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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06637
THE UBS FUNDS | |||
(Exact name of registrant as specified in charter) | |||
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One North Wacker Drive, Chicago, Illinois | 60606-2825 | ||
(Address of principal executive offices) | (Zip code) | ||
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Todd Lebo | |||
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UBS Global Asset Management (Americas) Inc. | |||
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51 West 52nd Street | |||
(Name and address of agent for service) | |||
Registrant’s telephone number, including area code: | 800-647-1568 |
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Date of fiscal year end: | 6/30/04 |
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Date of reporting period: | 6/30/04 |
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Item 1. Proxy Voting Record.
UBS GLOBAL ALLOCATION FUND
ABBEY NATIONAL PLC
Ticker: | ABYNY | Security ID: | GB0000044551 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Approve Final Dividend of 16.67 Pence Per Share | For | Did Not Vote | Management |
4.1 | Elect Priscilla Vacassin as Director | For | Did Not Vote | Management |
4.2 | Elect Angus Porter as Director | For | Did Not Vote | Management |
4.3 | Elect Tony Wyatt as Director | For | Did Not Vote | Management |
4.4 | Elect Gerard Murphy as Director | For | Did Not Vote | Management |
4.5 | Elect Geoffrey Cooper as Director | For | Did Not Vote | Management |
5.1 | Re-elect Yasmin Jetha as Director | For | Did Not Vote | Management |
5.2 | Re-elect Mark Pain as Director | For | Did Not Vote | Management |
5.3 | Re-elect Leon Allen as Director | For | Did Not Vote | Management |
6 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | Did Not Vote | Management |
7 | Authorise Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
8 | Authorise EU Political Donations up to GBP 150,000 and EU Political Expenditure up to GBP 150,000 | For | Did Not Vote | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 703,722,815; USD 9,820,000; and EUR 10,000,000 | For | Did Not Vote | Management |
10 | Approve Abbey Performance Share Plan | For | Did Not Vote | Management |
11 | Authorise 146,277,184 Ordinary Shares for Market Purchase | For | Did Not Vote | Management |
12.1 | Authorise 125,000,000 8.625% Sterling Preference Shares for Market Purchase | For | Did Not Vote | Management |
12.2 | Authorise 200,000,000 10.375% Sterling Preference Shares for Market Purchase | For | Did Not Vote | Management |
12.3 | Authorise 18,000,000 Series B Dollar Preference Shares for Market Purchase | For | Did Not Vote | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,313,859 | For | Did Not Vote | Management |
1
ABN AMRO HOLDING NV
Ticker: | ABN | Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board | None | Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business | None | Did Not Vote | Management |
2
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Receive Auditors Report | None | None | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share | For | For | Management |
5 | Approve Discharge of Board and Senior Management | For | Against | Management |
6.1 | Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors | For | For | Management |
6.2.1 | Ratify Ernst and Young as Auditors | For | For | Management |
6.2.2 | Ratify OBT AG as Special Auditors | For | For | Management |
7 | Amend Articles Re: Remove Voting Restrictions | For | For | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos II | For | For | Management |
1.3 | Elect Director Michael H. Armacost | For | For | Management |
1.4 | Elect Director Kriss Cloninger III | For | For | Management |
1.5 | Elect Director Joe Frank Harris | For | For | Management |
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.7 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.8 | Elect Director Douglas W. Johnson | For | For | Management |
1.9 | Elect Director Robert B. Johnson | For | For | Management |
1.10 | Elect Director Charles B. Knapp | For | For | Management |
1.11 | Elect Director Hidefumi Matsui | For | For | Management |
1.12 | Elect Director Nobuhiro Mori | For | For | Management |
1.13 | Elect Director E. Stephen Purdom, M.D. | For | For | Management |
1.14 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director Glenn Vaughn, Jr. | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
3
ALCAN INC.
Ticker: | AL. | Security ID: | CA0137161059 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Berger | For | For | Management |
1.2 | Elect Director L.D. Desautels | For | For | Management |
1.3 | Elect Director T. Engen | For | For | Management |
1.4 | Elect Director L.Y. Fortier | For | For | Management |
1.5 | Elect Director J.P. Jacamon | For | For | Management |
1.6 | Elect Director W.R. Loomis | For | For | Management |
1.7 | Elect Director Y. Mansion | For | For | Management |
1.8 | Elect Director C. Morin-Postel | For | For | Management |
1.9 | Elect Director J.E. Newall | For | For | Management |
1.10 | Elect Director G. Saint-Pierre | For | For | Management |
1.11 | Elect Director G. Schulmeyer | For | For | Management |
1.12 | Elect Director P.M. Tellier | For | For | Management |
1.13 | Elect Director M.K. Wong | For | For | Management |
2 | Approve Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Handel E. Evans | For | For | Management |
1.2 | Elect Director Michael R. Gallagher | For | For | Management |
1.3 | Elect Director Gavin S. Herbert | For | For | Management |
1.4 | Elect Director Stephen J. Ryan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
ALLIANCE UNICHEM PLC (FRM.UNICHEM PLC)
Ticker: |
| Security ID: | GB0009165720 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 11 Pence Per Share | For | For | Management |
4 | Re-elect Jeff Harris as Director | For | For | Management |
5 | Re-elect Ken Clarke as Director | For | For | Management |
6 | Re-elect Geoff Cooper as Director | For | For | Management |
7 | Re-elect George Fairweather as Director | For | For | Management |
8 | Elect Per Utnegaard as Director | For | For | Management |
9 | Elect Adrian Loader as Director | For | For | Management |
10 | Elect Manfred Stach as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
12 | Approve Waiver on Tender-Bid Requirement | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,222,518.90 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,753,505.50 | For | For | Management |
15 | Approve Scrip Dividend | For | For | Management |
16 | Approve Increase in Remuneration of Non-Executive Directors from GBP 300,000 to GBP 500,000 | For | For | Management |
17 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 75,000 | For | For | Management |
4
ALLIANZ AG (FORMERLY ALLIANZ HOLDING AG)
Ticker: |
| Security ID: | DE0008404005 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management |
3 | Approve Discharge of Management Board | For | For | Management |
4 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights | For | For | Management |
6 | Approve Employee Stock Purchase Plan | For | For | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
8 | Authorize Repurchase of Issued Share Capital for Trading Purposes | For | For | Management |
9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management |
10 | Approve Affiliation Agreements with Subsidiaries (Jota-Vermoegensverwaltungsgesellschaft mbH) | For | For | Management |
5
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. R. Brooks | For | For | Management |
1.2 | Elect Director Donald M. Carlton | For | For | Management |
1.3 | Elect Director John P. DesBarres | For | For | Management |
1.4 | Elect Director Robert W. Fri | For | For | Management |
1.5 | Elect Director William R. Howell | For | For | Management |
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
1.7 | Elect Director Leonard J. Kujawa | For | For | Management |
1.8 | Elect Director Michael G. Morris | For | For | Management |
1.9 | Elect Director Richard L. Sandor | For | For | Management |
1.10 | Elect Director Donald G. Smith | For | For | Management |
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
4 | Submit Executive Pension Benefit to Vote | Against | For | Shareholder |
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
6
AMERICAN STANDARD COMPANIES, INC.
Ticker: | ASD | Security ID: | 029712106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven E. Anderson | For | For | Management |
1.2 | Elect Director James F. Hardymon | For | For | Management |
1.3 | Elect Director Ruth Ann Marshall | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | For | Management |
2 | Change Company Name | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor S. Liss | For | For | Management |
1.2 | Elect Director James W. McDowell, Jr. | For | For | Management |
1.3 | Elect Director George A. Schaefer, Jr. | For | For | Management |
1.4 | Elect Director Jackie M. Ward | For | For | Management |
ASSICURAZIONI GENERALI SPA
Ticker: |
| Security ID: | IT0000062072 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 14, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Elect Directors For the Three-Year Term 2004-2006 | For | Did Not Vote | Management |
1 | Amend Articles of Association | For | Did Not Vote | Management |
7
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | GB0009895292 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share | For | For | Management |
3 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
4 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
5a | Re-elect Percy Barnevik as Director | For | For | Management |
5b | Re-elect Hakan Mogren as Director | For | For | Management |
5c | Re-elect Sir Tom McKillop as Director | For | For | Management |
5d | Re-elect Jonathan Symonds as Director | For | For | Management |
5e | Re-elect Sir Peter Bonfield as Director | For | For | Management |
5f | Re-elect John Buchanan as Director | For | For | Management |
5g | Re-elect Jane Henney as Director | For | For | Management |
5h | Elect Michele Hooper as Director | For | For | Management |
5i | Elect Joe Jimenez as Director | For | For | Management |
5j | Re-elect Erna Moller as Director | For | For | Management |
5k | Re-elect Dame Bridget Ogilvie as Director | For | For | Management |
5l | Elect Louis Schweitzer as Director | For | For | Management |
5m | Re-elect Marcus Wallenberg as Director | For | Against | Management |
6 | Approve Remuneration Report | For | For | Management |
7 | Adopt New Articles of Association | For | For | Management |
8 | Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 | For | For | Management |
11 | Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase | For | For | Management |
12 | Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 | For | For | Management |
AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: | ANZ | Security ID: | AU000000ANZ3 |
Meeting Date: | AUG 13, 2003 | Meeting Type: | Special |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Confirm Member Approval to the Buy-Back Agreement Relating to the Redeemable Preference Shares Issued by the Company in 1998 | For | For | Management |
2 | Amend Constitution | For | For | Management |
3 | Approve Issuance of 12.5 Million Reset Convertible Preference Shares | For | For | Management |
8
AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: | ANZ | Security ID: | AU000000ANZ3 |
Meeting Date: | DEC 19, 2003 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | None | None | Management |
2a | Reelect C Dahlsen as Director | For | For | Management |
2b | Reelect CB Goode as Director | For | For | Management |
2c | Elect Shareholder Nominee J I Buckland as Director | Against | Against | Shareholder |
AUSTRALIAN GAS LIGHT (AGL)
Ticker: |
| Security ID: | AU000000AGL7 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports For the Year Ended June 30, 2003 | None | None | Management |
2a | Elect Ronald Brierley as Director | For | For | Management |
2b | Elect G. J. Reaney as Director | For | For | Management |
3 | Approve the Acquisition by G. J. W. Martin of Rights Under the Long-Term Incentive Plan for June 30, 2003 | For | For | Management |
4 | Approve Increase in Remuneration of Directors in the Amount of AUD 1.2 Million Per Annum | For | For | Management |
AVENTIS SA (FORMERLY RHONE-POULENC)
Ticker: | AVE.X | Security ID: | FR0000130460 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual/Special |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.23 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Ratify Yves Nicolas as Alternate Auditor | For | For | Management |
7 | Amend Article 7 to Reflect 2003 Legal Changes Re: Shareholding Disclosure Requirement | For | Against | Management |
8 | Amend Article 11 to Set Term of Management Board Members at Three Years, Down From Five Years Previously | For | For | Management |
9 | Amend Article 13 to Set Term of Supervisory Board Members at Three Years, Down From Five Years Previously | For | For | Management |
10 | Reelect Jean-Marc Bruel as Supervisory Board Member | For | For | Management |
11 | Reelect Martin Fruhauf as Supervisory Board Member | For | For | Management |
12 | Reelect Serge Kampf as Supervisory Board Member | For | For | Management |
13 | Reelect Hubert Markl as Supervisory Board Member | For | For | Management |
14 | Reelect Gunter Metz as Supervisory Board Member | For | For | Management |
15 | Reelect Didier Pineau-Valencienne as Supervisory Board Member | For | For | Management |
16 | Reelect Seham Razzouqi as Supervisory Board Member | For | For | Management |
17 | Reelect Michel Renault as Supervisory Board Member | For | For | Management |
18 | Reelect Hans-Jurgen Schinzler as Supervisory Board Member | For | For | Management |
19 | Reelect Marc Vienot as Supervisory Board Member | For | For | Management |
20 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
9
BALFOUR BEATTY PLC (FORMERLY BICC PLC)
Ticker: |
| Security ID: | GB0000961622 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Approve Final Dividend of 3.4 Pence Per Ordinary Share | For | Did Not Vote | Management |
4 | Re-elect Sir David John as Director | For | Did Not Vote | Management |
5 | Re-elect Robert Walvis as Director | For | Did Not Vote | Management |
6 | Re-elect Michael Welton as Director | For | Did Not Vote | Management |
7 | Elect Chalmers Carr as Director | For | Did Not Vote | Management |
8 | Elect Gordon Sage as Director | For | Did Not Vote | Management |
9 | Elect Christoph Von Rohr as Director | For | Did Not Vote | Management |
10 | Re-appoint Deloitte and Touche LLP as Auditors | For | Did Not Vote | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 70,086,274 | For | Did Not Vote | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,512,941 | For | Did Not Vote | Management |
13 | Authorise 42,051,764 Ordinary Shares and 22,448,679 Convertible Preference Shares for Market Purchase | For | Did Not Vote | Management |
14 | Authorise EU Political Donations and EU Political Expenditure up to Aggregate Nominal Amount of GBP 25,000 Per Annum | For | Did Not Vote | Management |
15 | Approve Reduction of Share Premium Account to GBP 148,161,291.30; and Cancellation of the Capital Redemption Reserve | For | Did Not Vote | Management |
10
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: | BBV | Security ID: | ES0113211835 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Distribution of Dividend, and Discharge Directors | For | Did Not Vote | Management |
2 | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Did Not Vote | Management |
3 | Authorize Issuance of Bonds up to Aggregate Nominal Amount of EUR 71.8 Billion | For | Did Not Vote | Management |
4 | Amend Articles 24, 29, 31, 34, 35, 37, 38, 45 Re: Attendance Rights, Shareholder Information Rights, Adoption of Agreements, Board Election and Size, Board Member Requirements, Board Vacancies, Chairman and Secretary, Creation and Composition of Board | For | Did Not Vote | Management |
5 | Approve General Meeting Guidelines; Information Re: Board Guidelines | For | Did Not Vote | Management |
6 | Approve Listing (or Delisting) of Shares on Secondary/Foreign Exchanges | For | Did Not Vote | Management |
7 | Authorize Repurchase of Shares and Subsequent Cancellation of Repurshased Shares | For | Did Not Vote | Management |
8 | Reelect Deloitte & Touche Espana, S.L. as Auditors | For | Did Not Vote | Management |
9 | Elect Jose Antonio Fernandez Rivero and Carlos Loring as New Directors; Reelect Directors | For | Did Not Vote | Management |
10 | Approve Fund Transfer to Employee Retirement Fund | For | Did Not Vote | Management |
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
11
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: | SBP | Security ID: | ES0113900J37 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Reelect and Ratify Management Board | For | Did Not Vote | Management |
4 | Reelect Deloitte & Touche Espana SL as Auditors | For | Did Not Vote | Management |
5 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
6 | Amend Articles 8,15,16,22,and 23 Re: Share Registry Entity, Elimination of Shareholding Requirement to Attend Shareholder Meetings, Remote Voting and Attendance; Add New Article and Change Numeration of Company’s By-Laws | For | Did Not Vote | Management |
7 | Approve New General Meeting Guidelines | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Did Not Vote | Management |
9 | Authorize Issuance of Non-Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
11 | Accept Board Guidelines Report | For | Did Not Vote | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
12
BANK OF IRELAND GROUP
Ticker: | IRE | Security ID: | IE0030606259 |
Meeting Date: | JUL 9, 2003 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive and Consider Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm and Declare a Final Dividend | For | For | Management |
3a | Reelect Roy Bailie as a Director | For | For | Management |
3b | Reelect Laurence Crowley as a Director | For | For | Management |
3c | Reelect Donal Geaney as a Director | For | For | Management |
3d | Reelect Denis O’Brien as a Director | For | For | Management |
3e | Reelect John O’Donovan as a Director | For | For | Management |
4 | Authorize Board to Fix Remuneration of the Auditors | For | For | Management |
5 | Authorize Repurchase 98,493,220 Ordinary Shares; 1,876,090 Sterling Preference Shares; and 3,026,598 Euro Preference Shares | For | For | Management |
6 | Authorize Reissuance of Repurchased Shares | For | For | Management |
7 | Authorize Board to Allot Up to EUR 31.84 million in Equity Securities for Cash without Preemptive Rights | For | For | Management |
8 | Authorize Board to Allot Equity Securities Representing 15 Percent of the Issued Share Capital, without Preemptive Rights, For Purposes Other Than Cash | For | For | Management |
BANK OF NOVA SCOTIA
Ticker: | BNS. | Security ID: | CA0641491075 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual/Special |
Record Date: | JAN 13, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect R. A. Brenneman as a Director | For | For | Management |
1.2 | Elect C. J. Chen as a Director | For | For | Management |
1.3 | Elect N. A. Everett as a Director | For | For | Management |
1.4 | Elect M. K. Goodrich as a Director | For | For | Management |
1.5 | Elect J. C. Kerr as a Director | For | For | Management |
1.6 | Elect M. J. L. Kirby as a Director | For | For | Management |
1.7 | Elect L. Lemaire as a Director | For | For | Management |
1.8 | Elect J. T. Mayberry as a Director | For | For | Management |
1.9 | Elect B. J. McDougall as a Director | For | For | Management |
1.10 | Elect E. Parr-Johnston as a Director | For | For | Management |
1.11 | Elect A. R. A. Scace as a Director | For | For | Management |
1.12 | Elect G. W. Schwartz as a Director | For | For | Management |
1.13 | Elect A. C. Shaw as a Director | For | For | Management |
1.14 | Elect P. D. Sobey as a Director | For | For | Management |
1.15 | Elect R. E. Waugh as a Director | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP and KPMG LLP as Auditors | For | For | Management |
3 | Amend By-Law Relating to the Remuneration of Directors | For | For | Management |
4 | Amend Stock Option Plan | For | For | Management |
5 | By-Law Prohibiting CEO from Sitting on Other Boards | Against | Against | Shareholder |
6 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
7 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercise | Against | Against | Shareholder |
13
BARCLAYS PLC
Ticker: | MVCI | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Sir Richard Broadbent as Director | For | For | Management |
4 | Elect Roger Davis as Director | For | For | Management |
5 | Elect Gary Hoffman as Director | For | For | Management |
6 | Elect Naguib Kheraj as Director | For | For | Management |
7 | Elect David Roberts as Director | For | For | Management |
8 | Re-elect Sir Peter Middleton as Director | For | For | Management |
9 | Re-elect Stephen Russell as Director | For | For | Management |
10 | Re-elect Christopher Lendrum as Director | For | For | Management |
11 | Re-elect Sir Brian Jenkins as Director | For | For | Management |
12 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
13 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 | For | For | Management |
15 | Authorise 984,600,000 Ordinary Shares for Market Purchase | For | For | Management |
14
BCE INC.
Ticker: | BCE. | Security ID: | CA05534B1094 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 5, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andre Berard | For | For | Management |
1.2 | Elect Director Ronald Brenneman | For | For | Management |
1.3 | Elect Director Richard Currie | For | For | Management |
1.4 | Elect Director Anthony Fell | For | For | Management |
1.5 | Elect Director Donna Kaufman | For | For | Management |
1.6 | Elect Director Thomas Kierans | For | For | Management |
1.7 | Elect Director Brian Levitt | For | For | Management |
1.8 | Elect Director Edward Lumley | For | For | Management |
1.9 | Elect Director Judith Maxwell | For | For | Management |
1.10 | Elect Director John McArthur | For | For | Management |
1.11 | Elect Director Thomas O’Neill | For | For | Management |
1.12 | Elect Director Robert Pozen | For | For | Management |
1.13 | Elect Director Michael Sabia | For | For | Management |
1.14 | Elect Director Paul Tellier | For | For | Management |
1.15 | Elect Director Victor Young | For | For | Management |
2 | Appoint Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Disclose Director Nominee Directorships for Past Five Years | For | For | Shareholder |
4 | Prohibit CEO from Sitting on Other Boards | Against | Against | Shareholder |
5 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
6 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercises | Against | Against | Shareholder |
7 | Prohibit Auditors from Providing Non-Audit Services | Against | Against | Shareholder |
BIOMET, INC.
Ticker: | BMET | Security ID: | 090613100 |
Meeting Date: | SEP 27, 2003 | Meeting Type: | Annual |
Record Date: | AUG 7, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry L. Ferguson | For | For | Management |
1.2 | Elect Director Daniel P. Hann | For | For | Management |
1.3 | Elect Director Thomas F. Kearns, Jr. | For | For | Management |
1.4 | Elect Director Dane A. Miller, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
15
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: |
| Security ID: | FR0000131104 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual/Special |
Record Date: |
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|
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.175 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion | For | For | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Reelect Louis Schweitzer as Director | For | For | Management |
8 | Reelect Lindsay Owen-Jones as Director | For | For | Management |
9 | Confirm Expiration of Term of David Peake as Director | For | For | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million | For | For | Management |
13 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Management |
14 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions | For | For | Management |
15 | Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM | For | For | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
17 | Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings | For | For | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
BOC GROUP PLC
Ticker: | BOX | Security ID: | GB0001081206 |
Meeting Date: | JAN 23, 2004 | Meeting Type: | Annual |
Record Date: |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Andrew Bonfield as Director | For | For | Management |
4 | Reelect Christopher O’Donnell as Director | For | For | Management |
5 | Reelect Julie Baddeley as Director | For | For | Management |
6 | Reelect John Walsh as Director | For | For | Management |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
8 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
9 | Approve Dividend Policy | For | For | Management |
10 | Authorize EU Political Donations up to GBP 150,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 18,580,721 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 6,222,335 | For | For | Management |
13 | Authorize 49,778,680 Shares for Share Repurchase Program | For | For | Management |
14 | Amend Articles of Association Re: Treasury Shares and Directors’ Fees | For | For | Management |
16
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Linda Z. Cook | For | For | Management |
1.4 | Elect Director Rozanne L. Ridgway | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Adopt Amended Workplace Code of Conduct | Against | Against | Shareholder |
6 | Declassify the Board of Directors | Against | Against | Shareholder |
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
9 | Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares | Against | Against | Shareholder |
10 | Provide Employees Choice of Pension Plans at Retirement or Termination | Against | Against | Shareholder |
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP.PP | Security ID: | GB0007980591 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect The Lord Browne of Madingley as Director | For | For | Management |
2 | Re-elect Byron Grote as Director | For | For | Management |
3 | Re-elect Michael Miles as Director | For | For | Management |
4 | Re-elect Sir Robin Nicholson as Director | For | For | Management |
5 | Re-elect Dick Olver as Director | For | For | Management |
6 | Re-elect Sir Ian Prosser as Director | For | For | Management |
7 | Elect Antony Burgmans as Director | For | For | Management |
8 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million | For | For | Management |
12 | Authorise 2.2 Billion Shares for Market Purchase | For | For | Management |
13 | Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company | For | For | Management |
14 | Approve Remuneration Report | For | For | Management |
15 | Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million | For | For | Management |
16 | Accept Financial Statements and Statutory Reports | For | For | Management |
17 | Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas | Against | Against | Shareholder |
17
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter R. Dolan | For | For | Management |
1.2 | Elect Director Louis V. Gerstner, Jr. | For | For | Management |
1.3 | Elect Director Leif Johansson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions/Activities | Against | Against | Shareholder |
4 | Cease Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
BT GROUP PLC (FORMERLY BRITISH TELECOMMUNICATIONS PLC)
Ticker: | BTY | Security ID: | GB0030913577 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.25 Pence Per Share | For | For | Management |
4 | Reelect Anthony Greener as Director | For | For | Management |
5 | Reelect Louis Hughes as Director | For | For | Management |
6 | Reelect Maarten van den Bergh as Director | For | For | Management |
7 | Elect Clayton Brendish as Director | For | For | Management |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 143 Million | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21 Million | For | For | Management |
11 | Authorize 867 Million Shares for Share Repurchase Program | For | For | Management |
12 | Authorize British Telecommunications plc to Make EU Political Donations up to GBP 100,000 | For | For | Management |
18
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Management |
1.2 | Elect Director Vilma S. Martinez | For | For | Management |
1.3 | Elect Director Marc F. Racicot | For | For | Management |
1.4 | Elect Director Roy S. Roberts | For | For | Management |
1.5 | Elect Director Matthew K. Rose | For | For | Management |
1.6 | Elect Director Marc J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director Robert H. West | For | For | Management |
1.9 | Elect Director J. Steven Whisler | For | For | Management |
1.10 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
1.11 | Elect Director Michael B. Yanney | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
CADBURY SCHWEPPES PLC
Ticker: | CSG | Security ID: | GB0006107006 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 8.35 Pence Per Ordinary Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect John Sunderland as Director | For | For | Management |
5 | Elect Ken Hanna as Director | For | For | Management |
6 | Re-elect Rick Braddock as Director | For | For | Management |
7 | Re-elect Roger Carr as Director | For | For | Management |
8 | Re-elect David Thompson as Director | For | For | Management |
9 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
10 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 85.27 Million | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12.92 Million | For | For | Management |
13 | Authorise 25.84 Million Ordinary Shares for Market Purchase | For | For | Management |
14 | Amend Cadbury Schweppes Share Option Plan 1994 | For | For | Management |
15 | Amend Cadbury Schweppes plc 1997 Long-Term Incentive Plan | For | For | Management |
16 | Approve Cadbury Schweppes Bonus Share Retention Plan 2004 | For | For | Management |
17 | Amend Overseas Employee Share Schemes | For | For | Management |
18 | Authorise the Board to Establish Further Employees Share Plan or Plans | For | For | Management |
19
CANADIAN NATIONAL RAILWAY CO.
Ticker: | CNR. | Security ID: | CA1363751027 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael R. Armellino | For | For | Management |
1.2 | Elect Director A. Charles Baillie | For | For | Management |
1.3 | Elect Director Hugh J. Bolton | For | For | Management |
1.4 | Elect Director Purdy Crawford | For | For | Management |
1.5 | Elect Director J.V. Raymond Cyr | For | For | Management |
1.6 | Elect Director Gordon D. Giffin | For | For | Management |
1.7 | Elect Director James K. Gray | For | For | Management |
1.8 | Elect Director E. Hunter Harrison | For | For | Management |
1.9 | Elect Director Edith E. Holiday | For | For | Management |
1.10 | Elect Director V.M. Kempston Darkes | For | For | Management |
1.11 | Elect Director Gilbert H. Lamphere | For | For | Management |
1.12 | Elect Director Denis Losier | For | For | Management |
1.13 | Elect Director Edward C. Lumley | For | For | Management |
1.14 | Elect Director David G.A. Mclean | For | For | Management |
1.15 | Elect Director Robert Pace | For | For | Management |
2 | Ratify Auditors | For | For | Management |
20
CANON INC.
Ticker: | CAJ | Security ID: | JP3242800005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 35, Special JY 0 | For | Did Not Vote | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
3.1 | Elect Director | For | Did Not Vote | Management |
3.2 | Elect Director | For | Did Not Vote | Management |
3.3 | Elect Director | For | Did Not Vote | Management |
3.4 | Elect Director | For | Did Not Vote | Management |
3.5 | Elect Director | For | Did Not Vote | Management |
3.6 | Elect Director | For | Did Not Vote | Management |
3.7 | Elect Director | For | Did Not Vote | Management |
3.8 | Elect Director | For | Did Not Vote | Management |
3.9 | Elect Director | For | Did Not Vote | Management |
3.10 | Elect Director | For | Did Not Vote | Management |
3.11 | Elect Director | For | Did Not Vote | Management |
3.12 | Elect Director | For | Did Not Vote | Management |
3.13 | Elect Director | For | Did Not Vote | Management |
3.14 | Elect Director | For | Did Not Vote | Management |
3.15 | Elect Director | For | Did Not Vote | Management |
3.16 | Elect Director | For | Did Not Vote | Management |
3.17 | Elect Director | For | Did Not Vote | Management |
3.18 | Elect Director | For | Did Not Vote | Management |
3.19 | Elect Director | For | Did Not Vote | Management |
3.20 | Elect Director | For | Did Not Vote | Management |
3.21 | Elect Director | For | Did Not Vote | Management |
3.22 | Elect Director | For | Did Not Vote | Management |
3.23 | Elect Director | For | Did Not Vote | Management |
3.24 | Elect Director | For | Did Not Vote | Management |
3.25 | Elect Director | For | Did Not Vote | Management |
3.26 | Elect Director | For | Did Not Vote | Management |
3.27 | Elect Director | For | Did Not Vote | Management |
4.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.3 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5 | Appoint Additional External Auditor | For | Did Not Vote | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Did Not Vote | Management |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | Did Not Vote | Management |
21
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual/Special |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Approve Treatment of Losses | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Ratify Appointment of Yann Delabriere as Director | For | For | Management |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
8 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
9 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
10 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
11 | Approve Issuance of Warrants with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
12 | Approve Issuance of Warrants without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
13 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
14 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
15 | Authorize Capital Increase for Future Exchange Offers | For | For | Management |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 451 Million | For | For | Management |
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
22
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Board to Issue Up to 6,276,554 Shares Reserved to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Cap Gemini Share Exchange Offer | For | For | Management |
2 | Authorize Board to Issue Up to 18,829,662 Million Warrants and Up to 1,176,853 Shares to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Alternative to Share Exchange Offer | For | For | Management |
3 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dave Bing | For | For | Management |
1.2 | Elect Director John F. Finn | For | For | Management |
1.3 | Elect Director John F. Havens | For | For | Management |
1.4 | Elect Director David W. Raisbeck | For | For | Management |
1.5 | Elect Director Robert D. Walter | For | For | Management |
CARLTON COMMUNICATIONS PLC
Ticker: | CCTVY | Security ID: | GB0003419255 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its Ordinary Shares | For | For | Management |
2 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its 6.5 Pence Cumulative Convertible Redeemable Preference Shares | For | For | Management |
3 | Approve ITV Approved Executive Share Option Scheme | For | For | Management |
4 | Approve ITV Unapproved Executive Share Option Plan | For | For | Management |
5 | Approve ITV Commitment Scheme | For | For | Management |
6 | Approve ITV Savings-Related Share Option Plan | For | For | Management |
7 | Approve ITV Share Incentive Plan | For | For | Management |
8 | Establish Plans for Oversea Employees of ITV | For | For | Management |
23
CARLTON COMMUNICATIONS PLC
Ticker: | CCTVY | Security ID: | GB0003419255 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Court |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its Ordinary Shares | For | For | Management |
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
24
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | For | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Special |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Nomination of Directors, Voting at Meetings, Issuance of Share Certificate, Removal of Director by Ordinary Resolution | For | For | Management |
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$1.30 Per Share | For | For | Management |
3a | Reelect Chung Sun Keung, Davy as Director | For | For | Management |
3b | Reelect Ip Tak Chuen, Edmond as Director | For | For | Management |
3c | Reelect Chiu Kwok Hung, Justin as Director | For | For | Management |
3d | Reelect Chow Kun Chee, Roland as Director | For | For | Management |
3e | Reelect Wong Yick-ming, Rosanna as Director | For | For | Management |
3f | Reelect Yeh Yuan Chang, Anthony as Director | For | For | Management |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
5b | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
5c | Authorize Reissuance of Repurchased Shares | For | For | Management |
25
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
CMS ENERGY CORP.
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Merribel S. Ayres | For | For | Management |
1.2 | Elect Director Earl D. Holton | For | For | Management |
1.3 | Elect Director David W. Joos | For | For | Management |
1.4 | Elect Director Michael T. Monahan | For | For | Management |
1.5 | Elect Director Joseph F. Paquette, Jr. | For | For | Management |
1.6 | Elect Director William U. Parfet | For | For | Management |
1.7 | Elect Director Percy A. Pierre | For | For | Management |
1.8 | Elect Director S. Kinnie Smith, Jr. | For | For | Management |
1.9 | Elect Director Kenneth L. Way | For | For | Management |
1.10 | Elect Director Kenneth Whipple | For | For | Management |
1.11 | Elect Director John B. Yasinsky | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Bundled Compensation Plans | For | For | Management |
5 | Increase Authorized Common Stock | For | For | Management |
26
COMPASS GROUP PLC
Ticker: |
| Security ID: | GB0005331532 |
Meeting Date: | FEB 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 5.7 Pence Per Share | For | For | Management |
4 | Re-elect Michael Bailey as Director | For | For | Management |
5 | Re-elect Denis Cassidy as Director | For | For | Management |
6 | Re-elect Sir Francis Mackay as Director | For | For | Management |
7 | Ratify Deloitte and Touche LLP as Auditors | For | For | Management |
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise EU Political Donations up to GBP 125,000 | For | For | Management |
10 | Amend the Compass Group UK Savings-Related Share Option Scheme, the Compass Group PLC Internation Sharesave Scheme, the Compass Group Share Option Plan, the Compass Group Management Share Option Plan and the Compass Group Long-Term Incentive Plan | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10.8 Million | For | For | Management |
12 | Authorise 216,887,191 Shares for Market Repurchase | For | For | Management |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving W. Bailey, II | For | For | Management |
1.2 | Elect Director Stephen L. Baum | For | For | Management |
1.3 | Elect Director Rodney F. Chase | For | For | Management |
1.4 | Elect Director Van B. Honeycutt | For | For | Management |
1.5 | Elect Director William R. Hoover | For | For | Management |
1.6 | Elect Director Leon J. Level | For | For | Management |
1.7 | Elect Director Thomas A. McDonnell | For | For | Management |
1.8 | Elect Director F. Warren McFarlan | For | For | Management |
1.9 | Elect Director James R. Mellor | For | For | Management |
1.10 | Elect Directo William P. Rutledge | For | For | Management |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
27
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director | For | For | Management |
1.2 | Elect Director Hamilton E. James as Class II Director | For | For | Management |
1.3 | Elect Director Jill S. Ruckelshaus as Class II Director | For | For | Management |
1.4 | Elect Director William H. Gates, II as Class II Director | For | For | Management |
1.5 | Elect Director Daniel J. Evans as Class I Director | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
3 | Develop Land Procurement Policy | Against | Against | Shareholder |
4 | Ratify Auditors | For | For | Management |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: | CSR | Security ID: | CH0012138530 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3.1 | Approve Allocation of Income and Omission of Dividends | For | For | Management |
3.2 | Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | For | Management |
4.1 | Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors | For | For | Management |
4.2 | Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | For | Management |
4.3 | Reelect BDO Sofirom as Special Auditors | For | For | Management |
5.1 | Amend Articles Re: Submission of Shareholder Proposals | For | For | Management |
5.2 | Amend Articles Re: Delete Provisions Concerning Contributions In Kind | For | For | Management |
28
CRH PLC
Ticker: | CRHCY | Security ID: | IE0001827041 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Dividends | For | Did Not Vote | Management |
3a | Elect D.M. Kennedy as Director | For | Did Not Vote | Management |
3b | Elect P.J. Molloy as Director | For | Did Not Vote | Management |
3c | Elect W.I. O’Mahony as Director | For | Did Not Vote | Management |
3d | Elect D.W. Doyle as Director | For | Did Not Vote | Management |
3e | Elect J.M. de Jong as Director | For | Did Not Vote | Management |
3f | Elect M. Lee as Director | For | Did Not Vote | Management |
3g | Elect T.V. Neill as Director | For | Did Not Vote | Management |
4 | Authorize Board to Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Approve Issuance of Equity Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Approve Stock Dividend Program | For | Did Not Vote | Management |
7 | Amend Articles Re: Company Inquiries Into Beneficial Ownership of Shares | For | Did Not Vote | Management |
8 | Amend Articles Re: Discharge of D&O Liability Insurance | For | Did Not Vote | Management |
9 | Amend Articles Re: Repurchase of Shares | For | Did Not Vote | Management |
10 | Authorize Share Repurchase Program of 10% of Outstanding Ordinary Share Capital | For | Did Not Vote | Management |
11 | Authorize Re-issuance of Repurchased Shares | For | Did Not Vote | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Budd | For | For | Management |
1.2 | Elect Director George M.C. Fisher | For | For | Management |
1.3 | Elect Director David R. Goode | For | For | Management |
1.4 | Elect Director Gerald Grinstein | For | For | Management |
1.5 | Elect Director John F. Smith, Jr. | For | For | Management |
1.6 | Elect Director Joan E. Spero | For | For | Management |
1.7 | Elect Director Larry D. Thompson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
5 | Submit Executive Pension Benefit To Vote | Against | Against | Shareholder |
6 | Limit Executive Compensation | Against | Against | Shareholder |
29
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: | DEO | Security ID: | GB0002374006 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 15.7 Pence Per Share | For | For | Management |
4 | Reelect Lord Blyth as Director | For | For | Management |
5 | Reelect Keith Oates as Director | For | For | Management |
6 | Reelect Paul Walsh as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 44,833,003 | For | For | Management |
9 | Authorize 309,885,718 Shares for Share Repurchase Program | For | For | Management |
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 25746U109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Allen | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director Ronald J. Calise | For | For | Management |
1.4 | Elect Director Thos. E. Capps | For | For | Management |
1.5 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.6 | Elect Director John W. Harris | For | For | Management |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.8 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.9 | Elect Director Richard L. Leatherwood | For | For | Management |
1.10 | Elect Director Margaret A. McKenna | For | For | Management |
1.11 | Elect Director Kenneth A. Randall | For | For | Management |
1.12 | Elect Director Frank S. Royal | For | For | Management |
1.13 | Elect Director S. Dallas Simmons | For | For | Management |
1.14 | Elect Director Robert H. Spilman | For | For | Management |
1.15 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
30
EASTMAN CHEMICAL CO.
Ticker: | EMN | Security ID: | 277432100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Renee J. Hornbaker | For | For | Management |
1.2 | Elect Director Thomas H. McLain | For | For | Management |
1.3 | Elect Director Peter M. Wood | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
EDP-ELECTRICIDADE DE PORTUGAL
Ticker: |
| Security ID: | PTEDP0AM0009 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Authorize Repurchase of Shares | For | Did Not Vote | Management |
6 | Authorize Bond Repurchase; Reissuance of Repurchased Bonds | For | Did Not Vote | Management |
7 | Amend Articles Re: Meeting Notice Period | For | Did Not Vote | Management |
ELECTROCOMPONENTS PLC
Ticker: |
| Security ID: | GB0003096442 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Approve Final Dividend of 11.75 Pence Per Share | For | For | Management |
4 | Reelect Timothy Barker as Director | For | For | Management |
5 | Reelect Jeff Hewitt as Director | For | For | Management |
6 | Reelect Nick Temple as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize 43,520,665 Shares for Share Repurchase Program | For | For | Management |
31
ELECTROLUX AB
Ticker: | ELUX | Security ID: | SE0000103814 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7 | Receive President’s Report | None | Did Not Vote | Management |
8 | Receive Board, Committee, and Auditor’s Reports | None | Did Not Vote | Management |
9 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | For | Did Not Vote | Management |
12 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.8 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
14 | Reelect Peggy Bruzelius, Thomas Halvorsen, Louis Hughes, Hans Straaberg, Michael Treschow, Karel Vuursteen, and Barbara Thoralfsson as Directors; Elect Aina Nilsson as New Director | For | Did Not Vote | Management |
15 | Approve Redemption Offer to Shareholders | For | Did Not Vote | Management |
16.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
16.2 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
17.1 | Approve Restricted Stock Plan for Key Employees | For | Did Not Vote | Management |
17.2 | Approve Reissuance of 1.5 Million Repurchased Class B Shares for Restricted Stock Plan (Item 17.1) | For | Did Not Vote | Management |
17.3 | Approve Reissuance of 1.3 Million Repurchased Shares to Cover Expenses Connected to 1999-2003 Stock Option Plans | For | Did Not Vote | Management |
18.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
18.2 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
19 | Close Meeting | None | Did Not Vote | Management |
32
ELECTROLUX AB
Ticker: | ELUX | Security ID: | SE0000103814 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Special |
Record Date: | JUN 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6.1 | Approve SEK 76.7 Million Reduction in Share Capital via Cancellation of 15.3 Million Class A and/or B Shares | For | Did Not Vote | Management |
6.2 | Approve Issuance of 15.3 Million New Class C-shares in Connection with Share Cancellation | For | Did Not Vote | Management |
6.3 | Approve SEK 76.3 Million Reduction in Share Capital via Cancellation of 15.3 Million Class C-shares | For | Did Not Vote | Management |
7 | Close Meeting | None | Did Not Vote | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | Did Not Vote | Management |
33
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
EXELON CORP.
Ticker: | EXC | Security ID: | 30161N101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas DeBenedictis | For | For | Management |
1.2 | Elect Director G. Fred Dibona, Jr. | For | For | Management |
1.3 | Elect Director Sue L. Gin | For | For | Management |
1.4 | Elect Director Edgar D. Jannotta | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | Against | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
34
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Duques | For | For | Management |
1.2 | Elect Director Charles T. Fote | For | For | Management |
1.3 | Elect Director Richard P. Kiphart | For | For | Management |
1.4 | Elect Director Joan E. Spero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
35
FLEETBOSTON FINANCIAL CORP.
Ticker: | FBF | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | For | Did Not Vote | Management |
2.1 | Accept Financial Statements | For | Did Not Vote | Management |
2.2 | Approve Dividends in the Amount of EUR 0.92 Per Share | For | Did Not Vote | Management |
2.3 | Approve Discharge of Directors and Auditors | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Reelect Anton van Rossum, Jan-Michiel Hessels, and Baron Piet Van Waeyenberge to Management Board | For | Did Not Vote | Management |
4.2 | Elect Phlippe Bodson, Richard Delbridge, Jacques Manardo, Ronald Sandler, and Rana Talwar to Management Board | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Amend Articles Re: Composition and Powers of Main Corporate Bodies; Compliance with Dutch Corporate Governance Code; Other Amendments | For | Did Not Vote | Management |
7 | Close Meeting | For | Did Not Vote | Management |
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
2 | Amend Articles of Association Re: General Matters | For | Did Not Vote | Management |
36
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | APR 9, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors for Fiscal Year Ended Dec. 2003 | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 2003 | For | For | Management |
3 | Approve Treatment of Losses and Dividends of EUR 0.25 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Fix Issue Price of Previous Authority to Issue Equity or Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote at Feb. 25, 2003 EGM to Increase Capital by up to EUR 30 Billion | For | For | Management |
7 | Amend Article 1, 2, and 7 to Reflect 2003 Legislative Changes, Postal Service and Telecommunication Code, and European Parliament Directives | For | For | Management |
8 | Amend Articles to Reflect 2003 Legislative Changes; Remove French Government Obligation to Retain Majority Stake in Company and Amend Articles with Respect to Board Composition | For | For | Management |
9 | Amend Articles to Reflect Potential Change in Control with Respect to Powers of Chairman and Management | For | For | Management |
10 | Amend Articles of Association to Introduce Liquidation Provision | For | For | Management |
11 | Authorize Board to Issue Up to 30 Million Shares to Participants of Wanadoo Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | For | Management |
12 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Against | Management |
13 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Terms of Share Repurchase Plan Submitted to Shareholder Vote at May 27, 2003, AGM/EGM | For | For | Management |
2 | Authorize Board to Issue Up to 100 Million Shares to Participants of Orange’s Stock Option Plan, Share Purchase Plan, Orange Senior Discretionary Share Plan and Restricted Share Plan, As Well As Signatories of France Telecom Liquidity Agreement | For | For | Management |
3 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
37
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
FUJI PHOTO FILM CO. LTD.
