UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 06670
Credit Suisse Institutional Fund, Inc.
(Exact name of registrant as specified in charter)
c/o Credit Suisse Asset Management, LLC
Eleven Madison Avenue
New York, New York 10010
(Address of principal executive offices) (Zip code)
J. Kevin Gao, Esq.
Eleven Madison Avenue
New York, New York 10010
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 325-2000
Date of fiscal year end: 10/31
Date of reporting period: July 1, 2006 - June 30, 2007
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06670
Reporting Period: 07/01/2006 - 06/30/2007 ;
Credit Suisse Institutional Fund, Inc.
0;
& #160;
======================== CAPITAL APPRECIATION PORTFOLIO ========================
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102 0;
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For 60; For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against &# 160; For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
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ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 27, 2006 Meeting Type: Annual
Record Date: JUN 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director Leonard S. Coleman For For Management
1.3 Elect Director Gary M. Kusin For For Management
1.4 Elect Director Gregory B. Maffei For For Management
1.5 Elect Director Timothy Mott For Withhold Management
1.6 Elect Director Vivek Paul For For Management
1.7 Elect Director Lawrence F. Probst, III For For Management
1.8 Elect Director Richard A. Simonson For For Management
1.9 Elect Director Linda J. Srere For For Management
2 Approve Repricing of Options For For Management
3 60; Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan 0;
5 Ratify Auditors For For Management
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MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 17, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Arthur H. Harper For For Management
1.3 Elect Director Gwendolyn S. King ; For For Management
1.4 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
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PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 16, 2006 Meeting Type: Annual
Record Date: JUN 23, 2006 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Vernon E. Oechsle For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
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PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Approve Decrease in Size of Board For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan ; For For Management
5 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
============================= ASIA BOND PORTFOLIO ==============================
======================== INTERNATIONAL FOCUS PORTFOLIO =========================
ABN AMRO HOLDING NV
Ticker: ABNHF Security ID: N0030P459
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: APR 4, 2007 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None Did Not Management
60; Vote
2 Approve Minutes of the AGM Held in 2006 For Did Not Management
&# 160; Vote
3 Receive Report of Management Board None Did Not Management
Vote & #160;
4a Approve Financial Statements and For Did Not Management
Statutory Reports Vote
4b Approve Dividends of EUR 1.15 Per Share For Did Not Management
Vote
5a Approve Discharge of Management Board For Did Not Management
; Vote
5b Approve Discharge of Supervisory Board For Did Not Management
0; Vote
6 Approve Remuneration Report Containing For Did Not Management
Remuneration Policy for Management Board Vote
Members ;
7a Elect A.M. Llopis Rivas to Supervisory For Did Not Management
Board Vote 0;
7b Reelect D.R.J. Baron de Rothschild to For Did Not Management
Supervisory Board Vote
7c Reelect P. Scaroni to Supervisory Board For Did Not Management
Vote
7d Reelect Lord C. Sharman of Redlynch to For Did Not Management
Supervisory Board 60; Vote
7e Reelect M.V. Pratini de Moraes to For Did Not Management
Supervisory Board Vote
8 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
9a Grant Board Authority to Issue Ordinary For Did Not Management
0; Shares, Covertible Preference Shares and Vote
Preference Financing Shares Up To 10
Percent of Issued Capital & #160;
9b Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance Under Item 9a Vote
10 Report of the Management Board With None Did Not Management
Respect to the ABN AMRO Strategy and Vote
Recent Events
11.1 Pursue Any Possibilities to Sell, 60; Against Did Not Shareholder
Spin-off or Merge Some or All of the Vote
Major Businesses of the Company to
Maximise Shareholder Value
11.2 Return the Cash Proceeds of Any Major Against Did Not Shareholder
Business Disposals to All Shareholders by Vote
Way of a Share Buyback or Special & #160;
Dividend
11.3 Pursue Any Possibilities to Sell or Merge Against Did Not Shareholder
the Whole Company to Maximize Shareholder Vote
Value
11.4 Report to Shareholders Upon the Outcome Agai nst Did Not Shareholder
of Such Active Investigations Referred to Vote
in the Above Items Within Six Months From
the Date of the AGM 60;
11.5 Cease to pursuit, For a Period of Six Against Did Not Shareholder
Months From the Date of the AGM, of Any Vote
Major Business Acquisitions, Including & #160;
the Rumoured Acquisition Capitalia SpA
12 Other Business (Non-Voting) None Did Not Management
; Vote
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ALTADIS S.A. (FORMERLY TABACALERA, S.A.)
Ticker: ALT Security ID: E0432C106
Meeting Date: JUN 27, 2007 Meeting Type: Annual & #160;
Record Date:
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-06, 0;
Approve Allocation of Income and
Distribution of Dividend, and Discharge
Directors
2 Reelect Jean-Pierre Tirouflet as Board For For Management
Member ;
3 Elect/Reelect Auditors for Company and For For Management
Consolidated Group & #160;
4 Approve .Reduction in Capital Via For For Management
Amortization of Treasury Shares
5 Amend Articles 8 (Calling of Meeting), 14 For For Management
(Delegation and Representation), and 22
(Voting on Resolutions) of General
Meeting Guidelines to Conform with ;
Unified Code's Recommendations
6 Authorize Repurchase of Shares For For Management
7 & #160; Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------- - -----------------------------
AMERICA MOVIL SA DE CV
Ticker: AMX Security ID: 02364W105 & #160;
Meeting Date: DEC 13, 2006 Meeting Type: Special
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Members of the Board of Directors For Did Not Management
that Were Elected during the Special Vote
Meeting for Class L Shareholders Last
April 26, 2006
2 Designate Inspector or Share holder For Did Not Management
Representative(s) of Minutes of Meeting Vote
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ASTRAZENECA PLC
Ticker: AZNCF Security ID: G0593M107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# 60; Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports &# 160;
2 Approve First Interim Dividend of USD For For Management
0.49 (26.6 Pence, SEK 3.60) Per Ordinary
Share and Confirm as Final Dividend the 60;
Second Interim Dividend of USD 1.23 (63
Pence, SEK 8.60) Per Ordinary Share
3 Reappoint K PMG Audit Plc as Auditors of For For Management
the Company
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Louis Schweitzer as Director For For Management
5(b) Re-elect Hakan Mogren as Director For For Management
5(c) Re-elect David Brennan as Director For For Management
5(d) Re-elect John Patterson as Director For For Management
5(e) Re-elect Jonathan Symonds as Director For For Management
5(f) Re-elect John Buchanan as Director &# 160; For For Management
5(g) Re-elect Jane Henney as Director For For Management
5(h) Re-elect Michele Hooper as Director For For Management
5(i) Re-elect Joe Jimenez as Director For For Management
5(j) Re-elect Dame Rothwell as Director For For Management
5(k) Elect John Varley as Director For For Management
5(l) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report ; For For Management
7 Authorise the Company to Make EU For For Management
Political Organisations Donations and to
Incur EU Political Expenditure up to GBP 60;
150,000
8 Authorise Issue of Equity or For For & #160; Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 127,127,735 &# 160;
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 19,069,160
10 Authorise 152,553,282 Ordinary Shares for For For &# 160; Management
Market Purchase
11 Authorise the Company to Use Electronic For For Management
Communication with Shareholders 0;
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AXA SA (FORMERLY AXA-UAP) 60;
Ticker: Security ID: F06106102
Meeting Date: MAY 14, 2007 Meeting Type: Annual/Special
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.06 per Share &# 160;
4 Approve Transaction with Groupe Schneider For For Management
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions & #160;
6 Reelect Jean-Rene Fourtou as Supervisory For For Management
Board Member
7 Reelect Le o Apotheker as as Supervisory For For Management
Board Member
8 Reelect Gerard Mestrallet as Supervisory For For Management
Board Member
9 Reelect Ezra Suleiman as Supervisory For For Management
Board Member &# 160;
10 Elect Henri Jean-Martin Folz as For For Management
Supervisory Board Member
11 Elect Giuseppe Mussari as Supervisory For For Management
Board Member
