UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-06574 |
The Latin American Discovery Fund, Inc. |
(Exact name of registrant as specified in charter) |
522 Fifth Avenue, New York, New York | 10036 | |
(Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-231-2608 |
Date of fiscal year end: | 12/31 |
Date of reporting period: | 7/1/13 – 6/30/14 |
FORM N-PX
ICA File Number: 811-06574
Registrant Name: The Latin America Discovery Fund, Inc.
Reporting Period: 07/01/2013 - 06/30/2014
The Latin American Discovery Fund, Inc.
ALFA S.A.B. DE C.V. Meeting Date: DEC 02, 2013 Record Date: NOV 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALFAA Security ID: P0156P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
2 | Appoint Legal Representatives | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
AMBEV SA Meeting Date: JAN 02, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: ABEV3 Security ID: 02319V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Companhia de Bebidas das Americas - Ambev | Management | For | For |
5 | Approve Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil) | Management | For | For |
6 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
7 | Approve Independent Firm's Appraisal | Management | For | For |
8 | Approve Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition | Management | For | For |
9 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
10 | Amend Corporate Purpose | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12.1 | Elect Victorio Carlos de Marchi as Director | Management | For | For |
12.2 | Elect Carlos Alves de Brito as Director | Management | For | For |
12.3 | Elect Marcel Herrmann Telles as Director | Management | For | For |
12.4 | Elect Jose Heitor Attilio Gracioso as Director | Management | For | For |
12.5 | Elect Vicente Falconi Campos as Director | Management | For | For |
12.6 | Elect Luis Felipe Pedreira Dutra Leite as Director | Management | For | For |
12.7 | Elect Roberto Moses Thompson Motta as Director | Management | For | For |
12.8 | Elect Alvaro Antonio Cardoso de Sousa as Director | Management | For | For |
12.9 | Elect Paulo Alberto Lemman as Director | Management | For | For |
12.10 | Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | For | For |
12.11 | Elect Marcos de Barros Lisboa as Director | Management | For | For |
12.12 | Elect Luiz Fernando Ziegler de Saint Edmond as Alternate Director | Management | For | For |
13 | Consolidate Bylaws | Management | For | For |
AMERICA MOVIL S.A.B. DE C.V. Meeting Date: APR 28, 2014 Record Date: APR 07, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMXL Security ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Series L Shares | Management | For | Abstain |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ARCA CONTINENTAL S.A.B. DE C.V. Meeting Date: DEC 11, 2013 Record Date: NOV 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: AC Security ID: P0448R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends of MXN 1.50 Per Share | Management | For | For |
2 | Appoint Legal Representatives | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
BANCO BRADESCO S.A. Meeting Date: MAR 10, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BBDC4 Security ID: P1808G117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nominated by Preferred Shareholders | Shareholder | None | Did Not Vote |
2 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | Shareholder | None | Did Not Vote |
BANCOLOMBIA SA Meeting Date: MAR 17, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PFBCOLOM Security ID: P1329P158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting/Verify Quorum | Management | None | None |
2 | Approve Meeting Agenda/Notice | Management | For | For |
3 | Elect Meeting Approval Committee | Management | For | For |
4 | Approve Board and Chairman Reports | Management | For | For |
5 | Present Individual and Consolidated Financial Statements | Management | For | For |
6 | Accept External Auditor's Report | Management | For | For |
7 | Approve Financial Statements and Management Report | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Elect Directors | Management | For | Abstain |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Appoint Auditors for Period 2014-2016 | Management | For | For |
12 | Authorize Board to Fix Remuneration of Auditor | Management | For | For |
13 | Approve Donations | Management | For | Abstain |
14 | Other Business (Voting) | Management | For | Against |
BANREGIO GRUPO FINANCIERO S.A.B. DE C.V. Meeting Date: DEC 03, 2013 Record Date: NOV 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: GFREGIOO Security ID: P1610L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
2 | Approve Cash Dividends | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
4 | Approve Minutes of Meeting | Management | For | For |
BANREGIO GRUPO FINANCIERO S.A.B. DE C.V. Meeting Date: APR 30, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: GFREGIOO Security ID: P1610L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Set Maximum Nominal Amount of Share Repurchase Program; Present Report on Share Repurchase | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5 | Elect or Ratify Directors, Qualify Independent Directors, Elect Chairman and Secretary of Board of Directors, and Elect Chairman and Members of Audit and Corporate Practices Committees; Approve Their Remuneration | Management | For | Abstain |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | None | None |
7 | Approve Minutes of Meeting | Management | None | None |
BANREGIO GRUPO FINANCIERO S.A.B. DE C.V. Meeting Date: APR 30, 2014 Record Date: APR 16, 2014 Meeting Type: SPECIAL | ||||
