 | ||
FEDEX CORPORATION | COM | 31428X106 | 947 | 6,242 | SH | DFND | 0 | 0 | 6,242 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,444 | 77,642 | SH | DFND | 14,010 | 0 | 63,632 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 408 | 5,725 | SH | DFND | 0 | 0 | 5,725 | ||
GENUINE PARTS CO | COM | 372460105 | 344 | 3,400 | SH | DFND | 3,050 | 0 | 350 | ||
GILEAD SCIENCES INC | COM | 375558103 | 7,094 | 85,037 | SH | DFND | 3,525 | 0 | 81,512 | ||
HCP INC | COM | 40414L109 | 520 | 14,700 | SH | DFND | 1,800 | 0 | 12,900 | ||
HOME DEPOT INC | COM | 437076102 | 3,664 | 28,697 | SH | DFND | 200 | 0 | 28,497 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 728 | 6,260 | SH | DFND | 2,030 | 0 | 4,230 | ||
INTEL CORPORATION | COM | 458140100 | 1,223 | 37,298 | SH | DFND | 3,250 | 0 | 34,048 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 784 | 5,164 | SH | DFND | 505 | 0 | 4,659 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 272 | 3,185 | SH | DFND | 0 | 0 | 3,185 | ||
ISHARES TR S&P 500 INDEX FUND | COM | 464287200 | 494 | 2,347 | SH | DFND | 0 | 0 | 2,347 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 932 | 3,620 | SH | DFND | 400 | 0 | 3,220 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 5,721 | 176,369 | SH | DFND | 9,595 | 0 | 166,774 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 8,103 | 59,781 | SH | DFND | 2,440 | 0 | 57,341 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 13,478 | 216,892 | SH | DFND | 13,470 | 0 | 203,422 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 2,265 | 45,480 | SH | DFND | 3,150 | 0 | 42,330 | ||
JOHNSON& JOHNSON | COM | 478160104 | 12,185 | 100,456 | SH | DFND | 8,110 | 0 | 92,346 | ||
KIMBERLY CLARK | COM | 494368103 | 1,182 | 8,601 | SH | DFND | 2,975 | 0 | 5,626 | ||
KINDER MORGAN INC | COM | 49456B101 | 2,121 | 113,284 | SH | DFND | 3,800 | 0 | 109,484 | ||
KINDER MORGAN INC MAND CVT PFD | 9.75% 10/26/18 | 49456B200 | 7,154 | 146,440 | SH | DFND | 5,600 | 0 | 140,840 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 148 | 10,202 | SH | DFND | 9,202 | 0 | 1,000 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,717 | 6,918 | SH | DFND | 0 | 0 | 6,918 | ||
LOWES CO INC | COM | 548661107 | 7,224 | 91,246 | SH | DFND | 1,765 | 0 | 89,481 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,422 | 88,017 | SH | DFND | 0 | 0 | 88,017 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 718 | 29,336 | SH | DFND | 0 | 0 | 29,336 | ||
MCDONALDS CORP | COM | 580135101 | 542 | 4,500 | SH | �� | DFND | 3,300 | 0 | 1,200 | |
MERCK& CO. INC. | COM | 58933Y105 | 4,985 | 86,526 | SH | DFND | 2,480 | 0 | 84,046 | ||
METLIFE INC | COM | 59156R108 | 6,767 | 169,909 | SH | DFND | 8,880 | 0 | 161,029 | ||
MICROSOFT CORP | COM | 594918104 | 13,668 | 267,117 | SH | DFND | 16,275 | 0 | 250,842 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 1,427 | 13,412 | SH | DFND | 2,915 | 0 | 10,497 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 310 | 6,813 | SH | DFND | 750 | 0 | 6,063 | ||
MONSANTO COMPANY | COM | 61166W101 | 336 | 3,251 | SH | DFND | 0 | 0 | 3,251 | ||