Ticker: | FUJIY | Security ID: | JP3814000000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 12.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Increase Board Size and Number of Internal Auditors - Authorize Share Repurchases at Board’s Discretion - Limit Directors’ and Internal Auditors’ Legal Liability | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Management |
38
FUNAI ELECTRIC
Ticker: |
| Security ID: | JP3825850005 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonus for Director | For | For | Management |
7 | Approve Retirement Bonuses for Statutory Auditors | For | Against | Management |
39
GALLAHER GROUP PLC
Ticker: | GLH | Security ID: | GB0003833695 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 20.15 Pence Per Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect Nigel Northridge as Director | For | For | Management |
5 | Re-elect Mark Rolfe as Director | For | For | Management |
6 | Re-elect Neil England as Director | For | For | Management |
7 | Re-elect Richard Delbridge as Director | For | For | Management |
8 | Elect Ronnie Bell as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Gallaher Group Plc to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
11 | Authorise Gallaher Limited to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
12 | Authorise Austria Tabak AG and Co. KG to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,790,500 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,268,500 | For | For | Management |
15 | Authorise 65,372,200 Shares for Market Purchase | For | For | Management |
16 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
17 | Approve Increase in Remuneration of Non-Executive Directors from GBP 500,000 to GBP 1,000,000 | For | For | Management |
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.2 | Elect Director Henry E. Blair | For | For | Management |
1.3 | Elect Director Gail K. Boudreaux | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Increase Authorized Preferred Stock | For | For | Management |
6 | Ratify Auditors | For | For | Management |
7 | Limit Awards to Executives | Against | Against | Shareholder |
40
GIVAUDAN AG
Ticker: |
| Security ID: | CH0010645932 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and an Ordinary Dividend of CHF 8.90 per Share; Approve Payment of an Extraordinary Dividend of CHF 6.50 per Share | For | For | Management |
4 | Approve CHF 2 Million Reduction in Share Capital via Cancellation of Shares | For | For | Management |
5 | Approve Creation of CHF 10 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
6 | Reelect Henri Meier Elect as Director; Dietrich Fuhrmann as Director | For | For | Management |
7 | Reelect PricewaterhouseCoopers SA as Auditors | For | For | Management |
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: | SBH | Security ID: | GB0009252882 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Elect Lawrence Culp as Director | For | Did Not Vote | Management |
4 | Elect Crispin Davis as Director | For | Did Not Vote | Management |
5 | Elect Sir Robert Wilson as Director | For | Did Not Vote | Management |
6 | Elect Tachi Yamada as Director | For | Did Not Vote | Management |
7 | Re-elect Sir Christopher Hogg as Director | For | Did Not Vote | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | Did Not Vote | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
10 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | Did Not Vote | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 | For | Did Not Vote | Management |
12 | Authorise 594,647,632 Ordinary Shares for Market Purchase | For | Did Not Vote | Management |
41
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ramani Ayer | For | For | Management |
1.2 | Elect Director Ronald E. Ferguson | For | For | Management |
1.3 | Elect Director Edward J. Kelly, III | For | For | Management |
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management |
1.5 | Elect Director Thomas M. Marra | For | For | Management |
1.6 | Elect Director Gail J. McGovern | For | For | Management |
1.7 | Elect Director Robert W. Selander | For | For | Management |
1.8 | Elect Director Charles B. Strauss | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Gordon I. Ulmer | For | For | Management |
1.11 | Elect Director David K. Zwiener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
HENNES & MAURITZ AB
Ticker: |
| Security ID: | SE0000106270 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Receive President’s Report | None | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
8.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8.2 | Approve Allocation of Income, Ordinary Dividends of SEK 2.90 Per Share, and Special Dividends of SEK 3.10 Per Share | For | Did Not Vote | Management |
8.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Determine Number of Members (7) and Deputy Members (2) of Board | For | Did Not Vote | Management |
10 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Reelect Fred Andersson, Werner Hofer, Sussi Kvart, Bo Lindquist, Stig Nordfelt, Stefan Persson, and Melker Schoerling as Directors; Reelect Jan Jacobsen and Rolf Eriksen as Deputy Directors | For | Did Not Vote | Management |
12.1A | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
12.1B | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
12.2 | Shareholder Proposal: Authorize Board to Establish a Remuneration Committee | Against | Did Not Vote | Shareholder |
12.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
13 | Other Business (Non-Voting) | None | Did Not Vote | Management |
42
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Ticker: |
| Security ID: | CH0012214059 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Use of Electronic Means at Shareholder Meetings | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of CHF 1.15 per Share | For | Did Not Vote | Management |
5 | Approve Creation of CHF 57.5 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
6 | Amend Articles Re: Establish a Classified Board | For | Did Not Vote | Management |
7.1.1 | Elect Onno Ruding as Director | For | Did Not Vote | Management |
7.1.2 | Reelect Rolf Soiron, Markus Akermann, and Peter Kuepfer as Directors | For | Did Not Vote | Management |
7.2 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
43
HONDA MOTOR CO. LTD.
Ticker: | HMCL | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
3.28 | Elect Director | For | For | Management |
3.29 | Elect Director | For | For | Management |
3.30 | Elect Director | For | For | Management |
3.31 | Elect Director | For | For | Management |
3.32 | Elect Director | For | For | Management |
3.33 | Elect Director | For | For | Management |
3.34 | Elect Director | For | For | Management |
3.35 | Elect Director | For | For | Management |
3.36 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
HOYA CORP.
Ticker: |
| Security ID: | JP3837800006 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
44
HSBC HOLDINGS PLC
Ticker: |
| Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Re-elect Lord Butler as Director | For | For | Management |
2b | Re-elect Baroness Lydia Dunn as Director | For | For | Management |
2c | Elect Rona Fairhead as Director | For | For | Management |
2d | Re-elect William Fung as Director | For | For | Management |
2e | Elect Michael Geoghegan as Director | For | For | Management |
2f | Re-elect Sharon Hintze as Director | For | For | Management |
2g | Re-elect John Kemp-Welch as Director | For | For | Management |
2h | Re-elect Sir Mark Moody-Stuart as Director | For | For | Management |
2i | Re-elect Helmut Sohmen as Director | For | For | Management |
3 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
4 | Approve Remuneration Report | For | For | Management |
5 | Authorise 1,099,900,000 Ordinary Shares for Market Purchase | For | For | Management |
6 | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 | For | For | Management |
8 | Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum | For | For | Management |
45
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Aldinger | For | For | Management |
1.2 | Elect Director Michael J. Birck | For | For | Management |
1.3 | Elect Director Marvin D. Brailsford | For | For | Management |
1.4 | Elect Director James R. Cantalupo | For | For | Management |
1.5 | Elect Director Susan Crown | For | For | Management |
1.6 | Elect Director Don H. Davis, Jr. | For | For | Management |
1.7 | Elect Director W. James Farrell | For | For | Management |
1.8 | Elect Director Robert C. McCormack | For | For | Management |
1.9 | Elect Director Robert S. Morrison | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P.C. Godsoe | For | For | Management |
1.2 | Elect Director C.J. Horner | For | For | Management |
1.3 | Elect Director O.R. Smith | For | For | Management |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | For | For | Management |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Against | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Against | Against | Shareholder |
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Bell | For | For | Management |
1.2 | Elect Director Frank J. Borell | For | For | Management |
1.3 | Elect Director Reginald K. Brack | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Christopher J. Coughlin | For | For | Management |
1.6 | Elect Director John J. Donner, Jr. | For | For | Management |
1.7 | Elect Director Richard A. Goldstein | For | For | Management |
1.8 | Elect Director H. John Greenlaus | For | For | Management |
1.9 | Elect Director Michael I. Roth | For | For | Management |
1.10 | Elect Director J. Phillip Samper | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | MacBride Principles | Against | Against | Shareholder |
46
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale of the Metering Systems Division of Invensys plc | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | JUL 23, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3.1 | Reelect Rolf Borjesson as Director | For | For | Management |
3.2 | Elect Jean-Claude Guez as Director | For | For | Management |
3.3 | Elect Adrian Hennah as Director | For | For | Management |
3.4 | Elect Martin Jay as Director | For | For | Management |
3.5 | Elect Andrew Macfarlane as Director | For | For | Management |
4 | Ratify Ernst and Young LLP as Auditors | For | For | Management |
5 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorize 349,000,000 Shares for Share Repurchase Program | For | For | Management |
7 | Authorize EU Political Donations up to GBP 200,000 | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sub-Division of Each Issued Ordinary Share of 25 Pence Each into 1 Ordinary Share of 1 Pence and 1 Deferred Share of 24 Pence; and Sub-Division of Each Authorised but Unissued Ordinary Share of 1 Pence Each into 25 Ordinary Shares of 1 Pence Each | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 18,957,146 | For | For | Management |
3 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 2,843,572 | For | For | Management |
47
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Disposal of the Powerware Business of Invensys plc to the Eaton Corporation | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | NOV 20, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barnett | For | For | Management |
1.2 | Elect Director Willie D. Davis | For | For | Management |
1.3 | Elect Director Jeffrey A. Joerres | For | For | Management |
1.4 | Elect Director Richard F. Teerlink | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
6 | Amend Restricted Stock Plan | For | For | Management |
48
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Hans W. Becherer | For | For | Management |
2.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
2.3 | Elect Director John H. Biggs | For | For | Management |
2.4 | Elect Director Lawrence A. Bossidy | For | For | Management |
2.5 | Elect Director Ellen V. Futter | For | For | Management |
2.6 | Elect Director William H. Gray, III | For | For | Management |
2.7 | Elect Director William B. Harrison, Jr | For | For | Management |
2.8 | Elect Director Helene L. Kaplan | For | For | Management |
2.9 | Elect Director Lee R. Raymond | For | For | Management |
2.10 | Elect Director John R. Stafford | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Adjourn Meeting | For | For | Management |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
7 | Charitable Contributions | Against | Against | Shareholder |
8 | Political Contributions | Against | Against | Shareholder |
9 | Separate Chairman and CEO Positions | Against | For | Shareholder |
10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | Shareholder |
11 | Auditor Independence | Against | Against | Shareholder |
12 | Submit Non-Employee Director Compensation to Vote | Against | Against | Shareholder |
13 | Report on Pay Disparity | Against | Against | Shareholder |
KAO CORP.
Ticker: |
| Security ID: | JP3205800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
7 | Approve Retirement Bonuses for Directors | For | For | Management |
49
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Bradford | For | For | Management |
1.2 | Elect Director Luke R. Corbett | For | For | Management |
1.3 | Elect Director David C Genever-Watling | For | For | Management |
1.4 | Elect Director Farah M. Walters | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establishment of an Office of the Board of Directors | Against | Against | Shareholder |
KESA ELECTRICALS PLC
Ticker: |
| Security ID: | GB0033040113 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Approve Final Dividend of 7.5 Pence Per Ordinary Share | For | For | Management |
5 | Elect David Newlands as Director | For | For | Management |
6 | Elect Jean-Noel Labroue as Director | For | For | Management |
7 | Elect Martin Reavley as Director | For | For | Management |
8 | Elect Peter Wilson as Director | For | For | Management |
9 | Elect Michel Brossard as Director | For | For | Management |
10 | Elect Andrew Robb as Director | For | For | Management |
11 | Elect Bernard Dufau as Director | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 44,129,432 | For | For | Management |
13 | Approve the Kesa Electricals plc Share Incentive Plan | For | For | Management |
14 | Approve the Kesa Electricals plc Plan d’Espargne de Groupe (PEG) | For | For | Management |
15 | Approve the Kesa Electricals plc Long-Term Incentive Plan | For | For | Management |
16 | Authorise the Directors to Amend the Rules of the SIP, PEG, LTIP and Any Other Schemes They Consider Necessary | For | For | Management |
17 | Authorise the Company to Make EU Political Donations and Incur EU Political Expenditure up to Aggregate Nominal Amount of GBP 250,000 | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,619,415 | For | For | Management |
19 | Authorise 52,955,321 Ordinary Shares for Market Purchase | For | For | Management |
50
KEYENCE CORP.
Ticker: |
| Security ID: | JP3236200006 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Change Accounting Period for Fiscal Year Beginning March 21, 2004 for Tax Purposes | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Alternate Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.3 | Elect Director Linda Johnson Rice | For | For | Management |
1.4 | Elect Director Marc J. Shapiro | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
51
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0030738503 |
Meeting Date: | JUL 4, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Demerger of Kingfisher Plc’s Electrical Business to Kesa Electricals Plc By Way of Dividend in Specie | For | For | Management |
2 | Approve Capital Reorganization | For | For | Management |
3 | Approve Kesa Group Sharesave Scheme and Kesa Group International Sharesave Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
4 | Approve Kesa Group Demerger Award Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
5 | Approve Kesa Group Incentive Compensation Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
6 | Approve Kesa Group Employee Benefit Trust and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0033195214 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.15 Pence Per Ordinary Share | For | For | Management |
4 | Elect Duncan Tatton-Brown as Director | For | For | Management |
5 | Re-elect Sir Francis Mackay as Director | For | For | Management |
6 | Re-elect Michael Hepher as Director | For | For | Management |
7 | Re-elect Margaret Salmon as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,526,099 | For | For | Management |
10 | Approve Scrip Dividend | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | For | For | Management |
12 | Authorise 233,210,664 Ordinary Shares for Market Purchase | For | For | Management |
52
KOHL’S CORP.
Ticker: | KSS | Security ID: | 500255104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wayne Embry | For | For | Management |
1.2 | Elect Director John F. Herma | For | For | Management |
1.3 | Elect Director R. Lawrence Montgomery | For | For | Management |
1.4 | Elect Director Frank V. Sica | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Performance-Based Stock/Indexed Options | Against | Against | Shareholder |
4 | Separate Chairman and CEO Positions | Against | For | Shareholder |
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management |
1.2 | Elect Director David S. Lee | For | For | Management |
1.3 | Elect Director Leo T. McCarthy | For | For | Management |
1.4 | Elect Director Richard M. Moley | For | For | Management |
1.5 | Elect Director Thomas S. Volpe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MAGNA INTERNATIONAL INC.
Ticker: | MG.A | Security ID: | CA5592224011 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Fike | For | For | Management |
1.2 | Elect Director Manfred Gingl | For | For | Management |
1.3 | Elect Director Michael D. Harris | For | For | Management |
1.4 | Elect Director Edward C. Lumley | For | For | Management |
1.5 | Elect Director Klaus Mangold | For | For | Management |
1.6 | Elect Director Karlheinz Muhr | For | For | Management |
1.7 | Elect Director Gerhard Randa | For | For | Management |
1.8 | Elect Director Donald Resnick | For | For | Management |
1.9 | Elect Director Royden R. Richardson | For | For | Management |
1.10 | Elect Director Frank Stronach | For | For | Management |
1.11 | Elect Director Franz Vranitzky | For | For | Management |
1.12 | Elect Director Siegfried Wolf | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
53
MARTIN MARIETTA MATERIALS, INC.
Ticker: | MLM | Security ID: | 573284106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcus C. Bennett | For | For | Management |
1.2 | Elect Director Dennis L. Rediker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter A. Dow | For | For | Management |
1.2 | Elect Director Anthony F. Earley, Jr. | For | For | Management |
1.3 | Elect Director Wayne B. Lyon | For | For | Management |
1.4 | Elect Director David L. Johnston | For | For | Management |
1.5 | Elect Director J. Michael Losh | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Management |
1.2 | Elect Director Robert P. McGraw | For | For | Management |
1.3 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management |
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
54
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Hoglund | For | For | Management |
1.2 | Elect Director Douglas S. Luke | For | For | Management |
1.3 | Elect Director Robert C. McCormack | For | For | Management |
1.4 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jared L. Cohon | For | For | Management |
1.2 | Elect Director Ira J. Gumberg | For | For | Management |
1.3 | Elect Director Martin G. Mcguinn | For | For | Management |
1.4 | Elect Director David S. Shapira | For | For | Management |
1.5 | Elect Director John P. Surma | For | For | Management |
1.6 | Elect Director Edward J. Mcaniff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: | MTD | Security ID: | 592688105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert F. Spoerry | For | For | Management |
1.2 | Elect Director Philip Caldwell | For | For | Management |
1.3 | Elect Director John T. Dickson | For | For | Management |
1.4 | Elect Director Philip H. Geier | For | For | Management |
1.5 | Elect Director John D. Macomber | For | For | Management |
1.6 | Elect Director Hans Ulrich Maerki | For | For | Management |
1.7 | Elect Director George M. Milne, Jr. | For | For | Management |
1.8 | Elect Director Thomas P. Salice | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates, III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Wm. G. Reed, Jr. | For | For | Management |
1.10 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Refrain from Giving Charitable Contributions | Against | Against | Shareholder |
55
MITSUBISHI CORP.
Ticker: |
| Security ID: | JP3898400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | Against | Management |
4.3 | Appoint Internal Statutory Auditor | For | Against | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Management |
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: |
| Security ID: | JP3902900004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
56
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NATIONAL GRID TRANSCO PLC (FORMERLY NATIONAL GRID GROUP PLC,
Ticker: | NGG | Security ID: | GB0031223877 |
Meeting Date: | JUL 21, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 10.34 Pence Per Share | For | For | Management |
3 | Elect Nick Winser as Director | For | For | Management |
4 | Elect John Parker as Director | For | For | Management |
5 | Elect Steve Lucas as Director | For | For | Management |
6 | Elect John Wybrew as Director | For | For | Management |
7 | Elect Kenneth Harvey as Director | For | For | Management |
8 | Elect Stephen Pettit as Director | For | For | Management |
9 | Elect George Rose as Director | For | For | Management |
10 | Reelect Steve Holliday as Director | For | For | Management |
11 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Remuneration Report | For | For | Management |
13 | Authorize 307,722,000 Shares for Share Repurchase Program | For | For | Management |
57
NESTLE SA
Ticker: | NESAC | Security ID: | CH0012056047 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Accept Financial Statements and Statutory Reports | For | For | Management |
1b | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 7.20 per Share | For | For | Management |
4a | Elect Edward George as Directors | For | For | Management |
4b | Elect Kaspar Villiger as Directors | For | For | Management |
4c | Elect Rolf Haenggi as Directors | For | For | Management |
4d | Elect Daniel Borel as Directors | For | For | Management |
4e | Elect Carolina Mueller as Directors | For | For | Management |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | Against | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
58
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: |
| Security ID: | JP3735400008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Decrease Authorized Capital from 62.212 Million to 61.93 Million Shares to Reflect Share Repurchase | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
NIPPON UNIPAC HOLDING
Ticker: |
| Security ID: | JP3754300006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name to Nippon Paper Group, Inc. - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Reduction in Capital Reserves | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
5.4 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Management |
59
NOKIA CORP.
Ticker: | NKCAF | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements | None | Did Not Vote | Management |
1.2 | Receive Auditors’ Report | None | Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
60
NORDEA BANK AB (FORMERLY NORDEA AB)
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive President’s and Board Reports | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of EUR 0.25 Per Share | For | Did Not Vote | Management |
9 | Approve Discharge of Board and President | For | Did Not Vote | Management |
10 | Amend Articles Re: Reduce Directors’ Term of Office from Two Years to One Year | For | Did Not Vote | Management |
11 | Determine Number of Members (11) and Deputy Members (0) of Board | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000; Approve Remuneration of Auditors | For | Did Not Vote | Management |
13 | Reelect Kjell Aamot, Hans Dahlberg, Bernt Magnusson, Joergen Hoeg Pedersen, and Maija Torkko as Directors | For | Did Not Vote | Management |
14.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
14.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
15 | Approve EUR 32.3 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Purposes Other Than Equity Trading | For | Did Not Vote | Management |
17 | Authorize Repurchase of Up to Three Percent of Issued Share Capital for Equity Trading Purposes | For | Did Not Vote | Management |
NORDEA BANK AB (FORMERLY NORDEA AB)
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Special |
Record Date: | OCT 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | For | Management |
2 | Prepare and Approve List of Shareholders | For | For | Management |
3 | Approve Agenda of Meeting | For | For | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
5 | Acknowledge Proper Convening of Meeting | For | For | Management |
6 | Amend Articles Re: Change Company Name to Nordea Bank AB; Amend Corporate Purpose; Editorial Change | For | For | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
61
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Coleman | For | For | Management |
1.2 | Elect Director J. Michael Cook | For | For | Management |
1.3 | Elect Director Philip A. Odeen | For | For | Management |
1.4 | Elect Director Aulana L. Peters | For | For | Management |
1.5 | Elect Director Kevin W. Sharer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
NOVARTIS AG
Ticker: | NVS | Security ID: | CH0012005267 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | FEB 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of the Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | For | For | Management |
4 | Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves | For | For | Management |
5 | Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation | For | For | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Amend Articles Re: Reduce Board Terms from Four to Three Years | For | For | Management |
8.1 | Approve Resignation of Walter Frehner and Heini Lippuner | For | For | Management |
8.2 | Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors | For | For | Management |
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management |
62
NTT DOCOMO INC.
Ticker: |
| Security ID: | JP3165650007 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 500, Final JY 500, Special JY 500 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Against | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
4.16 | Elect Director | For | For | Management |
4.17 | Elect Director | For | For | Management |
4.18 | Elect Director | For | For | Management |
4.19 | Elect Director | For | For | Management |
4.20 | Elect Director | For | For | Management |
4.21 | Elect Director | For | For | Management |
4.22 | Elect Director | For | For | Management |
4.23 | Elect Director | For | For | Management |
4.24 | Elect Director | For | For | Management |
4.25 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Wren | For | For | Management |
1.2 | Elect Director Bruce Crawford | For | For | Management |
1.3 | Elect Director Robert Charles Clark | For | For | Management |
1.4 | Elect Director Leonard S. Coleman, Jr. | For | For | Management |
1.5 | Elect Director Errol M. Cook | For | For | Management |
1.6 | Elect Director Susan S. Denison | For | For | Management |
1.7 | Elect Director Michael A. Henning | For | For | Management |
1.8 | Elect Director John R. Murphy | For | For | Management |
1.9 | Elect Director John R. Purcell | For | For | Management |
1.10 | Elect Director Linda Johnson Rice | For | For | Management |
1.11 | Elect Director Gary L. Roubos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
63
PENTAIR, INC.
Ticker: | PNR | Security ID: | 709631105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glynis A. Bryan | For | For | Management |
1.2 | Elect Director David A. Jones | For | For | Management |
1.3 | Elect Director William T. Monahan | For | For | Management |
1.4 | Elect Director Karen E. Welke | For | For | Management |
2 | Approve Outside Director Stock Options in Lieu of Cash | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Approve Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Auditors | For | For | Management |
PEPCO HOLDINGS, INC.
Ticker: | POM | Security ID: | 713291102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack B. Dunn, IV | For | For | Management |
1.2 | Elect Director Richard B. McGlynn | For | For | Management |
1.3 | Elect Director Peter F. O’Malley | For | For | Management |
1.4 | Elect Director Frank K. Ross | For | For | Management |
1.5 | Elect Director William T. Torgerson | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Receive Explanation of Corporate Governance Structure | None | Did Not Vote | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends | None | Did Not Vote | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | Did Not Vote | Management |
2.5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | Did Not Vote | Management |
4.1 | Approve Remuneration Policy of Management Board | For | Did Not Vote | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | Did Not Vote | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Authorize Board to Set Record Date | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) | None | Did Not Vote | Management |
9 | Close Meeting | None | Did Not Vote | Management |
64
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | For | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
PORTUGAL TELECOM, SGPS, S.A.
Ticker: | PT | Security ID: | PTPTC0AM0009 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Ratify Appointment of Board Members | For | Did Not Vote | Management |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve EUR 125.4 Million Reduction in Share Capital via Cancellation of 125.4 Million Shares | For | Did Not Vote | Management |
8 | Authorize Issuance of Convertible Bonds without Preemptive Rights | For | Did Not Vote | Management |
9 | Eliminate Preemptive Rights in Connection with Proposed Issuance of Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Issuance of Bonds or Other Securities | For | Did Not Vote | Management |
11 | Approve Bond Repurchase and Reissuance | For | Did Not Vote | Management |
65
QBE INSURANCE GROUP LTD.
Ticker: |
| Security ID: | AU000000QBE9 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Elect L. F. Bleasel as Director | For | For | Management |
2b | Elect N. F. Greiner as Director | For | For | Management |
3 | Approve Remuneration of Directors in the Amount of AUD 2.2 Million Per Annum | For | For | Management |
4 | Amend Constitution Re: Non-Executive Directors’ Retirement Allowances | For | For | Management |
5 | Approve Issue of Conditional Rights and Options Under the Senior Executive Equity Scheme to F. M. O’Halloran, Chief Executive Officer | For | For | Management |
QUEST DIAGNOSTICS, INCORPORATED
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Grant | For | For | Management |
1.2 | Elect Director Surya N. Mohapatra | For | For | Management |
1.3 | Elect Director John C. Baldwin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
66
REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: | ELNVY | Security ID: | NL0000349488 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Documents Received | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Approve Dividends of EUR 0.30 per Ordinary Share | For | Did Not Vote | Management |
6 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
7.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
7.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
8 | Reelect Deloitte Accountants as Auditors | For | Did Not Vote | Management |
9.1 | Reelect Lord Sharman as Member of Supervisory Board | For | Did Not Vote | Management |
9.2 | Reelect R. Stomberg as Member of Supervisory Board | For | Did Not Vote | Management |
9.3 | Reelect M. Tabaksblat as Member of Supervisory Board | For | Did Not Vote | Management |
10 | Reelect G. van de Aast as Member of Management Board | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.1 | Grant Board Authority to Issue Shares Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights for Share Issuance under Item 12.1 | For | Did Not Vote | Management |
13 | Other Business | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
RENTOKIL INITIAL PLC(FORMERLY RENTOKIL GROUP PLC)
Ticker: |
| Security ID: | GB0007327124 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.35 Pence Per Ordinary Share | For | For | Management |
4.1 | Re-elect Edward Brown as Director | For | For | Management |
4.2 | Re-elect Ronald Spinney as Director | For | For | Management |
4.3 | Re-elect James Wilde as Director | For | For | Management |
5 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorise 235,420,780 Ordinary Shares for Market Purchase | For | For | Management |
7 | Other Business (Non-Voting) | None | None | Management |
67
RIO TINTO LTD. (FORMERLY CRA LTD.)
Ticker: |
| Security ID: | AU000000RIO1 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Renewal of Share Buy-Back Authorities | For | For | Management |
2 | Approve Adoption of Executive Incentive Plans (Mining Companies Comparative Plan 2004 and Share Option Plan 2004) | For | For | Management |
3 | Approve Awards to Directors Under Executive Incentive and Share Savings Plans | For | For | Management |
4 | Elect John Kerr as Director | For | For | Management |
5 | Elect Leigh Clifford as Director | For | For | Management |
6 | Elect Guy Elliot as Director | For | For | Management |
7 | Elect Richard Sykes as Director | For | For | Management |
8 | Elect Richard Giordano as Director | For | For | Management |
9 | Approve the Remuneration Report as Set Out in the 2003 Annual Review and the 2003 Annual Report and Financial Statements | For | For | Management |
10 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
11 | Approve the Company’s Financial Statements, the Report of the Directors and the Report of the Auditors in the Year Ended Dec. 31, 2003 | For | For | Management |
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: |
| Security ID: | GB0007188757 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,470,000 | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,890,000 | For | For | Management |
3 | Authorise 106.7 Million Rio Tinto plc Shares for Market Purchase | For | For | Management |
4 | Approve the Mining Companies Comparative Plan 2004 and the Rio Tinto Share Option Plan 2004 | For | For | Management |
5 | Elect Sir John Kerr as Director | For | For | Management |
6 | Re-elect Leigh Clifford as Director | For | For | Management |
7 | Re-elect Guy Elliott as Director | For | For | Management |
8 | Re-elect Sir Richard Sykes as Director | For | For | Management |
9 | Re-elect Sir Richard Giordano as Director | For | For | Management |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Management |
11 | Approve Remuneration Report | For | For | Management |
12 | Accept Financial Statements and Statutory Reports | For | For | Management |
68
ROHM CO. LTD.
Ticker: |
| Security ID: | JP3982800009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 42.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | Against | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
3.5 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 35.7 Pence Per Share | For | For | Management |
4 | Re-elect Emilio Botin as Director | For | For | Management |
5 | Re-elect Lawrence Fish as Director | For | For | Management |
6 | Re-elect Sir Angus Grossart as Director | For | For | Management |
7 | Re-elect Sir George Mathewson as Director | For | For | Management |
8 | Re-elect Gordon Pell as Director | For | For | Management |
9 | Re-elect Iain Robertson as Director | For | For | Management |
10 | Re-elect Sir Iain Vallance as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 | For | For | Management |
15 | Authorise 296,544,152 Ordinary Shares for Market Purchase | For | For | Management |
16 | Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares | For | For | Management |
17 | Amend Articles Re: Preference Shares | For | For | Management |
69
ROYAL KPN NV
Ticker: | KPN | Security ID: | NL0000009082 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Report of Management Board | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Receive Explanation of Reserves and Dividend Policy | None | Did Not Vote | Management |
3.3 | Approve Dividends | For | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
6 | Approve Remuneration Policy | For | Did Not Vote | Management |
7.1 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | Did Not Vote | Management |
7.2 | Authorize Board to Prepare Annual Report in English | For | Did Not Vote | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board | None | Did Not Vote | Management |
8.2 | Reelect D. Eustace to Supervisory Board | For | Did Not Vote | Management |
8.3 | Receive Announcement of Vacancy on Supervisory Board | None | Did Not Vote | Management |
8.4 | Elect E. Blok as New Member to Management Board | For | Did Not Vote | Management |
9.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Issue Ordinary Shares Up to 20 Percent of Issued Capital and All Unissued but Authorized Class B Preference Shares | For | Did Not Vote | Management |
9.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.2 | For | Did Not Vote | Management |
10 | Approve Proposal to Reduce Capital Through Cancellation of Own Shares Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Other Business (Non-Voting) | None | Did Not Vote | Management |
70
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: |
| Security ID: | GB0000492412 |
Meeting Date: | JUL 8, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.61 Pence Per Ordinary Share | For | For | Management |
4 | Reelect Lawrence Christensen as Director | For | For | Management |
5 | Reelect Richard Williams as Director | For | Abstain | Management |
6 | Reelect Peter Foy as Director | For | For | Management |
7 | Elect Sharon Hintze as Director | For | For | Management |
8 | Elect Peter Smith as Director | For | For | Management |
9 | Ratify KPMG Audit Plc as Auditors | For | For | Management |
10 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
11 | Authorize Ten Percent of the Issued Ordinary Share Capital for Share Repurchase Program | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 100.5 Million | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 13.2 Million | For | For | Management |
71
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: |
| Security ID: | FR0000120578 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.53 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 7 Billion | For | Did Not Vote | Management |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Set Global Limit for Capital Increase to Result from Issuance Requests in Items 7-10 at EUR 1.25 Billion | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | Did Not Vote | Management |
9 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
11 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
12 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
14 | Authorize Capital Increase of Up to EUR 1.429 Billion for Aventis Exchange Offer | For | Did Not Vote | Management |
15 | Change Company Name to Sanofi-Aventis | For | Did Not Vote | Management |
16 | Amend Articles of Association to Reduce Term of Board Members from Five to Four Years | For | Did Not Vote | Management |
17 | Amend Articles to Reflect 2003 Legal Changes Re: Powers of the Chairman | For | Did Not Vote | Management |
18 | Reelect Jean-Francois Dehecq as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
19 | Reelect Rene Barbier de la Serre as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
20 | Reelect Robert Castaigne as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
21 | Reelect Thierry Desmarest as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
22 | Reelect Lindsay Owen-Jones as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
23 | Reelect Bruno Weymuller as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
24 | Confirm Appointment of Lord Douro as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
25 | Confirm Appointment of Gerard Van Kemmel as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
26 | Elect Christian Mulliez as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
27 | Elect Jean-Marc Bruel as Director (Representing Aventis) | For | Did Not Vote | Management |
28 | Elect Jurgen Dormann as Director (Representing Aventis) | For | Did Not Vote | Management |
29 | Elect Jean-Rene Fourtou as Director (Representing Aventis) | For | Did Not Vote | Management |
30 | Elect Serge Kampf as Director (Representing Aventis) | For | Did Not Vote | Management |
31 | Elect Igor Landau as Director (Representing Aventis) | For | Did Not Vote | Management |
32 | Elect Hubert Markl as Director (Representing Aventis) | For | Did Not Vote | Management |
33 | Elect Klaus Pohle as Director (Representing Aventis) | For | Did Not Vote | Management |
34 | Elect Hermann Scholl as Director (Representing Aventis) | For | Did Not Vote | Management |
35 | Confirm End of Term of Permanent Representative of Elf Aquitaine, L’Oreal, Pierre Castres Saint-Martin, Pierre-Gilles de Gennes, and Herve Guerin as Directors | For | Did Not Vote | Management |
36 | Approve Remuneration of Directors in the Aggregate Amount of Up to EUR 1 Million | For | Did Not Vote | Management |
37 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
72
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | Against | Shareholder |
SCOTTISH & SOUTHERN ENERGY PLC (FRM.HYDRO ELECTRIC POWER PLC
Ticker: | SCTZ40 | Security ID: | GB0007908733 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 24.5 Pence Per Ordinary Share | For | For | Management |
4 | Elect Gregor Alexander as Director | For | For | Management |
5 | Elect Rene Medori as Director | For | For | Management |
6 | Elect Susan Rice as Director | For | For | Management |
7 | Elect Robert Smith as Director | For | For | Management |
8 | Reelect Colin Hood as Director | For | For | Management |
9 | Reelect David Payne as Director | For | For | Management |
10 | Reelect David Sigsworth as Director | For | For | Management |
11 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Increase in Remuneration of Nonexecutive Directors to GBP 400,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21,452,330 | For | For | Management |
14 | Authorize 85,809,319 Ordinary Shares for Share Repurchase Program | For | For | Management |
73
SEKISUI HOUSE LTD.
Ticker: |
| Security ID: | JP3420600003 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | JAN 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 9, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
SEMPRA ENERGY
Ticker: | SRE | Security ID: | 816851109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen L. Baum | For | For | Management |
1.2 | Elect Director Wilford D. Godbold, Jr. | For | For | Management |
1.3 | Elect Director Richard G. Newman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
74
SHELL TRANSPORT AND TRADING COMPANY PLC (THE)
Ticker: | SC | Security ID: | GB0008034141 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Against | Management |
3 | Elect Malcolm Brinded as Director | For | For | Management |
4 | Re-elect Eileen Buttle as Director | For | For | Management |
5 | Re-elect Luis Giusti as Director | For | For | Management |
6 | Re-elect Nina Henderson as Director | For | For | Management |
7 | Re-elect Lord Oxburgh as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Authorise 483 Million Ordinary Shares for Market Purchase | For | For | Management |
SHOPPERS DRUG MART CORP
Ticker: | SC. | Security ID: | CA82509W1032 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect G. K. Murphy, J. Bekenstein, K. Davis, J. H. Greene, Jr., F. McKenna, D. Metcalf, P. E. Raether, S. C. Schnabel, L. J. Thompson and D. M. Williams as Directors | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Enact By-law No. 2B | For | For | Management |
4 | Institute ‘Common Sense’ Compensation | Against | Against | Shareholder |
SICOR, INC.
Ticker: |
| Security ID: | 825846108 |
Meeting Date: | JAN 16, 2004 | Meeting Type: | Special |
Record Date: | DEC 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
75
SOMPO JAPAN INSURANCE INC. (FORMERLY YASUDA FIRE & MARINE IN
Ticker: |
| Security ID: | JP3932400009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 8.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
4.5 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
SUEZ SA(FORMERLY SUEZ LYONNAISE DES EAUX)
Ticker: |
| Security ID: | FR0000120529 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Treatment of Losses and Dividends of EUR 1.065 per Share | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
5 | Reelect Gerhard Cromme as Director | For | For | Management |
6 | Reelect Etienne Davignon as Director | For | For | Management |
7 | Reelect Albert Frere as Director | For | For | Management |
8 | Reelect Jean Peyrelevade as Director | For | For | Management |
9 | Reelect Edmond Alphandery as Director | For | For | Management |
10 | Elect Rene Carron as Director | For | For | Management |
11 | Elect Thierry Rudder as Director | For | For | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
17 | Approve Issuance of Up to 15 Million Shares to Spring Multiple 2004 SCA in Connection with Share Purchase Plan for Employees of International Subsidiaries | For | For | Management |
18 | Approve Stock Option Plan Grants | For | Against | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
76
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: |
| Security ID: | JP3890350006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | Against | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | Against | Management |
SVENSKA CELLULOSA AB (SCA)
Ticker: | SVCBY | Security ID: | SE0000112724 |
Meeting Date: | APR 1, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
7.2 | Approve Allocation of Income and Dividends of SEK 10.50 Per Share | For | Did Not Vote | Management |
7.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
8 | Determine Number of Members (7) and Deputy Members (0) of Board; Approve Remuneration of Directors in the Aggregate Amount of SEK 3.1 Million | For | Did Not Vote | Management |
9 | Reelect Rolf Boerjesson, Soeren Gyll, Tom Hedelius, Sverker Martin-Loef, Anders Nyren, Indra Aasander, and Jan Aastroem as Directors | For | Did Not Vote | Management |
10 | Determine Number of Auditors (1) and Deputy Auditors (0); Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Ratify PricewaterhouseCoopers AB as Auditors | For | Did Not Vote | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital; Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
13.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
13.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
77
SVENSKA HANDELSBANKEN
Ticker: |
| Security ID: | SE0000193120 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Board and Committee Reports; Receive Report Concerning Audit and Non-Audit Fees | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Approve Allocation of Income and Dividends of SEK 5.25 Per Share | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to 40 Million Issued Class A or B Shares; Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Two Percent of Issued Share Capital for Trading Purposes | For | Did Not Vote | Management |
12 | Approve SEK 85.4 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
13 | Authorize Capitalization of Reserves of SEK 104 Million for an Increase in Par Value From SEK 4 to SEK 4.25 Per Share to Facilitate Capital Reduction (Item 12) | For | Did Not Vote | Management |
14 | Amend Articles to Reflect Changes in Capital (Item 13) | For | Did Not Vote | Management |
15 | Determine Number of Members (13) and Deputy Members (0) of Board | For | Did Not Vote | Management |
16 | Determine Number of Auditors (2) and Deputy Auditors (0) | For | Did Not Vote | Management |
17 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.6 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
18 | Reelect Alitalo, Bylund, Baksaas, Ennerfelt, Groenstedt, Hjelmquist, Larsson, Lundberg, Martin-Loef, Maartensson, and Nyren as Directors; Elect Bente Rathe and Ulrika Boethius as New Directors | For | Did Not Vote | Management |
19 | Ratify KPMG Bohlins AB and Ernst & Young AB as Auditors | For | Did Not Vote | Management |
20.1 | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
20.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
21 | Shareholder Proposal: Question to Board Concerning Absence of Policy on Human Rights | None | Did Not Vote | Shareholder |
22 | Shareholder Proposal: Require Company to Adhere to the following Legislation: SFS 1999:268 (Credit Transfers within the EU) and SFS 2002:598 (Regulation on Cross-Border Payments in Euro) | None | Did Not Vote | Shareholder |
78
SWEDISH MATCH AB
Ticker: | SWMAY | Security ID: | SE0000310336 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Committee Reports | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of SEK 1.70 Per Share | For | Did Not Vote | Management |
9 | Approve Stock Option Plan for Key Employees | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Approve Reissuance of 1.2 Million Repurchased Shares for 2003 Stock Option Plan | For | Did Not Vote | Management |
12 | Approve SEK 36 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
13 | Approve Discharge of Board and President | For | Did Not Vote | Management |
14 | Determine Number of Members (6) and Deputy Members (0) of Board | For | Did Not Vote | Management |
15 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Board Members; Approve Remuneration of SEK 400,000 for Committee Work | For | Did Not Vote | Management |
16 | Reelect Bernt Magnusson, Jan Blomberg, Tuve Johannesson, Arne Jurbrant, and Meg Tiveus as Directors; Elect Karsten Slotte as New Director | For | Did Not Vote | Management |
17 | Determine Number of Auditors and Deputy Auditors | For | Did Not Vote | Management |
18 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
19 | Ratify KPMG Bolins AB (Thomas Thiel) as Auditors | For | Did Not Vote | Management |
20 | Elect Bernt Magnusson, Bjoern Franzon, Marianne Nilsson, and Staffan Grefbaeck as Members of Nominating Committee | For | Did Not Vote | Management |
21 | Amend Articles Re: Authorize Board to Appoint One or More Special Auditors in Connection with Certain Transactions | For | Did Not Vote | Management |
79
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: |
| Security ID: | CH0012332372 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | For | Management |
4 | Approve Creation of CHF 2 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
5.1a | Reelect George Farr and Rajna Gibson as Directors | For | For | Management |
5.1b | Elect Kaspar Villiger as Director | For | For | Management |
5.2 | Reelect PricewaterhouseCoopers Ltd as Auditors | For | For | Management |
80
TAKEDA CHEMICAL INDUSTRIES LTD.
Ticker: |
| Security ID: | JP3463000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 36, Final JY 41, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name in English to Takeda Pharmaceutical Co. Ltd. – Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: | TEF | Security ID: | ES0178430E18 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | Did Not Vote | Management |
2 | Approve Dividend Per Share | For | Did Not Vote | Management |
3 | Approve Auditors | For | Did Not Vote | Management |
4 | Authorize Repurchase of Shares | For | Did Not Vote | Management |
5 | Approve General Meeting Guidelines | For | Did Not Vote | Management |
6 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
81
TESCO PLC
Ticker: |
| Security ID: | GB0008847096 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.77 Pence Per Ordinary Share | For | For | Management |
4 | Amend Articles of Association Re: Director’s Retirement Age | For | For | Management |
5 | Re-elect Charles Allen as Director | For | For | Management |
6 | Re-elect Philip Clarke as Director | For | For | Management |
7 | Re-elect Harald Einsmann as Director | For | For | Management |
8 | Re-elect Veronique Morali as Director | For | For | Management |
9 | Re-elect Graham Pimlott as Director | For | For | Management |
10 | Elect Richard Brasher as Director | For | For | Management |
11 | Elect Ken Hydon as Director | For | For | Management |
12 | Elect Mervyn Davies as Director | For | For | Management |
13 | Elect David Reid as Director | For | For | Management |
14 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
15 | Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 | For | For | Management |
16 | Approve Scrip Dividend | For | For | Management |
17 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million | For | For | Management |
19 | Authorise 768.44 Million Ordinary Shares for Market Purchase | For | For | Management |
20 | Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
21 | Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
22 | Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
23 | Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
24 | Approve the Tesco PLC Performance Share Plan 2004 | For | For | Management |
25 | Approve the Tesco PLC 2004 Discretionary Share Option Plan | For | For | Management |
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
82
TJX COMPANIES, INC., THE
Ticker: | TJX | Security ID: | 872540109 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary L. Crittenden | For | For | Management |
1.2 | Elect Director Edmond J. English | For | For | Management |
1.3 | Elect Director Richard G. Lesser | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
4 | Report on Vendor Standards | Against | Against | Shareholder |
5 | Declassify the Board of Directors | Against | Against | Shareholder |
TORONTO DOMINION BANK
Ticker: | TD | Security ID: | CA8911605092 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hugh J. Bolton | For | For | Management |
1.2 | Elect Director W. Edmund Clark | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Wendy K. Dobson | For | For | Management |
1.5 | Elect Director Darren Entwistle | For | For | Management |
1.6 | Elect Director Donna M. Hayes | For | For | Management |
1.7 | Elect Director Henry H. Ketcham | For | For | Management |
1.8 | Elect Director Pierre H. Lessard | For | For | Management |
1.9 | Elect Director Brian F. MacNeill | For | For | Management |
1.10 | Elect Director Roger Phillips | For | For | Management |
1.11 | Elect Director Wilbur J. Prezzano | For | For | Management |
1.12 | Elect Director Helen K. Sinclair | For | For | Management |
1.13 | Elect Director Donald R. Sobey | For | For | Management |
1.14 | Elect Director Michael D. Sopko | For | For | Management |
1.15 | Elect Director John M. Thompson | For | For | Management |
2 | Appoint Ernst & Young LLP and PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Amend By-Law No.1 Re: Aggregate Director Remuneration | For | For | Management |
4 | Adopt By-Law Prohibiting CEO from Sitting on Other Boards | Against | Against | Shareholder |
5 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
6 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercise | Against | Against | Shareholder |
83
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
6 | Authorize Issuance of Bonds/Debentures | For | For | Management |
7 | Reelect Thierry Desmarest as Director | For | For | Management |
8 | Reelect Thierry de Rudder as Director | For | For | Management |
9 | Reelect Serge Tchuruk as Director | For | For | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | For | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | Against | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | Against | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | Against | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | For | Management |
15 | Ratify KPMG Audit as Auditors | For | For | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | For | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | For | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | For | Management |
19 | Approve Stock Option Plan Grants | For | For | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | For | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
84
TOYOTA INDUSTRIES CORP. (FORMERLY TOYODA AUTOMATIC LOOM WORKS)
Ticker: |
| Security ID: | JP3634600005 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12, Final JY 12, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Against | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | Against | Management |
3.3 | Appoint Internal Statutory Auditor | For | Against | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Approve Special Bonus for Family of Deceased Statutory Auditor and Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
TOYOTA MOTOR CORP.
Ticker: | TM | Security ID: | JP3633400001 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 25, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Authorize Share Repurchase Program | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Special Bonus for Family of Deceased Director | For | For | Management |
7 | Approve Alternate Allocation of Income, with a Final Dividend of JY 40 Per Share | Against | For | Shareholder |
8 | Amend Articles of Incorporation to Require Disclosure of Individual Compensation Levels of Directors and Statutory Auditors | Against | For | Shareholder |
9 | Amend Articles of Incorporation to Prohibit Corporate Donations to Political Parties and Political Fundraising Groups | Against | Against | Shareholder |
85
TPG NV (FORMERLY TNT POST GROUP NV)
Ticker: | TP | Security ID: | NL0000009058 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Presentation by M. Bakker | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Discussion about Company’s Corporate Governance Policy | None | Did Not Vote | Management |
5.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5.2 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
5.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
5.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.5 | Authorize Board to Prepare Annual Report in English | For | Did Not Vote | Management |
6.1 | Ratify Previous Appointment of D. Kulik and M. Lombard as New Members to the Management Board | For | Did Not Vote | Management |
6.2 | Reelect M. Bakker to Management Board | For | Did Not Vote | Management |
7 | Approve Remuneration Policy for Management Board | For | Did Not Vote | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board | None | Did Not Vote | Management |
8.2 | Reelect R. Abrahamsen to Supervisory Board | For | Did Not Vote | Management |
8.3 | Receive Announcement of Resignation of J. Hommem from Supervisory Board | None | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue All Preference B Shares as well as Ordinary Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights from Ordinary Share Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Receive Announcement on the Conclusions of Three-Year Assessment of the Functioning of the External Auditor | None | Did Not Vote | Management |
12 | Amend Articles Re: Add Indemnity Clause to Indemnify Members of Management Board and Supervisory Board | For | Did Not Vote | Management |
13 | Allow Questions | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
86
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
UNIBAIL HOLDING(FRMLY UNIBAIL)
Ticker: |
| Security ID: | FR0000124711 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 3.50 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Reelect Jean-Claude Jolain as Director | For | For | Management |
6 | Reelect Henri Moulard as Director | For | For | Management |
7 | Reelect Jean-Jacques Rosa as Director | For | For | Management |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | For | For | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
11 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
87
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance of Maximum 60 Million Shares Pursuant to Share Option Scheme In Favor of Managers/Directors of the Group | For | Did Not Vote | Management |
2 | Approve Issuance of Maximum 104.85 Million Shares Pursuant to Share Option Scheme In Favor of Employees of the Group | For | Did Not Vote | Management |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Appoint Internal Statutory Auditors, Chairman, and Two Alternate Auditors | For | Did Not Vote | Management |
5 | Approve Annual Remuneration of Internal Statutory Auditors | For | Did Not Vote | Management |
6 | Elect External Auditors, KPMG Spa, and Fix Remuneration of Auditors | For | Did Not Vote | Management |
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | JUN 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations; Introduce One New Article in the Bylaws; Cancel Rules Governing General Meetings As Part of the Company’s Bylaws | For | Did Not Vote | Management |
1 | Approve Rules Governing General Meetings | For | Did Not Vote | Management |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
88
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
Ticker: | UPM | Security ID: | FI0009005987 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
1.2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.3 | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1.7 | ElectDirectors | For | Did Not Vote | Management |
1.8 | Appoint Auditors and Deputy Auditors | For | Did Not Vote | Management |
2 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
3 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
4 | Approve Issuance of Shares and/or Convertible Bonds Up to EUR 178 Million Nominal Value without Preemptive Rights | For | Did Not Vote | Management |
89
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George S. Abrams | For | For | Management |
1.2 | Elect Director David R. Andelman | For | For | Management |
1.3 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.4 | Elect Director William S. Cohen | For | For | Management |
1.5 | Elect Director Philippe P. Dauman | For | For | Management |
1.6 | Elect Director Alan C. Greenberg | For | For | Management |
1.7 | Elect Director Mel Karmazin | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director David T. McLaughlin | For | For | Management |
1.10 | Elect Director Shari Redstone | For | For | Management |
1.11 | Elect Director Sumner M. Redstone | For | For | Management |
1.12 | Elect Director Frederic V. Salerno | For | For | Management |
1.13 | Elect Director William Schwartz | For | For | Management |
1.14 | Elect Director Patty Stonesifer | For | For | Management |
1.15 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
VIAD CORP.
