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SC 13G/A Filing
The Goldman Sachs Group, Inc. (GS) SC 13G/ATiptree Financial Inc.
Filed: 27 Jun 16, 12:00am
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON THE GOLDMAN SACHS GROUP, INC. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 35,930 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 35,930 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,930 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | |
12 | TYPE OF REPORTING PERSON HC-CO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GOLDMAN, SACHS & CO. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION New York |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 35,930 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 35,930 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,930 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% | |
12 | TYPE OF REPORTING PERSON BD-PN-IA |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GS ADVISORS VI, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GS CAPITAL PARTNERS VI FUND, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GSCP VI ADVISORS, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GSCP VI OFFSHORE ADVISORS, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GS CAPITAL PARTNERS VI GMBH & CO. KG | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Germany |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GOLDMAN, SACHS MANAGEMENT GP GMBH | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Germany |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GS CAPITAL PARTNERS VI PARALLEL, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GSCP VI PARALLEL PROSIGHT, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON PROSIGHT EQUITY MANAGEMENT INC. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON CO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON PROSIGHT PARALLEL INVESTMENT LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 88822Q103 | 13G |
1 | NAMES OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON PROSIGHT INVESTMENT LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 0 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |
12 | TYPE OF REPORTING PERSON OO |
(a). | [ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
(b). | [ ] | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c). | [ ] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d). | [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e). | [ ] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
(f). | [ ] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g). | [ ] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h). | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i). | [ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j). | [ ] | A non- U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
(k). | [ ] | A group, provided that all the members are persons specified with Rule 13d-1(b)(1)(ii)(A) through (J). |
(a) | Amount beneficially owned: | |
See the response(s) to Item 9 on the attached cover page(s). | ||
(b) | Percent of class: | |
See the response(s)to Item 11 on the attached cover page(s). | ||
(c) | Number of shares as to which such person has: | |
(i) | Sole power to vote or to direct the vote: | |
See the response(s) to Item 5 on the attached cover page(s). | ||
(ii) | Shared power to vote or to direct the vote: | |
See the response(s) to Item 6 on the attached cover page(s). | ||
(iii) | Sole power to dispose or to direct the disposition of: | |
See the response(s) to Item 7 on the attached cover page(s). | ||
(iv) | Shared power to dispose or to direct the disposition of: | |
See the response(s) to Item 8 on the attached cover page(s). |
THE GOLDMAN SACHS GROUP, INC. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GOLDMAN, SACHS & CO. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GS ADVISORS VI, L.L.C. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GS CAPITAL PARTNERS VI FUND, L.P. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GSCP VI ADVISORS, L.L.C. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GSCP VI OFFSHORE ADVISORS, L.L.C. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GS CAPITAL PARTNERS VI GMBH & CO. KG | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GOLDMAN, SACHS MANAGEMENT GP GMBH | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GS CAPITAL PARTNERS VI PARALLEL, L.P. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
GSCP VI PARALLEL PROSIGHT, L.L.C. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
PROSIGHT EQUITY MANAGEMENT INC. | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
PROSIGHT PARALLEL INVESTMENT LLC | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
PROSIGHT INVESTMENT LLC | |||
By: | /s/ Jeremy Kahn | ||
Name: | Jeremy Kahn | ||
Title: | Attorney-In-Fact |
Exhibit No. | Exhibit |
99.1 | Joint Filing Agreement (incorporated by reference to Exhibit 99.1 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.2 | Item 7 Information |
99.3 | Power of Attorney, relating to THE GOLDMAN SACHS GROUP, INC. (incorporated by reference to Exhibit 99.3 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.4 | Power of Attorney, relating to GOLDMAN, SACHS & CO. (incorporated by reference to Exhibit 99.4 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.5 | Power of Attorney, relating to GS ADVISORS VI, L.L.C. (incorporated by reference to Exhibit 99.5 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.6 | Power of Attorney, relating to GS CAPITAL PARTNERS VI FUND, L.P. (incorporated by reference to Exhibit 99.6 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.7 | Power of Attorney, relating to GSCP VI ADVISORS, L.L.C. (incorporated by reference to Exhibit 99.7 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.8 | Power of Attorney, relating to GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. (incorporated by reference to Exhibit 99.8 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.9 | Power of Attorney, relating to GSCP VI OFFSHORE ADVISORS, L.L.C. (incorporated by reference to Exhibit 99.9 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.10 | Power of Attorney, relating to GS CAPITAL PARTNERS VI GMBH & CO. KG (incorporated by reference to Exhibit 99.10 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.11 | Power of Attorney, relating to GOLDMAN, SACHS MANAGEMENT GP GMBH (incorporated by reference to Exhibit 99.11 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.12 | Power of Attorney, relating to GS CAPITAL PARTNERS VI PARALLEL, L.P. (incorporated by reference to Exhibit 99.12 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.13 | Power of Attorney, relating to GSCP VI PARALLEL PROSIGHT, L.L.C. (incorporated by reference to Exhibit 99.13 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.14 | Power of Attorney, relating to ProSight Equity Management Inc. (incorporated by reference to Exhibit 99.14 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.15 | Power of Attorney, relating to ProSight Parallel Investment LLC (incorporated by reference to Exhibit 99.15 to Amendment 1 to Schedule 13G filed February 12, 2016) |
99.16 | Power of Attorney, relating to PROSIGHT INVESTMENT LLC (incorporated by reference to Exhibit 99.16 to Amendment 1 to Schedule 13G filed February 12, 2016) |