The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,281 | 58,241 | SH | DFND | 5,515 | 0 | 52,726 | ||
ABBOTT LABORATORIES | COM | 002824100 | 7,233 | 135,543 | SH | DFND | 4,210 | 0 | 131,333 | ||
ABBVIE INC | COM | 00287Y109 | 2,042 | 22,976 | SH | DFND | 200 | 0 | 22,776 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 259 | 4,033 | SH | DFND | 0 | 0 | 4,033 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 10,586 | 248,381 | SH | DFND | 13,795 | 0 | 234,586 | ||
ALPHABET CLASS C | COM | 02079K107 | 1,048 | 1,093 | SH | DFND | 0 | 0 | 1,093 | ||
ALPHABET CLASS A | COM | 02079K305 | 15,421 | 15,837 | SH | DFND | 830 | 0 | 15,007 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 399 | 4,410 | SH | DFND | 150 | 0 | 4,260 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 12,482 | 154,273 | SH | DFND | 3,925 | 0 | 150,348 | ||
AMGEN INC | COM | 031162100 | 246 | 1,320 | SH | DFND | 425 | 0 | 895 | ||
APACHE CORP | COM | 037411105 | 2,941 | 64,205 | SH | DFND | 250 | 0 | 63,955 | ||
APPLE INC | COM | 037833100 | 19,144 | 124,212 | SH | DFND | 4,623 | 0 | 119,589 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 602 | 5,510 | SH | DFND | 3,190 | 0 | 2,320 | ||
BANK OF AMERICA CORP | COM | 060505104 | 617 | 24,348 | SH | DFND | 0 | 0 | 24,348 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 217 | 4,085 | SH | DFND | 0 | 0 | 4,085 | ||
BECTON DICKINSON& CO | COM | 075887109 | 403 | 2,056 | SH | DFND | 0 | 0 | 2,056 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 275 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 2,218 | 12,099 | SH | DFND | 575 | 0 | 11,524 | ||
BIO RAD LABS INC | COM | 090572207 | 660 | 2,970 | SH | DFND | 0 | 0 | 2,970 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,527 | 75,725 | SH | DFND | 4,100 | 0 | 71,625 | ||
BOEING COMPANY | COM | 097023105 | 1,258 | 4,946 | SH | DFND | 0 | 0 | 4,946 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 300 | 4,703 | SH | DFND | 200 | 0 | 4,503 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTNERS | 118230101 | 314 | 5,500 | SH | DFND | 0 | 0 | 5,500 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 12,071 | 148,440 | SH | DFND | 8,010 | 0 | 140,430 | ||
CELGENE CORPORATION | COM | 151020104 | 301 | 2,065 | SH | DFND | 0 | 0 | 2,065 | ||
CHEVRON CORP | COM | 166764100 | 14,186 | 120,728 | SH | DFND | 10,375 | 0 | 110,353 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 7,634 | 210,838 | SH | DFND | 14,620 | 0 | 196,218 | ||
CLOROX COMPANY | COM | 189054109 | 270 | 2,050 | SH | DFND | 100 | 0 | 1,950 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,585 | 35,221 | SH | DFND | 300 | 0 | 34,921 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 301 | 4,150 | SH | DFND | 3,200 | 0 | 950 | ||
COHEN& STEERS QUALITY | INCOME REALTY FUN | 19247L106 | 182 | 14,500 | SH | DFND | 0 | 0 | 14,500 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 464 | 6,366 | SH | DFND | 3,300 | 0 | 3,066 | ||
CONOCOPHILLIPS | COM | 20825C104 | 407 | 8,124 | SH | DFND | 0 | 0 | 8,124 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,626 | 9,897 | SH | DFND | 1,010 | 0 | 8,887 | ||
CROWN CASTLE INTERNATIONAL | COM | 22822V101 | 9,590 | 95,920 | SH | DFND | 2,110 | 0 | 93,810 | ||
DNP SELECT INCOME FUND, INC. | COM | 23325P104 | 141 | 12,287 | SH | DFND | 5,000 | 0 | 7,287 | ||
DEERE& CO | COM | 244199105 | 272 | 2,166 | SH | DFND | 0 | 0 | 2,166 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 1,819 | 49,545 | SH | DFND | 800 | 0 | 48,745 | ||