Ticker: | VVI | Security ID: | 92552R109 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jess Hay | For | For | Management |
1.2 | Elect Director Linda Johnson Rice | For | For | Management |
1.3 | Elect Director Albert M. Teplin | For | For | Management |
1.4 | Elect Director Timothy R. Wallace | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Reverse Stock Split | For | For | Management |
4 | Ratify Auditors | For | For | Management |
90
VNU (NV VERENIGD BEZIT VNU)
Ticker: | VNULY | Security ID: | NL0000389872 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Report of Management Board | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4.1 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
4.2 | Approve Dividends | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6.1 | Grant Board Authority to Issue Common and Seven Percent Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
6.2 | Grant Board Authority to Issue All Authorized Yet Unissued Preference B Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
6.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance of Common Shares Under Item 6.1 | For | Did Not Vote | Management |
7 | Ratify Auditors | For | Did Not Vote | Management |
8 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
9 | Approve Remuneration of Management Board | For | Did Not Vote | Management |
10 | Reelect P. Elverding and J. Brentjes to Supervisory Board | For | Did Not Vote | Management |
11 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
12 | Other Business | None | Did Not Vote | Management |
13 | Close Meeting | None | Did Not Vote | Management |
VODAFONE GROUP PLC
Ticker: |
| Security ID: | GB0007192106 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Reelect Lord MacLaurin of Knebworth as Director | For | For | Management |
4 | Reelect Kenneth Hydon as Director | For | For | Management |
5 | Reelect Thomas Geitner as Director | For | For | Management |
6 | Reelect Alec Broers as Director | For | For | Management |
7 | Reelect Juergen Schrempp as Director | For | For | Management |
8 | Elect John Buchanan as Director | For | For | Management |
9 | Approve Final Dividend of 0.8983 Pence Per Share | For | For | Management |
10 | Ratify Deloitte and Touche as Auditors | For | For | Management |
11 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
12 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 | For | For | Management |
15 | Authorize 6,800,000,000 Shares for Share Repurchase Program | For | For | Management |
91
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | For | Management |
1.11 | Elect Director Judith M. Runstad | For | For | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | For | Management |
2 | Approve Retirement Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
WEST JAPAN RAILWAY CO
Ticker: |
| Security ID: | JP3659000008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 1500 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | Against | Management |
92
WESTWOOD ONE, INC.
Ticker: | WON | Security ID: | 961815107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman J. Pattiz | For | For | Management |
1.2 | Elect Director Mel Karmazin | For | For | Management |
1.3 | Elect Director Joseph B. Smith | For | For | Management |
1.4 | Elect Director Dennis F. Holt | For | For | Management |
1.5 | Elect Director Shane Coppola | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
93
WOLTERS KLUWER NV
Ticker: | WTKWY | Security ID: | NL0000395887 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Receive Report of Management Board | None | Did Not Vote | Management |
2.2 | Receive Report of Supervisory Board | None | Did Not Vote | Management |
2.3 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.4 | Approve Allocation of Income and Dividends of EUR 0.55 Per Share | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.1 | Reelect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
5.2 | Elect H. Scheffers to Supervisory Board | For | Did Not Vote | Management |
6.1 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
6.2 | Approve Long-Term Incentive Plan for Management Board Members | For | Did Not Vote | Management |
7 | Grant Board Authority to Issue Up to 20 Percent of the Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9 | Other Business | None | Did Not Vote | Management |
10 | Close Meeting | None | Did Not Vote | Management |
WOOLWORTHS LTD.
Ticker: |
| Security ID: | AU000000WOW2 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Elect J. A. Strong as Director | For | For | Management |
2b | Elect R. S. Deane as Director | For | For | Management |
3 | Amend Constitution | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
94
UBS GLOBAL BOND FUND
Invests exclusively in non-voting securities.
UBS GLOBAL EQUITY FUND
ABN AMRO HOLDING NV
Ticker: | ABN | Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board | None | Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business | None | Did Not Vote | Management |
95
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors | For | For | Management |
2 | Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Transact Other Business (Non-Voting) | None | None | Management |
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Receive Auditors Report | None | None | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share | For | For | Management |
5 | Approve Discharge of Board and Senior Management | For | Against | Management |
6.1 | Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors | For | For | Management |
6.2.1 | Ratify Ernst and Young as Auditors | For | For | Management |
6.2.2 | Ratify OBT AG as Special Auditors | For | For | Management |
7 | Amend Articles Re: Remove Voting Restrictions | For | For | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos II | For | For | Management |
1.3 | Elect Director Michael H. Armacost | For | For | Management |
1.4 | Elect Director Kriss Cloninger III | For | For | Management |
1.5 | Elect Director Joe Frank Harris | For | For | Management |
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.7 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.8 | Elect Director Douglas W. Johnson | For | For | Management |
1.9 | Elect Director Robert B. Johnson | For | For | Management |
1.10 | Elect Director Charles B. Knapp | For | For | Management |
1.11 | Elect Director Hidefumi Matsui | For | For | Management |
1.12 | Elect Director Nobuhiro Mori | For | For | Management |
1.13 | Elect Director E. Stephen Purdom, M.D. | For | For | Management |
1.14 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director Glenn Vaughn, Jr. | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
96
ALBERTSON’S INC.
Ticker: | ABS | Security ID: | 013104104 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela G. Bailey | For | For | Management |
1.2 | Elect Director Teresa Beck | For | For | Management |
1.3 | Elect Director Beth M. Pritchard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
7 | Declassify the Board of Directors | Against | Against | Shareholder |
ALCAN INC.
Ticker: | AL. | Security ID: | CA0137161059 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Berger | For | For | Management |
1.2 | Elect Director L.D. Desautels | For | For | Management |
1.3 | Elect Director T. Engen | For | For | Management |
1.4 | Elect Director L.Y. Fortier | For | For | Management |
1.5 | Elect Director J.P. Jacamon | For | For | Management |
1.6 | Elect Director W.R. Loomis | For | For | Management |
1.7 | Elect Director Y. Mansion | For | For | Management |
1.8 | Elect Director C. Morin-Postel | For | For | Management |
1.9 | Elect Director J.E. Newall | For | For | Management |
1.10 | Elect Director G. Saint-Pierre | For | For | Management |
1.11 | Elect Director G. Schulmeyer | For | For | Management |
1.12 | Elect Director P.M. Tellier | For | For | Management |
1.13 | Elect Director M.K. Wong | For | For | Management |
2 | Approve Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Management |
97
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Handel E. Evans | For | For | Management |
1.2 | Elect Director Michael R. Gallagher | For | For | Management |
1.3 | Elect Director Gavin S. Herbert | For | For | Management |
1.4 | Elect Director Stephen J. Ryan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
ALLIANZ AG (FORMERLY ALLIANZ HOLDING AG)
Ticker: |
| Security ID: | 5231485 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management |
3 | Approve Discharge of Management Board | For | For | Management |
4 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights | For | For | Management |
6 | Approve Employee Stock Purchase Plan | For | For | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
8 | Authorize Repurchase of Issued Share Capital for Trading Purposes | For | For | Management |
9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management |
10 | Approve Affiliation Agreements with Subsidiaries (Jota-Vermoegensverwaltungsgesellschaft mbH) | For | For | Management |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.3 | Elect Director Louis C. Camilleri | For | For | Management |
1.4 | Elect Director J. Dudley Fishburn | For | For | Management |
1.5 | Elect Director Robert E. R. Huntley | For | For | Management |
1.6 | Elect Director Thomas W. Jones | For | For | Management |
1.7 | Elect Director Lucio A. Noto | For | For | Management |
1.8 | Elect Director John S. Reed | For | For | Management |
1.9 | Elect Director Carlos Slim Helu | For | For | Management |
1.10 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Product Warnings for Pregnant Women | Against | Against | Shareholder |
4 | Report on Health Risks Associated with Cigarette Filters | Against | Against | Shareholder |
5 | Political Contributions/Activities | Against | Against | Shareholder |
6 | Cease Use of Light and Ultra Light in Cigarette Marketing | Against | Against | Shareholder |
7 | Place Canadian Style Warnings on Cigarette Packaging | Against | Against | Shareholder |
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
98
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. R. Brooks | For | For | Management |
1.2 | Elect Director Donald M. Carlton | For | For | Management |
1.3 | Elect Director John P. DesBarres | For | For | Management |
1.4 | Elect Director Robert W. Fri | For | For | Management |
1.5 | Elect Director William R. Howell | For | For | Management |
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
1.7 | Elect Director Leonard J. Kujawa | For | For | Management |
1.8 | Elect Director Michael G. Morris | For | For | Management |
1.9 | Elect Director Richard L. Sandor | For | For | Management |
1.10 | Elect Director Donald G. Smith | For | For | Management |
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
4 | Submit Executive Pension Benefit to Vote | Against | For | Shareholder |
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
99
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | For | Management |
2 | Change Company Name | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor S. Liss | For | For | Management |
1.2 | Elect Director James W. McDowell, Jr. | For | For | Management |
1.3 | Elect Director George A. Schaefer, Jr. | For | For | Management |
1.4 | Elect Director Jackie M. Ward | For | For | Management |
100
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | 0989529 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share | For | For | Management |
3 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
4 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
5a | Re-elect Percy Barnevik as Director | For | For | Management |
5b | Re-elect Hakan Mogren as Director | For | For | Management |
5c | Re-elect Sir Tom McKillop as Director | For | For | Management |
5d | Re-elect Jonathan Symonds as Director | For | For | Management |
5e | Re-elect Sir Peter Bonfield as Director | For | For | Management |
5f | Re-elect John Buchanan as Director | For | For | Management |
5g | Re-elect Jane Henney as Director | For | For | Management |
5h | Elect Michele Hooper as Director | For | For | Management |
5i | Elect Joe Jimenez as Director | For | For | Management |
5j | Re-elect Erna Moller as Director | For | For | Management |
5k | Re-elect Dame Bridget Ogilvie as Director | For | For | Management |
5l | Elect Louis Schweitzer as Director | For | For | Management |
5m | Re-elect Marcus Wallenberg as Director | For | Against | Management |
6 | Approve Remuneration Report | For | For | Management |
7 | Adopt New Articles of Association | For | For | Management |
8 | Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 | For | For | Management |
11 | Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase | For | For | Management |
12 | Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 | For | For | Management |
AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: | ANZ | Security ID: | AU000000ANZ3 |
Meeting Date: | DEC 19, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | None | None | Management |
2a | Reelect C Dahlsen as Director | For | For | Management |
2b | Reelect CB Goode as Director | For | For | Management |
2c | Elect Shareholder Nominee J I Buckland as Director | Against | Against | Shareholder |
101
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: | BBV | Security ID: | ES0113211835 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Distribution of Dividend, and Discharge Directors | For | Did Not Vote | Management |
2 | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Did Not Vote | Management |
3 | Authorize Issuance of Bonds up to Aggregate Nominal Amount of EUR 71.8 Billion | For | Did Not Vote | Management |
4 | Amend Articles 24, 29, 31, 34, 35, 37, 38, 45 Re: Attendance Rights, Shareholder Information Rights, Adoption of Agreements, Board Election and Size, Board Member Requirements, Board Vacancies, Chairman and Secretary, Creation and Composition of Board | For | Did Not Vote | Management |
5 | Approve General Meeting Guidelines; Information Re: Board Guidelines | For | Did Not Vote | Management |
6 | Approve Listing (or Delisting) of Shares on Secondary/Foreign Exchanges | For | Did Not Vote | Management |
7 | Authorize Repurchase of Shares and Subsequent Cancellation of Repurshased Shares | For | Did Not Vote | Management |
8 | Reelect Deloitte & Touche Espana, S.L. as Auditors | For | Did Not Vote | Management |
9 | Elect Jose Antonio Fernandez Rivero and Carlos Loring as New Directors; Reelect Directors | For | Did Not Vote | Management |
10 | Approve Fund Transfer to Employee Retirement Fund | For | Did Not Vote | Management |
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
BANK OF IRELAND GROUP
Ticker: | IRE | Security ID: | IE0030606259 |
Meeting Date: | JUL 9, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive and Consider Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Confirm and Declare a Final Dividend | For | Did Not Vote | Management |
3a | Reelect Roy Bailie as a Director | For | Did Not Vote | Management |
3b | Reelect Laurence Crowley as a Director | For | Did Not Vote | Management |
3c | Reelect Donal Geaney as a Director | For | Did Not Vote | Management |
3d | Reelect Denis O’Brien as a Director | For | Did Not Vote | Management |
3e | Reelect John O’Donovan as a Director | For | Did Not Vote | Management |
4 | Authorize Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
5 | Authorize Repurchase 98,493,220 Ordinary Shares; 1,876,090 Sterling Preference Shares; and 3,026,598 Euro Preference Shares | For | Did Not Vote | Management |
6 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Authorize Board to Allot Up to EUR 31.84 million in Equity Securities for Cash without Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Board to Allot Equity Securities Representing 15 Percent of the Issued Share Capital, without Preemptive Rights, For Purposes Other Than Cash | For | Did Not Vote | Management |
102
BARCLAYS PLC
Ticker: | MVCI | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Sir Richard Broadbent as Director | For | For | Management |
4 | Elect Roger Davis as Director | For | For | Management |
5 | Elect Gary Hoffman as Director | For | For | Management |
6 | Elect Naguib Kheraj as Director | For | For | Management |
7 | Elect David Roberts as Director | For | For | Management |
8 | Re-elect Sir Peter Middleton as Director | For | For | Management |
9 | Re-elect Stephen Russell as Director | For | For | Management |
10 | Re-elect Christopher Lendrum as Director | For | For | Management |
11 | Re-elect Sir Brian Jenkins as Director | For | For | Management |
12 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
13 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 | For | For | Management |
15 | Authorise 984,600,000 Ordinary Shares for Market Purchase | For | For | Management |
BEA SYSTEMS, INC
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William T. Coleman | For | For | Management |
1.2 | Elect Director L. Dale Crandall | For | For | Management |
1.3 | Elect Director William H. Janeway | For | For | Management |
2 | Proposal to ratify and approve the adoption of the Bea Systems, Inc. 2004 Senior Executive Bonus Plan | For | For | Management |
3 | Proposal to ratify and approve the appointment of Ernst & Young LLP as the independent auditors for the company for the fiscal year ending January 31, 2004. | For | For | Management |
103
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: |
| Security ID: | FR0000131104 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.175 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion | For | For | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Reelect Louis Schweitzer as Director | For | For | Management |
8 | Reelect Lindsay Owen-Jones as Director | For | For | Management |
9 | Confirm Expiration of Term of David Peake as Director | For | For | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million | For | For | Management |
13 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Management |
14 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions | For | For | Management |
15 | Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM | For | For | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
17 | Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings | For | For | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
104
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Linda Z. Cook | For | For | Management |
1.4 | Elect Director Rozanne L. Ridgway | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Adopt Amended Workplace Code of Conduct | Against | Against | Shareholder |
6 | Declassify the Board of Directors | Against | Against | Shareholder |
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
9 | Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares | Against | Against | Shareholder |
10 | Provide Employees Choice of Pension Plans at Retirement or Termination | Against | Against | Shareholder |
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP.PP | Security ID: | GB0007980591 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect The Lord Browne of Madingley as Director | For | For | Management |
2 | Re-elect Byron Grote as Director | For | For | Management |
3 | Re-elect Michael Miles as Director | For | For | Management |
4 | Re-elect Sir Robin Nicholson as Director | For | For | Management |
5 | Re-elect Dick Olver as Director | For | For | Management |
6 | Re-elect Sir Ian Prosser as Director | For | For | Management |
7 | Elect Antony Burgmans as Director | For | For | Management |
8 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million | For | For | Management |
12 | Authorise 2.2 Billion Shares for Market Purchase | For | For | Management |
13 | Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company | For | For | Management |
14 | Approve Remuneration Report | For | For | Management |
15 | Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million | For | For | Management |
16 | Accept Financial Statements and Statutory Reports | For | For | Management |
17 | Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas | Against | Against | Shareholder |
105
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter R. Dolan | For | For | Management |
1.2 | Elect Director Louis V. Gerstner, Jr. | For | For | Management |
1.3 | Elect Director Leif Johansson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions/Activities | Against | Against | Shareholder |
4 | Cease Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Management |
1.2 | Elect Director Vilma S. Martinez | For | For | Management |
1.3 | Elect Director Marc F. Racicot | For | For | Management |
1.4 | Elect Director Roy S. Roberts | For | For | Management |
1.5 | Elect Director Matthew K. Rose | For | For | Management |
1.6 | Elect Director Marc J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director Robert H. West | For | For | Management |
1.9 | Elect Director J. Steven Whisler | For | For | Management |
1.10 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
1.11 | Elect Director Michael B. Yanney | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
106
CADBURY SCHWEPPES PLC
Ticker: | CSG | Security ID: | GB0006107006 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 8.35 Pence Per Ordinary Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect John Sunderland as Director | For | For | Management |
5 | Elect Ken Hanna as Director | For | For | Management |
6 | Re-elect Rick Braddock as Director | For | For | Management |
7 | Re-elect Roger Carr as Director | For | For | Management |
8 | Re-elect David Thompson as Director | For | For | Management |
9 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
10 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 85.27 Million | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12.92 Million | For | For | Management |
13 | Authorise 25.84 Million Ordinary Shares for Market Purchase | For | For | Management |
14 | Amend Cadbury Schweppes Share Option Plan 1994 | For | For | Management |
15 | Amend Cadbury Schweppes plc 1997 Long-Term Incentive Plan | For | For | Management |
16 | Approve Cadbury Schweppes Bonus Share Retention Plan 2004 | For | For | Management |
17 | Amend Overseas Employee Share Schemes | For | For | Management |
18 | Authorise the Board to Establish Further Employees Share Plan or Plans | For | For | Management |
107
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Approve Treatment of Losses | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Ratify Appointment of Yann Delabriere as Director | For | For | Management |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
8 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
9 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
10 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
11 | Approve Issuance of Warrants with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
12 | Approve Issuance of Warrants without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
13 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
14 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
15 | Authorize Capital Increase for Future Exchange Offers | For | For | Management |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 451 Million | For | For | Management |
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Board to Issue Up to 6,276,554 Shares Reserved to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Cap Gemini Share Exchange Offer | For | For | Management |
2 | Authorize Board to Issue Up to 18,829,662 Million Warrants and Up to 1,176,853 Shares to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Alternative to Share Exchange Offer | For | For | Management |
3 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
108
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dave Bing | For | For | Management |
1.2 | Elect Director John F. Finn | For | For | Management |
1.3 | Elect Director John F. Havens | For | For | Management |
1.4 | Elect Director David W. Raisbeck | For | For | Management |
1.5 | Elect Director Robert D. Walter | For | For | Management |
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | For | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
109
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving W. Bailey, II | For | For | Management |
1.2 | Elect Director Stephen L. Baum | For | For | Management |
1.3 | Elect Director Rodney F. Chase | For | For | Management |
1.4 | Elect Director Van B. Honeycutt | For | For | Management |
1.5 | Elect Director William R. Hoover | For | For | Management |
1.6 | Elect Director Leon J. Level | For | For | Management |
1.7 | Elect Director Thomas A. McDonnell | For | For | Management |
1.8 | Elect Director F. Warren McFarlan | For | For | Management |
1.9 | Elect Director James R. Mellor | For | For | Management |
1.10 | Elect Directo William P. Rutledge | For | For | Management |
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director | For | For | Management |
1.2 | Elect Director Hamilton E. James as Class II Director | For | For | Management |
1.3 | Elect Director Jill S. Ruckelshaus as Class II Director | For | For | Management |
1.4 | Elect Director William H. Gates, II as Class II Director | For | For | Management |
1.5 | Elect Director Daniel J. Evans as Class I Director | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
3 | Develop Land Procurement Policy | Against | Against | Shareholder |
4 | Ratify Auditors | For | For | Management |
110
CRH PLC
Ticker: | CRHCY | Security ID: | IE0001827041 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Dividends | For | Did Not Vote | Management |
3a | Elect D.M. Kennedy as Director | For | Did Not Vote | Management |
3b | Elect P.J. Molloy as Director | For | Did Not Vote | Management |
3c | Elect W.I. O’Mahony as Director | For | Did Not Vote | Management |
3d | Elect D.W. Doyle as Director | For | Did Not Vote | Management |
3e | Elect J.M. de Jong as Director | For | Did Not Vote | Management |
3f | Elect M. Lee as Director | For | Did Not Vote | Management |
3g | Elect T.V. Neill as Director | For | Did Not Vote | Management |
4 | Authorize Board to Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Approve Issuance of Equity Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Approve Stock Dividend Program | For | Did Not Vote | Management |
7 | Amend Articles Re: Company Inquiries Into Beneficial Ownership of Shares | For | Did Not Vote | Management |
8 | Amend Articles Re: Discharge of D&O Liability Insurance | For | Did Not Vote | Management |
9 | Amend Articles Re: Repurchase of Shares | For | Did Not Vote | Management |
10 | Authorize Share Repurchase Program of 10% of Outstanding Ordinary Share Capital | For | Did Not Vote | Management |
11 | Authorize Re-issuance of Repurchased Shares | For | Did Not Vote | Management |
111
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: | DEO | Security ID: | GB0002374006 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 15.7 Pence Per Share | For | For | Management |
4 | Reelect Lord Blyth as Director | For | For | Management |
5 | Reelect Keith Oates as Director | For | For | Management |
6 | Reelect Paul Walsh as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 44,833,003 | For | For | Management |
9 | Authorize 309,885,718 Shares for Share Repurchase Program | For | For | Management |
ELECTROCOMPONENTS PLC
Ticker: |
| Security ID: | GB0003096442 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Approve Final Dividend of 11.75 Pence Per Share | For | For | Management |
4 | Reelect Timothy Barker as Director | For | For | Management |
5 | Reelect Jeff Hewitt as Director | For | For | Management |
6 | Reelect Nick Temple as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize 43,520,665 Shares for Share Repurchase Program | For | For | Management |
112
ELECTROLUX AB
Ticker: | ELUX | Security ID: | 5466782 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7 | Receive President’s Report | None | Did Not Vote | Management |
8 | Receive Board, Committee, and Auditor’s Reports | None | Did Not Vote | Management |
9 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | For | Did Not Vote | Management |
12 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.8 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
14 | Reelect Peggy Bruzelius, Thomas Halvorsen, Louis Hughes, Hans Straaberg, Michael Treschow, Karel Vuursteen, and Barbara Thoralfsson as Directors; Elect Aina Nilsson as New Director | For | Did Not Vote | Management |
15 | Approve Redemption Offer to Shareholders | For | Did Not Vote | Management |
16.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
16.2 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
17.1 | Approve Restricted Stock Plan for Key Employees | For | Did Not Vote | Management |
17.2 | Approve Reissuance of 1.5 Million Repurchased Class B Shares for Restricted Stock Plan (Item 17.1) | For | Did Not Vote | Management |
17.3 | Approve Reissuance of 1.3 Million Repurchased Shares to Cover Expenses Connected to 1999-2003 Stock Option Plans | For | Did Not Vote | Management |
18.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
18.2 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
19 | Close Meeting | None | Did Not Vote | Management |
113
ELECTROLUX AB
Ticker: | ELUX | Security ID: | SE0000103814 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Special |
Record Date: | JUN 4, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6.1 | Approve SEK 76.7 Million Reduction in Share Capital via Cancellation of 15.3 Million Class A and/or B Shares | For | Did Not Vote | Management |
6.2 | Approve Issuance of 15.3 Million New Class C-shares in Connection with Share Cancellation | For | Did Not Vote | Management |
6.3 | Approve SEK 76.3 Million Reduction in Share Capital via Cancellation of 15.3 Million Class C-shares | For | Did Not Vote | Management |
7 | Close Meeting | None | Did Not Vote | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAY 20, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | Did Not Vote | Management |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Duques | For | For | Management |
1.2 | Elect Director Charles T. Fote | For | For | Management |
1.3 | Elect Director Richard P. Kiphart | For | For | Management |
1.4 | Elect Director Joan E. Spero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
114
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual/Special |
Record Date: |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | For | Did Not Vote | Management |
2.1 | Accept Financial Statements | For | Did Not Vote | Management |
2.2 | Approve Dividends in the Amount of EUR 0.92 Per Share | For | Did Not Vote | Management |
2.3 | Approve Discharge of Directors and Auditors | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Reelect Anton van Rossum, Jan-Michiel Hessels, and Baron Piet Van Waeyenberge to Management Board | For | Did Not Vote | Management |
4.2 | Elect Phlippe Bodson, Richard Delbridge, Jacques Manardo, Ronald Sandler, and Rana Talwar to Management Board | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Amend Articles Re: Composition and Powers of Main Corporate Bodies; Compliance with Dutch Corporate Governance Code; Other Amendments | For | Did Not Vote | Management |
7 | Close Meeting | For | Did Not Vote | Management |
115
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Special |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
2 | Amend Articles of Association Re: General Matters | For | Did Not Vote | Management |
FPL GROUP, INC.
Ticker: | FPL | Security ID: | 302571104 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director H. Jesse Arnelle | For | For | Management |
1.2 | Elect Director Sherry S. Barrat | For | For | Management |
1.3 | Elect Director Robert M. Beall, Ii | For | For | Management |
1.4 | Elect Director J. Hyatt Brown | For | For | Management |
1.5 | Elect Director James L. Camaren | For | For | Management |
1.6 | Elect Director Lewis Hay III | For | For | Management |
1.7 | Elect Director Frederic V. Malek | For | For | Management |
1.8 | Elect Director Michael H. Thaman | For | For | Management |
1.9 | Elect Director Paul R. Tregurtha | For | For | Management |
1.10 | Elect Director Frank G. Zarb | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
6 | Increase Authorized Common Stock | For | For | Management |
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | APR 9, 2004 | Meeting Type: | Annual/Special |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors for Fiscal Year Ended Dec. 2003 | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 2003 | For | For | Management |
3 | Approve Treatment of Losses and Dividends of EUR 0.25 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Fix Issue Price of Previous Authority to Issue Equity or Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote at Feb. 25, 2003 EGM to Increase Capital by up to EUR 30 Billion | For | For | Management |
7 | Amend Article 1, 2, and 7 to Reflect 2003 Legislative Changes, Postal Service and Telecommunication Code, and European Parliament Directives | For | For | Management |
8 | Amend Articles to Reflect 2003 Legislative Changes; Remove French Government Obligation to Retain Majority Stake in Company and Amend Articles with Respect to Board Composition | For | For | Management |
9 | Amend Articles to Reflect Potential Change in Control with Respect to Powers of Chairman and Management | For | For | Management |
10 | Amend Articles of Association to Introduce Liquidation Provision | For | For | Management |
11 | Authorize Board to Issue Up to 30 Million Shares to Participants of Wanadoo Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | For | Management |
12 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Against | Management |
13 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
116
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Terms of Share Repurchase Plan Submitted to Shareholder Vote at May 27, 2003, AGM/EGM | For | For | Management |
2 | Authorize Board to Issue Up to 100 Million Shares to Participants of Orange’s Stock Option Plan, Share Purchase Plan, Orange Senior Discretionary Share Plan and Restricted Share Plan, As Well As Signatories of France Telecom Liquidity Agreement | For | For | Management |
3 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
117
GALLAHER GROUP PLC
Ticker: | GLH | Security ID: | GB0003833695 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 20.15 Pence Per Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect Nigel Northridge as Director | For | For | Management |
5 | Re-elect Mark Rolfe as Director | For | For | Management |
6 | Re-elect Neil England as Director | For | For | Management |
7 | Re-elect Richard Delbridge as Director | For | For | Management |
8 | Elect Ronnie Bell as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Gallaher Group Plc to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
11 | Authorise Gallaher Limited to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
12 | Authorise Austria Tabak AG and Co. KG to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,790,500 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,268,500 | For | For | Management |
15 | Authorise 65,372,200 Shares for Market Purchase | For | For | Management |
16 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
17 | Approve Increase in Remuneration of Non-Executive Directors from GBP 500,000 to GBP 1,000,000 | For | For | Management |
118
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James I. Cash, Jr. | For | For | Management |
1.2 | Elect Director Dennis D. Dammerman | For | For | Management |
1.3 | Elect Director Ann M. Fudge | For | For | Management |
1.4 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.5 | Elect Director Jeffrey R. Immelt | For | For | Management |
1.6 | Elect Director Andrea Jung | For | For | Management |
1.7 | Elect Director Alan G. Lafley | For | For | Management |
1.8 | Elect Director Kenneth G. Langone | For | For | Management |
1.9 | Elect Director Ralph S. Larsen | For | For | Management |
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.11 | Elect Director Sam Nunn | For | For | Management |
1.12 | Elect Director Roger S. Penske | For | For | Management |
1.13 | Elect Director Robert J. Swieringa | For | For | Management |
1.14 | Elect Director Douglas A. Warner III | For | For | Management |
1.15 | Elect Director Robert C. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
5 | Eliminate Animal Testing | Against | Against | Shareholder |
6 | Report on Nuclear Fuel Storage Risks | Against | Against | Shareholder |
7 | Report on PCB Clean-up | Against | Against | Shareholder |
8 | Report on Foreign Outsourcing | Against | Against | Shareholder |
9 | Prepare Sustainability Report | Against | Against | Shareholder |
10 | Limit Composition of Management Development and Compensation Committee to Independent Directors | Against | Against | Shareholder |
11 | Report on Pay Disparity | Against | Against | Shareholder |
12 | Limit Awards to Executives | Against | Against | Shareholder |
13 | Limit Board Service for Other Companies | Against | Against | Shareholder |
14 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
15 | Hire Advisor/Maximize Shareholder Value | Against | Against | Shareholder |
16 | Adopt a Retention Ratio for Executives and Directors | Against | Against | Shareholder |
17 | Require 70% to 80% Independent Board | Against | Against | Shareholder |
18 | Report on Political Contributions/Activities | Against | Against | Shareholder |
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.2 | Elect Director Henry E. Blair | For | For | Management |
1.3 | Elect Director Gail K. Boudreaux | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Increase Authorized Preferred Stock | For | For | Management |
6 | Ratify Auditors | For | For | Management |
7 | Limit Awards to Executives | Against | Against | Shareholder |
119
GIVAUDAN AG
Ticker: |
| Security ID: | CH0010645932 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and an Ordinary Dividend of CHF 8.90 per Share; Approve Payment of an Extraordinary Dividend of CHF 6.50 per Share | For | For | Management |
4 | Approve CHF 2 Million Reduction in Share Capital via Cancellation of Shares | For | For | Management |
5 | Approve Creation of CHF 10 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
6 | Reelect Henri Meier Elect as Director; Dietrich Fuhrmann as Director | For | For | Management |
7 | Reelect PricewaterhouseCoopers SA as Auditors | For | For | Management |
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: | SBH | Security ID: | GB0009252882 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: |
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|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Elect Lawrence Culp as Director | For | Did Not Vote | Management |
4 | Elect Crispin Davis as Director | For | Did Not Vote | Management |
5 | Elect Sir Robert Wilson as Director | For | Did Not Vote | Management |
6 | Elect Tachi Yamada as Director | For | Did Not Vote | Management |
7 | Re-elect Sir Christopher Hogg as Director | For | Did Not Vote | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | Did Not Vote | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
10 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | Did Not Vote | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 | For | Did Not Vote | Management |
12 | Authorise 594,647,632 Ordinary Shares for Market Purchase | For | Did Not Vote | Management |
120
HENNES & MAURITZ AB
Ticker: |
| Security ID: | SE0000106270 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Receive President’s Report | None | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
8.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8.2 | Approve Allocation of Income, Ordinary Dividends of SEK 2.90 Per Share, and Special Dividends of SEK 3.10 Per Share | For | Did Not Vote | Management |
8.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Determine Number of Members (7) and Deputy Members (2) of Board | For | Did Not Vote | Management |
10 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Reelect Fred Andersson, Werner Hofer, Sussi Kvart, Bo Lindquist, Stig Nordfelt, Stefan Persson, and Melker Schoerling as Directors; Reelect Jan Jacobsen and Rolf Eriksen as Deputy Directors | For | Did Not Vote | Management |
12.1A | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
12.1B | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
12.2 | Shareholder Proposal: Authorize Board to Establish a Remuneration Committee | Against | Did Not Vote | Shareholder |
12.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
13 | Other Business (Non-Voting) | None | Did Not Vote | Management |
121
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L.T. Babbio, Jr. | For | For | Management |
1.2 | Elect Director P.C. Dunn | For | For | Management |
1.3 | Elect Director C.S. Fiorina | For | For | Management |
1.4 | Elect Director R.A. Hackborn | For | For | Management |
1.5 | Elect Director G.A. Keyworth II | For | For | Management |
1.6 | Elect Director R.E. Knowling, Jr. | For | For | Management |
1.7 | Elect Director S.M. Litvack | For | For | Management |
1.8 | Elect Director R.L. Ryan | For | For | Management |
1.9 | Elect Director L.S. Salhany | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Ticker: |
| Security ID: | CH0012214059 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Use of Electronic Means at Shareholder Meetings | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of CHF 1.15 per Share | For | Did Not Vote | Management |
5 | Approve Creation of CHF 57.5 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
6 | Amend Articles Re: Establish a Classified Board | For | Did Not Vote | Management |
7.1.1 | Elect Onno Ruding as Director | For | Did Not Vote | Management |
7.1.2 | Reelect Rolf Soiron, Markus Akermann, and Peter Kuepfer as Directors | For | Did Not Vote | Management |
7.2 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
122
HONDA MOTOR CO. LTD.
Ticker: | HMCL | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
3.28 | Elect Director | For | For | Management |
3.29 | Elect Director | For | For | Management |
3.30 | Elect Director | For | For | Management |
3.31 | Elect Director | For | For | Management |
3.32 | Elect Director | For | For | Management |
3.33 | Elect Director | For | For | Management |
3.34 | Elect Director | For | For | Management |
3.35 | Elect Director | For | For | Management |
3.36 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
123
HOYA CORP.
Ticker: |
| Security ID: | JP3837800006 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
HSBC HOLDINGS PLC
Ticker: |
| Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Re-elect Lord Butler as Director | For | For | Management |
2b | Re-elect Baroness Lydia Dunn as Director | For | For | Management |
2c | Elect Rona Fairhead as Director | For | For | Management |
2d | Re-elect William Fung as Director | For | For | Management |
2e | Elect Michael Geoghegan as Director | For | For | Management |
2f | Re-elect Sharon Hintze as Director | For | For | Management |
2g | Re-elect John Kemp-Welch as Director | For | For | Management |
2h | Re-elect Sir Mark Moody-Stuart as Director | For | For | Management |
2i | Re-elect Helmut Sohmen as Director | For | For | Management |
3 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
4 | Approve Remuneration Report | For | For | Management |
5 | Authorise 1,099,900,000 Ordinary Shares for Market Purchase | For | For | Management |
6 | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 | For | For | Management |
8 | Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum | For | For | Management |
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Aldinger | For | For | Management |
1.2 | Elect Director Michael J. Birck | For | For | Management |
1.3 | Elect Director Marvin D. Brailsford | For | For | Management |
1.4 | Elect Director James R. Cantalupo | For | For | Management |
1.5 | Elect Director Susan Crown | For | For | Management |
1.6 | Elect Director Don H. Davis, Jr. | For | For | Management |
1.7 | Elect Director W. James Farrell | For | For | Management |
1.8 | Elect Director Robert C. McCormack | For | For | Management |
1.9 | Elect Director Robert S. Morrison | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
124
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P.C. Godsoe | For | For | Management |
1.2 | Elect Director C.J. Horner | For | For | Management |
1.3 | Elect Director O.R. Smith | For | For | Management |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | For | For | Management |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Against | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Against | Against | Shareholder |
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cathleen Black | For | For | Management |
1.2 | Elect Director Kenneth I. Chenault | For | For | Management |
1.3 | Elect Director Carlos Ghosn | For | For | Management |
1.4 | Elect Director Nannerl O. Keohane | For | For | Management |
1.5 | Elect Director Charles F. Knight | For | For | Management |
1.6 | Elect Director Lucio A. Noto | For | For | Management |
1.7 | Elect Director Samuel J. Palmisano | For | For | Management |
1.8 | Elect Director John B. Slaughter | For | For | Management |
1.9 | Elect Director Joan E. Spero | For | For | Management |
1.10 | Elect Director Sidney Taurel | For | For | Management |
1.11 | Elect Director Charles M. Vest | For | For | Management |
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ratify Auditors for the Company’s Business Consulting Services Unit | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | Against | Shareholder |
6 | Amend Pension and Retirement Medical Insurance Plans | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
8 | Expense Stock Options | Against | For | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | China Principles | Against | Against | Shareholder |
11 | Report on Political Contributions/Activities | Against | Against | Shareholder |
12 | Report on Executive Compensation | Against | Against | Shareholder |
125
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Bell | For | For | Management |
1.2 | Elect Director Frank J. Borell | For | For | Management |
1.3 | Elect Director Reginald K. Brack | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Christopher J. Coughlin | For | For | Management |
1.6 | Elect Director John J. Donner, Jr. | For | For | Management |
1.7 | Elect Director Richard A. Goldstein | For | For | Management |
1.8 | Elect Director H. John Greenlaus | For | For | Management |
1.9 | Elect Director Michael I. Roth | For | For | Management |
1.10 | Elect Director J. Phillip Samper | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | MacBride Principles | Against | Against | Shareholder |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale of the Metering Systems Division of Invensys plc | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | JUL 23, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3.1 | Reelect Rolf Borjesson as Director | For | For | Management |
3.2 | Elect Jean-Claude Guez as Director | For | For | Management |
3.3 | Elect Adrian Hennah as Director | For | For | Management |
3.4 | Elect Martin Jay as Director | For | For | Management |
3.5 | Elect Andrew Macfarlane as Director | For | For | Management |
4 | Ratify Ernst and Young LLP as Auditors | For | For | Management |
5 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorize 349,000,000 Shares for Share Repurchase Program | For | For | Management |
7 | Authorize EU Political Donations up to GBP 200,000 | For | For | Management |
126
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sub-Division of Each Issued Ordinary Share of 25 Pence Each into 1 Ordinary Share of 1 Pence and 1 Deferred Share of 24 Pence; and Sub-Division of Each Authorised but Unissued Ordinary Share of 1 Pence Each into 25 Ordinary Shares of 1 Pence Each | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 18,957,146 | For | For | Management |
3 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 2,843,572 | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Disposal of the Powerware Business of Invensys plc to the Eaton Corporation | For | For | Management |
127
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Hans W. Becherer | For | For | Management |
2.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
2.3 | Elect Director John H. Biggs | For | For | Management |
2.4 | Elect Director Lawrence A. Bossidy | For | For | Management |
2.5 | Elect Director Ellen V. Futter | For | For | Management |
2.6 | Elect Director William H. Gray, III | For | For | Management |
2.7 | Elect Director William B. Harrison, Jr | For | For | Management |
2.8 | Elect Director Helene L. Kaplan | For | For | Management |
2.9 | Elect Director Lee R. Raymond | For | For | Management |
2.10 | Elect Director John R. Stafford | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Adjourn Meeting | For | For | Management |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
7 | Charitable Contributions | Against | Against | Shareholder |
8 | Political Contributions | Against | Against | Shareholder |
9 | Separate Chairman and CEO Positions | Against | For | Shareholder |
10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | Shareholder |
11 | Auditor Independence | Against | Against | Shareholder |
12 | Submit Non-Employee Director Compensation to Vote | Against | Against | Shareholder |
13 | Report on Pay Disparity | Against | Against | Shareholder |
128
KAO CORP.
Ticker: |
| Security ID: | JP3205800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
7 | Approve Retirement Bonuses for Directors | For | For | Management |
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0030738503 |
Meeting Date: | JUL 4, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Demerger of Kingfisher Plc’s Electrical Business to Kesa Electricals Plc By Way of Dividend in Specie | For | For | Management |
2 | Approve Capital Reorganization | For | For | Management |
3 | Approve Kesa Group Sharesave Scheme and Kesa Group International Sharesave Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
4 | Approve Kesa Group Demerger Award Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
5 | Approve Kesa Group Incentive Compensation Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
6 | Approve Kesa Group Employee Benefit Trust and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
129
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0033195214 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.15 Pence Per Ordinary Share | For | For | Management |
4 | Elect Duncan Tatton-Brown as Director | For | For | Management |
5 | Re-elect Sir Francis Mackay as Director | For | For | Management |
6 | Re-elect Michael Hepher as Director | For | For | Management |
7 | Re-elect Margaret Salmon as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,526,099 | For | For | Management |
10 | Approve Scrip Dividend | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | For | For | Management |
12 | Authorise 233,210,664 Ordinary Shares for Market Purchase | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter A. Dow | For | For | Management |
1.2 | Elect Director Anthony F. Earley, Jr. | For | For | Management |
1.3 | Elect Director Wayne B. Lyon | For | For | Management |
1.4 | Elect Director David L. Johnston | For | For | Management |
1.5 | Elect Director J. Michael Losh | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Management |
1.2 | Elect Director Robert P. McGraw | For | For | Management |
1.3 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management |
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
130
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Hoglund | For | For | Management |
1.2 | Elect Director Douglas S. Luke | For | For | Management |
1.3 | Elect Director Robert C. McCormack | For | For | Management |
1.4 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jared L. Cohon | For | For | Management |
1.2 | Elect Director Ira J. Gumberg | For | For | Management |
1.3 | Elect Director Martin G. Mcguinn | For | For | Management |
1.4 | Elect Director David S. Shapira | For | For | Management |
1.5 | Elect Director John P. Surma | For | For | Management |
1.6 | Elect Director Edward J. Mcaniff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates, III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Wm. G. Reed, Jr. | For | For | Management |
1.10 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Refrain from Giving Charitable Contributions | Against | Against | Shareholder |
131
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: |
| Security ID: | JP3902900004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NATIONAL GRID TRANSCO PLC (FORMERLY NATIONAL GRID GROUP PLC,
Ticker: | NGG | Security ID: | GB0031223877 |
Meeting Date: | JUL 21, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 10.34 Pence Per Share | For | For | Management |
3 | Elect Nick Winser as Director | For | For | Management |
4 | Elect John Parker as Director | For | For | Management |
5 | Elect Steve Lucas as Director | For | For | Management |
6 | Elect John Wybrew as Director | For | For | Management |
7 | Elect Kenneth Harvey as Director | For | For | Management |
8 | Elect Stephen Pettit as Director | For | For | Management |
9 | Elect George Rose as Director | For | For | Management |
10 | Reelect Steve Holliday as Director | For | For | Management |
11 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Remuneration Report | For | For | Management |
13 | Authorize 307,722,000 Shares for Share Repurchase Program | For | For | Management |
132
NESTLE SA
Ticker: | NESAC | Security ID: | CH0012056047 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Accept Financial Statements and Statutory Reports | For | For | Management |
1b | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 7.20 per Share | For | For | Management |
4a | Elect Edward George as Directors | For | For | Management |
4b | Elect Kaspar Villiger as Directors | For | For | Management |
4c | Elect Rolf Haenggi as Directors | For | For | Management |
4d | Elect Daniel Borel as Directors | For | For | Management |
4e | Elect Carolina Mueller as Directors | For | For | Management |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
133
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | Against | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: |
| Security ID: | JP3735400008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Decrease Authorized Capital from 62.212 Million to 61.93 Million Shares to Reflect Share Repurchase | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
134
NIPPON UNIPAC HOLDING
Ticker: |
| Security ID: | JP3754300006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name to Nippon Paper Group, Inc. - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Reduction in Capital Reserves | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
5.4 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Management |
NOKIA CORP.