12 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1.1 Million
13 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital ;
14 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value ;
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights u p to Aggregate Nominal Amount of
EUR 1.5 Billion
16 Authorize Issuance of Equity or For For &# 160; Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Billion 60;
17 Authorize Board to Set Issue Price for 10 For For Management
Percent of Issued Capital Pursuant to
; Issue Authority without Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
& #160; Delegation Submitted to Shareholder Vote
Above
19 Authorize Capital Increase of Up to EUR 1 For Against 60; Management
Billion for Future Exchange Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Authorize Issuance of Equity Upon For Against Management
C onversion of a Subsidiary's
Equity-Linked Securities
22 Approve Issuance of Securities For For ; Management
Convertible into Debt
23 Approve Employee Savings-Related Share For For Management
Purchase Plan & #160;
24 Authorize up to 0.7 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
25 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
26 Amend Articles of Association Re: Record For For Management
Date 60;
27 Amend Articles of Association Re: For For Management
Shareholding Employee Representative 60;
Supervisory Board Member
28 Authorize Filing of Required For For Management
Documents/Other Formalities 0;
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BAE SYSTEMS PLC(FRM.BRITISH AEROSPACE PLC ) 60;
Ticker: BAESF Security ID: G06940103
Meeting Date: OCT 4, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Disposal of the Company's For For Management
Twenty Per Cent Shareholding in Airbus
S.A.S. to European Aeronautic Defence and
Space Company EADS N.V.; Authorise the
Directors to Take All Steps Necessary to
Implement the Disposal 60;
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BAE SYSTEMS PLC(FRM.BRITISH AEROSPACE PLC ) &# 160;
Ticker: BAESF Security ID: G06940103
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and S tatutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.9 Pence Per For For Management
Ordinary Share
4 Re-elect Ulrich Cartellieri as Director For For Management
5 Re-elect Michael Hartnall as Director For For Management
6 Re-elect George Rose as Director For For Management
7 Elect Walter Havenstein as Director For For Management
8 Elect Ian King as Director For For Management
9 Elect Sir Nigel Rudd as Director For For Management
10 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company 60;
11 Authorise Board to Fix Remuneration of For For Management
Auditors & #160;
12 Authorise the Company to Make EU For For Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political 0;
Expenditure up to GBP 100,000
13 Authorise BAE Systems Marine Limited to For For Management
Make EU Political Organisatio n Donations
up to GBP 100,000 and to Incur EU
Political Expenditure up to GBP 100,000
14 Authorise BAE Systems (Operations) For For Management
Limited to Make EU Political Organisation
Donations up to GBP 100,000 and to Incur 60;
EU Political Expenditure up to GBP
100,000
15 Authorise BAE Systems Land Systems For For Management
(Munitions & Ordnance) Limited to Make EU
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000
16 Authorise BAE Systems Land Systems For ; For Management
(Weapons & Vehicles) Limited to Make EU
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political 60;
Expenditure up to GBP 100,000
17 Authorise BAE Systems Hagglunds AB to For For Management
Make EU Political Organisation Donations
up to GBP 100,000 and to Incur EU
Political Expenditure up to GBP 100,000 60;
18 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of 0;
GBP 26,664,742
19 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,000,111
20 Authorise 320,008,915 Ordinary Shares for For For Management
Market Purchase
21 Aut horise the Company to Use Electronic For For Management
Communications
---------------------------------------------------- - ----------------------------
BARCLAYS PLC
Ticker: BCLYF Security ID: G08036124 0;
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports 60;
2 Approve Remuneration Report For For Management
3 Elect Marcus Agius as Director For For Management
4 Elect Frederik Seegers as Director For For Management
5 Elect Christopher Lucas as Director For For Management
6 Re-elect Stephen Russell as Director For For Management
7 Re-elect Richard Clifford as Director For For& #160; Management
8 Re-elect Sir Andrew Likierman as Director For For Management
9 Re-elect John Varley as Director For For Management
10 Re-elect Sir Nigel Rudd as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
60; Auditors
13 Authorise Barclays Bank Plc to Make EU For For Management
Political Organisations Donations up to ;
GBP 25,000 and Incur EU Political
Expenditure up to GBP 100,000
14 & #160; Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 544,913,279
15 Authorise Issue of Equity or For For Management
Equity-Linked Securities without 0;
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 81,736,992
16 Authorise 980,840,000 Ordinary Shares for For For Management
Market Purchase
17 Adopt New Articles of Association For For Manageme nt
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BAYERISCHE HYPO- UND VEREINSBANK AG
Ticker: Security ID: D08064103
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: OCT 4, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tranfer of Bank Austria For Did Not Management
Creditanstalt AG Shares to UniCredito Vote
Italiano SPA
2 Approve Tranfer of Joint Stock Commerc ial For Did Not Management
Bank HVB Bank Ukraine Shares to Vote
UniCredito Italiano SPA
3 Approve Tranfer of Closed Joint Stock For Did Not Management
Company International Moscow Bank Equity Vote
to Bank Austria Creditanstalt AG
4 Approve Tranfer of HVB Bank Latvia Shares For Did Not Management
to Bank Austria Creditanstalt AG Vote
5 Approve Tranfer of HVB Niederlassung For Did Not Management
Vilnius Assets to HVB Bank Latvia ; Vote
6 Approve Tranfer of HVB Niederlassung For Did Not Management
Tallinn Assets to HVB Bank Latvia Vote
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BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
Ticker: Security ID: Y0885K108
Meeting Date: AUG 21, 2006 Meeting Type: Annual
Record Date: 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports & #160;
2 Reappoint B. Currimjee as Director For For Management
3 Reappoint C.S. Koong as Director For For Management
4 Reappoint D. Cameron as Director For For Management
5 Approve Price Waterhouse as Auditors and For For Management
Authorize Board to Fix Their Remuneration
6 Appoint A. Lal as Director 0; For For Management
7 Appoint G.J. Darby as Director For For Management
8 Appoint P. Donovan as Director For For Management
9 Appoint S.B. Imam as Director &# 160; For For Management
10 Appoint A.B. Ram as Director For For Management
11 Appoint Y.C. Chang as Director For For Management
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BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
Ticker: Security ID: Y0885K108
Meeting Date: OCT 31, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation Among For For Management
Satcom Broadband Equipment Ltd., Bharti & #160;
Broadband Ltd., and Bharti Airtel Ltd.
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BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
Ticker: Security ID: Y0885K108
Meeting Date: NOV 20, 2006 Meeting Type: Special 0;
Record Date:
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Reappointment and Remuneration of For For Management
S.B. Mittal, Managing Director
2 Approve Reappointment and Remuneration of For 0; For Management
R.B. Mittal, Joint Managing Director
3 Approve Reappointment and Remuneration of For For Management
A. Gupta, Joint Managing Director &# 160;
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BHP BILLITON PLC (FORMERLY BILLITON PLC)
Ticker: Security ID: G10877101
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Ltd. ;
3 Elect Paul Anderson as Director of BHP For For Management
Billiton Plc
4 Elect Paul Anderson as Director of BHP For For Management
Billiton Ltd.
5 Elect Marius Kloppers as Director of BHP For For 0; Management
Billiton Plc
6 Elect Marius Kloppers as Director of BHP For For Management
Billiton Ltd. 0;
7 Elect Chris Lynch as Director of BHP For For Management
Billiton Plc &# 160;
8 Elect Chris Lynch as Director of BHP For For Management
Billiton Ltd.
9 60; Elect Jacques Nasser as Director of BHP For For Management
Billiton Plc
10 Elect Jacques Nasser as Director of BHP For For Management
Billiton Ltd.
11 Re-elect David Crawford as Director of For For Management
BHP Billiton Plc 0;
12 Re-elect David Crawford as Director of For For Management
BHP Billiton Ltd.
13 Re-elect Don Argus as Director of BHP For For Management
Billiton Plc
14 Re-elect Don Argus as Director of BHP For For Management
Billiton Ltd.
15 Re-elect David Brink as Director of BHP For For Management
Billiton Plc & #160;
16 Re-elect David Brink as Director of BHP For For Management
Billiton Ltd.
17 Re-elect John Buchanan as Director of BHP For For Management
Billiton Plc
18 Re-elect John Buchanan as Director of BHP For Fo r Management
Billiton Ltd.
