The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 8,384 | 287,617 | SH | DFND | 12,277 | 0 | 275,339 | ||
ABBOTT LABORATORIES | COM | 002824100 | 8,231 | 104,309 | SH | DFND | 2,925 | 0 | 101,384 | ||
ABBVIE INC | COM | 00287Y109 | 1,354 | 17,776 | SH | DFND | 150 | 0 | 17,626 | ||
ADOBE INC. | COM | 00724F101 | 517 | 1,625 | SH | DFND | 0 | 0 | 1,625 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 1,815 | 81,970 | SH | DFND | 3,625 | 0 | 78,345 | ||
ALPHABET CLASS C | COM | 02079K107 | 1,121 | 964 | SH | DFND | 20 | 0 | 944 | ||
ALPHABET CLASS A | COM | 02079K305 | 15,690 | 13,503 | SH | DFND | 580 | 0 | 12,923 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 292 | 3,410 | SH | DFND | 0 | 0 | 3,410 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 14,684 | 122,814 | SH | DFND | 1,650 | 0 | 121,164 | ||
AMGEN INC | COM | 031162100 | 341 | 1,682 | SH | DFND | 325 | 0 | 1,357 | ||
APPLE INC | COM | 037833100 | 20,043 | 78,820 | SH | DFND | 3,021 | 0 | 75,799 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 704 | 5,152 | SH | DFND | 2,390 | 0 | 2,762 | ||
BANK OF AMERICA CORP | COM | 060505104 | 385 | 18,131 | SH | DFND | 1,930 | 0 | 16,201 | ||
BARON SMALL CAP FUND | INSTITUTIONAL CLA | 068278803 | 1,182 | 50,055 | SH | DFND | 0 | 0 | 50,055 | ||
BAXTER INTERNATIONAL INC | COM | 071813109 | 209 | 2,575 | SH | DFND | 0 | 0 | 2,575 | ||
BECTON DICKINSON& CO | COM | 075887109 | 250 | 1,087 | SH | DFND | 0 | 0 | 1,087 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,947 | 10,649 | SH | DFND | 575 | 0 | 10,074 | ||
BIO RAD LABS INC | COM | 090572207 | 207 | 590 | SH | DFND | 0 | 0 | 590 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 254 | 4,565 | SH | DFND | 200 | 0 | 4,365 | ||
CSX CORPORATION | COM | 126408103 | 2,040 | 35,605 | SH | DFND | 375 | 0 | 35,230 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 5,072 | 85,487 | SH | DFND | 2,225 | 0 | 83,262 | ||
CALIFORNIA WTR SVC GRP CA | COM | 130788102 | 211 | 4,200 | SH | DFND | 0 | 0 | 4,200 | ||
CHEVRON CORP | COM | 166764100 | 9,817 | 135,476 | SH | DFND | 5,404 | 0 | 130,072 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 437 | 11,118 | SH | DFND | 0 | 0 | 11,118 | ||
CITIGROUP INC | COM | 172967424 | 5,181 | 123,012 | SH | DFND | 3,113 | 0 | 119,899 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,282 | 28,974 | SH | DFND | 350 | 0 | 28,624 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 471 | 7,099 | SH | DFND | 3,300 | 0 | 3,799 | ||
COMCAST CORP CL A (NEW) | COM | 20030N101 | 559 | 16,259 | SH | DFND | 0 | 0 | 16,259 | ||
CONOCOPHILLIPS | COM | 20825C104 | 211 | 6,849 | SH | DFND | 0 | 0 | 6,849 | ||
CONSTELLATION BRANDS INC CL A | COM | 21036P108 | 5,002 | 34,892 | SH | DFND | 1,115 | 0 | 33,777 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 2,024 | 7,098 | SH | DFND | 730 | 0 | 6,368 | ||
CROWN CASTLE INTERNATIONAL | COM | 22822V101 | 13,771 | 95,366 | SH | DFND | 1,440 | 0 | 93,926 | ||
DANAHER CORP | COM | 235851102 | 781 | 5,643 | SH | DFND | 0 | 0 | 5,643 | ||
DEERE& CO | COM | 244199105 | 577 | 4,175 | SH | DFND | 0 | 0 | 4,175 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 414 | 59,850 | SH | DFND | 100 | 0 | 59,750 | ||
DISNEY CO. (WALT) | COM | 254687106 | 13,310 | 137,788 | SH | DFND | 8,540 | 0 | 129,248 | ||
DISCOVER FINL SVCS | COM | 254709108 | 3,809 | 106,773 | SH | DFND | 2,360 | 0 | 104,413 | ||