Ticker: | NKCAF | Security ID: | 5902941 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements | None | Did Not Vote | Management |
1.2 | Receive Auditors’ Report | None | Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
135
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Coleman | For | For | Management |
1.2 | Elect Director J. Michael Cook | For | For | Management |
1.3 | Elect Director Philip A. Odeen | For | For | Management |
1.4 | Elect Director Aulana L. Peters | For | For | Management |
1.5 | Elect Director Kevin W. Sharer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Wren | For | For | Management |
1.2 | Elect Director Bruce Crawford | For | For | Management |
1.3 | Elect Director Robert Charles Clark | For | For | Management |
1.4 | Elect Director Leonard S. Coleman, Jr. | For | For | Management |
1.5 | Elect Director Errol M. Cook | For | For | Management |
1.6 | Elect Director Susan S. Denison | For | For | Management |
1.7 | Elect Director Michael A. Henning | For | For | Management |
1.8 | Elect Director John R. Murphy | For | For | Management |
1.9 | Elect Director John R. Purcell | For | For | Management |
1.10 | Elect Director Linda Johnson Rice | For | For | Management |
1.11 | Elect Director Gary L. Roubos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
136
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Brown | For | For | Management |
1.2 | Elect Director M. Anthony Burns | For | For | Management |
1.3 | Elect Director Robert N. Burt | For | For | Management |
1.4 | Elect Director W. Don Cornwell | For | For | Management |
1.5 | Elect Director William H. Gray III | For | For | Management |
1.6 | Elect Director Constance J. Horner | For | For | Management |
1.7 | Elect Director William R. Howell | For | For | Management |
1.8 | Elect Director Stanley O. Ikenberry | For | For | Management |
1.9 | Elect Director George A. Lorch | For | For | Management |
1.10 | Elect Director Henry A. Mckinnell | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director Ruth J. Simmons | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
1.15 | Elect Director Jean-Paul Valles | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
5 | Cease Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Establish Term Limits for Directors | Against | Against | Shareholder |
8 | Report on Drug Pricing | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | Amend Animal Testing Policy | Against | Against | Shareholder |
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | 5986622 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Receive Explanation of Corporate Governance Structure | None | Did Not Vote | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends | None | Did Not Vote | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | Did Not Vote | Management |
2.5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | Did Not Vote | Management |
4.1 | Approve Remuneration Policy of Management Board | For | Did Not Vote | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | Did Not Vote | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Authorize Board to Set Record Date | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) | None | Did Not Vote | Management |
9 | Close Meeting | None | Did Not Vote | Management |
137
PORTUGAL TELECOM, SGPS, S.A.
Ticker: | PT | Security ID: | PTPTC0AM0009 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Ratify Appointment of Board Members | For | Did Not Vote | Management |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve EUR 125.4 Million Reduction in Share Capital via Cancellation of 125.4 Million Shares | For | Did Not Vote | Management |
8 | Authorize Issuance of Convertible Bonds without Preemptive Rights | For | Did Not Vote | Management |
9 | Eliminate Preemptive Rights in Connection with Proposed Issuance of Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Issuance of Bonds or Other Securities | For | Did Not Vote | Management |
11 | Approve Bond Repurchase and Reissuance | For | Did Not Vote | Management |
QBE INSURANCE GROUP LTD.
Ticker: |
| Security ID: | AU000000QBE9 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Elect L. F. Bleasel as Director | For | For | Management |
2b | Elect N. F. Greiner as Director | For | For | Management |
3 | Approve Remuneration of Directors in the Amount of AUD 2.2 Million Per Annum | For | For | Management |
4 | Amend Constitution Re: Non-Executive Directors’ Retirement Allowances | For | For | Management |
5 | Approve Issue of Conditional Rights and Options Under the Senior Executive Equity Scheme to F. M. O’Halloran, Chief Executive Officer | For | For | Management |
138
RAYTHEON CO.
Ticker: | RTN | Security ID: | 755111507 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John M. Deutch | For | For | Management |
1.2 | Elect Director Michael C. Ruettgers | For | For | Management |
1.3 | Elect Director William R. Spivey | For | For | Management |
1.4 | Elect Director William H. Swanson | For | For | Management |
1.5 | Elect Director Linda G. Stuntz | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
5 | Declassify the Board of Directors | Against | Against | Shareholder |
6 | Implement MacBride Principles | Against | Against | Shareholder |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Executive Pension Benefit to Vote | Against | Against | Shareholder |
9 | Limit Executive Compensation | Against | Against | Shareholder |
REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: | ELNVY | Security ID: | NL0000349488 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Documents Received | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Approve Dividends of EUR 0.30 per Ordinary Share | For | Did Not Vote | Management |
6 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
7.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
7.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
8 | Reelect Deloitte Accountants as Auditors | For | Did Not Vote | Management |
9.1 | Reelect Lord Sharman as Member of Supervisory Board | For | Did Not Vote | Management |
9.2 | Reelect R. Stomberg as Member of Supervisory Board | For | Did Not Vote | Management |
9.3 | Reelect M. Tabaksblat as Member of Supervisory Board | For | Did Not Vote | Management |
10 | Reelect G. van de Aast as Member of Management Board | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.1 | Grant Board Authority to Issue Shares Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights for Share Issuance under Item 12.1 | For | Did Not Vote | Management |
13 | Other Business | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
139
RENTOKIL INITIAL PLC(FORMERLY RENTOKIL GROUP PLC)
Ticker: |
| Security ID: | GB0007327124 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.35 Pence Per Ordinary Share | For | For | Management |
4.1 | Re-elect Edward Brown as Director | For | For | Management |
4.2 | Re-elect Ronald Spinney as Director | For | For | Management |
4.3 | Re-elect James Wilde as Director | For | For | Management |
5 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorise 235,420,780 Ordinary Shares for Market Purchase | For | For | Management |
7 | Other Business (Non-Voting) | None | None | Management |
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: |
| Security ID: | GB0007188757 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,470,000 | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,890,000 | For | For | Management |
3 | Authorise 106.7 Million Rio Tinto plc Shares for Market Purchase | For | For | Management |
4 | Approve the Mining Companies Comparative Plan 2004 and the Rio Tinto Share Option Plan 2004 | For | For | Management |
5 | Elect Sir John Kerr as Director | For | For | Management |
6 | Re-elect Leigh Clifford as Director | For | For | Management |
7 | Re-elect Guy Elliott as Director | For | For | Management |
8 | Re-elect Sir Richard Sykes as Director | For | For | Management |
9 | Re-elect Sir Richard Giordano as Director | For | For | Management |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Management |
11 | Approve Remuneration Report | For | For | Management |
12 | Accept Financial Statements and Statutory Reports | For | For | Management |
140
ROHM CO. LTD.
Ticker: |
| Security ID: | JP3982800009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 42.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | Against | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
3.5 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 35.7 Pence Per Share | For | For | Management |
4 | Re-elect Emilio Botin as Director | For | For | Management |
5 | Re-elect Lawrence Fish as Director | For | For | Management |
6 | Re-elect Sir Angus Grossart as Director | For | For | Management |
7 | Re-elect Sir George Mathewson as Director | For | For | Management |
8 | Re-elect Gordon Pell as Director | For | For | Management |
9 | Re-elect Iain Robertson as Director | For | For | Management |
10 | Re-elect Sir Iain Vallance as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 | For | For | Management |
15 | Authorise 296,544,152 Ordinary Shares for Market Purchase | For | For | Management |
16 | Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares | For | For | Management |
17 | Amend Articles Re: Preference Shares | For | For | Management |
141
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: |
| Security ID: | GB0000492412 |
Meeting Date: | JUL 8, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.61 Pence Per Ordinary Share | For | For | Management |
4 | Reelect Lawrence Christensen as Director | For | For | Management |
5 | Reelect Richard Williams as Director | For | Abstain | Management |
6 | Reelect Peter Foy as Director | For | For | Management |
7 | Elect Sharon Hintze as Director | For | For | Management |
8 | Elect Peter Smith as Director | For | For | Management |
9 | Ratify KPMG Audit Plc as Auditors | For | For | Management |
10 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
11 | Authorize Ten Percent of the Issued Ordinary Share Capital for Share Repurchase Program | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 100.5 Million | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 13.2 Million | For | For | Management |
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | Against | Shareholder |
142
SCOTTISH & SOUTHERN ENERGY PLC (FRM.HYDRO ELECTRIC POWER PLC
Ticker: | SCTZ40 | Security ID: | GB0007908733 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 24.5 Pence Per Ordinary Share | For | For | Management |
4 | Elect Gregor Alexander as Director | For | For | Management |
5 | Elect Rene Medori as Director | For | For | Management |
6 | Elect Susan Rice as Director | For | For | Management |
7 | Elect Robert Smith as Director | For | For | Management |
8 | Reelect Colin Hood as Director | For | For | Management |
9 | Reelect David Payne as Director | For | For | Management |
10 | Reelect David Sigsworth as Director | For | For | Management |
11 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Increase in Remuneration of Nonexecutive Directors to GBP 400,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21,452,330 | For | For | Management |
14 | Authorize 85,809,319 Ordinary Shares for Share Repurchase Program | For | For | Management |
SEKISUI HOUSE LTD.
Ticker: |
| Security ID: | JP3420600003 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | JAN 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 9, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
143
SEMPRA ENERGY
Ticker: | SRE | Security ID: | 816851109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen L. Baum | For | For | Management |
1.2 | Elect Director Wilford D. Godbold, Jr. | For | For | Management |
1.3 | Elect Director Richard G. Newman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
SHELL TRANSPORT AND TRADING COMPANY PLC (THE)
Ticker: | SC | Security ID: | GB0008034141 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Against | Management |
3 | Elect Malcolm Brinded as Director | For | For | Management |
4 | Re-elect Eileen Buttle as Director | For | For | Management |
5 | Re-elect Luis Giusti as Director | For | For | Management |
6 | Re-elect Nina Henderson as Director | For | For | Management |
7 | Re-elect Lord Oxburgh as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Authorise 483 Million Ordinary Shares for Market Purchase | For | For | Management |
144
SHOPPERS DRUG MART CORP
Ticker: | SC. | Security ID: | CA82509W1032 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect G. K. Murphy, J. Bekenstein, K. Davis, J. H. Greene, Jr., F. McKenna, D. Metcalf, P. E. Raether, S. C. Schnabel, L. J. Thompson and D. M. Williams as Directors | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Enact By-law No. 2B | For | For | Management |
4 | Institute ‘Common Sense’ Compensation | Against | Against | Shareholder |
SOMPO JAPAN INSURANCE INC. (FORMERLY YASUDA FIRE & MARINE IN
Ticker: |
| Security ID: | JP3932400009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 8.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
4.5 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
145
SUEZ SA(FORMERLY SUEZ LYONNAISE DES EAUX)
Ticker: |
| Security ID: | FR0000120529 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Treatment of Losses and Dividends of EUR 1.065 per Share | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
5 | Reelect Gerhard Cromme as Director | For | For | Management |
6 | Reelect Etienne Davignon as Director | For | For | Management |
7 | Reelect Albert Frere as Director | For | For | Management |
8 | Reelect Jean Peyrelevade as Director | For | For | Management |
9 | Reelect Edmond Alphandery as Director | For | For | Management |
10 | Elect Rene Carron as Director | For | For | Management |
11 | Elect Thierry Rudder as Director | For | For | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
17 | Approve Issuance of Up to 15 Million Shares to Spring Multiple 2004 SCA in Connection with Share Purchase Plan for Employees of International Subsidiaries | For | For | Management |
18 | Approve Stock Option Plan Grants | For | Against | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: |
| Security ID: | JP3890350006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | Against | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | Against | Management |
146
SUNCOR ENERGY INC
Ticker: | SU. | Security ID: | CA8672291066 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mel E. Benson | For | For | Management |
1.2 | Elect Director Brian A. Canfield | For | For | Management |
1.3 | Elect Director Susan E. Crocker | For | For | Management |
1.4 | Elect Director Bryan P. Davies | For | For | Management |
1.5 | Elect Director Brian A. Felesky | For | For | Management |
1.6 | Elect Director John T. Ferguson | For | For | Management |
1.7 | Elect Director W. Douglas Ford | For | For | Management |
1.8 | Elect Director Richard L. George | For | For | Management |
1.9 | Elect Director John R. Huff | For | For | Management |
1.10 | Elect Director Robert W. Korthals | For | For | Management |
1.11 | Elect Director M. Ann McCaig | For | For | Management |
1.12 | Elect Director Michael W. O’Brien | For | For | Management |
1.13 | Elect Director JR Shaw | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit New Participants in the Senior Executive Retirement Plan to a Shareholder Vote | Against | Against | Shareholder |
SVENSKA CELLULOSA AB (SCA)
Ticker: | SVCBY | Security ID: | SE0000112724 |
Meeting Date: | APR 1, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
7.2 | Approve Allocation of Income and Dividends of SEK 10.50 Per Share | For | Did Not Vote | Management |
7.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
8 | Determine Number of Members (7) and Deputy Members (0) of Board; Approve Remuneration of Directors in the Aggregate Amount of SEK 3.1 Million | For | Did Not Vote | Management |
9 | Reelect Rolf Boerjesson, Soeren Gyll, Tom Hedelius, Sverker Martin-Loef, Anders Nyren, Indra Aasander, and Jan Aastroem as Directors | For | Did Not Vote | Management |
10 | Determine Number of Auditors (1) and Deputy Auditors (0); Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Ratify PricewaterhouseCoopers AB as Auditors | For | Did Not Vote | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital; Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
13.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
13.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
147
SWEDISH MATCH AB
Ticker: | SWMAY | Security ID: | SE0000310336 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Committee Reports | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of SEK 1.70 Per Share | For | Did Not Vote | Management |
9 | Approve Stock Option Plan for Key Employees | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Approve Reissuance of 1.2 Million Repurchased Shares for 2003 Stock Option Plan | For | Did Not Vote | Management |
12 | Approve SEK 36 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
13 | Approve Discharge of Board and President | For | Did Not Vote | Management |
14 | Determine Number of Members (6) and Deputy Members (0) of Board | For | Did Not Vote | Management |
15 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Board Members; Approve Remuneration of SEK 400,000 for Committee Work | For | Did Not Vote | Management |
16 | Reelect Bernt Magnusson, Jan Blomberg, Tuve Johannesson, Arne Jurbrant, and Meg Tiveus as Directors; Elect Karsten Slotte as New Director | For | Did Not Vote | Management |
17 | Determine Number of Auditors and Deputy Auditors | For | Did Not Vote | Management |
18 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
19 | Ratify KPMG Bolins AB (Thomas Thiel) as Auditors | For | Did Not Vote | Management |
20 | Elect Bernt Magnusson, Bjoern Franzon, Marianne Nilsson, and Staffan Grefbaeck as Members of Nominating Committee | For | Did Not Vote | Management |
21 | Amend Articles Re: Authorize Board to Appoint One or More Special Auditors in Connection with Certain Transactions | For | Did Not Vote | Management |
148
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: |
| Security ID: | CH0012332372 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | For | Management |
4 | Approve Creation of CHF 2 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
5.1a | Reelect George Farr and Rajna Gibson as Directors | For | For | Management |
5.1b | Elect Kaspar Villiger as Director | For | For | Management |
5.2 | Reelect PricewaterhouseCoopers Ltd as Auditors | For | For | Management |
TAKEDA CHEMICAL INDUSTRIES LTD.
Ticker: |
| Security ID: | JP3463000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 36, Final JY 41, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name in English to Takeda Pharmaceutical Co. Ltd. – Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
149
TESCO PLC
Ticker: |
| Security ID: | 0884709 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.77 Pence Per Ordinary Share | For | For | Management |
4 | Amend Articles of Association Re: Director’s Retirement Age | For | For | Management |
5 | Re-elect Charles Allen as Director | For | For | Management |
6 | Re-elect Philip Clarke as Director | For | For | Management |
7 | Re-elect Harald Einsmann as Director | For | For | Management |
8 | Re-elect Veronique Morali as Director | For | For | Management |
9 | Re-elect Graham Pimlott as Director | For | For | Management |
10 | Elect Richard Brasher as Director | For | For | Management |
11 | Elect Ken Hydon as Director | For | For | Management |
12 | Elect Mervyn Davies as Director | For | For | Management |
13 | Elect David Reid as Director | For | For | Management |
14 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
15 | Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 | For | For | Management |
16 | Approve Scrip Dividend | For | For | Management |
17 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million | For | For | Management |
19 | Authorise 768.44 Million Ordinary Shares for Market Purchase | For | For | Management |
20 | Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
21 | Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
22 | Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
23 | Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
24 | Approve the Tesco PLC Performance Share Plan 2004 | For | For | Management |
25 | Approve the Tesco PLC 2004 Discretionary Share Option Plan | For | For | Management |
150
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
6 | Authorize Issuance of Bonds/Debentures | For | For | Management |
7 | Reelect Thierry Desmarest as Director | For | For | Management |
8 | Reelect Thierry de Rudder as Director | For | For | Management |
9 | Reelect Serge Tchuruk as Director | For | For | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | For | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | Against | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | Against | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | Against | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | For | Management |
15 | Ratify KPMG Audit as Auditors | For | For | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | For | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | For | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | For | Management |
19 | Approve Stock Option Plan Grants | For | For | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | For | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
151
TOYOTA INDUSTRIES CORP. (FORMERLY TOYODA AUTOMATIC LOOM WORKS)
Ticker: |
| Security ID: | JP3634600005 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12, Final JY 12, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Against | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | Against | Management |
3.3 | Appoint Internal Statutory Auditor | For | Against | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Approve Special Bonus for Family of Deceased Statutory Auditor and Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
TOYOTA MOTOR CORP.
Ticker: | TM | Security ID: | 6900643 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 25, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Authorize Share Repurchase Program | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Special Bonus for Family of Deceased Director | For | For | Management |
7 | Approve Alternate Allocation of Income, with a Final Dividend of JY 40 Per Share | Against | For | Shareholder |
8 | Amend Articles of Incorporation to Require Disclosure of Individual Compensation Levels of Directors and Statutory Auditors | Against | For | Shareholder |
9 | Amend Articles of Incorporation to Prohibit Corporate Donations to Political Parties and Political Fundraising Groups | Against | Against | Shareholder |
152
TPG NV (FORMERLY TNT POST GROUP NV)
Ticker: | TP | Security ID: | NL0000009058 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Presentation by M. Bakker | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Discussion about Company’s Corporate Governance Policy | None | Did Not Vote | Management |
5.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5.2 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
5.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
5.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.5 | Authorize Board to Prepare Annual Report in English | For | Did Not Vote | Management |
6.1 | Ratify Previous Appointment of D. Kulik and M. Lombard as New Members to the Management Board | For | Did Not Vote | Management |
6.2 | Reelect M. Bakker to Management Board | For | Did Not Vote | Management |
7 | Approve Remuneration Policy for Management Board | For | Did Not Vote | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board | None | Did Not Vote | Management |
8.2 | Reelect R. Abrahamsen to Supervisory Board | For | Did Not Vote | Management |
8.3 | Receive Announcement of Resignation of J. Hommem from Supervisory Board | None | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue All Preference B Shares as well as Ordinary Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights from Ordinary Share Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Receive Announcement on the Conclusions of Three-Year Assessment of the Functioning of the External Auditor | None | Did Not Vote | Management |
12 | Amend Articles Re: Add Indemnity Clause to Indemnify Members of Management Board and Supervisory Board | For | Did Not Vote | Management |
13 | Allow Questions | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
153
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G406 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
154
UNIBAIL HOLDING(FRMLY UNIBAIL)
Ticker: |
| Security ID: | FR0000124711 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 3.50 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Reelect Jean-Claude Jolain as Director | For | For | Management |
6 | Reelect Henri Moulard as Director | For | For | Management |
7 | Reelect Jean-Jacques Rosa as Director | For | For | Management |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | For | For | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
11 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance of Maximum 60 Million Shares Pursuant to Share Option Scheme In Favor of Managers/Directors of the Group | For | Did Not Vote | Management |
2 | Approve Issuance of Maximum 104.85 Million Shares Pursuant to Share Option Scheme In Favor of Employees of the Group | For | Did Not Vote | Management |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Appoint Internal Statutory Auditors, Chairman, and Two Alternate Auditors | For | Did Not Vote | Management |
5 | Approve Annual Remuneration of Internal Statutory Auditors | For | Did Not Vote | Management |
6 | Elect External Auditors, KPMG Spa, and Fix Remuneration of Auditors | For | Did Not Vote | Management |
155
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | JUN 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations; Introduce One New Article in the Bylaws; Cancel Rules Governing General Meetings As Part of the Company’s Bylaws | For | Did Not Vote | Management |
1 | Approve Rules Governing General Meetings | For | Did Not Vote | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
Ticker: | UPM | Security ID: | FI0009005987 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
1.2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.3 | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1.7 | ElectDirectors | For | Did Not Vote | Management |
1.8 | Appoint Auditors and Deputy Auditors | For | Did Not Vote | Management |
2 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
3 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
4 | Approve Issuance of Shares and/or Convertible Bonds Up to EUR 178 Million Nominal Value without Preemptive Rights | For | Did Not Vote | Management |
156
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George S. Abrams | For | For | Management |
1.2 | Elect Director David R. Andelman | For | For | Management |
1.3 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.4 | Elect Director William S. Cohen | For | For | Management |
1.5 | Elect Director Philippe P. Dauman | For | For | Management |
1.6 | Elect Director Alan C. Greenberg | For | For | Management |
1.7 | Elect Director Mel Karmazin | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director David T. McLaughlin | For | For | Management |
1.10 | Elect Director Shari Redstone | For | For | Management |
1.11 | Elect Director Sumner M. Redstone | For | For | Management |
1.12 | Elect Director Frederic V. Salerno | For | For | Management |
1.13 | Elect Director William Schwartz | For | For | Management |
1.14 | Elect Director Patty Stonesifer | For | For | Management |
1.15 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
VNU (NV VERENIGD BEZIT VNU)
Ticker: | VNULY | Security ID: | NL0000389872 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Report of Management Board | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4.1 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
4.2 | Approve Dividends | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6.1 | Grant Board Authority to Issue Common and Seven Percent Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
6.2 | Grant Board Authority to Issue All Authorized Yet Unissued Preference B Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
6.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance of Common Shares Under Item 6.1 | For | Did Not Vote | Management |
7 | Ratify Auditors | For | Did Not Vote | Management |
8 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
9 | Approve Remuneration of Management Board | For | Did Not Vote | Management |
10 | Reelect P. Elverding and J. Brentjes to Supervisory Board | For | Did Not Vote | Management |
11 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
12 | Other Business | None | Did Not Vote | Management |
13 | Close Meeting | None | Did Not Vote | Management |
157
VODAFONE GROUP PLC
Ticker: |
| Security ID: | GB0007192106 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Reelect Lord MacLaurin of Knebworth as Director | For | For | Management |
4 | Reelect Kenneth Hydon as Director | For | For | Management |
5 | Reelect Thomas Geitner as Director | For | For | Management |
6 | Reelect Alec Broers as Director | For | For | Management |
7 | Reelect Juergen Schrempp as Director | For | For | Management |
8 | Elect John Buchanan as Director | For | For | Management |
9 | Approve Final Dividend of 0.8983 Pence Per Share | For | For | Management |
10 | Ratify Deloitte and Touche as Auditors | For | For | Management |
11 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
12 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 | For | For | Management |
15 | Authorize 6,800,000,000 Shares for Share Repurchase Program | For | For | Management |
158
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James W. Breyer | For | For | Management |
1.2 | Elect Director M. Michele Burns | For | For | Management |
1.3 | Elect Director Thomas M. Coughlin | For | For | Management |
1.4 | Elect Director David D. Glass | For | For | Management |
1.5 | Elect Director Roland A. Hernandez | For | For | Management |
1.6 | Elect Director Dawn G. Lepore | For | For | Management |
1.7 | Elect Director John D. Opie | For | For | Management |
1.8 | Elect Director J. Paul Reason | For | For | Management |
1.9 | Elect Director H. Lee Scott, Jr. | For | For | Management |
1.10 | Elect Director Jack C. Shewmaker | For | For | Management |
1.11 | Elect Director Jose H. Villarreal | For | For | Management |
1.12 | Elect Director John T. Walton | For | For | Management |
1.13 | Elect Director S. Robson Walton | For | For | Management |
1.14 | Elect Director Christopher J. Williams | For | For | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
7 | Prepare Sustainability Report | Against | Against | Shareholder |
8 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
9 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder |
10 | Prepare Diversity Report | Against | Against | Shareholder |
11 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | For | Management |
1.11 | Elect Director Judith M. Runstad | For | For | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | For | Management |
2 | Approve Retirement Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
159
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WOLTERS KLUWER NV
Ticker: | WTKWY | Security ID: | NL0000395887 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Receive Report of Management Board | None | Did Not Vote | Management |
2.2 | Receive Report of Supervisory Board | None | Did Not Vote | Management |
2.3 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.4 | Approve Allocation of Income and Dividends of EUR 0.55 Per Share | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.1 | Reelect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
5.2 | Elect H. Scheffers to Supervisory Board | For | Did Not Vote | Management |
6.1 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
6.2 | Approve Long-Term Incentive Plan for Management Board Members | For | Did Not Vote | Management |
7 | Grant Board Authority to Issue Up to 20 Percent of the Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9 | Other Business | None | Did Not Vote | Management |
10 | Close Meeting | None | Did Not Vote | Management |
160
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
UBS HIGH YIELD FUND
ALAMOSA HOLDINGS, INC.
Ticker: | APCS | Security ID: | 011589207 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ray M. Clapp, Jr. | For | For | Management |
1.2 | Elect Director John F. Otto, Jr. | For | For | Management |
1.3 | Elect Director Jimmy R. White | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
METAL MANAGEMENT, INC.
Ticker: | MTLMQ | Security ID: | 591097209 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Albert A. Cozzi | For | For | Management |
1.2 | Elect Director Daniel W. Dienst | For | For | Management |
1.3 | Elect Director John T. DiLacqua | For | For | Management |
1.4 | Elect Director Kevin P. McGuinness | For | For | Management |
1.5 | Elect Director Harold J. Rouster | For | For | Management |
2 | Ratify Auditors | For | For | Management |
161
ORION REFINING CORPORATION
Ticker: |
| Security ID: | 686287AA1 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Written Consent |
Record Date: | MAY 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | PLAN OF LIQUIDATION | For | For | Management |
SOUTHERN ENERGY INC.
Ticker: |
| Security ID: | 842815AC6 |
Meeting Date: | JUL 14, 2003 | Meeting Type: | Special |
Record Date: | MAY 30, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Change Stock Exchange Listing | None | For | Management |
2 | Change Stock Exchange Listing | None | For | Management |
UBS INTERNATIONAL EQUITY FUND
ABBEY NATIONAL PLC
Ticker: | ABYNY | Security ID: | GB0000044551 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Approve Final Dividend of 16.67 Pence Per Share | For | Did Not Vote | Management |
4.1 | Elect Priscilla Vacassin as Director | For | Did Not Vote | Management |
4.2 | Elect Angus Porter as Director | For | Did Not Vote | Management |
4.3 | Elect Tony Wyatt as Director | For | Did Not Vote | Management |
4.4 | Elect Gerard Murphy as Director | For | Did Not Vote | Management |
4.5 | Elect Geoffrey Cooper as Director | For | Did Not Vote | Management |
5.1 | Re-elect Yasmin Jetha as Director | For | Did Not Vote | Management |
5.2 | Re-elect Mark Pain as Director | For | Did Not Vote | Management |
5.3 | Re-elect Leon Allen as Director | For | Did Not Vote | Management |
6 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | Did Not Vote | Management |
7 | Authorise Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
8 | Authorise EU Political Donations up to GBP 150,000 and EU Political Expenditure up to GBP 150,000 | For | Did Not Vote | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 703,722,815; USD 9,820,000; and EUR 10,000,000 | For | Did Not Vote | Management |
10 | Approve Abbey Performance Share Plan | For | Did Not Vote | Management |
11 | Authorise 146,277,184 Ordinary Shares for Market Purchase | For | Did Not Vote | Management |
12.1 | Authorise 125,000,000 8.625% Sterling Preference Shares for Market Purchase | For | Did Not Vote | Management |
12.2 | Authorise 200,000,000 10.375% Sterling Preference Shares for Market Purchase | For | Did Not Vote | Management |
12.3 | Authorise 18,000,000 Series B Dollar Preference Shares for Market Purchase | For | Did Not Vote | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,313,859 | For | Did Not Vote | Management |
162
ABN AMRO HOLDING NV
Ticker: | ABN | Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board | None | Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business | None | Did Not Vote | Management |
163
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Receive Auditors Report | None | None | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share | For | For | Management |
5 | Approve Discharge of Board and Senior Management | For | Against | Management |
6.1 | Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors | For | For | Management |
6.2.1 | Ratify Ernst and Young as Auditors | For | For | Management |
6.2.2 | Ratify OBT AG as Special Auditors | For | For | Management |
7 | Amend Articles Re: Remove Voting Restrictions | For | For | Management |
ALCAN INC.
Ticker: | AL. | Security ID: | CA0137161059 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Berger | For | For | Management |
1.2 | Elect Director L.D. Desautels | For | For | Management |
1.3 | Elect Director T. Engen | For | For | Management |
1.4 | Elect Director L.Y. Fortier | For | For | Management |
1.5 | Elect Director J.P. Jacamon | For | For | Management |
1.6 | Elect Director W.R. Loomis | For | For | Management |
1.7 | Elect Director Y. Mansion | For | For | Management |
1.8 | Elect Director C. Morin-Postel | For | For | Management |
1.9 | Elect Director J.E. Newall | For | For | Management |
1.10 | Elect Director G. Saint-Pierre | For | For | Management |
1.11 | Elect Director G. Schulmeyer | For | For | Management |
1.12 | Elect Director P.M. Tellier | For | For | Management |
1.13 | Elect Director M.K. Wong | For | For | Management |
2 | Approve Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Management |
164
ALLIANCE UNICHEM PLC (FRM.UNICHEM PLC)
Ticker: |
| Security ID: | GB0009165720 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 11 Pence Per Share | For | For | Management |
4 | Re-elect Jeff Harris as Director | For | For | Management |
5 | Re-elect Ken Clarke as Director | For | For | Management |
6 | Re-elect Geoff Cooper as Director | For | For | Management |
7 | Re-elect George Fairweather as Director | For | For | Management |
8 | Elect Per Utnegaard as Director | For | For | Management |
9 | Elect Adrian Loader as Director | For | For | Management |
10 | Elect Manfred Stach as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
12 | Approve Waiver on Tender-Bid Requirement | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,222,518.90 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,753,505.50 | For | For | Management |
15 | Approve Scrip Dividend | For | For | Management |
16 | Approve Increase in Remuneration of Non-Executive Directors from GBP 300,000 to GBP 500,000 | For | For | Management |
17 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 75,000 | For | For | Management |
ALLIANZ AG (FORMERLY ALLIANZ HOLDING AG)
Ticker: |
| Security ID: | DE0008404005 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management |
3 | Approve Discharge of Management Board | For | For | Management |
4 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights | For | For | Management |
6 | Approve Employee Stock Purchase Plan | For | For | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
8 | Authorize Repurchase of Issued Share Capital for Trading Purposes | For | For | Management |
9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management |
10 | Approve Affiliation Agreements with Subsidiaries (Jota-Vermoegensverwaltungsgesellschaft mbH) | For | For | Management |
165
ASSICURAZIONI GENERALI SPA
Ticker: |
| Security ID: | IT0000062072 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Elect Directors For the Three-Year Term 2004-2006 | For | Did Not Vote | Management |
1 | Amend Articles of Association | For | Did Not Vote | Management |
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | GB0009895292 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share | For | For | Management |
3 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
4 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
5a | Re-elect Percy Barnevik as Director | For | For | Management |
5b | Re-elect Hakan Mogren as Director | For | For | Management |
5c | Re-elect Sir Tom McKillop as Director | For | For | Management |
5d | Re-elect Jonathan Symonds as Director | For | For | Management |
5e | Re-elect Sir Peter Bonfield as Director | For | For | Management |
5f | Re-elect John Buchanan as Director | For | For | Management |
5g | Re-elect Jane Henney as Director | For | For | Management |
5h | Elect Michele Hooper as Director | For | For | Management |
5i | Elect Joe Jimenez as Director | For | For | Management |
5j | Re-elect Erna Moller as Director | For | For | Management |
5k | Re-elect Dame Bridget Ogilvie as Director | For | For | Management |
5l | Elect Louis Schweitzer as Director | For | For | Management |
5m | Re-elect Marcus Wallenberg as Director | For | Against | Management |
6 | Approve Remuneration Report | For | For | Management |
7 | Adopt New Articles of Association | For | For | Management |
8 | Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 | For | For | Management |
11 | Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase | For | For | Management |
12 | Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 | For | For | Management |
166
AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: | ANZ | Security ID: | AU000000ANZ3 |
Meeting Date: | AUG 13, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Confirm Member Approval to the Buy-Back Agreement Relating to the Redeemable Preference Shares Issued by the Company in 1998 | For | For | Management |
2 | Amend Constitution | For | For | Management |
3 | Approve Issuance of 12.5 Million Reset Convertible Preference Shares | For | For | Management |
AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: | ANZ | Security ID: | AU000000ANZ3 |
Meeting Date: | DEC 19, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | None | None | Management |
2a | Reelect C Dahlsen as Director | For | For | Management |
2b | Reelect CB Goode as Director | For | For | Management |
2c | Elect Shareholder Nominee J I Buckland as Director | Against | Against | Shareholder |
167
AUSTRALIAN GAS LIGHT (AGL)
Ticker: |
| Security ID: | AU000000AGL7 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports For the Year Ended June 30, 2003 | None | None | Management |
2a | Elect Ronald Brierley as Director | For | For | Management |
2b | Elect G. J. Reaney as Director | For | For | Management |
3 | Approve the Acquisition by G. J. W. Martin of Rights Under the Long-Term Incentive Plan for June 30, 2003 | For | For | Management |
4 | Approve Increase in Remuneration of Directors in the Amount of AUD 1.2 Million Per Annum | For | For | Management |
AVENTIS SA (FORMERLY RHONE-POULENC)
Ticker: | AVE.X | Security ID: | FR0000130460 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.23 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Ratify Yves Nicolas as Alternate Auditor | For | For | Management |
7 | Amend Article 7 to Reflect 2003 Legal Changes Re: Shareholding Disclosure Requirement | For | Against | Management |
8 | Amend Article 11 to Set Term of Management Board Members at Three Years, Down From Five Years Previously | For | For | Management |
9 | Amend Article 13 to Set Term of Supervisory Board Members at Three Years, Down From Five Years Previously | For | For | Management |
10 | Reelect Jean-Marc Bruel as Supervisory Board Member | For | For | Management |
11 | Reelect Martin Fruhauf as Supervisory Board Member | For | For | Management |
12 | Reelect Serge Kampf as Supervisory Board Member | For | For | Management |
13 | Reelect Hubert Markl as Supervisory Board Member | For | For | Management |
14 | Reelect Gunter Metz as Supervisory Board Member | For | For | Management |
15 | Reelect Didier Pineau-Valencienne as Supervisory Board Member | For | For | Management |
16 | Reelect Seham Razzouqi as Supervisory Board Member | For | For | Management |
17 | Reelect Michel Renault as Supervisory Board Member | For | For | Management |
18 | Reelect Hans-Jurgen Schinzler as Supervisory Board Member | For | For | Management |
19 | Reelect Marc Vienot as Supervisory Board Member | For | For | Management |
20 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
168
BALFOUR BEATTY PLC (FORMERLY BICC PLC)
Ticker: |
| Security ID: | GB0000961622 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Approve Final Dividend of 3.4 Pence Per Ordinary Share | For | Did Not Vote | Management |
4 | Re-elect Sir David John as Director | For | Did Not Vote | Management |
5 | Re-elect Robert Walvis as Director | For | Did Not Vote | Management |
6 | Re-elect Michael Welton as Director | For | Did Not Vote | Management |
7 | Elect Chalmers Carr as Director | For | Did Not Vote | Management |
8 | Elect Gordon Sage as Director | For | Did Not Vote | Management |
9 | Elect Christoph Von Rohr as Director | For | Did Not Vote | Management |
10 | Re-appoint Deloitte and Touche LLP as Auditors | For | Did Not Vote | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 70,086,274 | For | Did Not Vote | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,512,941 | For | Did Not Vote | Management |
13 | Authorise 42,051,764 Ordinary Shares and 22,448,679 Convertible Preference Shares for Market Purchase | For | Did Not Vote | Management |
14 | Authorise EU Political Donations and EU Political Expenditure up to Aggregate Nominal Amount of GBP 25,000 Per Annum | For | Did Not Vote | Management |
15 | Approve Reduction of Share Premium Account to GBP 148,161,291.30; and Cancellation of the Capital Redemption Reserve | For | Did Not Vote | Management |
169
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: | BBV | Security ID: | ES0113211835 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Distribution of Dividend, and Discharge Directors | For | Did Not Vote | Management |
2 | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Did Not Vote | Management |
3 | Authorize Issuance of Bonds up to Aggregate Nominal Amount of EUR 71.8 Billion | For | Did Not Vote | Management |
4 | Amend Articles 24, 29, 31, 34, 35, 37, 38, 45 Re: Attendance Rights, Shareholder Information Rights, Adoption of Agreements, Board Election and Size, Board Member Requirements, Board Vacancies, Chairman and Secretary, Creation and Composition of Board | For | Did Not Vote | Management |
5 | Approve General Meeting Guidelines; Information Re: Board Guidelines | For | Did Not Vote | Management |
6 | Approve Listing (or Delisting) of Shares on Secondary/Foreign Exchanges | For | Did Not Vote | Management |
7 | Authorize Repurchase of Shares and Subsequent Cancellation of Repurshased Shares | For | Did Not Vote | Management |
8 | Reelect Deloitte & Touche Espana, S.L. as Auditors | For | Did Not Vote | Management |
9 | Elect Jose Antonio Fernandez Rivero and Carlos Loring as New Directors; Reelect Directors | For | Did Not Vote | Management |
10 | Approve Fund Transfer to Employee Retirement Fund | For | Did Not Vote | Management |
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
170
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: | SBP | Security ID: | ES0113900J37 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Reelect and Ratify Management Board | For | Did Not Vote | Management |
4 | Reelect Deloitte & Touche Espana SL as Auditors | For | Did Not Vote | Management |
5 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
6 | Amend Articles 8,15,16,22,and 23 Re: Share Registry Entity, Elimination of Shareholding Requirement to Attend Shareholder Meetings, Remote Voting and Attendance; Add New Article and Change Numeration of Company’s By-Laws | For | Did Not Vote | Management |
7 | Approve New General Meeting Guidelines | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Did Not Vote | Management |
9 | Authorize Issuance of Non-Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
11 | Accept Board Guidelines Report | For | Did Not Vote | Management |
BANK OF IRELAND GROUP
Ticker: | IRE | Security ID: | IE0030606259 |
Meeting Date: | JUL 9, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive and Consider Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm and Declare a Final Dividend | For | For | Management |
3a | Reelect Roy Bailie as a Director | For | For | Management |
3b | Reelect Laurence Crowley as a Director | For | For | Management |
3c | Reelect Donal Geaney as a Director | For | For | Management |
3d | Reelect Denis O’Brien as a Director | For | For | Management |
3e | Reelect John O’Donovan as a Director | For | For | Management |
4 | Authorize Board to Fix Remuneration of the Auditors | For | For | Management |
5 | Authorize Repurchase 98,493,220 Ordinary Shares; 1,876,090 Sterling Preference Shares; and 3,026,598 Euro Preference Shares | For | For | Management |
6 | Authorize Reissuance of Repurchased Shares | For | For | Management |
7 | Authorize Board to Allot Up to EUR 31.84 million in Equity Securities for Cash without Preemptive Rights | For | For | Management |
8 | Authorize Board to Allot Equity Securities Representing 15 Percent of the Issued Share Capital, without Preemptive Rights, For Purposes Other Than Cash | For | For | Management |
171
BANK OF NOVA SCOTIA
Ticker: | BNS. | Security ID: | CA0641491075 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual/Special |
Record Date: | JAN 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect R. A. Brenneman as a Director | For | For | Management |
1.2 | Elect C. J. Chen as a Director | For | For | Management |
1.3 | Elect N. A. Everett as a Director | For | For | Management |
1.4 | Elect M. K. Goodrich as a Director | For | For | Management |
1.5 | Elect J. C. Kerr as a Director | For | For | Management |
1.6 | Elect M. J. L. Kirby as a Director | For | For | Management |
1.7 | Elect L. Lemaire as a Director | For | For | Management |
1.8 | Elect J. T. Mayberry as a Director | For | For | Management |
1.9 | Elect B. J. McDougall as a Director | For | For | Management |
1.10 | Elect E. Parr-Johnston as a Director | For | For | Management |
1.11 | Elect A. R. A. Scace as a Director | For | For | Management |
1.12 | Elect G. W. Schwartz as a Director | For | For | Management |
1.13 | Elect A. C. Shaw as a Director | For | For | Management |
1.14 | Elect P. D. Sobey as a Director | For | For | Management |
1.15 | Elect R. E. Waugh as a Director | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP and KPMG LLP as Auditors | For | For | Management |
3 | Amend By-Law Relating to the Remuneration of Directors | For | For | Management |
4 | Amend Stock Option Plan | For | For | Management |
5 | By-Law Prohibiting CEO from Sitting on Other Boards | Against | Against | Shareholder |
6 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
7 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercise | Against | Against | Shareholder |
BARCLAYS PLC
Ticker: | MVCI | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Sir Richard Broadbent as Director | For | For | Management |
4 | Elect Roger Davis as Director | For | For | Management |
5 | Elect Gary Hoffman as Director | For | For | Management |
6 | Elect Naguib Kheraj as Director | For | For | Management |
7 | Elect David Roberts as Director | For | For | Management |
8 | Re-elect Sir Peter Middleton as Director | For | For | Management |
9 | Re-elect Stephen Russell as Director | For | For | Management |
10 | Re-elect Christopher Lendrum as Director | For | For | Management |
11 | Re-elect Sir Brian Jenkins as Director | For | For | Management |
12 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
13 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 | For | For | Management |
15 | Authorise 984,600,000 Ordinary Shares for Market Purchase | For | For | Management |
172
BCE INC.
Ticker: | BCE. | Security ID: | CA05534B1094 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andre Berard | For | For | Management |
1.2 | Elect Director Ronald Brenneman | For | For | Management |
1.3 | Elect Director Richard Currie | For | For | Management |
1.4 | Elect Director Anthony Fell | For | For | Management |
1.5 | Elect Director Donna Kaufman | For | For | Management |
1.6 | Elect Director Thomas Kierans | For | For | Management |
1.7 | Elect Director Brian Levitt | For | For | Management |
1.8 | Elect Director Edward Lumley | For | For | Management |
1.9 | Elect Director Judith Maxwell | For | For | Management |
1.10 | Elect Director John McArthur | For | For | Management |
1.11 | Elect Director Thomas O’Neill | For | For | Management |
1.12 | Elect Director Robert Pozen | For | For | Management |
1.13 | Elect Director Michael Sabia | For | For | Management |
1.14 | Elect Director Paul Tellier | For | For | Management |
1.15 | Elect Director Victor Young | For | For | Management |
2 | Appoint Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Disclose Director Nominee Directorships for Past Five Years | For | For | Shareholder |
4 | Prohibit CEO from Sitting on Other Boards | Against | Against | Shareholder |
5 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
6 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercises | Against | Against | Shareholder |
7 | Prohibit Auditors from Providing Non-Audit Services | Against | Against | Shareholder |
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: |
| Security ID: | FR0000131104 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.175 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion | For | For | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Reelect Louis Schweitzer as Director | For | For | Management |
8 | Reelect Lindsay Owen-Jones as Director | For | For | Management |
9 | Confirm Expiration of Term of David Peake as Director | For | For | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million | For | For | Management |
13 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Management |
14 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions | For | For | Management |
15 | Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM | For | For | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
17 | Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings | For | For | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
173
BOC GROUP PLC
Ticker: | BOX | Security ID: | GB0001081206 |
Meeting Date: | JAN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Andrew Bonfield as Director | For | For | Management |
4 | Reelect Christopher O’Donnell as Director | For | For | Management |
5 | Reelect Julie Baddeley as Director | For | For | Management |
6 | Reelect John Walsh as Director | For | For | Management |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
8 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
9 | Approve Dividend Policy | For | For | Management |
10 | Authorize EU Political Donations up to GBP 150,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 18,580,721 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 6,222,335 | For | For | Management |
13 | Authorize 49,778,680 Shares for Share Repurchase Program | For | For | Management |
14 | Amend Articles of Association Re: Treasury Shares and Directors’ Fees | For | For | Management |
174
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP.PP | Security ID: | GB0007980591 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect The Lord Browne of Madingley as Director | For | For | Management |
2 | Re-elect Byron Grote as Director | For | For | Management |
3 | Re-elect Michael Miles as Director | For | For | Management |
4 | Re-elect Sir Robin Nicholson as Director | For | For | Management |
5 | Re-elect Dick Olver as Director | For | For | Management |
6 | Re-elect Sir Ian Prosser as Director | For | For | Management |
7 | Elect Antony Burgmans as Director | For | For | Management |
8 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million | For | For | Management |
12 | Authorise 2.2 Billion Shares for Market Purchase | For | For | Management |
13 | Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company | For | For | Management |
14 | Approve Remuneration Report | For | For | Management |
15 | Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million | For | For | Management |
16 | Accept Financial Statements and Statutory Reports | For | For | Management |
17 | Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas | Against | Against | Shareholder |
BT GROUP PLC (FORMERLY BRITISH TELECOMMUNICATIONS PLC)
Ticker: | BTY | Security ID: | GB0030913577 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.25 Pence Per Share | For | For | Management |
4 | Reelect Anthony Greener as Director | For | For | Management |
5 | Reelect Louis Hughes as Director | For | For | Management |
6 | Reelect Maarten van den Bergh as Director | For | For | Management |
7 | Elect Clayton Brendish as Director | For | For | Management |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 143 Million | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21 Million | For | For | Management |
11 | Authorize 867 Million Shares for Share Repurchase Program | For | For | Management |
12 | Authorize British Telecommunications plc to Make EU Political Donations up to GBP 100,000 | For | For | Management |
175
CADBURY SCHWEPPES PLC
Ticker: | CSG | Security ID: | GB0006107006 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 8.35 Pence Per Ordinary Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect John Sunderland as Director | For | For | Management |
5 | Elect Ken Hanna as Director | For | For | Management |
6 | Re-elect Rick Braddock as Director | For | For | Management |
7 | Re-elect Roger Carr as Director | For | For | Management |
8 | Re-elect David Thompson as Director | For | For | Management |
9 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
10 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 85.27 Million | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12.92 Million | For | For | Management |
13 | Authorise 25.84 Million Ordinary Shares for Market Purchase | For | For | Management |
14 | Amend Cadbury Schweppes Share Option Plan 1994 | For | For | Management |
15 | Amend Cadbury Schweppes plc 1997 Long-Term Incentive Plan | For | For | Management |
16 | Approve Cadbury Schweppes Bonus Share Retention Plan 2004 | For | For | Management |
17 | Amend Overseas Employee Share Schemes | For | For | Management |
18 | Authorise the Board to Establish Further Employees Share Plan or Plans | For | For | Management |
176
CANADIAN NATIONAL RAILWAY CO.