MOSAIC CO | COM | 61945C103 | 1,228 | 46,905 | SH | DFND | 0 | 0 | 46,905 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 362 | 7,000 | SH | DFND | 50 | 0 | 6,950 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 835 | 6,405 | SH | DFND | 2,030 | 0 | 4,375 | ||
NOVARTIS A G SPON ADR F | SPONSORED ADR | 66987V109 | 248 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 466 | 8,670 | SH | DFND | 6,750 | 0 | 1,920 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 683 | 9,045 | SH | DFND | 500 | 0 | 8,545 | ||
ORACLE CORP | COM | 68389X105 | 10,711 | 261,700 | SH | DFND | 16,281 | 0 | 245,419 | ||
PPL CORP | COM | 69351T106 | 813 | 21,525 | SH | DFND | 800 | 0 | 20,725 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 443 | 12,125 | SH | DFND | 0 | 0 | 12,125 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 217 | 6,240 | SH | SOLE | 6,240 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 11,621 | 109,693 | SH | DFND | 7,880 | 0 | 101,813 | ||
PFIZER INC | COM | 717081103 | 5,297 | 150,443 | SH | DFND | 2,500 | 0 | 147,943 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 588 | 5,781 | SH | DFND | 0 | 0 | 5,781 | ||
PHILLIPS 66 | COM | 718546104 | 876 | 11,045 | SH | DFND | 0 | 0 | 11,045 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 144 | 37,800 | SH | DFND | 0 | 0 | 37,800 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,411 | 59,700 | SH | DFND | 7,800 | 0 | 51,900 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 752 | 11,875 | SH | DFND | 0 | 0 | 11,875 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 245 | 4,860 | SH | SOLE | 4,860 | 0 | 0 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 7,117 | 84,052 | SH | DFND | 4,100 | 0 | 79,952 | ||
QUALCOMM INC. | COM | 747525103 | 6,710 | 125,251 | SH | DFND | 2,610 | 0 | 122,641 | ||
RAYTHEON CO NEW | COM | 755111507 | 3,636 | 26,748 | SH | DFND | 680 | 0 | 26,068 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 227 | 3,850 | SH | DFND | 0 | 0 | 3,850 | ||
ROYAL DUTCH SHELL PLC CL A ADR | COM | 780259206 | 900 | 16,300 | SH | DFND | 0 | 0 | 16,300 | ||
ROYAL GOLD INC COMMON. | COM | 780287108 | 655 | 9,100 | SH | DFND | 0 | 0 | 9,100 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 505 | 2,411 | SH | DFND | 850 | 0 | 1,561 | ||
SPDR EURO STOXX 50 ETF | COM | 78463X202 | 210 | 6,725 | SH | DFND | 0 | 0 | 6,725 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 643 | 11,883 | SH | DFND | 2,325 | 0 | 9,558 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 9,888 | 125,042 | SH | DFND | 9,270 | 0 | 115,772 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 261 | 10,297 | SH | DFND | 4,548 | 0 | 5,749 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 495 | 9,630 | SH | DFND | 860 | 0 | 8,769 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 598 | 12,025 | SH | DFND | 0 | 0 | 12,025 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 407 | 8,780 | SH | DFND | 3,200 | 0 | 5,580 | ||
SECT SPDR ENERGY SELECT | COM | 81369Y506 | 929 | 13,610 | SH | DFND | 125 | 0 | 13,485 | ||
AMEX INDUSTRIAL SELECT SPDR | COM | 81369Y704 | 283 | 5,045 | SH | DFND | 0 | 0 | 5,045 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 905 | 17,248 | SH | DFND | 5,398 | 0 | 11,850 | ||
SILVER WHEATON CORP F | COM | 828336107 | 355 | 15,100 | SH | DFND | 0 | 0 | 15,100 | ||
