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SC 13D Filing
USA Truck (USAK) SC 13DUSA Truck Inc
Filed: 26 Sep 13, 12:00am
CUSIP No. 902925106 | 13D | Page 2 of 4 Pages | ||
1. | NAMES OF REPORTING PERSONS Knight Capital Growth LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS (see instructions) AF | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Arizona |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 829,946 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 829,946 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 829,946 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) o | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% | |||
14. | TYPE OF REPORTING PERSON (see instructions) OO |
CUSIP No. 902925106 | 13D | Page 2 of 4 Pages | ||
1. | NAMES OF REPORTING PERSONS Knight Transportation, Inc. | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS (see instructions) WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Arizona |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 829,946 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 829,946 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 829,946 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) o | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% | |||
14. | TYPE OF REPORTING PERSON (see instructions) CO, HC |
13D | Page 3 of 4 Pages | |||
Reporting Person | Amount Beneficially Owned (1) | Percent of Class (2) | Sole Power to Vote or Direct the Vote | Shared Power to Vote or to Direct the Vote | Sole Power to Dispose or to Direct the Disposition of | Shared Power to Dispose or to Direct the Disposition of |
Knight Transportation | 829,946 | 7.9% | 0 | 829,946 | 0 | 829,946 |
Knight Capital | 829,946 | 7.9% | 0 | 829,946 | 0 | 829,946 |
(1) | Knight Capital is the direct owner of 829,946 Shares and Knight Transportation is the sole member and owner of all of the outstanding equity interests of Knight Capital |
(2) | Based on 10,544,106 Shares outstanding as of August 2, 2013, as reported on the Issuer’s Quarterly Report on Form 10-Q for the period ended June 30, 2013, filed by the Issuer on August 14, 2013 |
Name of Reporting Person | Date of Transaction | Type of Transaction | Amount of Shares | Price Per Share | |
Knight Capital | 9/18/2013 | Private | 829,946 | $7.00 |
99.1 | Joint Filing Agreement, dated as of September 26, 2013, by and between Knight Transportation and Knight Capital |
99.2 | Proposal letter, dated August 28, 2013, from Knight Transportation to the Board of Directors of USA Truck |
99.3 | Press Release, dated September 26, 2013, issued by Knight Transportation |
13D | Page 4 of 4 Pages | |||
KNIGHT TRANSPORTATION, INC. | |||
/s/ Kevin P. Knight | |||
Name: Kevin P. Knight | |||
Title: Chief Executive Officer | |||
KNIGHT CAPITAL GROWTH LLC | |||
/s/ Kevin P. Knight | |||
Name: Kevin P. Knight | |||
Title: Chief Executive Officer | |||
Exhibit Number | Description |
99.1 | Joint Filing Agreement, dated as of September 26, 2013, by and between Knight Transportation and Knight Capital |
99.2 | Proposal letter, dated August 28, 2013, from Knight Transportation to the Board of Directors of USA Truck |
99.3 | Press Release, dated September 26, 2013, issued by Knight Transportation |
Knight Transportation | ||
Name | Position at Knight Transportation | Principal Occupation or Employment |
Kevin P. Knight | Chairman of the Board and Chief Executive Officer | Chairman of the Board and Chief Executive Officer, Knight Transportation |
Gary J. Knight | Vice Chairman of the Board | Vice Chairman of the Board, Knight Transportation |
Randy Knight | Vice Chairman of the Board | Vice Chairman of the Board, Knight Transportation |
Donald A. Bliss | Director | Retired; Director, the Western and Southern Life Insurance Company and The Biltmore Bank of Arizona |
Michael Garnreiter | Director | Vice President of Finance and Treasurer, Shamrock Foods Company |
Richard C. Kraemer | Director | President, Chartwell Capital, Inc. |
Richard J. Lehmann | Director | Founding Principal, Director and Chairman, The Biltmore Bank of Arizona |
G.D. Madden | Director | President, Madden Partners |
Kathryn L. Munro | Director | Principal, BridgeWest, LLC |
Keith T. Knight | Chief Operating Officer | Chief Operating Officer, Knight Transportation |
David A. Jackson | President | President, Knight Transportation |
Adam Miller | Chief Financial Officer, Secretary, and Treasurer | Chief Financial Officer, Secretary, and Treasurer of Knight Transportation |
Kevin Quast | Executive Vice President and Chief Operations Officer | Executive Vice President and Chief Operations Officer, Knight Transportation |
James E. Updike, Jr. | Executive Vice President of Sales and Marketing | Executive Vice President of Sales and Marketing, Knight Transportation |
Knight Capital | ||
Name | Position at Knight Capital | Principal Occupation or Employment |
Kevin P. Knight | Chief Executive Officer | Chairman of the Board and Chief Executive Officer, Knight Transportation |
Gary J. Knight | President | Vice Chairman of the Board, Knight Transportation |
Keith T. Knight | Chief Operating Officer | Chief Operating Officer, Knight Transportation |
David A. Jackson | Secretary & Treasurer | President, Knight Transportation |