UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06722
FORWARD FUNDS
(Exact name of registrant as specified in charter)
| | |
| 433 California Street, 11th Floor, San Francisco, California | | 94104 |
| (Address of principal executive offices) | | (Zip code) |
J. Alan Reid, Jr.
433 California Street, 11th Floor
San Francisco, California 94104
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (800) 999-6809
Date of fiscal year end: December 31
Date of reporting period: July 1, 2006 – June 30, 2007
Item 1 – Proxy Voting Record.
Forward Legato Fund
Forward Emerald Opportunities Fund
Forward Emerald Growth Fund
Forward Emerald Banking and Finance Fund
Forward Hoover Mini-Cap Fund
Forward Hoover Small Cap Equity Fund
Forward International Equity Fund
Forward International Small Companies Fund
Forward Global Emerging Markets Fund
Forward Progressive Real Estate Fund
Forward Large Cap Equity Fund
Forward Long/Short Credit Analysis Fund
Sierra Club Equity Income Fund
Sierra Club Stock Fund
FORWARD LEGATO FUND
| | | | | | | | | | | | | | | | | | | | | | |
Company | | Country
Code | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Cusip | | Agenda
Item
Number | | Agenda Item Description | | Management
or
Shareholder
proposal | | Management
Recommendation | | Fund
Vote For
or
Against
Abstain
Withhold |
| Neogen Corporation | | US | | 20061012 | | Annual | | 20060817 | | NEOG | | 64091106 | | 1 | | Directors recommend: A vote for election of the following nominees: 01 – Lon M. Bohannon, 02 – A. Charles Fischer, 03 –Gordon E. Guyer | | MGMT | | For | | For |
| Resources Connection, Inc | | US | | 20061019 | | Annual | | 20060905 | | RECN | | 76122Q105 | | 1 | | Directors recommend: A vote for election of the following nominees: Donald B. Murray, A. Robert Pisano, Thomas D. Christopoul | | MGMT | | For | | For |
| Resources Connection, Inc | | US | | 20061019 | | Annual | | 20060905 | | RECN | | 76122Q105 | | 2 | | Approval of an amendment of the resources connection 2004 performance incentive plan to increase the number of shares available for award grants by 1,500,000 | | MGMT | | For | | For |
| Resources Connection, Inc | | US | | 20061019 | | Annual | | 20060905 | | RECN | | 76122Q105 | | 3 | | Ratification of the appointment of pricewaterhousecoopers LLP as independent | | MGMT | | For | | For |
| Angiodynamics, Inc | | US | | 20061024 | | Annual | | 20060915 | | ANGO | | 03475V101 | | 1 | | Directors recommend: A vote for election of the following nominees:Eamonn P. Hobbs, Peter J. Graham, David P. Meyers | | MGMT | | For | | For |
| Angiodynamics, Inc | | US | | 20061024 | | Annual | | 20060915 | | ANGO | | 03475V101 | | 2 | | To approve the amendment to the angiodynamics, inc. 2004 stock incentive award plan. | | MGMT | | Against | | Against |
| Angiodynamics, Inc | | US | | 20061024 | | Annual | | 20060915 | | ANGO | | 03475V101 | | 3 | | To ratify the appointment of pricewaterhousecoopers LLP as the independent registered public accounting firm of angiodynamics for the fiscal year ending June 2, 2007. | | MGMT | | For | | For |
| Techne Corporation | | US | | 20061026 | | Annual | | 20060915 | | TECH | | 878377100 | | 1 | | To set the number of directors at seven | | MGMT | | For | | For |
| Techne Corporation | | US | | 20061026 | | Annual | | 20060915 | | TECH | | 878377100 | | 2 | | Directors recommend: A vote for election of the following nominees:Thomas E. Oland, Roger C. Lucas, PHD, Howard V. O’Connell, G. Arthur Herbert, RC Steer, MD, PHD, Robert V. Baumgartner, CA Dinarello, MD | | MGMT | | For | | For |
| G&K Services, Inc | | US | | 20061116 | | Annual | | 20060918 | | GKSR | | 361268105 | | 1 | | Directors recommend: A vote for election of the following nominees: Richard L. Marcantonio, Paul Baszucki, Alice Richter | | MGMT | | For | | For |
| G&K Services, Inc | | US | | 20061116 | | Annual | | 20060918 | | GKSR | | 361268105 | | 2 | | Proposal to approve the G&K Services, Inc. 2006 equity incentive plan | | MGMT | | For | | For |
| G&K Services, Inc | | US | | 20061116 | | Annual | | 20060918 | | GKSR | | 361268105 | | 3 | | Proposal to approce an amendment to our amended and restated bylaws to require a quorum consisting of a majority of the voting power of the issued and outstanding shares and to clarigy authority to adjourn meetings when a quorum is not present. | | MGMT | | Against | | Against |
| G&K Services, Inc | | US | | 20061116 | | Annual | | 20060918 | | GKSR | | 361268105 | | 4 | | Proposal to ratify the appointment of Ernst & Young, LLP independent registered public accounting firm, as our independent auditors for fiscal 2007. | | MGMT | | For | | For |
| United Natural Foods Inc. | | US | | 20061207 | | Annual | | 20061013 | | UNFI | | 911163103 | | 1 | | Director nominees: Richard Antonelli and Joseph Cianciolo | | MGMT | | For | | For |
| United Natural Foods Inc. | | US | | 20061207 | | Annual | | 20061013 | | UNFI | | 911163103 | | 2 | | To Ratify the selection of KPMG LLP as the corporation’s independent registered public accounting firm for fiscal year 2007 | | MGMT | | For | | For |
| DIGI International Inc. | | US | | 20070122 | | Annual | | 20061124 | | DGII | | 253798102 | | 1 | | Directors recommend: A vote for election of the following nominee:Guy Jackson, Ahmed Nawaz | | MGMT | | For | | For |
| DIGI International Inc. | | US | | 20070122 | | Annual | | 20061124 | | DGII | | 253798102 | | 2 | | To approve the Digi International Inc. 2000 Omnibus stock plan, as amended and restated as of 11/27/06 | | MGMT | | For | | For |
| DIGI International Inc. | | US | | 20070122 | | Annual | | 20061124 | | DGII | | 253798102 | | 3 | | To approve the Digi International Inc. Employee stock purchase plan, as amended and restated as of 11/27/06 | | MGMT | | For | | For |
| DIGI International Inc. | | US | | 20070122 | | Annual | | 20061124 | | DGII | | 253798102 | | 4 | | Ratification of the appointment of pricewaterhousecoopers LLP as independent registered public accounting firm of the company for the 2007 fiscal year | | MGMT | | For | | For |
| Angiodynamics, Inc | | US | | 20070129 | | Annual | | 20061221 | | ANGO | | 03475V101 | | 1 | | Proposal to approve the issuance of shares of common stock of angiodynamics, Inc. pursuant to the agreement and plan of merger, dated as of 11/27/06, as amended 12/7/06, by and among angiodynamics, Inc., Royal I, LLC and rita medical systems, Inc. | | MGMT | | For | | For |
| Surmondics, Inc. | | US | | 20070129 | | Annual | | 20061208 | | SRDX | | 868873100 | | 1 | | Set the # of Directors at 9 | | MGMT | | For | | For |
| Surmondics, Inc. | | US | | 20070129 | | Annual | | 20061208 | | SRDX | | 868873100 | | 2 | | Directors recommend: A vote for election of the following nominees: John Benson, Gerald Fischer and Kendrick Melrose | | MGMT | | For | | For |
Page 1 of 5
| | | | | | | | | | | | | | | | | | | | | | |
Company | | Country
Code | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Cusip | | Agenda
Item
Number | | Agenda Item Description | | Management
or
Shareholder
proposal | | Management
Recommendation | | Fund
Vote For
or
Against
Abstain
Withhold |
| Microsemi Corporation | | US | | 20070221 | | Annual | | 20070105 | | MSCC | | 595137100 | | 1 | | Director recommend: A vote for election of the following nominees: Dennis Leibel, James Peterson, Thomas Anderson, William Bendush, William Healey, Paul Folino, Matthew Massengill | | MGMT | | For | | For |
| Microsemi Corporation | | US | | 20070221 | | Annual | | 20070105 | | MSCC | | 595137100 | | 2 | | Ratification of the appointment of pricewaterhousecoopers LLP as independent certified public accountants to audit our financial statements for fiscal year 2007 | | MGMT | | For | | For |
| Universal Technical Institue Inc. | | US | | 20070228 | | Annual | | 20070108 | | UTI | | 913915104 | | 1 | | Directors recommend: A vote for election of the following nominees:Richard Caputo, Allan Gilmour, Robert Hartman | | MGMT | | For | | For |
| Universal Technical Institue Inc. | | US | | 20070228 | | Annual | | 20070108 | | UTI | | 913915104 | | 2 | | Approval of the company’s 2003 Incentive Compensation plan, as amended. | | MGMT | | Against | | Against |
| Universal Technical Institue Inc. | | US | | 20070228 | | Annual | | 20070108 | | UTI | | 913915104 | | 3 | | Ratification of appointment of independent auditors | | MGMT | | For | | For |
| Synovis Life Technologies, Inc | | US | | 20070308 | | Annual | | 20070108 | | SYNO | | 87162G105 | | 1 | | Directors recommend: A vote for election of the following nominees: William Kobi, Richard Kramp, Karen Gilles Larson, Mark Palma, Richard Perkins, Timothy Scanlan, Sven Wehrwein | | MGMT | | For | | For |
| Synovis Life Technologies, Inc | | US | | 20070308 | | Annual | | 20070108 | | SYNO | | 87162G105 | | 2 | | Proposal to adopt the company’s rights agreement. | | MGMT | | For | | For |
| Spartech Corporation | | US | | 20070314 | | Annual | | 20070112 | | SHE | | 847220209 | | 1 | | Directors recommend: A vote for election of the following naminees: George Abd, Edward Dineen, Pamela Lenehan | | MGMT | | For | | For |
| Spartech Corporation | | US | | 20070314 | | Annual | | 20070112 | | SHE | | 847220209 | | 2 | | Ratification of selection of independent registered public accounting firm | | MGMT | | For | | For |
| Spartech Corporation | | US | | 20070314 | | Annual | | 20070112 | | SHE | | 847220209 | | 3 | | A shareholder proposal urging the board of directors to take the necessary steps to eliminate the classification of directors and require that all directors stand for election annually, if properly presented at the meeting. | | MGMT | | For | | Against |
| Maximus Inc | | US | | 20070320 | | Annual | | 20070119 | | MMS | | 577933104 | | 1 | | Directors recommend: A vote for election of the following nominees: Paul Lederer, Peter Pond, James Thompson, Richard Montoni | | MGMT | | For | | For |
| Maximus Inc | | US | | 20070320 | | Annual | | 20070119 | | MMS | | 577933104 | | 2 | | Ratification of the appointment of Ernst & Young LLP as the company’s independent public Accountants for the 2007 Fiscal year | | MGMT | | For | | For |
| F5 Networks, Inc | | US | | 20070322 | | Annual | | 20070116 | | FFIV | | 315616102 | | 1 | | Directors recommend: A vote for election of the following nominees: Deborah Bevier, Alan Higginson, John McAdam | | MGMT | | For | | For |
| F5 Networks, Inc | | US | | 20070322 | | Annual | | 20070116 | | FFIV | | 315616102 | | 2 | | Proposal to approve an amendment to 2005 Equity incentive plan | | MGMT | | For | | For |
| F5 Networks, Inc | | US | | 20070322 | | Annual | | 20070116 | | FFIV | | 315616102 | | 3 | | Proposal to Ratify Selection of Pricewaterhousecoopers LLP as the company’s independent auditor for fiscal year 2007 | | MGMT | | For | | For |
| F5 Networks, Inc | | US | | 20070322 | | Annual | | 20070116 | | FFIV | | 315616102 | | 4 | | Shareholder proposal regarding executive compensation | | MGMT | | Against | | For |
| USANA Health Sciences Inc | | US | | 20070418 | | Annual | | 20070302 | | USNA | | 90328M107 | | 1 | | Directors recommend: A vote for election of the following nominees: Myron Wentz, Ronald Poelman, Robert Anciaux, Denise Waitley, Jerry McClain | | MGMT | | For | | For |
| USANA Health Sciences Inc | | US | | 20070418 | | Annual | | 20070302 | | USNA | | 90328M107 | | 2 | | To Approve and ratify the selection of grant thornton as the company’s independent public accountants | | MGMT | | For | | For |
| Rollins Inc | | US | | 20070424 | | Annual | | 20070316 | | ROL | | 775711104 | | 1 | | Directors recommend: A vote for election of the following nominees: Wilton Looney, Bill Dismuke, Thomas Lawley | | MGMT | | For | | For |
| CEPHEID | | US | | 20070426 | | Annual | | 20070313 | | CPHD | | 15670R107 | | 1 | | Directors recommend: A vote for election of the following nominees: Thomas Gutshall, Cristina Kepner, David Persing | | MGMT | | For | | For |
| CEPHEID | | US | | 20070426 | | Annual | | 20070313 | | CPHD | | 15670R107 | | 2 | | To ratify the appointment of Ernst & Young as independent auditors of Cepheid for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Millipore Corporation | | US | | 20070504 | | Annual | | 20070409 | | MIL | | 601073109 | | 1 | | Directors recommend: A vote for election of the following nominees: Daniel Bellus, Robert Bishop, Edward Scolnick | | MGMT | | For | | For |
Page 2 of 5
| | | | | | | | | | | | | | | | | | | | | | |
Company | | Country
Code | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Cusip | | Agenda
Item
Number | | Agenda Item
Description | | Management
or
Shareholder
proposal | | Management
Recommendation | | Fund
Vote For
or
Against
Abstain
Withhold |
| National Instruments Corp | | US | | 20070508 | | Annual | | 20070312 | | NATI | | 636518102 | | 1 | | Directors recommend: A vote for election of the following nominees: James Truchard, Charles Roesslein | | MGMT | | For | | For |
| National Instruments Corp | | US | | 20070508 | | Annual | | 20070312 | | NATI | | 636518102 | | 2 | | Proposal to increase the number of shares reserved under NI’s 1994 Employee stock purchase plan by 3,000,000 shares | | MGMT | | For | | For |
| Stratasys Inc | | US | | 20070508 | | Annual | | 20070323 | | SSYS | | 862685104 | | 1 | | Directors recommend: A vote for election of the following nominees: Scott Crump, Ralph Crump, Edward Fierko, Clifford Schwieter, Arnold Wasserman, Gregory Wilson | | MGMT | | For | | For |
| Stratasys Inc | | US | | 20070508 | | Annual | | 20070323 | | SSYS | | 862685104 | | 2 | | Proposal to approve the amendment to the company’s amended ad restated certificate of incorporation increasing the number of authorized shares of the company’s common stock to 30,000,000 shares | | MGMT | | For | | For |
| Entegris, Inc. | | US | | 20070509 | | Annual | | 20070323 | | ENTG | | 29362U104 | | 1 | | Directors recommend: A vote for election of the following nominees: Gideon Argov, Michael Bradley, Michael Carns, Daniel Christman, James Dauwel, Gary Klingl, Roger McDaniel, Paul Olson, Thomas Pyle, Brian Sullivan | | MGMT | | For | | For |
| W-H Energy Services, Inc | | US | | 20070509 | | Annual | | 20070327 | | WHQ | | 92925E108 | | 1 | | Directors recommend: A vote for election of the following nominees: Kenneth white, Robert Whildren, James Lightner, Milton Scott, Christopher Mills, John Brock | | MGMT | | For | | For |
| Gentex Corp | | US | | 20070510 | | Annual | | 20070316 | | GNTX | | 371901109 | | 1 | | Directors recommend: A vote for election of the following nominees: John Mulder, Frederick Sotok, Wallace Tsuha, James Wallace | | MGMT | | For | | For |
| Gentex Corp | | US | | 20070510 | | Annual | | 20070316 | | GNTX | | 371901109 | | 2 | | Ratify the appointment of Ernst & Young as the company’s auditors for the fiscal ended December 31, 07 | | MGMT | | For | | For |
| Echelon Corp | | US | | 20070515 | | Annual | | 20070327 | | ELON | | 27874N105 | | 1 | | Directors recommend: A vote for election of the following nominees: Richard Moley, Betsy Rafael | | MGMT | | For | | For |
| Echelon Corp | | US | | 20070515 | | Annual | | 20070327 | | ELON | | 27874N105 | | 2 | | Proposal to ratify the appointment of KPMG as our independent registered public accounting firm for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| The Ultimate Software Group, Inc | | US | | 20070515 | | Annual | | 20070316 | | ULTI | | 90385D107 | | 1 | | Directors recommend: A vote for election of the following nominees: Scott Scherr, Alois Leiter | | MGMT | | For | | For |
| The Ultimate Software Group, Inc | | US | | 20070515 | | Annual | | 20070316 | | ULTI | | 90385D107 | | 2 | | to approve the amendment to the 2005 equity and incentive plan | | MGMT | | For | | For |