Ticker: GFREGIOO Security ID: P1610L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Bylaws in Compliance with Mexican Securities Law | Management | For | Abstain |
2 | Approve Restructuring Plan by Transferring Shares from Company's Subsidiary AF BanRegio SA de CV, SOFOM ER to Banco Regional de Monterrey Institucion de Banca Multiple, BanRegio Grupo Financiero | Management | For | Abstain |
3 | Amend Article 7 of Company's Bylaws | Management | For | Abstain |
4 | Approve Modifications of Sole Responsibility Agreement | Management | For | Abstain |
5 | Authorize Board to Obtain Certification of Company Bylaws | Management | For | Abstain |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
7 | Approve Minutes of Meeting | Management | For | For |
BR MALLS PARTICIPACOES S.A. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BRML3 Security ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Board Size and Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
5 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
6 | Amend Articles 20, 23, and 24 | Management | For | For |
BR MALLS PARTICIPACOES S.A. Meeting Date: MAY 30, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRML3 Security ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Articles 20, 23, and 24 | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Approve Remuneration of Company's Management | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Stock Option Performance Plan | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
BTG PACTUAL PARTICIPATIONS LTD. Meeting Date: DEC 30, 2013 Record Date: DEC 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBTG11 Security ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Confirm Meeting Agenda | Management | For | For |
3 | Accept Financial Statements and Statutory Reports for Fiscal Years Ended De.c 31, 2012 and 2011 | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Fix Board Size and Elect Directors | Management | For | For |
BTG PACTUAL PARTICIPATIONS LTD. Meeting Date: APR 28, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: BBTG11 Security ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Confirm Meeting Agenda | Management | For | For |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Fix Board Size and Elect Directors | Management | For | For |
BTG PACTUAL PARTICIPATIONS LTD. Meeting Date: APR 28, 2014 Record Date: APR 04, 2014 Meeting Type: SPECIAL | ||||
Ticker: BBTG11 Security ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 13 | Management | For | For |
BTG PACTUAL PARTICIPATIONS LTD. Meeting Date: APR 28, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: BBTG11 Security ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
CCR S.A. Meeting Date: APR 15, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: CCRO3 Security ID: P1413U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Fix Board Size and Elect Directors | Management | For | For |
5 | Install Fiscal Council and Elect Members | Management | For | For |
6 | Approve Remuneration of Company's Management | Management | For | Against |
CEMENTOS ARGOS SA Meeting Date: MAR 21, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: CEMARGOS Security ID: P2216Y112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Verify Quorum | Management | For | For |
2 | Approve Meeting Agenda | Management | For | For |
3 | Elect Meeting Approval Committee | Management | For | For |
4 | Present Board of Directors and Chairman's Report | Management | None | None |
5 | Present Financial Statements | Management | None | None |
6 | Present Auditor's Report | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends | Management | For | For |
9 | Report on International Financial Standards | Management | None | None |
10 | Amend Bylaws | Management | For | For |
11 | Elect Directors and Approve Their Remuneration | Management | For | Abstain |
12 | Appoint Auditors and Fix Their Remuneration | Management | For | Abstain |
13 | Approve Donations | Management | For | Abstain |
14 | Other Business | Management | For | Against |
CEMEX LATAM HOLDINGS SA Meeting Date: MAY 14, 2014 Record Date: MAY 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLH Security ID: E28096100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Approve Minutes of Meeting | Management | None | None |
CEMEX S.A.B. DE C.V. Meeting Date: MAR 20, 2014 Record Date: FEB 10, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CEMEXCPO Security ID: 151290889 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Authorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares | Management | For | For |
4 | Elect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees | Management | For | Abstain |
5 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Expand Corporate Purpose and Amend Article 2 Accordingly | Management | For | Abstain |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS S.A. Meeting Date: OCT 21, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: CFR Security ID: P2388K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Previous Terms of Issuance of Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
2 | Authorize Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
3 | Approve Registration of Capital Increase Shares | Management | For | For |
4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS S.A. Meeting Date: JAN 10, 2014 Record Date: JAN 04, 2014 Meeting Type: SPECIAL | ||||
Ticker: CFR Security ID: P2388K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Previous Terms of Issuance of Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
2 | Extend Authorization Granted to Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
