The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Company | COM | 88579Y101 | 1,164 | 6,986 | SH | OTR | 6,216 | 0 | 770 | ||
Aflac Incorporated | COM | 001055102 | 906 | 14,354 | SH | OTR | 12,809 | 0 | 1,545 | ||
Akorn, Inc. | COM | 009728106 | 2,131 | 90,585 | SH | OTR | 78,151 | 0 | 12,434 | ||
American Express Company | COM | 025816109 | 708 | 11,536 | SH | OTR | 10,151 | 0 | 1,385 | ||
Apple Inc. | COM | 037833100 | 221 | 2,030 | SH | OTR | 2,030 | 0 | 0 | ||
Array Biopharma Inc. | COM | 04269X105 | 1,103 | 373,857 | SH | OTR | 321,672 | 0 | 52,185 | ||
AtriCure Inc. | COM | 04963C209 | 3,239 | 192,446 | SH | OTR | 165,796 | 0 | 26,650 | ||
BioMarin Pharmaceutical Inc. | COM | 09061G101 | 987 | 11,970 | SH | OTR | 10,431 | 0 | 1,539 | ||
Callidus Software | COM | 13123E500 | 2,083 | 124,871 | SH | OTR | 104,966 | 0 | 19,905 | ||
Cempra, Inc | COM | 15130J109 | 1,794 | 102,411 | SH | OTR | 91,045 | 0 | 11,366 | ||
CommVault Systems Inc. | COM | 204166102 | 1,751 | 40,557 | SH | OTR | 33,937 | 0 | 6,620 | ||
ConforMIS Inc. | COM | 20717E101 | 288 | 26,832 | SH | OTR | 26,832 | 0 | 0 | ||
Cummins Inc. | COM | 231021106 | 858 | 7,805 | SH | OTR | 6,905 | 0 | 900 | ||
Dominion Res Inc. VA | COM | 25746U109 | 820 | 10,915 | SH | OTR | 9,975 | 0 | 940 | ||
Eagle Pharmaceuticals, Inc. | COM | 269796108 | 218 | 5,388 | SH | OTR | 5,388 | 0 | 0 | ||
Eastman Chemical Co. | COM | 277432100 | 892 | 12,356 | SH | OTR | 10,901 | 0 | 1,455 | ||
Emcore Corp. | COM NEW | 290846203 | 3,739 | 747,700 | SH | DFND | 747,700 | 0 | 0 | ||
Emcore Corp. | COM NEW | 290846203 | 1 | 270 | SH | OTR | 270 | 0 | 0 | ||
Entellus Medical, Inc | COM | 29363K105 | 226 | 12,403 | SH | OTR | 12,403 | 0 | 0 | ||
Enzo Biochem, Inc | COM | 294100102 | 2,219 | 487,724 | SH | OTR | 461,082 | 0 | 26,642 | ||
EOG Resources | COM | 26875P101 | 765 | 10,545 | SH | OTR | 9,400 | 0 | 1,145 | ||
Exxon Mobil Corporation | COM | 30231G102 | 735 | 8,795 | SH | OTR | 7,794 | 0 | 1,001 | ||
Finisar Corp. | COM NEW | 31787A507 | 3,502 | 192,000 | SH | DFND | 192,000 | 0 | 0 | ||
Finisar Corp. | COM NEW | 31787A507 | 7,544 | 413,571 | SH | OTR | 389,838 | 0 | 23,733 | ||
Flamel Technologies SA Spons A | SPONSORED ADR | 338488109 | 111 | 10,033 | SH | OTR | 10,033 | 0 | 0 | ||
General Electric Co. | COM | 369604103 | 258 | 8,120 | SH | OTR | 8,120 | 0 | 0 | ||
Gigamon Inc. | COM | 37518B102 | 1,194 | 38,500 | SH | DFND | 38,500 | 0 | 0 | ||
Gigamon Inc. | COM | 37518B102 | 7,055 | 227,430 | SH | OTR | 212,075 | 0 | 15,355 | ||
Gilead Sciences Inc. | COM | 375558103 | 289 | 3,149 | SH | OTR | 3,149 | 0 | 0 | ||
Halliburton Company | COM | 406216101 | 727 | 20,360 | SH | OTR | 17,770 | 0 | 2,590 | ||
Healthways Inc. | COM | 422245100 | 157 | 15,575 | SH | OTR | 15,575 | 0 | 0 | ||
Hormel Foods Corporation | COM | 440452100 | 1,342 | 31,040 | SH | OTR | 27,140 | 0 | 3,900 | ||
Insulet Corp. | COM | 45784P101 | 1,908 | 57,547 | SH | OTR | 49,397 | 0 | 8,150 | ||
Integrated Device Technology I | COM | 458118106 | 2,434 | 119,070 | SH | OTR | 100,470 | 0 | 18,600 | ||
Intersect ENT Inc. | COM | 46071F103 | 1,957 | 103,000 | SH | DFND | 103,000 | 0 | 0 | ||
Intersect ENT Inc. | COM | 46071F103 | 7,327 | 385,643 | SH | OTR | 360,653 | 0 | 24,990 | ||
IntraLinks Holdings Inc. | COM | 46118H104 | 362 | 46,000 | SH | DFND | 46,000 | 0 | 0 | ||
IntraLinks Holdings Inc. | COM | 46118H104 | 4,113 | 521,940 | SH | OTR | 474,840 | 0 | 47,100 | ||