DISNEY CO. (WALT) | COM | 254687106 | 11,225 | 113,880 | SH | DFND | 8,415 | 0 | 105,465 | ||
DISCOVER FINL SVCS | COM | 254709108 | 7,104 | 110,176 | SH | DFND | 950 | 0 | 109,226 | ||
DISH NETWORK CORP | COM | 25470M109 | 488 | 9,000 | SH | DFND | 0 | 0 | 9,000 | ||
DOWDUPONT INC | COM | 26078J100 | 1,151 | 16,624 | SH | DFND | 1,880 | 0 | 14,744 | ||
DUKE ENERGY CORP | COM | 26441C204 | 1,058 | 12,608 | SH | DFND | 4,528 | 0 | 8,080 | ||
EOG RESOURCES INC | COM | 26875P101 | 2,030 | 20,987 | SH | DFND | 2,090 | 0 | 18,897 | ||
ETFMG PRIME CYBER SECURITY ETF | COM | 26924G201 | 10,386 | 345,066 | SH | DFND | 20,055 | 0 | 325,011 | ||
ECOLAB INC | COM | 278865100 | 1,586 | 12,331 | SH | DFND | 145 | 0 | 12,186 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 710 | 11,305 | SH | DFND | 0 | 0 | 11,305 | ||
ENBRIDGE INC | COM | 29250N105 | 230 | 5,507 | SH | DFND | 0 | 0 | 5,507 | ||
ESSEX PROPERTIES TRUST | COM | 297178105 | 400 | 1,576 | SH | DFND | 0 | 0 | 1,576 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 897 | 14,847 | SH | DFND | 0 | 0 | 14,847 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,278 | 64,376 | SH | DFND | 7,230 | 0 | 57,146 | ||
FACEBOOK, INC | COM | 30303M102 | 251 | 1,468 | SH | DFND | 0 | 0 | 1,468 | ||
FEDEX CORPORATION | COM | 31428X106 | 2,306 | 10,222 | SH | DFND | 0 | 0 | 10,222 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 6,281 | 259,768 | SH | DFND | 19,930 | 0 | 239,838 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 259 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GENUINE PARTS CO | COM | 372460105 | 239 | 2,500 | SH | DFND | 2,450 | 0 | 50 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,701 | 45,683 | SH | DFND | 1,900 | 0 | 43,783 | ||
HCP INC | COM | 40414L109 | 340 | 12,200 | SH | DFND | 1,800 | 0 | 10,400 | ||
HOME DEPOT INC | COM | 437076102 | 4,421 | 27,027 | SH | DFND | 200 | 0 | 26,827 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 758 | 5,350 | SH | DFND | 2,030 | 0 | 3,320 | ||
INTEL CORPORATION | COM | 458140100 | 916 | 24,052 | SH | DFND | 2,500 | 0 | 21,552 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 547 | 3,771 | SH | DFND | 305 | 0 | 3,466 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 211 | 2,252 | SH | DFND | 0 | 0 | 2,252 | ||
ISHARES TR S&P 500 INDEX FUND | COM | 464287200 | 594 | 2,347 | SH | DFND | 0 | 0 | 2,347 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 231 | 3,375 | SH | DFND | 0 | 0 | 3,375 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,777 | 5,328 | SH | DFND | 400 | 0 | 4,928 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 7,266 | 153,905 | SH | DFND | 8,545 | 0 | 145,360 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 8,810 | 52,744 | SH | DFND | 1,975 | 0 | 50,769 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 16,444 | 172,170 | SH | DFND | 9,305 | 0 | 162,865 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 2,220 | 38,096 | SH | DFND | 2,200 | 0 | 35,896 | ||
JOHNSON& JOHNSON | COM | 478160104 | 12,317 | 94,737 | SH | DFND | 6,370 | 0 | 88,367 | ||
KIMBERLY CLARK | COM | 494368103 | 817 | 6,945 | SH | DFND | 2,945 | 0 | 4,000 | ||
KINDER MORGAN INC | COM | 49456B101 | 8,213 | 428,198 | SH | DFND | 13,550 | 0 | 414,648 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,959 | 6,314 | SH | DFND | 0 | 0 | 6,314 | ||