19 Re-elect John Schubert as Director of BHP For For Management
Billiton Plc &# 160;
20 Re-elect John Schubert as Director of BHP For For Management
Billiton Ltd. ;
21 Reappoint KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc and Authorise the Board
to Determine Their Remuneration ;
22 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 276,686,499
23 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 61,703,675
24 Authorise 246,814,700 BHP Billiton Plc For For Management
Ordinary Shares for Market Purchase
25i Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50
;Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 31
December 2006 & #160;
25ii Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50 �� 0;
Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 31
March 2007
25iii Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50
Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 15 May 60;
2007
25iv Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50
Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 30
June 2007
25v Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50
Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 30
September 2007 & #160;
25vi Approve Reduction of Share Capital of BHP For For Management
Billiton Plc by the Cancellation of All
the Issued Paid Up Shares of USD 0.50
Nominal Value Each Held by BHP Billiton
Ltd. or One of its Subsidiaries on 15
November 2007
26 Approve Remuneration Report For For Management
27 Approve Grant of Deferred Shares and For 0; For Management
Options under the BHP Billiton Ltd. Group
Incentive Scheme and Grant of Performance
Shares under the BHP Billiton Ltd. Long
Term Incentive Plan to Charles Goodyear
28 Approve Grant of Deferred Shares and For For Management
Options under the BHP Billito n Plc Group
Incentive Scheme and Grant of Performance
Shares under the BHP Billiton Plc Long
Term Incentive Plan to Marius Kloppers
29 Approve Grant of Deferred Shares and For For Management
Options under the BHP Billiton Ltd. Group
Incentive Scheme and Grant of Performance
Shares under the BHP Billiton Ltd. Long
Term Incentive Plan to Chris Lynch &# 160;
30 Approve BHP Billiton Ltd. Global Employee For For Management
Share Plan; Approve BHP Billiton Plc
Global Employee Share Plan 60;
31 Approve Increase in Remuneration of For For Management
Non-Executive Directors of BHP Billiton
Plc to USD 3,000,000& #160;
32 Approve Increase in Remuneration of For For Management
Non-Executive Directors of BHP Billiton
Ltd. to USD 3,000,000
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BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2007 Meeting Type: Annual/Special &# 160;
Record Date: MAY 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For 0; Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.10 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Ratify Appointment of Suzanne Berger For For Management
Keniston as Director
7 Reelect Louis Schweitzer as Director For For Management
8 Authorize Filing of Required For For Management
Documents/Other Formalities
9 Amend Resolution 15 Adopted by General For For Management
Meeting on May 18, 2005: Restricted Stock 60;
Plan
10 Amend Resolution 22 Adopted by General For For Management
; Meeting on May 23, 2006: Employee
Savings-Related Share Purchase Plan
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Approve Merger by Absorption of BNL by For For Management
BNP Paribas
13 Approve Merger by Absorption of the For For Management
Compagnie Immobiliere de France by BNP
Paribas & #160;
14 Approve Merger by Absorption of Societe For For Management
Immobiliere du 36 avenue de l'Opera by
BNP Paribas
15 Approve Merger by Absorption of CAPEFI by For For Management
BNP Paribas 0;
16 Amend Articles of Association Re: Record For For Management
Date ;
17 Authorize Filing of Required For For Management
Documents/Other Formalities
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BP PLC
Ticker: BPAQF Security ID: G12793108
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Re-elect David Allen as Director For 0; For Management
4 Re-elect The Lord Browne of Madingley as For For Management
Director
5 Re - -elect Antony Burgmans as Director For For Management
6 Elect Sir William Castell as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Errol Davis Jr as Director For For 60; Management
9 Re-elect Douglas Flint as Director For For Management
10 Re-elect Byron Grote as Director For For Management
11 Re-elect Anthony Hayward as Director For For Management
12 Elect Andy Inglis as Director For For Management
13 Re-elect DeAnne Julius as Director For For Management
14 Re-elect Sir Tom McKillop as Director For For Management
15 Re-elect John Manzoni as Director For For Management
16 Re-elect Walter Massey as Director For For Management
17 Re-elect Sir Ian Prosser as Director For For Management
18 Re-elect Peter Sutherland as Director For For Management
19 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
20 Authorise the Company and BP For For Management
International Ltd to Make EU Political
Organisation Donations and Incur EU 0;
Political Expenditure up to GBP 0.1M;
Authorise Each of the Company and BP
International Ltd to Make Donations and
Incur Expenditure up to GBP 0.4M
21 Authorise the Company to Use Electronic For For Management
Communications
22 Authorise 1,950,000,000 Ordinary Shares For For Management
for Market Purchase
23 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,626,000,000
24 Authorise Issue of Equity or For 0; For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
& #160; Nominal Amount of USD 244,000,000
--------------------------------------------------------------------------------
BRIDGESTONE CORP. ;
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 29, 2007 Meeting Type: Annual &# 160;
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Spo nsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 12,
Final JY 12, Special JY 0 0;
2 Amend Articles to: Reduce Directors Term For For Management
in Office - Authorize Public
Announcements in Electronic Format - ;
Limit Rights of Odd-lot Holders - Limit
Liability of Statutory Auditors - Update
Terminology to Match New Corporate Law
3.1 Elect Director For For Management
3.2 Elect Director For 0; For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director ; For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For 60; Management
4.2 Appoint Internal Statutory Auditor For Against Management
5 Appoint Alternate Internal Statutory For For Management
Auditor ;
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
7 Approve Payment of Annu al Bonuses to For For Management
Directors
8 Approve Executive Stock Option Plan For For Management
--------------------------------------------------------------------------------
C.A.T. OIL AG
Ticker: Security ID: A1291D106
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and 60; None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Approve Discharge of Management Board For Did Not Management
& #160; Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify Auditors For Did Not Management
Vote
6 Change Location of Registered For Did Not Management
Office/Headquarters to Vienna Vote
7 Approve Remuneration of Supervisory Board For Did Not Management
Members &# 160; Vote
8 Elect Supervisory Board Members For Did Not Management
&# 160; Vote
--------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. &# 160;
Ticker: CHT Security ID: 17133Q205
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ; THE COMPANY S OPERATION REPORT FOR 2006. None For Management
2 THE SUPERVISORS AUDIT REPORT ON THE None For Management
COMPANY FOR 2006.
3 THE AMENDMENT TO THE COMPANY S RULES OF None For Management
ORDER OF BOARD OF DIRECTORS MEETING.
4 THE COMPANY S OPERATION REPORT AND For For Management
FINANCIAL STATEMENTS FOR 2006.
5 THE COMPANY S DISTRIBUTION OF EARNINGS For For Management
FOR 2006. ;
6 AMENDMENT TO THE COMPANY S ARTICLES OF For For Management
INCORPORATION.
7 PROPOSED CONVERSION OF THE CAPITAL For For Management
SURPLUS INTO CAPITAL INCREASE OF THE
COMPANY AND ISSUANCE OF NEW SHARES.
8 PROPOSED CAPITAL DECREASE IN CASH OF THE For For Management
COMPANY.
9 AMENDMENT TO THE COMPANY S PROCESS FOR For For Management
ACQUISITIONS AND DISPOSAL OF ASSETS.
10 AMENDMENT TO THE COMPANY S PROCEDURES FOR For For Management
ENDORSEMENTS AND GUARANTEES. &# 160;
11 FORMULATION OF THE COMPANY S PROCEDURES For For Management
FOR LENDING OF CAPITAL TO OTHERS.
12 AMENDMENT TO THE COMPANY S REGULATIONS OF For For Management
ELECTION OF DIRECTORS AND SUPERVISORS.
13 ELECTION OF THE COMPANY S 5TH TERM For Abstain Management
DIRECTORS AND SUPERVISORS. 60;
--------------------------------------------------------------------------------
CONTINENTAL AG & #160;
Ticker: CON Security ID: D16212140
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: APR 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statement s and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of E UR 2.0 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006 &# 160;
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche &# 160; For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007 0;
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
Shares & #160;
7 Approve Cancellation of 2002 AGM Pool of For For Management
Capital
8 Approve Creation of EUR 187.5 Million For For Management
Pool of Capital without Preemptive Rights
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
10 Approve Remuneration of Supervisory Board For For Management
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP CO. LTD.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 23, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To: Expand Business Lines For For Management
- Update Terminology to Match that of New
&# 160; Financial Instruments and Exchange Law
2.1 Elect Director Yoshinori Hara For For Management
2.2 Elect Director Akira Kiyota For For Management
2.3 Elect Director Shigeharu Suzuki For For Management
2.4 Elect Director Shin Yoshidome For For Management
2.5 Elect Director Tetsuo Mae For For Management
2.6 Elect Director Takashi Hibino ; For For Management
2.7 Elect Director Nobuyuki Iwamoto For For Management
2.8 Elect Director Kenji Hayashibe For For Management
2.9 Elect Director Tetsuro Kawakami For F or Management
2.10 Elect Director Ryuji Yasuda For For Management
2.11 Elect Director Keisuke Kitajima For For Management
2.12 Elect Director Koichi Uno For For Management
2.13 Elect Director Ikuo Mori For For Management
3 Approve Deep Discount Stock Option Plan For For Management
and Premium-Priced Option Plan for
Directors and Employees
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DB Security ID: D18190898
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date:
# Pr oposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 4 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006 & #160;
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2007
6 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes &# 160;
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased
0;Shares
8 Authorize Use of Financial Derivatives For For Management
When Repurchasing Shares
9 Elect Theo Siegert to the Supervisory For For Management
Board
10 Confirm 2006 AGM Election of Clemens For For Management
Boersig as Supervisory Board Member
11 Approve Remuneration of Supervisory Board For For Management
12 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
13 Amend Articles Re: Regional Advisory For For Management
Councils 0;
14 Approve Creation of EUR 85 Million Pool For For Management
of Capital without Preemptive Rights
--------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EONAF Security ID: D24909109
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: APR 12, 2007 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.35 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006
4 0; Approve Discharge of Supervisory Board For For Management
Fiscal 2006
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares -
Authorize Use of Financial Derivatives
When Repurchasing 0;
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
--------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: T3643A145
Meeting Date: MAY 22, 2007 Meeting Type: Special
Record Date: MAY 18, 2007 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 6.2, 13, 17, 24, 28 of the For Did Not Management
Bylaws Vote
--------------------------------------------------------------------------------
ENI SPA
Ticker: Security ID: T3643A145 60;
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income for the Vote
Fiscal Year 2006 of Finanziaria ENI -
Enifin SpA, incorporated in ENI on Dec.
