UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 29, 2010
NUVEEN INVESTMENTS, INC.
(Exact name of registrant as specified in its charter)
| | | | | |
|
| Delaware | | 1-11123 | | 36-3817266 |
| (State or other | | (Commission File Number) | | (IRS Employer |
| jurisdiction of | | | | Identification |
| incorporation) | | | | Number) |
| | | |
|
| 333 West Wacker Drive, Chicago, Illinois | | 60606 |
| (Address of principal executive offices) | | (Zip Code) |
(312) 917-7700
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
| o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 8.01 — Other Events
Item 8.01 Other Events
Attached as Exhibit 99.1 is press release announcing Nuveen Asset Management’s acquisition of the long term assets of FAF Advisors. Attached as Exhibit 99.2 is an investor presentation for an investor conference call outlining the transaction that is to be held at 10:00 am CST on July 29, 2010.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
| | | | | | | |
| | | | Exhibit No. | | Description |
| | | | 99.1 | | Press Release dated July 29, 2010 |
| |
| | | | 99.2 | | Investor Presentation |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
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| Date: July 29, 2010 | NUVEEN INVESTMENTS, INC.
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| | By: | /s/ John L. MacCarthy | |
| | | Name: | John L. MacCarthy | |
| | | Title: | Executive Vice President | |
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EXHIBIT INDEX
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| Exhibit No. | | Description |
| 99.1 | | Press Release dated July 29, 2010 |
| | | |
| 99.2 | | Investor Presentation |
