The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 974 | 8,156 | SH | OTR | 7,276 | 0 | 880 | ||
| Accelrys, Inc. | COM | 00430U103 | 2,217 | 225,326 | SH | OTR | 225,326 | 0 | 0 | ||
| Achillion Pharmaceuticals Inc. | COM | 00448Q201 | 253 | 83,632 | SH | OTR | 83,632 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 952 | 15,356 | SH | OTR | 13,461 | 0 | 1,895 | ||
| Akorn, Inc. | COM | 009728106 | 492 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Akorn, Inc. | COM | 009728106 | 9,655 | 490,623 | SH | OTR | 457,843 | 0 | 32,780 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 2,877 | 815,000 | SH | DFND | 815,000 | 0 | 0 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 8,434 | 2,389,109 | SH | OTR | 2,158,384 | 0 | 230,725 | ||
| Align Technology Inc. | COM | 016255101 | 937 | 19,472 | SH | OTR | 19,472 | 0 | 0 | ||
| Alkermes PLC | SHS | G01767105 | 1,231 | 36,604 | SH | OTR | 36,604 | 0 | 0 | ||
| Amarin Corp. PLC ADS | SPONS ADR NEW | 023111206 | 833 | 131,757 | SH | OTR | 116,632 | 0 | 15,125 | ||
| American Express Company | COM | 025816109 | 967 | 12,807 | SH | OTR | 11,127 | 0 | 1,680 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,346 | 177,715 | SH | OTR | 156,367 | 0 | 21,348 | ||
| Aratana Therapeutics, Inc. | COM | 03874P101 | 575 | 35,200 | SH | OTR | 35,200 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 4,541 | 730,000 | SH | DFND | 730,000 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 12,929 | 2,078,537 | SH | OTR | 1,969,962 | 0 | 108,575 | ||
| AtriCure Inc. | COM | 04963C209 | 5,539 | 504,491 | SH | OTR | 489,086 | 0 | 15,405 | ||
| AutoZone Inc. | COM | 053332102 | 824 | 1,950 | SH | OTR | 1,695 | 0 | 255 | ||
| BioMarin Pharmaceutical Inc. | COM | 09061G101 | 844 | 11,691 | SH | OTR | 11,691 | 0 | 0 | ||
| BlackRock Inc. | COM | 09247X101 | 1,004 | 3,710 | SH | OTR | 3,235 | 0 | 475 | ||
| Cardiome Pharma Corp. | COM NO PAR | 14159U301 | 61 | 17,280 | SH | OTR | 17,280 | 0 | 0 | ||
| Celldex Therapeutics Inc. | COM | 15117B103 | 2,578 | 72,755 | SH | OTR | 72,755 | 0 | 0 | ||
| Cepheid Inc. | COM | 15670R107 | 1,246 | 31,906 | SH | OTR | 31,906 | 0 | 0 | ||
| Constant Contact, Inc. | COM | 210313102 | 2,255 | 95,218 | SH | OTR | 83,163 | 0 | 12,055 | ||
| Covidien PLC Ordinary Shares | SHS | G2554F113 | 631 | 10,356 | SH | OTR | 10,356 | 0 | 0 | ||
| Cummins Inc. | COM | 231021106 | 967 | 7,280 | SH | OTR | 6,365 | 0 | 915 | ||
| Cytokinetics Inc | COM NEW | 23282W605 | 713 | 94,139 | SH | OTR | 94,139 | 0 | 0 | ||
| Datalink Corp. | COM | 237934104 | 4,302 | 318,160 | SH | OTR | 279,677 | 0 | 38,483 | ||
| Eastman Chemical Co. | COM | 277432100 | 911 | 11,695 | SH | OTR | 10,070 | 0 | 1,625 | ||
| Emcore Corp. | COM NEW | 290846203 | 5,998 | 1,338,750 | SH | DFND | 1,338,750 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 5,902 | 1,317,355 | SH | OTR | 1,312,219 | 0 | 5,136 | ||
| Endologix Inc. | COM | 29266S106 | 879 | 54,490 | SH | OTR | 54,490 | 0 | 0 | ||