Ticker: | CNR. | Security ID: | CA1363751027 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael R. Armellino | For | For | Management |
1.2 | Elect Director A. Charles Baillie | For | For | Management |
1.3 | Elect Director Hugh J. Bolton | For | For | Management |
1.4 | Elect Director Purdy Crawford | For | For | Management |
1.5 | Elect Director J.V. Raymond Cyr | For | For | Management |
1.6 | Elect Director Gordon D. Giffin | For | For | Management |
1.7 | Elect Director James K. Gray | For | For | Management |
1.8 | Elect Director E. Hunter Harrison | For | For | Management |
1.9 | Elect Director Edith E. Holiday | For | For | Management |
1.10 | Elect Director V.M. Kempston Darkes | For | For | Management |
1.11 | Elect Director Gilbert H. Lamphere | For | For | Management |
1.12 | Elect Director Denis Losier | For | For | Management |
1.13 | Elect Director Edward C. Lumley | For | For | Management |
1.14 | Elect Director David G.A. Mclean | For | For | Management |
1.15 | Elect Director Robert Pace | For | For | Management |
2 | Ratify Auditors | For | For | Management |
177
CANON INC.
Ticker: | CAJ | Security ID: | JP3242800005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 35, Special JY 0 | For | Did Not Vote | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
3.1 | Elect Director | For | Did Not Vote | Management |
3.2 | Elect Director | For | Did Not Vote | Management |
3.3 | Elect Director | For | Did Not Vote | Management |
3.4 | Elect Director | For | Did Not Vote | Management |
3.5 | Elect Director | For | Did Not Vote | Management |
3.6 | Elect Director | For | Did Not Vote | Management |
3.7 | Elect Director | For | Did Not Vote | Management |
3.8 | Elect Director | For | Did Not Vote | Management |
3.9 | Elect Director | For | Did Not Vote | Management |
3.10 | Elect Director | For | Did Not Vote | Management |
3.11 | Elect Director | For | Did Not Vote | Management |
3.12 | Elect Director | For | Did Not Vote | Management |
3.13 | Elect Director | For | Did Not Vote | Management |
3.14 | Elect Director | For | Did Not Vote | Management |
3.15 | Elect Director | For | Did Not Vote | Management |
3.16 | Elect Director | For | Did Not Vote | Management |
3.17 | Elect Director | For | Did Not Vote | Management |
3.18 | Elect Director | For | Did Not Vote | Management |
3.19 | Elect Director | For | Did Not Vote | Management |
3.20 | Elect Director | For | Did Not Vote | Management |
3.21 | Elect Director | For | Did Not Vote | Management |
3.22 | Elect Director | For | Did Not Vote | Management |
3.23 | Elect Director | For | Did Not Vote | Management |
3.24 | Elect Director | For | Did Not Vote | Management |
3.25 | Elect Director | For | Did Not Vote | Management |
3.26 | Elect Director | For | Did Not Vote | Management |
3.27 | Elect Director | For | Did Not Vote | Management |
4.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.3 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5 | Appoint Additional External Auditor | For | Did Not Vote | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Did Not Vote | Management |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | Did Not Vote | Management |
178
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Approve Treatment of Losses | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Ratify Appointment of Yann Delabriere as Director | For | For | Management |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
8 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
9 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | For | Management |
10 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
11 | Approve Issuance of Warrants with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
12 | Approve Issuance of Warrants without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
13 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
14 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | For | Management |
15 | Authorize Capital Increase for Future Exchange Offers | For | For | Management |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 451 Million | For | For | Management |
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
CAP GEMINI SA
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Board to Issue Up to 6,276,554 Shares Reserved to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Cap Gemini Share Exchange Offer | For | For | Management |
2 | Authorize Board to Issue Up to 18,829,662 Million Warrants and Up to 1,176,853 Shares to Transiciel Shareholders Who Tendered Their Transiciel Shares Pursuant to Alternative to Share Exchange Offer | For | For | Management |
3 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
179
CARLTON COMMUNICATIONS PLC
Ticker: | CCTVY | Security ID: | GB0003419255 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its Ordinary Shares | For | For | Management |
2 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its 6.5 Pence Cumulative Convertible Redeemable Preference Shares | For | For | Management |
3 | Approve ITV Approved Executive Share Option Scheme | For | For | Management |
4 | Approve ITV Unapproved Executive Share Option Plan | For | For | Management |
5 | Approve ITV Commitment Scheme | For | For | Management |
6 | Approve ITV Savings-Related Share Option Plan | For | For | Management |
7 | Approve ITV Share Incentive Plan | For | For | Management |
8 | Establish Plans for Oversea Employees of ITV | For | For | Management |
CARLTON COMMUNICATIONS PLC
Ticker: | CCTVY | Security ID: | GB0003419255 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Court |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | To Give Effect to the Scheme of Arrangement Between the Company and Holders of its Ordinary Shares | For | For | Management |
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
180
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Special |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Nomination of Directors, Voting at Meetings, Issuance of Share Certificate, Removal of Director by Ordinary Resolution | For | For | Management |
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$1.30 Per Share | For | For | Management |
3a | Reelect Chung Sun Keung, Davy as Director | For | For | Management |
3b | Reelect Ip Tak Chuen, Edmond as Director | For | For | Management |
3c | Reelect Chiu Kwok Hung, Justin as Director | For | For | Management |
3d | Reelect Chow Kun Chee, Roland as Director | For | For | Management |
3e | Reelect Wong Yick-ming, Rosanna as Director | For | For | Management |
3f | Reelect Yeh Yuan Chang, Anthony as Director | For | For | Management |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management |
5b | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
5c | Authorize Reissuance of Repurchased Shares | For | For | Management |
181
COMPASS GROUP PLC
Ticker: |
| Security ID: | GB0005331532 |
Meeting Date: | FEB 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 5.7 Pence Per Share | For | For | Management |
4 | Re-elect Michael Bailey as Director | For | For | Management |
5 | Re-elect Denis Cassidy as Director | For | For | Management |
6 | Re-elect Sir Francis Mackay as Director | For | For | Management |
7 | Ratify Deloitte and Touche LLP as Auditors | For | For | Management |
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise EU Political Donations up to GBP 125,000 | For | For | Management |
10 | Amend the Compass Group UK Savings-Related Share Option Scheme, the Compass Group PLC Internation Sharesave Scheme, the Compass Group Share Option Plan, the Compass Group Management Share Option Plan and the Compass Group Long-Term Incentive Plan | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10.8 Million | For | For | Management |
12 | Authorise 216,887,191 Shares for Market Repurchase | For | For | Management |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: | CSR | Security ID: | CH0012138530 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3.1 | Approve Allocation of Income and Omission of Dividends | For | For | Management |
3.2 | Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | For | Management |
4.1 | Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors | For | For | Management |
4.2 | Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | For | Management |
4.3 | Reelect BDO Sofirom as Special Auditors | For | For | Management |
5.1 | Amend Articles Re: Submission of Shareholder Proposals | For | For | Management |
5.2 | Amend Articles Re: Delete Provisions Concerning Contributions In Kind | For | For | Management |
182
CRH PLC
Ticker: | CRHCY | Security ID: | IE0001827041 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Dividends | For | Did Not Vote | Management |
3a | Elect D.M. Kennedy as Director | For | Did Not Vote | Management |
3b | Elect P.J. Molloy as Director | For | Did Not Vote | Management |
3c | Elect W.I. O’Mahony as Director | For | Did Not Vote | Management |
3d | Elect D.W. Doyle as Director | For | Did Not Vote | Management |
3e | Elect J.M. de Jong as Director | For | Did Not Vote | Management |
3f | Elect M. Lee as Director | For | Did Not Vote | Management |
3g | Elect T.V. Neill as Director | For | Did Not Vote | Management |
4 | Authorize Board to Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Approve Issuance of Equity Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Approve Stock Dividend Program | For | Did Not Vote | Management |
7 | Amend Articles Re: Company Inquiries Into Beneficial Ownership of Shares | For | Did Not Vote | Management |
8 | Amend Articles Re: Discharge of D&O Liability Insurance | For | Did Not Vote | Management |
9 | Amend Articles Re: Repurchase of Shares | For | Did Not Vote | Management |
10 | Authorize Share Repurchase Program of 10% of Outstanding Ordinary Share Capital | For | Did Not Vote | Management |
11 | Authorize Re-issuance of Repurchased Shares | For | Did Not Vote | Management |
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: | DEO | Security ID: | GB0002374006 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 15.7 Pence Per Share | For | For | Management |
4 | Reelect Lord Blyth as Director | For | For | Management |
5 | Reelect Keith Oates as Director | For | For | Management |
6 | Reelect Paul Walsh as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 44,833,003 | For | For | Management |
9 | Authorize 309,885,718 Shares for Share Repurchase Program | For | For | Management |
183
EDP-ELECTRICIDADE DE PORTUGAL
Ticker: |
| Security ID: | PTEDP0AM0009 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Authorize Repurchase of Shares | For | Did Not Vote | Management |
6 | Authorize Bond Repurchase; Reissuance of Repurchased Bonds | For | Did Not Vote | Management |
7 | Amend Articles Re: Meeting Notice Period | For | Did Not Vote | Management |
ELECTROCOMPONENTS PLC
Ticker: |
| Security ID: | GB0003096442 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Approve Final Dividend of 11.75 Pence Per Share | For | For | Management |
4 | Reelect Timothy Barker as Director | For | For | Management |
5 | Reelect Jeff Hewitt as Director | For | For | Management |
6 | Reelect Nick Temple as Director | For | For | Management |
7 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize 43,520,665 Shares for Share Repurchase Program | For | For | Management |
184
ELECTROLUX AB
Ticker: | ELUX | Security ID: | SE0000103814 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7 | Receive President’s Report | None | Did Not Vote | Management |
8 | Receive Board, Committee, and Auditor’s Reports | None | Did Not Vote | Management |
9 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Approve Allocation of Income and Dividends of SEK 6.50 Per Share | For | Did Not Vote | Management |
12 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.8 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
14 | Reelect Peggy Bruzelius, Thomas Halvorsen, Louis Hughes, Hans Straaberg, Michael Treschow, Karel Vuursteen, and Barbara Thoralfsson as Directors; Elect Aina Nilsson as New Director | For | Did Not Vote | Management |
15 | Approve Redemption Offer to Shareholders | For | Did Not Vote | Management |
16.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
16.2 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
17.1 | Approve Restricted Stock Plan for Key Employees | For | Did Not Vote | Management |
17.2 | Approve Reissuance of 1.5 Million Repurchased Class B Shares for Restricted Stock Plan (Item 17.1) | For | Did Not Vote | Management |
17.3 | Approve Reissuance of 1.3 Million Repurchased Shares to Cover Expenses Connected to 1999-2003 Stock Option Plans | For | Did Not Vote | Management |
18.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
18.2 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
19 | Close Meeting | None | Did Not Vote | Management |
185
ELECTROLUX AB
Ticker: | ELUX | Security ID: | SE0000103814 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Special |
Record Date: | JUN 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6.1 | Approve SEK 76.7 Million Reduction in Share Capital via Cancellation of 15.3 Million Class A and/or B Shares | For | Did Not Vote | Management |
6.2 | Approve Issuance of 15.3 Million New Class C-shares in Connection with Share Cancellation | For | Did Not Vote | Management |
6.3 | Approve SEK 76.3 Million Reduction in Share Capital via Cancellation of 15.3 Million Class C-shares | For | Did Not Vote | Management |
7 | Close Meeting | None | Did Not Vote | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | Did Not Vote | Management |
186
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | For | Did Not Vote | Management |
2.1 | Accept Financial Statements | For | Did Not Vote | Management |
2.2 | Approve Dividends in the Amount of EUR 0.92 Per Share | For | Did Not Vote | Management |
2.3 | Approve Discharge of Directors and Auditors | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Reelect Anton van Rossum, Jan-Michiel Hessels, and Baron Piet Van Waeyenberge to Management Board | For | Did Not Vote | Management |
4.2 | Elect Phlippe Bodson, Richard Delbridge, Jacques Manardo, Ronald Sandler, and Rana Talwar to Management Board | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Amend Articles Re: Composition and Powers of Main Corporate Bodies; Compliance with Dutch Corporate Governance Code; Other Amendments | For | Did Not Vote | Management |
7 | Close Meeting | For | Did Not Vote | Management |
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG))
Ticker: |
| Security ID: | BE0003801181 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
2 | Amend Articles of Association Re: General Matters | For | Did Not Vote | Management |
187
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | APR 9, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors for Fiscal Year Ended Dec. 2003 | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 2003 | For | For | Management |
3 | Approve Treatment of Losses and Dividends of EUR 0.25 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
6 | Fix Issue Price of Previous Authority to Issue Equity or Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote at Feb. 25, 2003 EGM to Increase Capital by up to EUR 30 Billion | For | For | Management |
7 | Amend Article 1, 2, and 7 to Reflect 2003 Legislative Changes, Postal Service and Telecommunication Code, and European Parliament Directives | For | For | Management |
8 | Amend Articles to Reflect 2003 Legislative Changes; Remove French Government Obligation to Retain Majority Stake in Company and Amend Articles with Respect to Board Composition | For | For | Management |
9 | Amend Articles to Reflect Potential Change in Control with Respect to Powers of Chairman and Management | For | For | Management |
10 | Amend Articles of Association to Introduce Liquidation Provision | For | For | Management |
11 | Authorize Board to Issue Up to 30 Million Shares to Participants of Wanadoo Stock Option Plan in Connection with France Telecom Liquidity Agreement | For | For | Management |
12 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Against | Management |
13 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
FRANCE TELECOM SA
Ticker: |
| Security ID: | FR0000133308 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Terms of Share Repurchase Plan Submitted to Shareholder Vote at May 27, 2003, AGM/EGM | For | For | Management |
2 | Authorize Board to Issue Up to 100 Million Shares to Participants of Orange’s Stock Option Plan, Share Purchase Plan, Orange Senior Discretionary Share Plan and Restricted Share Plan, As Well As Signatories of France Telecom Liquidity Agreement | For | For | Management |
3 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
188
FUJI PHOTO FILM CO. LTD.
Ticker: | FUJIY | Security ID: | JP3814000000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 12.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Increase Board Size and Number of Internal Auditors - Authorize Share Repurchases at Board’s Discretion - Limit Directors’ and Internal Auditors’ Legal Liability | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Management |
FUNAI ELECTRIC
Ticker: |
| Security ID: | JP3825850005 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonus for Director | For | For | Management |
7 | Approve Retirement Bonuses for Statutory Auditors | For | Against | Management |
189
GALLAHER GROUP PLC
Ticker: | GLH | Security ID: | GB0003833695 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 20.15 Pence Per Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect Nigel Northridge as Director | For | For | Management |
5 | Re-elect Mark Rolfe as Director | For | For | Management |
6 | Re-elect Neil England as Director | For | For | Management |
7 | Re-elect Richard Delbridge as Director | For | For | Management |
8 | Elect Ronnie Bell as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Gallaher Group Plc to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
11 | Authorise Gallaher Limited to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
12 | Authorise Austria Tabak AG and Co. KG to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,790,500 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,268,500 | For | For | Management |
15 | Authorise 65,372,200 Shares for Market Purchase | For | For | Management |
16 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
17 | Approve Increase in Remuneration of Non-Executive Directors from GBP 500,000 to GBP 1,000,000 | For | For | Management |
190
GIVAUDAN AG
Ticker: |
| Security ID: | CH0010645932 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and an Ordinary Dividend of CHF 8.90 per Share; Approve Payment of an Extraordinary Dividend of CHF 6.50 per Share | For | For | Management |
4 | Approve CHF 2 Million Reduction in Share Capital via Cancellation of Shares | For | For | Management |
5 | Approve Creation of CHF 10 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
6 | Reelect Henri Meier Elect as Director; Dietrich Fuhrmann as Director | For | For | Management |
7 | Reelect PricewaterhouseCoopers SA as Auditors | For | For | Management |
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: | SBH | Security ID: | GB0009252882 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Elect Lawrence Culp as Director | For | Did Not Vote | Management |
4 | Elect Crispin Davis as Director | For | Did Not Vote | Management |
5 | Elect Sir Robert Wilson as Director | For | Did Not Vote | Management |
6 | Elect Tachi Yamada as Director | For | Did Not Vote | Management |
7 | Re-elect Sir Christopher Hogg as Director | For | Did Not Vote | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | Did Not Vote | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | Did Not Vote | Management |
10 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | Did Not Vote | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 | For | Did Not Vote | Management |
12 | Authorise 594,647,632 Ordinary Shares for Market Purchase | For | Did Not Vote | Management |
191
HENNES & MAURITZ AB
Ticker: |
| Security ID: | SE0000106270 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Receive President’s Report | None | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
8.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8.2 | Approve Allocation of Income, Ordinary Dividends of SEK 2.90 Per Share, and Special Dividends of SEK 3.10 Per Share | For | Did Not Vote | Management |
8.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Determine Number of Members (7) and Deputy Members (2) of Board | For | Did Not Vote | Management |
10 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Reelect Fred Andersson, Werner Hofer, Sussi Kvart, Bo Lindquist, Stig Nordfelt, Stefan Persson, and Melker Schoerling as Directors; Reelect Jan Jacobsen and Rolf Eriksen as Deputy Directors | For | Did Not Vote | Management |
12.1A | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
12.1B | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
12.2 | Shareholder Proposal: Authorize Board to Establish a Remuneration Committee | Against | Did Not Vote | Shareholder |
12.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
13 | Other Business (Non-Voting) | None | Did Not Vote | Management |
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Ticker: |
| Security ID: | CH0012214059 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Use of Electronic Means at Shareholder Meetings | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of CHF 1.15 per Share | For | Did Not Vote | Management |
5 | Approve Creation of CHF 57.5 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
6 | Amend Articles Re: Establish a Classified Board | For | Did Not Vote | Management |
7.1.1 | Elect Onno Ruding as Director | For | Did Not Vote | Management |
7.1.2 | Reelect Rolf Soiron, Markus Akermann, and Peter Kuepfer as Directors | For | Did Not Vote | Management |
7.2 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
192
HONDA MOTOR CO. LTD.
Ticker: | HMCL | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
3.28 | Elect Director | For | For | Management |
3.29 | Elect Director | For | For | Management |
3.30 | Elect Director | For | For | Management |
3.31 | Elect Director | For | For | Management |
3.32 | Elect Director | For | For | Management |
3.33 | Elect Director | For | For | Management |
3.34 | Elect Director | For | For | Management |
3.35 | Elect Director | For | For | Management |
3.36 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
193
HOYA CORP.
Ticker: |
| Security ID: | JP3837800006 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
HSBC HOLDINGS PLC
Ticker: |
| Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Re-elect Lord Butler as Director | For | For | Management |
2b | Re-elect Baroness Lydia Dunn as Director | For | For | Management |
2c | Elect Rona Fairhead as Director | For | For | Management |
2d | Re-elect William Fung as Director | For | For | Management |
2e | Elect Michael Geoghegan as Director | For | For | Management |
2f | Re-elect Sharon Hintze as Director | For | For | Management |
2g | Re-elect John Kemp-Welch as Director | For | For | Management |
2h | Re-elect Sir Mark Moody-Stuart as Director | For | For | Management |
2i | Re-elect Helmut Sohmen as Director | For | For | Management |
3 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
4 | Approve Remuneration Report | For | For | Management |
5 | Authorise 1,099,900,000 Ordinary Shares for Market Purchase | For | For | Management |
6 | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 | For | For | Management |
8 | Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum | For | For | Management |
194
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale of the Metering Systems Division of Invensys plc | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | JUL 23, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3.1 | Reelect Rolf Borjesson as Director | For | For | Management |
3.2 | Elect Jean-Claude Guez as Director | For | For | Management |
3.3 | Elect Adrian Hennah as Director | For | For | Management |
3.4 | Elect Martin Jay as Director | For | For | Management |
3.5 | Elect Andrew Macfarlane as Director | For | For | Management |
4 | Ratify Ernst and Young LLP as Auditors | For | For | Management |
5 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorize 349,000,000 Shares for Share Repurchase Program | For | For | Management |
7 | Authorize EU Political Donations up to GBP 200,000 | For | For | Management |
195
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sub-Division of Each Issued Ordinary Share of 25 Pence Each into 1 Ordinary Share of 1 Pence and 1 Deferred Share of 24 Pence; and Sub-Division of Each Authorised but Unissued Ordinary Share of 1 Pence Each into 25 Ordinary Shares of 1 Pence Each | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 18,957,146 | For | For | Management |
3 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 21,873,630 Pursuant to Placing and Open Offer and Otherwise up to Aggregate Nominal Amount of GBP 2,843,572 | For | For | Management |
INVENSYS PLC (FORMELRY BTR SIEBE PLC)
Ticker: |
| Security ID: | GB0008070418 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Disposal of the Powerware Business of Invensys plc to the Eaton Corporation | For | For | Management |
KAO CORP.
Ticker: |
| Security ID: | JP3205800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
7 | Approve Retirement Bonuses for Directors | For | For | Management |
196
KESA ELECTRICALS PLC
Ticker: |
| Security ID: | GB0033040113 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Approve Final Dividend of 7.5 Pence Per Ordinary Share | For | For | Management |
5 | Elect David Newlands as Director | For | For | Management |
6 | Elect Jean-Noel Labroue as Director | For | For | Management |
7 | Elect Martin Reavley as Director | For | For | Management |
8 | Elect Peter Wilson as Director | For | For | Management |
9 | Elect Michel Brossard as Director | For | For | Management |
10 | Elect Andrew Robb as Director | For | For | Management |
11 | Elect Bernard Dufau as Director | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 44,129,432 | For | For | Management |
13 | Approve the Kesa Electricals plc Share Incentive Plan | For | For | Management |
14 | Approve the Kesa Electricals plc Plan d’Espargne de Groupe (PEG) | For | For | Management |
15 | Approve the Kesa Electricals plc Long-Term Incentive Plan | For | For | Management |
16 | Authorise the Directors to Amend the Rules of the SIP, PEG, LTIP and Any Other Schemes They Consider Necessary | For | For | Management |
17 | Authorise the Company to Make EU Political Donations and Incur EU Political Expenditure up to Aggregate Nominal Amount of GBP 250,000 | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,619,415 | For | For | Management |
19 | Authorise 52,955,321 Ordinary Shares for Market Purchase | For | For | Management |
197
KEYENCE CORP.
Ticker: |
| Security ID: | JP3236200006 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Change Accounting Period for Fiscal Year Beginning March 21, 2004 for Tax Purposes | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Alternate Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0030738503 |
Meeting Date: | JUL 4, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Demerger of Kingfisher Plc’s Electrical Business to Kesa Electricals Plc By Way of Dividend in Specie | For | For | Management |
2 | Approve Capital Reorganization | For | For | Management |
3 | Approve Kesa Group Sharesave Scheme and Kesa Group International Sharesave Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
4 | Approve Kesa Group Demerger Award Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
5 | Approve Kesa Group Incentive Compensation Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
6 | Approve Kesa Group Employee Benefit Trust and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
KINGFISHER PLC
Ticker: | KGFHY | Security ID: | GB0033195214 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.15 Pence Per Ordinary Share | For | For | Management |
4 | Elect Duncan Tatton-Brown as Director | For | For | Management |
5 | Re-elect Sir Francis Mackay as Director | For | For | Management |
6 | Re-elect Michael Hepher as Director | For | For | Management |
7 | Re-elect Margaret Salmon as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,526,099 | For | For | Management |
10 | Approve Scrip Dividend | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | For | For | Management |
12 | Authorise 233,210,664 Ordinary Shares for Market Purchase | For | For | Management |
198
MAGNA INTERNATIONAL INC.
Ticker: | MG.A | Security ID: | CA5592224011 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Fike | For | For | Management |
1.2 | Elect Director Manfred Gingl | For | For | Management |
1.3 | Elect Director Michael D. Harris | For | For | Management |
1.4 | Elect Director Edward C. Lumley | For | For | Management |
1.5 | Elect Director Klaus Mangold | For | For | Management |
1.6 | Elect Director Karlheinz Muhr | For | For | Management |
1.7 | Elect Director Gerhard Randa | For | For | Management |
1.8 | Elect Director Donald Resnick | For | For | Management |
1.9 | Elect Director Royden R. Richardson | For | For | Management |
1.10 | Elect Director Frank Stronach | For | For | Management |
1.11 | Elect Director Franz Vranitzky | For | For | Management |
1.12 | Elect Director Siegfried Wolf | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
MITSUBISHI CORP.
Ticker: |
| Security ID: | JP3898400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | Against | Management |
4.3 | Appoint Internal Statutory Auditor | For | Against | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Management |
199
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: |
| Security ID: | JP3902900004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
NATIONAL GRID TRANSCO PLC (FORMERLY NATIONAL GRID GROUP PLC,
Ticker: | NGG | Security ID: | GB0031223877 |
Meeting Date: | JUL 21, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 10.34 Pence Per Share | For | For | Management |
3 | Elect Nick Winser as Director | For | For | Management |
4 | Elect John Parker as Director | For | For | Management |
5 | Elect Steve Lucas as Director | For | For | Management |
6 | Elect John Wybrew as Director | For | For | Management |
7 | Elect Kenneth Harvey as Director | For | For | Management |
8 | Elect Stephen Pettit as Director | For | For | Management |
9 | Elect George Rose as Director | For | For | Management |
10 | Reelect Steve Holliday as Director | For | For | Management |
11 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Remuneration Report | For | For | Management |
13 | Authorize 307,722,000 Shares for Share Repurchase Program | For | For | Management |
200
NESTLE SA
Ticker: | NESAC | Security ID: | CH0012056047 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Accept Financial Statements and Statutory Reports | For | For | Management |
1b | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 7.20 per Share | For | For | Management |
4a | Elect Edward George as Directors | For | For | Management |
4b | Elect Kaspar Villiger as Directors | For | For | Management |
4c | Elect Rolf Haenggi as Directors | For | For | Management |
4d | Elect Daniel Borel as Directors | For | For | Management |
4e | Elect Carolina Mueller as Directors | For | For | Management |
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
��
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | Against | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
201
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: |
| Security ID: | JP3735400008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Decrease Authorized Capital from 62.212 Million to 61.93 Million Shares to Reflect Share Repurchase | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
NIPPON UNIPAC HOLDING
Ticker: |
| Security ID: | JP3754300006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name to Nippon Paper Group, Inc. - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Reduction in Capital Reserves | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
5.4 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Against | Management |
202
NOKIA CORP.
Ticker: | NKCAF | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements | None | Did Not Vote | Management |
1.2 | Receive Auditors’ Report | None | Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
203
NORDEA BANK AB (FORMERLY NORDEA AB)
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive President’s and Board Reports | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of EUR 0.25 Per Share | For | Did Not Vote | Management |
9 | Approve Discharge of Board and President | For | Did Not Vote | Management |
10 | Amend Articles Re: Reduce Directors’ Term of Office from Two Years to One Year | For | Did Not Vote | Management |
11 | Determine Number of Members (11) and Deputy Members (0) of Board | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000; Approve Remuneration of Auditors | For | Did Not Vote | Management |
13 | Reelect Kjell Aamot, Hans Dahlberg, Bernt Magnusson, Joergen Hoeg Pedersen, and Maija Torkko as Directors | For | Did Not Vote | Management |
14.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
14.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
15 | Approve EUR 32.3 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Purposes Other Than Equity Trading | For | Did Not Vote | Management |
17 | Authorize Repurchase of Up to Three Percent of Issued Share Capital for Equity Trading Purposes | For | Did Not Vote | Management |
NORDEA BANK AB (FORMERLY NORDEA AB)
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Special |
Record Date: | OCT 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | For | Management |
2 | Prepare and Approve List of Shareholders | For | For | Management |
3 | Approve Agenda of Meeting | For | For | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
5 | Acknowledge Proper Convening of Meeting | For | For | Management |
6 | Amend Articles Re: Change Company Name to Nordea Bank AB; Amend Corporate Purpose; Editorial Change | For | For | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
204
NOVARTIS AG
Ticker: | NVS | Security ID: | CH0012005267 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | FEB 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of the Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | For | For | Management |
4 | Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves | For | For | Management |
5 | Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation | For | For | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Amend Articles Re: Reduce Board Terms from Four to Three Years | For | For | Management |
8.1 | Approve Resignation of Walter Frehner and Heini Lippuner | For | For | Management |
8.2 | Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors | For | For | Management |
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management |
NTT DOCOMO INC.
Ticker: |
| Security ID: | JP3165650007 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 500, Final JY 500, Special JY 500 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Against | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
4.16 | Elect Director | For | For | Management |
4.17 | Elect Director | For | For | Management |
4.18 | Elect Director | For | For | Management |
4.19 | Elect Director | For | For | Management |
4.20 | Elect Director | For | For | Management |
4.21 | Elect Director | For | For | Management |
4.22 | Elect Director | For | For | Management |
4.23 | Elect Director | For | For | Management |
4.24 | Elect Director | For | For | Management |
4.25 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
205
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Receive Explanation of Corporate Governance Structure | None | Did Not Vote | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends | None | Did Not Vote | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | Did Not Vote | Management |
2.5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | Did Not Vote | Management |
4.1 | Approve Remuneration Policy of Management Board | For | Did Not Vote | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | Did Not Vote | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Authorize Board to Set Record Date | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) | None | Did Not Vote | Management |
9 | Close Meeting | None | Did Not Vote | Management |
206
PORTUGAL TELECOM, SGPS, S.A.
Ticker: | PT | Security ID: | PTPTC0AM0009 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Ratify Appointment of Board Members | For | Did Not Vote | Management |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve EUR 125.4 Million Reduction in Share Capital via Cancellation of 125.4 Million Shares | For | Did Not Vote | Management |
8 | Authorize Issuance of Convertible Bonds without Preemptive Rights | For | Did Not Vote | Management |
9 | Eliminate Preemptive Rights in Connection with Proposed Issuance of Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Issuance of Bonds or Other Securities | For | Did Not Vote | Management |
11 | Approve Bond Repurchase and Reissuance | For | Did Not Vote | Management |
QBE INSURANCE GROUP LTD.
Ticker: |
| Security ID: | AU000000QBE9 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Elect L. F. Bleasel as Director | For | For | Management |
2b | Elect N. F. Greiner as Director | For | For | Management |
3 | Approve Remuneration of Directors in the Amount of AUD 2.2 Million Per Annum | For | For | Management |
4 | Amend Constitution Re: Non-Executive Directors’ Retirement Allowances | For | For | Management |
5 | Approve Issue of Conditional Rights and Options Under the Senior Executive Equity Scheme to F. M. O’Halloran, Chief Executive Officer | For | For | Management |
207
REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: | ELNVY | Security ID: | NL0000349488 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Documents Received | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Approve Dividends of EUR 0.30 per Ordinary Share | For | Did Not Vote | Management |
6 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
7.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
7.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
8 | Reelect Deloitte Accountants as Auditors | For | Did Not Vote | Management |
9.1 | Reelect Lord Sharman as Member of Supervisory Board | For | Did Not Vote | Management |
9.2 | Reelect R. Stomberg as Member of Supervisory Board | For | Did Not Vote | Management |
9.3 | Reelect M. Tabaksblat as Member of Supervisory Board | For | Did Not Vote | Management |
10 | Reelect G. van de Aast as Member of Management Board | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.1 | Grant Board Authority to Issue Shares Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights for Share Issuance under Item 12.1 | For | Did Not Vote | Management |
13 | Other Business | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
RENTOKIL INITIAL PLC(FORMERLY RENTOKIL GROUP PLC)
Ticker: |
| Security ID: | GB0007327124 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.35 Pence Per Ordinary Share | For | For | Management |
4.1 | Re-elect Edward Brown as Director | For | For | Management |
4.2 | Re-elect Ronald Spinney as Director | For | For | Management |
4.3 | Re-elect James Wilde as Director | For | For | Management |
5 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
6 | Authorise 235,420,780 Ordinary Shares for Market Purchase | For | For | Management |
7 | Other Business (Non-Voting) | None | None | Management |
208
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: |
| Security ID: | GB0007188757 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,470,000 | For | For | Management |
2 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,890,000 | For | For | Management |
3 | Authorise 106.7 Million Rio Tinto plc Shares for Market Purchase | For | For | Management |
4 | Approve the Mining Companies Comparative Plan 2004 and the Rio Tinto Share Option Plan 2004 | For | For | Management |
5 | Elect Sir John Kerr as Director | For | For | Management |
6 | Re-elect Leigh Clifford as Director | For | For | Management |
7 | Re-elect Guy Elliott as Director | For | For | Management |
8 | Re-elect Sir Richard Sykes as Director | For | For | Management |
9 | Re-elect Sir Richard Giordano as Director | For | For | Management |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Management |
11 | Approve Remuneration Report | For | For | Management |
12 | Accept Financial Statements and Statutory Reports | For | For | Management |
ROHM CO. LTD.
Ticker: |
| Security ID: | JP3982800009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 42.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | Against | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
3.5 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
209
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 35.7 Pence Per Share | For | For | Management |
4 | Re-elect Emilio Botin as Director | For | For | Management |
5 | Re-elect Lawrence Fish as Director | For | For | Management |
6 | Re-elect Sir Angus Grossart as Director | For | For | Management |
7 | Re-elect Sir George Mathewson as Director | For | For | Management |
8 | Re-elect Gordon Pell as Director | For | For | Management |
9 | Re-elect Iain Robertson as Director | For | For | Management |
10 | Re-elect Sir Iain Vallance as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 | For | For | Management |
15 | Authorise 296,544,152 Ordinary Shares for Market Purchase | For | For | Management |
16 | Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares | For | For | Management |
17 | Amend Articles Re: Preference Shares | For | For | Management |
210
ROYAL KPN NV
Ticker: | KPN | Security ID: | NL0000009082 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Report of Management Board | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Receive Explanation of Reserves and Dividend Policy | None | Did Not Vote | Management |
3.3 | Approve Dividends | For | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
6 | Approve Remuneration Policy | For | Did Not Vote | Management |
7.1 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | Did Not Vote | Management |
7.2 | Authorize Board to Prepare Annual Report in English | For | Did Not Vote | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board | None | Did Not Vote | Management |
8.2 | Reelect D. Eustace to Supervisory Board | For | Did Not Vote | Management |
8.3 | Receive Announcement of Vacancy on Supervisory Board | None | Did Not Vote | Management |
8.4 | Elect E. Blok as New Member to Management Board | For | Did Not Vote | Management |
9.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Issue Ordinary Shares Up to 20 Percent of Issued Capital and All Unissued but Authorized Class B Preference Shares | For | Did Not Vote | Management |
9.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.2 | For | Did Not Vote | Management |
10 | Approve Proposal to Reduce Capital Through Cancellation of Own Shares Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Other Business (Non-Voting) | None | Did Not Vote | Management |
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: |
| Security ID: | GB0000492412 |
Meeting Date: | JUL 8, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.61 Pence Per Ordinary Share | For | For | Management |
4 | Reelect Lawrence Christensen as Director | For | For | Management |
5 | Reelect Richard Williams as Director | For | Abstain | Management |
6 | Reelect Peter Foy as Director | For | For | Management |
7 | Elect Sharon Hintze as Director | For | For | Management |
8 | Elect Peter Smith as Director | For | For | Management |
9 | Ratify KPMG Audit Plc as Auditors | For | For | Management |
10 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
11 | Authorize Ten Percent of the Issued Ordinary Share Capital for Share Repurchase Program | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 100.5 Million | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 13.2 Million | For | For | Management |
211
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: |
| Security ID: | FR0000120578 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.53 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 7 Billion | For | Did Not Vote | Management |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Set Global Limit for Capital Increase to Result from Issuance Requests in Items 7-10 at EUR 1.25 Billion | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | Did Not Vote | Management |
9 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
11 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
12 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
14 | Authorize Capital Increase of Up to EUR 1.429 Billion for Aventis Exchange Offer | For | Did Not Vote | Management |
15 | Change Company Name to Sanofi-Aventis | For | Did Not Vote | Management |
16 | Amend Articles of Association to Reduce Term of Board Members from Five to Four Years | For | Did Not Vote | Management |
17 | Amend Articles to Reflect 2003 Legal Changes Re: Powers of the Chairman | For | Did Not Vote | Management |
18 | Reelect Jean-Francois Dehecq as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
19 | Reelect Rene Barbier de la Serre as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
20 | Reelect Robert Castaigne as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
21 | Reelect Thierry Desmarest as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
22 | Reelect Lindsay Owen-Jones as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
23 | Reelect Bruno Weymuller as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
24 | Confirm Appointment of Lord Douro as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
25 | Confirm Appointment of Gerard Van Kemmel as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
26 | Elect Christian Mulliez as Director (Representing Sanofi-Synthelabo) | For | Did Not Vote | Management |
27 | Elect Jean-Marc Bruel as Director (Representing Aventis) | For | Did Not Vote | Management |
28 | Elect Jurgen Dormann as Director (Representing Aventis) | For | Did Not Vote | Management |
29 | Elect Jean-Rene Fourtou as Director (Representing Aventis) | For | Did Not Vote | Management |
30 | Elect Serge Kampf as Director (Representing Aventis) | For | Did Not Vote | Management |
31 | Elect Igor Landau as Director (Representing Aventis) | For | Did Not Vote | Management |
32 | Elect Hubert Markl as Director (Representing Aventis) | For | Did Not Vote | Management |
33 | Elect Klaus Pohle as Director (Representing Aventis) | For | Did Not Vote | Management |
34 | Elect Hermann Scholl as Director (Representing Aventis) | For | Did Not Vote | Management |
35 | Confirm End of Term of Permanent Representative of Elf Aquitaine, L’Oreal, Pierre Castres Saint-Martin, Pierre-Gilles de Gennes, and Herve Guerin as Directors | For | Did Not Vote | Management |
36 | Approve Remuneration of Directors in the Aggregate Amount of Up to EUR 1 Million | For | Did Not Vote | Management |
37 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
212
SCOTTISH & SOUTHERN ENERGY PLC (FRM.HYDRO ELECTRIC POWER PLC
Ticker: | SCTZ40 | Security ID: | GB0007908733 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 24.5 Pence Per Ordinary Share | For | For | Management |
4 | Elect Gregor Alexander as Director | For | For | Management |
5 | Elect Rene Medori as Director | For | For | Management |
6 | Elect Susan Rice as Director | For | For | Management |
7 | Elect Robert Smith as Director | For | For | Management |
8 | Reelect Colin Hood as Director | For | For | Management |
9 | Reelect David Payne as Director | For | For | Management |
10 | Reelect David Sigsworth as Director | For | For | Management |
11 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
12 | Approve Increase in Remuneration of Nonexecutive Directors to GBP 400,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21,452,330 | For | For | Management |
14 | Authorize 85,809,319 Ordinary Shares for Share Repurchase Program | For | For | Management |
213
SEKISUI HOUSE LTD.
Ticker: |
| Security ID: | JP3420600003 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | JAN 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 9, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
SHELL TRANSPORT AND TRADING COMPANY PLC (THE)
Ticker: | SC | Security ID: | GB0008034141 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Against | Management |
3 | Elect Malcolm Brinded as Director | For | For | Management |
4 | Re-elect Eileen Buttle as Director | For | For | Management |
5 | Re-elect Luis Giusti as Director | For | For | Management |
6 | Re-elect Nina Henderson as Director | For | For | Management |
7 | Re-elect Lord Oxburgh as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Authorise 483 Million Ordinary Shares for Market Purchase | For | For | Management |
214
SHOPPERS DRUG MART CORP
Ticker: | SC. | Security ID: | CA82509W1032 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect G. K. Murphy, J. Bekenstein, K. Davis, J. H. Greene, Jr., F. McKenna, D. Metcalf, P. E. Raether, S. C. Schnabel, L. J. Thompson and D. M. Williams as Directors | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Enact By-law No. 2B | For | For | Management |
4 | Institute ‘Common Sense’ Compensation | Against | Against | Shareholder |
SOMPO JAPAN INSURANCE INC. (FORMERLY YASUDA FIRE & MARINE IN
Ticker: |
| Security ID: | JP3932400009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 8.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
4.5 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
215
SUEZ SA(FORMERLY SUEZ LYONNAISE DES EAUX)
Ticker: |
| Security ID: | FR0000120529 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Treatment of Losses and Dividends of EUR 1.065 per Share | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
5 | Reelect Gerhard Cromme as Director | For | For | Management |
6 | Reelect Etienne Davignon as Director | For | For | Management |
7 | Reelect Albert Frere as Director | For | For | Management |
8 | Reelect Jean Peyrelevade as Director | For | For | Management |
9 | Reelect Edmond Alphandery as Director | For | For | Management |
10 | Elect Rene Carron as Director | For | For | Management |
11 | Elect Thierry Rudder as Director | For | For | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | For | Management |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
17 | Approve Issuance of Up to 15 Million Shares to Spring Multiple 2004 SCA in Connection with Share Purchase Plan for Employees of International Subsidiaries | For | For | Management |
18 | Approve Stock Option Plan Grants | For | Against | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: |
| Security ID: | JP3890350006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | Against | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | Against | Management |
216
SVENSKA CELLULOSA AB (SCA)
Ticker: | SVCBY | Security ID: | SE0000112724 |
Meeting Date: | APR 1, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
7.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
7.2 | Approve Allocation of Income and Dividends of SEK 10.50 Per Share | For | Did Not Vote | Management |
7.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
8 | Determine Number of Members (7) and Deputy Members (0) of Board; Approve Remuneration of Directors in the Aggregate Amount of SEK 3.1 Million | For | Did Not Vote | Management |
9 | Reelect Rolf Boerjesson, Soeren Gyll, Tom Hedelius, Sverker Martin-Loef, Anders Nyren, Indra Aasander, and Jan Aastroem as Directors | For | Did Not Vote | Management |
10 | Determine Number of Auditors (1) and Deputy Auditors (0); Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Ratify PricewaterhouseCoopers AB as Auditors | For | Did Not Vote | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital; Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
13.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
13.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
217
SVENSKA HANDELSBANKEN
Ticker: |
| Security ID: | SE0000193120 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Board and Committee Reports; Receive Report Concerning Audit and Non-Audit Fees | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Approve Allocation of Income and Dividends of SEK 5.25 Per Share | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to 40 Million Issued Class A or B Shares; Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Two Percent of Issued Share Capital for Trading Purposes | For | Did Not Vote | Management |
12 | Approve SEK 85.4 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
13 | Authorize Capitalization of Reserves of SEK 104 Million for an Increase in Par Value From SEK 4 to SEK 4.25 Per Share to Facilitate Capital Reduction (Item 12) | For | Did Not Vote | Management |
14 | Amend Articles to Reflect Changes in Capital (Item 13) | For | Did Not Vote | Management |
15 | Determine Number of Members (13) and Deputy Members (0) of Board | For | Did Not Vote | Management |
16 | Determine Number of Auditors (2) and Deputy Auditors (0) | For | Did Not Vote | Management |
17 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.6 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
18 | Reelect Alitalo, Bylund, Baksaas, Ennerfelt, Groenstedt, Hjelmquist, Larsson, Lundberg, Martin-Loef, Maartensson, and Nyren as Directors; Elect Bente Rathe and Ulrika Boethius as New Directors | For | Did Not Vote | Management |
19 | Ratify KPMG Bohlins AB and Ernst & Young AB as Auditors | For | Did Not Vote | Management |
20.1 | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
20.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
21 | Shareholder Proposal: Question to Board Concerning Absence of Policy on Human Rights | None | Did Not Vote | Shareholder |
22 | Shareholder Proposal: Require Company to Adhere to the following Legislation: SFS 1999:268 (Credit Transfers within the EU) and SFS 2002:598 (Regulation on Cross-Border Payments in Euro) | None | Did Not Vote | Shareholder |
218
SWEDISH MATCH AB
Ticker: | SWMAY | Security ID: | SE0000310336 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Committee Reports | None | Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of SEK 1.70 Per Share | For | Did Not Vote | Management |
9 | Approve Stock Option Plan for Key Employees | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Approve Reissuance of 1.2 Million Repurchased Shares for 2003 Stock Option Plan | For | Did Not Vote | Management |
12 | Approve SEK 36 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
13 | Approve Discharge of Board and President | For | Did Not Vote | Management |
14 | Determine Number of Members (6) and Deputy Members (0) of Board | For | Did Not Vote | Management |
15 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Board Members; Approve Remuneration of SEK 400,000 for Committee Work | For | Did Not Vote | Management |
16 | Reelect Bernt Magnusson, Jan Blomberg, Tuve Johannesson, Arne Jurbrant, and Meg Tiveus as Directors; Elect Karsten Slotte as New Director | For | Did Not Vote | Management |
17 | Determine Number of Auditors and Deputy Auditors | For | Did Not Vote | Management |
18 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
19 | Ratify KPMG Bolins AB (Thomas Thiel) as Auditors | For | Did Not Vote | Management |
20 | Elect Bernt Magnusson, Bjoern Franzon, Marianne Nilsson, and Staffan Grefbaeck as Members of Nominating Committee | For | Did Not Vote | Management |
21 | Amend Articles Re: Authorize Board to Appoint One or More Special Auditors in Connection with Certain Transactions | For | Did Not Vote | Management |
219
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: |
| Security ID: | CH0012332372 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | For | Management |
4 | Approve Creation of CHF 2 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
5.1a | Reelect George Farr and Rajna Gibson as Directors | For | For | Management |
5.1b | Elect Kaspar Villiger as Director | For | For | Management |
5.2 | Reelect PricewaterhouseCoopers Ltd as Auditors | For | For | Management |
TAIHEIYO CEMENT CORP.
