The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,099 | 8,101 | SH | OTR | 7,106 | 0 | 995 | ||
| Aflac Incorporated | COM | 001055102 | 924 | 14,661 | SH | OTR | 12,766 | 0 | 1,895 | ||
| Akorn, Inc. | COM | 009728106 | 550 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Akorn, Inc. | COM | 009728106 | 7,298 | 331,743 | SH | OTR | 305,408 | 0 | 26,335 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 2,204 | 565,000 | SH | DFND | 565,000 | 0 | 0 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 7,199 | 1,845,951 | SH | OTR | 1,677,546 | 0 | 168,405 | ||
| Alkermes PLC | SHS | G01767105 | 214 | 4,849 | SH | OTR | 4,849 | 0 | 0 | ||
| Alphatec Holdings Inc. | COM | 02081G102 | 104 | 69,145 | SH | OTR | 69,145 | 0 | 0 | ||
| American Express Company | COM | 025816109 | 1,108 | 12,307 | SH | OTR | 10,627 | 0 | 1,680 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 3,494 | 221,839 | SH | OTR | 195,686 | 0 | 26,153 | ||
| Array Biopharma Inc. | COM | 04269X105 | 3,384 | 720,000 | SH | DFND | 720,000 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 6,962 | 1,481,265 | SH | OTR | 1,375,445 | 0 | 105,820 | ||
| AtriCure Inc. | COM | 04963C209 | 4,641 | 246,755 | SH | OTR | 221,055 | 0 | 25,700 | ||
| AutoZone Inc. | COM | 053332102 | 1,015 | 1,890 | SH | OTR | 1,635 | 0 | 255 | ||
| BlackRock Inc. | COM | 09247X101 | 1,107 | 3,520 | SH | OTR | 3,045 | 0 | 475 | ||
| Constant Contact, Inc. | COM | 210313102 | 1,637 | 66,916 | SH | OTR | 58,861 | 0 | 8,055 | ||
| Cytokinetics Inc | COM NEW | 23282W605 | 97 | 10,197 | SH | OTR | 10,197 | 0 | 0 | ||
| Datalink Corp. | COM | 237934104 | 4,057 | 291,252 | SH | OTR | 258,304 | 0 | 32,948 | ||
| Deere & Co. | COM | 244199105 | 991 | 10,910 | SH | OTR | 9,445 | 0 | 1,465 | ||
| Eastman Chemical Co. | COM | 277432100 | 966 | 11,200 | SH | OTR | 9,575 | 0 | 1,625 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,756 | 1,535,750 | SH | DFND | 1,535,750 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 7,250 | 1,435,602 | SH | OTR | 1,430,466 | 0 | 5,136 | ||
| EOG Resources | COM | 26875P101 | 1,152 | 5,870 | SH | OTR | 5,065 | 0 | 805 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 290 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 3,728 | 642,777 | SH | OTR | 552,712 | 0 | 90,065 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 878 | 8,988 | SH | OTR | 7,720 | 0 | 1,268 | ||
| Finisar Corp. | COM NEW | 31787A507 | 10,869 | 410,000 | SH | DFND | 410,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 16,454 | 620,677 | SH | OTR | 589,502 | 0 | 31,175 | ||
| Fluidigm Corp. | COM | 34385P108 | 2,162 | 49,048 | SH | OTR | 42,263 | 0 | 6,785 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 112 | 19,890 | SH | OTR | 19,890 | 0 | 0 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 2,719 | 222,330 | SH | OTR | 187,050 | 0 | 35,280 | ||
| International Business Machines Corp. | COM | 459200101 | 892 | 4,632 | SH | OTR | 4,087 | 0 | 545 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,920 | 187,635 | SH | OTR | 158,330 | 0 | 29,305 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 910 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 2,272 | 162,263 | SH | OTR | 156,893 | 0 | 5,370 | ||
| Johnson & Johnson | COM | 478160104 | 953 | 9,698 | SH | OTR | 8,508 | 0 | 1,190 | ||
| Kofax Ltd. | COM USD | G5307C105 | 4,112 | 474,278 | SH | OTR | 401,482 | 0 | 72,796 | ||
| Lemaitre Vascular Inc. | COM | 525558201 | 117 | 14,448 | SH | OTR | 14,448 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 337 | 5,012 | SH | OTR | 5,012 | 0 | 0 | ||
| Marriott International Inc. | CL A | 571903202 | 1,127 | 20,112 | SH | OTR | 17,376 | 0 | 2,736 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 841 | 10,805 | SH | OTR | 9,420 | 0 | 1,385 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 69 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| NeoGenomics Inc. | COM NEW | 64049M209 | 1,094 | 315,377 | SH | OTR | 315,377 | 0 | 0 | ||