| EOG Resources, Inc. | COM | 26875P101 | 1,045 | 6,175 | SH | OTR | 5,370 | 0 | 805 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 1,393 | 266,915 | SH | OTR | 227,475 | 0 | 39,440 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 813 | 9,446 | SH | OTR | 8,178 | 0 | 1,268 | ||
| Finisar Corp. | COM NEW | 31787A507 | 9,278 | 410,000 | SH | DFND | 410,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 14,508 | 641,084 | SH | OTR | 608,733 | 0 | 32,351 | ||
| Fluidigm Corp. | COM | 34385P108 | 922 | 42,036 | SH | OTR | 42,036 | 0 | 0 | ||
| GenMark Diagnostics, Inc. | COM | 372309104 | 992 | 81,708 | SH | OTR | 81,708 | 0 | 0 | ||
| HealthStream, Inc. | COM | 42222N103 | 1,640 | 43,289 | SH | OTR | 43,289 | 0 | 0 | ||
| HeartWare International Inc. | COM | 422368100 | 479 | 6,540 | SH | OTR | 6,540 | 0 | 0 | ||
| Integrated Device Technology I | COM | 458118106 | 2,546 | 270,312 | SH | OTR | 229,097 | 0 | 41,215 | ||
| International Business Machines Corp. | COM | 459200101 | 748 | 4,039 | SH | OTR | 3,514 | 0 | 525 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,824 | 207,239 | SH | OTR | 176,429 | 0 | 30,810 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 956 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 3,444 | 234,133 | SH | OTR | 225,333 | 0 | 8,800 | ||
| Johnson & Johnson | COM | 478160104 | 894 | 10,308 | SH | OTR | 9,118 | 0 | 1,190 | ||
| Lannett Co. Inc | COM | 516012101 | 1,940 | 88,900 | SH | OTR | 88,900 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 1,867 | 43,139 | SH | OTR | 43,139 | 0 | 0 | ||
| Marriott International Inc. | CL A | 571903202 | 876 | 20,834 | SH | OTR | 18,098 | 0 | 2,736 | ||
| Masimo Corporation | COM | 574795100 | 849 | 31,870 | SH | OTR | 31,870 | 0 | 0 | ||
| Mindspeed Technologies, Inc. | COM NEW | 602682205 | 1,854 | 610,000 | SH | DFND | 610,000 | 0 | 0 | ||
| Mindspeed Technologies, Inc. | COM NEW | 602682205 | 4,971 | 1,635,211 | SH | OTR | 1,537,896 | 0 | 97,315 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 859 | 11,000 | SH | OTR | 9,625 | 0 | 1,375 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 2,218 | 739,495 | SH | OTR | 739,495 | 0 | 0 | ||
| Novadaq Technologies Inc. | COM | 66987G102 | 1,778 | 107,247 | SH | OTR | 107,247 | 0 | 0 | ||
| NPS Pharmaceuticals Inc. | COM | 62936P103 | 1,556 | 48,905 | SH | OTR | 48,905 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 6,207 | 3,507,000 | SH | DFND | 3,507,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 10,096 | 5,704,012 | SH | OTR | 5,615,347 | 0 | 88,665 | ||
| Omnicell Inc. | COM | 68213N109 | 1,267 | 53,500 | SH | DFND | 53,500 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 10,082 | 425,777 | SH | OTR | 401,777 | 0 | 24,000 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 188 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 1,412 | 75,050 | SH | OTR | 73,080 | 0 | 1,970 | ||
| Orexigen Therapeutics Inc. | COM | 686164104 | 708 | 115,551 | SH | OTR | 115,551 | 0 | 0 | ||
| Pepsico Inc. | COM | 713448108 | 804 | 10,108 | SH | OTR | 8,848 | 0 | 1,260 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 132 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 213 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 729 | 9,648 | SH | OTR | 8,603 | 0 | 1,045 | ||