Ticker: |
| Security ID: | JP3449020001 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Reduce Maximum Board Size - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | Against | Management |
TAKEDA CHEMICAL INDUSTRIES LTD.
Ticker: |
| Security ID: | JP3463000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 36, Final JY 41, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Company Name in English to Takeda Pharmaceutical Co. Ltd. - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
220
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: | TEF | Security ID: | ES0178430E18 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | Did Not Vote | Management |
2 | Approve Dividend Per Share | For | Did Not Vote | Management |
3 | Approve Auditors | For | Did Not Vote | Management |
4 | Authorize Repurchase of Shares | For | Did Not Vote | Management |
5 | Approve General Meeting Guidelines | For | Did Not Vote | Management |
6 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
TESCO PLC
Ticker: |
| Security ID: | GB0008847096 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.77 Pence Per Ordinary Share | For | For | Management |
4 | Amend Articles of Association Re: Director’s Retirement Age | For | For | Management |
5 | Re-elect Charles Allen as Director | For | For | Management |
6 | Re-elect Philip Clarke as Director | For | For | Management |
7 | Re-elect Harald Einsmann as Director | For | For | Management |
8 | Re-elect Veronique Morali as Director | For | For | Management |
9 | Re-elect Graham Pimlott as Director | For | For | Management |
10 | Elect Richard Brasher as Director | For | For | Management |
11 | Elect Ken Hydon as Director | For | For | Management |
12 | Elect Mervyn Davies as Director | For | For | Management |
13 | Elect David Reid as Director | For | For | Management |
14 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
15 | Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 | For | For | Management |
16 | Approve Scrip Dividend | For | For | Management |
17 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million | For | For | Management |
19 | Authorise 768.44 Million Ordinary Shares for Market Purchase | For | For | Management |
20 | Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
21 | Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
22 | Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
23 | Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
24 | Approve the Tesco PLC Performance Share Plan 2004 | For | For | Management |
25 | Approve the Tesco PLC 2004 Discretionary Share Option Plan | For | For | Management |
221
TORONTO DOMINION BANK
Ticker: | TD | Security ID: | CA8911605092 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hugh J. Bolton | For | For | Management |
1.2 | Elect Director W. Edmund Clark | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Wendy K. Dobson | For | For | Management |
1.5 | Elect Director Darren Entwistle | For | For | Management |
1.6 | Elect Director Donna M. Hayes | For | For | Management |
1.7 | Elect Director Henry H. Ketcham | For | For | Management |
1.8 | Elect Director Pierre H. Lessard | For | For | Management |
1.9 | Elect Director Brian F. MacNeill | For | For | Management |
1.10 | Elect Director Roger Phillips | For | For | Management |
1.11 | Elect Director Wilbur J. Prezzano | For | For | Management |
1.12 | Elect Director Helen K. Sinclair | For | For | Management |
1.13 | Elect Director Donald R. Sobey | For | For | Management |
1.14 | Elect Director Michael D. Sopko | For | For | Management |
1.15 | Elect Director John M. Thompson | For | For | Management |
2 | Appoint Ernst & Young LLP and PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Amend By-Law No.1 Re: Aggregate Director Remuneration | For | For | Management |
4 | Adopt By-Law Prohibiting CEO from Sitting on Other Boards | Against | Against | Shareholder |
5 | Disclose Total Value of Pension Benefits of Senior Executives | Against | Against | Shareholder |
6 | Adopt By-Law Providing that Insiders Give Notice of Stock Trades and Stock Option Exercise | Against | Against | Shareholder |
222
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
6 | Authorize Issuance of Bonds/Debentures | For | For | Management |
7 | Reelect Thierry Desmarest as Director | For | For | Management |
8 | Reelect Thierry de Rudder as Director | For | For | Management |
9 | Reelect Serge Tchuruk as Director | For | For | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | For | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | Against | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | Against | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | Against | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | For | Management |
15 | Ratify KPMG Audit as Auditors | For | For | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | For | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | For | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | For | Management |
19 | Approve Stock Option Plan Grants | For | For | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | For | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
223
TOYOTA INDUSTRIES CORP. (FORMERLY TOYODA AUTOMATIC LOOM WORKS)
Ticker: |
| Security ID: | JP3634600005 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12, Final JY 12, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Against | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | Against | Management |
3.3 | Appoint Internal Statutory Auditor | For | Against | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Approve Special Bonus for Family of Deceased Statutory Auditor and Approve Retirement Bonus for Statutory Auditor | For | Against | Management |
TOYOTA MOTOR CORP.
Ticker: | TM | Security ID: | JP3633400001 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 25, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Authorize Share Repurchase Program | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Special Bonus for Family of Deceased Director | For | For | Management |
7 | Approve Alternate Allocation of Income, with a Final Dividend of JY 40 Per Share | Against | For | Shareholder |
8 | Amend Articles of Incorporation to Require Disclosure of Individual Compensation Levels of Directors and Statutory Auditors | Against | For | Shareholder |
9 | Amend Articles of Incorporation to Prohibit Corporate Donations to Political Parties and Political Fundraising Groups | Against | Against | Shareholder |
224
TPG NV (FORMERLY TNT POST GROUP NV)
Ticker: | TP | Security ID: | NL0000009058 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Presentation by M. Bakker | None | Did Not Vote | Management |
3 | Receive Report of Management Board | None | Did Not Vote | Management |
4 | Discussion about Company’s Corporate Governance Policy | None | Did Not Vote | Management |
5.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5.2 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
5.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
5.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.5 | Authorize Board to Prepare Annual Report in English | For | Did Not Vote | Management |
6.1 | Ratify Previous Appointment of D. Kulik and M. Lombard as New Members to the Management Board | For | Did Not Vote | Management |
6.2 | Reelect M. Bakker to Management Board | For | Did Not Vote | Management |
7 | Approve Remuneration Policy for Management Board | For | Did Not Vote | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board | None | Did Not Vote | Management |
8.2 | Reelect R. Abrahamsen to Supervisory Board | For | Did Not Vote | Management |
8.3 | Receive Announcement of Resignation of J. Hommem from Supervisory Board | None | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue All Preference B Shares as well as Ordinary Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights from Ordinary Share Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Receive Announcement on the Conclusions of Three-Year Assessment of the Functioning of the External Auditor | None | Did Not Vote | Management |
12 | Amend Articles Re: Add Indemnity Clause to Indemnify Members of Management Board and Supervisory Board | For | Did Not Vote | Management |
13 | Allow Questions | None | Did Not Vote | Management |
14 | Close Meeting | None | Did Not Vote | Management |
225
UNIBAIL HOLDING(FRMLY UNIBAIL)
Ticker: |
| Security ID: | FR0000124711 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 3.50 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Reelect Jean-Claude Jolain as Director | For | For | Management |
6 | Reelect Henri Moulard as Director | For | For | Management |
7 | Reelect Jean-Jacques Rosa as Director | For | For | Management |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | For | For | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
11 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
226
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance of Maximum 60 Million Shares Pursuant to Share Option Scheme In Favor of Managers/Directors of the Group | For | Did Not Vote | Management |
2 | Approve Issuance of Maximum 104.85 Million Shares Pursuant to Share Option Scheme In Favor of Employees of the Group | For | Did Not Vote | Management |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Appoint Internal Statutory Auditors, Chairman, and Two Alternate Auditors | For | Did Not Vote | Management |
5 | Approve Annual Remuneration of Internal Statutory Auditors | For | Did Not Vote | Management |
6 | Elect External Auditors, KPMG Spa, and Fix Remuneration of Auditors | For | Did Not Vote | Management |
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: |
| Security ID: | IT0000064854 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | JUN 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations; Introduce One New Article in the Bylaws; Cancel Rules Governing General Meetings As Part of the Company’s Bylaws | For | Did Not Vote | Management |
1 | Approve Rules Governing General Meetings | For | Did Not Vote | Management |
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
Ticker: | UPM | Security ID: | FI0009005987 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements and Statutory Reports | None | Did Not Vote | Management |
1.2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.3 | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
1.7 | ElectDirectors | For | Did Not Vote | Management |
1.8 | Appoint Auditors and Deputy Auditors | For | Did Not Vote | Management |
2 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
3 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
4 | Approve Issuance of Shares and/or Convertible Bonds Up to EUR 178 Million Nominal Value without Preemptive Rights | For | Did Not Vote | Management |
227
VNU (NV VERENIGD BEZIT VNU)
Ticker: | VNULY | Security ID: | NL0000389872 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2 | Receive Report of Management Board | None | Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4.1 | Receive Explanation of Company’s Reserves and Dividend Policy | None | Did Not Vote | Management |
4.2 | Approve Dividends | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6.1 | Grant Board Authority to Issue Common and Seven Percent Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
6.2 | Grant Board Authority to Issue All Authorized Yet Unissued Preference B Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
6.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance of Common Shares Under Item 6.1 | For | Did Not Vote | Management |
7 | Ratify Auditors | For | Did Not Vote | Management |
8 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
9 | Approve Remuneration of Management Board | For | Did Not Vote | Management |
10 | Reelect P. Elverding and J. Brentjes to Supervisory Board | For | Did Not Vote | Management |
11 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
12 | Other Business | None | Did Not Vote | Management |
13 | Close Meeting | None | Did Not Vote | Management |
228
VODAFONE GROUP PLC
Ticker: |
| Security ID: | GB0007192106 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Reelect Lord MacLaurin of Knebworth as Director | For | For | Management |
4 | Reelect Kenneth Hydon as Director | For | For | Management |
5 | Reelect Thomas Geitner as Director | For | For | Management |
6 | Reelect Alec Broers as Director | For | For | Management |
7 | Reelect Juergen Schrempp as Director | For | For | Management |
8 | Elect John Buchanan as Director | For | For | Management |
9 | Approve Final Dividend of 0.8983 Pence Per Share | For | For | Management |
10 | Ratify Deloitte and Touche as Auditors | For | For | Management |
11 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
12 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 | For | For | Management |
15 | Authorize 6,800,000,000 Shares for Share Repurchase Program | For | For | Management |
WEST JAPAN RAILWAY CO
Ticker: |
| Security ID: | JP3659000008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 1500 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | Against | Management |
229
WESTPAC BANKING CORP. (WBC)
Ticker: | WBK | Security ID: | AU000000WBC1 |
Meeting Date: | DEC 11, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports | None | None | Management |
2a | Reelect Helen Ann Lynch as Director | For | For | Management |
2b | Elect Carolyn Judith Hewson as Director | For | For | Management |
2c | Elect Peter David Wilson as Director | For | For | Management |
3 | Approve Grant of Securities to David Morgan, Chief Executive Officer and Managing Director | For | For | Management |
4 | Approve Remuneration of Directors in the Amount of AUD 2.5 Million | None | None | Management |
5 | Approve Indemnification Provisions for Trustees | None | None | Management |
WOLTERS KLUWER NV
Ticker: | WTKWY | Security ID: | NL0000395887 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | Did Not Vote | Management |
2.1 | Receive Report of Management Board | None | Did Not Vote | Management |
2.2 | Receive Report of Supervisory Board | None | Did Not Vote | Management |
2.3 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.4 | Approve Allocation of Income and Dividends of EUR 0.55 Per Share | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report | None | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.1 | Reelect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
5.2 | Elect H. Scheffers to Supervisory Board | For | Did Not Vote | Management |
6.1 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
6.2 | Approve Long-Term Incentive Plan for Management Board Members | For | Did Not Vote | Management |
7 | Grant Board Authority to Issue Up to 20 Percent of the Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9 | Other Business | None | Did Not Vote | Management |
10 | Close Meeting | None | Did Not Vote | Management |
230
WOOLWORTHS LTD.
Ticker: |
| Security ID: | AU000000WOW2 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Elect J. A. Strong as Director | For | For | Management |
2b | Elect R. S. Deane as Director | For | For | Management |
3 | Amend Constitution | For | For | Management |
UBS U.S. ALLOCATION FUND
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos II | For | For | Management |
1.3 | Elect Director Michael H. Armacost | For | For | Management |
1.4 | Elect Director Kriss Cloninger III | For | For | Management |
1.5 | Elect Director Joe Frank Harris | For | For | Management |
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.7 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.8 | Elect Director Douglas W. Johnson | For | For | Management |
1.9 | Elect Director Robert B. Johnson | For | For | Management |
1.10 | Elect Director Charles B. Knapp | For | For | Management |
1.11 | Elect Director Hidefumi Matsui | For | For | Management |
1.12 | Elect Director Nobuhiro Mori | For | For | Management |
1.13 | Elect Director E. Stephen Purdom, M.D. | For | For | Management |
1.14 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director Glenn Vaughn, Jr. | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ALBERTSON’S INC.
Ticker: | ABS | Security ID: | 013104104 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela G. Bailey | For | For | Management |
1.2 | Elect Director Teresa Beck | For | For | Management |
1.3 | Elect Director Beth M. Pritchard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
7 | Declassify the Board of Directors | Against | Against | Shareholder |
231
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Handel E. Evans | For | For | Management |
1.2 | Elect Director Michael R. Gallagher | For | For | Management |
1.3 | Elect Director Gavin S. Herbert | For | For | Management |
1.4 | Elect Director Stephen J. Ryan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. R. Brooks | For | For | Management |
1.2 | Elect Director Donald M. Carlton | For | For | Management |
1.3 | Elect Director John P. DesBarres | For | For | Management |
1.4 | Elect Director Robert W. Fri | For | For | Management |
1.5 | Elect Director William R. Howell | For | For | Management |
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
1.7 | Elect Director Leonard J. Kujawa | For | For | Management |
1.8 | Elect Director Michael G. Morris | For | For | Management |
1.9 | Elect Director Richard L. Sandor | For | For | Management |
1.10 | Elect Director Donald G. Smith | For | For | Management |
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
4 | Submit Executive Pension Benefit to Vote | Against | For | Shareholder |
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
232
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
AMERICAN STANDARD COMPANIES, INC.
Ticker: | ASD | Security ID: | 029712106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven E. Anderson | For | For | Management |
1.2 | Elect Director James F. Hardymon | For | For | Management |
1.3 | Elect Director Ruth Ann Marshall | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | For | Management |
2 | Change Company Name | For | For | Management |
233
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor S. Liss | For | For | Management |
1.2 | Elect Director James W. McDowell, Jr. | For | For | Management |
1.3 | Elect Director George A. Schaefer, Jr. | For | For | Management |
1.4 | Elect Director Jackie M. Ward | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
BIOMET, INC.
Ticker: | BMET | Security ID: | 090613100 |
Meeting Date: | SEP 27, 2003 | Meeting Type: | Annual |
Record Date: | AUG 7, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry L. Ferguson | For | For | Management |
1.2 | Elect Director Daniel P. Hann | For | For | Management |
1.3 | Elect Director Thomas F. Kearns, Jr. | For | For | Management |
1.4 | Elect Director Dane A. Miller, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
234
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Linda Z. Cook | For | For | Management |
1.4 | Elect Director Rozanne L. Ridgway | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Adopt Amended Workplace Code of Conduct | Against | Against | Shareholder |
6 | Declassify the Board of Directors | Against | Against | Shareholder |
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
9 | Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares | Against | Against | Shareholder |
10 | Provide Employees Choice of Pension Plans at Retirement or Termination | Against | Against | Shareholder |
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter R. Dolan | For | For | Management |
1.2 | Elect Director Louis V. Gerstner, Jr. | For | For | Management |
1.3 | Elect Director Leif Johansson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions/Activities | Against | Against | Shareholder |
4 | Cease Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
235
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Management |
1.2 | Elect Director Vilma S. Martinez | For | For | Management |
1.3 | Elect Director Marc F. Racicot | For | For | Management |
1.4 | Elect Director Roy S. Roberts | For | For | Management |
1.5 | Elect Director Matthew K. Rose | For | For | Management |
1.6 | Elect Director Marc J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director Robert H. West | For | For | Management |
1.9 | Elect Director J. Steven Whisler | For | For | Management |
1.10 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
1.11 | Elect Director Michael B. Yanney | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dave Bing | For | For | Management |
1.2 | Elect Director John F. Finn | For | For | Management |
1.3 | Elect Director John F. Havens | For | For | Management |
1.4 | Elect Director David W. Raisbeck | For | For | Management |
1.5 | Elect Director Robert D. Walter | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | For | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
236
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
CMS ENERGY CORP.
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Merribel S. Ayres | For | For | Management |
1.2 | Elect Director Earl D. Holton | For | For | Management |
1.3 | Elect Director David W. Joos | For | For | Management |
1.4 | Elect Director Michael T. Monahan | For | For | Management |
1.5 | Elect Director Joseph F. Paquette, Jr. | For | For | Management |
1.6 | Elect Director William U. Parfet | For | For | Management |
1.7 | Elect Director Percy A. Pierre | For | For | Management |
1.8 | Elect Director S. Kinnie Smith, Jr. | For | For | Management |
1.9 | Elect Director Kenneth L. Way | For | For | Management |
1.10 | Elect Director Kenneth Whipple | For | For | Management |
1.11 | Elect Director John B. Yasinsky | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Bundled Compensation Plans | For | For | Management |
5 | Increase Authorized Common Stock | For | For | Management |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving W. Bailey, II | For | For | Management |
1.2 | Elect Director Stephen L. Baum | For | For | Management |
1.3 | Elect Director Rodney F. Chase | For | For | Management |
1.4 | Elect Director Van B. Honeycutt | For | For | Management |
1.5 | Elect Director William R. Hoover | For | For | Management |
1.6 | Elect Director Leon J. Level | For | For | Management |
1.7 | Elect Director Thomas A. McDonnell | For | For | Management |
1.8 | Elect Director F. Warren McFarlan | For | For | Management |
1.9 | Elect Director James R. Mellor | For | For | Management |
1.10 | Elect Directo William P. Rutledge | For | For | Management |
237
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director | For | For | Management |
1.2 | Elect Director Hamilton E. James as Class II Director | For | For | Management |
1.3 | Elect Director Jill S. Ruckelshaus as Class II Director | For | For | Management |
1.4 | Elect Director William H. Gates, II as Class II Director | For | For | Management |
1.5 | Elect Director Daniel J. Evans as Class I Director | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
3 | Develop Land Procurement Policy | Against | Against | Shareholder |
4 | Ratify Auditors | For | For | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Budd | For | For | Management |
1.2 | Elect Director George M.C. Fisher | For | For | Management |
1.3 | Elect Director David R. Goode | For | For | Management |
1.4 | Elect Director Gerald Grinstein | For | For | Management |
1.5 | Elect Director John F. Smith, Jr. | For | For | Management |
1.6 | Elect Director Joan E. Spero | For | For | Management |
1.7 | Elect Director Larry D. Thompson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
5 | Submit Executive Pension Benefit To Vote | Against | Against | Shareholder |
6 | Limit Executive Compensation | Against | Against | Shareholder |
238
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 25746U109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Allen | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director Ronald J. Calise | For | For | Management |
1.4 | Elect Director Thos. E. Capps | For | For | Management |
1.5 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.6 | Elect Director John W. Harris | For | For | Management |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.8 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.9 | Elect Director Richard L. Leatherwood | For | For | Management |
1.10 | Elect Director Margaret A. McKenna | For | For | Management |
1.11 | Elect Director Kenneth A. Randall | For | For | Management |
1.12 | Elect Director Frank S. Royal | For | For | Management |
1.13 | Elect Director S. Dallas Simmons | For | For | Management |
1.14 | Elect Director Robert H. Spilman | For | For | Management |
1.15 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
EASTMAN CHEMICAL CO.
Ticker: | EMN | Security ID: | 277432100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Renee J. Hornbaker | For | For | Management |
1.2 | Elect Director Thomas H. McLain | For | For | Management |
1.3 | Elect Director Peter M. Wood | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
239
EXELON CORP.
Ticker: | EXC | Security ID: | 30161N101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas DeBenedictis | For | For | Management |
1.2 | Elect Director G. Fred Dibona, Jr. | For | For | Management |
1.3 | Elect Director Sue L. Gin | For | For | Management |
1.4 | Elect Director Edgar D. Jannotta | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | Against | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
240
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Duques | For | For | Management |
1.2 | Elect Director Charles T. Fote | For | For | Management |
1.3 | Elect Director Richard P. Kiphart | For | For | Management |
1.4 | Elect Director Joan E. Spero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
FLEETBOSTON FINANCIAL CORP.
Ticker: | FBF | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
241
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.2 | Elect Director Henry E. Blair | For | For | Management |
1.3 | Elect Director Gail K. Boudreaux | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Increase Authorized Preferred Stock | For | For | Management |
6 | Ratify Auditors | For | For | Management |
7 | Limit Awards to Executives | Against | Against | Shareholder |
242
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ramani Ayer | For | For | Management |
1.2 | Elect Director Ronald E. Ferguson | For | For | Management |
1.3 | Elect Director Edward J. Kelly, III | For | For | Management |
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management |
1.5 | Elect Director Thomas M. Marra | For | For | Management |
1.6 | Elect Director Gail J. McGovern | For | For | Management |
1.7 | Elect Director Robert W. Selander | For | For | Management |
1.8 | Elect Director Charles B. Strauss | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Gordon I. Ulmer | For | For | Management |
1.11 | Elect Director David K. Zwiener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Aldinger | For | For | Management |
1.2 | Elect Director Michael J. Birck | For | For | Management |
1.3 | Elect Director Marvin D. Brailsford | For | For | Management |
1.4 | Elect Director James R. Cantalupo | For | For | Management |
1.5 | Elect Director Susan Crown | For | For | Management |
1.6 | Elect Director Don H. Davis, Jr. | For | For | Management |
1.7 | Elect Director W. James Farrell | For | For | Management |
1.8 | Elect Director Robert C. McCormack | For | For | Management |
1.9 | Elect Director Robert S. Morrison | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P.C. Godsoe | For | For | Management |
1.2 | Elect Director C.J. Horner | For | For | Management |
1.3 | Elect Director O.R. Smith | For | For | Management |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | For | For | Management |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Against | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Against | Against | Shareholder |
243
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Bell | For | For | Management |
1.2 | Elect Director Frank J. Borell | For | For | Management |
1.3 | Elect Director Reginald K. Brack | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Christopher J. Coughlin | For | For | Management |
1.6 | Elect Director John J. Donner, Jr. | For | For | Management |
1.7 | Elect Director Richard A. Goldstein | For | For | Management |
1.8 | Elect Director H. John Greenlaus | For | For | Management |
1.9 | Elect Director Michael I. Roth | For | For | Management |
1.10 | Elect Director J. Phillip Samper | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | MacBride Principles | Against | Against | Shareholder |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
244
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | NOV 20, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barnett | For | For | Management |
1.2 | Elect Director Willie D. Davis | For | For | Management |
1.3 | Elect Director Jeffrey A. Joerres | For | For | Management |
1.4 | Elect Director Richard F. Teerlink | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
6 | Amend Restricted Stock Plan | For | For | Management |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Hans W. Becherer | For | For | Management |
2.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
2.3 | Elect Director John H. Biggs | For | For | Management |
2.4 | Elect Director Lawrence A. Bossidy | For | For | Management |
2.5 | Elect Director Ellen V. Futter | For | For | Management |
2.6 | Elect Director William H. Gray, III | For | For | Management |
2.7 | Elect Director William B. Harrison, Jr | For | For | Management |
2.8 | Elect Director Helene L. Kaplan | For | For | Management |
2.9 | Elect Director Lee R. Raymond | For | For | Management |
2.10 | Elect Director John R. Stafford | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Adjourn Meeting | For | For | Management |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
7 | Charitable Contributions | Against | Against | Shareholder |
8 | Political Contributions | Against | Against | Shareholder |
9 | Separate Chairman and CEO Positions | Against | For | Shareholder |
10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | Shareholder |
11 | Auditor Independence | Against | Against | Shareholder |
12 | Submit Non-Employee Director Compensation to Vote | Against | Against | Shareholder |
13 | Report on Pay Disparity | Against | Against | Shareholder |
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
245
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Bradford | For | For | Management |
1.2 | Elect Director Luke R. Corbett | For | For | Management |
1.3 | Elect Director David C Genever-Watling | For | For | Management |
1.4 | Elect Director Farah M. Walters | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establishment of an Office of the Board of Directors | Against | Against | Shareholder |
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.3 | Elect Director Linda Johnson Rice | For | For | Management |
1.4 | Elect Director Marc J. Shapiro | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
KOHL’S CORP.
Ticker: | KSS | Security ID: | 500255104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wayne Embry | For | For | Management |
1.2 | Elect Director John F. Herma | For | For | Management |
1.3 | Elect Director R. Lawrence Montgomery | For | For | Management |
1.4 | Elect Director Frank V. Sica | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Performance-Based Stock/Indexed Options | Against | Against | Shareholder |
4 | Separate Chairman and CEO Positions | Against | For | Shareholder |
246
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management |
1.2 | Elect Director David S. Lee | For | For | Management |
1.3 | Elect Director Leo T. McCarthy | For | For | Management |
1.4 | Elect Director Richard M. Moley | For | For | Management |
1.5 | Elect Director Thomas S. Volpe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MARTIN MARIETTA MATERIALS, INC.
Ticker: | MLM | Security ID: | 573284106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcus C. Bennett | For | For | Management |
1.2 | Elect Director Dennis L. Rediker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter A. Dow | For | For | Management |
1.2 | Elect Director Anthony F. Earley, Jr. | For | For | Management |
1.3 | Elect Director Wayne B. Lyon | For | For | Management |
1.4 | Elect Director David L. Johnston | For | For | Management |
1.5 | Elect Director J. Michael Losh | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Management |
1.2 | Elect Director Robert P. McGraw | For | For | Management |
1.3 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management |
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
247
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Hoglund | For | For | Management |
1.2 | Elect Director Douglas S. Luke | For | For | Management |
1.3 | Elect Director Robert C. McCormack | For | For | Management |
1.4 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jared L. Cohon | For | For | Management |
1.2 | Elect Director Ira J. Gumberg | For | For | Management |
1.3 | Elect Director Martin G. Mcguinn | For | For | Management |
1.4 | Elect Director David S. Shapira | For | For | Management |
1.5 | Elect Director John P. Surma | For | For | Management |
1.6 | Elect Director Edward J. Mcaniff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: | MTD | Security ID: | 592688105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert F. Spoerry | For | For | Management |
1.2 | Elect Director Philip Caldwell | For | For | Management |
1.3 | Elect Director John T. Dickson | For | For | Management |
1.4 | Elect Director Philip H. Geier | For | For | Management |
1.5 | Elect Director John D. Macomber | For | For | Management |
1.6 | Elect Director Hans Ulrich Maerki | For | For | Management |
1.7 | Elect Director George M. Milne, Jr. | For | For | Management |
1.8 | Elect Director Thomas P. Salice | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
248
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates, III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Wm. G. Reed, Jr. | For | For | Management |
1.10 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Refrain from Giving Charitable Contributions | Against | Against | Shareholder |
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
249
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Coleman | For | For | Management |
1.2 | Elect Director J. Michael Cook | For | For | Management |
1.3 | Elect Director Philip A. Odeen | For | For | Management |
1.4 | Elect Director Aulana L. Peters | For | For | Management |
1.5 | Elect Director Kevin W. Sharer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Wren | For | For | Management |
1.2 | Elect Director Bruce Crawford | For | For | Management |
1.3 | Elect Director Robert Charles Clark | For | For | Management |
1.4 | Elect Director Leonard S. Coleman, Jr. | For | For | Management |
1.5 | Elect Director Errol M. Cook | For | For | Management |
1.6 | Elect Director Susan S. Denison | For | For | Management |
1.7 | Elect Director Michael A. Henning | For | For | Management |
1.8 | Elect Director John R. Murphy | For | For | Management |
1.9 | Elect Director John R. Purcell | For | For | Management |
1.10 | Elect Director Linda Johnson Rice | For | For | Management |
1.11 | Elect Director Gary L. Roubos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
PENTAIR, INC.
Ticker: | PNR | Security ID: | 709631105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glynis A. Bryan | For | For | Management |
1.2 | Elect Director David A. Jones | For | For | Management |
1.3 | Elect Director William T. Monahan | For | For | Management |
1.4 | Elect Director Karen E. Welke | For | For | Management |
2 | Approve Outside Director Stock Options in Lieu of Cash | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Approve Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Auditors | For | For | Management |
250
PEPCO HOLDINGS, INC.
Ticker: | POM | Security ID: | 713291102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack B. Dunn, IV | For | For | Management |
1.2 | Elect Director Richard B. McGlynn | For | For | Management |
1.3 | Elect Director Peter F. O’Malley | For | For | Management |
1.4 | Elect Director Frank K. Ross | For | For | Management |
1.5 | Elect Director William T. Torgerson | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | For | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
QUEST DIAGNOSTICS, INCORPORATED
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Grant | For | For | Management |
1.2 | Elect Director Surya N. Mohapatra | For | For | Management |
1.3 | Elect Director John C. Baldwin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
251
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | Against | Shareholder |
SEMPRA ENERGY
Ticker: | SRE | Security ID: | 816851109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen L. Baum | For | For | Management |
1.2 | Elect Director Wilford D. Godbold, Jr. | For | For | Management |
1.3 | Elect Director Richard G. Newman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
SICOR, INC.
Ticker: |
| Security ID: | 825846108 |
Meeting Date: | JAN 16, 2004 | Meeting Type: | Special |
Record Date: | DEC 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
252
TJX COMPANIES, INC., THE
Ticker: | TJX | Security ID: | 872540109 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary L. Crittenden | For | For | Management |
1.2 | Elect Director Edmond J. English | For | For | Management |
1.3 | Elect Director Richard G. Lesser | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
4 | Report on Vendor Standards | Against | Against | Shareholder |
5 | Declassify the Board of Directors | Against | Against | Shareholder |
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
253
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George S. Abrams | For | For | Management |
1.2 | Elect Director David R. Andelman | For | For | Management |
1.3 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.4 | Elect Director William S. Cohen | For | For | Management |
1.5 | Elect Director Philippe P. Dauman | For | For | Management |
1.6 | Elect Director Alan C. Greenberg | For | For | Management |
1.7 | Elect Director Mel Karmazin | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director David T. McLaughlin | For | For | Management |
1.10 | Elect Director Shari Redstone | For | For | Management |
1.11 | Elect Director Sumner M. Redstone | For | For | Management |
1.12 | Elect Director Frederic V. Salerno | For | For | Management |
1.13 | Elect Director William Schwartz | For | For | Management |
1.14 | Elect Director Patty Stonesifer | For | For | Management |
1.15 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
254
VIAD CORP.
Ticker: | VVI | Security ID: | 92552R109 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jess Hay | For | For | Management |
1.2 | Elect Director Linda Johnson Rice | For | For | Management |
1.3 | Elect Director Albert M. Teplin | For | For | Management |
1.4 | Elect Director Timothy R. Wallace | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Reverse Stock Split | For | For | Management |
4 | Ratify Auditors | For | For | Management |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | For | Management |
1.11 | Elect Director Judith M. Runstad | For | For | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | For | Management |
2 | Approve Retirement Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
255
WESTWOOD ONE, INC.
Ticker: | WON | Security ID: | 961815107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman J. Pattiz | For | For | Management |
1.2 | Elect Director Mel Karmazin | For | For | Management |
1.3 | Elect Director Joseph B. Smith | For | For | Management |
1.4 | Elect Director Dennis F. Holt | For | For | Management |
1.5 | Elect Director Shane Coppola | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
256
UBS U.S. BOND FUND
Invests exclusively in non-voting securities.
UBS U.S. LARGE CAP EQUITY FUND
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos II | For | For | Management |
1.3 | Elect Director Michael H. Armacost | For | For | Management |
1.4 | Elect Director Kriss Cloninger III | For | For | Management |
1.5 | Elect Director Joe Frank Harris | For | For | Management |
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.7 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.8 | Elect Director Douglas W. Johnson | For | For | Management |
1.9 | Elect Director Robert B. Johnson | For | For | Management |
1.10 | Elect Director Charles B. Knapp | For | For | Management |
1.11 | Elect Director Hidefumi Matsui | For | For | Management |
1.12 | Elect Director Nobuhiro Mori | For | For | Management |
1.13 | Elect Director E. Stephen Purdom, M.D. | For | For | Management |
1.14 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director Glenn Vaughn, Jr. | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ALBERTSON’S INC.
Ticker: | ABS | Security ID: | 013104104 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela G. Bailey | For | For | Management |
1.2 | Elect Director Teresa Beck | For | For | Management |
1.3 | Elect Director Beth M. Pritchard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
7 | Declassify the Board of Directors | Against | Against | Shareholder |
257
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Handel E. Evans | For | For | Management |
1.2 | Elect Director Michael R. Gallagher | For | For | Management |
1.3 | Elect Director Gavin S. Herbert | For | For | Management |
1.4 | Elect Director Stephen J. Ryan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. R. Brooks | For | For | Management |
1.2 | Elect Director Donald M. Carlton | For | For | Management |
1.3 | Elect Director John P. DesBarres | For | For | Management |
1.4 | Elect Director Robert W. Fri | For | For | Management |
1.5 | Elect Director William R. Howell | For | For | Management |
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
1.7 | Elect Director Leonard J. Kujawa | For | For | Management |
1.8 | Elect Director Michael G. Morris | For | For | Management |
1.9 | Elect Director Richard L. Sandor | For | For | Management |
1.10 | Elect Director Donald G. Smith | For | For | Management |
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
4 | Submit Executive Pension Benefit to Vote | Against | For | Shareholder |
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
258
AMERICAN STANDARD COMPANIES, INC.
Ticker: | ASD | Security ID: | 029712106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven E. Anderson | For | For | Management |
1.2 | Elect Director James F. Hardymon | For | For | Management |
1.3 | Elect Director Ruth Ann Marshall | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | For | Management |
2 | Change Company Name | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor S. Liss | For | For | Management |
1.2 | Elect Director James W. McDowell, Jr. | For | For | Management |
1.3 | Elect Director George A. Schaefer, Jr. | For | For | Management |
1.4 | Elect Director Jackie M. Ward | For | For | Management |
259
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
BIOMET, INC.
Ticker: | BMET | Security ID: | 090613100 |
Meeting Date: | SEP 27, 2003 | Meeting Type: | Annual |
Record Date: | AUG 7, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry L. Ferguson | For | For | Management |
1.2 | Elect Director Daniel P. Hann | For | For | Management |
1.3 | Elect Director Thomas F. Kearns, Jr. | For | For | Management |
1.4 | Elect Director Dane A. Miller, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
260
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Linda Z. Cook | For | For | Management |
1.4 | Elect Director Rozanne L. Ridgway | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Adopt Amended Workplace Code of Conduct | Against | Against | Shareholder |
6 | Declassify the Board of Directors | Against | Against | Shareholder |
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
9 | Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares | Against | Against | Shareholder |
10 | Provide Employees Choice of Pension Plans at Retirement or Termination | Against | Against | Shareholder |
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter R. Dolan | For | For | Management |
1.2 | Elect Director Louis V. Gerstner, Jr. | For | For | Management |
1.3 | Elect Director Leif Johansson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions/Activities | Against | Against | Shareholder |
4 | Cease Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Management |
1.2 | Elect Director Vilma S. Martinez | For | For | Management |
1.3 | Elect Director Marc F. Racicot | For | For | Management |
1.4 | Elect Director Roy S. Roberts | For | For | Management |
1.5 | Elect Director Matthew K. Rose | For | For | Management |
1.6 | Elect Director Marc J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director Robert H. West | For | For | Management |
1.9 | Elect Director J. Steven Whisler | For | For | Management |
1.10 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
1.11 | Elect Director Michael B. Yanney | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
261
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dave Bing | For | For | Management |
1.2 | Elect Director John F. Finn | For | For | Management |
1.3 | Elect Director John F. Havens | For | For | Management |
1.4 | Elect Director David W. Raisbeck | For | For | Management |
1.5 | Elect Director Robert D. Walter | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | For | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
262
CMS ENERGY CORP.
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Merribel S. Ayres | For | For | Management |
1.2 | Elect Director Earl D. Holton | For | For | Management |
1.3 | Elect Director David W. Joos | For | For | Management |
1.4 | Elect Director Michael T. Monahan | For | For | Management |
1.5 | Elect Director Joseph F. Paquette, Jr. | For | For | Management |
1.6 | Elect Director William U. Parfet | For | For | Management |
1.7 | Elect Director Percy A. Pierre | For | For | Management |
1.8 | Elect Director S. Kinnie Smith, Jr. | For | For | Management |
1.9 | Elect Director Kenneth L. Way | For | For | Management |
1.10 | Elect Director Kenneth Whipple | For | For | Management |
1.11 | Elect Director John B. Yasinsky | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Bundled Compensation Plans | For | For | Management |
5 | Increase Authorized Common Stock | For | For | Management |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving W. Bailey, II | For | For | Management |
1.2 | Elect Director Stephen L. Baum | For | For | Management |
1.3 | Elect Director Rodney F. Chase | For | For | Management |
1.4 | Elect Director Van B. Honeycutt | For | For | Management |
1.5 | Elect Director William R. Hoover | For | For | Management |
1.6 | Elect Director Leon J. Level | For | For | Management |
1.7 | Elect Director Thomas A. McDonnell | For | For | Management |
1.8 | Elect Director F. Warren McFarlan | For | For | Management |
1.9 | Elect Director James R. Mellor | For | For | Management |
1.10 | Elect Directo William P. Rutledge | For | For | Management |
263
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director | For | For | Management |
1.2 | Elect Director Hamilton E. James as Class II Director | For | For | Management |
1.3 | Elect Director Jill S. Ruckelshaus as Class II Director | For | For | Management |
1.4 | Elect Director William H. Gates, II as Class II Director | For | For | Management |
1.5 | Elect Director Daniel J. Evans as Class I Director | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
3 | Develop Land Procurement Policy | Against | Against | Shareholder |
4 | Ratify Auditors | For | For | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Budd | For | For | Management |
1.2 | Elect Director George M.C. Fisher | For | For | Management |
1.3 | Elect Director David R. Goode | For | For | Management |
1.4 | Elect Director Gerald Grinstein | For | For | Management |
1.5 | Elect Director John F. Smith, Jr. | For | For | Management |
1.6 | Elect Director Joan E. Spero | For | For | Management |
1.7 | Elect Director Larry D. Thompson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
5 | Submit Executive Pension Benefit To Vote | Against | Against | Shareholder |
6 | Limit Executive Compensation | Against | Against | Shareholder |
264
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 25746U109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Allen | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director Ronald J. Calise | For | For | Management |
1.4 | Elect Director Thos. E. Capps | For | For | Management |
1.5 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.6 | Elect Director John W. Harris | For | For | Management |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.8 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.9 | Elect Director Richard L. Leatherwood | For | For | Management |
1.10 | Elect Director Margaret A. McKenna | For | For | Management |
1.11 | Elect Director Kenneth A. Randall | For | For | Management |
1.12 | Elect Director Frank S. Royal | For | For | Management |
1.13 | Elect Director S. Dallas Simmons | For | For | Management |
1.14 | Elect Director Robert H. Spilman | For | For | Management |
1.15 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
EASTMAN CHEMICAL CO.
Ticker: | EMN | Security ID: | 277432100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Renee J. Hornbaker | For | For | Management |
1.2 | Elect Director Thomas H. McLain | For | For | Management |
1.3 | Elect Director Peter M. Wood | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
265
EXELON CORP.
Ticker: | EXC | Security ID: | 30161N101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas DeBenedictis | For | For | Management |
1.2 | Elect Director G. Fred Dibona, Jr. | For | For | Management |
1.3 | Elect Director Sue L. Gin | For | For | Management |
1.4 | Elect Director Edgar D. Jannotta | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | Against | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Duques | For | For | Management |
1.2 | Elect Director Charles T. Fote | For | For | Management |
1.3 | Elect Director Richard P. Kiphart | For | For | Management |
1.4 | Elect Director Joan E. Spero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
266
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
FLEETBOSTON FINANCIAL CORP.
Ticker: | FBF | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
267
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.2 | Elect Director Henry E. Blair | For | For | Management |
1.3 | Elect Director Gail K. Boudreaux | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Increase Authorized Preferred Stock | For | For | Management |
6 | Ratify Auditors | For | For | Management |
7 | Limit Awards to Executives | Against | Against | Shareholder |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ramani Ayer | For | For | Management |
1.2 | Elect Director Ronald E. Ferguson | For | For | Management |
1.3 | Elect Director Edward J. Kelly, III | For | For | Management |
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management |
1.5 | Elect Director Thomas M. Marra | For | For | Management |
1.6 | Elect Director Gail J. McGovern | For | For | Management |
1.7 | Elect Director Robert W. Selander | For | For | Management |
1.8 | Elect Director Charles B. Strauss | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Gordon I. Ulmer | For | For | Management |
1.11 | Elect Director David K. Zwiener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
268
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Aldinger | For | For | Management |
1.2 | Elect Director Michael J. Birck | For | For | Management |
1.3 | Elect Director Marvin D. Brailsford | For | For | Management |
1.4 | Elect Director James R. Cantalupo | For | For | Management |
1.5 | Elect Director Susan Crown | For | For | Management |
1.6 | Elect Director Don H. Davis, Jr. | For | For | Management |
1.7 | Elect Director W. James Farrell | For | For | Management |
1.8 | Elect Director Robert C. McCormack | For | For | Management |
1.9 | Elect Director Robert S. Morrison | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P.C. Godsoe | For | For | Management |
1.2 | Elect Director C.J. Horner | For | For | Management |
1.3 | Elect Director O.R. Smith | For | For | Management |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | For | For | Management |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Against | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Against | Against | Shareholder |
269
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Bell | For | For | Management |
1.2 | Elect Director Frank J. Borell | For | For | Management |
1.3 | Elect Director Reginald K. Brack | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Christopher J. Coughlin | For | For | Management |
1.6 | Elect Director John J. Donner, Jr. | For | For | Management |
1.7 | Elect Director Richard A. Goldstein | For | For | Management |
1.8 | Elect Director H. John Greenlaus | For | For | Management |
1.9 | Elect Director Michael I. Roth | For | For | Management |
1.10 | Elect Director J. Phillip Samper | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | MacBride Principles | Against | Against | Shareholder |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | NOV 20, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barnett | For | For | Management |
1.2 | Elect Director Willie D. Davis | For | For | Management |
1.3 | Elect Director Jeffrey A. Joerres | For | For | Management |
1.4 | Elect Director Richard F. Teerlink | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
6 | Amend Restricted Stock Plan | For | For | Management |
270
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Hans W. Becherer | For | For | Management |
2.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
2.3 | Elect Director John H. Biggs | For | For | Management |
2.4 | Elect Director Lawrence A. Bossidy | For | For | Management |
2.5 | Elect Director Ellen V. Futter | For | For | Management |
2.6 | Elect Director William H. Gray, III | For | For | Management |
2.7 | Elect Director William B. Harrison, Jr | For | For | Management |
2.8 | Elect Director Helene L. Kaplan | For | For | Management |
2.9 | Elect Director Lee R. Raymond | For | For | Management |
2.10 | Elect Director John R. Stafford | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Adjourn Meeting | For | For | Management |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
7 | Charitable Contributions | Against | Against | Shareholder |
8 | Political Contributions | Against | Against | Shareholder |
9 | Separate Chairman and CEO Positions | Against | For | Shareholder |
10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | Shareholder |
11 | Auditor Independence | Against | Against | Shareholder |
12 | Submit Non-Employee Director Compensation to Vote | Against | Against | Shareholder |
13 | Report on Pay Disparity | Against | Against | Shareholder |
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Bradford | For | For | Management |
1.2 | Elect Director Luke R. Corbett | For | For | Management |
1.3 | Elect Director David C Genever-Watling | For | For | Management |
1.4 | Elect Director Farah M. Walters | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establishment of an Office of the Board of Directors | Against | Against | Shareholder |
271
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.3 | Elect Director Linda Johnson Rice | For | For | Management |
1.4 | Elect Director Marc J. Shapiro | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
KOHL’S CORP.