| The Ultimate Software Group, Inc | | US | | 20070515 | | Annual | | 20070316 | | ULTI | | 90385D107 | | 3 | | To ratify KPMG as the company’s independent registered public accounting firm for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Performance Food Group Company | | US | | 20070515 | | Annual | | 20070319 | | PFGC | | 713755106 | | 1 | | Directors recommend: A vote for election of the following nominees: Mary Doswell, Robert Sledd, Steven Spinner | | MGMT | | For | | For |
| Stericycle | | US | | 20070516 | | Annual | | 20070319 | | SRCL | | 858912108 | | 1 | | Directors recommend: A vote for election of the following nominees: Jack Schuler, Mark Miller, Rod Dammeyer, William Hall, JonathanLord, John Patience, Thomas Reusche, Peter Vardy | | MGMT | | For | | For |
| Stericycle | | US | | 20070516 | | Annual | | 20070319 | | SRCL | | 858912108 | | 2 | | Approval to amend the company’s certificate of incorporation to increase the company’s authorized shares of common stock from 80,000,000 shares to 120,000,000 shares | | MGMT | | For | | For |
| Stericycle | | US | | 20070516 | | Annual | | 20070319 | | SRCL | | 858912108 | | 3 | | Ratification of appointment of Ernst & young as the company’s independent public accountants for the year ending 12/31/07 | | MGMT | | For | | For |
| Integra Lifesciences Holdings Corp | | US | | 20070517 | | Annual | | 20070330 | | IART | | 457985208 | | 1 | | Directors recommend: A vote for election of the following nominees: Thomas J. Baltimore, Keith Bradley, Richard Caruso, Stuart Essig, Neal Moszkowski, Christian Schade, James Sullivan, Anne Vanlent | | MGMT | | For | | For |
Page 3 of 5
| | | | | | | | | | | | | | | | | | | | | | |
Company | | Country
Code | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Cusip | | Agenda
Item
Number | | Agenda Item Description | | Management
or
Shareholder
proposal | | Management
Recommendation | | Fund
Vote For
or
Against
Abstain
Withhold |
| Integra Lifesciences Holdings Corp | | US | | 20070517 | | Annual | | 20070330 | | IART | | 457985208 | | 2 | | Proposal to ratify the appointment of pricewaterhousecoopers as the company’s independent registered public accounting firm for the current fiscal year. | | MGMT | | For | | For |
| Portfolio Recovery Associates, Inc | | US | | 20070528 | | Annual | | 20070323 | | PRAA | | 73640Q105 | | 1 | | Directors recommend: A vote for election of the following nominees: William Brophey, David Roberts | | MGMT | | For | | For |
| Portfolio Recovery Associates, Inc | | US | | 20070528 | | Annual | | 20070323 | | PRAA | | 73640Q105 | | 2 | | ratification of appointment of independent auditors, KPMG, LLP | | MGMT | | For | | For |
| Chemed Corp | | US | | 20070521 | | Annual | | 20070330 | | CHE | | 16359R103 | | 1 | | Directors recommend: A vote for election of the following nominees: Edward Hutton, Kevin McNamara, Charles Erhart, Joel Gemunder, Patrick Grace, Thomas Hutton, Walter Krebs, Sandra Laney, Timothy O’Toole, Donald Saunders, george Walsh, Frank Wood | | MGMT | | For | | For |
| Chemed Corp | | US | | 20070521 | | Annual | | 20070330 | | CHE | | 16359R103 | | 2 | | To ratify the selection of independent accountants by the audit committee of the board of directors. | | MGMT | | For | | For |
| The Cheesecake Factory Inc. | | US | | 20070522 | | Annual | | 20070330 | | CAKE | | 163072101 | | 1 | | Directors recommend: A vote for election of the following nominees: Thomas Gregory, David Klock | | MGMT | | For | | For |
| The Cheesecake Factory Inc. | | US | | 20070522 | | Annual | | 20070330 | | CAKE | | 163072101 | | 2 | | Ratify the selection of pricewaterhousecoopers as the company’s Independent Registered Public Accounting Firm for the fiscal year ending January 1, 2008 | | MGMT | | For | | For |
| Rudolph Technologies Inc | | US | | 20070524 | | Annual | | 20070330 | | RTEC | | 781270103 | | 1 | | Directors recommend: A vote for election of the following nominees: Daniel Berry, Thomas Greig, Richard Spanier | | MGMT | | For | | For |
| Rudolph Technologies Inc | | US | | 20070524 | | Annual | | 20070330 | | RTEC | | 781270103 | | 2 | | To ratify the appointment of KPMG as Independent Registered Public Accountants | | MGMT | | For | | For |
| Arthrocare Corp | | US | | 20070524 | | Annual | | 20070402 | | ARTC | | 043136100 | | 1 | | Directors recommend: A vote for election of the following nominees: Michael Baker, Barbara Boyan, David Fitzferald, James Foster, Terrence Geregski, Tord Lendau, Peter Wilson | | MGMT | | For | | For |
| Arthrocare Corp | | US | | 20070524 | | Annual | | 20070402 | | ARTC | | 043136100 | | 2 | | To ratify the appointment of pricewaterhousecoopers as the company’s Independent Registered Public Accounting Firm for the 2007 fiscal year. | | MGMT | | For | | For |
| American Medical Systems Holdings | | US | | 20070530 | | Annual | | 20070402 | | AMMD | | 02744M108 | | 1 | | Directors recommend: A vote for election of the following nominees: Martin Emerson, Albert Graf, Robert McLellan | | MGMT | | For | | For |
| American Medical Systems Holdings | | US | | 20070530 | | Annual | | 20070402 | | AMMD | | 02744M108 | | 2 | | Proposal to ratify the selection of Ernst & Young as independent auditors for 2007 | | MGMT | | For | | For |
| Greatbatch, Inc | | US | | 20070522 | | Annual | | 20070405 | | GB | | 39153L106 | | 1 | | Directors recommend: A vote for election of the following nominees: Thomas Hook, Edward Voboril, Pamela Bailey, Joseph Miller, Bill Sanford, Peter Soderberg, Thomas Summer, William Summers, John Wareham | | MGMT | | For | | For |
| Greatbatch, Inc | | US | | 20070522 | | Annual | | 20070405 | | GB | | 39153L106 | | 2 | | Approve the adoption of the greatbatch Inc. Executive short-term incentive compensation plan | | MGMT | | Against | | For |
| Greatbatch, Inc | | US | | 20070522 | | Annual | | 20070405 | | GB | | 39153L106 | | 3 | | Approve an amendment to the greatbatch inc 2005 stock incentive plan to increase the number of shares available for issuance | | MGMT | | Abstain | | Against |
| Greatbatch, Inc | | US | | 20070522 | | Annual | | 20070405 | | GB | | 39153L106 | | 4 | | Ratify the appointment of Deloitte & Touche as the independent registered public accounting firm for greatbatch for fiscal year 2007 | | MGMT | | For | | For |
| Medicis Pharmaceutical Corp | | US | | 20070522 | | Annual | | 20070330 | | MRX | | 584690309 | | 1 | | Directors recommend: A vote for election of the following nominees:Jonah Shacknai, Michael Pietrangelo, Lottie Shaclekford | | MGMT | | For | | For |
| Medicis Pharmaceutical Corp | | US | | 20070522 | | Annual | | 20070330 | | MRX | | 584690309 | | 2 | | Approval of amendment no. 3 to the medicis 2006 incentive award plan | | MGMT | | Against | | Against |
| Medicis Pharmaceutical Corp | | US | | 20070522 | | Annual | | 20070330 | | MRX | | 584690309 | | 3 | | Ratification of the selection of Ernst & Young as independent auditors of medicis for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
Page 4 of 5
| | | | | | | | | | | | | | | | | | | | | | |
Company | | Country
Code | | Meeting
Date | | Meeting
Type | | Record
Date | | Ticker | | Cusip | | Agenda
Item
Number | | Agenda Item Description | | Management
or
Shareholder
proposal | | Management
Recommendation | | Fund
Vote For
or
Against
Abstain
Withhold |
| Aspect Medical Systems, Inc | | US | | 20070523 | | Annual | | 20070403 | | ASPM | | 045235108 | | 1 | | Directors recommend: A vote for election of the following nominees: David Feigal, John O’Connor, Donald Stanski | | MGMT | | For | | For |
| Aspect Medical Systems, Inc | | US | | 20070523 | | Annual | | 20070403 | | ASPM | | 045235108 | | 2 | | To approve the amendment to increase the number of shares of the company’s common stock authorized for issuance under the company’s 2001 stock incentive plan from 4,000,000 shares to 4,700,00 shares | | MGMT | | For | | For |
| Aspect Medical Systems, Inc | | US | | 20070523 | | Annual | | 20070403 | | ASPM | | 045235108 | | 3 | | To ratify the selection by the audit committee of the board of directors of Ernst & Young as the company’s independent auditors for the Fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Tech Data Corporation | | US | | 20070605 | | Annual | | 20070402 | | TECD | | 878237106 | | 1 | | Directors recommend: A vote for election of the following nominees: Charles Adair, Maximlian Ardelt, John Williams, Thomas Morgan, Robert Dutkowsky | | MGMT | | For | | For |
| Tech Data Corporation | | US | | 20070605 | | Annual | | 20070402 | | TECD | | 878237106 | | 2 | | To approve the executive incentive bonus plan | | MGMT | | For | | For |
| First Consulting Group, Inc | | US | | 20070607 | | Annual | | 20070418 | | FCGI | | 31986R103 | | 1 | | To adopt an amendment to our certificate of incorporation to provide for annual election of directors | | MGMT | | For | | For |
| First Consulting Group, Inc | | US | | 20070607 | | Annual | | 20070418 | | FCGI | | 31986R103 | | 2 | | Directors recommend: A vote for election of the following nominees: Douglas Bergeson, Larry Ferguson, Robert Funari | | MGMT | | For | | For |
| First Consulting Group, Inc | | US | | 20070607 | | Annual | | 20070418 | | FCGI | | 31986R103 | | 3 | | To approve the FCG 2007 Equity incentive plan | | MGMT | | For | | For |
| First Consulting Group, Inc | | US | | 20070607 | | Annual | | 20070418 | | FCGI | | 31986R103 | | 4 | | To ratify the selection of grant thornton as first consulting group independent auditors for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Symyx Technologies Inc | | US | | 20070612 | | Annual | | 20070419 | | SMMX | | 87155S108 | | 1 | | Directors recommend: A vote for election of the following nominees: Steven Goldby, Edwin Gamrell, Anthony Muller | | MGMT | | For | | For |
| Symyx Technologies Inc | | US | | 20070612 | | Annual | | 20070419 | | SMMX | | 87155S108 | | 2 | | Ratify the appointment of Ernst & Young as independent registered public accounting firm of the company for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Symyx Technologies Inc | | US | | 20070612 | | Annual | | 20070419 | | SMMX | | 87155S108 | | 3 | | Adopting the 2007 Symyx Technologies stock incentive plan | | MGMT | | For | | For |
| Symyx Technologies Inc | | US | | 20070612 | | Annual | | 20070419 | | SMMX | | 87155S108 | | 4 | | Adopting the 2007 annual cash incentive plan for executive officers | | MGMT | | For | | For |
| Kyphon Inc | | US | | 20070614 | | Annual | | 20070420 | | KYPH | | 501577100 | | 1 | | Directors recommend: A vote for election of the following nominees: Keith Grossman, Jack Lasersohn | | MGMT | | For | | For |
| Kyphon Inc | | US | | 20070614 | | Annual | | 20070420 | | KYPH | | 501577100 | | 2 | | Proposal to approve the amended and restated 2002 stock plan | | MGMT | | For | | For |
| Kyphon Inc | | US | | 20070614 | | Annual | | 20070420 | | KYPH | | 501577100 | | 3 | | Proposal to ratify the appointment of pricewaterhousecoopers as the independent registered public accounting firm of Kyphon for the fiscal year ending 12/31/07 | | MGMT | | For | | For |
| Semtech Corporation | | US | | 20070614 | | Annual | | 20070420 | | SMTC | | 816850101 | | 1 | | Directors recommend: A vote for election of the following nominees: Glen Antle, Dean Baker, James Burra, Bruce Edwards, Rockell Hankin, James Lindstrom, Mohan Maheswaran, John Piotrowski, James Schraith | | MGMT | | For | | For |
| Semtech Corporation | | US | | 20070614 | | Annual | | 20070420 | | SMTC | | 816850101 | | 2 | | Proposal to ratify the selection of Ernst & Young as the company’s independent registered public accountant for the current fiscal year. | | MGMT | | For | | For |
| Mobile Mini, Inc | | US | | 20070627 | | Annual | | 20070430 | | MINI | | 60740F105 | | 1 | | Directors recommend: A vote for election of the following nominees: Ronald Marusiak, Lawrence Trachtenberg | | MGMT | | For | | For |
| Mobile Mini, Inc | | US | | 20070627 | | Annual | | 20070430 | | MINI | | 60740F105 | | 2 | | Approve the mobile mini 2006 equity incentive plan | | MGMT | | For | | For |
| Mobile Mini, Inc | | US | | 20070627 | | Annual | | 20070430 | | MINI | | 60740F105 | | 3 | | Ratification of appointment of Ernst & Young as our independent registered public accounting firm | | MGMT | | For | | For |
| Freds’s Inc | | US | | 20070620 | | Annual | | 20070427 | | FRED | | 356108100 | | 1 | | Directors recommend: A vote for election of the following nominees: Michael Hayes, John Eisenman, Roger Knox, John Reier, Thomas Tashjian, Mary McNabb, Michael McMillan | | MGMT | | For | | For |
| Freds’s Inc | | US | | 20070620 | | Annual | | 20070427 | | FRED | | 356108100 | | 2 | | Approval of BDO Seidman, LLP as independent registered public accounting firm of the company, as described in the proxy statement | | MGMT | | For | | For |
| Freds’s Inc | | US | | 20070620 | | Annual | | 20070427 | | FRED | | 356108100 | | 3 | | Stockholder proposal regarding vendor code of conduct, as described in the proxy statement | | Share | | Against | | for |
Page 5 of 5
Vote Summary
IPASS INC.
| | | | | | |
| | | |
| Security | | 46261V108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IPAS | | Meeting Date | | 01-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932517571 - Management |
| | | |
| City | | | | Holding Recon Date | | 17-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 31-May-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 KENNETH D. DENMAN | | | | For | | For |
| | 2 OLOF PRIPP | | | | For | | For |
| | 3 ALLAN R. SPIES | | | | For | | For |
| | | | |
02 | | TO APPROVE IPASS’ 2003 NON-EMPLOYEE DIRECTORS PLAN, AS AMENDED, TO CHANGE THE TERMS AND NUMBER OF SHARES GRANTED PURSUANT TO STOCK OPTIONS AND PROVIDE FOR THE GRANT OF RESTRICTED STOCK AWARDS THEREUNDER. | | Management | | Against | | Against |
| | Comments-Non-Performance based granted stock options | | | | | | |
| | | | |
03 | | RATIFICATION OF THE SELECTION OF KPMG LLP AS IPASS INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | | Management | | For | | For |
C&D TECHNOLOGIES, INC.
| | | | | | |
| | | |
| Security | | 124661109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CHP | | Meeting Date | | 01-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932526392 - Management |
| | | |
| City | | | | Holding Recon Date | | 20-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 31-May-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM HARRAL, III | | | | For | | For |
| | 2 PAMELA LEWIS DAVIES | | | | For | | For |
| | 3 KEVIN P. DOWD | | | | For | | For |
| | 4 JEFFREY A. GRAVES | | | | For | | For |
| | 5 ROBERT I. HARRIES | | | | For | | For |
| | 6 GEORGE MACKENZIE | | | | For | | For |
| | 7 JOHN A.H. SHOBER | | | | For | | For |
| | 8 STANLEY W. SILVERMAN | | | | For | | For |
| | 9 ELLEN C. WOLF | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE COMPANY’S 2007 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2007. | | Management | | For | | For |
MANTECH INTERNATIONAL CORP.
| | | | | | |
| | | |
| Security | | 564563104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MANT | | Meeting Date | | 06-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932538929 - Management |
| | | |
| City | | | | Holding Recon Date | | 13-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 05-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GEORGE J. PEDERSEN | | | | For | | For |
| | 2 RICHARD L. ARMITAGE | | | | For | | For |
| | 3 BARRY G. CAMPBELL | | | | For | | For |
| | 4 ROBERT A. COLEMAN | | | | For | | For |
| | 5 WALTER R. FATZINGER, JR | | | | For | | For |
| | 6 DAVID E. JEREMIAH | | | | For | | For |
| | 7 RICHARD J. KERR | | | | For | | For |
| | 8 STEPHEN W. PORTER | | | | For | | For |
| | 9 PAUL G. STERN | | | | For | | For |
| | | | |
02 | | APPROVE THE ADOPTION OF OUR 2006 MANAGEMENT INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | | Management | | For | | For |
CEDAR SHOPPING CENTERS, INC.
