The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 1,851 | 57,656 | SH | DFND | 5,465 | 0 | 52,191 | ||
ABBOTT LABORATORIES | COM | 002824100 | 8,190 | 134,286 | SH | DFND | 4,210 | 0 | 130,076 | ||
ABBVIE INC | COM | 00287Y109 | 2,215 | 23,903 | SH | DFND | 200 | 0 | 23,703 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 225 | 3,633 | SH | DFND | 0 | 0 | 3,633 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 10,575 | 251,966 | SH | DFND | 11,025 | 0 | 240,941 | ||
ALPHABET CLASS C | COM | 02079K107 | 1,197 | 1,073 | SH | DFND | 0 | 0 | 1,073 | ||
ALPHABET CLASS A | COM | 02079K305 | 17,620 | 15,604 | SH | DFND | 689 | 0 | 14,915 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 275 | 2,810 | SH | DFND | 150 | 0 | 2,660 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 13,802 | 161,655 | SH | DFND | 2,300 | 0 | 159,355 | ||
AMGEN INC | COM | 031162100 | 222 | 1,200 | SH | DFND | 325 | 0 | 875 | ||
APACHE CORP | COM | 037411105 | 1,050 | 22,460 | SH | DFND | 0 | 0 | 22,460 | ||
APPLE INC | COM | 037833100 | 20,040 | 108,258 | SH | DFND | 3,740 | 0 | 104,518 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 776 | 5,785 | SH | DFND | 3,190 | 0 | 2,595 | ||
BANK OF AMERICA CORP | COM | 060505104 | 636 | 22,554 | SH | DFND | 0 | 0 | 22,554 | ||
BECTON DICKINSON& CO | COM | 075887109 | 405 | 1,689 | SH | DFND | 0 | 0 | 1,689 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 2,283 | 12,232 | SH | DFND | 575 | 0 | 11,657 | ||
BIO RAD LABS INC | COM | 090572207 | 857 | 2,970 | SH | DFND | 0 | 0 | 2,970 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,049 | 63,695 | SH | DFND | 2,000 | 0 | 61,695 | ||
BOEING COMPANY | COM | 097023105 | 1,278 | 3,809 | SH | DFND | 0 | 0 | 3,809 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 7,709 | 3,803 | SH | DFND | 105 | 0 | 3,698 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 247 | 4,465 | SH | DFND | 200 | 0 | 4,265 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 8,984 | 139,618 | SH | DFND | 5,955 | 0 | 133,663 | ||
CHEVRON CORP | COM | 166764100 | 14,661 | 115,960 | SH | DFND | 7,670 | 0 | 108,290 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 7,394 | 210,780 | SH | DFND | 11,735 | 0 | 199,045 | ||
CITIGROUP INC | COM | 172967424 | 5,010 | 74,867 | SH | DFND | 4,350 | 0 | 70,517 | ||
CLOROX COMPANY | COM | 189054109 | 311 | 2,301 | SH | DFND | 100 | 0 | 2,201 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,403 | 31,979 | SH | DFND | 300 | 0 | 31,679 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 304 | 3,850 | SH | DFND | 3,200 | 0 | 650 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 387 | 5,966 | SH | DFND | 3,300 | 0 | 2,666 | ||
CONOCOPHILLIPS | COM | 20825C104 | 552 | 7,924 | SH | DFND | 0 | 0 | 7,924 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,969 | 9,422 | SH | DFND | 860 | 0 | 8,562 | ||
CROWN CASTLE INTERNATIONAL | COM | 22822V101 | 12,661 | 117,429 | SH | DFND | 1,410 | 0 | 116,019 | ||
DNP SELECT INCOME FUND, INC. | COM | 23325P104 | 114 | 10,600 | SH | DFND | 4,000 | 0 | 6,600 | ||
DEERE& CO | COM | 244199105 | 289 | 2,066 | SH | DFND | 0 | 0 | 2,066 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,371 | 53,925 | SH | DFND | 800 | 0 | 53,125 | ||
DISNEY CO. (WALT) | COM | 254687106 | 14,116 | 134,678 | SH | DFND | 8,735 | 0 | 125,943 | ||