Ticker: | KSS | Security ID: | 500255104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wayne Embry | For | For | Management |
1.2 | Elect Director John F. Herma | For | For | Management |
1.3 | Elect Director R. Lawrence Montgomery | For | For | Management |
1.4 | Elect Director Frank V. Sica | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Performance-Based Stock/Indexed Options | Against | Against | Shareholder |
4 | Separate Chairman and CEO Positions | Against | For | Shareholder |
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management |
1.2 | Elect Director David S. Lee | For | For | Management |
1.3 | Elect Director Leo T. McCarthy | For | For | Management |
1.4 | Elect Director Richard M. Moley | For | For | Management |
1.5 | Elect Director Thomas S. Volpe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
272
MARTIN MARIETTA MATERIALS, INC.
Ticker: | MLM | Security ID: | 573284106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcus C. Bennett | For | For | Management |
1.2 | Elect Director Dennis L. Rediker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter A. Dow | For | For | Management |
1.2 | Elect Director Anthony F. Earley, Jr. | For | For | Management |
1.3 | Elect Director Wayne B. Lyon | For | For | Management |
1.4 | Elect Director David L. Johnston | For | For | Management |
1.5 | Elect Director J. Michael Losh | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Management |
1.2 | Elect Director Robert P. McGraw | For | For | Management |
1.3 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management |
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Hoglund | For | For | Management |
1.2 | Elect Director Douglas S. Luke | For | For | Management |
1.3 | Elect Director Robert C. McCormack | For | For | Management |
1.4 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
273
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jared L. Cohon | For | For | Management |
1.2 | Elect Director Ira J. Gumberg | For | For | Management |
1.3 | Elect Director Martin G. Mcguinn | For | For | Management |
1.4 | Elect Director David S. Shapira | For | For | Management |
1.5 | Elect Director John P. Surma | For | For | Management |
1.6 | Elect Director Edward J. Mcaniff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: | MTD | Security ID: | 592688105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert F. Spoerry | For | For | Management |
1.2 | Elect Director Philip Caldwell | For | For | Management |
1.3 | Elect Director John T. Dickson | For | For | Management |
1.4 | Elect Director Philip H. Geier | For | For | Management |
1.5 | Elect Director John D. Macomber | For | For | Management |
1.6 | Elect Director Hans Ulrich Maerki | For | For | Management |
1.7 | Elect Director George M. Milne, Jr. | For | For | Management |
1.8 | Elect Director Thomas P. Salice | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates, III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Wm. G. Reed, Jr. | For | For | Management |
1.10 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Refrain from Giving Charitable Contributions | Against | Against | Shareholder |
274
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Coleman | For | For | Management |
1.2 | Elect Director J. Michael Cook | For | For | Management |
1.3 | Elect Director Philip A. Odeen | For | For | Management |
1.4 | Elect Director Aulana L. Peters | For | For | Management |
1.5 | Elect Director Kevin W. Sharer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
275
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Wren | For | For | Management |
1.2 | Elect Director Bruce Crawford | For | For | Management |
1.3 | Elect Director Robert Charles Clark | For | For | Management |
1.4 | Elect Director Leonard S. Coleman, Jr. | For | For | Management |
1.5 | Elect Director Errol M. Cook | For | For | Management |
1.6 | Elect Director Susan S. Denison | For | For | Management |
1.7 | Elect Director Michael A. Henning | For | For | Management |
1.8 | Elect Director John R. Murphy | For | For | Management |
1.9 | Elect Director John R. Purcell | For | For | Management |
1.10 | Elect Director Linda Johnson Rice | For | For | Management |
1.11 | Elect Director Gary L. Roubos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
PENTAIR, INC.
Ticker: | PNR | Security ID: | 709631105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glynis A. Bryan | For | For | Management |
1.2 | Elect Director David A. Jones | For | For | Management |
1.3 | Elect Director William T. Monahan | For | For | Management |
1.4 | Elect Director Karen E. Welke | For | For | Management |
2 | Approve Outside Director Stock Options in Lieu of Cash | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Approve Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Auditors | For | For | Management |
PEPCO HOLDINGS, INC.
Ticker: | POM | Security ID: | 713291102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack B. Dunn, IV | For | For | Management |
1.2 | Elect Director Richard B. McGlynn | For | For | Management |
1.3 | Elect Director Peter F. O’Malley | For | For | Management |
1.4 | Elect Director Frank K. Ross | For | For | Management |
1.5 | Elect Director William T. Torgerson | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
276
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | For | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
QUEST DIAGNOSTICS, INCORPORATED
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Grant | For | For | Management |
1.2 | Elect Director Surya N. Mohapatra | For | For | Management |
1.3 | Elect Director John C. Baldwin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | Against | Shareholder |
277
SEMPRA ENERGY
Ticker: | SRE | Security ID: | 816851109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen L. Baum | For | For | Management |
1.2 | Elect Director Wilford D. Godbold, Jr. | For | For | Management |
1.3 | Elect Director Richard G. Newman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
SICOR, INC.
Ticker: |
| Security ID: | 825846108 |
Meeting Date: | JAN 16, 2004 | Meeting Type: | Special |
Record Date: | DEC 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
278
TJX COMPANIES, INC., THE
Ticker: | TJX | Security ID: | 872540109 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary L. Crittenden | For | For | Management |
1.2 | Elect Director Edmond J. English | For | For | Management |
1.3 | Elect Director Richard G. Lesser | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
4 | Report on Vendor Standards | Against | Against | Shareholder |
5 | Declassify the Board of Directors | Against | Against | Shareholder |
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
279
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George S. Abrams | For | For | Management |
1.2 | Elect Director David R. Andelman | For | For | Management |
1.3 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.4 | Elect Director William S. Cohen | For | For | Management |
1.5 | Elect Director Philippe P. Dauman | For | For | Management |
1.6 | Elect Director Alan C. Greenberg | For | For | Management |
1.7 | Elect Director Mel Karmazin | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director David T. McLaughlin | For | For | Management |
1.10 | Elect Director Shari Redstone | For | For | Management |
1.11 | Elect Director Sumner M. Redstone | For | For | Management |
1.12 | Elect Director Frederic V. Salerno | For | For | Management |
1.13 | Elect Director William Schwartz | For | For | Management |
1.14 | Elect Director Patty Stonesifer | For | For | Management |
1.15 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
VIAD CORP.
Ticker: | VVI | Security ID: | 92552R109 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jess Hay | For | For | Management |
1.2 | Elect Director Linda Johnson Rice | For | For | Management |
1.3 | Elect Director Albert M. Teplin | For | For | Management |
1.4 | Elect Director Timothy R. Wallace | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Reverse Stock Split | For | For | Management |
4 | Ratify Auditors | For | For | Management |
280
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | For | Management |
1.11 | Elect Director Judith M. Runstad | For | For | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | For | Management |
2 | Approve Retirement Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
WESTWOOD ONE, INC.
Ticker: | WON | Security ID: | 961815107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman J. Pattiz | For | For | Management |
1.2 | Elect Director Mel Karmazin | For | For | Management |
1.3 | Elect Director Joseph B. Smith | For | For | Management |
1.4 | Elect Director Dennis F. Holt | For | For | Management |
1.5 | Elect Director Shane Coppola | For | For | Management |
2 | Ratify Auditors | For | For | Management |
281
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
UBS U.S. LARGE CAP GROWTH FUND
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors | For | For | Management |
2 | Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Transact Other Business (Non-Voting) | None | None | Management |
282
ADOBE SYSTEMS INC.
Ticker: | ADBE | Security ID: | 00724F101 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael R. Cannon | For | For | Management |
1.2 | Elect Director Bruce R. Chizen | For | For | Management |
1.3 | Elect Director James E. Daley | For | For | Management |
1.4 | Elect Director Charles M. Geschke | For | For | Management |
1.5 | Elect Director Delbert W. Yocam | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Adopt a Plocy that will Committ Executives to Hold a Significant Percentage of their Shares | Against | Against | Shareholder |
5 | Ratify Auditors | For | For | Management |
ADTRAN, INC.
Ticker: | ADTN | Security ID: | 00738A106 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark C. Smith | For | For | Management |
1.2 | Elect Director Howard A. Thrailkill | For | For | Management |
1.3 | Elect Director Richard A. Anderson | For | For | Management |
1.4 | Elect Director W. Frank Blount | For | For | Management |
1.5 | Elect Director H. Fenwick Huss | For | For | Management |
1.6 | Elect Director William L. Marks | For | For | Management |
1.7 | Elect Director Roy J. Nichols | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Handel E. Evans | For | For | Management |
1.2 | Elect Director Michael R. Gallagher | For | For | Management |
1.3 | Elect Director Gavin S. Herbert | For | For | Management |
1.4 | Elect Director Stephen J. Ryan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
283
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.2 | Elect Director Jerry D. Choate | For | For | Management |
1.3 | Elect Director Frank C. Herringer | For | For | Management |
1.4 | Elect Director Gilbert S. Omenn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Prepare Glass Ceiling Report | Against | Against | Shareholder |
4 | Expense Stock Options | Against | For | Shareholder |
ANADARKO PETROLEUM CORP.
Ticker: | APC | Security ID: | 032511107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry Barcus | For | For | Management |
1.2 | Elect Director James L. Bryan | For | For | Management |
1.3 | Elect Director James T. Hackett | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Report on Greenhouse Gas Emissions | Against | Against | Shareholder |
ANALOG DEVICES, INC.
Ticker: | ADI | Security ID: | 032654105 |
Meeting Date: | MAR 9, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerald G. Fishman | For | For | Management |
1.2 | Elect Director F. Grant Saviers | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | For | Management |
2 | Change Company Name | For | For | Management |
284
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor S. Liss | For | For | Management |
1.2 | Elect Director James W. McDowell, Jr. | For | For | Management |
1.3 | Elect Director George A. Schaefer, Jr. | For | For | Management |
1.4 | Elect Director Jackie M. Ward | For | For | Management |
AT&T WIRELESS SERVICES, INC.
Ticker: | AWE | Security ID: | 00209A106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Nobuharu Ono | For | For | Management |
2.2 | Elect Director Carolyn M. Ticknor | For | For | Management |
2.3 | Elect Director John D. Zeglis | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 |
Meeting Date: | DEC 11, 2003 | Meeting Type: | Annual |
Record Date: | OCT 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles M. Elson | For | For | Management |
1.2 | Elect Director Marsha J. Evans | For | For | Management |
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management |
1.4 | Elect Director N. Gerry House | For | For | Management |
1.5 | Elect Director J.R. Hyde, III | For | For | Management |
1.6 | Elect Director Edward S. Lampert | For | For | Management |
1.7 | Elect Director W. Andrew McKenna | For | For | Management |
1.8 | Elect Director Steve Odland | For | For | Management |
1.9 | Elect Director James J. Postl | For | For | Management |
2 | Ratify Auditors | For | For | Management |
285
BARR PHARMACEUTICALS INC
Ticker: | BRL | Security ID: | 068306109 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce L. Downey | For | For | Management |
1.2 | Elect Director Paul M. Bisaro | For | For | Management |
1.3 | Elect Director Carole S. Ben-Maimon | For | For | Management |
1.4 | Elect Director George P. Stephan | For | For | Management |
1.5 | Elect Director Jack M. Kay | For | For | Management |
1.6 | Elect Director Harold N. Chefitz | For | For | Management |
1.7 | Elect Director Richard R. Frankovic | For | For | Management |
1.8 | Elect Director Peter R. Seaver | For | For | Management |
1.9 | Elect Director James S. Gilmore, III | For | For | Management |
2 | Change State of Incorporation from New York to Delaware | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bradbury H. Anderson | For | For | Management |
1.2 | Elect Director K.J. Higgins Victor | For | For | Management |
1.3 | Elect Director Allen U. Lenzmeier | For | For | Management |
1.4 | Elect Director Frank D. Trestman | For | For | Management |
1.5 | Elect Director James C. Wetherbe | For | For | Management |
1.6 | Elect Director Ronald James | For | For | Management |
1.7 | Elect Director Matthew H. Paull | For | For | Management |
1.8 | Elect Director Mary A. Tolan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ursula M. Burns | For | For | Management |
1.2 | Elect Director Marye Anne Fox | For | For | Management |
1.3 | Elect Director N.J. Nicholas, Jr. | For | For | Management |
1.4 | Elect Director John E. Pepper | For | For | Management |
2 | Ratify Auditors | For | For | Management |
286
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carol A. Bartz | For | For | Management |
1.2 | Elect Director Larry R. Carter | For | For | Management |
1.3 | Elect Director John T. Chambers | For | For | Management |
1.4 | Elect Director Dr. James F. Gibbons | For | For | Management |
1.5 | Elect Director Dr. John L. Hennessy | For | For | Management |
1.6 | Elect Director Roderick C. McGeary | For | For | Management |
1.7 | Elect Director James C. Morgan | For | For | Management |
1.8 | Elect Director John P. Morgridge | For | For | Management |
1.9 | Elect Director Donald T. Valentine | For | For | Management |
1.10 | Elect Director Steven M. West | For | For | Management |
1.11 | Elect Director Jerry Yang | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Report on Company Products Used by the Government to Monitor the Internet | Against | Against | Shareholder |
5 | Report on Pay Disparity | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
DELL COMPUTER CORPORATION
Ticker: | DELL | Security ID: | 247025109 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael A. Miles | For | For | Management |
1.2 | Elect Director Alex J. Mandl | For | For | Management |
1.3 | Elect Director Morton L. Topfer | For | For | Management |
2 | Declassify Board | For | For | Management |
3 | Approve Company Name Change | For | For | Management |
4 | Adopt Omnibus Stock Option Plan | For | For | Management |
287
DEVON ENERGY CORP.
Ticker: | DVN | Security ID: | 25179M103 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas F. Ferguson | For | For | Management |
1.2 | Elect Director Peter J. Fluor | For | For | Management |
1.3 | Elect Director David M. Gavin | For | For | Management |
1.4 | Elect Director Michael E. Gellert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Philippe Bourguignon | For | For | Management |
1.2 | Elect Director Thomas J. Tierney | For | For | Management |
1.3 | Elect Director Margaret C. Whitman | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Increase Authorized Common Stock | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Expense Stock Options | Against | For | Shareholder |
ECHOSTAR COMMUNICATIONS CORP.
Ticker: | DISH | Security ID: | 278762109 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael T. Dugan | For | For | Management |
1.2 | Elect Director James Defranco | For | For | Management |
1.3 | Elect Director Cantey Ergen | For | For | Management |
1.4 | Elect Director Charles W. Ergen | For | For | Management |
1.5 | Elect Director Raymond L. Friedlob | For | For | Management |
1.6 | Elect Director Steven R. Goodbarn | For | For | Management |
1.7 | Elect Director David K. Moskowitz | For | For | Management |
1.8 | Elect Director C. Michael Schroeder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | Against | Management |
288
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Egan | For | For | Management |
1.2 | Elect Director Michael C. Ruettgers | For | For | Management |
1.3 | Elect Director David N. Strohm | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Limit Executive Compensation | Against | Against | Shareholder |
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen B. Ashley | For | For | Management |
1.2 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.3 | Elect Director Thomas P. Gerrity | For | For | Management |
1.4 | Elect Director Timothy Howard | For | For | Management |
1.5 | Elect Director Ann Korologos | For | For | Management |
1.6 | Elect Director Frederic V. Malek | For | For | Management |
1.7 | Elect Director Donald B. Marron | For | For | Management |
1.8 | Elect Director Daniel H. Mudd | For | For | Management |
1.9 | Elect Director Anne M. Mulcahy | For | For | Management |
1.10 | Elect Director Joe K. Pickett | For | For | Management |
1.11 | Elect Director Leslie Rahl | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director H. Patrick Swygert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
289
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Howard Solomon | For | For | Management |
1.2 | Elect Director William J. Candee, III | For | For | Management |
1.3 | Elect Director George S. Cohan | For | For | Management |
1.4 | Elect Director Dan L. Goldwasser | For | For | Management |
1.5 | lect Director Lester B. Salans, M.D. | For | For | Management |
1.6 | Elect Director Kenneth E. Goodman | For | For | Management |
1.7 | Elect Director Phillip M. Satow | For | For | Management |
2 | Approve Authorized Common Stock Increase | For | For | Management |
3 | Ratify Appointment of Independent Auditors | For | For | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Allison, Jr. | For | For | Management |
1.2 | Elect Director R. Leigh Clifford | For | For | Management |
1.3 | Elect Director James R. Moffett | For | For | Management |
1.4 | Elect Director B. M. Rankin, Jr. | For | For | Management |
1.5 | Elect Director J. Taylor Wharton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Halt Payments to Indonesian Military | Against | Against | Shareholder |
GENENTECH, INC.
Ticker: | DNA | Security ID: | 368710406 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Written Consent |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Management |
2.1 | Elect Director Herbert W. Boyer | For | For | Management |
2.2 | Elect Director Arthur D. Levinson | For | For | Management |
2.3 | Elect Director Mark Richmond | For | For | Management |
2.4 | Elect Director Charles A. Sanders | For | For | Management |
2.5 | Elect Director William M. Burns | For | For | Management |
2.6 | Elect Director Erich Hunziker | For | For | Management |
2.7 | Elect Director Jonathan K.C. Knowles | For | For | Management |
3 | Elect Director M. Burns | For | For | Management |
4 | Elect Director Erich Hunziker | For | For | Management |
5 | Elect Director Jonathan K.C. Knowles | For | For | Management |
6 | Increase Authorized Common Stock | For | For | Management |
7 | Approve Omnibus Stock Plan | For | For | Management |
8 | Ratify Auditors | For | For | Management |
290
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James I. Cash, Jr. | For | For | Management |
1.2 | Elect Director Dennis D. Dammerman | For | For | Management |
1.3 | Elect Director Ann M. Fudge | For | For | Management |
1.4 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.5 | Elect Director Jeffrey R. Immelt | For | For | Management |
1.6 | Elect Director Andrea Jung | For | For | Management |
1.7 | Elect Director Alan G. Lafley | For | For | Management |
1.8 | Elect Director Kenneth G. Langone | For | For | Management |
1.9 | Elect Director Ralph S. Larsen | For | For | Management |
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.11 | Elect Director Sam Nunn | For | For | Management |
1.12 | Elect Director Roger S. Penske | For | For | Management |
1.13 | Elect Director Robert J. Swieringa | For | For | Management |
1.14 | Elect Director Douglas A. Warner III | For | For | Management |
1.15 | Elect Director Robert C. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
5 | Eliminate Animal Testing | Against | Against | Shareholder |
6 | Report on Nuclear Fuel Storage Risks | Against | Against | Shareholder |
7 | Report on PCB Clean-up | Against | Against | Shareholder |
8 | Report on Foreign Outsourcing | Against | Against | Shareholder |
9 | Prepare Sustainability Report | Against | Against | Shareholder |
10 | Limit Composition of Management Development and Compensation Committee to Independent Directors | Against | Against | Shareholder |
11 | Report on Pay Disparity | Against | Against | Shareholder |
12 | Limit Awards to Executives | Against | Against | Shareholder |
13 | Limit Board Service for Other Companies | Against | Against | Shareholder |
14 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
15 | Hire Advisor/Maximize Shareholder Value | Against | Against | Shareholder |
16 | Adopt a Retention Ratio for Executives and Directors | Against | Against | Shareholder |
17 | Require 70% to 80% Independent Board | Against | Against | Shareholder |
18 | Report on Political Contributions/Activities | Against | Against | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Berg | For | For | Management |
1.2 | Elect Director Etienne F. Davignon | For | For | Management |
1.3 | Elect Director James M. Denny | For | For | Management |
1.4 | Elect Director John C. Martin | For | For | Management |
1.5 | Elect Director Gordon E. Moore | For | For | Management |
1.6 | Elect Director Nicholas G. Moore | For | For | Management |
1.7 | Elect Director George P. Shultz | For | For | Management |
1.8 | Elect Director Gayle E. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Increase Authorized Common Stock | For | For | Management |
291
GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: | GSF | Security ID: | G3930E101 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ferdinand A. Berger | For | For | Management |
1.2 | Elect Director Khaled R. Al-Haroon | For | For | Management |
1.3 | Elect Director Edward R. Muller | For | For | Management |
1.4 | Elect Director Paul J. Powers | For | For | Management |
1.5 | Elect Director John L. Whitmire | For | For | Management |
2 | PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. | For | For | Management |
3 | PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. | For | For | Management |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. | For | For | Management |
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lloyd C. Blankfein | For | For | Management |
1.2 | Elect Director Lord Browne Of Madingley | For | For | Management |
1.3 | Elect Director Claes Dahlback | For | For | Management |
1.4 | Elect Director James A. Johnson | For | For | Management |
1.5 | Elect Director Lois D. Juliber | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
GUIDANT CORP.
Ticker: | GDT | Security ID: | 401698105 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Maurice A. Cox, Jr. | For | For | Management |
1.2 | Elect Director Nancy-Ann Min DeParle | For | For | Management |
1.3 | Elect Director Ronald W. Dollens | For | For | Management |
1.4 | Elect Director Enrique C. Falla | For | For | Management |
1.5 | Elect Director Kristina M. Johnson, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
292
H&R BLOCK, INC.
Ticker: | HRB | Security ID: | 093671105 |
Meeting Date: | SEP 10, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G. KennethBaum | For | For | Management |
1.2 | Elect Director Henry F. Frigon | For | For | Management |
1.3 | Elect Director Roger W. Hale | For | For | Management |
2 | Amend Omnibus Stock Option Plan | For | For | Management |
3 | Ratify Appointment of Independent Auditors | For | For | Management |
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P.C. Godsoe | For | For | Management |
1.2 | Elect Director C.J. Horner | For | For | Management |
1.3 | Elect Director O.R. Smith | For | For | Management |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | For | For | Management |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Against | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Against | Against | Shareholder |
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Craig R. Barrett | For | For | Management |
1.2 | Elect Director Charlene Barshefsky | For | For | Management |
1.3 | Elect Director E. John P. Browne | For | For | Management |
1.4 | Elect Director Andrew S. Grove | For | For | Management |
1.5 | Elect Director D. James Guzy | For | For | Management |
1.6 | Elect Director Reed E. Hundt | For | For | Management |
1.7 | Elect Director Paul S. Otellini | For | For | Management |
1.8 | Elect Director David S. Pottruck | For | For | Management |
1.9 | Elect Director Jane E. Shaw | For | For | Management |
1.10 | Elect Director John L. Thornton | For | For | Management |
1.11 | Elect Director David B. Yoffie | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit/Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Performance- Based/Indexed Options | Against | Against | Shareholder |
293
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cathleen Black | For | For | Management |
1.2 | Elect Director Kenneth I. Chenault | For | For | Management |
1.3 | Elect Director Carlos Ghosn | For | For | Management |
1.4 | Elect Director Nannerl O. Keohane | For | For | Management |
1.5 | Elect Director Charles F. Knight | For | For | Management |
1.6 | Elect Director Lucio A. Noto | For | For | Management |
1.7 | Elect Director Samuel J. Palmisano | For | For | Management |
1.8 | Elect Director John B. Slaughter | For | For | Management |
1.9 | Elect Director Joan E. Spero | For | For | Management |
1.10 | Elect Director Sidney Taurel | For | For | Management |
1.11 | Elect Director Charles M. Vest | For | For | Management |
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ratify Auditors for the Company’s Business Consulting Services Unit | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | Against | Shareholder |
6 | Amend Pension and Retirement Medical Insurance Plans | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
8 | Expense Stock Options | Against | For | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | China Principles | Against | Against | Shareholder |
11 | Report on Political Contributions/Activities | Against | Against | Shareholder |
12 | Report on Executive Compensation | Against | Against | Shareholder |
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management |
1.2 | Elect Director David S. Lee | For | For | Management |
1.3 | Elect Director Leo T. McCarthy | For | For | Management |
1.4 | Elect Director Richard M. Moley | For | For | Management |
1.5 | Elect Director Thomas S. Volpe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
294
LOWE
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leonard L. Berry | For | For | Management |
1.2 | Elect Director Paul Fulton | For | For | Management |
1.3 | Elect Director Dawn E. Hudson | For | For | Management |
1.4 | Elect Director Marshall O. Larsen | For | For | Management |
1.5 | Elect Director Robert A. Niblock | For | For | Management |
1.6 | Elect Director Stephen F. Page | For | For | Management |
1.7 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.8 | Elect Director Robert L. Tillman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MANPOWER INC.
Ticker: | MAN | Security ID: | 56418H100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephanie A. Burns | For | For | Management |
1.2 | Elect Director Willie D. Davis | For | For | Management |
1.3 | Elect Director Jack M. Greenberg | For | For | Management |
1.4 | Elect Director Terry A. Hueneke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MEDIMMUNE, INC.
Ticker: | MEDI | Security ID: | 584699102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wayne T. Hockmeyer | For | For | Management |
1.2 | Elect Director David M. Mott | For | For | Management |
1.3 | Elect Director David Baltimore | For | For | Management |
1.4 | Elect Director M. James Barrett | For | For | Management |
1.5 | Elect Director Melvin D. Booth | For | For | Management |
1.6 | Elect Director James H. Cavanaugh | For | For | Management |
1.7 | Elect Director Barbara Hackman Franklin | For | For | Management |
1.8 | Elect Director Gordon S. Macklin | For | For | Management |
1.9 | Elect Director Elizabeth H. S. Wyatt | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
295
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 |
Meeting Date: | AUG 28, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Anderson | For | For | Management |
1.2 | Elect Director Michael R. Bonsignore | For | For | Management |
1.3 | Elect Director Gordon M. S0renger | For | For | Management |
2 | Ratify Appointment of Independent Auditors | For | For | Management |
3 | Adopt Omnibus Stock Option Plan | For | For | Management |
4 | Adopt Omnibus Stock Option Plan | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates, III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Wm. G. Reed, Jr. | For | For | Management |
1.10 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Refrain from Giving Charitable Contributions | Against | Against | Shareholder |
MOODY’S CORPORATION
Ticker: | MCO | Security ID: | 615369105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Management |
1.2 | Elect Director Raymond W Mcdaniel Jr. | For | For | Management |
1.3 | Elect Director John Rutherfurd, Jr. | For | For | Management |
1.4 | Elect Director John K. Wulff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Performance- Based | Against | Against | Shareholder |
296
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glen A. Barton | For | For | Management |
1.2 | Elect Director Vincent A. Calarco | For | For | Management |
1.3 | Elect Director Michael S. Hamson | For | For | Management |
1.4 | Elect Director Leo I. Higdon, Jr. | For | For | Management |
1.5 | Elect Director Pierre Lassonde | For | For | Management |
1.6 | Elect Director Robert J. Miller | For | For | Management |
1.7 | Elect Director Wayne W. Murdy | For | For | Management |
1.8 | Elect Director Robin A. Plumbridge | For | For | Management |
1.9 | Elect Director John B. Prescott | For | For | Management |
1.10 | Elect Director Michael K. Reilly | For | For | Management |
1.11 | Elect Director Seymour Schulich | For | For | Management |
1.12 | Elect Director James V. Taranik | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
297
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Annual |
Record Date: | AUG 21, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence J. Ellison | For | For | Management |
1.2 | Elect Director Donald L. Lucas | For | For | Management |
1.3 | Elect Director Michael J. Boskin | For | For | Management |
1.4 | Elect Director Jeffrey O. Henley | For | For | Management |
1.5 | Elect Director Jack F. Kemp | For | For | Management |
1.6 | Elect Director Jeffrey Berg | For | For | Management |
1.7 | Elect Director Safra Catz | For | For | Management |
1.8 | Elect Director Hector Garcia-Molina | For | For | Management |
1.9 | Elect Director Joseph A. Grundfest | For | For | Management |
1.10 | Elect Director H. Raymond Bingham | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
5 | Implement China Principles | Against | Against | Shareholder |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Brown | For | For | Management |
1.2 | Elect Director M. Anthony Burns | For | For | Management |
1.3 | Elect Director Robert N. Burt | For | For | Management |
1.4 | Elect Director W. Don Cornwell | For | For | Management |
1.5 | Elect Director William H. Gray III | For | For | Management |
1.6 | Elect Director Constance J. Horner | For | For | Management |
1.7 | Elect Director William R. Howell | For | For | Management |
1.8 | Elect Director Stanley O. Ikenberry | For | For | Management |
1.9 | Elect Director George A. Lorch | For | For | Management |
1.10 | Elect Director Henry A. Mckinnell | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director Ruth J. Simmons | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
1.15 | Elect Director Jean-Paul Valles | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
5 | Cease Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Establish Term Limits for Directors | Against | Against | Shareholder |
8 | Report on Drug Pricing | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | Amend Animal Testing Policy | Against | Against | Shareholder |
298
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman R. Augustine | For | For | Management |
1.2 | Elect Director A.G. Lafley | For | For | Management |
1.3 | Elect Director Johnathan A. Rodgers | For | For | Management |
1.4 | Elect Director John F. Smith, Jr. | For | For | Management |
1.5 | Elect Director Margaret C. Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Label Genetically Engineered Foods | Against | Against | Shareholder |
QUALCOMM INC.
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Adelia A. Coffman | For | For | Management |
1.2 | Elect Director Raymond V. Dittamore | For | For | Management |
1.3 | Elect Director Irwin Mark Jacobs | For | For | Management |
1.4 | Elect Director Richard Sulpizio | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
ROSS STORES, INC.
Ticker: | ROST | Security ID: | 778296103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Bush | For | For | Management |
1.2 | Elect Director Norman A. Ferber | For | For | Management |
1.3 | Elect Director James C. Peters | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Ratify Auditors | For | For | Management |
299
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Deutch | For | For | Management |
1.2 | Elect Director J.S. Gorelick | For | For | Management |
1.3 | Elect Director A. Gould | For | For | Management |
1.4 | Elect Director T. Isaac | For | For | Management |
1.5 | Elect Director A. Lajous | For | For | Management |
1.6 | Elect Director A. Levy-Lang | For | For | Management |
1.7 | Elect Director D. Primat | For | For | Management |
1.8 | Elect Director T. Sandvold | For | For | Management |
1.9 | Elect Director N. Seydoux | For | For | Management |
1.10 | Elect Director L.G. Stuntz | For | For | Management |
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Management |
3 | APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS | For | For | Management |
4 | APPROVAL OF AUDITORS | For | For | Management |
SLM CORP.
Ticker: | SLM | Security ID: | 78442P106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles L. Daley | For | For | Management |
1.2 | Elect Director William M. Diefenderfer, III | For | For | Management |
1.3 | Elect Director Thomas J. Fitzpatrick | For | For | Management |
1.4 | Elect Director Edward A. Fox | For | For | Management |
1.5 | Elect Director Diane Suitt Gilleland | For | For | Management |
1.6 | Elect Director Earl A. Goode | For | For | Management |
1.7 | Elect Director Ann Torre Grant | For | For | Management |
1.8 | Elect Director Ronald F. Hunt | For | For | Management |
1.9 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.10 | Elect Director Albert L. Lord | For | For | Management |
1.11 | Elect Director Barry A. Munitz | For | For | Management |
1.12 | Elect Director A. Alexander Porter, Jr. | For | For | Management |
1.13 | Elect Director Wolfgang Schoellkopf | For | For | Management |
1.14 | Elect Director Steven L. Shapiro | For | For | Management |
1.15 | Elect Director Barry L. Williams | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
SYMANTEC CORP
Ticker: | SYMC | Security ID: | 871503108 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tania Amochaev | For | For | Management |
1.2 | Elect Director William Coleman | For | For | Management |
1.3 | Elect Director Dr. Per-Kristian Halvorsen | For | For | Management |
1.4 | Elect Director David Mahoney | For | For | Management |
1.5 | Elect Director Robert S. Miller | For | For | Management |
1.6 | Elect Director Bill Owens | For | For | Management |
1.7 | Elect Director George Reyes | For | For | Management |
1.8 | Elect Director Daniel H. Schulman | For | For | Management |
1.9 | Elect Director John W. Thompson | For | For | Management |
2 | Amend ByLaw/Charter | For | For | Management |
3 | Amend Omnibus Stock Option Plan | For | For | Management |
4 | Adopt Omnibus Stock Option Plan | For | For | Management |
5 | Ratify Appointment of Independent Auditors | For | For | Management |
300
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
301
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Seely Brown | For | For | Management |
1.2 | Elect Director Samuel Hellman | For | For | Management |
1.3 | Elect Director Terry R. Lautenbach | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Special |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
302
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James W. Breyer | For | For | Management |
1.2 | Elect Director M. Michele Burns | For | For | Management |
1.3 | Elect Director Thomas M. Coughlin | For | For | Management |
1.4 | Elect Director David D. Glass | For | For | Management |
1.5 | Elect Director Roland A. Hernandez | For | For | Management |
1.6 | Elect Director Dawn G. Lepore | For | For | Management |
1.7 | Elect Director John D. Opie | For | For | Management |
1.8 | Elect Director J. Paul Reason | For | For | Management |
1.9 | Elect Director H. Lee Scott, Jr. | For | For | Management |
1.10 | Elect Director Jack C. Shewmaker | For | For | Management |
1.11 | Elect Director Jose H. Villarreal | For | For | Management |
1.12 | Elect Director John T. Walton | For | For | Management |
1.13 | Elect Director S. Robson Walton | For | For | Management |
1.14 | Elect Director Christopher J. Williams | For | For | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
7 | Prepare Sustainability Report | Against | Against | Shareholder |
8 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
9 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder |
10 | Prepare Diversity Report | Against | Against | Shareholder |
11 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
WELLPOINT HEALTH NETWORKS INC.
Ticker: | WLP | Security ID: | 94973H108 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
303
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
XTO ENERGY CORP
Ticker: | XTO | Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Phillip R. Kevil | For | For | Management |
1.2 | Elect Director Scott G. Sherman | For | For | Management |
1.3 | Elect Director Bob R. Simpson | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
YAHOO!, INC.
Ticker: | YHOO | Security ID: | 984332106 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Terry S. Semel | For | For | Management |
1.2 | Elect Director Jerry Yang | For | For | Management |
1.3 | Elect Director Roy J. Bostock | For | For | Management |
1.4 | Elect Director Ronald W. Burkle | For | For | Management |
1.5 | Elect Director Eric Hippeau | For | For | Management |
1.6 | Elect Director Arthur H. Kern | For | For | Management |
1.7 | Elect Director Robert A. Kotick | For | For | Management |
1.8 | Elect Director Edward R. Kozel | For | For | Management |
1.9 | Elect Director Gary L. Wilson | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry C. Glasscock | For | For | Management |
1.2 | Elect Director John L. McGoldrick | For | For | Management |
2 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
3 | Ratify Auditors | Against | Against | Shareholder |
304
ZIMMER HOLDINGS INC.
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Special |
Record Date: | JUN 16, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Miscellaneous Corporate Actions | For | For | Management |
UBS U.S. LARGE CAP VALUE EQUITY FUND
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos II | For | For | Management |
1.3 | Elect Director Michael H. Armacost | For | For | Management |
1.4 | Elect Director Kriss Cloninger III | For | For | Management |
1.5 | Elect Director Joe Frank Harris | For | For | Management |
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.7 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.8 | Elect Director Douglas W. Johnson | For | For | Management |
1.9 | Elect Director Robert B. Johnson | For | For | Management |
1.10 | Elect Director Charles B. Knapp | For | For | Management |
1.11 | Elect Director Hidefumi Matsui | For | For | Management |
1.12 | Elect Director Nobuhiro Mori | For | For | Management |
1.13 | Elect Director E. Stephen Purdom, M.D. | For | For | Management |
1.14 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director Glenn Vaughn, Jr. | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ALBERTSON’S INC.
Ticker: | ABS | Security ID: | 013104104 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela G. Bailey | For | For | Management |
1.2 | Elect Director Teresa Beck | For | For | Management |
1.3 | Elect Director Beth M. Pritchard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
7 | Declassify the Board of Directors | Against | Against | Shareholder |
305
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. R. Brooks | For | For | Management |
1.2 | Elect Director Donald M. Carlton | For | For | Management |
1.3 | Elect Director John P. DesBarres | For | For | Management |
1.4 | Elect Director Robert W. Fri | For | For | Management |
1.5 | Elect Director William R. Howell | For | For | Management |
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management |
1.7 | Elect Director Leonard J. Kujawa | For | For | Management |
1.8 | Elect Director Michael G. Morris | For | For | Management |
1.9 | Elect Director Richard L. Sandor | For | For | Management |
1.10 | Elect Director Donald G. Smith | For | For | Management |
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
4 | Submit Executive Pension Benefit to Vote | Against | For | Shareholder |
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
306
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
307
BELLSOUTH CORP.
Ticker: | BLS | Security ID: | 079860102 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James H. Blanchard | For | For | Management |
1.2 | Elect Director Armando M. Codina | For | For | Management |
1.3 | Elect Director Leo F. Mullin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Limit Executive Compensation | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Linda Z. Cook | For | For | Management |
1.4 | Elect Director Rozanne L. Ridgway | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Adopt Amended Workplace Code of Conduct | Against | Against | Shareholder |
6 | Declassify the Board of Directors | Against | Against | Shareholder |
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
9 | Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares | Against | Against | Shareholder |
10 | Provide Employees Choice of Pension Plans at Retirement or Termination | Against | Against | Shareholder |
308
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter R. Dolan | For | For | Management |
1.2 | Elect Director Louis V. Gerstner, Jr. | For | For | Management |
1.3 | Elect Director Leif Johansson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions/Activities | Against | Against | Shareholder |
4 | Cease Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: | BNI | Security ID: | 12189T104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Management |
1.2 | Elect Director Vilma S. Martinez | For | For | Management |
1.3 | Elect Director Marc F. Racicot | For | For | Management |
1.4 | Elect Director Roy S. Roberts | For | For | Management |
1.5 | Elect Director Matthew K. Rose | For | For | Management |
1.6 | Elect Director Marc J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director Robert H. West | For | For | Management |
1.9 | Elect Director J. Steven Whisler | For | For | Management |
1.10 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
1.11 | Elect Director Michael B. Yanney | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | For | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
309
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
CMS ENERGY CORP.
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Merribel S. Ayres | For | For | Management |
1.2 | Elect Director Earl D. Holton | For | For | Management |
1.3 | Elect Director David W. Joos | For | For | Management |
1.4 | Elect Director Michael T. Monahan | For | For | Management |
1.5 | Elect Director Joseph F. Paquette, Jr. | For | For | Management |
1.6 | Elect Director William U. Parfet | For | For | Management |
1.7 | Elect Director Percy A. Pierre | For | For | Management |
1.8 | Elect Director S. Kinnie Smith, Jr. | For | For | Management |
1.9 | Elect Director Kenneth L. Way | For | For | Management |
1.10 | Elect Director Kenneth Whipple | For | For | Management |
1.11 | Elect Director John B. Yasinsky | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Bundled Compensation Plans | For | For | Management |
5 | Increase Authorized Common Stock | For | For | Management |
310
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director | For | For | Management |
1.2 | Elect Director Hamilton E. James as Class II Director | For | For | Management |
1.3 | Elect Director Jill S. Ruckelshaus as Class II Director | For | For | Management |
1.4 | Elect Director William H. Gates, II as Class II Director | For | For | Management |
1.5 | Elect Director Daniel J. Evans as Class I Director | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
3 | Develop Land Procurement Policy | Against | Against | Shareholder |
4 | Ratify Auditors | For | For | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Budd | For | For | Management |
1.2 | Elect Director George M.C. Fisher | For | For | Management |
1.3 | Elect Director David R. Goode | For | For | Management |
1.4 | Elect Director Gerald Grinstein | For | For | Management |
1.5 | Elect Director John F. Smith, Jr. | For | For | Management |
1.6 | Elect Director Joan E. Spero | For | For | Management |
1.7 | Elect Director Larry D. Thompson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
5 | Submit Executive Pension Benefit To Vote | Against | Against | Shareholder |
6 | Limit Executive Compensation | Against | Against | Shareholder |
311
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | Special |
Record Date: | NOV 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reorganization Plan | For | For | Management |
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
EXELON CORP.
Ticker: | EXC | Security ID: | 30161N101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas DeBenedictis | For | For | Management |
1.2 | Elect Director G. Fred Dibona, Jr. | For | For | Management |
1.3 | Elect Director Sue L. Gin | For | For | Management |
1.4 | Elect Director Edgar D. Jannotta | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | Against | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
312
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen B. Ashley | For | For | Management |
1.2 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.3 | Elect Director Thomas P. Gerrity | For | For | Management |
1.4 | Elect Director Timothy Howard | For | For | Management |
1.5 | Elect Director Ann Korologos | For | For | Management |
1.6 | Elect Director Frederic V. Malek | For | For | Management |
1.7 | Elect Director Donald B. Marron | For | For | Management |
1.8 | Elect Director Daniel H. Mudd | For | For | Management |
1.9 | Elect Director Anne M. Mulcahy | For | For | Management |
1.10 | Elect Director Joe K. Pickett | For | For | Management |
1.11 | Elect Director Leslie Rahl | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director H. Patrick Swygert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Duques | For | For | Management |
1.2 | Elect Director Charles T. Fote | For | For | Management |
1.3 | Elect Director Richard P. Kiphart | For | For | Management |
1.4 | Elect Director Joan E. Spero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
313
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
FLEETBOSTON FINANCIAL CORP.
Ticker: | FBF | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
314
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ramani Ayer | For | For | Management |
1.2 | Elect Director Ronald E. Ferguson | For | For | Management |
1.3 | Elect Director Edward J. Kelly, III | For | For | Management |
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management |
1.5 | Elect Director Thomas M. Marra | For | For | Management |
1.6 | Elect Director Gail J. McGovern | For | For | Management |
1.7 | Elect Director Robert W. Selander | For | For | Management |
1.8 | Elect Director Charles B. Strauss | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Gordon I. Ulmer | For | For | Management |
1.11 | Elect Director David K. Zwiener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Aldinger | For | For | Management |
1.2 | Elect Director Michael J. Birck | For | For | Management |
1.3 | Elect Director Marvin D. Brailsford | For | For | Management |
1.4 | Elect Director James R. Cantalupo | For | For | Management |
1.5 | Elect Director Susan Crown | For | For | Management |
1.6 | Elect Director Don H. Davis, Jr. | For | For | Management |
1.7 | Elect Director W. James Farrell | For | For | Management |
1.8 | Elect Director Robert C. McCormack | For | For | Management |
1.9 | Elect Director Robert S. Morrison | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
315
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Bell | For | For | Management |
1.2 | Elect Director Frank J. Borell | For | For | Management |
1.3 | Elect Director Reginald K. Brack | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Christopher J. Coughlin | For | For | Management |
1.6 | Elect Director John J. Donner, Jr. | For | For | Management |
1.7 | Elect Director Richard A. Goldstein | For | For | Management |
1.8 | Elect Director H. John Greenlaus | For | For | Management |
1.9 | Elect Director Michael I. Roth | For | For | Management |
1.10 | Elect Director J. Phillip Samper | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | MacBride Principles | Against | Against | Shareholder |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
316
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | NOV 20, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barnett | For | For | Management |
1.2 | Elect Director Willie D. Davis | For | For | Management |
1.3 | Elect Director Jeffrey A. Joerres | For | For | Management |
1.4 | Elect Director Richard F. Teerlink | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
6 | Amend Restricted Stock Plan | For | For | Management |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director Hans W. Becherer | For | For | Management |
2.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
2.3 | Elect Director John H. Biggs | For | For | Management |
2.4 | Elect Director Lawrence A. Bossidy | For | For | Management |
2.5 | Elect Director Ellen V. Futter | For | For | Management |
2.6 | Elect Director William H. Gray, III | For | For | Management |
2.7 | Elect Director William B. Harrison, Jr | For | For | Management |
2.8 | Elect Director Helene L. Kaplan | For | For | Management |
2.9 | Elect Director Lee R. Raymond | For | For | Management |
2.10 | Elect Director John R. Stafford | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Adjourn Meeting | For | For | Management |
6 | Establish Term Limits for Directors | Against | Against | Shareholder |
7 | Charitable Contributions | Against | Against | Shareholder |
8 | Political Contributions | Against | Against | Shareholder |
9 | Separate Chairman and CEO Positions | Against | For | Shareholder |
10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | Shareholder |
11 | Auditor Independence | Against | Against | Shareholder |
12 | Submit Non-Employee Director Compensation to Vote | Against | Against | Shareholder |
13 | Report on Pay Disparity | Against | Against | Shareholder |
317
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.3 | Elect Director Linda Johnson Rice | For | For | Management |
1.4 | Elect Director Marc J. Shapiro | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
MARTIN MARIETTA MATERIALS, INC.