13, 2006 60;
2 Accept Financial Statements, Statutory For Did Not Management
Reports, and Allocation of Income for the Vote
Fiscal Year 2006 of ENI Portugal
Investment SpA, incorporated in ENI on
Dec. 13, 2006 0;
3 Accept Financial Statements, Consolidated For Did Not Management
Financial Statements, and Statutory Vote
Reports for the Fiscal Year 2006 0;
4 Approve Allocation of Income For Did Not Management
Vote
5 Authorize Share Repurchase Program; For Did Not Management
Revoke Previously Granted Authorization Vote
to Repurchase Shares 0;
6 Extend Mandate of the External Auditors For Did Not Management
PriceWaterhouseCoopers for the Three-Year Vote
Term 2007-2009
--------------------------------------------------------------------------------
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
Ticker: ERIAF Security ID: W26049119
Meeting Date: JUN 28, 2007 Meeting Type: Special
Record Date: JUN 21, 2007 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For 0; For Management
2 Prepare and Approve List of Shareholders For For Management
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
6.1.a Approve Share Matching Plan for All For For Management
60; Employees ('Stock Purchase Plan')
6.1.b Authorize Reissuance of 17.4 Million For For Management
Repurchased Class B Shares for 2007 All
Employee Share Matching Plan
6.1.c Approve Reissuance of 3.4 Million B For For Management
Shares to Cover Social Costs in Relation
to All Employee Share Matching Plan
6.1.d Approve Swap Agreement with Third Party For Against Management
as Alternative to Item 6.1.B &# 160;
6.2.a Approve Share Matching Plan for Key For For Management
Contributors ('Key Contributor Retention
Plan') 0;
6.2.b Authorize Reissuance of 11.8 Million For For Management
Repurchased Class B Shares for 2007 Key
Contributor Share Matching Plan
6.2.c Approve Reissuance of 2.4 Million B For For Management
Shares to Cover Social Costs in Relation
to Key Contributor Share Matching Plan
6.2.d Approve Swap Agreement with Third Party For Against Management
as Alternative to Item 6.2.B
6.3.a Approve Share Matching Plan for Executive For For Management
Directors ('Executive Performance Stock
Plan') &# 160;
6.3.b Authorize Reissuance of 5.9 Million For For Management
Repurchased Class B Shares for 2007
Executive Director Share Matching Plan & #160;
6.3.c Approve Reissuance of 1.5 Million B For For Management
Shares to Cover Social Costs in Relation
to Key Contributor Share Matching Plan &# 160;
6.3.d Approve Swap Agreement with Third Party For Against Management
as Alternative to Item 6.3.B
7 Close Meeting ; None None Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GLAXF Security ID: G3910J112
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Stat utory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Daniel Podolsky as Director For For Management
4 Elect Stephanie Burns as Director For For Management
5 Re-elect Julian Heslop as Director For For Management
6 Re-elect Sir Deryck Maughan as Director For For Management
7 Re-elect Ronaldo Schmitz as Director For For Management
8 Re-elect Sir Robert Wilson as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors ;
11 Authorise the Company to Make EU For For Management
Political Organisations Donations up to
GBP 50,000 and to Incur EU Political &# 160;
Expenditures up to GBP 50,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 479,400,814 &# 160;
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
0; Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 71,910,122
14 Authorise 575,280,977 Ordinary Shares for For For Management
Market Purchase
15 Amend Articles of Association Re: For For Management
Electronic Communication 0;
--------------------------------------------------------------------------------
HAYS PLC &# 160;
Ticker: Security ID: G4361D109
Meeting Date: NOV 15, 2006 Meeting Type: Annual 0;
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend o f 2.90 Pence Per For For Management
Share
3 Approve Remuneration Report For For Management
4 Elect Paul Venables as Director For For Management
5 Re-elect Lesley Knox as Director For For Management
6 Re-elect Denis Waxman as Director For For Management
7 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company ��
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive & #160;
Rights up to Aggregate Nominal Amount of
GBP 4,871,037 &# 160;
10 Subject to the Passing of Resolution 9, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without &# 160;
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 730,655
11 Authorise 219,196,666 Ordinary Shares for For For Management
Market Purchase
12 Amend Hays International Sharesave For For Management
Scheme; Authorise Directors to Do All
Such Acts and Things Necessary To Carry
the Scheme Into Effect &# 160;
--------------------------------------------------------------------------------
HAYS PLC ;
Ticker: Security ID: G4361D109
Meeting Date: APR 3, 2007 Meeting Type: Special &# 160;
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Performance Share Plan For For Management
2 Approve Deferred Annual Bonus Plan For For Management
----------------------- - ---------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: HLTOF Security ID: X3258B102 & #160;
Meeting Date: JUL 6, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For Did Not Management
60; Vote
2 Amend Articles For Did Not Management
60; Vote
3 Authorize Board to Increase Company's For Did Not Management
Share Capital or Issue Bond Loans Vote
4 Other Business 60; For Did Not Management
Vote
------------- - -------------------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: HLTOF Security ID: X3258B102 0;
Meeting Date: JUL 18, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For Did Not Management
0; Vote
2 Amend Articles For Did Not Management
0; Vote
3 Authorize Board to Increase Company's For Did Not Management
Share Capital or Issue Bond Loans Vote
4 Other Business 0; For Did Not Management
Vote
-------- - ------------------------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: HLTOF Security ID: X3258B102 ;
Meeting Date: JUL 31, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For Did Not Management
; Vote
2 Amend Articles For Did Not Management
; Vote
3 Authorize Board to Increase Company's For Did Not Management
Share Capital or Issue Bond Loans Vote
4 Other Business ; For Did Not Management
Vote
--- - -----------------------------------------------------------------------------
HELLENIC TELECOMMUNICATION ORGANIZATION
Ticker: HLTOF Security ID: X3258B102
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports & #160; Vote
2 Approve Discharge of Board and Auditors For Did Not Management
Vote
3 Approve Auditors and Fix Their For Did Not Management
Remuneration Vote
4 Renew Insurance Policy for Company For Did Not Management
Directors Vote
5 Approve Director and Board Committee For Did Not Management
Member Remuneration for 2006 and 60; Vote
Preapprove Their Remuneration for 2007
6 Approve Chairman and CEO Remuneration for For Did Not Management
2006 and Determine Remuneration for 2007 Vote ;
7 Approve Related Party Transaction For Did Not Management
Vote
8 Approve Spin-Off Agreement For Did Not Management
Vote
9 Authorize Share Repurchase Program For ; Did Not Management
Vote
10 Elect Directors and Designate Independent For Did Not Management
Board Members 0; Vote
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports &# 160;
2 Approve Remuneration Report For For Management
3(a) Re-elect Lord Butler as Director For For Management
3(b) Re-elect Baroness Lydia Dunn as Director For For Management
3(c) Re-elect Rona Fairhead as Director For For Management
3(d) Re-elect William Fung as Director For For Management
3(e) Re-elect Sir Brian Moffat as Director For For Management
3(f) Elect Gwyn Morgan as Director &# 160; For For Management
4 Reappoint KPMG Audit Plc as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration 0; ��
5 Auth. Issuance of Non-Cumulative Pref. For For Management
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000,
USD 100,000 and EUR 100,000; and Auth.