| | | | | | |
| | | |
| Security | | 150602209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CDR | | Meeting Date | | 13-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932511000 - Management |
| | | |
| City | | | | Holding Recon Date | | 21-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 12-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES J. BURNS | | | | For | | For |
| | 2 RICHARD HOMBURG | | | | For | | For |
| | 3 PAUL G. KIRK, JR. | | | | For | | For |
| | 4 EVERETT B. MILLER, III | | | | For | | For |
| | 5 LEO S. ULLMAN | | | | For | | For |
| | 6 BRENDA J. WALKER | | | | For | | For |
| | 7 ROGER M. WIDMANN | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | | Management | | For | | For |
THE BISYS GROUP, INC.
| | | | | | |
| | | |
| Security | | 055472104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BSG | | Meeting Date | | 13-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932532080 - Management |
| | | |
| City | | | | Holding Recon Date | | 04-May-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 12-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ROBERT J. CASALE | | | | For | | For |
| | 2 DENIS A. BOVIN | | | | For | | For |
| | 3 THOMAS A. COOPER | | | | For | | For |
| | 4 DONI L. FORDYCE | | | | For | | For |
| | 5 RUSSELL P. FRADIN | | | | For | | For |
| | 6 RICHARD J. HAVILAND | | | | For | | For |
| | 7 JOSEPH J. MELONE | | | | For | | For |
| | | | |
02 | | THE PROPOSAL TO APPROVE THE COMPANY’S 2006 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | Against | | Against |
| | Comments-Discount Option Pricing | | | | | | |
| | | | |
03 | | THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2006. | | Management | | For | | For |
MODTECH HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 60783C100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MODT | | Meeting Date | | 13-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932533880 - Management |
| | | |
| City | | | | Holding Recon Date | | 05-May-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 12-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID M. BUCKLEY | | | | For | | For |
| | 2 ROBERT W. CAMPBELL | | | | For | | For |
| | 3 DANIEL J. DONAHOE III | | | | For | | For |
| | 4 STANLEY N. GAINES | | | | For | | For |
| | 5 CHARLES R. GWIRTSMAN | | | | For | | For |
| | 6 CHARLES C. MCGETTIGAN | | | | For | | For |
| | 7 MYRON A. WICK III | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE 2002 STOCK OPTION PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFICATION OF THE APPOINTMENT OF PETERSON & COMPANY AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. | | Management | | For | | For |
CALIFORNIA PIZZA KITCHEN, INC.
| | | | | | |
| | | |
| Security | | 13054D109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CPKI | | Meeting Date | | 14-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932519753 - Management |
| | | |
| City | | | | Holding Recon Date | | 26-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 13-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM C. BAKER | | | | For | | For |
| | 2 LARRY S. FLAX | | | | For | | For |
| | 3 HENRY GLUCK | | | | For | | For |
| | 4 STEVEN C. GOOD | | | | For | | For |
| | 5 CHARLES G. PHILLIPS | | | | For | | For |
| | 6 AVEDICK B. POLADIAN | | | | For | | For |
| | 7 RICHARD L. ROSENFIELD | | | | For | | For |
| | 8 ALAN I. ROTHENBERG | | | | For | | For |
| | | | |
02 | | APPROVAL OF INDEMNIFICATION AGREEMENT. | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Management | | For | | For |
FILENET CORPORATION
| | | | | | |
| | | |
| Security | | 316869106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FILE | | Meeting Date | | 15-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932523625 - Management |
| | | |
| City | | | | Holding Recon Date | | 19-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 14-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LEE D. ROBERTS | | | | For | | For |
| | 2 JOHN C. SAVAGE | | | | For | | For |
| | 3 ROGER S. SIBONI | | | | For | | For |
| | 4 THEODORE J. SMITH | | | | For | | For |
| | | | |
02 | | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2002 INCENTIVE AWARD PLAN. | | Management | | Against | | Against |
| | Comments-Non-specific Performance Measures | | | | | | |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR ITS YEAR ENDING DECEMBER 31, 2006. | | Management | | For | | For |
COST PLUS, INC.
| | | | | | |
| | | |
| Security | | 221485105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CPWM | | Meeting Date | | 22-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932535721 - Management |
| | | |
| City | | | | Holding Recon Date | | 27-Apr-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 21-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOSEPH H. COULOMBE | | | | For | | For |
| | 2 CHRISTOPHER V. DODDS | | | | For | | For |
| | 3 BARRY J. FELD | | | | For | | For |
| | 4 DANNY W. GURR | | | | For | | For |
| | 5 KIM D. ROBBINS | | | | For | | For |
| | 6 FREDRIC M. ROBERTS | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO THE COMPANY’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 1,000,000 SHARES. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO THE COMPANY’S 1996 DIRECTOR OPTION PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 200,000 SHARES. | | Management | | Against | | Against |
| | Comments-Not Performance Based | | | | | | |
| | | | |
04 | | TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. | | Management | | For | | For |
BE AEROSPACE, INC.
| | | | | | |
| | | |
| Security | | 073302101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BEAV | | Meeting Date | | 28-Jun-2006 |
| | | |
| ISIN | | | | Agenda | | 932524588 - Management |
| | | |
| City | | | | Holding Recon Date | | 02-May-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 27-Jun-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RICHARD G. HAMERMESH | | | | For | | For |
| | 2 AMIN J. KHOURY | | | | For | | For |
| | | | |
02 | | PROPOSAL TO AMEND THE 2005 LONG-TERM INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL TO ADOPT THE STOCKHOLDER PROPOSAL (THE MACBRIDE PRINCIPLES). | | Shareholder | | Against | | For |
ALASKA COMMUNICATIONS SYSTEMS GROUP,
| | | | | | |
| | | |
| Security | | 01167P101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ALSK | | Meeting Date | | 24-Jul-2006 |
| | | |
| ISIN | | | | Agenda | | 932562095 - Management |
| | | |
| City | | | | Holding Recon Date | | 07-Jun-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 21-Jul-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LIANE J. PELLETIER | | | | For | | For |
| | 2 BRIAN D. ROGERS | | | | For | | For |
| | 3 JOHN M. EGAN | | | | For | | For |
| | 4 PATRICK PICHETTE | | | | For | | For |
| | 5 GARY R. DONAHEE | | | | For | | For |
| | 6 EDWARD J. HAYES, JR. | | | | For | | For |
| | 7 ANNETTE JACOBS | | | | For | | For |
| | 8 DAVID SOUTHWELL | | | | For | | For |
| | | | |
02 | | RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. | | Management | | For | | For |
CASUAL MALE RETAIL GROUP, INC.
| | | | | | |
| | | |
| Security | | 148711104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CMRG | | Meeting Date | | 31-Jul-2006 |
| | | |
| ISIN | | | | Agenda | | 932560774 - Management |
| | | |
| City | | | | Holding Recon Date | | 15-Jun-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 28-Jul-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SEYMOUR HOLTZMAN | | | | For | | For |
| | 2 DAVID A. LEVIN | | | | For | | For |
| | 3 ALAN S. BERNIKOW | | | | For | | For |
| | 4 JESSE CHOPER | | | | For | | For |
| | 5 WARD K. MOONEY | | | | For | | For |
| | 6 GEORGE T. PORTER, JR. | | | | For | | For |
| | 7 ROBERT L. SOCKOLOV | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE ADOPTION OF THE COMPANY’S 2006 INCENTIVE COMPENSATION PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
K-V PHARMACEUTICAL COMPANY
| | | | | | |
| | | |
| Security | | 482740206 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KVA | | Meeting Date | | 04-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932562259 - Management |
| | | |
| City | | | | Holding Recon Date | | 09-Jun-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 03-Aug-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID S. HERMELIN | | | | For | | For |
| | 2 JONATHON E. KILLMER | | | | For | | For |
| | 3 GERALD R. MITCHELL | | | | For | | For |
| | | | |
02 | | RATIFICATION OF ENGAGEMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
KEYSTONE AUTOMOTIVE INDUSTRIES, INC.
| | | | | | |
| | | |
| Security | | 49338N109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KEYS | | Meeting Date | | 09-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932568213 - Management |
| | | |
| City | | | | Holding Recon Date | | 23-Jun-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 08-Aug-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RONALD G. FOSTER | | | | For | | For |
| | 2 JOHN R. MOORE | | | | For | | For |
| | 3 RICHARD L. KEISTER | | | | For | | For |
| | 4 STEPHEN A. RHODES | | | | For | | For |
| | 5 TIMOTHY C. MCQUAY | | | | For | | For |
| | 6 JAMES ROBERT GERRITY | | | | For | | For |
| | 7 KEITH M. THOMPSON | | | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
PSS WORLD MEDICAL, INC.
| | | | | | |
| | | |
| Security | | 69366A100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PSSI | | Meeting Date | | 24-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932570509 - Management |
| | | |
| City | | | | Holding Recon Date | | 16-Jun-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 23-Aug-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 T. O’NEAL DOUGLAS | | | | For | | For |
| | 2 CLARK A. JOHNSON | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE 2006 INCENTIVE PLAN | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
IXYS CORPORATION
| | | | | | |
| | | |
| Security | | 46600W106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SYXI | | Meeting Date | | 25-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932568960 - Management |
| | | |
| City | | | | Holding Recon Date | | 06-Jul-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 24-Aug-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DONALD L. FEUCHT | | | | For | | For |
| | 2 SAMUEL KORY | | | | For | | For |
| | 3 S. JOON LEE | | | | For | | For |
| | 4 DAVID L. MIILLSTEIN | | | | For | | For |
| | 5 KENNETH D. WONG | | | | For | | For |
| | 6 NATHAN ZOMMER | | | | For | | For |
| | | | |
02 | | TO APPROVE THE APPOINTMENT OF BDO SEIDMAN, LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31, 2007. | | Management | | For | | For |
SCHOOL SPECIALTY, INC.
| | | | | | |
| | | |
| Security | | 807863105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SCHS | | Meeting Date | | 29-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932571260 - Management |
| | | |
| City | | | | Holding Recon Date | | 25-Jul-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 28-Aug-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID J. VANDER ZANDEN | | | | For | | For |
| | | | |
02 | | RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007. | | Management | | For | | For |
DIAMONDCLUSTER INTERNATIONAL, INC.
| | | | | | |
| | | |
| Security | | 25278P106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DTPI | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932570268 - Management |
| | | |
| City | | | | Holding Recon Date | | 18-Jul-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 11-Sep-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DONALD R. CALDWELL | | | | For | | For |
| | 2 SAMUEL K. SKINNER | | | | For | | For |
| | 3 ALAN C. KAY | | | | For | | For |
| | 4 ARNOLD R. WEBER | | | | For | | For |
| | | | |
02 | | RATIFY THE RECOMMENDATION OF THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS THAT KPMG LLP BE APPOINTED INDEPENDENT REGISTERED AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2007. | | Management | | For | | For |
FLEETWOOD ENTERPRISES, INC.
| | | | | | |
| | | |
| Security | | 339099103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FLE | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932573884 - Management |
| | | |
| City | | | | Holding Recon Date | | 28-Jul-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 11-Sep-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MARGARET S. DANO | | | | For | | For |
| | 2 DR. JAMES L. DOTI | | | | For | | For |
| | 3 DAVID S. ENGELMAN | | | | For | | For |
| | 4 DANIEL D. VILLANUEVA | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007. | | Management | | For | | For |
| | | | |
03 | | TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING. | | Management | | For | | For |
POLYMEDICA CORPORATION
| | | | | | |
| | | |
| Security | | 731738100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PLMD | | Meeting Date | | 19-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932569671 - Management |
| | | |
| City | | | | Holding Recon Date | | 24-Jul-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 18-Sep-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WALTER R. MAUPAY, JR. | | | | For | | For |
| | 2 PATRICK T. RYAN | | | | For | | For |
| | 3 WILLIAM C. VANFAASEN | | | | For | | For |
| | | | |
02 | | TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | | Management | | For | | For |
DEL MONTE FOODS COMPANY
| | | | | | |
| | | |
| Security | | 24522P103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DLM | | Meeting Date | | 21-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932575131 - Management |
| | | |
| City | | | | Holding Recon Date | | 03-Aug-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 20-Sep-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SAMUEL H. ARMACOST | | | | For | | For |
| | 2 TERENCE D. MARTIN | | | | For | | For |
| | 3 RICHARD G. WOLFORD | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY’S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING APRIL 29, 2007. | | Management | | For | | For |
WORTHINGTON INDUSTRIES, INC.
| | | | | | |
| | | |
| Security | | 981811102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WOR | | Meeting Date | | 27-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932577286 - Management |
| | | |
| City | | | | Holding Recon Date | | 01-Aug-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 26-Sep-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN B. BLYSTONE | | | | For | | For |
| | 2 WILLIAM S. DIETRICH, II | | | | For | | For |
| | 3 CARL A. NELSON, JR. | | | | For | | For |
| | 4 SIDNEY A. RIBEAU | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE WORTHINGTON INDUSTRIES, INC. 2006 EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007. | | Management | | For | | For |
MATRIX SERVICE COMPANY
| | | | | | |
| | | |
| Security | | 576853105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MTRX | | Meeting Date | | 23-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932586021 - Management |
| | | |
| City | | | | Holding Recon Date | | 11-Sep-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 20-Oct-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL J. HALL | | | | For | | For |
| | 2 I. EDGAR (ED) HENDRIX | | | | For | | For |
| | 3 PAUL K. LACKEY | | | | For | | For |
| | 4 TOM E. MAXWELL | | | | For | | For |
| | 5 DAVID J. TIPPECONNIC | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN INCREASE IN THE AUTHORIZED SHARES OF MATRIX SERVICE COMPANY COMMON STOCK FROM 30,000,000 SHARES TO 60,000,000 SHARES. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE MATRIX SERVICE COMPANY 2004 STOCK OPTION PLAN. | | Management | | For | | For |
FIRST MARBLEHEAD CORPORATION
| | | | | | |
| | | |
| Security | | 320771108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FMD | | Meeting Date | | 09-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932590082 - Management |
| | | |
| City | | | | Holding Recon Date | | 22-Sep-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 08-Nov-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LESLIE L. ALEXANDER | | | | For | | For |
| | 2 STEPHEN E. ANBINDER | | | | For | | For |
| | 3 WILLIAM R. BERKLEY | | | | For | | For |
| | 4 DORT A. CAMERON III | | | | For | | For |
| | 5 GEORGE G. DALY | | | | For | | For |
| | 6 PETER S. DROTCH | | | | For | | For |
| | 7 WILLIAM D. HANSEN | | | | For | | For |
| | 8 JACK L. KOPNISKY | | | | For | | For |
| | 9 PETER B. TARR | | | | For | | For |
| | | | |
02 | | AMENDMENT TO THE EXECUTIVE INCENTIVE COMPENSATION PLAN TO ENABLE QUALIFIED PERFORMANCE-BASED COMPENSATION GRANTED PURSUANT TO THE PLAN TO BE SETTLED IN EITHER CASH OR EQUITY SECURITIES OF AN EQUIVALENT VALUE ISSUED UNDER FIRST MARBLEHEAD’S CURRENT OR FUTURE EQUITY PLANS APPROVED BY STOCKHOLDERS, OR A COMBINATION OF CASH AND SUCH EQUITY SECURITIES | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFY THE APPOINTMENT OF KPMG LLP AS FIRST MARBLEHEAD’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007 | | Management | | For | | For |
DEVRY INC.
| | | | | | |
| | | |
| Security | | 251893103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DV | | Meeting Date | | 15-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932593191 - Management |
| | | |
| City | | | | Holding Recon Date | | 22-Sep-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 14-Nov-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DANIEL HAMBURGER* | | | | For | | For |
| | 2 CHARLES A. BOWSHER** | | | | For | | For |
| | 3 WILLIAM T. KEEVAN** | | | | For | | For |
| | 4 ROBERT C. MCCORMACK** | | | | For | | For |
| | 5 JULIA A. MCGEE** | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
CACI INTERNATIONAL INC
| | | | | | |
| | | |
| Security | | 127190304 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CAI | | Meeting Date | | 16-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594751 - Management |
| | | |
| City | | | | Holding Recon Date | | 20-Sep-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-Nov-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HERBERT W. ANDERSON | | | | For | | For |
| | 2 PAUL M. COFONI | | | | For | | For |
| | 3 PETER A. DEROW | | | | For | | For |
| | 4 GREGORY G. JOHNSON | | | | For | | For |
| | 5 RICHARD L. LEATHERWOOD | | | | For | | For |
| | 6 J. PHILLIP LONDON | | | | For | | For |
| | 7 BARBARA A. MCNAMARA | | | | For | | For |
| | 8 WARREN R. PHILLIPS | | | | For | | For |
| | 9 CHARLES P. REVOILE | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE 2006 STOCK INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Stock Cost Structure | | | | | | |
| | | | |
03 | | APPROVAL OF THE AMENDED AND RESTATED MANAGEMENT STOCK PURCHASE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
04 | | APPROVAL OF ADJOURNMENT OF THE MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES. | | Management | | For | | For |
| | | | |
05 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | | Management | | For | | For |
THE READER’S DIGEST ASSOCIATION, INC
| | | | | | |
| | | |
| Security | | 755267101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RDA | | Meeting Date | | 17-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932592416 - Management |
| | | |
| City | | | | Holding Recon Date | | 21-Sep-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 16-Nov-2006 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JONATHAN B. BULKELEY | | | | For | | For |
| | 2 HERMAN CAIN | | | | For | | For |
| | 3 WILLIAM E. MAYER | | | | For | | For |
| | 4 ERIC W. SCHRIER | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR FISCAL 2007. | | Management | | For | | For |
ROBBINS & MYERS, INC.