Ticker: | MLM | Security ID: | 573284106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcus C. Bennett | For | For | Management |
1.2 | Elect Director Dennis L. Rediker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter A. Dow | For | For | Management |
1.2 | Elect Director Anthony F. Earley, Jr. | For | For | Management |
1.3 | Elect Director Wayne B. Lyon | For | For | Management |
1.4 | Elect Director David L. Johnston | For | For | Management |
1.5 | Elect Director J. Michael Losh | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Management |
1.2 | Elect Director Robert P. McGraw | For | For | Management |
1.3 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management |
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
318
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Hoglund | For | For | Management |
1.2 | Elect Director Douglas S. Luke | For | For | Management |
1.3 | Elect Director Robert C. McCormack | For | For | Management |
1.4 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jared L. Cohon | For | For | Management |
1.2 | Elect Director Ira J. Gumberg | For | For | Management |
1.3 | Elect Director Martin G. Mcguinn | For | For | Management |
1.4 | Elect Director David S. Shapira | For | For | Management |
1.5 | Elect Director John P. Surma | For | For | Management |
1.6 | Elect Director Edward J. Mcaniff | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Madigan | For | For | Management |
1.2 | Elect Director Dr. Klaus Zumwinkel | For | For | Management |
1.3 | Elect Director Sir Howard Davies | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
319
NORFOLK SOUTHERN CORP.
Ticker: | NSC | Security ID: | 655844108 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alston D. Correll | For | For | Management |
1.2 | Elect Director Landon Hilliard | For | For | Management |
1.3 | Elect Director Burton M. Joyce | For | For | Management |
1.4 | Elect Director Jane Margaret O’Brien | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Coleman | For | For | Management |
1.2 | Elect Director J. Michael Cook | For | For | Management |
1.3 | Elect Director Philip A. Odeen | For | For | Management |
1.4 | Elect Director Aulana L. Peters | For | For | Management |
1.5 | Elect Director Kevin W. Sharer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
PENTAIR, INC.
Ticker: | PNR | Security ID: | 709631105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glynis A. Bryan | For | For | Management |
1.2 | Elect Director David A. Jones | For | For | Management |
1.3 | Elect Director William T. Monahan | For | For | Management |
1.4 | Elect Director Karen E. Welke | For | For | Management |
2 | Approve Outside Director Stock Options in Lieu of Cash | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Approve Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Auditors | For | For | Management |
320
PEPCO HOLDINGS, INC.
Ticker: | POM | Security ID: | 713291102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack B. Dunn, IV | For | For | Management |
1.2 | Elect Director Richard B. McGlynn | For | For | Management |
1.3 | Elect Director Peter F. O’Malley | For | For | Management |
1.4 | Elect Director Frank K. Ross | For | For | Management |
1.5 | Elect Director William T. Torgerson | For | For | Management |
2 | Declassify the Board of Directors | Against | Against | Shareholder |
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | For | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | Against | Shareholder |
321
SEMPRA ENERGY
Ticker: | SRE | Security ID: | 816851109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen L. Baum | For | For | Management |
1.2 | Elect Director Wilford D. Godbold, Jr. | For | For | Management |
1.3 | Elect Director Richard G. Newman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
322
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director Richard T. Burke | For | For | Management |
1.3 | Elect Director Stephen J. Hemsley | For | For | Management |
1.4 | Elect Director Donna E. Shalala | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Limit Awards to Executives | Against | Against | Shareholder |
323
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George S. Abrams | For | For | Management |
1.2 | Elect Director David R. Andelman | For | For | Management |
1.3 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.4 | Elect Director William S. Cohen | For | For | Management |
1.5 | Elect Director Philippe P. Dauman | For | For | Management |
1.6 | Elect Director Alan C. Greenberg | For | For | Management |
1.7 | Elect Director Mel Karmazin | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director David T. McLaughlin | For | For | Management |
1.10 | Elect Director Shari Redstone | For | For | Management |
1.11 | Elect Director Sumner M. Redstone | For | For | Management |
1.12 | Elect Director Frederic V. Salerno | For | For | Management |
1.13 | Elect Director William Schwartz | For | For | Management |
1.14 | Elect Director Patty Stonesifer | For | For | Management |
1.15 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | For | Management |
1.11 | Elect Director Judith M. Runstad | For | For | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | For | Management |
2 | Approve Retirement Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
324
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
UBS U.S. SMALL CAP GROWTH FUND
A. O. SMITH CORP.
Ticker: | SAOSA | Security ID: | 831865209 |
Meeting Date: | APR 5, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Buehler | For | For | Management |
1.2 | Elect Director Kathleen J. Hempel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ADVANCED DIGITAL INFORMATION CORP.
Ticker: | ADIC | Security ID: | 007525108 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tom A. Alberg | For | For | Management |
1.2 | Elect Director Walter F. Walker | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
325
ADVANCED NEUROMODULATION SYSTEMS, INC.
Ticker: | ANSI | Security ID: | 00757T101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hugh M. Morrison | For | For | Management |
1.2 | Elect Director Robert C. Eberhart, Ph.D. | For | For | Management |
1.3 | Elect Director Michael J. Torma, M.D. | For | For | Management |
1.4 | Elect Director Richard D. Nikolaev | For | For | Management |
1.5 | Elect Director Christopher G. Chavez | For | For | Management |
1.6 | Elect Director Joseph E. Laptewicz | For | For | Management |
1.7 | Elect Director J. Philip McCormick | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
AEROPOSTALE, INC
Ticker: | ARO | Security ID: | 007865108 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Classify the Board of Directors | For | For | Management |
2.1 | Elect Director Julian R. Geiger | For | For | Management |
2.2 | Elect Director John S. Mills | For | For | Management |
2.3 | Elect Director Bodil Arlander | For | For | Management |
2.4 | Elect Director Ronald L. Beegle | For | For | Management |
2.5 | Elect Director Mary Elizabeth Burton | For | For | Management |
2.6 | Elect Director Robert B. Chavez | For | For | Management |
2.7 | Elect Director David Edwab | For | For | Management |
2.8 | Elect Director John D. Howard | For | For | Management |
2.9 | Elect Director David B. Vermylen | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
AFFYMETRIX INC.
Ticker: | AFFX | Security ID: | 00826T108 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen P.A. Fodor, Ph.D. | For | For | Management |
1.2 | Elect Director Paul Berg, Ph.D. | For | For | Management |
1.3 | Elect Director John D. Diekman, Ph.D. | For | For | Management |
1.4 | Elect Director Vernon R. Loucks, Jr. | For | For | Management |
1.5 | Elect Director Susan E. Siegel | For | For | Management |
1.6 | Elect Director David B. Singer | For | For | Management |
1.7 | Elect Director John A. Young | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
326
ALBEMARLE CORP.
Ticker: | ALB | Security ID: | 012653101 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark C. Rohr | For | For | Management |
1.2 | Elect Director Lloyd B. Andrew | For | For | Management |
1.3 | Elect Director Charles E. Stewart | For | For | Management |
1.4 | Elect Director William M. Gottwald | For | For | Management |
1.5 | Elect Director Seymour S. Preston III | For | For | Management |
1.6 | Elect Director John Sherman, Jr. | For | For | Management |
1.7 | Elect Director Floyd D. Gottwald, Jr. | For | For | Management |
1.8 | Elect Director Richard L. Morrill | For | For | Management |
1.9 | Elect Director Anne Marie Whittemore | For | For | Management |
1.10 | Elect Director John D. Gottwald | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: | AXL | Security ID: | 024061103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B. G. Mathis | For | For | Management |
1.2 | Elect Director Thomas L. Martin | For | For | Management |
1.3 | Elect Director Dr. Henry T. Yang | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
AMERICAN FINANCIAL REALTY TRUST
Ticker: | AFR | Security ID: | 02607P305 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Trustee Glenn Blumenthal | For | For | Management |
1.2 | Elect Trustee John M. Eggemeyer III | For | For | Management |
1.3 | Elect Trustee Raymond Garea | For | For | Management |
1.4 | Elect Trustee Michael J. Hagan | For | For | Management |
1.5 | Elect Trustee John P. Hollihan III | For | For | Management |
1.6 | Elect Trustee William M. Kahane | For | For | Management |
1.7 | Elect Trustee Richard A. Kraemer | For | For | Management |
1.8 | Elect Trustee Lewis S. Ranieri | For | For | Management |
1.9 | Elect Trustee Nicholas S. Schorsch | For | For | Management |
AMERICAN FINANCIAL REALTY TRUST
Ticker: | AFR | Security ID: | 02607P305 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | AUG 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Management |
2.a.1 | Elect Trustee Glenn Blumenthal | For | For | Management |
2.a.2 | Elect Trustee John M. Eggemeyer III | For | For | Management |
2.a.3 | Elect Trustee Raymond Garea | For | For | Management |
2.a.4 | Elect Trustee Michael J. Hagan | For | For | Management |
2.a.5 | Elect Trustee John P. Hollihan III | For | For | Management |
2.a.6 | Elect Trustee William M. Kahane | For | For | Management |
2.a.7 | Elect Trustee Richard A. Kraemer | For | For | Management |
2.a.8 | Elect Trustee Lewis S. Ranieri | For | For | Management |
2.a.9 | Elect Trustee Nicholas S. Schorsch | For | For | Management |
2.a.0 | Elect Trustee J. Rock Tonkel | For | For | Management |
2.b.1 | Elect Trustee Glenn Blumenthal | For | For | Management |
2.b.2 | Elect Trustee Raymond Garea | For | For | Management |
2.b.3 | Elect Trustee William M. Kahane | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
327
AMYLIN PHARMACEUTICALS, INC.
Ticker: | AMLN | Security ID: | 032346108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vaughn D. Bryson | For | For | Management |
1.2 | Elect Director Joseph C. Cook, Jr. | For | For | Management |
1.3 | Elect Director Ginger L. Graham | For | For | Management |
1.4 | Elect Director Howard E. Greene, Jr. | For | For | Management |
1.5 | Elect Director Terrence H. Gregg | For | For | Management |
1.6 | Elect Director Jay S. Skyler | For | For | Management |
1.7 | Elect Director Joseph P. Sullivan | For | For | Management |
1.8 | Elect Director Thomas R. Testman | For | For | Management |
1.9 | Elect Director James N. Wilson | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ARTISAN COMPONENTS, INC.
Ticker: | ARTI | Security ID: | 042923102 |
Meeting Date: | MAR 11, 2004 | Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark R. Templeton | For | For | Management |
1.2 | Elect Director Scott T. Becker | For | For | Management |
1.3 | Elect Director Lucio L. Lanza | For | For | Management |
1.4 | Elect Director R. Stephen Heinrichs | For | For | Management |
1.5 | Elect Director Morio Kurosaki | For | For | Management |
1.6 | Elect Director Robert P. Latta | For | For | Management |
1.7 | Elect Director Leon Malmed | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
328
ATHEROS COMMUNICATIONS, INC
Ticker: | ATHR | Security ID: | 04743P108 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Craig Barratt | For | For | Management |
1.2 | Elect Director Marshall Mohr | For | For | Management |
1.3 | Elect Director Andrew Rappaport | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AUGUST TECHNOLOGY CORPORATION
Ticker: | AUGT | Security ID: | 05106U105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors | For | For | Management |
2.1 | Elect Director Jeff L. O’Dell | For | For | Management |
2.2 | Elect Director Michael W. Wright | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
AVOCENT CORPORATION
Ticker: | AVCT | Security ID: | 053893103 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. McAleer | For | For | Management |
1.2 | Elect Director David P. Vieau | For | For | Management |
1.3 | Elect Director Doyle C. Weeks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BANKUNITED FINANCIAL CORP.
Ticker: | BKUNA | Security ID: | 06652B103 |
Meeting Date: | JAN 30, 2004 | Meeting Type: | Annual |
Record Date: | DEC 2, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence H. Blum as Class II Director | For | For | Management |
1.2 | Elect Director Sharon A. Brown as Class II Director | For | For | Management |
1.3 | Elect Director Dr. Albert E. Smith as Class III Director | For | For | Management |
329
BENCHMARK ELECTRONICS, INC.
Ticker: | BHE | Security ID: | 08160H101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald E. Nigbor | For | For | Management |
1.2 | Elect Director Cary T. Fu | For | For | Management |
1.3 | Elect Director Steven A. Barton | For | For | Management |
1.4 | Elect Director John W. Cox | For | For | Management |
1.5 | Elect Director John C. Custer | For | For | Management |
1.6 | Elect Director Peter G. Dorflinger | For | For | Management |
1.7 | Elect Director Bernee D. L. Strom | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
CACI INTERNATIONAL, INC.
Ticker: | CAI | Security ID: | 127190304 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 24, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Bayer | For | For | Management |
1.2 | Elect Director Peter A. Derow | For | For | Management |
1.3 | Elect Director Richard L. Leatherwood | For | For | Management |
1.4 | Elect Director Dr. J. Phillip London | For | For | Management |
1.5 | Elect Director Barbara A. McNamara | For | For | Management |
1.6 | Elect Director Arthur L. Money | For | For | Management |
1.7 | Elect Director Dr. Warren R. Phillips | For | For | Management |
1.8 | Elect Director Charles P. Revoile | For | For | Management |
1.9 | Elect Director Richard P. Sullivan | For | For | Management |
1.10 | Elect Director John M. Toups | For | For | Management |
1.11 | Elect Director Larry D. Welch | For | For | Management |
2 | Ratify Auditors | For | For | Management |
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Helene B. Gralnick | For | For | Management |
1.2 | Elect Director Verna K. Gibson | For | For | Management |
1.3 | Elect Director Betsy S. Atkins | For | For | Management |
1.4 | Elect Director Scott A. Edmonds | For | For | Management |
2 | Change Range for Size of the Board | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
COGNEX CORP.
Ticker: | CGNX | Security ID: | 192422103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Special |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Shillman | For | For | Management |
1.2 | Elect Director Anthony Sun | For | For | Management |
330
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lakshmi Narayanan | For | For | Management |
1.2 | Elect Director John E. Klein | For | For | Management |
2 | Increase Authorized Common Stock and Eliminate Class of Common Stock | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
COTT CORP.
Ticker: | BCB | Security ID: | 22163N106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Colin J. Adair | For | For | Management |
1.2 | Elect Director W. John Bennett | For | For | Management |
1.3 | Elect Director C. Hunter Boll | For | For | Management |
1.4 | Elect Director Serge Gouin | For | For | Management |
1.5 | Elect Director Thomas M. Hagerty | For | For | Management |
1.6 | Elect Director Stephen H. Halperin | For | For | Management |
1.7 | Elect Director David V. Harkins | For | For | Management |
1.8 | Elect Director Philip B. Livingston | For | For | Management |
1.9 | Elect Director Christine A. Magee | For | For | Management |
1.10 | Elect Director John K. Sheppard | For | For | Management |
1.11 | Elect Director Donald G. Watt | For | For | Management |
1.12 | Elect Director Frank E. Weise III | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Executive Investment Share Purchase Plan | For | For | Management |
4 | Amend Stock Option Plan | For | For | Management |
CREE, INC.
Ticker: | CREE | Security ID: | 225447101 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Annual |
Record Date: | SEP 4, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director F. Neal Hunter | For | For | Management |
1.2 | Elect Director Charles M. Swoboda | For | For | Management |
1.3 | Elect Director John W. Palmour, Ph.D. | For | For | Management |
1.4 | Elect Director Dolph W. von Arx | For | For | Management |
1.5 | Elect Director James E. Dykes | For | For | Management |
1.6 | Elect Director William J. O’Meara | For | For | Management |
1.7 | Elect Director Robert J. Potter, Ph.D. | For | For | Management |
331
CUMULUS MEDIA INC.
Ticker: | CMLS | Security ID: | 231082108 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eric P. Robison | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
CV THERAPEUTICS INC.
Ticker: | CVTX | Security ID: | 126667104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas Gutshall | For | For | Management |
1.2 | Elect Director Kenneth Lee, Jr. | For | For | Management |
1.3 | Elect Director Costa Sevastopoulos, Ph.D. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
DIGITAL RIVER, INC.
Ticker: | DRIV | Security ID: | 25388B104 |
Meeting Date: | MAY 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joel A. Ronning | For | For | Management |
1.2 | Elect Director Perry W. Steiner | For | For | Management |
1.3 | Elect Director J. Paul Thorin | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
DOT HILL SYSTEMS CORPORATION
Ticker: | HILL | Security ID: | 25848T109 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Chong Sup Park | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
332
ELECTRONICS BOUTIQUE HOLDINGS CORP.
Ticker: | ELBO | Security ID: | 286045109 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: | MAY 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James J. Kim | For | For | Management |
1.2 | Elect Director Alfred J. Stein | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
EMCOR GROUP, INC.
Ticker: | EME | Security ID: | 29084Q100 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank MacInnis | For | For | Management |
1.2 | Elect Director Stephen Bershad | For | For | Management |
1.3 | Elect Director David Brown | For | For | Management |
1.4 | Elect Director Larry Bump | For | For | Management |
1.5 | Elect Director Albert Fried, Jr. | For | For | Management |
1.6 | Elect Director Richard Hamm | For | For | Management |
1.7 | Elect Director Michael Yonker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ENGINEERED SUPPORT SYSTEMS, INC.
Ticker: | EASI | Security ID: | 292866100 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H.T. Bush | For | For | Management |
1.2 | Elect Director Gerald E. Daniels | For | For | Management |
1.3 | Elect Director Ronald W. Davis | For | For | Management |
1.4 | Elect Director S. Lee Kling | For | For | Management |
1.5 | Elect Director General Crosbie E. Saint | For | For | Management |
1.6 | Elect Director Earl W. Wims, Ph.D. | For | For | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
333
ESCO TECHNOLOGIES INC.
Ticker: | ESE | Security ID: | 296315104 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 3, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director V. L. Richey, Jr. | For | For | Management |
1.2 | Elect Director J. M. Stolze | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
FACTSET RESEARCH SYSTEMS, INC.
Ticker: | FDS | Security ID: | 303075105 |
Meeting Date: | JAN 8, 2004 | Meeting Type: | Annual |
Record Date: | NOV 7, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott A. Billeadeau | For | For | Management |
1.2 | Elect Director Philip A. Hadley | For | For | Management |
1.3 | Elect Director John C. Mickle | For | For | Management |
2 | Ratify Auditors | For | For | Management |
FAIR ISAAC INC.
Ticker: | FIC | Security ID: | 303250104 |
Meeting Date: | FEB 2, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. George Battle | For | For | Management |
1.2 | Elect Director Tony J. Christianson | For | For | Management |
1.3 | Elect Director Thomas G. Grudnowski | For | For | Management |
1.4 | Elect Director Alex W. Hart | For | For | Management |
1.5 | Elect Director Philip G. Heasley | For | For | Management |
1.6 | Elect Director Guy R. Henshaw | For | For | Management |
1.7 | Elect Director David S.P. Hopkins | For | For | Management |
1.8 | Elect Director Margaret L. Taylor | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
FIRST HORIZON PHARMACEUTICAL
Ticker: | FHRX | Security ID: | 32051K106 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Patrick P. Fourteau | For | For | Management |
1.2 | Elect Director Jon S. Saxe | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
334
FOUNDRY NETWORKS, INC.
Ticker: | FDRY | Security ID: | 35063R100 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bobby R. Johnson, Jr. | For | For | Management |
1.2 | Elect Director Andrew K. Ludwick | For | For | Management |
1.3 | Elect Director Alfred J. Amoroso | For | For | Management |
1.4 | Elect Director C. Nicholas Keating, Jr. | For | For | Management |
1.5 | Elect Director J. Steven Young | For | For | Management |
1.6 | Elect Director Alan L. Earhart | For | For | Management |
2 | Ratify Auditors | For | For | Management |
GOVERNMENT PROPERTIES TRUST, INC
Ticker: | GPP | Security ID: | 38374W107 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry D. Bringard | For | For | Management |
1.2 | Elect Director Robert M. Ames | For | For | Management |
1.3 | Elect Director Spencer I. Browne | For | For | Management |
1.4 | Elect Director Philip S. Cottone | For | For | Management |
1.5 | Elect Director Robert A. Peck | For | For | Management |
1.6 | Elect Director Thomas D. Peschio | For | For | Management |
1.7 | Elect Director Richard H. Schwachter | For | For | Management |
HARBOR FLORIDA BANCSHARES, INC.
Ticker: | HARB | Security ID: | 411901101 |
Meeting Date: | JAN 23, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Brown, Sr. | For | For | Management |
1.2 | Elect Director Richard B. Hellstrom | For | For | Management |
1.3 | Elect Director Larry Lee, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
HIGHLAND HOSPITALITY CORP
Ticker: | HIH | Security ID: | 430141101 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce D. Wardinski | For | For | Management |
1.2 | Elect Director James L. Francis | For | For | Management |
1.3 | Elect Director Francisco L. Borges | For | For | Management |
1.4 | Elect Director W. Reeder Glass | For | For | Management |
1.5 | Elect Director Craig E. Lambert | For | For | Management |
1.6 | Elect Director Thomas A. Natelli | For | For | Management |
1.7 | Elect Director Margaret A. Sheehan | For | For | Management |
1.8 | Elect Director William L. Wilson | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
335
HILB ROGAL & HOBBS CO
Ticker: | HRH | Security ID: | 431294107 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.S.M. French | For | For | Management |
1.2 | Elect Director Robert B. Lockhart | For | For | Management |
1.3 | Elect Director Anthony F. Markel | For | For | Management |
1.4 | Elect Director Robert S. Ukrop | For | For | Management |
2 | Change Company Name | For | For | Management |
3 | Approve Deferred Compensation Plan | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Adjourn Meeting | For | Against | Management |
HOVNANIAN ENTERPRISES, INC.
Ticker: | HOV | Security ID: | 442487203 |
Meeting Date: | MAR 5, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director K. Hovnanian | For | For | Management |
1.2 | Elect Director A. Hovnanian | For | For | Management |
1.3 | Elect Director G. Decesaris, Jr. | For | For | Management |
1.4 | Elect Director A. Greenbaum | For | For | Management |
1.5 | Elect Director D. Mcdonald | For | For | Management |
1.6 | Elect Director J. Robbins | For | For | Management |
1.7 | Elect Director J. Sorsby | For | For | Management |
1.8 | Elect Director S. Weinroth | For | For | Management |
1.9 | Elect Director E. Kangas | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
INAMED CORP.
Ticker: | IMDC | Security ID: | 453235103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas L. Teti | For | For | Management |
1.2 | Elect Director James E. Bolin | For | For | Management |
1.3 | Elect Director Malcolm R. Currie, Ph.D. | For | For | Management |
1.4 | Elect Director John C. Miles II | For | For | Management |
1.5 | Elect Director Mitchell S. Rosenthal, M.D. | For | For | Management |
1.6 | Elect Director Joy A. Amundson | For | For | Management |
1.7 | Elect Director Terry E. Vandewarker | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Restricted Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Other Business | For | Against | Management |
336
INAMED CORPORATION
Ticker: | IMDC | Security ID: | 453235103 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas L. Teti | For | For | Management |
1.2 | Elect Director James E. Bolin | For | For | Management |
1.3 | Elect Director Malcolm R. Currie, Ph.D. | For | For | Management |
1.4 | lect Director John F. Doyle | For | For | Management |
1.5 | Elect Director M.S. Rosenthal, M.D. | For | For | Management |
1.6 | Elect Director Joy A. Amundson | For | For | Management |
1.7 | Elect Director Terry E. Vandewaker | For | For | Management |
2 | Amend Stock Purchase Plan | For | For | Management |
3 | Adopt Omnibus Stock Option Plan | For | For | Management |
4 | Adopt Omnibus Stock Option Plan | For | For | Management |
5 | Ratify Appointment of Independent Auditors | For | For | Management |
6 | Transact other Business | For | Abstain | Management |
INVESTORS FINANCIAL SERVICES CORP.
Ticker: | IFIN | Security ID: | 461915100 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin J. Sheehan | For | For | Management |
1.2 | Elect Director James M. Oates | For | For | Management |
1.3 | Elect Director Thomas P. McDermott | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
ISIS PHARMACEUTICALS, INC.
Ticker: | ISIS | Security ID: | 464330109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stanley T. Crooke | For | For | Management |
1.2 | Elect Director John C. Reed | For | For | Management |
1.3 | Elect Director Mark B. Skaletsky | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
337
IXIA
Ticker: | XXIA | Security ID: | 45071R109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jean-Claude Asscher | For | For | Management |
1.2 | Elect Director Massoud Entekhabi | For | For | Management |
1.3 | Elect Director Errol Ginsberg | For | For | Management |
1.4 | Elect Director Jon F. Rager | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
LEAPFROG ENTERPRISES INC
Ticker: | LF | Security ID: | 52186N106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven B. Fink | For | For | Management |
1.2 | Elect Director Paul A. Rioux | For | For | Management |
1.3 | Elect Director Michael C. Wood | For | For | Management |
1.4 | Elect Director Thomas J. Kalinske | For | For | Management |
1.5 | Elect Director Jeremy J. Perez | For | For | Management |
1.6 | Elect Director Jeffrey Berg | For | For | Management |
1.7 | Elect Director Stanley E. Maron | For | For | Management |
1.8 | Elect Director E. Stanton McKee, Jr. | For | For | Management |
1.9 | Elect Director Barry Munitz | For | For | Management |
1.10 | Elect Director Stewart A. Resnick | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
MAGMA DESIGN AUTMATION, INC.
Ticker: | LAVA | Security ID: | 559181102 |
Meeting Date: | AUG 29, 2003 | Meeting Type: | Annual |
Record Date: | JUL 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy J. Ng | For | For | Management |
1.2 | Elect Director Chet Silvestri | For | For | Management |
2 | Amend Omnibus Stock Option Plan | For | For | Management |
3 | Ratify Appointment of Independent Auditors | For | For | Management |
338
MEDICINES COMPANY (THE)
Ticker: | MDCO | Security ID: | 584688105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Crouse | For | For | Management |
1.2 | Elect Director T. Scott Johnson | For | For | Management |
1.3 | Elect Director David M. Stack | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Stock Option Plan | For | Against | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
MERIT MEDICAL SYSTEMS, INC.
Ticker: | MMSI | Security ID: | 589889104 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rex C. Bean | For | For | Management |
1.2 | Elect Director Richard Edelman | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MILLS CORPORATION, THE
Ticker: | MLS | Security ID: | 601148109 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James C. Braithwaite | For | For | Management |
1.2 | Elect Director Joseph B. Gildenhorn | For | For | Management |
1.3 | Elect Director Harry H. Nick | For | For | Management |
1.4 | Elect Director Robert P. Pincus | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Preferred Stock | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Approve Executive High Performance Program | For | For | Management |
339
MOORE WALLACE INCORPORATED (FORMERLY MOORE CORP. LTD.)
Ticker: | MWI | Security ID: | 615857109 |
Meeting Date: | FEB 23, 2004 | Meeting Type: | Special |
Record Date: | JAN 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Arrangement Resolution | For | For | Management |
2 | Issue Shares in Connection with the acquisition of Payment Processing Solutions Inc. | None | For | Management |
NEUROCRINE BIOSCIENCES, INC.
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard F. Pops | For | For | Management |
1.2 | Elect Director Stephen A. Sherwin, M.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
NEW YORK COMMUNITY BANCORP, INC.
Ticker: | NYB | Security ID: | 649445103 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Special |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
NPS PHARMACEUTICALS, INC.
Ticker: | NPSP | Security ID: | 62936P103 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Santo J. Costa | For | For | Management |
1.2 | Elect Director John R. Evans | For | For | Management |
1.3 | Elect Director James G. Groninger | For | For | Management |
1.4 | Elect Director Hunter Jackson | For | For | Management |
1.5 | Elect Director Joseph Klein, III | For | For | Management |
1.6 | Elect Director Donald E. Kuhla | For | For | Management |
1.7 | Elect Director Thomas N. Parks | For | For | Management |
1.8 | Elect Director Calvin Stiller | For | For | Management |
1.9 | Elect Director Peter G. Tombros | For | For | Management |
2 | Approve Authorized Common Stock Increase | For | For | Management |
3 | Amend Omnibus Stock Option Plan | For | For | Management |
4 | Amend Omnibus Stock Option Plan | For | For | Management |
5 | Ratify Appointment of Independent Auditors | For | For | Management |
340
NPS PHARMACEUTICALS, INC.
Ticker: | NPSP | Security ID: | 62936P103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Santo J. Costa | For | For | Management |
1.2 | Elect Director John R. Evans | For | For | Management |
1.3 | Elect Director James G. Groninger | For | For | Management |
1.4 | Elect Director Hunter Jackson | For | For | Management |
1.5 | Elect Director Joseph Klein III | For | For | Management |
1.6 | Elect Director Donald E. Kuhla | For | For | Management |
1.7 | Elect Director Thomas N. Parks | For | For | Management |
1.8 | Elect Director Calvin R. Stiller | For | For | Management |
1.9 | Elect Director Peter G. Tombros | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NVR, INC.
Ticker: | NVR | Security ID: | 62944T105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Manuel H. Johnson | For | For | Management |
1.2 | Elect Director David A. Preiser | For | For | Management |
1.3 | Elect Director John M. Toups | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Range For Board Size | For | For | Management |
4 | Amend Director Qualifications | For | For | Management |
5 | Amend Bylaws | For | For | Management |
6 | Establish Range For Board Size | For | For | Management |
7 | Amend Bylaws | For | For | Management |
8 | Prepare Sustainability Report | Against | Against | Shareholder |
ODYSSEY HEALTHCARE, INC.
Ticker: | ODSY | Security ID: | 67611V101 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard R. Burnham | For | For | Management |
1.2 | Elect Director David C. Gasmire | For | For | Management |
1.3 | Elect Director Martin S. Rash | For | For | Management |
2 | Ratify Auditors | For | For | Management |
341
OVERTURE SERVICES, INC.
Ticker: |
| Security ID: | 69039R100 |
Meeting Date: | OCT 7, 2003 | Meeting Type: | Special |
Record Date: | AUG 27, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry J. Franklin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PATINA OIL & GAS CORP.
Ticker: | POG | Security ID: | 703224105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles E. Bayless | For | For | Management |
1.2 | Elect Director Jeffrey L. Berenson | For | For | Management |
1.3 | Elect Director Robert J. Clark | For | For | Management |
1.4 | Elect Director Jay W. Decker | For | For | Management |
1.5 | Elect Director Thomas J. Edelman | For | For | Management |
1.6 | Elect Director Elizabeth K. Lanier | For | For | Management |
1.7 | Elect Director Alexander P. Lynch | For | For | Management |
1.8 | Elect Director Paul M. Rady | For | For | Management |
1.9 | Elect Director Jon R. Whitney | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | Against | Management |
PATTERSON COS INC.
Ticker: | PDCO | Security ID: | 703412106 |
Meeting Date: | SEP 8, 2003 | Meeting Type: | Annual |
Record Date: | JUL 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Harold C. Slavkin | For | For | Management |
1.2 | Elect Director James W. Wiltz | For | For | Management |
2 | Ratify Auditors | For | For | Management |
342
PATTERSON-UTI ENERGY INC.
Ticker: | PTEN | Security ID: | 703481101 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark S. Siegel | For | For | Management |
1.2 | Elect Director Cloyce A. Talbott | For | For | Management |
1.3 | Elect Director A. Glenn Patterson | For | For | Management |
1.4 | Elect Director Kenneth N. Berns | For | For | Management |
1.5 | Elect Director Robert C. Gist | For | For | Management |
1.6 | Elect Director Curtis W. Huff | For | For | Management |
1.7 | Elect Director Terry H. Hunt | For | For | Management |
1.8 | Elect Director Kenneth R. Peak | For | For | Management |
1.9 | Elect Director Nadine C. Smith | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
PEDIATRIX MEDICAL GROUP, INC.
Ticker: | PDX | Security ID: | 705324101 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cesar L. Alvarez | For | For | Management |
1.2 | Elect Director Waldemar A. Carlo, M.D. | For | For | Management |
1.3 | Elect Director Michael B. Fernandez | For | For | Management |
1.4 | Elect Director Roger K. Freeman, M.D. | For | For | Management |
1.5 | Elect Director Paul G. Gabos | For | For | Management |
1.6 | Elect Director Roger J. Medel, M.D. | For | For | Management |
1.7 | Elect Director Lawrence M. Mullen | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
PENWEST PHARMACEUTICALS CO.
Ticker: | PPCO | Security ID: | 709754105 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul E. Freiman | For | For | Management |
1.2 | Elect Director Rolf H. Henel | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
343
PERFORMANCE FOOD GROUP CO.
Ticker: | PFGC | Security ID: | 713755106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary C. Doswell | For | For | Management |
1.2 | Elect Director Fred C. Goad, Jr. | For | For | Management |
1.3 | Elect Director Robert C. Sledd | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
PERICOM SEMICONDUCTOR CORP.
Ticker: | PSEM | Security ID: | 713831105 |
Meeting Date: | DEC 17, 2003 | Meeting Type: | Annual |
Record Date: | OCT 20, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alex Chi-Ming Hui | For | For | Management |
1.2 | Elect Director Chi-Hung (John) Hui, Ph.D. | For | For | Management |
1.3 | Elect Director Hau L. Lee, Ph.D. | For | For | Management |
1.4 | Elect Director Millard (Mel) Phelps | For | For | Management |
1.5 | Elect Director Tay Thiam Song | For | For | Management |
1.6 | Elect Director Jeffrey Young | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PETCO ANIMAL SUPPLIES, INC.
Ticker: | PETC | Security ID: | 716016209 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James M. Myers | For | For | Management |
1.2 | Elect Director Jonathan Coslet | For | For | Management |
1.3 | Elect Director Charles W. Duddles | For | For | Management |
2 | Report on Animal Sales | Against | Against | Shareholder |
PINNACLE AIRLINES CORP.
Ticker: | PNCL | Security ID: | 723443107 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Mcgehee, Jr. | For | For | Management |
1.2 | Elect Director Philip H. Trenary | For | For | Management |
1.3 | Elect Director Robert A. Peisner | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
344
POWER INTEGRATIONS, INC.
Ticker: | POWI | Security ID: | 739276103 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Scott Brown | For | For | Management |
1.2 | Elect Director Steven J. Sharp | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
POZEN INC.
Ticker: | POZN | Security ID: | 73941U102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAY 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Butler | For | For | Management |
1.2 | Elect Director Paul J. Rizzo | For | For | Management |
1.3 | Elect Director Ted G. Wood | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
QUICKSILVER RESOURCES INC.
Ticker: | KWK | Security ID: | 74837R104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anne Darden Self | For | For | Management |
1.2 | Elect Director Steven M. Morris | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Amend Stock Option Plan | For | For | Management |
5 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
R. R. DONNELLEY & SONS CO.
Ticker: | RRD | Security ID: | 257867101 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark A. Angelson | For | For | Management |
1.2 | Elect Director Robert F. Cummings, Jr. | For | For | Management |
1.3 | Elect Director Alfred C. Eckert III | For | For | Management |
1.4 | Elect Director Oliver R. Sockwell | For | For | Management |
1.5 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Sale of Company Assets | Against | Against | Shareholder |
3 | Expense Stock Options | Against | For | Shareholder |
345
RADISYS CORP.
Ticker: | RSYS | Security ID: | 750459109 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Scott Gibson | For | For | Management |
1.2 | Elect Director Scott C. Grout | For | For | Management |
1.3 | Elect Director Ken J. Bradley | For | For | Management |
1.4 | Elect Director Richard J. Faubert | For | For | Management |
1.5 | Elect Director Dr. William W. Lattin | For | For | Management |
1.6 | Elect Director Kevin C. Melia | For | For | Management |
1.7 | Elect Director Carl W. Neun | For | For | Management |
1.8 | Elect Director Jean-Pierre D. Patkay | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
RESMED, INC.
Ticker: | RMD | Security ID: | 761152107 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter C. Farrell, Ph.D. | For | For | Management |
1.2 | Elect Director Gary W. Pace, Ph.D. | For | For | Management |
2 | Approve Employee Stock Purchase Plan | For | For | Management |
3 | Approve Increase in Non-Executive Director Fees | For | For | Management |
4 | Ratify Auditors | For | For | Management |
RLI CORP.
Ticker: | RLI | Security ID: | 749607107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Blum | For | For | Management |
1.2 | Elect Director F. Lynn Mcpheeters | For | For | Management |
1.3 | Elect Director Gerald D. Stephens | For | For | Management |
1.4 | Elect Director Robert O. Viets | For | For | Management |
2 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
RSA SECURITY INC.
Ticker: | RSAS | Security ID: | 749719100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gloria C. Larson | For | For | Management |
1.2 | Elect Director Joseph B. Lassiter, III | For | For | Management |
1.3 | Elect Director Charles R. Stuckey, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
346
RUBY TUESDAY, INC.
Ticker: | RI | Security ID: | 781182100 |
Meeting Date: | OCT 7, 2003 | Meeting Type: | Annual |
Record Date: | AUG 12, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dr. Donald Ratajczak | For | For | Management |
1.2 | Elect Director Samuel E. Beall, III | For | For | Management |
1.3 | Elect Director Claire L. Arnold | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Report on Impact of Genetically Engineered Foods | Against | Against | Shareholder |
RUDOLPH TECHNOLOGIES, INC.
Ticker: | RTEC | Security ID: | 781270103 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel H. Berry | For | For | Management |
1.2 | Elect Director Thomas G. Greig | For | For | Management |
1.3 | Elect Director Richard F. Spanier | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SALEM COMMUNICATIONS CORP. (CA)
Ticker: | SALM | Security ID: | 794093104 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stuart W. Epperson | For | For | Management |
1.2 | Elect Director Roland S. Hinz | For | For | Management |
1.3 | Elect Director Edward G. Atsinger III | For | For | Management |
1.4 | Elect Director Paul Pressler | For | For | Management |
1.5 | Elect Director Eric H. Halvorson | For | For | Management |
1.6 | Elect Director Richard A. Riddle | For | For | Management |
1.7 | Elect Director Mr. Davenport+ | For | For | Management |
1.8 | Elect Director Mr. Hodel+ | For | For | Management |
2 | Ratify Auditors | For | For | Management |
347
SECURE COMPUTING CORP.
Ticker: | SCUR | Security ID: | 813705100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen M. Puricelli | For | For | Management |
1.2 | Elect Director Timothy McGurran | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Amend Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
SELECT MEDICAL CORP.
Ticker: | SEM | Security ID: | 816196109 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Russell L. Carson | For | For | Management |
1.2 | Elect Director Rocco A. Ortenzio | For | For | Management |
1.3 | Elect Director Leopold Swergold | For | For | Management |
2 | Ratify Auditors | For | For | Management |
TELIK, INC.
Ticker: | TELK | Security ID: | 87959M109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M.M. Wick, M.D., Ph.D. | For | For | Management |
1.2 | Elect Director Richard Newman, Esq. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
TETRA TECH, INC.
Ticker: | TTEK | Security ID: | 88162G103 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | Annual |
Record Date: | DEC 29, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Li-San Hwang | For | Did Not Vote | Management |
1.2 | Elect Director James M. Jaska | For | Did Not Vote | Management |
1.3 | Elect Director J. Christopher Lewis | For | Did Not Vote | Management |
1.4 | Elect Director Patrick C. Haden | For | Did Not Vote | Management |
1.5 | Elect Director James J. Shelton | For | Did Not Vote | Management |
1.6 | Elect Director Daniel A. Whalen | For | Did Not Vote | Management |
1.7 | Elect Director Hugh M. Grant | For | Did Not Vote | Management |
1.8 | Elect Director Richard H. Truly | For | Did Not Vote | Management |
2 | Amend Employee Stock Purchase Plan | For | Did Not Vote | Management |
3 | Ratify Auditors | For | Did Not Vote | Management |
348
TETRA TECHNOLOGIES, INC.
Ticker: | TTI | Security ID: | 88162F105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ralph S. Cunningham | For | For | Management |
1.2 | Elect Director Tom H. Delimitros | For | For | Management |
1.3 | Elect Director Geoffrey M. Hertel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
THQ INC.
Ticker: | THQI | Security ID: | 872443403 |
Meeting Date: | AUG 12, 2003 | Meeting Type: | Annual |
Record Date: | JUN 25, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian J. Farrell | For | For | Management |
1.2 | Elect Director Lawrence Burstein | For | For | Management |
1.3 | Elect Director Brian Dougherty | For | For | Management |
1.4 | Elect Director James L. Whims | For | For | Management |
1.5 | Elect Director Gregory Ballard | For | For | Management |
1.6 | Elect Director Henry T. Denero | For | For | Management |
2 | Ratify Appointment of Independent Auditors | For | For | Management |
3 | Amend Omnibus Stock Option Plan | For | For | Management |
4 | Amend Omnibus Stock Option Plan | For | For | Management |
UCBH HOLDINGS, INC.
Ticker: | UCBH | Security ID: | 90262T308 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony Y. Chan | For | For | Management |
1.2 | Elect Director Joseph J. Jou | For | For | Management |
1.3 | Elect Director Dr. Godwin Wong | For | For | Management |
1.4 | Elect Director Thomas S. Wu | For | For | Management |
2 | Amend Certificate to Remove Anti-Takeover Provision | For | For | Management |
3 | Ratify Auditors | For | For | Management |
349
ULTRATECH INC.
Ticker: | UTEK | Security ID: | 904034105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur W. Zafiropoulo | For | For | Management |
1.2 | Elect Director Joel F. Gemunder | For | For | Management |
1.3 | Elect Director Nicholas Konidaris | For | For | Management |
1.4 | Elect Director Rick Timmins | For | For | Management |
2 | Ratify Auditors | For | For | Management |
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Special |
Record Date: | JAN 30, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | TO APPROVE THE UTI WORLDWIDE INC. 2004 LONG-TERM INCENTIVE PLAN. | For | For | Management |
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan C. Draper | For | For | Management |
1.2 | Elect Director C. John Langley, Jr. | For | For | Management |
1.3 | Elect Director Allan M. Rosenzweig | For | For | Management |
2 | TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN. | For | For | Management |
VENTAS, INC.
Ticker: | VTR | Security ID: | 92276F100 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jay M. Gellert | For | For | Management |
1.2 | Elect Director Ronald G. Geary | For | For | Management |
1.3 | Elect Director Douglas Crocker II | For | For | Management |
1.4 | Elect Director Sheli Z. Rosenberg | For | For | Management |
1.5 | Elect Director Debra A. Cafaro | For | For | Management |
1.6 | Elect Director Thomas C. Theobald | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
350
VERISITY, LTD.
Ticker: | VRST | Security ID: | M97385112 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Yoav Hollander* | For | Did Not Vote | Management |
1.2 | Elect Director Tali Aben** | For | Did Not Vote | Management |
1.3 | Elect Director Douglas Norby** | For | Did Not Vote | Management |
1.4 | Elect Director Uzi Sasson** | For | Did Not Vote | Management |
2 | TO APPROVE THE SHARE OPTION GRANT TO MOSHE GAVRIELOV. | For | Did Not Vote | Management |
3 | TO APPROVE THE SHARE OPTION GRANT TO YOAV HOLLANDER. | For | Did Not Vote | Management |
4 | TO APPROVE THE SHARE OPTION GRANT TO MICHAEL MCNAMARA. | For | Did Not Vote | Management |
5 | TO APPROVE THE 2003 BONUSES OF OUR EXECUTIVE OFFICERS WHO ALSO SERVE AS MEMBERS OF OUR BOARD OF DIRECTORS. | For | Did Not Vote | Management |
6 | TO APPROVE THE 2004 BASE SALARIES OF OUR EXECUTIVE OFFICERS WHO ALSO SERVE AS MEMBERS OF OUR BOARD OF DIRECTORS. | For | Did Not Vote | Management |
7 | TO APPROVE COMPENSATION FOR THE NON-EMPLOYEE MEMBERS OF OUR BOARD OF DIRECTORS, INCLUDING EXTERNAL DIRECTORS. | For | Did Not Vote | Management |
8 | TO APPROVE INSURANCE COVERAGE FOR AND INDEMNIFICATION AGREEMENTS BETWEEN US AND EACH OF OUR NEW EXTERNAL DIRECTORS. | For | Did Not Vote | Management |
9 | TO APPROVE THE SHARE OPTION GRANT TO EACH OF OUR NON-EMPLOYEE DIRECTORS PLUS EXTERNAL DIRECTORS. | For | Did Not Vote | Management |
10 | TO APPROVE THE INCREASE IN SHARES UNDER OUR 2000 U.S. SHARE INCENTIVE PLAN AND UNDER OUR 2000 ISRAELI SHARE OPTION PLAN. | For | Did Not Vote | Management |
11 | TO APPROVE THE INCREASE IN SHARES FOR OUR EMPLOYEE SHARE PURCHASE PLAN. | For | Did Not Vote | Management |
12 | TO APPROVE THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS WITH MESSRS. KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG INTERNATIONAL, AS OUR ISRAELI STATUTORY IN- DEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | For | Did Not Vote | Management |
13 | Other Business | For | Did Not Vote | Management |
UBS SMALL CAP EQUITY FUND
Not funded.
351
UBS U.S. REAL ESTATE EQUITY FUND
Not funded.
UBS EMERGING MARKETS DEBT FUND
Not funded.
UBS EMERGING MARKETS EQUITY FUND
Not funded.
352
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | The UBS Funds | ||
| |||
By (Signature and Title)* | /s/ Joseph A. Varnas | ||
|
| ||
| President | ||
| |||
Date | August 31, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
353