Issuance of Ord. Shares with Pre-emptive &# 160;
Rights up to Aggregate Nominal Amount of
USD 1,158,660,000
6 0; Subject to the Passing of Resolution 5, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 289,665,000
7 Authorise 1,158,660,000 Ordinary Shares For &# 160; For Management
for Market Purchase
8 Approve Scrip Dividend Program For For Management
9 Authorise the Company to Make EU For For Management
Political Organisations Donations and to
Incur EU Political Expenditures up to GBP
; 250,000
10 Authorise HSBC Bank Plc to Make EU For For Management
Political Organisations Donations and to ;
Incur EU Political Expenditures up to GBP
50,000
11 Authorise the Company to Use Electronic For For Management
Communications
12 Amend Articles of Association Re: Use of For For Management
Electronic Communications
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: Security ID: G4721W102
Meeting Dat e: JAN 30, 2007 Meeting Type: Annual
Record Date:
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports ;
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 43.5 Pence Per For For Management
Ordinary Share &# 160;
4 Re-elect Anthony Alexander as Director For For Management
5 Elect Ken Burnett as Director For For Management
6 Re-elect David Cresswell as Director For For Management
7 Elect Charles Knott as Director For For Management
8 Re-elect Iain Napier as Director For For Management
9 Re-elect Frank Rogerson as Director For For Management
10 &# 160; Reappoint PricewaterhouseCoppers LLP as For For Management
Auditors of the Company
11 Authorise Board to Fix Remuneration of For For Management
0; Auditors
12 Authorise the Company to Make EU For For Management
Political Organisation Donations up to & #160;
GBP 25,000 and Incur EU Political
Expenditure up to GBP 25,000
13 Authorise Imperial Tobacco Limited to For For Management
Make EU Political Organisation Donations
up to GBP 25,000 and Incur EU Political
Expenditure up to GBP 25,000
14 Authorise Imperial Tobacco International For For Management
Limited to Make EU Political Organisation
Donations up to GBP 25,000 and Incur EU
Political Expenditure up to GBP 25,000
15 Authorise Van Nelle Tabak Nederland B.V. For For Management
to Make EU Political Organisation
Donations up to GBP 25,000 and Incur EU
Political Expenditure up to GBP 25,000 ;
16 Authorise Imperial Tobacco Polska S.A. to For For Management
Make EU Political Organisation Donations
up to GBP 25,000 and Incur EU Political & #160;
Expenditure up to GBP 25,000
17 Authorise Reemtsma Cigarettenfabriken For For Management
GmbH to Make EU Political Organisation
Donations up to GBP 25,000 and Incur EU
Political Expenditure up to GBP 25,000
18 Authorise Ets L. Lacroix Fils NV/SA to For For Management
Make EU Political Organisation Donations
up to GBP 25,000 and Incur EU Political
Expenditure up to GBP 25,000
19 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive 60;
Rights up to Aggregate Nominal Amount of
GBP 24,300,000
20 Subject to the Passing of Resolution 19, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without 60;
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,645,000
21 Authori se 72,900,000 Ordinary Shares for For For Management
Market Purchase
------------------------------------------------------------------ - --------------
INTESA SANPAOLO SPA (FORMERLY BANCA INTESA SPA)
Ticker: ISP Security ID: T55067101
Meeting Date: APR 30, 2007 Meeting Type: Annual/Special
Record Date: APR 26, 2007
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and Dividend For Did Not Management
Distribution Vote
2 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Pursuant Vote
to Share Option Scheme in Favor of
Company Employees
3 Elect Supervisory Board Members For Did Not Management
60; Vote
4 Approve Director For Did Not Management
Indemnification/Liability Provisions Vote
5 Remuneration of External Auditing Company For Did Not Management
Reconta Ernst & Young Vote
1 Amend Articles 7, 17, 18, 20, 22, 23, 25, For Did Not Management
& #160;and 30 of the Bylaws in Compliance with Vote
the Italian Law n. 262/2005 and the
Legislative Decree n. 303/2006 & #160;
--------------------------------------------------------------------------------
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
Ticker: Security ID: H4407G172
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote ��
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1 per Share 60; Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1 Reelect Monika Baumann and Rolf Jetzer as For Did Not Management
Directors Vote
4.2 Elect Daniel Sauter and Gareth Penny as For Did Not Management
& #160;Directors Vote
5 Ratify KPMG AG as Auditors For Did Not Management
60; Vote
6 Approve 2:1 Stock Split For Did Not Management
Vote&# 160;
--------------------------------------------------------------------------------
KOMATSU LTD. &# 160;
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 13,
Final JY 18, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director ; For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director&# 160; For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For ; Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
3 Appoint Internal Statutory Auditor For ; For Management
4 Approve Payment of Annual Bonuses to For For Management
Directors
5 & #160; Approve Stock Option Plan for Directors For For Management
6 Approve Executive Stock Option Plan For For Management
7 Approve Retirement Bonuses to Directors For Against Management
and Statutory Auditor, and Special 0;
Payments to Continuing Directors and
Auditors in Connection with Abolition of
Retirement Bonus S ystem
--------------------------------------------------------------------------------
KURARAY CO. LTD. 60;
Ticker: 3405 Security ID: J37006137
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8.5,
Final JY 10, Special JY 0 & #160;
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3&# 160; Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For &# 160; Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director & #160; For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Appoint External Audit Firm For For Management
5 Adopt Takeover Defe nse Plan (Poison Pill) For Against Management
--------------------------------------------------------------------------------
LAGARDERE S.C.A. ;
Ticker: Security ID: F5485U100
Meeting Date: APR 27, 2007 Meeting Type: Annual/Special
Reco rd Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
60; and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share & #160;
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Mana gement
of Issued Share Capital
6 Approve Issuance of Securities For For Management
Convertible into Debt & #160;
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 300 Million
8 Authorize Issuance of Equity or For 0; For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EU R 200 Million
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
10 Authorize Capital Increase of Up to EU R For Against Management
300 Million for Future Exchange Offers
11 Set Global Limit for Capital Increase to For For Management
Result from All Issuance Requests Above ;
at EUR 300 Million
12 Authorize Capitalization of Reserves of For For Management
Up to EUR 300 Million for Bonus Issue or
Increase in Par Value
13 Approve Employee Savings-Related Share For For Management
Purchase Plan
14 Authorize up to One Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan & #160;
15 Approve Stock Option Plans Grants For Against Management
16 Set Global Limit for Capital Increase to For For Management
Result from All Employee Reserved 60;
Issuance Requests at Five Percent of
Issued Capital
17 Amend Articles of Association Re: Record For For Management
Date, Shareholder Disclosure Threshold,
and Quorum Requirements
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: LVMHF Security ID: F58485115 0;
Meeting Date: MAY 10, 2007 Meeting Type: Annual/Special
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Discharge Directors
3 Approve Sp ecial Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Di vidends of EUR 1.40 per Share
5 Reelect Bernard Arnault as Director For For Management
6 Reelect Delphine Arnault-Gancia as For Against Management
Director 0;
7 Reelect Jean Arnault as Director For Against Management
8 Reelect Nicholas Clive-Worms as Director For Against Management
9& #160; Reelect Patrick Houel as Director For Against Management
10 Reelect Felix G. Rohatyn as Director For Against Management
11 Reelect Hubert Vedrine as Director For For Management
12 Reappoint Kilian Hennessy as Censor For For &# 160; Management
13 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 30 million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal & #160;
Amount of EUR 30 million
17 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future 60;
Acquisitions or Share Exchange Offers
18 Approve Issuance of Shares Up to EUR 30 For Against Management
Million for the Benefit of Credit and &# 160;
Insurance Institutions
19 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related to & #160;
Delegation Submitted to Shareholder Vote
Above ;
20 Amend Employee Savings-Related Share For For Management
Purchase Plan
21 Amend Articles of Association Re: Record For For Management
Date
------------------- - -------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105 &# 160;
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend (Ordinary Shares) of JY 0;
6000
2 Amend Articles to: Increase Authorized For For Management
Capital to Reflect Stock Split - - Delete
References to Two Classes of Preferred
Shares to Reflect Cancellation - Limit
Rights of Odd-lot Holders
3.1 Elect Director For For Management
3.2 Elect Director ; For Against Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For ; For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director ; For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director &# 160; For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor and Special 0;
Payments to Continuing Directors and
Statutory Auditors in Connection with
Abolition of Retirement Bonus System 60;
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings and Deep Discount
&# 160; Stock Option Plan for Directors and
Statutory Auditors
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 26, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend (Ordinary Shares) of JY 0;
7000
2 Amend Articles to: Decrease Authorized For For Management
Capital to Reflect Cancellation of
Preferred Shares
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director &# 160; For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4.1 &# 160; Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor 60;
--------------------------------------------------------------------------------
NOVARTIS AG 0;
Ticker: Security ID: H5820Q150
Meeting Date: MAR 6, 2007 Meeting Type: Annual & #160;
Record Date: ��
# Proposal Mgt Rec Vote Ca st Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For & #160; Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.35 per Share ; Vote
4.1 Retirement of Birgit Breuel (Non-Voting) None Did Not Management
Vote
4.2.1 Reelect Hans-Joerg Rudloff as Director For Did Not Management
Vote
4.2.2 Reelect Daniel Vasella as Director For Did Not 0; Management
Vote
4.3 Elect Marjorie Yang as Director For Did Not Management
60; Vote
5 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors 0; Vote
--------------------------------------------------------------------------------
NUMICO N.V.(FORMERLY NUTRICIA N.V.)