| | | | | | |
| | | |
| Security | | 770196103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RBN | | Meeting Date | | 10-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932613816 - Management |
| | | |
| City | | | | Holding Recon Date | | 21-Nov-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 09-Jan-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DANIEL W. DUVAL | | | | For | | For |
| | 2 THOMAS P. LOFTIS | | | | For | | For |
| | 3 DALE L. MEDFORD | | | | For | | For |
| | | | |
02 | | REAPPROVAL OF THE COMPANY’S SENIOR EXECUTIVE CASH BONUS PLAN. | | Management | | For | | For |
| | | | |
03 | | AN AMENDMENT TO THE COMPANY’S REGULATIONS MAKING THE OHIO CONTROL SHARE ACQUISITION STATUTE INAPPLICABLE TO THE COMPANY. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2007. | | Management | | For | | For |
ACUITY BRANDS, INC.
| | | | | | |
| | | |
| Security | | 00508Y102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AYI | | Meeting Date | | 11-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932606734 - Management |
| | | |
| City | | | | Holding Recon Date | | 13-Nov-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 10-Jan-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 VERNON J. NAGEL | | | | For | | For |
| | 2 JOHN L. CLENDENIN | | | | For | | For |
| | 3 JULIA B. NORTH | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
COMMERCIAL METALS COMPANY
| | | | | | |
| | | |
| Security | | 201723103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CMC | | Meeting Date | | 25-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932613804 - Management |
| | | |
| City | | | | Holding Recon Date | | 27-Nov-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 24-Jan-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MOSES FELDMAN | | | | For | | For |
| | 2 STANLEY A. RABIN | | | | For | | For |
| | 3 RALPH E. LOEWENBERG | | | | For | | For |
| | 4 MURRAY R. MCCLEAN | | | | For | | For |
| | | | |
02 | | AMEND AND RESTATE THE COMPANY’S 1999 NON- EMPLOYEE DIRECTOR STOCK PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | TO APPROVE THE COMPANY’S 2006 CASH INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
04 | | TO APPROVE THE COMPANY’S 2006 LONG-TERM EQUITY INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
05 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31, 2007. | | Management | | For | | For |
| | | | |
06 | | SHAREHOLDER PROPOSAL REQUESTING THE ADDITION OF SEXUAL ORIENTATION TO THE COMPANY’S WRITTEN NON- DISCRIMINATION POLICY. | | Shareholder | | For | | Against |
CORINTHIAN COLLEGES, INC.
| | | | | | |
| | | |
| Security | | 218868107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | COCO | | Meeting Date | | 25-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932616317 - Management |
| | | |
| City | | | | Holding Recon Date | | 07-Dec-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 24-Jan-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PAUL R. ST. PIERRE | | | | For | | For |
| | 2 LINDA AREY SKLADANY | | | | For | | For |
| | 3 ROBERT “BOB” LEE | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2007. | | Management | | For | | For |
VARIAN, INC.
| | | | | | |
| | | |
| Security | | 922206107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VARI | | Meeting Date | | 01-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932615973 - Management |
| | | |
| City | | | | Holding Recon Date | | 11-Dec-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 31-Jan-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN G. MCDONALD | | | | For | | For |
| | 2 WAYNE R. MOON | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. | | Management | | For | | For |
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
| | | | | | |
| | | |
| Security | | 922207105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VSEA | | Meeting Date | | 05-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932618450 - Management |
| | | |
| City | | | | Holding Recon Date | | 15-Dec-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 02-Feb-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 XUN (ERIC) CHEN | | | | For | | For |
| | 2 DENNIS G. SCHMAL | | | | For | | For |
| | | | |
02 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2007. | | Management | | For | | For |
KRONOS INCORPORATED
| | | | | | |
| | | |
| Security | | 501052104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KRON | | Meeting Date | | 16-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932624542 - Management |
| | | |
| City | | | | Holding Recon Date | | 19-Dec-2006 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-Feb-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ARON J. AIN | | | | For | | For |
| | 2 RICHARD J. DUMLER | | | | For | | For |
| | 3 SAMUEL RUBINOVITZ | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO OUR 2002 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO OUR 2003 EMPLOYEE STOCK PURCHASE PLAN AS AMENDED. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
04 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | | Management | | For | | For |
ESTERLINE TECHNOLOGIES CORPORATION
| | | | | | |
| | | |
| Security | | 297425100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ESL | | Meeting Date | | 07-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932627841 - Management |
| | | |
| City | | | | Holding Recon Date | | 08-Jan-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 06-Mar-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PAUL V. HAACK* | | | | For | | For |
| | 2 JOHN F. CLEARMAN** | | | | For | | For |
| | 3 CHARLES R. LARSON** | | | | For | | For |
| | 4 JERRY D. LEITMAN** | | | | For | | For |
SPARTECH CORPORATION
| | | | | | |
| | | |
| Security | | 847220209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SEH | | Meeting Date | | 14-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932629338 - Management |
| | | |
| City | | | | Holding Recon Date | | 12-Jan-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 13-Mar-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GEORGE A. ABD | | | | For | | For |
| | 2 EDWARD J. DINEEN | | | | For | | For |
| | 3 PAMELA F. LENEHAN | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | A SHAREHOLDER PROPOSAL URGING THE BOARD OF DIRECTORS TO TAKE THE NECESSARY STEPS TO ELIMINATE THE CLASSIFICATION OF DIRECTORS AND REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
IDEX CORPORATION
| | | | | | |
| | | |
| Security | | 45167R104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IEX | | Meeting Date | | 03-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932640914 - Management |
| | | |
| City | | | | Holding Recon Date | | 15-Feb-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 02-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RUBY R. CHANDY | | | | For | | For |
| | 2 NEIL A. SPRINGER | | | | For | | For |
| | | | |
02 | | APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY. | | Management | | For | | For |
CHATTEM, INC.
| | | | | | |
| | | |
| Security | | 162456107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CHTT | | Meeting Date | | 11-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932635507 - Management |
| | | |
| City | | | | Holding Recon Date | | 16-Feb-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 10-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ZAN GUERRY | | | | For | | For |
| | 2 BILL W. STACY | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE COMPENSATION COMMITTEE’S INTERPRETATION OF EACH OF THE COMPANY’S NON- STATUTORY STOCK OPTION PLAN-1998, NON-STATUTORY STOCK OPTION PLAN-2000 AND STOCK INCENTIVE PLAN- 2003 CONCERNING THE MAXIMUM NUMBER OF SHARES WITH RESPECT TO WHICH STOCK OPTIONS OR STOCK APPRECIATION RIGHTS COULD BE GRANTED DURING THE LIFE OF EACH PLAN TO ANY EMPLOYEE. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | APPROVAL OF AN AMENDMENT TO THE COMPANY’S STOCK INCENTIVE PLAN-2003. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
04 | | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL YEAR 2007. | | Management | | For | | For |
FEDERAL SIGNAL CORPORATION
| | | | | | |
| | | |
| Security | | 313855108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FSS | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932648477 - Management |
| | | |
| City | | | | Holding Recon Date | | 26-Feb-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 23-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN F. MCCARTNEY* | | | | For | | For |
| | 2 ROBERT M. GERRITY* | | | | For | | For |
| | 3 ROBERT S. HAMADA* | | | | For | | For |
| | 4 BRENDA REICHELDERFER** | | | | For | | For |
| | | | |
03 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FEDERAL’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | | Management | | For | | For |
STURM, RUGER & COMPANY, INC.
| | | | | | |
| | | |
| Security | | 864159108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RGR | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932661665 - Management |
| | | |
| City | | | | Holding Recon Date | | 02-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 23-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES E. SERVICE | | | | For | | For |
| | 2 STEPHEN L. SANETTI | | | | For | | For |
| | 3 MICHAEL O. FIFER | | | | For | | For |
| | 4 JOHN A. COSENTINO, JR. | | | | For | | For |
| | 5 C. MICHAEL JACOBI | | | | For | | For |
| | 6 JOHN M. KINGSLEY, JR. | | | | For | | For |
| | 7 STEPHEN T. MERKEL | | | | For | | For |
| | 8 RONALD C. WHITAKER | | | | For | | For |
| | | | |
02 | | THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2007 FISCAL YEAR. | | Management | | For | | For |
| | | | |
03 | | THE APPROVAL OF THE STURM, RUGER & COMPANY, INC. 2007 STOCK INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
04 | | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | | Management | | For | | For |
ALEXANDER & BALDWIN, INC.
| | | | | | |
| | | |
| Security | | 014482103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ALEX | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932639276 - Management |
| | | |
| City | | | | Holding Recon Date | | 16-Feb-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 25-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 W.B. BAIRD | | | | For | | For |
| | 2 M.J. CHUN | | | | For | | For |
| | 3 W.A. DOANE | | | | For | | For |
| | 4 W.A. DODS, JR. | | | | For | | For |
| | 5 C.G. KING | | | | For | | For |
| | 6 C.H. LAU | | | | For | | For |
| | 7 D.M. PASQUALE | | | | For | | For |
| | 8 M.G. SHAW | | | | For | | For |
| | 9 J.N. WATANABE | | | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE AUDITORS OF THE CORPORATION | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO ADOPT THE ALEXANDER & BALDWIN, INC. 2007 INCENTIVE COMPENSATION PLAN | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
WESTAMERICA BANCORPORATION
| | | | | | |
| Security | | 957090103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WABC | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932642564 - Management |
| | | |
| City | | | | Holding Recon Date | | 26-Feb-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 25-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 E. ALLEN | | | | For | | For |
| | 2 L. BARTOLINI | | | | For | | For |
| | 3 E.J. BOWLER | | | | For | | For |
| | 4 A. LATNO, JR. | | | | For | | For |
| | 5 P. LYNCH | | | | For | | For |
| | 6 C. MACMILLAN | | | | For | | For |
| | 7 R. NELSON | | | | For | | For |
| | 8 D. PAYNE | | | | For | | For |
| | 9 E. SYLVESTER | | | | For | | For |
COTT CORPORATION
| | | | | | |
| Security | | 22163N106 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | COT | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932651169 - Management |
| | | |
| City | | | | Holding Recon Date | | 16-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 24-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GEORGE A. BURNETT | | | | For | | For |
| | 2 DAVID T. GIBBONS | | | | For | | For |
| | 3 SERGE GOUIN | | | | For | | For |
| | 4 STEPHEN H. HALPERIN | | | | For | | For |
| | 5 BETTY JANE HESS | | | | For | | For |
| | 6 PHILIP B. LIVINGSTON | | | | For | | For |
| | 7 CHRISTINE A. MAGEE | | | | For | | For |
| | 8 ANDREW PROZES | | | | For | | For |
| | 9 DONALD G. WATT | | | | For | | For |
| | 10 FRANK E. WEISE III | | | | For | | For |
| | 11 BRENT D. WILLIS | | | | For | | For |
| | | | |
02 | | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | | Management | | For | | For |
| | | | |
03 | | APPROVING THE RESTATEMENT OF COTT CORPORATION’S EXECUTIVE INVESTMENT SHARE PURCHASE PLAN IN ACCORDANCE WITH THE RESOLUTION SET OUT AS APPENDIX “A” OF THE PROXY CIRCULAR. SEE APPENDIX “A” TO THE PROXY CIRCULAR. | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
| | | | |
04 | | CONFIRMING THE AMENDMENT TO BY-LAW NO. 2002-1 OF COTT CORPORATION IN ACCORDANCE WITH THE RESOLUTION SET OUT AS APPENDIX “B” OF THE PROXY CIRCULAR. SEE APPENDIX “B” TO THE PROXY CIRCULAR. | | Management | | For | | For |
LANCE, INC.
| | | | | | |
| | | |
| Security | | 514606102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LNCE | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932657882 - Management |
| | | |
| City | | | | Holding Recon Date | | 12-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 25-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID V. SINGER | | | | For | | For |
| | 2 DAN C. SWANDER | | | | For | | For |
| | 3 S. LANCE VAN EVERY | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE LANCE, INC. 2007 KEY EMPLOYEE INCENTIVE PLAN | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT PUBLIC ACCOUNTANTS | | Management | | For | | For |
GATX CORPORATION
| | | | | | |
| | | |
| Security | | 361448103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GMT | | Meeting Date | | 27-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932642906 - Management |
| | | |
| City | | | | Holding Recon Date | | 02-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 26-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES M. DENNY | | | | For | | For |
| | 2 RICHARD FAIRBANKS | | | | For | | For |
| | 3 DEBORAH M. FRETZ | | | | For | | For |
| | 4 MARLA C. GOTTSCHALK | | | | For | | For |
| | 5 ERNST A. HABERLI | | | | For | | For |
| | 6 BRIAN A. KENNEY | | | | For | | For |
| | 7 MARK G. MCGRATH | | | | For | | For |
| | 8 MICHAEL E. MURPHY | | | | For | | For |
| | 9 CASEY J. SYLLA | | | | For | | For |
| | | | |
02 | | APPROVAL OF APPOINTMENT OF AUDITORS | | Management | | For | | For |
BRUSH ENGINEERED MATERIALS INC.
| | | | | | |
| | | |
| Security | | 117421107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BW | | Meeting Date | | 01-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932644493 - Management |
| | | |
| City | | | | Holding Recon Date | | 02-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 30-Apr-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOSEPH P. KEITHLEY | | | | For | | For |
| | 2 WILLIAM R. ROBERTSON | | | | For | | For |
| | 3 JOHN SHERWIN, JR. | | | | For | | For |
| | | | |
02 | | RATIFYING THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | | Management | | For | | For |
CHAMPION ENTERPRISES, INC.
| | | | | | |
| | | |
| Security | | 158496109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CHB | | Meeting Date | | 02-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932647146 - Management |
| | | |
| City | | | | Holding Recon Date | | 09-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 01-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ROBERT W. ANESTIS | | | | For | | For |
| | 2 ERIC S. BELSKY | | | | For | | For |
| | 3 WILLIAM C. GRIFFITHS | | | | For | | For |
| | 4 SELWYN ISAKOW | | | | For | | For |
| | 5 BRIAN D. JELLISON | | | | For | | For |
| | 6 G. MICHAEL LYNCH | | | | For | | For |
| | 7 THOMAS A. MADDEN | | | | For | | For |
| | 8 SHIRLEY D. PETERSON | | | | For | | For |
| | 9 DAVID S. WEISS | | | | For | | For |
GTSI CORP.
| | | | | | |
| | | |
| Security | | 36238K103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GTSI | | Meeting Date | | 03-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932672505 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 02-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 J. “KEITH” KELLOGG, JR. | | | | For | | For |
| | 2 DANIEL R. YOUNG | | | | For | | For |
| | | | |
02 | | APPROVAL OF AMENDMENTS TO THE 1996 STOCK INCENTIVE PLAN. TO APPROVE AMENDMENTS TO THE COMPANY’S 1996 STOCK INCENTIVE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER AND TO AUTHORIZE THE AWARD OF STOCK APPRECIATION RIGHTS. | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
ENCORE ACQUISITION COMPANY
| | | | | | |
| | | |
| Security | | 29255W100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EAC | | Meeting Date | | 03-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932676957 - Management |
| | | |
| City | | | | Holding Recon Date | | 15-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 02-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 I. JON BRUMLEY | | | | For | | For |
| | 2 JON S. BRUMLEY | | | | For | | For |
| | 3 JOHN A. BAILEY | | | | For | | For |
| | 4 MARTIN C. BOWEN | | | | For | | For |
| | 5 TED COLLINS, JR. | | | | For | | For |
| | 6 TED A. GARDNER | | | | For | | For |
| | 7 JOHN V. GENOVA | | | | For | | For |
| | 8 JAMES A. WINNE III | | | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
NAUTILUS, INC.
| | | | | | |
| | | |
| Security | | 63910B102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NLS | | Meeting Date | | 07-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932667251 - Management |
| | | |
| City | | | | Holding Recon Date | | 09-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 04-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GREGGORY C. HAMMANN | | | | For | | For |
| | 2 ROBERT S. FALCONE | | | | For | | For |
| | 3 DIANE L. NEAL | | | | For | | For |
| | 4 PETER A. ALLEN | | | | For | | For |
| | 5 DONALD W. KEEBLE | | | | For | | For |
| | 6 MARVIN G. SIEGERT | | | | For | | For |
| | 7 RONALD P. BADIE | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
WHITING PETROLEUM CORPORATION
| | | | | | |
| | | |
| Security | | 966387102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WLL | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932657440 - Management |
| | | |
| City | | | | Holding Recon Date | | 14-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 07-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 THOMAS L. ALLER | | | | For | | For |
| | 2 THOMAS P. BRIGGS | | | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
TENNECO INC.
