EXHIBIT 21.1
Significant Subsidiaries of the Registrant
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of November 28, 2003 and the states or jurisdictions in which they are organized. Indentation indicates the principal parent of each subsidiary. Except as otherwise specified, in each case The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of each subsidiary. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
| | | | | | | | | |
| | | | | | | State or Jurisdiction |
| Name | | of Entity |
| |
|
| The Goldman Sachs Group, Inc. | | Delaware
|
| | Goldman, Sachs & Co, | | New York
|
| | | Goldman Sachs (Asia) Finance Holdings L.L.C. | | Delaware
|
| | | | Goldman Sachs (Asia) Finance | | Mauritius
|
| | Goldman Sachs (UK) L.L.C. | | Delaware
|
| | | Goldman Sachs Group Holdings (U.K.) | | United Kingdom
|
| | | | Goldman Sachs Holdings (U.K.) | | United Kingdom
|
| | | | | Goldman Sachs International | | United Kingdom
|
| | GS Financial Services L.P. (Del) | | Delaware
|
| | | Goldman Sachs Capital Markets, L.P. | | Delaware
|
| | | | William Street Equity L.L.C. | | Delaware
|
| | | | | William Street Funding Corporation | | Delaware
|
| | Goldman Sachs (Japan) Ltd. | | British Virgin Islands
|
| | J. Aron Holdings, L.P. | | Delaware
|
| | | J. Aron & Company | | New York
|
| | Goldman Sachs Mortgage Company | | New York
|
| | Goldman Sachs Credit Partners L.P. | | Bermuda
|
| | Goldman Sachs Holdings (Netherlands) B.V. | | Netherlands
|
| | | Goldman Sachs Mitsui Marine Derivative Products, L.P.(1) | | Delaware
|
| | Goldman Sachs Financial Markets, L.P. | | Delaware
|
| | GSSM Holding (U.K.) | | United Kingdom
|
| | | GSSM Holding Corp. | | Delaware
|
| | GS Hull Holding, Inc | | Delaware
|
| | | The Hull Group, L.L.C. | | Illinois
|
| | | | Hull Trading UK Limited | | United Kingdom
|
| | | | SLK-Hull Derivatives LLC | | Delaware
|
| | SLK LLC | | New York
|
| | | Spear, Leeds & Kellogg, L.P. | | New York
|
| | SLK Holdings Inc. | | Delaware
|
| | | SLK Acquisition Co. | | Delaware
|
| | | | First Options of Chicago, Inc. | | Delaware
|
| (1) | Represents a joint venture owned by Goldman Sachs Holdings (Netherlands) B.V. (49%), Mitsui Sumitomo Insurance Co., Ltd. (50%) and |
| | GSMMDPGP Inc. (a wholly owned subsidiary of The Goldman Sachs Group, Inc.) (1%). |