3 | Approve Registration of Capital Increase Shares | Management | For | For |
4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS S.A. Meeting Date: APR 22, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: CFR Security ID: P2388K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividend Distribution | Management | For | For |
3 | Approve Dividend Policy | Management | For | For |
4 | Present Report on Board's Expenses | Management | None | None |
5 | Elect Directors | Management | For | Abstain |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
8 | Appoint Auditors | Management | For | For |
9 | Receive Report Regarding Related-Party Transactions | Management | None | None |
10 | Designate Risk Assessment Companies | Management | For | For |
11 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
12 | Other Business (Voting) | Management | For | Against |
CFR PHARMACEUTICALS S.A. Meeting Date: APR 22, 2014 Record Date: APR 15, 2014 Meeting Type: SPECIAL | ||||
Ticker: CFR Security ID: P2388K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Previous Terms of Issuance of Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
2 | Modify or Ratify Terms Approved by EGM on Jan. 10, 2014 in Connection with Company's Capital Increase | Management | For | For |
3 | Approve Registration of Capital Increase Shares | Management | For | For |
4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
5 | Adopt All Necessary Agreements to Carry Out Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS SA Meeting Date: JUL 22, 2013 Record Date: JUL 16, 2013 Meeting Type: SPECIAL | ||||
Ticker: CFR Security ID: P2388K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Void Capital Increase Approved at April 26, 2013 EGM | Management | For | For |
2 | Approve Issuance of 3 Billion Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
3 | Authorize Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
4 | Approve Listing of Shares on Johannesburg Stock Exchange | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: JUL 30, 2013 Record Date: JUL 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: AMBV4 Security ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Reorganization Plan and Stock Swap Merger | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Approve Cancellation of Treasury Shares | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: APR 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABEV3 Security ID: 02319V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Ratify Remuneration Paid for Fiscal Year 2013 and Approve Remuneration of Company's Management | Management | For | For |
1 | Authorize Capitalization of Fiscal Benefits and Issue New Shares | Management | For | For |
2 | Authorize Capitalization of Fiscal Benefits without Issuing New Shares | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
CREDICORP LTD. Meeting Date: MAR 31, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAP Security ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present 2013 Annual Report | Management | None | None |
2 | Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report | Management | For | For |
3.1 | Elect Dionisio Romero Paoletti as Director | Management | For | For |
3.2 | Elect Raimundo Morales Dasso as Director | Management | For | For |
3.3 | Elect Fernando Fort Marie as Director | Management | For | For |
3.4 | Elect Reynaldo A. Llosa Barber as Director | Management | For | For |
3.5 | Elect Juan Carlos Verme Giannoni as Director | Management | For | For |
3.6 | Elect Luis Enrique Yarur Rey as Director | Management | For | For |
3.7 | Elect Benedicto Ciguenas Guevara as Director | Management | For | For |
3.8 | Elect Martin Perez Monteverde as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DEUTSCHE BANK MEXICO - CONCENTRADORA FIBRA HOTELERA S.A. DE C.V. Meeting Date: APR 30, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: FIHO12 Security ID: P3515D148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Elect and Ratify Members of Trust Technical Committee | Management | For | For |
4 | Approve Amendments to the Trust by Agreement Among Trustors, Trustee and Joint Representative | Management | For | For |
5 | Other Business (Voting) | Management | For | Against |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: DEC 06, 2013 Record Date: NOV 25, 2013 Meeting Type: SPECIAL | ||||
Ticker: FEMSAUBD Security ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 14, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: FEMSAUBD Security ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve | Management | For | For |
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Abstain |
6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | Abstain |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
GERDAU S.A. Meeting Date: APR 25, 2014 Record Date: Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GGBR4 Security ID: P2867P113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nominated by Preferred Shareholders | Shareholder | None | Abstain |
2 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | Shareholder | None | Abstain |
GRANA Y MONTERO SAA Meeting Date: MAR 28, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: GRAMONC1 Security ID: 38500P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Corporate Governance Report and Audited Individual and Consolidated Financial Statements for Fiscal Year 2013 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Appoint Auditors | Management | For | For |
5.1 | Elect Jose Grana Miro Quesada as Director | Management | For | For |
5.2 | Elect Carlos Montero Grana as Director | Management | For | For |