| | | | | | |
| | | |
| Security | | 880349105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TEN | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932661805 - Management |
| | | |
| City | | | | Holding Recon Date | | 13-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 07-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CHARLES W. CRAMB | | | | For | | For |
| | 2 FRANK E. MACHER | | | | For | | For |
| | 3 ROGER B. PORTER | | | | For | | For |
| | 4 DAVID B. PRICE, JR. | | | | For | | For |
| | 5 GREGG SHERRILL | | | | For | | For |
| | 6 PAUL T. STECKO | | | | For | | For |
| | 7 JANE L. WARNER | | | | For | | For |
| | 8 MITSUNOBU TAKEUCHI | | | | For | | For |
| | | | |
02 | | APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007. | | Management | | For | | For |
W HOLDING COMPANY, INC.
| | | | | | |
| | | |
| Security | | 929251106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WHI | | Meeting Date | | 09-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932681201 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 08-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CESAR A. RUIZ | | | | For | | For |
| | 2 PEDRO R. DOMINGUEZ | | | | For | | For |
| | | | |
02 | | TO RATIFY APPOINTMENT BY THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | | Management | | For | | For |
FOREST OIL CORPORATION
| | | | | | |
| | | |
| Security | | 346091705 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FST | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932649493 - Management |
| | | |
| City | | | | Holding Recon Date | | 12-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 09-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LOREN K. CARROLL* | | | | For | | For |
| | 2 DOD A. FRASER* | | | | For | | For |
| | 3 PATRICK R. MCDONALD* | | | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
GENTIVA HEALTH SERVICES, INC.
| | | | | | |
| | | |
| Security | | 37247A102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GTIV | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662150 - Management |
| | | |
| City | | | | Holding Recon Date | | 14-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 09-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 VICTOR F. GANZI | | | | For | | For |
| | 2 STUART R. LEVINE | | | | For | | For |
| | 3 MARY O’NEIL MUNDINGER | | | | For | | For |
| | 4 STUART OLSTEN | | | | For | | For |
| | 5 JOHN A. QUELCH | | | | For | | For |
| | 6 JOSH S. WESTON | | | | For | | For |
| | 7 GAIL R. WILENSKY | | | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | AMENDMENT TO COMPANY’S STOCK & DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | | Management | | For | | For |
GENERAL CABLE CORP
| | | | | | |
| | | |
| Security | | 369300108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BGC | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662263 - Management |
| | | |
| City | | | | Holding Recon Date | | 12-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 09-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN E. WELSH, III | | | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO AUDIT THE 2007 CONSOLIDATED FINANCIAL STATEMENTS OF GENERAL CABLE. | | Management | | For | | For |
| | | | |
03 | | APPROVE AMENDMENT TO GENERAL CABLE CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED COMMON STOCK. | | Management | | For | | For |
99 CENTS ONLY STORES
| | | | | | |
| | | |
| Security | | 65440K106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NDN | | Meeting Date | | 11-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693004 - Management |
| | | |
| City | | | | Holding Recon Date | | 12-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 10-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ERIC SCHIFFER | | | | For | | For |
| | 2 LAWRENCE GLASCOTT | | | | For | | For |
| | 3 DAVID GOLD | | | | For | | For |
| | 4 JEFF GOLD | | | | For | | For |
| | 5 MARVIN HOLEN | | | | For | | For |
| | 6 HOWARD GOLD | | | | For | | For |
| | 7 ERIC G. FLAMHOLTZ | | | | For | | For |
| | 8 JENNIFER HOLDEN DUNBAR | | | | For | | For |
| | 9 PETER WOO | | | | For | | For |
| | | | |
02 | | SHAREHOLDER PROPOSAL-REDEEM OR VOTE POISON PILL. | | Shareholder | | For | | Against |
THE HANOVER INSURANCE GROUP, INC.
| | | | | | |
| | | |
| Security | | 410867105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | THG | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932673216 - Management |
| | | |
| City | | | | Holding Recon Date | | 23-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 14-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL P. ANGELINI | | | | For | | For |
| | 2 P. KEVIN CONDRON | | | | For | | For |
| | 3 NEAL F. FINNEGAN | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2007. | | Management | | For | | For |
ARBITRON INC.
| | | | | | |
| | | |
| Security | | 03875Q108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ARB | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932688786 - Management |
| | | |
| City | | | | Holding Recon Date | | 02-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 14-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SHELLYE L. ARCHAMBEAU | | | | For | | For |
| | 2 PHILIP GUARASCIO | | | | For | | For |
| | 3 WILLIAM T. KERR | | | | For | | For |
| | 4 LARRY E. KITTELBERGER | | | | For | | For |
| | 5 STEPHEN B. MORRIS | | | | For | | For |
| | 6 LUIS G. NOGALES | | | | For | | For |
| | 7 RICHARD A. POST | | | | For | | For |
| | | | |
02 | | AMENDMENT OF THE ARBITRON INC. 1999 STOCK INCENTIVE PLAN | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
THE HANOVER INSURANCE GROUP, INC.
| | | | | | |
| | | |
| Security | | 410867105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | THG | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932701736 - Management |
| | | |
| City | | | | Holding Recon Date | | 23-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 14-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | ELECTION OF MICHAEL P. ANGELINI AS A DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2010 | | Management | | For | | For |
| | | | |
1B | | ELECTION OF P. KEVIN CONDRON AS A DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2010 | | Management | | For | | For |
| | | | |
1C | | ELECTION OF NEAL F. FINNEGAN AS A DIRECTOR FOR A THREE-YEAR TERM EXPIRING IN 2010 | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2007. | | Management | | For | | For |
COX RADIO, INC.
| | | | | | |
| | | |
| Security | | 224051102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CXR | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932669166 - Management |
| | | |
| City | | | | Holding Recon Date | | 20-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES C. KENNEDY | | | | For | | For |
| | 2 JUANITA P. BARANCO | | | | For | | For |
| | 3 G. DENNIS BERRY | | | | For | | For |
| | 4 NICK W. EVANS, JR. | | | | For | | For |
| | 5 JIMMY W. HAYES | | | | For | | For |
| | 6 PAUL M. HUGHES | | | | For | | For |
| | 7 MARC W. MORGAN | | | | For | | For |
| | 8 ROBERT F. NEIL | | | | For | | For |
| | 9 NICHOLAS D. TRIGONY | | | | For | | For |
FIRST INDUSTRIAL REALTY TRUST, INC.
| | | | | | |
| | | |
| Security | | 32054K103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FR | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932676781 - Management |
| | | |
| City | | | | Holding Recon Date | | 20-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAY H. SHIDLER* | | | | For | | For |
| | 2 J. STEVEN WILSON* | | | | For | | For |
| | 3 ROBERT D. NEWMAN* | | | | For | | For |
| | | | |
02 | | APPROVAL OF AMENDMENT NO. 2 TO THE 2001 STOCK INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
| | | | |
03 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
VISTEON CORPORATION
| | | | | | |
| | | |
| Security | | 92839U107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VC | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932680855 - Management |
| | | |
| City | | | | Holding Recon Date | | 22-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PATRICIA L. HIGGINS | | | | For | | For |
| | 2 MICHAEL F. JOHNSTON | | | | For | | For |
| | 3 KARL J. KRAPEK | | | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL YEAR 2007. | | Management | | For | | For |
| | | | |
03 | | APPROVE AMENDMENTS TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
GLOBAL INDUSTRIES, LTD.
| | | | | | |
| | | |
| Security | | 379336100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GLBL | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932681516 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 B.K. CHIN | | | | For | | For |
| | 2 JOHN A. CLERICO | | | | For | | For |
| | 3 LAWRENCE R. DICKERSON | | | | For | | For |
| | 4 EDWARD P. DJEREJIAN | | | | For | | For |
| | 5 LARRY E. FARMER | | | | For | | For |
| | 6 EDGAR G. HOTARD | | | | For | | For |
| | 7 RICHARD A. PATTAROZZI | | | | For | | For |
| | 8 JAMES L. PAYNE | | | | For | | For |
| | 9 MICHAEL J. POLLOCK | | | | For | | For |
| | 10 CINDY B. TAYLOR | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY TO SERVE FOR THE 2007 FISCAL YEAR. | | Management | | For | | For |
WABTEC CORPORATION
| | | | | | |
| | | |
| Security | | 929740108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WAB | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685449 - Management |
| | | |
| City | | | | Holding Recon Date | | 26-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ROBERT J. BROOKS | | | | For | | For |
| | 2 WILLIAM E. KASSLING | | | | For | | For |
| | 3 ALBERT J. NEUPAVER | | | | For | | For |
GENERAL MARITIME CORPORATION
| | | | | | |
| | | |
| Security | | Y2692M103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GMR | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932712082 - Management |
| | | |
| City | | | | Holding Recon Date | | 24-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 15-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PETER C. GEORGIOPOULOS | | | | For | | For |
| | 2 WILLIAM J. CRABTREE | | | | For | | For |
| | 3 STEPHEN A. KAPLAN | | | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | | Management | | For | | For |
JARDEN CORPORATION
| | | | | | |
| | | |
| Security | | 471109108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | JAH | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662934 - Management |
| | | |
| City | | | | Holding Recon Date | | 28-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 16-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 IAN G.H. ASHKEN | | | | For | | For |
| | 2 RICHARD L. MOLEN | | | | For | | For |
| | 3 CHARLES R. KAYE | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS JARDEN CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
O’CHARLEY’S INC.
| | | | | | |
| | | |
| Security | | 670823103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CHUX | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689360 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 16-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM F. ANDREWS | | | | For | | For |
| | 2 JOHN E. STOKELY | | | | For | | For |
| | 3 H. STEVE TIDWELL | | | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE THE ADOPTION OF THE O’CHARLEY’S INC. EXECUTIVE INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
| | | | |
03 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | | Management | | For | | For |
| | | | |
04 | | SHAREHOLDER PROPOSAL THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS TO DECLASSIFY THE BOARD OF DIRECTORS. | | Shareholder | | For | | Against |
U.S. PHYSICAL THERAPY, INC.
| | | | | | |
| | | |
| Security | | 90337L108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | USPH | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932692088 - Management |
| | | |
| City | | | | Holding Recon Date | | 10-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 21-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DANIEL C. ARNOLD | | | | For | | For |
| | 2 CHRISTOPHER J. READING | | | | For | | For |
| | 3 LAWRANCE W. MCAFEE | | | | For | | For |
| | 4 MARK J. BROOKNER | | | | For | | For |
| | 5 BRUCE D. BROUSSARD | | | | For | | For |
| | 6 BERNARD A. HARRIS, JR. | | | | For | | For |
| | 7 MARLIN W. JOHNSTON | | | | For | | For |
| | 8 J. LIVINGSTON KOSBERG | | | | For | | For |
| | 9 JERALD L. PULLINS | | | | For | | For |
| | 10 CLAYTON K. TRIER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | | Management | | For | | For |
AIRTRAN HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 00949P108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AAI | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685261 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Mar-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 22-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 J. VERONICA BIGGINS | | | | For | | For |
| | 2 ROBERT L. FORNARO | | | | For | | For |
| | 3 ALEXIS P. MICHAS | | | | For | | For |
| | | | |
02 | | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | | Management | | For | | For |
SUN COMMUNITIES, INC.
| | | | | | |
| | | |
| Security | | 866674104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SUI | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932691632 - Management |
| | | |
| City | | | | Holding Recon Date | | 13-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 22-May-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CLUNET R. LEWIS | | | | For | | For |
| | 2 ARTHUR A. WEISS | | | | For | | For |
MATRIA HEALTHCARE, INC.
| | | | | | |
| | | |
| Security | | 576817209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MATR | | Meeting Date | | 05-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932709833 - Management |
| | | |
| City | | | | Holding Recon Date | | 13-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 04-Jun-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PARKER H. PETIT* | | | | For | | For |
| | 2 JOSEPH G. BLESER* | | | | For | | For |
| | 3 MYLDRED H. MANGUM* | | | | For | | For |
| | 4 DONALD J. LOTHROP** | | | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT OF THE MATRIA HEALTHCARE, INC. LONG-TERM STOCK INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
| | | | |
03 | | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL 2007. | | Management | | For | | For |
FOREST OIL CORPORATION
| | | | | | |
| | | |
| Security | | 346091705 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | FST | | Meeting Date | | 05-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932713464 - Management |
| | | |
| City | | | | Holding Recon Date | | 30-Apr-2007 |
| | | |
| Country | | United States | | Vote Deadline Date | | 04-Jun-2007 |
| | | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK OF FOREST OIL CORPORATION PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 7, 2007, BY AND AMONG FOREST OIL CORPORATION, MJCO CORPORATION AND THE HOUSTON EXPLORATION COMPANY | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE THE ADOPTION OF THE FOREST OIL CORPORATION 2007 STOCK INCENTIVE PLAN | | Management | | Against | | Against |
| | Comments-Non Specific Performance Measures | | | | | | |
MANTECH INTERNATIONAL CORP.
| | | | | | |
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| Security | | 564563104 | | Meeting Type | | Annual |
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| Ticker Symbol | | MANT | | Meeting Date | | 06-Jun-2007 |
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| ISIN | | | | Agenda | | 932696012 - Management |
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| City | | | | Holding Recon Date | | 09-Apr-2007 |
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| Country | | United States | | Vote Deadline Date | | 05-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GEORGE J. PEDERSEN | | | | For | | For |
| | 2 RICHARD L. ARMITAGE | | | | For | | For |
| | 3 MARY K. BUSH | | | | For | | For |
| | 4 BARRY G. CAMPBELL | | | | For | | For |
| | 5 ROBERT A. COLEMAN | | | | For | | For |
| | 6 WALTER R. FATZINGER, JR | | | | For | | For |
| | 7 DAVID E. JEREMIAH | | | | For | | For |
| | 8 RICHARD J. KERR | | | | For | | For |
| | 9 KENNETH A. MINIHAN | | | | For | | For |
| | 10 STEPHEN W. PORTER | | | | For | | For |
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02 | | RATIFY OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
C&D TECHNOLOGIES, INC.
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| Security | | 124661109 | | Meeting Type | | Annual |
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| Ticker Symbol | | CHP | | Meeting Date | | 06-Jun-2007 |
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| ISIN | | | | Agenda | | 932712828 - Management |
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| City | | | | Holding Recon Date | | 20-Apr-2007 |
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| Country | | United States | | Vote Deadline Date | | 05-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM HARRAL, III | | | | For | | For |
| | 2 PAMELA L. DAVIES | | | | For | | For |
| | 3 KEVIN P. DOWD | | | | For | | For |
| | 4 JEFFREY A. GRAVES | | | | For | | For |
| | 5 ROBERT I. HARRIES | | | | For | | For |
| | 6 MICHAEL H. KALB | | | | For | | For |
| | 7 GEORGE MACKENZIE | | | | For | | For |
| | 8 JOHN A.H. SHOBER | | | | For | | For |
| | 9 STANLEY W. SILVERMAN | | | | For | | For |
| | 10 ELLEN C. WOLF | | | | For | | For |
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02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2008. | | Management | | For | | For |
ENGLOBAL CORPORATION
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| Security | | 293306106 | | Meeting Type | | Annual |
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| Ticker Symbol | | ENG | | Meeting Date | | 14-Jun-2007 |
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| ISIN | | | | Agenda | | 932697088 - Management |
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| City | | | | Holding Recon Date | | 16-Apr-2007 |
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| Country | | United States | | Vote Deadline Date | | 13-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM A. COSKEY, P.E. | | | | For | | For |
| | 2 DAVID W. GENT, P.E. | | | | For | | For |
| | 3 RANDALL B. HALE | | | | For | | For |
| | 4 DAVID C. ROUSSEL | | | | For | | For |
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02 | | THE APPROVAL OF AMENDMENTS TO THE COMPANY’S 1998 INCENTIVE PLAN TO (1) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 2,650,000 TO 3,250,000, AND (2) COMPLY WITH SECTION 162(M) AND 409A OF THE INTERNAL REVENUE CODE. | | Management | | Against | | Against |
| | Comments-Non-Specific Performance Measures | | | | | | |
ALASKA COMMUNICATIONS SYSTEMS GROUP,
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| Security | | 01167P101 | | Meeting Type | | Annual |
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| Ticker Symbol | | ALSK | | Meeting Date | | 18-Jun-2007 |
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| ISIN | | | | Agenda | | 932717234 - Management |
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| City | | | | Holding Recon Date | | 01-May-2007 |
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| Country | | United States | | Vote Deadline Date | | 15-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LIANE PELLETIER | | | | For | | For |
| | 2 BRIAN ROGERS | | | | For | | For |
| | 3 JOHN M. EGAN | | | | For | | For |
| | 4 PATRICK PICHETTE | | | | For | | For |
| | 5 GARY R. DONAHEE | | | | For | | For |
| | 6 EDWARD J. HAYES, JR. | | | | For | | For |
| | 7 ANNETTE JACOBS | | | | For | | For |
| | 8 DAVID SOUTHWELL | | | | For | | For |
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02 | | TO ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
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03 | | APPROVAL OF INCREASE IN THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR FUTURE ISSUANCE UNDER THE ALASKA COMMUNICATIONS SYSTEMS GROUP, INC. 1999 STOCK INCENTIVE PLAN BY 1,500,000 SHARES. | | Management | | For | | For |
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04 | | APPROVAL OF MATERIAL TERMS OF SENIOR OFFICERS’ PERFORMANCE GOALS TO QUALIFY CERTAIN COMPENSATION AS PERFORMANCE-BASED. | | Management | | For | | For |
CEDAR SHOPPING CENTERS, INC.
