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Filing tables
Filing exhibits
- 10-K Annual report
- 10.4 Employees' 401K/PROFIT Sharing Plan As Amended and Restated
- 10.5 Employees' Retirement Plan, As Amended and Restated
- 21 Subsidiaries of the Company
- 23 Independent Auditors' Consent
- 24 Powers of Attorney
- 31.1 Certification of CEO Pursuant to Rule 13A-14(A)
- 31.2 Certification of President Pursuant to Rule 13A-14(A)
- 31.3 Certification of Principal Financial Officer Pursuant to Rule 13A-14(A)
- 32.1 Certification of CEO Pursuant to Section 906
- 32.2 Certification of President Pursuant to Section 906
- 32.3 Certification of Principal Financial Officer Pursuant to Section 906
Related press release
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Exhibit 21
List of Subsidiaries*
(As of February 28, 2007)
(As of February 28, 2007)
Subsidiary | State or Jurisdiction | |
of Organization | ||
Nuveen Asia Investments, Inc. | Delaware | |
Nuveen Asset Management | Delaware | |
Nuveen Commodities Asset Management, LLC | Delaware | |
Nuveen Investments Canada Co. | Nova Scotia | |
Nuveen Investments Advisers Inc. | Delaware | |
Nuveen Investments Holdings, Inc. | Delaware | |
Nuveen Investments, LLC | Delaware | |
Nuveen Investments Institutional Services Group LLC | Delaware | |
NWQ Holdings, LLC | Delaware | |
NWQ Investment Management Company, LLC | Delaware | |
Rittenhouse Asset Management, Inc. | Delaware | |
Santa Barbara Asset Management, LLC | Delaware | |
Symphony Asset Management LLC | California | |
Tradewinds Global Investors, LLC | Delaware |
* | All subsidiaries are 100% owned, directly or indirectly, by the Registrant, except that the limited liability companies relating to NWQ, Tradewinds, Santa Barbara Asset Management and Symphony have granted certain managers non-controlling member interests. These interests allow their owners to participate in the growth of profits above specified levels during specified periods. The Registrant has the right to acquire all of these interests in the future. |