| NxStage Medical, Inc | COM | 67072V103 | 247 | 19,350 | SH | OTR | 19,350 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 13,817 | 4,457,000 | SH | DFND | 4,457,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 17,048 | 5,499,205 | SH | OTR | 5,413,770 | 0 | 85,435 | ||
| Omnicell Inc. | COM | 68213N109 | 1,045 | 36,500 | SH | DFND | 36,500 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 6,464 | 225,843 | SH | OTR | 206,483 | 0 | 19,360 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 180 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 573 | 31,920 | SH | OTR | 29,765 | 0 | 2,155 | ||
| Pepsico Inc. | COM | 713448108 | 970 | 11,611 | SH | OTR | 10,066 | 0 | 1,545 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 152 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 237 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Proctor & Gamble Company | COM | 742718109 | 961 | 11,926 | SH | OTR | 10,311 | 0 | 1,615 | ||
| Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 1,337 | 4,451 | SH | OTR | 3,758 | 0 | 693 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,351 | 331,068 | SH | DFND | 331,068 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 7,008 | 1,717,767 | SH | OTR | 1,547,997 | 0 | 169,770 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 1,516 | 124,698 | SH | OTR | 104,948 | 0 | 19,750 | ||
| Skyworks Solutions, Inc. | COM | 83088M102 | 3,549 | 94,594 | SH | OTR | 80,694 | 0 | 13,900 | ||
| Southern Company | COM | 842587107 | 916 | 20,857 | SH | OTR | 17,987 | 0 | 2,870 | ||
| Southwest Airlines Co. | COM | 844741108 | 1,063 | 45,006 | SH | OTR | 39,006 | 0 | 6,000 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 860 | 4,600 | SH | OTR | 4,600 | 0 | 0 | ||
| Spectranetics Corp. | COM | 84760C107 | 2,922 | 96,420 | SH | OTR | 83,138 | 0 | 13,282 | ||
| Staar Surgical Co. | COM PAR $0.01 | 852312305 | 2,598 | 138,177 | SH | OTR | 123,637 | 0 | 14,540 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 1,827 | 363,302 | SH | OTR | 308,343 | 0 | 54,959 | ||
| SunOpta, Inc. | COM | 8676EP108 | 118 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| SunOpta, Inc. | COM | 8676EP108 | 7,978 | 675,522 | SH | OTR | 632,187 | 0 | 43,335 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 4,288 | 1,588,290 | SH | DFND | 1,588,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 2,677 | 991,358 | SH | OTR | 991,142 | 0 | 216 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 1,483 | 165,830 | SH | OTR | 143,020 | 0 | 22,810 | ||
| Synergetics USA, Inc. | COM | 87160G107 | 2,878 | 943,505 | SH | OTR | 797,395 | 0 | 146,110 | ||
| TearLab Corp. | COM | 878193101 | 2,588 | 382,862 | SH | OTR | 323,412 | 0 | 59,450 | ||
| Thoratec Corp. | COM NEW | 885175307 | 358 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Thoratec Corp. | COM NEW | 885175307 | 1,234 | 34,454 | SH | OTR | 31,804 | 0 | 2,650 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 2,454 | 183,262 | SH | OTR | 154,678 | 0 | 28,584 | ||
| V F Corporation | COM | 918204108 | 1,120 | 18,100 | SH | OTR | 15,700 | 0 | 2,400 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 240 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 380 | 3,900 | SH | OTR | 3,900 | 0 | 0 | ||
| Verizon Communications Inc. | COM | 92343V104 | 894 | 18,801 | SH | OTR | 16,486 | 0 | 2,315 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 8,211 | 1,955,000 | SH | DFND | 1,955,000 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 14,316 | 3,408,673 | SH | OTR | 3,326,218 | 0 | 82,455 | ||
| Volcano Corporation | COM | 928645100 | 394 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| Volcano Corporation | COM | 928645100 | 2,014 | 102,177 | SH | OTR | 92,064 | 0 | 10,113 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,136 | 22,843 | SH | OTR | 19,913 | 0 | 2,930 | ||