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| Security | | 150602209 | | Meeting Type | | Annual |
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| Ticker Symbol | | CDR | | Meeting Date | | 19-Jun-2007 |
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| ISIN | | | | Agenda | | 932701279 - Management |
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| City | | | | Holding Recon Date | | 20-Apr-2007 |
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| Country | | United States | | Vote Deadline Date | | 18-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES J. BURNS | | | | For | | For |
| | 2 RICHARD HOMBURG | | | | For | | For |
| | 3 PAUL G. KIRK, JR. | | | | For | | For |
| | 4 EVERETT B. MILLER, III | | | | For | | For |
| | 5 LEO S. ULLMAN | | | | For | | For |
| | 6 BRENDA J. WALKER | | | | For | | For |
| | 7 ROGER M. WIDMANN | | | | For | | For |
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02 | | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE AUTHORIZED COMMON STOCK AND PREFERRED STOCK. | | Management | | For | | For |
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03 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
MODTECH HOLDINGS, INC.
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| Security | | 60783C100 | | Meeting Type | | Annual |
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| Ticker Symbol | | MODT | | Meeting Date | | 19-Jun-2007 |
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| ISIN | | | | Agenda | | 932726043 - Management |
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| City | | | | Holding Recon Date | | 07-May-2007 |
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| Country | | United States | | Vote Deadline Date | | 18-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DENNIS L. SHOGREN | | | | For | | For |
| | 2 ROBERT W. CAMPBELL | | | | For | | For |
| | 3 DANIEL J. DONAHOE III | | | | For | | For |
| | 4 STANLEY N. GAINES | | | | For | | For |
| | 5 CHARLES R. GWIRTSMAN | | | | For | | For |
| | 6 CHARLES C. MCGETTIGAN | | | | For | | For |
| | 7 MYRON A. WICK III | | | | For | | For |
DIVERSA CORPORATION
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| Security | | 255064107 | | Meeting Type | | Annual |
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| Ticker Symbol | | DVSA | | Meeting Date | | 20-Jun-2007 |
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| ISIN | | | | Agenda | | 932722386 - Management |
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| City | | | | Holding Recon Date | | 07-May-2007 |
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| Country | | United States | | Vote Deadline Date | | 19-Jun-2007 |
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| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DR. FERNAND KAUFMANN | | | | For | | For |
| | 2 MR. MARK LESCHLY | | | | For | | For |
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02 | | APPROVAL OF ISSUANCE OF DIVERSA COMMON STOCK PURSUANT TO THE MERGER. | | Management | | Against | | Against |
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03 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DIVERSA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | | Management | | For | | For |
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04 | | ADOPTION OF THE DIVERSA 2007 EQUITY INCENTIVE PLAN. | | Management | | Against | | Against |
| | Comments-Against– Non Specific Performance Measures | | | | | | |
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05 | | ADOPTION OF AN AMENDMENT TO THE DIVERSA EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 1,500,000. | | Management | | Against | | Against |
| | Comments-Against– Non Specific Performance Measures | | | | | | |
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06 | | APPROVAL OF AN AMENDMENT TO DIVERSA’S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 SHARES TO 170,000,000 SHARES. | | Management | | Against | | Against |
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07 | | APPROVAL OF AN AMENDMENT TO DIVERSA’S CERTIFICATE OF INCORPORATION TO REMOVE A PROVISION RELATED TO INDEMNIFICATION FOR DIVERSA’S AGENTS. | | Management | | For | | For |
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08 | | APPROVAL OF POSSIBLE ADJOURNMENT OF THE ANNUAL MEETING TO SOLICIT ADDITIONAL PROXIES FOR PROPOSAL NO. 2. | | Management | | For | | For |
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Company | | Ticker | | Cusip | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | With or
Against
Management |
| Advisory Board Company | | ABCO | | 00762W107 | | 11/15/2006 | | Directors recommend: a vote for electin of the following nominees: | | | | | | |
| | | | | | | | 1-Marc N. Casper, 2-Kelt Kindick, 3-Mark R. Neaman, 4-Leon D. Shapiro, 5-Frank J. Williams, 6-Leanne M. Zumwalt. | | Issuer | | For | | With |
| | | | | | | | To approve the 2006 stock incentive plan. | | | | | | |
| | | | | | | | To ratify the appointment of Ernst & Young LLP as independent registered public accountant for the year ending March 31, 2007. | | | | | | |
| Amcol International Corp. | | ACO | | 02341W103 | | 5/10/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Arthur Brown, 2-Jay D. Proops, 3-Paul C. Weaver | | Issuer | | For | | With |
| Ansys Inc. | | ANSS | | 03662Q105 | | 5/16/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Jacqueline C. Morby | | | | | | |
| | | | | | | | To ratify selection of independent registered public accounting firm. | | | | | | |
| Ansoft Corporation | | ANST | | 036384105 | | 9/6/2006 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Nicholas Cendes, 2-Zoltan J. Cendes,, Ph.D.,3-Paul J. Quast, 4-Peter Robbins, 5-John N. Whelihan | | Issuer | | For | | With |
| A.S.V. Inc. | | ASVI | | 001963107 | | 6/1/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Richard A. Benson, 2-Lynn M. Cortright, 3-Bruce D. Iserman, 4-Leland T. Lynch, 5-Jerome T. Miner, 6-William D. Morton, 7-Karlin S. Symons, 8-Kenneth Z. Zika | | Issuer | | For | | With |
| | | | | | | | To ratify the appointment of Gran Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2007 | | Issuer | | For | | With |
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| Blackbaud, Inc. | | BLKB | | 09227Q100 | | 6/13/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1- Marc E. Chardon, 2-John P. McConnell | | Issuer | | For | | With |
| | | | | | | | The proposal to ratify the appointment of PriceWaterHouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2007. | | Issuer | | For | | With |
| Blackboard Inc. | | BBBB | | 091935502 | | 6/7/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Frank Gatti, 2-Matthew Pittinsky, 3-Beth Kaplan | | Issuer | | For | | With |
| | | | | | | | To approve amendment No. 2 to the amended and restated 2004 stock incentive plan to increase thenumber of shares authorized for issuance under the plan from 4,600,000 to 5,800,000 and make other specified changes. | | Issuer | | For | | With |
| | | | | | | | To ratify the selection of the company’s independent registered public accounting firm. | | Issuer | | For | | With |
| Boston Private Financial | | BPFH | | 101119105 | | 4/25/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Eugene S. Colangelo, 2-Allen L. Sinai, 3-Timothy L. Vaill, 4-Stephen M. Waters | | Issuer | | For | | With |
| Carbo Ceramics Inc. | | CRR | | 140781105 | | 4/17/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Claude E. Cooke, Jr., 2-Chad C. Deaton, 3-Gary A. Kolstad, 4-H.E. Lentz, Jr., 5-Jesse P. Orsini, 6-William C. Morris, 7-Robert S. Rubin | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the appointment of Ernst & Young LLP certified public accountants, as independent auditors for the fiscal year ending December 31, 2007. | | Issuer | | For | | With |
| Computer Prog. and Sys. | | CPSI | | 205306103 | | 5/10/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-M. Kenny Muscat, 2-J. Boyd Douglas, 3-Charles P. Huffman | | Issuer | | For | | With |
| | | | | | | | To ratify the appointment of Grant Thornton LLP as independent registered public accountants. | | Issuer | | For | | With |
| Curtiss-Wright Corp. | | CW | | 231561101 | | 5/4/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Martin R. Benante, 2-James B. Busey IV, 3-S. Marce Fuller, 4-Allen A. Kozinski, 5-Carl G. Miller, 6-William B. Mitchell, 7-John R. Myers, 8-William W. Sihler, 9-Albert E. Smith | | | | | | |
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| Digi International | | DGII | | 253798102 | | 1/22/2007 | | Directors recommend: a vote for election of the following nominees; 1-Guy C. Jackson, 2-Ahmed Nawaz. | | Issuer | | For | | With |
| | | | | | | | To approve the Digi International Inc. 2000 omnibus stock plan, as amended and restated as of November 27, 2006 | | Issuer | | For | | With |
| | | | | | | | To approve the Digi International Inc. employee stock purchase plan, as amended and restated as of November 27, 2006. | | Issuer | | For | | With |
| | | | | | | | Ratification of the appointment of PriceWaterHouseCoopers LLP as independent registered Public Account firm of the company for the 2007 fiscal year. | | Issuer | | For | | With |
| Financial Federal Corp. | | FIF | | 317492106 | | 12/6/2006 | | Directors recommend: av ote for election of th following nominees; 1-Lawrence B. Fisher, 2-Michael C. Palitz, 3-Paul R. Sinsheimer, 4-Leopole Swergold, 5-H.E. Timanus, Jr.,6-Michael J. Zimmerman | | Issuer | | For | | With |
| | | | | | | | Ratifying the appointment of KPMG LLP as the corporation’s independent rgistered public accounting firm for the fiscal year ending July 31, 2007 | | Issuer | | For | | With |
| | | | | | | | Approve the amended and restated 2001 management incentive plan. | | Issuer | | For | | With |
| | | | | | | | Approve the 2006 stock incentive plan. | | Issuer | | For | | With |
| Franklin Electric Co. | | FELE | | 353514102 | | 2/27/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-R. Scott Trumbull, 2-Thomas L. Young | | Issuer | | For | | With |
| | | | | | | | For approval of an amendment to the company’s restated articles of incorporation to increase the number of shares of authorized common stock. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the 2007 fiscal year. | | Issuer | | For | | With |
| Iconix Brand Group | | ICON | | 451055107 | | 8/17/2006 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Neil Cole, 2-Barry Emmanuel, 3-Steven Mendelow, 4-Michael Caruso, 5-Michael Groveman, 6-DrewCohen | | Issuer | | For | | With |
| | | | | | | | To approve the company’s 2006 equity incentive plan, as more fully described in the accompanying proxy statement. | | Issuer | | For | | With |
| | | | | | | | Ratification of the appointment of BDO Seidman, LLP as the company’s indeendent registered public accountants for the fiscal year ending December 31, 2006. | | Issuer | | For | | With |
| | | | | | | | In their descretion, the proxies are authorized to vote upon such other business as may properly come before the meeting. | | Issuer | | For | | With |
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| Integra LifeSciences | | IART | | 457985208 | | 5/17/2007 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1A-Thomas J. Baltimore, Jr., 1B-Keith Bradley, 1C-Richard E. Caruso, 1D-Stuart M. Essig, 1E-Neal Moszkowski,1F-Christian S. Schade, 1G-James M. Sullivan, 1H-Anne M. Vanlent | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the appointment of PriceWaterHouseCoopers LLP as the company’s independent registered public accounting firm for the current fiscal year. | | Issuer | | For | | With |
| Kensey Nash Corp. | | KNSY | | 490057106 | | 12/6/2006 | | Directors recommend: a vote for election of the following nominees; 1-Joseph W. Kaufmann, 2-Harold N. Chefitz, 3-Steven J. Lee | | Issuer | | For | | With |
| | | | | | | | Proposal to approve the fithe amended and restated Kensey Nash Corporation employee incentive compensation plan. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the apointment of DeLoitte & Touche LLP as the independent auditors of the company’s financial statements. | | Issuer | | For | | With |
| Knight Transportation Inc. | | KNX | | 499064103 | | 5/24/2007 | | Directors recommend a vote for election of the following nominees; 1-Kevin P. Knight, 2-Randy Knight, 3- Michael Garnreiter | | Issuer | | For | | With |
| | | | | | | | Proposal to approve Knight Transportation, Inc. second amended and restated articles of incorporation. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify Deloitte & Touche LLP as the company’s independent public accounting firm for the fiscal 2007. | | Issuer | | For | | With |
| Lojack Corporation | | LOJN | | 539451104 | | | | Directors recommend a vote for election of the following nominees; 1-Rory J. Cowan, 2-John H. MacKinnon, 3-Robert J. Murray, 4-Robert L. Rewey, 5-Richard T. Riley, 6- Harvey Rosenthal, | | Issuer | | For | | With |
| | | | | | | | 7-Maria Renna Sharpe, 8-Ronald V. Waters, III | | Issuer | | For | | With |
| | | | | | | | Ratify the appointment of DeLoitte & Touche LLP as the independent registered public accounting firm for 2007. | | Issuer | | For | | With |
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| Mentor Corporation | | MNT | | 587188103 | | 9/13/2006 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Joseph E. Whitters, 2-Michael L. Emmons, 3- Walter W. Faster, 4-Joshua H. Levine, 5-Michael Nakonechny, 6-Ronald J. Rosse, 7-Jeffrey W. Ubben | | Issuer | | For | | With |
| | | | | | | | To approve a decrease in the authorized number of members of the Board of Directors from nine to seven. | | Issuer | | For | | With |
| | | | | | | | To approve an amendment to the 2005 long-term incentive plan to increase the aggregate number of shares of the company’s common stock available for aware grants by 1,600,000 shares. | | Issuer | | For | | With |
| | | | | | | | To ratify the appointment of Ernst & Young LLP as the independent auditors of the company for the fiscal year ending March 31, 2007. | | Issuer | | For | | With |
| Plantronics Inc. | | PLT | | 727493108 | | 7/26/2006 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Marv Tseu, 2-Ken Kannappan, 3-Gregg Hammann, 4-Marshall Mohn, 5-Trude Taylor, 6-Rober Wery, 7-John Hart. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify and approve an increase of 1.9 million shares in the common stock isuable under the 2003 stock plan and to be used solely for stock option grant awards. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify and approve an increase of 200,000 shares in the common stock issuable under the 2002 employee stock purchase plan. | | Issuer | | For | | With |
| | | | | | | | Proposal to approve the performance bonus plan. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the appointment of PriceWaterHouseCoopers LLP as the independent registered public accounting firm of the company for fiscal 2007. | | Issuer | | For | | With |
| Pool Corporation | | POOL | | 73278L1698 | | | | Directors recommend a vote for election of the following nominees; 1-Wilson B. Sexton, 2-Andrew W. Code, 3-James J. Gaffney, 4-George T. Haymaker, Jr., 5-M.J. Perez de la Mesa, | | Issuer | | For | | With |
| | | | | | | | 6-Robert C. Sledd, 7- Harlan F. Seymour, 8-John E. Stokely | | Issuer | | For | | With |
| | | | | | | | Approval of the company’s 2007 long-term incentive plan. | | Issuer | | For | | With |
| | | | | | | | Ratification of the retention of Ernst & Young LLP as the company’s independent auditors. | | Issuer | | For | | With |
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| PrivateBancorp Inc. | | PVTB | | 742962103 | | | | Directors recommend a vote for election of the following nominees; 1-Robert F. Coleman, 2-James M. Guyette, 3-Philip M. Kayman, 4-William J. Podl, 5-William R. Rybak | | Issuer | | For | | With |
| Psychemedics Corp. | | PMD | | 744375205 | | 5/10/2007 | | Directors recommend: a vote for election of the following nominees; 1-Raymond C. Kubacki, Jr., 2-Harry F. Connick, 3-Walter S. Tomensen, Jr., 4-Fred J. Weinert | | Issuer | | For | | With |
| Quality Systems Inc. | | QSII | | 747582104 | | 9/20/2006 | | Directors recommend: a vote for election of the following nominees: | | | | | | |
| | | | | | | | 1-Patrick Cline, 2-Ibrahim Fawzy, 3-Edwin Hoffman, 4-Ahmed Hussein, 5-Vincent J. Love, 6-Rusell Pflueger, 7-Steven T. Plochocki, 8-Sheldon Razin, 9-Louis Silverman | | Issuer | | For | | With |
| | | | | | | | Ratification of Grant Thornton LLP as QSI’s independent public accountants. | | Issuer | | For | | With |
| | | | | | | | Set the number of Directors at nine (9). | | Issuer | | For | | With |
| Raven Industries | | RAVN | | 754212108 | | 5/22/2007 | | Directors recommend: a vote for election of the following nominees; 1-Anthony W. Bour, 2-David a. Christensen, 3-Thomas S. Everist, 4-Mark E. Griffin, 5-Conrad J. Hoigaard, 6-Kevin T. Kirby, | | Issuer | | For | | With |
| | | | | | | | 7-Cynthia H. Milligan, 8-Ronald M. Moquist | | Issuer | | For | | With |
| Rimage Corporation | | RIMG | | 766721104 | | 5/15/2007 | | Directors recommend: a vote for election of the following nominees; 1-Bernard P. aldrich, 2-Lawrence M. Benveniste, 3-Philip D. Hotchkiss, 4-Thomas F. Madison, 5-Steven M. Quist | | Issuer | | For | | With |
| | | | | | | | 6-James L. Reissner, 7-David J. Suden | | Issuer | | For | | With |
| | | | | | | | A proposal to approve the adoption of the Rimage Corporation stock incentive plan. | | Issuer | | For | | With |
| | | | | | | | A proposal to ratify and approve the appointment of KPMG LLP as independent auditors for the company for the fiscal year ending December 31, 2007 | | Issuer | | For | | With |
| Ritchie Bros. Auctioneers Inc. | | RBA | | 767744105 | | 4/13/2007 | | Directors recommend: a vote for election of the following nominees; 1- charles Edward Croft, 2- Peter James Blake, 3-Clifford Russell Cmolik, 4-Eric patel, 5-Beverley Anne Briscoe | | Issuer | | For | | With |
| | | | | | | | 6-Robert Waugh Murdoch, 7- E. Baltazar Pitoniak | | Issuer | | For | | With |
| | | | | | | | Appointment of KPMG LLP as auditors of the company for the ensuing year and authorizing the directors to fix their remuneration. | | Issuer | | For | | With |
| | | | | | | | | | | | | | |
| | | | | | | | Approval of the amended and restated stock option plan of the compan, and the roposed amendments contained therein as substantially described in theinformation circular of the company | | | | | | |
| | | | | | | | dated March 14, 2007, the full text of which resolution is set out in schedule “A” in such information circular. | | Issuer | | For | | With |
| | | | | | | | Approval of the adoption of a shareholder rifhts plan in accordance with a shareholder rights plan agreement dated as of February 22, 2007 between the company and Computershare Investor Services, Inc. | | Issuer | | For | | With |