LOWES CO INC | COM | 548661107 | 10,569 | 132,211 | SH | DFND | 7,535 | 0 | 124,676 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,104 | 58,297 | SH | DFND | 0 | 0 | 58,297 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 396 | 13,715 | SH | DFND | 0 | 0 | 13,715 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 287 | 16,741 | SH | DFND | 2,407 | 0 | 14,333 | ||
MCDONALDS CORP | COM | 580135101 | 706 | 4,506 | SH | DFND | 3,250 | 0 | 1,256 | ||
MCKESSON CORPORATION | COM | 58155Q103 | 273 | 1,780 | SH | DFND | 0 | 0 | 1,780 | ||
MERCK& CO. INC. | COM | 58933Y105 | 6,171 | 96,377 | SH | DFND | 3,410 | 0 | 92,967 | ||
METLIFE INC | COM | 59156R108 | 8,853 | 170,412 | SH | DFND | 8,005 | 0 | 162,407 | ||
MICROSOFT CORP | COM | 594918104 | 17,125 | 229,899 | SH | DFND | 13,580 | 0 | 216,319 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 7,127 | 66,680 | SH | DFND | 5,800 | 0 | 60,880 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 242 | 5,953 | SH | DFND | 750 | 0 | 5,203 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 275 | 6,600 | SH | DFND | 50 | 0 | 6,550 | ||
NEWELL BRANDS INC. | COM | 651229106 | 5,656 | 132,544 | SH | DFND | 5,795 | 0 | 126,749 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 763 | 5,205 | SH | DFND | 1,530 | 0 | 3,675 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 281 | 2,126 | SH | DFND | 0 | 0 | 2,126 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 401 | 8,320 | SH | DFND | 6,500 | 0 | 1,820 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 233 | 3,630 | SH | DFND | 0 | 0 | 3,630 | ||
ORACLE CORP | COM | 68389X105 | 10,563 | 218,473 | SH | DFND | 11,600 | 0 | 206,873 | ||
P G& E CORP | COM | 69331C108 | 268 | 3,941 | SH | DFND | 0 | 0 | 3,941 | ||
PPG INDUSTRIES | COM | 693506107 | 239 | 2,200 | SH | DFND | 400 | 0 | 1,800 | ||
PPL CORP | COM | 69351T106 | 557 | 14,675 | SH | DFND | 800 | 0 | 13,875 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 237 | 6,213 | SH | SOLE | 6,213 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 12,821 | 115,056 | SH | DFND | 7,540 | 0 | 107,516 | ||
PFIZER INC | COM | 717081103 | 9,141 | 256,060 | SH | DFND | 17,095 | 0 | 238,965 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 496 | 4,466 | SH | DFND | 0 | 0 | 4,466 | ||
PHILLIPS 66 | COM | 718546104 | 228 | 2,491 | SH | DFND | 0 | 0 | 2,491 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 138 | 29,300 | SH | DFND | 0 | 0 | 29,300 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,384 | 48,550 | SH | DFND | 6,800 | 0 | 41,750 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 747 | 11,425 | SH | DFND | 0 | 0 | 11,425 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 320 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
PRICELINE GROUP INC | COM | 741503403 | 284 | 155 | SH | DFND | 0 | 0 | 155 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 7,377 | 81,083 | SH | DFND | 4,000 | 0 | 77,083 | ||
QUALCOMM INC. | COM | 747525103 | 8,708 | 167,971 | SH | DFND | 5,255 | 0 | 162,716 | ||
RAYTHEON CO NEW | COM | 755111507 | 7,058 | 37,826 | SH | DFND | 830 | 0 | 36,996 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 298 | 3,850 | SH | DFND | 0 | 0 | 3,850 | ||
