The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 1,071 | 7,557 | SH | OTR | 6,737 | 0 | 820 | ||
| Aemetis, Inc. | COM NEW | 00770K202 | 1,260 | 145,205 | SH | OTR | 117,460 | 0 | 27,745 | ||
| Aflac Incorporated | COM | 001055102 | 825 | 14,171 | SH | OTR | 12,601 | 0 | 1,570 | ||
| Akorn, Inc. | COM | 009728106 | 5,103 | 140,693 | SH | OTR | 119,543 | 0 | 21,150 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 197 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 3,022 | 997,521 | SH | OTR | 874,356 | 0 | 123,165 | ||
| Alkermes PLC | SHS | G01767105 | 204 | 4,769 | SH | OTR | 4,769 | 0 | 0 | ||
| Alphatec Holdings Inc. | COM | 02081G102 | 168 | 99,055 | SH | OTR | 99,055 | 0 | 0 | ||
| American Express Company | COM | 025816109 | 1,009 | 11,522 | SH | OTR | 10,132 | 0 | 1,390 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,185 | 159,288 | SH | OTR | 136,636 | 0 | 22,652 | ||
| Array Biopharma Inc. | COM | 04269X105 | 2,321 | 650,000 | SH | DFND | 650,000 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 4,839 | 1,355,410 | SH | OTR | 1,262,005 | 0 | 93,405 | ||
| AtriCure Inc. | COM | 04963C209 | 3,057 | 207,655 | SH | OTR | 177,160 | 0 | 30,495 | ||
| AutoZone Inc. | COM | 053332102 | 943 | 1,850 | SH | OTR | 1,640 | 0 | 210 | ||
| CommVault Systems Inc. | COM | 204166102 | 718 | 14,245 | SH | OTR | 11,725 | 0 | 2,520 | ||
| Constant Contact, Inc. | COM | 210313102 | 1,590 | 58,603 | SH | OTR | 50,838 | 0 | 7,765 | ||
| Datalink Corp. | COM | 237934104 | 1,489 | 140,037 | SH | OTR | 118,179 | 0 | 21,858 | ||
| Deere & Co. | COM | 244199105 | 882 | 10,763 | SH | OTR | 9,563 | 0 | 1,200 | ||
| Eastman Chemical Co. | COM | 277432100 | 881 | 10,891 | SH | OTR | 9,546 | 0 | 1,345 | ||
| Emcore Corp. | COM NEW | 290846203 | 8,852 | 1,555,750 | SH | DFND | 1,555,750 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 8,533 | 1,499,608 | SH | OTR | 1,499,608 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 541 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
| Enzo Biochem, Inc | COM | 294100102 | 2,856 | 554,620 | SH | OTR | 536,020 | 0 | 18,600 | ||
| EOG Resources | COM | 26875P101 | 1,091 | 11,015 | SH | OTR | 9,830 | 0 | 1,185 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 240 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| Extreme Networks, Inc. | COM | 30226D106 | 2,767 | 577,682 | SH | OTR | 499,997 | 0 | 77,685 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 819 | 8,707 | SH | OTR | 7,673 | 0 | 1,034 | ||
| Finisar Corp. | COM NEW | 31787A507 | 6,818 | 410,000 | SH | DFND | 410,000 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 9,997 | 601,146 | SH | OTR | 573,951 | 0 | 27,195 | ||
| Flamel Technologies SA Spons A | SPONSORED ADR | 338488109 | 148 | 10,319 | SH | OTR | 10,319 | 0 | 0 | ||
| Fluidigm Corp. | COM | 34385P108 | 1,299 | 53,036 | SH | OTR | 45,431 | 0 | 7,605 | ||
| Gigamon Inc. | COM | 37518B102 | 837 | 79,950 | SH | OTR | 65,825 | 0 | 14,125 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 2,190 | 235,000 | SH | DFND | 235,000 | 0 | 0 | ||
| IGI Laboratories, Inc. | COM | 449575109 | 5,171 | 554,860 | SH | OTR | 532,195 | 0 | 22,665 | ||
| Insulet Corp. | COM | 45784P101 | 184 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| Insulet Corp. | COM | 45784P101 | 1,880 | 51,030 | SH | OTR | 44,020 | 0 | 7,010 | ||
| Integrated Device Technology Inc. | COM | 458118106 | 3,279 | 205,575 | SH | OTR | 174,705 | 0 | 30,870 | ||
| Intel Corp. | COM | 458140100 | 220 | 6,314 | SH | OTR | 6,314 | 0 | 0 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 97 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,304 | 161,015 | SH | OTR | 132,795 | 0 | 28,220 | ||
| Johnson & Johnson | COM | 478160104 | 994 | 9,324 | SH | OTR | 8,314 | 0 | 1,010 | ||
| Kofax Ltd | COM USD | G5307C105 | 2,511 | 324,418 | SH | OTR | 274,222 | 0 | 50,196 | ||
| Lemaitre Vascular, Inc. | COM | 525558201 | 98 | 14,223 | SH | OTR | 14,223 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 863 | 18,368 | SH | OTR | 16,003 | 0 | 2,365 | ||