Ticker: Security ID: N56369239
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting 0; None None Management
2 Elect Flemming Morgan to Management Board For For Management
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
NUMICO N.V.(FORMERLY NUTRICIA N.V.) 0;
Ticker: Security ID: N56369239
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ; Open Meeting None Did Not Management
Vote
2 Receive Report of Management Board & #160; None Did Not Management
Vote
3a Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3b Receive Explanation on Company's Reserves None Did Not Management
and Dividend Policy Vote
3c Approve Dividends of EUR 0.20 Per Share For Did Not Management
Vote
3d Approve Discharge of Management Board ; For Did Not Management
Vote
3e Approve Discharge of Supervisory Board For Did Not Management
0; Vote
4 Ratify PricewaterhouseCoopers Accountants For Did Not Management
NV as Auditors ; Vote
5a Amend Articles For Did Not Management
Vote ;
5b Amend Articles Re: Change Language of the For Did Not Management
Annual Report and Annual Accounts to Vote
English 0;
6a Reelect J.H.M. Lindenbergh to Supervisory For Did Not Management
Board Vote
6b Reelect Per Wold-Olsen to Supervisory For Did Not Management
Board Vote
7a Grant Board Authority to Issue Shares Up For Did Not Management
To 10 Percent of Issued Capital Plus Vote
Additional 10 Percent in Case of
Takeover/Merger & #160;
7b Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance Under Item 7a Vote
8 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
9 Other Business (Non-Voting) None Did Not Management
0; Vote
10 Close Meeting None Did Not Management
60; Vote
--------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: J61374120
Meeting Date: JUN 21, 2007 Meeting Type: Annual 60;
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vo te Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 19, Special JY 0 ;
2 Amend Articles To: Reduce Directors Term For For Management
in Office
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director 60; For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
5 ; Appoint Internal Statutory Auditor For Against Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
7 Approve Stock Option Plan for Directors For For Management
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: RI Security ID: F72027109
Meeting Date: NOV 7, 2006 Meeting Type: Annual ;
Record Date:
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For&# 160; Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.52 per Share & #160; Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Francois Gerard as Director ; For Did Not Management
Vote
6 Approve Remuneration of Directors in the For Did Not Management
60; Aggregate Amount of EUR 600,000 Vote
7 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
8 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote ��
9 Approve Stock Option Plans Grants For Did Not Management
& #160; Vote
10 Allow Board to Grant Free Warrants in the For Did Not Management
Event of a Public Tender Offer or Share Vote
Exchange Offer
11 Approve Employee Savings-Related Share For Did Not Management
Purchase Plan Vote
12 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Shares Held by a Vote
Wholly-Owned Subsidi ary
13 Amend Articles of Association Re: Voting For Did Not Management
Right Ceiling Vote 0;
14 Authorize Filling of Required For Did Not Management
Documents/Other Formalities Vote
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR.A Security I D: 71654V101
Meeting Date: APR 2, 2007 Meeting Type: Special
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF ONE MEMBER OF THE BOARD OF For For Management
DIRECTORS
2 ELECTION OF ONE MEMBER OF THE FISCAL For For Management
COUNCIL AND HIS/HER RESPECTIVE SUBSTITUTE
&nbs p;
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC (THE)
Ticker: & #160; Security ID: G76891111
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
&# 160; Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 66.4 Pence Per For For Management
Ordinary Share
4 Re-elect Lawrence Fish as Director For For Management
5 Re-elect Sir Fred Goodwin as Director For 60; For Management
6 Re-elect Archie Hunter as Director For For Management
7 Re-elect Charles Koch as Director For For Management
8 Re-elect Joe MacHale as Director For For Management
9 Re-elect Gordon Pell as Director For For Management
10 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company &# 160;
11 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Bonus Issue &# 160; For For Management
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of &# 160;
GBP 260,052,320
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 39,401,867 &# 160;
15 Authorise 315,214,934 Ordinary Shares for For For Management
Market Purchase
16 Approve The Royal Bank of Scotland Group For For Management
Plc 2007 Executive Share Option Plan
17 Approve The Royal Bank of Scotland Group For For Management
0;Plc 2007 Sharesave Plan
18 Authorise the Company to Use Electronic For For Management
Communication 0;
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: Security ID: G7690A100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Re cord Date:
# Proposal Mgt Rec Vote Cast Sponsor
1&# 160; Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Rijkman Groenink as Director For For Management
4 Re-elect Malcolm Brinded as Director For For Management
5 Re-elect Linda Cook as Director For For Management
6 Re-elect Maarten van den Bergh as For For Management
Director
7 Re-elect Nina Henderson as Director For For Management
8 Re-elect Christine Morin-Postel as For For Management
Director
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors 60;
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive 60;
Rights up to Aggregate Nominal Amount of
EUR 150,000,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate & #160;
Nominal Amount of EUR 22,000,000
13 Authorise 644,000,000 Ordinary Shares for For For Management
Market Purchase ;
14 Authorise the Company to Make EU For For Management
Political Organisation Donations up to
GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
---------------------- - ----------------------------------------------------------
RWE AG
Ticker: 60; Security ID: D6629K109
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements, Statutory None None Management
Reports, and Supervisory Board Report for 60;
Fiscal 2006
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006 ;
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 &# 160; Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2007
6 Authorize Share Repurchase Program and For For Management
&# 160; Reissuance or Cancellation of Repurchased ��
Shares; Authorize Use of Financial
Derivatives when Repurchasing Shares
7 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
--------------------------------------------------------------------------------
SABMILLER PLC (FORMERLY SOUTH AFRICAN BREWERIES LTD.)