5.3 | Elect Hernando Grana Acuna as Director | Management | For | For |
5.4 | Elect Mario Alvarado Pflucker as Director | Management | For | For |
5.5 | Elect Jose Chlimper Ackerman as Director | Management | For | For |
5.6 | Elect Hugo Santa Maria as Director | Management | For | For |
5.7 | Elect Pedro Pablo Errazuriz as Director | Management | For | For |
5.8 | Elect Federico Cuneo de la Piedra as Director | Management | For | For |
5.9 | Elect Mark Hoffmann Rosas as Director | Management | For | For |
GRUPO DE INVERSIONES SURAMERICANA SA Meeting Date: MAR 27, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GRUPOSURA Security ID: P4950L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Verify Quorum | Management | None | None |
2 | Approve Meeting Agenda | Management | For | For |
3 | Elect Meeting Approval Committee | Management | For | For |
4 | Present Board of Directors and Chairman's Report | Management | For | For |
5 | Present Financial Statements | Management | For | For |
6 | Present Auditor's Report | Management | For | For |
7 | Approve Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends | Management | For | For |
9 | Elect Directors | Management | For | Abstain |
10 | Appoint Auditors | Management | For | For |
11 | Approve Remuneration of Directors and Auditors | Management | For | For |
12 | Approve Dematerialization of Shares | Management | For | For |
13 | Amend Bylaws | Management | For | Abstain |
14 | Other Business | Management | For | Against |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: OCT 14, 2013 Record Date: OCT 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: GFNORTEO Security ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends of MXN 0.7852 Per Share | Management | For | For |
2 | Receive Board's Report on Public Offering of Shares and Capital Increase | Management | None | None |
3 | Receive External Auditor's Report on Fiscal Obligations | Management | None | None |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: DEC 20, 2013 Record Date: DEC 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: GFNORTEO Security ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Resolution Related to Dividend Payment Dates of Jan. 23, 2014 and April 23, 2014 as Approved at Oct. 14, 2013 Ordinary Shareholder Meeting | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: APR 25, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: GFNORTEO Security ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.a1 | Elect Guillermo Ortiz Martinez as Board Chairman | Management | For | For |
3.a2 | Elect Graciela Gonzalez Moreno as Director | Management | For | For |
3.a3 | Elect David Villarreal Montemayor as Director | Management | For | For |
3.a4 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
3.a5 | Elect Alfredo Elias Ayub as Director | Management | For | For |
3.a6 | Elect Herminio Blanco Mendoza as Director | Management | For | For |
3.a7 | Elect Adrian Sada Cueva as Director | Management | For | For |
3.a8 | Elect Patricia Armendariz Guerra as Director | Management | For | For |
3.a9 | Elect Armando Garza Sada as Director | Management | For | For |
3.a10 | Elect Hector Reyes Retana y Dahl as Director | Management | For | For |
3.a11 | Elect Juan Carlos Braniff Hierro as Director | Management | For | For |
3.a12 | Elect Miguel Aleman Magnani as Director | Management | For | For |
3.a13 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
3.a14 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
3.a15 | Elect Alejandro Valenzuela del Rio as Director | Management | For | For |
3.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Management | For | For |
3.a17 | Elect Alejandro Hank Gonzalez as Alternate Director | Management | For | For |
3.a18 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
3.a19 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
3.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
3.a22 | Elect Eduardo Livas Cantu as Alternate Director | Management | For | For |
3.a23 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
3.a24 | Elect Ramon A. Leal Chapa as Alternate Director | Management | For | For |
3.a25 | Elect Julio Cesar Mendez Rubio as Alternate Director | Management | For | For |
3.a26 | Elect Guillermo Mascarenas Milmo as Alternate Director | Management | For | For |
3.a27 | Elect Lorenzo Lazo Margain as Alternate Director | Management | For | For |
3.a28 | Elect Alejandro Orvananos Alatorre as Alternate Director | Management | For | For |
3.a29 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
3.a30 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Management | For | For |
3.b | Approve Directors Liability and Indemnification | Management | For | For |
3.c | Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5.a | Elect Hector Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
5.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Management | For | For |
5.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Management | For | For |
5.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Management | For | For |
5.e | Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee | Management | For | For |
6.a | Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee | Management | For | For |
6.b | Elect Alfredo Elias Ayub as Member of Risk Policies Committee | Management | For | For |
6.c | Elect Hector Reyes Retana y Dahl as Member of Risk Policies Committee | Management | For | For |
6.d | Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee | Management | For | For |
6.e | Elect Eduardo Livas Cantu as Member of Risk Policies Committee | Management | For | For |