| | | | | | | | the full text of which resolution is set out in schedule “B” in the information circular of the company dated March 14, 2007. | | Issuer | | For | | With |
| Rollins Inc. | | ROL | | 775711104 | | 4/24/2007 | | Directors recommend: a vote for election of the following nominees; Wilton Looney, 2-Bill Dismuke, 3-Thomas Lawley, M.D. | | Issuer | | For | | With |
| Select Comfort Corp. | | SCSS | | 81616X103 | | 5/15/2007 | | Directors recommend: a vote for election of the following nominees; 1-Thomas J. Albani, 2-David T. Kollat, 3-William R. McLaughlin | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the appointment of KPMG LLP certified public acountants, as independent auditors for the fiscal year ending December 29, 2007. | | Issuer | | For | | With |
| Simpson Manufacturing Co. | | SSD | | 829073105 | | 4/16/2007 | | Directors recommend: a vote for election of the following nominees; 1-Peter N. Louras, Jr. | | Issuer | | For | | With |
| | | | | | | | Ratification of the selection of PriceWaterHouseCoopers LLP as independent registered public accounting firm. | | Issuer | | For | | With |
| St. Mary land & Explor. Co. | | SM | | 792228108 | | 5/15/2007 | | Directors recommend: a vote for election of the following nominees; 1-Barbara M. Baumann, 2- Anthony J. Best, 3-Larry W. Bickle, 4-William J. Gardiner, 5-Mark A. Hellerstein | | Issuer | | For | | With |
| | | | | | | | 6-Julio M. Quintana, 7-John M. Seidl, 8- William D. Sullivan | | Issuer | | For | | With |
| | | | | | | | The proposal to ratify the appointment by the audit committee of Deloitte & Touche, LLP as the company’s independent registered public accounting firm. | | Issuer | | For | | With |
| | | | | | | | | | | | | | |
| Surmodics, Inc. | | SRDX | | 868873100 | | 1/29/2007 | | Directors recommend: a vote of the following nominees; 1-John W. Benson, 2-Gerald B. Fischer, 3-Kendrick B. Melrose. | | Issuer | | For | | With |
| Trimble Navigation Ltd. | | TMB | | 896239100 | | 5/17/2007 | | Directors recommend: a vote for election of the following nominees; 1- Steven W. Berglund, 2-Robert S. Cooper, 3-John B. Goodrich, 4-Wililam Hart, 5-Ulf J. Johansson, | | Issuer | | For | | With |
| | | | | | | | 6-Bradford W. Parkinson, 7-Nickolas W. Vande Steeg | | Issuer | | For | | With |
| | | | | | | | To ratify the appointment of Ernst & Young LLP as the independent auditors of the company for the current fiscal year ending December 28, 2007. | | Issuer | | For | | With |
| TSX Group Inc. | | TSXPF | | 873028104 | | 4/25/2007 | | Directors recommend: a vote for election of the following nominees; 1- Tullio Cedraschi, 2-Wane C. Fox, 3-Jhon A. Hagg, 4-J. Spencer Lanthier, 5-Owen McCreery, 6-John P. Mulvihill | | Issuer | | For | | With |
| | | | | | | | 7-Kathleen M. O’Neill, 8-Raymond Chan, 9-Raymond Garneau, 10-Harry A. Jaako, 11-Jean Martel, 12-Douglas McGregor, 13-Richard Nesbitt, 14-Gerri B. Sinclair | | Issuer | | For | | With |
| | | | | | | | Appointment of KPMG LLP as our auditor at a remuneration to be fixed by the directors. | | Issuer | | For | | With |
| | | | | | | | Approval of the amendments to our share option plan as described inour management ifnormation circular for the meeting. | | | | | | |
| World Acceptance Corp. | | WRLD | | 981419104 | | 8/2/2006 | | Directors recommend: a vote for election of the following nominees: | | Issuer | | For | | With |
| | | | | | | | 1-Charles D. Walters, 2-A. Alexander McLean, III, 3-James R. Gilreath, 4-William S. Hummers, III, 5- Charles D. Way, 6-Ken R. Bramlett, Jr. | | Issuer | | For | | With |
| | | | | | | | Proposal to ratify the selection of KPMG LLP as the company’s independent public accountants. | | Issuer | | For | | With |
FORWARD EMERALD OPPORTUNITIES FUND
Investment Company Report
STANDARD MICROSYSTEMS CORPORATION
| | | | | | |
| | | |
| Security | | 853626109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMSC | | Meeting Date | | 11-Jul-2006 |
| | | |
| ISIN | | | | Agenda | | 932554656 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANDREW M. CAGGIA | | | | Withheld | | Against |
| | 2 JAMES A. DONAHUE | | | | Withheld | | Against |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
03 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1300 | | 0 | | 30-Jun-2006 | | 30-Jun-2006 |
| | |
Page 1 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
WESTSIDE ENERGY CORPORATION
| | | | | | |
| | | |
| Security | | 96149R100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WHT | | Meeting Date | | 01-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932558919 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CRAIG S. GLICK | | | | For | | For |
| | 2 DOUGLAS G. MANNER | | | | For | | For |
| | 3 JOHN T. RAYMOND | | | | For | | For |
| | 4 KEITH D. SPICKELMIER | | | | For | | For |
| | 5 H.C. WILLIAMSON, III | | | | For | | For |
| | 6 JIMMY D. WRIGHT | | | | For | | For |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 10000 | | 0 | | 30-Jun-2006 | | 30-Jun-2006 |
| | |
Page 2 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ICONIX BRAND GROUP, INC.
| | | | | | |
| | | |
| Security | | 451055107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ICON | | Meeting Date | | 17-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932569342 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NEIL COLE | | | | For | | For |
| | 2 BARRY EMMANUEL | | | | For | | For |
| | 3 STEVEN MENDELOW | | | | For | | For |
| | 4 MICHAEL CARUSO | | | | For | | For |
| | 5 MICHAEL GROVEMAN | | | | For | | For |
| | 6 DREW COHEN | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 01-Aug-2006 | | 01-Aug-2006 |
| | |
Page 3 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ANSOFT CORPORATION
| | | | | | |
| | | |
| Security | | 036384105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANST | | Meeting Date | | 06-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932571121 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NICHOLAS CSENDES | | | | For | | For |
| | 2 ZOLTAN J. CENDES, PH.D. | | | | For | | For |
| | 3 PAUL J. QUAST | | | | For | | For |
| | 4 PETER ROBBINS | | | | For | | For |
| | 5 JOHN N. WHELIHAN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 07-Aug-2006 | | 07-Aug-2006 |
| | |
Page 4 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
OPNET TECHNOLOGIES, INC.
| | | | | | |
| | | |
| Security | | 683757108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OPNT | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932575573 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARC A. COHEN | | | | Withheld | | Against |
| | 2 WILLIAM F. STASIOR | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4000 | | 0 | | 22-Aug-2006 | | 22-Aug-2006 |
| | |
Page 5 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MRO SOFTWARE, INC.
| | | | | | |
| | | |
| Security | | 55347W105 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | MROI | | Meeting Date | | 18-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932579937 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 3000 | | 0 | | 08-Sep-2006 | | 08-Sep-2006 |
| | |
Page 6 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
FINISAR CORPORATION
| | | | | | |
| | | |
| Security | | 31787A101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FNSR | | Meeting Date | | 28-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932578656 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROGER C. FERGUSON | | | | Withheld | | Against |
| | 2 LARRY D. MITCHELL | | | | Withheld | | Against |
| | | | |
02 | | Approve Reverse Stock Split | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 15000 | | 0 | | 08-Sep-2006 | | 08-Sep-2006 |
| | |
Page 7 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNET SECURITY SYSTEMS, INC.
| | | | | | |
| | | |
| Security | | 46060X107 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | ISSX | | Meeting Date | | 16-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932586538 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4000 | | 0 | | 26-Sep-2006 | | 26-Sep-2006 |
| | |
Page 8 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
C-COR INCORPORATED
| | | | | | |
| | | |
| Security | | 125010108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CCBL | | Meeting Date | | 17-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932585574 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RODNEY M. ROYSE | | | | Withheld | | Against |
| | 2 STEVEN B. FINK | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 14000 | | 0 | | 29-Sep-2006 | | 29-Sep-2006 |
| | |
Page 9 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
DUKE ENERGY CORPORATION
| | | | | | |
| | | |
| Security | | 26441C105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DUK | | Meeting Date | | 24-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932585233 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROGER AGNELLI | | | | For | | For |
| | 2 PAUL M. ANDERSON | | | | For | | For |
| | 3 WILLIAM BARNET, III | | | | For | | For |
| | 4 G. ALEX BERNHARDT, SR. | | | | For | | For |
| | 5 MICHAEL G. BROWNING | | | | For | | For |
| | 6 PHILLIP R. COX | | | | For | | For |
| | 7 WILLIAM T. ESREY | | | | For | | For |
| | 8 ANN MAYNARD GRAY | | | | For | | For |
| | 9 JAMES H. HANCE, JR. | | | | For | | For |
| | 10 DENNIS R. HENDRIX | | | | For | | For |
| | 11 MICHAEL E.J. PHELPS | | | | For | | For |
| | 12 JAMES T. RHODES | | | | For | | For |
| | 13 JAMES E. ROGERS | | | | For | | For |
| | 14 MARY L. SCHAPIRO | | | | For | | For |
| | 15 DUDLEY S. TAFT | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 03-Oct-2006 | | 03-Oct-2006 |
| | |
Page 10 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CROCS, INC.
| | | | | | |
| | | |
| Security | | 227046109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CROX | | Meeting Date | | 30-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932592050 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RONALD L. FRASCH | | | | Withheld | | Against |
| | 2 MARIE HOLMAN-RAO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 15600 | | 0 | | 16-Oct-2006 | | 16-Oct-2006 |
| | |
Page 11 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
24/7 REAL MEDIA, INC.
| | | | | | |
| | | |
| Security | | 901314203 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TFSM | | Meeting Date | | 31-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932588619 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MR. ROBERT PERKINS | | | | Withheld | | Against |
| | 2 MR. BRIAN SILVA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 7000 | | 0 | | 03-Oct-2006 | | 03-Oct-2006 |
| | |
Page 12 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
COACH, INC.
| | | | | | |
| | | |
| Security | | 189754104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | COH | | Meeting Date | | 02-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932588962 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEW FRANKFORT | | | | For | | For |
| | 2 SUSAN KROPF | | | | For | | For |
| | 3 GARY LOVEMAN | | | | For | | For |
| | 4 IVAN MENEZES | | | | For | | For |
| | 5 IRENE MILLER | | | | For | | For |
| | 6 KEITH MONDA | | | | For | | For |
| | 7 MICHAEL MURPHY | | | | For | | For |
| | 8 JIDE ZEITLIN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 3000 | | 0 | | 16-Oct-2006 | | 16-Oct-2006 |
| | |
Page 13 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
KFX INC.
| | | | | | |
| | | |
| Security | | 48245L107 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | | | Meeting Date | | 09-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594648 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Company Name Change | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 2400 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 14 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
RESPIRONICS, INC.
| | | | | | |
| | | |
| Security | | 761230101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RESP | | Meeting Date | | 14-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594864 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOSEPH C. LAWYER | | | | Withheld | | Against |
| | 2 SEAN C. MCDONALD | | | | Withheld | | Against |
| | 3 MYLLE H. MANGUM | | | | Withheld | | Against |
| | 4 JOHN C. MILES II | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | ADOPT STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 1000 | | 0 | | 26-Oct-2006 | | 26-Oct-2006 |
| | |
Page 15 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MICRUS ENDOVASCULAR CORPORATION
| | | | | | |
| | | |
| Security | | 59518V102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MEND | | Meeting Date | | 14-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594989 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL L. EAGLE | | | | Withheld | | Against |
| | 2 FRED HOLUBOW | | | | Withheld | | Against |
| | 3 GREGORY H. WOLF | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 4000 | | 0 | | 20-Oct-2006 | | 20-Oct-2006 |
| | |
Page 16 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THE CLOROX COMPANY
| | | | | | |
| | | |
| Security | | 189054109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CLX | | Meeting Date | | 15-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932591262 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | |
1A | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1I | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1J | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 1000 | | 0 | | 24-Oct-2006 | | 24-Oct-2006 |
| | |
Page 17 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
HYPERION SOLUTIONS CORPORATION
| | | | | | |
| | | |
| Security | | 44914M104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HYSL | | Meeting Date | | 15-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932595284 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NANCI CALDWELL | | | | Withheld | | Against |
| | 2 JEFFREY RODEK | | | | Withheld | | Against |
| | 3 MAYNARD WEBB | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 3500 | | 0 | | 23-Oct-2006 | | 23-Oct-2006 |
| | |
Page 18 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
RADIOLOGIX, INC.
| | | | | | |
| | | |
| Security | | 75040K109 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | RGX | | Meeting Date | | 15-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932596971 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 5000 | | 0 | | 30-Oct-2006 | | 30-Oct-2006 |
| | |
Page 19 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MYRIAD GENETICS, INC.
| | | | | | |
| | | |
| Security | | 62855J104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MYGN | | Meeting Date | | 16-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594802 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT S. ATTIYEH | | | | Withheld | | Against |
| | 2 JOHN T. HENDERSON, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | Against | | Against |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | Against | | Against |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| 6169692 | | 010 | | 2000 | | 0 | | 07-Nov-2006 | | 07-Nov-2006 |
| | |
Page 20 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
JLG INDUSTRIES, INC.
| | | | | | |
| | | |
| Security | | 466210101 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | JLG | | Meeting Date | | 04-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932604122 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2500 | | 0 | | 16-Nov-2006 | | 16-Nov-2006 |
| | |
Page 21 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THERMOGENESIS CORP.
| | | | | | |
| | | |
| Security | | 883623209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KOOL | | Meeting Date | | 11-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932600744 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PHILIP H. COELHO | | | | For | | For |
| | 2 GEORGE J. BARRY | | | | For | | For |
| | 3 HUBERT E. HUCKEL, M.D. | | | | For | | For |
| | 4 PATRICK MCENANY | | | | For | | For |
| | 5 WOODROW A. MYERS, M.D. | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 8000 | | 0 | | 14-Nov-2006 | | 14-Nov-2006 |
| | |
Page 22 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
SIRNA THERAPEUTICS, INC.
| | | | | | |
| | | |
| Security | | 829669100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RNAI | | Meeting Date | | 28-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932611901 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 6000 | | 0 | | 18-Dec-2006 | | 18-Dec-2006 |
| | |
Page 23 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
RITA MEDICAL SYSTEMS, INC.
| | | | | | |
| | | |
| Security | | 76774E103 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | RITA | | Meeting Date | | 29-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932619464 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 106 | | 0 | | 09-Jan-2007 | | 09-Jan-2007 |
| | |
Page 24 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BEAZER HOMES USA, INC.
| | | | | | |
| | | |
| Security | | 07556Q105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BZH | | Meeting Date | | 05-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932619642 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2800 | | 0 | | 09-Jan-2007 | | 09-Jan-2007 |
| | |
Page 25 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
HOLOGIC, INC.
| | | | | | |
| | | |
| Security | | 436440101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HOLX | | Meeting Date | | 06-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932626887 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN W. CUMMING | | | | For | | For |
| | 2 LAURIE L. FAJARDO | | | | For | | For |
| | 3 IRWIN JACOBS | | | | For | | For |
| | 4 DAVID R. LAVANCE, JR. | | | | For | | For |
| | 5 NANCY L. LEAMING | | | | For | | For |
| | 6 ARTHUR G. LERNER | | | | For | | For |
| | 7 LAWRENCE M. LEVY | | | | For | | For |
| | 8 GLENN P. MUIR | | | | For | | For |
| | 9 JAY A. STEIN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2500 | | 0 | | 05-Feb-2007 | | 05-Feb-2007 |
| | |
Page 26 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
HEWLETT-PACKARD COMPANY
| | | | | | |
| | | |
| Security | | 428236103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HPQ | | Meeting Date | | 14-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932626394 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | |
04 | | S/H Proposal - Separate Chairman/CEO | | Shareholder | | For | | Against |
| | | | |
05 | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | Shareholder | | For | | Against |
| | | | |
06 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 3800 | | 0 | | 05-Feb-2007 | | 05-Feb-2007 |
| | |
Page 27 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
TOLL BROTHERS, INC.