DISCOVER FINL SVCS | COM | 254709108 | 7,792 | 110,663 | SH | DFND | 950 | 0 | 109,713 | ||
DISH NETWORK CORP | COM | 25470M109 | 302 | 9,000 | SH | DFND | 0 | 0 | 9,000 | ||
DODGE& COX STK FUND | FUND | 256219106 | 249 | 1,233 | SH | DFND | 420 | 0 | 813 | ||
DOWDUPONT INC | COM | 26078J100 | 1,048 | 15,894 | SH | DFND | 1,880 | 0 | 14,014 | ||
DUKE ENERGY CORP | COM | 26441C204 | 961 | 12,158 | SH | DFND | 4,428 | 0 | 7,730 | ||
EOG RESOURCES INC | COM | 26875P101 | 2,453 | 19,715 | SH | DFND | 1,190 | 0 | 18,525 | ||
ETFMG PRIME CYBER SECURITY ETF | COM | 26924G201 | 12,131 | 327,855 | SH | DFND | 16,580 | 0 | 311,275 | ||
ECOLAB INC | COM | 278865100 | 1,527 | 10,881 | SH | DFND | 145 | 0 | 10,736 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 761 | 11,005 | SH | DFND | 0 | 0 | 11,005 | ||
ESSEX PROPERTIES TRUST | COM | 297178105 | 317 | 1,325 | SH | DFND | 0 | 0 | 1,325 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 859 | 14,650 | SH | DFND | 0 | 0 | 14,650 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,244 | 63,381 | SH | DFND | 7,210 | 0 | 56,171 | ||
FEDEX CORPORATION | COM | 31428X106 | 2,282 | 10,051 | SH | DFND | 0 | 0 | 10,051 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 300 | 22,017 | SH | DFND | 2,960 | 0 | 19,057 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 221 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GENUINE PARTS CO | COM | 372460105 | 239 | 2,600 | SH | DFND | 2,250 | 0 | 350 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,508 | 35,401 | SH | DFND | 1,730 | 0 | 33,671 | ||
AMERICAN FUNDS GROWTH FUND | OF AMERICA CLASS | 399874825 | 302 | 5,607 | SH | DFND | 0 | 0 | 5,607 | ||
HCP INC | COM | 40414L109 | 302 | 11,700 | SH | DFND | 1,800 | 0 | 9,900 | ||
HOME DEPOT INC | COM | 437076102 | 4,967 | 25,458 | SH | DFND | 350 | 0 | 25,108 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 759 | 5,271 | SH | DFND | 1,930 | 0 | 3,341 | ||
INTEL CORPORATION | COM | 458140100 | 1,191 | 23,962 | SH | DFND | 2,350 | 0 | 21,612 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 503 | 3,601 | SH | DFND | 305 | 0 | 3,296 | ||
INVESCO WATER RESOURCES ETF | COM | 46137V142 | 874 | 28,925 | SH | DFND | 0 | 0 | 28,925 | ||
INVESCO DYNAMIC PHARMACEUTICAL | COM | 46137V662 | 746 | 11,100 | SH | DFND | 0 | 0 | 11,100 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 211 | 2,160 | SH | DFND | 0 | 0 | 2,160 | ||
ISHARES TR S&P 500 INDEX FUND | COM | 464287200 | 636 | 2,331 | SH | DFND | 0 | 0 | 2,331 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 210 | 3,140 | SH | DFND | 0 | 0 | 3,140 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,813 | 16,513 | SH | DFND | 1,200 | 0 | 15,313 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 9,413 | 191,481 | SH | DFND | 5,895 | 0 | 185,586 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 9,809 | 48,886 | SH | DFND | 1,470 | 0 | 47,416 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 17,540 | 168,334 | SH | DFND | 7,915 | 0 | 160,419 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 2,533 | 39,898 | SH | DFND | 1,800 | 0 | 38,098 | ||
JOHNSON& JOHNSON | COM | 478160104 | 11,667 | 96,152 | SH | DFND | 5,735 | 0 | 90,417 | ||
KIMBERLY CLARK | COM | 494368103 | 711 | 6,745 | SH | DFND | 2,945 | 0 | 3,800 | ||