6.f | Elect Manuel Aznar Nicolin as Member of Risk Policies Committee | Management | For | For |
6.g | Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee | Management | For | For |
6.h | Elect Manuel Romo Villafuerte as Member of Risk Policies Committee | Management | For | For |
6.i | Elect Fernando Solis Soberon as Member of Risk Policies Committee | Management | For | For |
6.j | Elect Gerardo Zamora Nanez as Member of Risk Policies Committee | Management | For | For |
6.k | Elect Jose Marcos Ramirez Miguel as Member of Risk Policies Committee | Management | For | For |
6.l | Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee | Management | For | For |
7 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: JUL 03, 2013 Record Date: JUN 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: GFNORTEO Security ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Variable Portion of Capital via Issuance of Shares without Preemptive Rights | Management | For | For |
2 | Approve Public Offering of Shares in Mexico, the United States and Other Markets | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Meeting Date: DEC 13, 2013 Record Date: OCT 21, 2013 Meeting Type: SPECIAL | ||||
Ticker: SANMEXB Security ID: 40053C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Resolutions Related to Dividend Payment Date of Feb. 25, 2014 as Approved at Aug. 20, 2013 Ordinary Shareholder Meeting | Management | For | For |
2 | Approve Cash Dividends | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Approve Spin-Off of Gestion Santander SA de CV, Sociedad Operadora de Sociedades de Inversion; Approve Termination of Sole Responsibility Agreement | Management | For | Abstain |
2 | Approve Modifications of Sole Responsibility Agreement | Management | For | Abstain |
3 | Reform Articles of Association | Management | For | Abstain |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Meeting Date: APR 25, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SANMEXB Security ID: 40053C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Accept Chairman's and CEO's Report | Management | For | For |
4 | Accept Board's Opinion on President's and CEO Report | Management | For | For |
5 | Accept Board Report on Major Accounting and Disclosure Criteria and Policies | Management | For | For |
6 | Accept Report on Adherence to Fiscal Obligations for Fiscal Year 2012 | Management | For | For |
7 | Accept Report on Board Operations and Activities | Management | For | For |
8 | Accept Board Report on Audit and Corporate Governance Committees' Activities | Management | For | For |
9 | Elect Chairman of Corporate Practice, Nominating and Remuneration Committee | Management | For | For |
10 | Elect and Ratify Directors and Their Respective Alternate Representatives of Class F and B Shareholders; Fix Their Remuneration | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Elect or Ratify Directors Representing Class B Shares | Management | For | Abstain |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Meeting Date: JUN 19, 2014 Record Date: JUN 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: SANMEXB Security ID: 40053C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
- | Meeting for ADR Holders | Management | None | None |
1 | Amend Bylaws in Order to Comply with Law Regulating of Financial Institutions Published on Jan. 10, 2014 | Management | For | Abstain |
2 | Approve Modifications of Sole Responsibility Agreement | Management | For | Abstain |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV Meeting Date: AUG 20, 2013 Record Date: AUG 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: SANMEXB Security ID: 40053C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Resolutions 9 and 10 as Stated in Minutes of April 18, 2013 AGM | Management | For | For |
2 | Elect and Ratify Directors and Their Respective Alternate Representatives of Class F Shareholders | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
IOCHPE MAXION S.A. Meeting Date: APR 11, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MYPK3 Security ID: P58749105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
IOCHPE MAXION S.A. Meeting Date: MAY 09, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: MYPK3 Security ID: P58749105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | For |
2.1 | Approve Increase in Authorized Capital | Management | For | For |
2.2 | Amend Article 36-A Re: Honorary Chairman | Management | For | For |
ITAU UNIBANCO HOLDING SA Meeting Date: APR 23, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ITUB4 Security ID: P5968U113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Luiz Alberto de Castro Falleiros as Fiscal Council Member Nominated by Preferred Shareholders | Shareholder | None | For |
1.2 | Elect Ernesto Rubens Gelbcke as Alternate Fiscal Council Member Nominated by Preferred Shareholders | Shareholder | None | For |
LOJAS ARAPUA S.A Meeting Date: APR 28, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: P6327T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | Against |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
MEXICHEM S.A.B. DE C.V. Meeting Date: NOV 11, 2013 Record Date: NOV 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: MEXCHEM Security ID: P57908132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends of MXN 0.50 Per Share | Management | For | For |
2 | Approve Merger by Absorption of One or More Company Subsidiaries | Management | For | Abstain |
3 | Amend Article 3 Re: Corporate Purpose | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD Meeting Date: FEB 25, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: MILS3 Security ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