J.M. SMUCKER CO (NEW) | COM | 832696405 | 1,143 | 7,500 | SH | DFND | 0 | 0 | 7,500 | ||
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 359 | 7,600 | SH | DFND | 0 | 0 | 7,600 | ||
STARBUCKS CORP | COM | 855244109 | 1,917 | 33,562 | SH | DFND | 0 | 0 | 33,562 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,681 | 370,701 | SH | DFND | 28,010 | 0 | 342,691 | ||
STRYKER CORP | COM | 863667101 | 276 | 2,300 | SH | DFND | 1,500 | 0 | 800 | ||
TJX COMPANIES, INC | COM | 872540109 | 803 | 10,400 | SH | DFND | 0 | 0 | 10,400 | ||
TARGET CORP | COM | 87612E106 | 280 | 4,005 | SH | DFND | 150 | 0 | 3,855 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,562 | 71,480 | SH | DFND | 2,125 | 0 | 69,355 | ||
3M CO | COM | 88579Y101 | 930 | 5,311 | SH | DFND | 2,040 | 0 | 3,271 | ||
TORCHMARK CORP | COM | 891027104 | 276 | 4,462 | SH | DFND | 0 | 0 | 4,462 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,913 | 16,074 | SH | DFND | 0 | 0 | 16,074 | ||
U.S. BANCORP | COM | 902973304 | 239 | 5,926 | SH | DFND | 3,841 | 0 | 2,085 | ||
U.S. GEOTHERMAL INC | COM | 90338S102 | 12 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,734 | 19,877 | SH | DFND | 500 | 0 | 19,377 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 3,117 | 28,938 | SH | DFND | 1,900 | 0 | 27,038 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 8,278 | 80,725 | SH | DFND | 7,625 | 0 | 73,100 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,189 | 27,748 | SH | DFND | 0 | 0 | 27,748 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,185 | 20,406 | SH | DFND | 0 | 0 | 20,406 | ||
VENTAS INC | COM | 92276F100 | 7,434 | 102,087 | SH | DFND | 3,350 | 0 | 98,737 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 628 | 3,240 | SH | DFND | 1,782 | 0 | 1,458 | ||
VANGUARD REIT ETF | COM | 922908553 | 878 | 9,899 | SH | DFND | 0 | 0 | 9,899 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 707 | 6,600 | SH | DFND | 0 | 0 | 6,600 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 2,427 | 43,472 | SH | DFND | 3,345 | 0 | 40,127 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 4,505 | 60,736 | SH | DFND | 2,670 | 0 | 58,066 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 391 | 4,700 | SH | DFND | 0 | 0 | 4,700 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 923 | 13,922 | SH | DFND | 0 | 0 | 13,922 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 3,529 | 74,569 | SH | DFND | 5,022 | 0 | 69,547 | ||
WELLTOWER INC | COM | 95040Q104 | 644 | 8,455 | SH | DFND | 5,530 | 0 | 2,925 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 6,464 | 217,125 | SH | DFND | 4,650 | 0 | 212,475 | ||
EATON CORP PLC | COM | G29183103 | 334 | 5,600 | SH | DFND | 0 | 0 | 5,600 | ||
PENTAIR PLC | COM | G7S00T104 | 6,145 | 105,426 | SH | DFND | 9,054 | 0 | 96,372 | ||
TYCO INTERNATIONAL PLC | COM | G91442106 | 3,333 | 78,239 | SH | DFND | 2,150 | 0 | 76,089 | ||
CHUBB LIMITED | COM | H1467J104 | 247 | 1,892 | SH | DFND | 0 | 0 | 1,892 | ||
UBS GROUP AG | COM | H42097107 | 595 | 45,945 | SH | DFND | 3,000 | 0 | 42,945 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 946 | 7,635 | SH | DFND | 600 | 0 | 7,035 | ||
MYLAN N V | COM | N59465109 | 6,601 | 152,670 | SH | DFND | 3,375 | 0 | 149,295 |