DUKE ENERGY CORP | COM | 26441C204 | 703 | 8,693 | SH | DFND | 1,488 | 0 | 7,205 | ||
EOG RESOURCES INC | COM | 26875P101 | 559 | 15,570 | SH | DFND | 390 | 0 | 15,180 | ||
ETFMG PRIME CYBER SECURITY ETF | COM | 26924G201 | 11,033 | 309,298 | SH | DFND | 13,415 | 0 | 295,883 | ||
EATON VANCE DIV BUILDER I | FUND | 277905634 | 1,025 | 83,155 | SH | DFND | 0 | 0 | 83,155 | ||
ECOLAB INC | COM | 278865100 | 1,257 | 8,065 | SH | DFND | 145 | 0 | 7,920 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 619 | 12,995 | SH | DFND | 0 | 0 | 12,995 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 100 | 21,771 | SH | DFND | 246 | 0 | 21,525 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 258 | 18,042 | SH | DFND | 0 | 0 | 18,042 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 1,083 | 13,843 | SH | DFND | 0 | 0 | 13,843 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,315 | 60,965 | SH | DFND | 8,080 | 0 | 52,885 | ||
GENUINE PARTS CO | COM | 372460105 | 250 | 3,720 | SH | DFND | 2,200 | 0 | 1,520 | ||
GILEAD SCIENCES INC | COM | 375558103 | 594 | 7,951 | SH | DFND | 1,280 | 0 | 6,671 | ||
GLOBE LIFE INC | COM | 37959E102 | 216 | 3,004 | SH | DFND | 0 | 0 | 3,004 | ||
AMERICAN GROWTH FUND F-3 | FUND | 399874775 | 4,818 | 110,993 | SH | DFND | 0 | 0 | 110,993 | ||
HEALTHPEAK PPTYS INC. | COM | 42250P103 | 262 | 10,991 | SH | DFND | 1,800 | 0 | 9,191 | ||
HOME DEPOT INC | COM | 437076102 | 3,617 | 19,374 | SH | DFND | 790 | 0 | 18,584 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 646 | 4,829 | SH | DFND | 1,930 | 0 | 2,899 | ||
INTEL CORPORATION | COM | 458140100 | 1,444 | 26,673 | SH | DFND | 2,929 | 0 | 23,744 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 408 | 3,681 | SH | DFND | 305 | 0 | 3,376 | ||
INVESCO CLEAN ENERGY ETF | COM | 46137V134 | 278 | 10,360 | SH | DFND | 0 | 0 | 10,360 | ||
INVESCO WATER RESOURCES ETF | COM | 46137V142 | 956 | 30,515 | SH | DFND | 0 | 0 | 30,515 | ||
INVESCO DYNAMIC PHARMACEUTICAL | COM | 46137V662 | 528 | 9,600 | SH | DFND | 0 | 0 | 9,600 | ||
INVESCO KBW BANK ETF | COM | 46138E628 | 559 | 16,690 | SH | DFND | 0 | 0 | 16,690 | ||
ISHARES TR S&P 500 INDEX FUND | COM | 464287200 | 628 | 2,431 | SH | DFND | 0 | 0 | 2,431 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 1,306 | 24,435 | SH | DFND | 0 | 0 | 24,435 | ||
ISHARES RUSELL MIDCAPE VALUE | COM | 464287473 | 547 | 8,536 | SH | DFND | 0 | 0 | 8,536 | ||
ISHARES RUSSELL MID CAP GROWTH | COM | 464287481 | 669 | 5,506 | SH | DFND | 0 | 0 | 5,506 | ||
ISHARES RUSSELL MIDCAP INDEX | COM | 464287499 | 713 | 16,515 | SH | DFND | 0 | 0 | 16,515 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,329 | 12,335 | SH | DFND | 0 | 0 | 12,335 | ||
ISHARES TR RUSSELL 2000 | COM | 464287655 | 378 | 3,300 | SH | DFND | 0 | 0 | 3,300 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 4,795 | 165,871 | SH | DFND | 6,205 | 0 | 159,666 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 9,233 | 40,972 | SH | DFND | 555 | 0 | 40,417 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 15,302 | 169,965 | SH | DFND | 6,850 | 0 | 163,115 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 7,048 | 88,907 | SH | DFND | 1,890 | 0 | 87,017 | ||
JOHNSON& JOHNSON | COM | 478160104 | 4,827 | 36,810 | SH | DFND | 710 | 0 | 36,100 | ||
JPMORGAN INCOME BUILDER FUND | CLASS I SHARES | 4812A3254 | 1,609 | 175,037 | SH | DFND | 0 | 0 | 175,037 | ||