1.b | Approve Cancellation of Treasury Shares | Management | For | Did Not Vote |
2 | Amend Article 14 | Management | For | Did Not Vote |
3 | Consolidate Bylaws | Management | For | Did Not Vote |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD Meeting Date: APR 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MILS3 Security ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Elect Fiscal Council Members | Management | For | For |
6 | Approve Remuneration of Company's Management | Management | For | For |
PARQUE ARAUCO S.A. Meeting Date: OCT 23, 2013 Record Date: OCT 17, 2013 Meeting Type: SPECIAL | ||||
Ticker: PARAUCO Security ID: P76328106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a | Authorize Increase in Capital via Share Issuance in the Amount of CLP 115 Billion | Management | For | For |
b | Approve Allocation of 10 Percent of Capital Increase for Compensation Plan | Management | For | For |
c | Amend Articles to Reflect Changes in Capital | Management | For | For |
d | Approve Subscription of Shares in Connection with Company's Capital Increase | Management | For | For |
e | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PARQUE ARAUCO S.A. Meeting Date: APR 22, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: PARAUCO Security ID: P76328106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration of Directors for Fiscal Year 2014 and Accept Expense Report of Board of Directors for Fiscal Year 2013 | Management | For | For |
3 | Present Report Re: Directors' Committee Activities and Expenses; Fix Their Remuneration and Budget | Management | For | For |
4 | Approve Report Regarding Related-Party Transactions | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Designate Risk Assessment Companies | Management | For | For |
7 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
8 | Approve Allocation of Income and Dividend Policy | Management | For | For |
9 | Other Business (Voting) | Management | For | Against |
PARQUE ARAUCO S.A. Meeting Date: APR 22, 2014 Record Date: APR 15, 2014 Meeting Type: SPECIAL | ||||
Ticker: PARAUCO Security ID: P76328106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Any Modification to Share Capital | Management | For | Abstain |
2 | Amend Bylaws; Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | Abstain |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: OCT 25, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fiscal Council Member | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: SEP 30, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PETR4 Security ID: P78331132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Innova SA | Management | For | For |
2 | Approve Absorption of Comperj Participacoes S.A. (COMPERJPAR) | Management | For | For |
3 | Approve Absorption of Comperj Estirenicos S.A. (EST) | Management | For | For |
4 | Approve Absorption of Comperj Meg S.A.(MEG) | Management | For | For |
5 | Approve Absorption of Comperj Poliolefinas S.A.(POL) | Management | For | For |
6 | Approve Absorption of SFE - Sociedade Fluminense de Energia Ltda. (SFE) | Management | For | For |
7 | Waive Petrobras' Preemptive Rights to Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: SEP 30, 2013 Record Date: SEP 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: PETR4 Security ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Innova SA | Management | For | For |
2 | Approve Absorption of Comperj Participacoes S.A. (COMPERJPAR) | Management | For | For |
3 | Approve Absorption of Comperj Estirenicos S.A. (EST) | Management | For | For |
4 | Approve Absorption of Comperj Meg S.A.(MEG) | Management | For | For |
5 | Approve Absorption of Comperj Poliolefinas S.A.(POL) | Management | For | For |
6 | Approve Absorption of SFE - Sociedade Fluminense de Energia Ltda. (SFE) | Management | For | For |
7 | Waive Petrobras' Preemptive Rights to Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: DEC 16, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PETR4 Security ID: P78331132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption of Refinaria Abreu e Lima S.A. (RNEST) | Management | For | For |
2 | Approve Absorption of Companhia de Recuperacao Secundaria (CRSec) | Management | For | For |
3 | Approve Partial Spin-Off of Petrobras International Finance Company S.A. (PIIFCO) | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: DEC 16, 2013 Record Date: NOV 22, 2013 Meeting Type: SPECIAL | ||||
Ticker: PETR4 Security ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption of Refinaria Abreu e Lima S.A. (RNEST) | Management | For | For |
2 | Approve Absorption of Companhia de Recuperacao Secundaria (CRSec) | Management | For | For |
3 | Approve Partial Spin-Off of Petrobras International Finance Company S.A. (PIIFCO) | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: APR 02, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PETR4 Security ID: P78331132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
4.b | Elect Mauro Gentile Rodrigues da Cunha as Director Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
5 | Elect Board Chairman | Management | For | For |
6.a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
6.b | Elect Reginaldo Ferreira Alexandre and Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: APR 02, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PETR4 Security ID: P78331132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Company's Management | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Approve Absorption of Termoacu S.A. (Termoacu) | Management | For | For |
4 | Approve Absorption of Termoceara Ltda (Termoceara) | Management | For | For |