Johnson & Johnson | COM | 478160104 | 934 | 8,633 | SH | OTR | 7,658 | 0 | 975 | ||
K2M Grp Hldgs | COM | 48273J107 | 1,898 | 127,998 | SH | OTR | 110,135 | 0 | 17,863 | ||
LDR Holding Corporation | COM | 50185U105 | 266 | 10,422 | SH | OTR | 10,422 | 0 | 0 | ||
Lexicon Pharmaceuticals Inc. | COM NEW | 528872302 | 164 | 13,700 | SH | OTR | 13,700 | 0 | 0 | ||
Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 3,334 | 31,134 | SH | OTR | 27,221 | 0 | 3,913 | ||
Marriott Intl. Inc. | CL A | 571903202 | 1,093 | 15,357 | SH | OTR | 13,515 | 0 | 1,842 | ||
MaxLinear, Inc. | CL A | 57776J100 | 1,263 | 68,289 | SH | OTR | 57,479 | 0 | 10,810 | ||
NeoGenomics Inc | COM NEW | 64049M209 | 1,948 | 289,000 | SH | DFND | 289,000 | 0 | 0 | ||
NeoGenomics Inc | COM NEW | 64049M209 | 7,681 | 1,139,548 | SH | OTR | 1,067,487 | 0 | 72,061 | ||
Nordstrom Inc. | COM | 655664100 | 744 | 13,003 | SH | OTR | 11,443 | 0 | 1,560 | ||
NxStage Medical, Inc | COM | 67072V103 | 2,502 | 166,932 | SH | OTR | 144,572 | 0 | 22,360 | ||
Oclaro, Inc. | COM NEW | 67555N206 | 25,647 | 4,749,500 | SH | DFND | 4,749,500 | 0 | 0 | ||
Oclaro, Inc. | COM NEW | 67555N206 | 31,757 | 5,880,867 | SH | OTR | 5,837,087 | 0 | 43,780 | ||
Omnicell Inc. | COM | 68213N109 | 3,435 | 123,247 | SH | OTR | 108,472 | 0 | 14,775 | ||
PowerShares QQQ Trust | UNIT SER 1 | 73935A104 | 322 | 2,950 | SH | OTR | 2,950 | 0 | 0 | ||
The Procter & Gamble Company | COM | 742718109 | 894 | 10,857 | SH | OTR | 9,577 | 0 | 1,280 | ||
Qorvo Inc. | COM | 74736K101 | 1,888 | 37,449 | SH | OTR | 31,727 | 0 | 5,722 | ||
QUALCOMM Inc. | COM | 747525103 | 710 | 13,892 | SH | OTR | 12,242 | 0 | 1,650 | ||
RTI Surgical Inc. | COM | 74975N105 | 728 | 182,000 | SH | DFND | 182,000 | 0 | 0 | ||
RTI Surgical Inc. | COM | 74975N105 | 4,771 | 1,192,716 | SH | OTR | 1,105,796 | 0 | 86,920 | ||
Ruckus Wireless Inc. | COM | 781220108 | 2,164 | 220,640 | SH | OTR | 186,455 | 0 | 34,185 | ||
Skyworks Solutions | COM | 83088M102 | 2,463 | 31,623 | SH | OTR | 26,758 | 0 | 4,865 | ||
Southwest Airlines Co. | COLM | 844741108 | 1,292 | 28,845 | SH | OTR | 25,615 | 0 | 3,230 | ||
SPDR Trust Ser 1 | TR UNIT | 78462F103 | 935 | 4,550 | SH | OTR | 4,550 | 0 | 0 | ||
SPS Commerce, Inc. | COM | 78463M107 | 1,214 | 28,277 | SH | OTR | 23,777 | 0 | 4,500 | ||
Starbucks Corp. | COM | 855244109 | 210 | 3,520 | SH | OTR | 3,520 | 0 | 0 | ||
Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 516 | 2,698,290 | SH | DFND | 2,698,290 | 0 | 0 | ||
Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 685 | 3,585,201 | SH | OTR | 3,585,201 | 0 | 0 | ||
T. Rowe Price | COM | 74144T108 | 823 | 11,198 | SH | OTR | 9,928 | 0 | 1,270 | ||
Teligent, Inc. | COM | 87960W104 | 2,247 | 458,600 | SH | DFND | 458,600 | 0 | 0 | ||
Teligent, Inc. | COM | 87960W104 | 6,485 | 1,323,370 | SH | OTR | 1,263,965 | 0 | 59,405 | ||
V F Corporation | COM | 918204108 | 973 | 15,027 | SH | OTR | 13,327 | 0 | 1,700 | ||
Vanguard Short-Term Corporate | SHRT TRM CORP BD | 92206C409 | 320 | 4,000 | SH | OTR | 4,000 | 0 | 0 | ||
Vanguard Total Stock | TOTAL STK MKT | 922908769 | 377 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
Veracyte Inc. | COM | 92337F107 | 76 | 14,115 | SH | OTR | 14,115 | 0 | 0 | ||
Verizon Communications, Inc. | COM | 92343V104 | 932 | 17,241 | SH | OTR | 15,316 | 0 | 1,925 | ||
Vonage Holdings Corp. | COM | 92886T201 | 1,556 | 340,425 | SH | OTR | 289,180 | 0 | 51,245 | ||
Wells Fargo & Co. | COM | 949746101 | 959 | 19,828 | SH | OTR | 17,778 | 0 | 2,050 |