KIMBERLY CLARK | COM | 494368103 | 697 | 5,452 | SH | DFND | 2,745 | 0 | 2,707 | ||
KINDER MORGAN INC | COM | 49456B101 | 6,730 | 483,453 | SH | DFND | 10,412 | 0 | 473,041 | ||
ELI LILLY& COMPANY | COM | 532457108 | 347 | 2,502 | SH | DFND | 0 | 0 | 2,502 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,555 | 4,587 | SH | DFND | 30 | 0 | 4,557 | ||
LOWES CO INC | COM | 548661107 | 9,739 | 113,183 | SH | DFND | 2,639 | 0 | 110,544 | ||
MFS VALUE FUND CL I | FUND | 552983694 | 3,228 | 95,302 | SH | DFND | 0 | 0 | 95,302 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,566 | 111,107 | SH | DFND | 0 | 0 | 111,107 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 244 | 10,721 | SH | DFND | 0 | 0 | 10,721 | ||
MCDONALDS CORP | COM | 580135101 | 966 | 5,840 | SH | DFND | 2,969 | 0 | 2,871 | ||
MERCK& CO. INC. | COM | 58933Y105 | 12,041 | 156,502 | SH | DFND | 4,259 | 0 | 152,243 | ||
METLIFE INC | COM | 59156R108 | 5,756 | 188,282 | SH | DFND | 7,230 | 0 | 181,052 | ||
MICROSOFT CORP | COM | 594918104 | 25,221 | 159,918 | SH | DFND | 6,201 | 0 | 153,716 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 6,207 | 60,246 | SH | DFND | 3,665 | 0 | 56,581 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 1,646 | 32,870 | SH | DFND | 2,550 | 0 | 30,320 | ||
MOODY'S CORP | COM | 615369105 | 289 | 1,367 | SH | DFND | 0 | 0 | 1,367 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 413 | 4,008 | SH | DFND | 2,000 | 0 | 2,008 | ||
AMERICAN NEW PERSPECTIVE FD F3 | FUND | 648018778 | 2,421 | 62,681 | SH | DFND | 0 | 0 | 62,681 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,441 | 5,990 | SH | DFND | 750 | 0 | 5,240 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 215 | 1,476 | SH | DFND | 0 | 0 | 1,476 | ||
NOVARTIS A G SPON ADR F | SPONSORED ADR | 66987V109 | 238 | 2,885 | SH | DFND | 0 | 0 | 2,885 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 501 | 8,320 | SH | DFND | 6,500 | 0 | 1,820 | ||
ORACLE CORP | COM | 68389X105 | 1,132 | 23,431 | SH | DFND | 500 | 0 | 22,931 | ||
PEPSICO INCORPORATED | COM | 713448108 | 14,694 | 122,351 | SH | DFND | 5,770 | 0 | 116,581 | ||
PFIZER INC | COM | 717081103 | 8,496 | 260,296 | SH | DFND | 12,876 | 0 | 247,420 | ||
PIMCO INCOME FD CL I-2 | FUND | 72201M719 | 114 | 10,414 | SH | DFND | 0 | 0 | 10,414 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 299 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 11,150 | 101,361 | SH | DFND | 5,835 | 0 | 95,526 | ||
PROSHARES ULTRA S&P500 | COM | 74347R107 | 291 | 3,275 | SH | DFND | 0 | 0 | 3,275 | ||
QUALCOMM INC. | COM | 747525103 | 11,533 | 170,477 | SH | DFND | 4,610 | 0 | 165,867 | ||
BOSTON PARTNERS LONG/SHORT | RESEARCH INSTITUT | 74925K581 | 224 | 17,287 | SH | DFND | 0 | 0 | 17,287 | ||
RAYTHEON CO NEW | COM | 755111507 | 6,105 | 46,550 | SH | DFND | 1,785 | 0 | 44,765 | ||
T ROWE PRICE EQUITY INCOME FD | FUND | 779547108 | 385 | 16,875 | SH | DFND | 2,453 | 0 | 14,422 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 1,914 | 7,427 | SH | DFND | 1,492 | 0 | 5,935 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 8,973 | 115,871 | SH | DFND | 5,185 | 0 | 110,686 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 975 | 72,302 | SH | DFND | 4,335 | 0 | 67,967 | ||