5 | Approve Absorption of Companhia Locadora de Equipamentos Petroliferos (CLEP) | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: APR 02, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PETR4 Security ID: P78331140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jose Guimaraes Monforte as Director Nominated by Preferred Shareholders | Shareholder | None | For |
1.2 | Elect Jose Gerdau Johannpeter as Director Nominated by Preferred Shareholders | Shareholder | None | Did Not Vote |
2 | Elect Walter Luis Bernardes Albertoni and Roberto Lamb (Alternate) as Fiscal Council Members Nominated by Preferred Shareholders | Shareholder | None | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: APR 02, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: PETR4 Security ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
4.b | Elect Mauro Gentile Rodrigues da Cunha as Director Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
5 | Elect Board Chairman | Management | For | For |
6.a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
6.b | Elect Reginaldo Ferreira Alexandre and Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
1 | Approve Remuneration of Company's Management | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Approve Absorption of Termoacu S.A. (Termoacu) | Management | For | For |
4 | Approve Absorption of Termoceara Ltda (Termoceara) | Management | For | For |
5 | Approve Absorption of Companhia Locadora de Equipamentos Petroliferos (CLEP) | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: APR 02, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PETR4 Security ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4.b.1 | Elect Jose Guimaraes Monforte as Director Nominated by Preferred Shareholders | Shareholder | None | For |
4.b.2 | Elect Jose Gerdau Johannpeter as Director Nominated by Preferred Shareholders | Shareholder | None | Against |
6.b.1 | Elect Walter Luis Bernardes Albertoni and Roberto Lamb (Alternate) as Fiscal Council Members Nominated by Preferred Shareholders | Shareholder | None | For |
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA S.A.B. DE C.V. Meeting Date: APR 28, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: PINFRA Security ID: P7925L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Board of Directors Report Pursuant to Article 28 Fraction IV of Mexican Securities Market Law | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Report on Adherence to Fiscal Obligations | Management | For | For |
5 | Elect or Ratify Directors, Members and Chairmen of Audit and Corporate Governance Committees | Management | For | Abstain |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Approve Report on Share Repurchase Program | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA S.A.B. DE C.V. Meeting Date: JUN 30, 2014 Record Date: JUN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: PINFRA Security ID: P7925L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Clause 6 of Bylaws | Management | For | Abstain |
2 | Approve Public Offering of Series L Shares | Management | For | Abstain |
3 | Approve Issuance of Series L Shares without Preemptive Rights and Amend Clause 6 of Bylaws | Management | For | Abstain |
4 | Approve Registration of Series L Shares in National Securities Registry and Mexican Stock Exchange | Management | For | Abstain |
5 | Approve Granting of Powers | Management | For | Abstain |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
QUALICORP SA Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Fix Board Size and Elect Directors | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
QUALICORP SA Meeting Date: MAY 15, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Amend Article 7 | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
QUALICORP SA Meeting Date: JUN 13, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | For |
2 | Amend Remuneration Cap of Company's Management | Management | For | Against |
3 | Elect Board Chairman | Management | For | For |
RAIA DROGASIL S.A. Meeting Date: APR 23, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: RADL3 Security ID: P7942C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
RAIA DROGASIL S.A. Meeting Date: APR 23, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: RADL3 Security ID: P7942C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 7 | Management | For | For |
2 | Elect Alternate Director | Management | For | For |
3 | Cancel Stock Option Plan | Management | For | For |
4 | Approve Restricted Stock Plan | Management | For | Against |
S.A.C.I. FALABELLA Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: FALABELLA Security ID: P3880F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend Policy | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Appoint Auditors and Designate Risk Assessment Companies | Management | For | For |
7 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
8 | Approve Report Regarding Related-Party Transactions | Management | For | For |
9 | Approve Remuneration and Budget of Directors' Committee; Receive Directors Committee's Report | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
SACI FALABELLA Meeting Date: AUG 27, 2013 Record Date: AUG 21, 2013 Meeting Type: SPECIAL | ||||
Ticker: FALABELLA Security ID: P3880F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program in Accordance with Article 27 of Law No. 18.046 for Compensation Plan | Management | For | Abstain |
2 | Set Aggregate Nominal Amount, Objective and Duration of Share Repurchase Program | Management | For | Abstain |
3 | Authorize Board to Set Price of Shares Repurchase Program | Management | For | Abstain |