| Quidel Corp. | COM | 74838J101 | 4,864 | 171,256 | SH | OTR | 160,801 | 0 | 10,455 | ||
| Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 1,555 | 4,969 | SH | OTR | 4,246 | 0 | 723 | ||
| Rochester Medical Corp. | COM | 771497104 | 1,289 | 64,558 | SH | OTR | 64,558 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,395 | 373,068 | SH | DFND | 373,068 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 11,159 | 2,983,730 | SH | OTR | 2,808,845 | 0 | 174,885 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 1,184 | 70,355 | SH | OTR | 59,895 | 0 | 10,460 | ||
| Sagent Pharmaceuticals Inc. | COM | 786692103 | 815 | 39,934 | SH | OTR | 39,934 | 0 | 0 | ||
| Skyworks Solutions | COM | 83088M102 | 3,278 | 131,978 | SH | OTR | 113,023 | 0 | 18,955 | ||
| Southern Company | COM | 842587107 | 744 | 18,057 | SH | OTR | 15,792 | 0 | 2,265 | ||
| Southwest Airlines Co | COM | 844741108 | 969 | 66,536 | SH | OTR | 57,321 | 0 | 9,215 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 773 | 4,600 | SH | OTR | 4,600 | 0 | 0 | ||
| Spectranetics Corp. | COM | 84760C107 | 4,973 | 296,011 | SH | OTR | 276,221 | 0 | 19,790 | ||
| Staar Surgical Co. | COM PAR $0.01 | 852312305 | 2,964 | 218,933 | SH | OTR | 202,308 | 0 | 16,625 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 4,980 | 655,281 | SH | OTR | 598,877 | 0 | 56,404 | ||
| SunOpta, Inc. | COM | 8676EP108 | 9,747 | 1,002,823 | SH | OTR | 942,348 | 0 | 60,475 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 2,608 | 1,609,956 | SH | DFND | 1,609,956 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 761 | 469,520 | SH | OTR | 469,304 | 0 | 216 | ||
| Synergetics USA, Inc. | COM | 87160G107 | 7,580 | 1,666,022 | SH | OTR | 1,530,952 | 0 | 135,070 | ||
| TearLab Corp. | COM | 878193101 | 7,998 | 723,120 | SH | OTR | 662,155 | 0 | 60,965 | ||
| Tellabs Inc. | COM | 879664100 | 1,687 | 742,690 | SH | OTR | 625,010 | 0 | 117,680 | ||
| Thoratec Corp. | COM NEW | 885175307 | 1,436 | 38,519 | SH | OTR | 35,789 | 0 | 2,730 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 1,721 | 211,961 | SH | OTR | 181,895 | 0 | 30,066 | ||
| V F Corporation | COM | 918204108 | 962 | 4,835 | SH | OTR | 4,235 | 0 | 600 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 239 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 342 | 3,900 | SH | OTR | 3,900 | 0 | 0 | ||
| Verizon Communications | COM | 92343V104 | 857 | 18,361 | SH | OTR | 16,066 | 0 | 2,295 | ||
| Vertex Pharmaceuticals Inc | COM | 92532F100 | 711 | 9,380 | SH | OTR | 9,380 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 4,679 | 1,539,000 | SH | DFND | 1,539,000 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 7,415 | 2,439,148 | SH | OTR | 2,439,148 | 0 | 0 | ||
| Vivus Inc | COM | 928551100 | 678 | 72,924 | SH | OTR | 72,924 | 0 | 0 | ||
| Volcano Corporation | COM | 928645100 | 3,822 | 159,599 | SH | OTR | 149,186 | 0 | 10,413 | ||
| Wells Fargo & Co. | COM | 949746101 | 971 | 23,503 | SH | OTR | 20,573 | 0 | 2,930 | ||