| Marriott International. Inc. | CL A | 571903202 | 1,248 | 17,861 | SH | OTR | 15,938 | 0 | 1,923 | ||
| MaxLinear, Inc. | CL A | 57776J100 | 516 | 75,004 | SH | OTR | 61,184 | 0 | 13,820 | ||
| Merus Labs International Inc. | COM | 59047R101 | 143 | 96,160 | SH | OTR | 96,160 | 0 | 0 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 801 | 10,530 | SH | OTR | 9,350 | 0 | 1,180 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 1,146 | 220,000 | SH | DFND | 220,000 | 0 | 0 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 7,248 | 1,391,132 | SH | OTR | 1,296,697 | 0 | 94,435 | ||
| NxStage Medical, Inc | COM | 67072V103 | 220 | 16,740 | SH | OTR | 16,740 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 6,374 | 4,457,000 | SH | DFND | 4,457,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 7,811 | 5,462,560 | SH | OTR | 5,380,240 | 0 | 82,320 | ||
| Omnicell Inc. | COM | 68213N109 | 273 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Omnicell Inc. | COM | 68213N109 | 4,153 | 151,958 | SH | OTR | 134,878 | 0 | 17,080 | ||
| Pepsico Inc. | COM | 713448108 | 1,042 | 11,188 | SH | OTR | 9,928 | 0 | 1,260 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 952 | 124,000 | SH | DFND | 124,000 | 0 | 0 | ||
| Pernix Therapeutics Holdings, Inc. | COM | 71426V108 | 5,151 | 670,658 | SH | OTR | 623,918 | 0 | 46,740 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 149 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 267 | 2,700 | SH | OTR | 2,700 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 957 | 11,429 | SH | OTR | 10,104 | 0 | 1,325 | ||
| QUALCOMM Inc. | COM | 747525103 | 855 | 11,435 | SH | OTR | 9,980 | 0 | 1,455 | ||
| RTI Surgical Inc. | COM | 74975N105 | 1,372 | 287,000 | SH | DFND | 287,000 | 0 | 0 | ||
| RTI Surgical Inc. | COM | 74975N105 | 7,293 | 1,525,761 | SH | OTR | 1,390,036 | 0 | 135,725 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 334 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 2,431 | 181,948 | SH | OTR | 157,883 | 0 | 24,065 | ||
| Skyworks Solutions, Inc. | COM | 83088M102 | 3,967 | 68,334 | SH | OTR | 59,184 | 0 | 9,150 | ||
| Southern Company | COM | 842587107 | 898 | 20,561 | SH | OTR | 17,991 | 0 | 2,570 | ||
| Southwest Airlines Co | COM | 844741108 | 1,347 | 39,896 | SH | OTR | 35,686 | 0 | 4,210 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 906 | 4,600 | SH | OTR | 4,600 | 0 | 0 | ||
| Streamline Health Solutions Inc. | COM | 86323X106 | 1,485 | 320,677 | SH | OTR | 274,073 | 0 | 46,604 | ||
| SunOpta, Inc. | COM | 8676EP108 | 362 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| SunOpta, Inc. | COM | 8676EP108 | 6,847 | 567,282 | SH | OTR | 544,307 | 0 | 22,975 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 4,486 | 1,596,290 | SH | DFND | 1,596,290 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 2,868 | 1,020,666 | SH | OTR | 1,020,450 | 0 | 216 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 1,390 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
| Supernus Pharmaceuticals, Inc. | COM | 868459108 | 4,876 | 561,065 | SH | OTR | 530,570 | 0 | 30,495 | ||
| Synergetics USA, Inc. | COM | 87160G107 | 44 | 12,940 | SH | OTR | 12,940 | 0 | 0 | ||
| T. Rowe Price | COM | 74144T108 | 826 | 10,530 | SH | OTR | 9,215 | 0 | 1,315 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 1,663 | 87,194 | SH | OTR | 72,250 | 0 | 14,944 | ||
| V F Corporation | COM | 918204108 | 1,116 | 16,895 | SH | OTR | 15,005 | 0 | 1,890 | ||
| Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 280 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 395 | 3,900 | SH | OTR | 3,900 | 0 | 0 | ||
| Verizon Communications Inc. | COM | 92343V104 | 936 | 18,721 | SH | OTR | 16,716 | 0 | 2,005 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 7,038 | 1,955,000 | SH | DFND | 1,955,000 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 13,187 | 3,663,041 | SH | OTR | 3,542,811 | 0 | 120,230 | ||
| Wells Fargo & Co. | COM | 949746101 | 1,103 | 21,268 | SH | OTR | 19,048 | 0 | 2,220 | ||