Ticker: Security ID: G77395104 60;
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports &# 160;
2 Approve Remuneration Report For For Management
3 Elect Carlos Davila as Director For For Management
4 Elect Alejandro Davila as Director For For Management
5 Elect Liz Doherty as Director For For Management
6 Re-elect Geoffrey Bible as Director For For Management
7 Re-elect Nancy De Lisi as Director For Abstain Management
8 Re-elect Lord Robert Fellowes as Director For For Management
9 Re-elect Lord Robin Renwick as Director For For Management
10 Approve Final Dividend of 31 US Cents Per For For Management
Share & #160;
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company & #160;
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity or ; For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
& #160;USD 7,489,395
14 Authorise Issue of Equity or For For Management
Equity-Linked Securities without 60;
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,489,395
15 Authorise 149,787,903 Ordinary Shares for For For Management
Market Purchase
16 Approve the Contingent Purchase Contract For For Management
Between the Company and SABMiller Jersey
Limited
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD
Ticker: &# 160; Security ID: Y7474M106
Meeting Date: FEB 28, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 250 Per Common Share & #160;
2 Elect Two Directors For For Management
3 Elect Member of Audit Committee who is For For Management
also Independent Non-Executive Dir ector
4 Approve Remuneration of Executive For For Management
Directors and Independent Non-Executive
0; Directors
--------------------------------------------------------------------------------
SANOFI- AVENTIS (FORMERLY SANOFI-SYNTHELABO)
Ticker: Security ID: F5548N101
Meeting Date: MAY 31, 2007 Meeting Type: Annual/Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share 0;
4 Approve Special Auditors' Report For Against Management
Regarding Related-Party Transactions
5 Reelect Gerard Van Kemmel as Director For For Management
6 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
7 60; Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without 0;
Preemptive Rights up to Aggregate Nominal
Amount of EUR 800 Million
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value 0;
10 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions 60;
11 Amend Employee Savings-Related Share For For Management
Purchase Plan
12 Approve Stock Option Plans Grants For For Management
13 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock Plan
14 60; Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Allow Board to Use Authorizations and For Against Management
Delegations Granted in Items 6 to 14 0;
Above in the Event of a Public Tender
Offer ;
16 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
Videoconference and Telecommunication 0;
17 Authorize Filing of Required For For Management
Documents/Other Formalities
;
--------------------------------------------------------------------------------
SANPAOLO IMI SPA
Ticker: SPLRF Security ID: T8249V104
Meeting Date: NOV 30, 2006 Meeting Type: Special
Record Date: NOV 30, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Merger by Incorporation For Did Not Management
60; of Sanpaolo IMI SpA in Banca Intesa SpA Vote
--------------------------------------------------------------------------------
SAP AG & #160;
Ticker: SAPGF Security ID: D66992104
Meeting Date: MAY 10, 2007 Meeting Type: Annual &# 160;
Record Date: APR 19, 2007
# Proposal Mgt Rec Vote Cast ; Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2006
2 Approve Allocation of Income and For For ; Management
Dividends of EUR 0.46 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2006 0;
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2006
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors for
Fiscal 2007
6a Elect Pekka Ala-Pietilae to the For For Management
Supervisory Board 0;
6b Elect Wilhelm Haarmann to the Supervisory For Against Management
Board
6c Elect Hartmut Mehdorn to the Supervisory For For & #160; Management
Board
6d Elect Joachim Milberg to the Supervisory For For Management
Board &# 160;
6e Elect Hasso Plattner to the Supervisory For Against Management
Board ;
6f Elect August-Wilhelm Scheer to the For Against Management
Supervisory Board
6g Elect Erhard Schipporeit to the For For Management
Supervisory Board
6h Elect Klaus Wucherer to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchased ;
Shares
8 Authorize Use of Financial Derivatives For Against Management
When Repurchasing Shares
9 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications ;
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JY 45
2 Amend Articles to: Increase Maximum Board For For Management
Size &# 160;
3.1 Elect Director For For Management
3.2 Elect Director For 0; For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director ; For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Appointment of External Audit For For Management
Firm 0;
6 Approve Retirement Bonus for Statutory For Against Management
Auditor
7 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
8 Approve Executive Stock Option Plan For Against Management
9 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: &# 160; Security ID: F43638141
Meeting Date: MAY 14, 2007 Meeting Type: Annual/Special
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports ;
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.20 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Transaction with a Related-Party For For Management
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
6 Reelect Daniel Bouton as Director For For Management
7 Reelect Anthony Wyand as Director For Against Management
8 Elect Jean-Martin Folz as Director For For Management
9 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 780,000
10 Authorize Repurchase of Up to Ten Percent For Against Management
of Issued Share Capital
11 Amend Articles of Association Re: Record For For Management
Date
12 Amend Articles Re: Director Holding For For Management
13 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TESCO PLC
Ticker: & #160; Security ID: G87621101
Meeting Date: JUN 29, 2007 Meeting Type: Annual
Record Date: 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
&# 160; Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.83 Pence Per For For Manag ement
Ordinary Share
4 Re-elect Mervyn Davies as Director For For Management
5 Re-elect Harald Einsmann as Director For 0; For Management
6 Re-elect Ken Hydon as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect David Reid as Director For For Management
9 Elect Lucy Neville-Rolfe as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company 0;
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity or & #160; For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 130.8 Million
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19.8 Million
14 Authorise 793. 4 Million Ordinary Shares For For Management
for Market Purchase
15 Authorise the Company to Make EU For For Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political
Expenditure up to GBP 100,000 &# 160;
16 Authorise Tesco Stores Limited to Make EU For For Management
Political Organisation Donations up to
GBP 100,000 and to Incur EU Political &# 160;
Expenditure up to GBP 100,000
17 Adopt New Articles of Association For For Management
18 Approve Tesco Plc Group New Business ; For For Management
Incentive Plan 2007
19 Approve Tesco Plc US Long-Term Incentive For For Management
Plan 2007 0;
20 Amend Tesco Plc Performance Share Plan For For Management
2004 & #160;
21 Approve Executive Incentive Plan 2004 for For For Management
US Participants
22 Approve International Bonus Plan for US For For Management
Participants
23 Resolves that the Company Takes Against Against Shareholder
Appropriate Measures to be Independently
Audited; Resolves that the Company
Ensures a Workplace Human Rights Policy
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 5, 2006 Meeting Type: Special
Record Date: AUG 29, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE REMUNERATION OF MR. ELI For For &# 160; Management
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF TEVA, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $300,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE INCREASE OF
THE ISRAELI CONSUMER PRICE INDEX,
TOGETHER WITH AN OFFIC
2 TO APPROVE THE REMUNERATION OF DR. For For Management
PHILLIP FROST IN HIS CAPACITY AS VICE &# 160;
CHAIRMAN OF THE BOARD OF TEVA AND
CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $275,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE & #160;
--------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TTFNF Security ID: F92124100
Meeting Date: MAY 11, 2007 Meeting Type: Annual/Special
Record Date: MAY 7, 2007 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports & #160;
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.87 per Share
4 Approv e Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital &# 160;
6 Reelect Thierry Desmarest as Director For Against Management
7 Reelect Thierry De Rudder as Director For Against Management
8 Reelect Serge Tchuruk as Director ; For Against Management
9 Reelect Daniel Boeuf as Director For Against Management
10 Elect Philippe Marchandise as Director Against Against Management
11 Elect Mohammed Zaki as Director Against Against Management
12 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1.1 million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive & #160;
Rights up to Aggregate Nominal Amount of
EUR 4 bn &# 160;
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal 0;
Amount of EUR 1.8 bn
15 Approve Employee Savings-Related Share For For Management
&# 160; Purchase Plan
16 Approve Stock Option Plans Grants For For Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Amend Articles of Association Re: Attend For For Management
Board Meetings Through Videoconference
and Telecommunication
19 Amend Articles of Association Re: Record For For Management
Date &# 160;
20 Amend Articles of Association Re: Attend For For Management
and Vote to the General Meetings through
&# 160; Videoconference and Telecommunication
A Amend Articles of Association Re: Against For Shareholder
Appointment of Employee Shareholder
Representative
B Authorize up to 0.2 Percent of Issued Against For Shareholder
Capital for Use in Restricted Stock Plan & #160;
to the Benefit of All Company Employees
C Amend Article 18 al. 7 of Bylaws Re: Against For Shareholder
Remove Voting Rights Limitation & #160;
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP. & #160;
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Rec ord Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a & #160; For For Management
Final Dividend of JY 70
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director ; For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director&# 160; For For Management
2.8 Elect Director �� For For Management
2.9 Elect Director For For ; Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director & #160; For For Management
2.13 Elect Director For For Management
2.14 Elect Director For For Management
2.15 Elect Director For For Management
2.16 Elect Director For For Management
2.17 Elect Director For For &# 160; Management
2.18 Elect Director For For Management
2.19 Elect Director For For Management
2.20 Elect Director 0; For For Management
2.21 Elect Director For For Management
2.22 Elect Director For For Management
2.23 Elect Director For For Management
2.24 Elect Director For For Management
2.25 Elect Director For 60; For Management
2.26 Elect Director For For Management
2.27 Elect Director For For Management
2.28 Elect Director & #160; For For Management
2.29 Elect Director For For Management
2.30 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor 60; For For Management
4 Approve Appointment of External Audit For For Management
Firm
5 Approve Executive Stock Option Plan For For Management
6 Authorize Share Repurchase Program For For Management
7 Approve Retirement Bonuses for Statutory For Against Management
Auditors &# 160;
8 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
UBS AG 60;
Ticker: UBS Security ID: H89231338
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements an d Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
; Dividends of CHF 2.20 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote & #160;
4.1.1 Reelect Stephan Haeringer as Director For Did Not Management
Vote
4.1.2 Reelect Helmut Panke as Director For 60; Did Not Management
Vote
4.1.3 Reelect Peter Spuhler as Director For Did Not Management
&# 160; Vote
4.2.1 Elect Sergio Marchionne as Director For Did Not Management
& #160; Vote
4.3 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
5.1 Approve CHF 33 Million Reduction in Share For Did Not Management
Capital via Cancellation of Repurchased Vote
Shares &# 160;
5.2 Authorize Share Repurchase Program and For Did Not Management
Cancellation of Repurchased Shares Vote
--------------------------------------------------------------------------------
UNI-CHARM CORP.