KINDER MORGAN INC | COM | 49456B101 | 7,316 | 414,012 | SH | DFND | 8,250 | 0 | 405,762 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,685 | 5,704 | SH | DFND | 0 | 0 | 5,704 | ||
LOWES CO INC | COM | 548661107 | 12,458 | 130,350 | SH | DFND | 5,685 | 0 | 124,665 | ||
MFS VALUE FUND CL I | FUND | 552983694 | 207 | 5,314 | SH | DFND | 0 | 0 | 5,314 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,099 | 58,297 | SH | DFND | 0 | 0 | 58,297 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 422 | 14,102 | SH | DFND | 0 | 0 | 14,102 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 232 | 14,333 | SH | DFND | 0 | 0 | 14,333 | ||
MCDONALDS CORP | COM | 580135101 | 722 | 4,606 | SH | DFND | 3,150 | 0 | 1,456 | ||
MCKESSON CORPORATION | COM | 58155Q103 | 227 | 1,700 | SH | DFND | 0 | 0 | 1,700 | ||
MERCK& CO. INC. | COM | 58933Y105 | 9,464 | 155,914 | SH | DFND | 3,810 | 0 | 152,104 | ||
METLIFE INC | COM | 59156R108 | 7,559 | 173,374 | SH | DFND | 6,655 | 0 | 166,719 | ||
MICROSOFT CORP | COM | 594918104 | 20,203 | 204,880 | SH | DFND | 10,830 | 0 | 194,050 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 7,313 | 72,644 | SH | DFND | 5,250 | 0 | 67,394 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 252 | 6,150 | SH | DFND | 750 | 0 | 5,400 | ||
MOODY'S CORP | COM | 615369105 | 233 | 1,367 | SH | DFND | 0 | 0 | 1,367 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 281 | 6,400 | SH | DFND | 50 | 0 | 6,350 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 844 | 5,050 | SH | DFND | 1,430 | 0 | 3,620 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 351 | 2,326 | SH | DFND | 0 | 0 | 2,326 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 384 | 8,320 | SH | DFND | 6,500 | 0 | 1,820 | ||
ORACLE CORP | COM | 68389X105 | 10,111 | 229,487 | SH | DFND | 11,600 | 0 | 217,887 | ||
PPG INDUSTRIES | COM | 693506107 | 266 | 2,560 | SH | DFND | 400 | 0 | 2,160 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 239 | 6,213 | SH | SOLE | 6,213 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 15,448 | 141,892 | SH | DFND | 7,405 | 0 | 134,487 | ||
PFIZER INC | COM | 717081103 | 9,148 | 252,153 | SH | DFND | 14,595 | 0 | 237,558 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 288 | 3,566 | SH | DFND | 0 | 0 | 3,566 | ||
PHILLIPS 66 | COM | 718546104 | 261 | 2,320 | SH | DFND | 0 | 0 | 2,320 | ||
PRAXAIR INC | COM | 74005P104 | 214 | 1,350 | SH | DFND | 0 | 0 | 1,350 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 329 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 8,425 | 107,929 | SH | DFND | 6,100 | 0 | 101,829 | ||
QUALCOMM INC. | COM | 747525103 | 11,015 | 196,268 | SH | DFND | 4,135 | 0 | 192,133 | ||
RAYTHEON CO NEW | COM | 755111507 | 7,324 | 37,914 | SH | DFND | 150 | 0 | 37,764 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 282 | 3,750 | SH | DFND | 0 | 0 | 3,750 | ||
ROYAL DUTCH SHELL PLC CL A ADR | COM | 780259206 | 672 | 9,700 | SH | DFND | 0 | 0 | 9,700 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 744 | 2,744 | SH | DFND | 1,040 | 0 | 1,704 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 9,829 | 103,256 | SH | DFND | 5,305 | 0 | 97,951 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 7,483 | 111,636 | SH | DFND | 6,585 | 0 | 105,051 | ||