SCHWAB S&P 500 INDEX FUN | D - SELECT SHARES | 808509855 | 594 | 14,970 | SH | DFND | 3,424 | 0 | 11,545 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 207 | 3,646 | SH | DFND | 860 | 0 | 2,785 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 498 | 8,130 | SH | DFND | 270 | 0 | 7,860 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 552 | 12,250 | SH | DFND | 3,000 | 0 | 9,250 | ||
SECT SPDR HEALTH CARE SELECT | COM | 81369Y209 | 562 | 6,345 | SH | DFND | 500 | 0 | 5,845 | ||
AMEX FINANCIAL SELECT SPDR | COM | 81369Y605 | 850 | 40,835 | SH | DFND | 400 | 0 | 40,435 | ||
SPDR AMEX TECH SELECT INDEX | COM | 81369Y803 | 225 | 2,800 | SH | DFND | 300 | 0 | 2,500 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 756 | 13,643 | SH | DFND | 4,568 | 0 | 9,075 | ||
SEMPRA ENERGY | COM | 816851109 | 243 | 2,149 | SH | DFND | 0 | 0 | 2,149 | ||
SIRIUS XM HOLDINGS INC. | COM | 82968B103 | 57 | 11,500 | SH | DFND | 4,000 | 0 | 7,500 | ||
STARBUCKS CORP | COM | 855244109 | 437 | 6,645 | SH | DFND | 0 | 0 | 6,645 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 2,885 | 281,449 | SH | DFND | 13,310 | 0 | 268,139 | ||
STRYKER CORP | COM | 863667101 | 390 | 2,340 | SH | DFND | 1,500 | 0 | 840 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 13,710 | 48,341 | SH | DFND | 175 | 0 | 48,166 | ||
3M CO | COM | 88579Y101 | 583 | 4,268 | SH | DFND | 1,665 | 0 | 2,603 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,190 | 11,977 | SH | DFND | 0 | 0 | 11,977 | ||
U.S. BANCORP | COM | 902973304 | 211 | 6,125 | SH | DFND | 2,918 | 0 | 3,207 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 903 | 6,402 | SH | DFND | 280 | 0 | 6,122 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 5,065 | 54,213 | SH | DFND | 2,195 | 0 | 52,018 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 7,418 | 78,634 | SH | DFND | 5,315 | 0 | 73,319 | ||
UNITED HEALTH GROUP INC. | COM | 91324P102 | 9,959 | 39,937 | SH | DFND | 2,125 | 0 | 37,812 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 353 | 2,675 | SH | DFND | 400 | 0 | 2,275 | ||
VANECK VECTORS OIL SERVICES | COM | 92189F718 | 120 | 29,855 | SH | DFND | 500 | 0 | 29,355 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 893 | 21,770 | SH | DFND | 0 | 0 | 21,770 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,490 | 11,749 | SH | DFND | 0 | 0 | 11,749 | ||
VANGUARD INDEX FUNDS | 500 INDEX ADMI | 922908710 | 660 | 2,768 | SH | DFND | 1,782 | 0 | 986 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 673 | 5,221 | SH | DFND | 0 | 0 | 5,221 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,761 | 32,778 | SH | DFND | 3,017 | 0 | 29,760 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 14,502 | 90,009 | SH | DFND | 1,950 | 0 | 88,059 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 255 | 2,892 | SH | DFND | 2,600 | 0 | 292 | ||
WAL MART INC. | COM | 931142103 | 448 | 3,941 | SH | DFND | 0 | 0 | 3,941 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 229 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 1,285 | 13,883 | SH | DFND | 0 | 0 | 13,883 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 398 | 13,866 | SH | DFND | 750 | 0 | 13,116 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 3,082 | 181,811 | SH | DFND | 6,070 | 0 | 175,741 | ||
WISDOMTREE TRUST EUROPE HEDGED | EQUITY FUND | 97717X701 | 2,129 | 41,554 | SH | DFND | 1,560 | 0 | 39,994 | ||
PENTAIR PLC | COM | G7S00T104 | 3,019 | 101,441 | SH | DFND | 4,625 | 0 | 96,816 |