Ticker: 8113 60; Security ID: J94104114
Meeting Date: JUN 26, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director For For Management
1.2& #160; Elect Director For For Management
1.3 Elect Director For For Management
1.4 Elect Director For For & #160; Management
1.5 Elect Director For For Management
1.6 Elect Director For For Management
1.7 Elect Director For For Management
2 Approve Special Payments to Continuing For Against Management
Directors and Statutory Auditors in
Connection with Aboli tion of Retirement
Bonus System
3 Approve Adjustment to Aggregate For Against 0; Management
Compensation Ceilings for Directors and
Statutory Auditors
--------------------------------------------------------------------------------
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
Ticker: & #160; Security ID: T95132105
Meeting Date: MAY 10, 2007 Meeting Type: Annual/Special
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Extend Mandate of the External Auditing For Did Not Management
Company KPMG SpA Vote
2 Accept Financial Statements, Consolidated For Did Not Management
Financial Statements, and Statutory Vote
Reports for the Fiscal Year 2007 & #160;
3 Approve Allocation of Income For Did Not Management
Vote ;
4 Fix Number of Directors on the Board For Did Not Management
Vote
5.1 Appoint Internal Statutory Auditors and ; For Did Not Management
their Chairman - Slate 1 Vote
5.2 Appoint Internal Statutory Auditors and For Did Not Management
their Chairman - Slate 2 & #160; Vote
6 Approve Remuneration of Board Committees For Did Not Management
Vote
7 Approve Remuneration of Internal For Did Not Management
Statutory Auditors Vote
8 Approve Group Personnel Long-Term For Did Not Management
Incentive Plan 2007 Vote
1 Authorize Board of Directors to Increase For Did Not Management
Capital up to EUR 525 Million with Vote 0;
Preemptive Rights, Through the Issuance
of up to 1.05 Billion Shares with Par
Value EUR 0.50, within a Five-Year term; &# 160;
Amend Bylaws Accordingly
2 Authorize Board of Directors to Increase For Did Not Management
Capital u p to EUR 23.7 Million Through Vote
the Issuance of up to 47.35 Million
Shares, without Preemptive Rights, to Be
Reserved to Managers and Directors of the
Group Unicredito; Amend Bylaws
Accordingly &# 160;
3 Authorize Board of Directors to Increase For Did Not Management
Capital up to EUR 23.7 Million Through Vote
th e Issuance of New Class of Shares to Be
Reserved to Managers and Directors of the
Group Unicredito; Amend Bylaws 0;
Accordingly
4 Amend Article 6, 11, 12, 14, 17, 20, 21, For Did Not Management
23, 27, 36 of the Bylaws; Introduce New 0; Vote
Title XII and New Article 40
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: UOVEF Security ID: V96194127
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For Did Not Management
and Auditors' Reports Vote
2 Declare Final Dividend of SGD 0.50 Per For Did Not Management
Share and Special Dividend of SGD 0.10 Vote
Per Share 60;
3 Approve Directors' Fees of SGD 700,000 For Did Not Management
for the Year Ended Dec. 31, 2006 (2005: Vote
SGD 760,000) 0;
4 Reappoint Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Remuneration Vote
5 Reelect Wee Ee Cheong as Director ; For Did Not Management
Vote
6 Reelect Wong Meng Meng as Director For Did Not Management
Vote
7 Reelect Wee Cho Yaw as Director For Did Not Management
0; Vote
8 Reelect Lim Pin as Director For Did Not Management
60; Vote
9 Approve Issuance of Shares without For Did Not Management
Preemptive Rights Vote
10 Approve All ot and Issue any of the For Did Not Management
Preference Shares Vote
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: UOVEF Security ID: V96194127 & #160;
Meeting Date: APR 27, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Adopt UOB Performance Share Plan For Against Management
3 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: Security ID: G9328D100
Meeting Date: AUG 2, 2006 Meeting Type: Annual 60;
Record Date:
# Proposal Mgt Rec Vot e Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report &# 160; For For Management
3 Approve Final Dividend of 14.3 US Cents For For Management
Per Ordinary Share
4 Re-elect Anil Agarwal as Director For For Management
5 Re-elect Shailendra Tamotia as Director For For Management
6 Re-elect Naresh Chandra as Director For For Management
7 Reappoint Deloitte & Touche LLP as For 60; For Management
Auditors of the Company
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors 0;
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights up to USD 3,275,956
Pursuant with the USD 725 Million 4.60
Percent Guaranteed Convertible Bonds Due
2026 Issued by Vedanta Finance (Jersey) 60;
Ltd; Otherwise, up to USD 9,558,417
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,433,905
11 Authorise 28,678,119 Ordinary Shares for For For Management
Market Purchase
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF &# 160; Security ID: G93882101
Meeting Date: JUL 25, 2006 Meeting Type: Annual
Record Date: 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports &# 160;
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect Arun Sarin as Director For For Management
4 Re-elect Thomas Geitner as Director For For Management
5 Re-elect Michael Boskin as Director For For Management
6 Re-elect Lord Broers as Director For For Management
7 Re-elect John Buchanan as Director For For Management
8 Re-elect Andy Halford as Director For For Management
9 Re-elect Jurgen Schrempp as Director For For Management
10 Re-elect Luc Vandevelde as Director For For Management
11 Elect Philip Yea as Director For For Management
12 Elect Anne Lauvergeon as Director For For Management
13 Elect Anthony Watson as Director For For Management
14 Approve Final Dividend of 3.87 Pence Per For For Management
Ordinary Share
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte & Touche LLP as For For Management
Auditors of the Company
17 Authorise the Audit Committee to Fix For For ; Management
Remuneration of Auditors
18 Adopt New Articles of Association For For Management
19 Authorise the Company and Any Company For For ; Management
Which is or Becomes a Subsidiary of the
Company to Make EU Political Organisation
Donations up to GBP 50,000 and Incur EU & #160;
Political Expenditure up to GBP 50,000
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities wi th Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000 0;
21 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate &# 160;
Nominal Amount of USD 260,000,000
22 Authorise 5,200,000,000 Ordinary Shares For For Management
for Market Purchase Should the Special
Resolution at the Extraordinary General
Meeting on 25 July 2006 be Passed; &# 160;
Otherwise up to 6,000,000,000 Ordinary
Shares
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VODPF Security ID: G93882101
Meeting Date: JUL 25, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorised Capital to For For Management
GBP 9,900,050,000 and USD 7,800,000,000;
Authorise Capitalisation up GBP
9,990,000,000; Issue Equity with Rights 0;
up to 66,600,000,000 B Shares; Capital
Reorganisation; Amend Articles of
Association
--------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meet ing Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 29, Special JY 0 &# 160;
2 Amend Articles To: Limit Rights of For For Management
Odd-lot Holders - Update Terminology to
Match that of New Corporate Law
3 Amend Articles To: Expand Business Lines For For Management
4 Amend Articles To: Increase Authorized For For Management
60; Capital
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonus for Statutory For Against Management
Auditor
=================== INVESTMENT GRADE FIXED INCOME PORTFOLIO ====================
========================== LARGE CAP VALUE PORTFOLIO ===========================
ALBERTO-CULVER CO.
Ticker: ACV Security ID: 013068101
Meeting Date: NOV 1 0, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Adoption of Investment Agreement and For For Management
Transactions of Holding Company Merger
and New Sally Share Issuance ;
--------------------------------------------------------------------------------
AT&T INC 0;
Ticker: T Security ID: 00206R102
Meeting Date: JUL 21, 2006 Meeting Type: Special 0;
Record Date: JUN 1, 2006
# Proposal Mgt Rec ; Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
CAPITAL ONE F INANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: AUG 22, 2006 Meeting Type: Special & #160;
Record Date: JUL 7, 2006
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Tick er: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M . Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For 60; For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO. & #160;
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast S ponsor
1.1 Elect Director C. Fernandez G For Withhold Management
1.2 Elect Director W. J. Galvin For For Management
1.3 Elect Director R. L. Ridgway For For Management
1.4 Elect Director R. L. Stephenson For For Management
2 Ratify Auditors For For Management
---------------------------------------------------------- - ----------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301 & #160;
Meeting Date: SEP 8, 2006 Meeting Type: Annual
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Geoffrey T. Boisi For For Management
1.3 Elect Director Michelle Engler For For Management
1.4 Elect Director Robert R. Glauber For For Management
1.5 Elect Director Richard Karl Goeltz For For Management
1.6 Elect Di rector Thomas S. Johnson For For Management
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Eugene M. McQuade For For Management
1.9 Elect Director Shaun F. O'Malley For For 60; Management
1.10 Elect Director Jeffrey M. Peek For For Management
1.11 Elect Director Ronald F. Poe For For Management
1.12 Elect Director Stephen A. Ross For For Management
1.13 Elect Director Richard F. Syron For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin 0; For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For &# 160; For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation & #160;
13 Establish Shareholder Advisory Committee Against Against Shareholder
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2006 Meeting Type: Annual 0;
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Approve Decrease in Size of Board For For Management
3 Ratify Auditors 60; For For Management
4 Amend Omnibus Stock Plan For For Management
5 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote 0;
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Credit Suisse Institutional Fund, Inc. | ||
|
|
| |
By: |
| /s/ Keith M. Schappert |
|
|
| Keith M. Schappert | |
|
| Chief Executive Officer | |
Date: August 27, 2007