SCHWAB S&P 500 INDEX FUN | D - SELECT SHARES | 808509855 | 679 | 16,060 | SH | DFND | 0 | 0 | 16,060 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 318 | 6,219 | SH | DFND | 4,548 | 0 | 1,671 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 307 | 4,774 | SH | DFND | 860 | 0 | 3,913 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 870 | 13,380 | SH | DFND | 820 | 0 | 12,560 | ||
SCHWAB U.S. MID-CAP | COM | 808524508 | 206 | 3,750 | SH | DFND | 950 | 0 | 2,800 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 222 | 3,830 | SH | DFND | 3,000 | 0 | 830 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 769 | 14,798 | SH | DFND | 5,048 | 0 | 9,750 | ||
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 287 | 8,100 | SH | DFND | 0 | 0 | 8,100 | ||
STARBUCKS CORP | COM | 855244109 | 1,512 | 30,945 | SH | DFND | 0 | 0 | 30,945 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,841 | 361,148 | SH | DFND | 22,560 | 0 | 338,588 | ||
STRYKER CORP | COM | 863667101 | 359 | 2,125 | SH | DFND | 1,500 | 0 | 625 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 13,478 | 65,068 | SH | DFND | 905 | 0 | 64,163 | ||
3M CO | COM | 88579Y101 | 728 | 3,702 | SH | DFND | 1,840 | 0 | 1,862 | ||
TORCHMARK CORP | COM | 891027104 | 327 | 4,019 | SH | DFND | 0 | 0 | 4,019 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,641 | 13,415 | SH | DFND | 0 | 0 | 13,415 | ||
U.S. BANCORP | COM | 902973304 | 551 | 11,006 | SH | DFND | 3,018 | 0 | 7,988 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 2,071 | 14,615 | SH | DFND | 480 | 0 | 14,135 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 1,886 | 17,758 | SH | DFND | 1,950 | 0 | 15,808 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 11,516 | 92,105 | SH | DFND | 6,650 | 0 | 85,455 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 735 | 8,550 | SH | DFND | 0 | 0 | 8,550 | ||
VANECK VECTORS OIL SERVICES | COM | 92189F718 | 238 | 9,065 | SH | DFND | 0 | 0 | 9,065 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,250 | 24,120 | SH | DFND | 0 | 0 | 24,120 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,679 | 14,767 | SH | DFND | 0 | 0 | 14,767 | ||
VENTAS INC | COM | 92276F100 | 5,257 | 92,312 | SH | DFND | 1,850 | 0 | 90,462 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 654 | 2,605 | SH | DFND | 1,782 | 0 | 823 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 1,184 | 8,434 | SH | DFND | 0 | 0 | 8,434 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,635 | 32,496 | SH | DFND | 2,873 | 0 | 29,623 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 15,111 | 114,089 | SH | DFND | 2,185 | 0 | 111,904 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 270 | 4,500 | SH | DFND | 0 | 0 | 4,500 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 982 | 12,072 | SH | DFND | 0 | 0 | 12,072 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,321 | 23,833 | SH | DFND | 1,852 | 0 | 21,981 | ||
WELLTOWER INC | COM | 95040Q104 | 439 | 6,995 | SH | DFND | 4,320 | 0 | 2,675 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 9,388 | 257,476 | SH | DFND | 10,625 | 0 | 246,851 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 406 | 18,400 | SH | DFND | 0 | 0 | 18,400 | ||
WISDOMTREE TRUST EUROPE HEDGED | EQUITY FUND | 97717X701 | 4,028 | 63,802 | SH | DFND | 2,845 | 0 | 60,957 | ||
PENTAIR PLC | COM | G7S00T104 | 6,121 | 145,453 | SH | DFND | 6,276 | 0 | 139,177 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 1,174 | 9,305 | SH | DFND | 600 | 0 | 8,705 |