ROYAL DUTCH SHELL PLC CL A ADR | COM | 780259206 | 606 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 673 | 2,679 | SH | DFND | 1,025 | 0 | 1,654 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 9,123 | 105,388 | SH | DFND | 6,195 | 0 | 99,193 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 8,397 | 120,375 | SH | DFND | 8,485 | 0 | 111,890 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 281 | 6,420 | SH | DFND | 4,548 | 0 | 1,872 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 383 | 6,256 | SH | DFND | 860 | 0 | 5,396 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 825 | 13,742 | SH | DFND | 675 | 0 | 13,067 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 218 | 3,830 | SH | DFND | 3,000 | 0 | 830 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 804 | 15,148 | SH | DFND | 5,048 | 0 | 10,100 | ||
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 426 | 9,600 | SH | DFND | 0 | 0 | 9,600 | ||
STARBUCKS CORP | COM | 855244109 | 1,693 | 31,512 | SH | DFND | 0 | 0 | 31,512 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,580 | 348,987 | SH | DFND | 24,560 | 0 | 324,427 | ||
STRYKER CORP | COM | 863667101 | 305 | 2,150 | SH | DFND | 1,500 | 0 | 650 | ||
TJX COMPANIES, INC | COM | 872540109 | 516 | 7,000 | SH | DFND | 0 | 0 | 7,000 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 12,817 | 67,745 | SH | DFND | 1,530 | 0 | 66,215 | ||
3M CO | COM | 88579Y101 | 837 | 3,987 | SH | DFND | 1,875 | 0 | 2,112 | ||
TORCHMARK CORP | COM | 891027104 | 332 | 4,150 | SH | DFND | 0 | 0 | 4,150 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,784 | 14,560 | SH | DFND | 0 | 0 | 14,560 | ||
U.S. BANCORP | COM | 902973304 | 590 | 11,006 | SH | DFND | 3,591 | 0 | 7,415 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,623 | 13,995 | SH | DFND | 500 | 0 | 13,495 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 1,591 | 13,248 | SH | DFND | 1,900 | 0 | 11,348 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 10,347 | 89,139 | SH | DFND | 7,080 | 0 | 82,059 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 1,102 | 8,550 | SH | DFND | 0 | 0 | 8,550 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,405 | 26,658 | SH | DFND | 0 | 0 | 26,658 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,642 | 17,382 | SH | DFND | 0 | 0 | 17,382 | ||
VENTAS INC | COM | 92276F100 | 6,594 | 101,243 | SH | DFND | 2,500 | 0 | 98,743 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 606 | 2,605 | SH | DFND | 1,782 | 0 | 823 | ||
VANGUARD REIT ETF | COM | 922908553 | 584 | 7,034 | SH | DFND | 0 | 0 | 7,034 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 1,101 | 8,504 | SH | DFND | 0 | 0 | 8,504 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,779 | 35,938 | SH | DFND | 3,145 | 0 | 32,793 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 12,598 | 119,707 | SH | DFND | 3,705 | 0 | 116,002 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 355 | 4,600 | SH | DFND | 0 | 0 | 4,600 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 963 | 12,303 | SH | DFND | 0 | 0 | 12,303 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,507 | 27,331 | SH | DFND | 2,927 | 0 | 24,404 | ||
WELLTOWER INC | COM | 95040Q104 | 527 | 7,495 | SH | DFND | 4,920 | 0 | 2,575 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 8,205 | 241,099 | SH | DFND | 4,200 | 0 | 236,899 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 517 | 27,100 | SH | DFND | 3,100 | 0 | 24,000 | ||
PENTAIR PLC | COM | G7S00T104 | 8,102 | 119,218 | SH | DFND | 7,512 | 0 | 111,706 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 958 | 9,705 | SH | DFND | 600 | 0 | 9,105 |