4 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | Abstain |
SOCIEDAD MATRIZ SAAM S.A. Meeting Date: APR 04, 2014 Record Date: MAR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: SMSAAM Security ID: P8717W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present Report Re: Company Status | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Distribution of Dividend of USD 0.003 Per Share | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
6 | Present Directors' Committee Report | Management | For | For |
7 | Appoint Auditors and Designate Risk Assessment Companies | Management | For | For |
8 | Receive Report Regarding Related-Party Transactions | Management | For | For |
9 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
ULTRAPAR PARTICIPACOES S.A. Meeting Date: JAN 31, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: UGPA3 Security ID: P94396127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between the Company and Imifarma Produtos Farmaceuticos S.A. | Management | For | Did Not Vote |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | Did Not Vote |
3 | Approve Independent Firm's Appraisal | Management | For | Did Not Vote |
4 | Approve Issuance of Shares in Connection with Merger | Management | For | Did Not Vote |
5 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
6 | Approve Issuance of Subscription Warrants in Connection with Merger | Management | For | Did Not Vote |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
ULTRAPAR PARTICIPACOES S.A. Meeting Date: APR 16, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UGPA3 Security ID: P94396127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
VALE S.A. Meeting Date: APR 17, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: VALE5 Security ID: P9661Q155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Alternate Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | Against |
VALE S.A. Meeting Date: APR 17, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: VALE5 Security ID: P9661Q148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Alternate Directors | Management | None | None |
4 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | Shareholder | None | Abstain |
5 | Approve Remuneration of Company's Management | Management | For | Against |
VALE S.A. Meeting Date: APR 17, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VALE5 Security ID: 91912E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Alternate Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | Against |
6 | Approve Cancellation of Treasury Shares | Management | For | For |
7 | Authorize Capitalization of Reserves | Management | For | For |
8 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
VALE S.A. Meeting Date: APR 17, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VALE5 Security ID: 91912E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Alternate Directors | Management | None | None |
4 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | Shareholder | None | Abstain |
5 | Approve Remuneration of Company's Management | Management | For | Against |
1 | Approve Cancellation of Treasury Shares | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
VALE S.A. Meeting Date: MAY 09, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: VALE5 Security ID: P9661Q155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of Treasury Shares | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
VALE S.A. Meeting Date: MAY 09, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: VALE5 Security ID: P9661Q148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of Treasury Shares | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
YPF SOCIEDAD ANONIMA Meeting Date: APR 30, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: YPFD Security ID: 984245100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Consider Employee Stock Option Plan Funded by Repurchase Shares | Management | For | Against |
3 | Consider Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Remuneration of Auditors for Fiscal Year 2013 | Management | For | For |
6 | Approve Auditors for Fiscal Year 2014 and Fix Their Remuneration | Management | For | For |
7 | Extend Authorization Granted to Board to Set Terms and Conditions in Connection with Global Program for Debt Issuance | Management | For | For |
8 | Consider Discharge of Directors and Members of Internal Statutory Auditors Committee | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | For |
10 | Approve Remuneration of Internal Statutory Auditors Committee | Management | For | For |
11 | Fix Number of Internal Statutory Auditors Committee Members and Alternates | Management | For | For |
12 | Elect One Member of Internal Statutory Auditors Committee and Alternate for Class A Shares | Management | For | For |
13 | Elect One Member of Internal Statutory Auditors Committee and Alternate for Class D Shares | Management | For | For |
14 | Fix Number of Directors and Alternates | Management | For | For |
15 | Elect One Director and Alternate for Class A Shares | Management | For | Against |
16 | Elect Directors and Their Alternates for Class D Shares | Management | For | For |
17 | Authorize Advance Remuneration of Directors and Internal Statutory Auditors Committee Members for 2014 | Management | For | For |
18 | Consider Withdrawal of Corporate Liability Action Initiated by Company Against Antonio Brufau Niubo | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | The Latin American Discovery Fund, Inc. |
By (Signature and Title)* | |
/s/ John H. Gernon | |
John H. Gernon
President and Principal Executive Officer |
Date | August 28, 2014 |
* Print the name and title of each signing officer under his or her signature.