| | | | | | |
| | | |
| Security | | 889478103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TOL | | Meeting Date | | 14-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932628968 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ZVI BARZILAY | | | | Withheld | | Against |
| | 2 EDWARD G. BOEHNE | | | | Withheld | | Against |
| | 3 RICHARD J. BRAEMER | | | | Withheld | | Against |
| | 4 CARL B. MARBACH | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 16-Feb-2007 | | 16-Feb-2007 |
| | |
Page 28 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
SHUFFLE MASTER, INC.
| | | | | | |
| | | |
| Security | | 825549108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SHFL | | Meeting Date | | 14-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932630278 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARK L. YOSELOFF | | | | Withheld | | Against |
| | 2 GARRY W. SAUNDERS | | | | Withheld | | Against |
| | 3 LOUIS CASTLE | | | | Withheld | | Against |
| | 4 TODD JORDAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 45 | | 0 | | 16-Feb-2007 | | 16-Feb-2007 |
| | |
Page 29 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
| | | |
| Security | | 38141G104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GS | | Meeting Date | | 11-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932632917 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1I | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1J | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1K | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1L | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
1M | | Miscellaneous Corporate Governance | | Management | | For | | |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | |
| | | | |
03 | | S/H Proposal - Establish Nominating Committee | | Shareholder | | Against | | |
| | | | |
04 | | S/H Proposal - Proxy Process/Statement | | Shareholder | | Against | | |
| | | | |
05 | | S/H Proposal - Proxy Process/Statement | | Shareholder | | Against | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 500 | | 0 | | | | 30-Mar-2007 |
| | |
Page 30 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
TIBCO SOFTWARE INC.
| | | | | | |
| | | |
| Security | | 88632Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TIBX | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932641586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 VIVEK Y. RANADIVE | | | | For | | For |
| | 2 BERNARD J. BOURIGEAUD | | | | For | | For |
| | 3 ERIC C.W. DUNN | | | | For | | For |
| | 4 NARENDRA K. GUPTA | | | | For | | For |
| | 5 PETER J. JOB | | | | For | | For |
| | 6 PHILIP K. WOOD | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 8000 | | 0 | | 23-Mar-2007 | | 23-Mar-2007 |
| | |
Page 31 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNATIONAL BUSINESS MACHINES CORP
| | | | | | |
| | | |
| Security | | 459200101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IBM | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932642944 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 C. BLACK | | | | For | | For |
| | 2 K.I. CHENAULT | | | | For | | For |
| | 3 J. DORMANN | | | | For | | For |
| | 4 M.L. ESKEW | | | | For | | For |
| | 5 S.A. JACKSON | | | | For | | For |
| | 6 M. MAKIHARA | | | | For | | For |
| | 7 L.A. NOTO | | | | For | | For |
| | 8 J.W. OWENS | | | | For | | For |
| | 9 S.J. PALMISANO | | | | For | | For |
| | 10 J.E. SPERO | | | | For | | For |
| | 11 S. TAUREL | | | | For | | For |
| | 12 L.H. ZAMBRANO | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Eliminate Supermajority Requirement To Act By Written Consent | | Management | | For | | For |
| | | | |
04 | | Eliminate Supermajority Requirement To Act By Written Consent | | Management | | For | | For |
| | | | |
05 | | Eliminate Supermajority Requirement To Act By Written Consent | | Management | | For | | For |
| | | | |
06 | | Eliminate Supermajority Requirement To Act By Written Consent | | Management | | For | | For |
| | | | |
07 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For |
| | | | |
08 | | S/H Proposal - Corporate Governance | | Shareholder | | Against | | For |
| | | | |
09 | | S/H Proposal - Executive Compensation | | Shareholder | | Against | | For |
| | | | |
10 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | |
11 | | S/H Proposal - Corporate Governance | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 200 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 32 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
HARSCO CORPORATION
| | | | | | |
| | | |
| Security | | 415864107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HSC | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932650369 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 G.D.H. BUTLER | | | | For | | For |
| | 2 K.G. EDDY | | | | For | | For |
| | 3 S.D. FAZZOLARI | | | | For | | For |
| | 4 D.C. HATHAWAY | | | | For | | For |
| | 5 J.J. JASINOWSKI | | | | For | | For |
| | 6 D.H. PIERCE | | | | For | | For |
| | 7 C.F. SCANLAN | | | | For | | For |
| | 8 J.I. SCHEINER | | | | For | | For |
| | 9 A.J. SORDONI, III | | | | For | | For |
| | 10 J.P. VIVIANO | | | | For | | For |
| | 11 R.C. WILBURN | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1600 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 33 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
GENERAL ELECTRIC COMPANY
| | | | | | |
| | | |
| Security | | 369604103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GE | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932635862 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
A | | Election Of Directors | | Management | | | | |
| | 1 JAMES I. CASH, JR. | | | | For | | For |
| | 2 SIR WILLIAM M. CASTELL | | | | For | | For |
| | 3 ANN M. FUDGE | | | | For | | For |
| | 4 CLAUDIO X. GONZALEZ | | | | For | | For |
| | 5 SUSAN HOCKFIELD | | | | For | | For |
| | 6 JEFFREY R. IMMELT | | | | For | | For |
| | 7 ANDREA JUNG | | | | For | | For |
| | 8 ALAN G.(A.G.) LAFLEY | | | | For | | For |
| | 9 ROBERT W. LANE | | | | For | | For |
| | 10 RALPH S. LARSEN | | | | For | | For |
| | 11 ROCHELLE B. LAZARUS | | | | For | | For |
| | 12 SAM NUNN | | | | For | | For |
| | 13 ROGER S. PENSKE | | | | For | | For |
| | 14 ROBERT J. SWIERINGA | | | | For | | For |
| | 15 DOUGLAS A. WARNER III | | | | For | | For |
| | 16 ROBERT C. WRIGHT | | | | For | | For |
| | | | |
B | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
C | | Approve Charter Amendment | | Management | | For | | For |
| | | | |
D | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
E | | Amend Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
01 | | S/H Proposal - Adopt Cumulative Voting | | Shareholder | | Against | | For |
| | | | |
02 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | |
03 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | |
04 | | S/H PROPOSAL - ESTABLISH Independent Chairman | | Shareholder | | For | | Against |
| | | | |
05 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | |
06 | | S/H Proposal - Establish Nominating Committee | | Shareholder | | Against | | For |
| | | | |
07 | | S/H Proposal - Environmental | | Shareholder | | For | | Against |
| | | | |
08 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | |
09 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4300 | | 0 | | 02-Apr-2007 | | 02-Apr-2007 |
| | |
Page 34 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
NUTRISYSTEM, INC.
| | | | | | |
| | | |
| Security | | 67069D108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NTRI | | Meeting Date | | 01-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932655585 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 IAN J. BERG | | | | For | | For |
| | 2 ROBERT F. BERNSTOCK | | | | For | | For |
| | 3 MICHAEL A. DIPIANO | | | | For | | For |
| | 4 MICHAEL J. HAGAN | | | | For | | For |
| | 5 WARREN V. MUSSER | | | | For | | For |
| | 6 BRIAN P. TIERNEY | | | | For | | For |
| | 7 STEPHEN T. ZARRILLI | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 35 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 35 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
LIBERTY MEDIA CORPORATION
| | | | | | |
| | | |
| Security | | 53071M104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LINTA | | Meeting Date | | 01-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932673569 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
02 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT R. BENNETT | | | | Withheld | | Against |
| | 2 PAUL A. GOULD | | | | Withheld | | Against |
| | 3 JOHN C. MALONE | | | | Withheld | | Against |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1400 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 36 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
LADISH CO., INC.
| | | | | | |
| | | |
| Security | | 505754200 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LDSH | | Meeting Date | | 02-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932667326 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAWRENCE W. BIANCHI | | | | For | | For |
| | 2 JAMES C. HILL | | | | For | | For |
| | 3 LEON A. KRANZ | | | | For | | For |
| | 4 J. ROBERT PEART | | | | For | | For |
| | 5 JOHN W. SPLUDE | | | | For | | For |
| | 6 KERRY L. WOODY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1200 | | 0 | | 12-Apr-2007 | | 12-Apr-2007 |
| | |
Page 37 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
SEARS HOLDINGS CORPORATION
| | | | | | |
| | | |
| Security | | 812350106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SHLD | | Meeting Date | | 04-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932672757 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM C. CROWLEY | | | | For | | For |
| | 2 EDWARD S. LAMPERT | | | | For | | For |
| | 3 AYLWIN B. LEWIS | | | | For | | For |
| | 4 STEVEN T. MNUCHIN | | | | For | | For |
| | 5 RICHARD C. PERRY | | | | For | | For |
| | 6 ANN N. REESE | | | | For | | For |
| | 7 EMILY SCOTT | | | | For | | For |
| | 8 THOMAS J. TISCH | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 600 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 38 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MARVEL ENTERTAINMENT, INC.
| | | | | | |
| | | |
| Security | | 57383T103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MVL | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932664356 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MORTON E. HANDEL | | | | Withheld | | Against |
| | 2 ISAAC PERLMUTTER | | | | Withheld | | Against |
| | 3 F. PETER CUNEO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 45 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 39 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
DREAMWORKS ANIMATION SKG, INC.
| | | | | | |
| | | |
| Security | | 26153C103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DWA | | Meeting Date | | 09-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932667643 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JEFFREY KATZENBERG | | | | For | | For |
| | 2 LEWIS COLEMAN | | | | For | | For |
| | 3 ROGER A. ENRICO | | | | For | | For |
| | 4 DAVID GEFFEN | | | | For | | For |
| | 5 JUDSON C. GREEN | | | | For | | For |
| | 6 MELLODY HOBSON | | | | For | | For |
| | 7 MICHAEL MONTGOMERY | | | | For | | For |
| | 8 NATHAN MYHRVOLD | | | | For | | For |
| | 9 HOWARD SCHULTZ | | | | For | | For |
| | 10 MARGARET C. WHITMAN | | | | For | | For |
| | 11 KARL M. VON DER HEYDEN | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2100 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 40 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
TRANSOCEAN INC.
| | | | | | |
| | | |
| Security | | G90078109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RIG | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932654064 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | |
1A | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 41 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
DUKE ENERGY CORPORATION
| | | | | | |
| | | |
| Security | | 26441C105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DUK | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932669988 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM BARNET, III | | | | For | | For |
| | 2 G. ALEX BERNHARDT, SR. | | | | For | | For |
| | 3 MICHAEL G. BROWNING | | | | For | | For |
| | 4 PHILLIP R. COX | | | | For | | For |
| | 5 ANN MAYNARD GRAY | | | | For | | For |
| | 6 JAMES H. HANCE, JR. | | | | For | | For |
| | 7 JAMES T. RHODES | | | | For | | For |
| | 8 JAMES E. ROGERS | | | | For | | For |
| | 9 MARY L. SCHAPIRO | | | | For | | For |
| | 10 DUDLEY S. TAFT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 42 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
VIASYS HEALTHCARE INC.
| | | | | | |
| | | |
| Security | | 92553Q209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VAS | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932675020 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RANDY H. THURMAN | | | | For | | For |
| | 2 RONALD A. AHRENS | | | | For | | For |
| | 3 SANDER A. FLAUM | | | | For | | For |
| | 4 KIRK E. GORMAN | | | | For | | For |
| | 5 THOMAS W. HOFMANN | | | | For | | For |
| | 6 FRED B. PARKS, PH.D. | | | | For | | For |
| | 7 REBECCA W. RIMEL | | | | For | | For |
| | 8 ELLIOT J. SUSSMAN, M.D. | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1500 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 43 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
APPLE INC.
| | | | | | |
| | | |
| Security | | 037833100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AAPL | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685071 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM V. CAMPBELL | | | | For | | For |
| | 2 MILLARD S. DREXLER | | | | For | | For |
| | 3 ALBERT A. GORE, JR. | | | | For | | For |
| | 4 STEVEN P. JOBS | | | | For | | For |
| | 5 ARTHUR D. LEVINSON | | | | For | | For |
| | 6 ERIC E. SCHMIDT | | | | For | | For |
| | 7 JEROME B. YORK | | | | For | | For |
| | | | |
02 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Amend Stock Compensation Plan | | Management | | Against | | Against |
| | | | |
05 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
06 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | |
07 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | |
08 | | S/H Proposal - Environmental | | Shareholder | | Against | | For |
| | | | |
09 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | |
10 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | |
11 | | Miscellaneous Shareholder Proposal | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1600 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 44 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
99 CENTS ONLY STORES
| | | | | | |
| | | |
| Security | | 65440K106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NDN | | Meeting Date | | 11-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693004 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ERIC SCHIFFER | | | | For | | For |
| | 2 LAWRENCE GLASCOTT | | | | For | | For |
| | 3 DAVID GOLD | | | | For | | For |
| | 4 JEFF GOLD | | | | For | | For |
| | 5 MARVIN HOLEN | | | | For | | For |
| | 6 HOWARD GOLD | | | | For | | For |
| | 7 ERIC G. FLAMHOLTZ | | | | For | | For |
| | 8 JENNIFER HOLDEN DUNBAR | | | | For | | For |
| | 9 PETER WOO | | | | For | | For |
| | | | |
02 | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4000 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 45 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
AKAMAI TECHNOLOGIES, INC.
| | | | | | |
| | | |
| Security | | 00971T101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AKAM | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932677315 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RONALD GRAHAM | | | | Withheld | | Against |
| | 2 F. THOMSON LEIGHTON | | | | Withheld | | Against |
| | 3 PAUL SAGAN | | | | Withheld | | Against |
| | 4 NAOMI SELIGMAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 46 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
PSYCHIATRIC SOLUTIONS, INC.
| | | | | | |
| | | |
| Security | | 74439H108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PSYS | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685211 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W.F. CARPENTER III | | | | Withheld | | Against |
| | 2 MARK P. CLEIN | | | | Withheld | | Against |
| | 3 RICHARD D. GORE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 25 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 47 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BIOCRYST PHARMACEUTICALS, INC.
| | | | | | |
| | | |
| Security | | 09058V103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BCRX | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932682493 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN L. HIGGINS | | | | Withheld | | Against |
| | 2 B.C. SEIDENBERG, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1975 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 48 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
JARDEN CORPORATION
| | | | | | |
| | | |
| Security | | 471109108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | JAH | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662934 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 IAN G.H. ASHKEN | | | | Withheld | | Against |
| | 2 RICHARD L. MOLEN | | | | Withheld | | Against |
| | 3 CHARLES R. KAYE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 49 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
GRANT PRIDECO, INC.
| | | | | | |
| | | |
| Security | | 38821G101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GRP | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932665120 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DAVID J. BUTTERS | | | | For | | For |
| | 2 ELIOT M. FRIED | | | | For | | For |
| | 3 DENNIS R. HENDRIX | | | | For | | For |
| | 4 HAROLD E. LAYMAN | | | | For | | For |
| | 5 MICHAEL MCSHANE | | | | For | | For |
| | 6 ROBERT K. MOSES, JR. | | | | For | | For |
| | 7 JOSEPH E. REID | | | | For | | For |
| | 8 DAVID A. TRICE | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2100 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 50 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
INFORMATICA CORPORATION
| | | | | | |
| | | |
| Security | | 45666Q102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | INFA | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932672581 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JANICE D. CHAFFIN | | | | Withheld | | Against |
| | 2 CARL J. YANKOWSKI | | | | Withheld | | Against |
| | 3 CHARLES J. ROBEL | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 5500 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 51 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
INVERNESS MEDICAL INNOVATIONS, INC.
| | | | | | |
| | | |
| Security | | 46126P106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IMA | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932673088 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT P. KHEDERIAN* | | | | Withheld | | Against |
| | 2 DAVID SCOTT, PH.D.* | | | | Withheld | | Against |
| | 3 PETER TOWNSEND* | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 52 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ANADIGICS, INC.
| | | | | | |
| | | |
| Security | | 032515108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANAD | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932683952 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
I | | Election Of Directors | | Management | | | | |
| | 1 DAVID FELLOWS | | | | Withheld | | Against |
| | 2 RONALD ROSENZWEIG | | | | Withheld | | Against |
| | 3 LEWIS SOLOMON | | | | Withheld | | Against |
| | | | |
II | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
III | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1047 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 53 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
VISHAY INTERTECHNOLOGY, INC.
| | | | | | |
| | | |
| Security | | 928298108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VSH | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932683382 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DR. FELIX ZANDMAN | | | | Withheld | | Against |
| | 2 ZVI GRINFAS | | | | Withheld | | Against |
| | 3 DR. GERALD PAUL | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 5000 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 54 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
URBAN OUTFITTERS, INC.
| | | | | | |
| | | |
| Security | | 917047102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | URBN | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689182 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RICHARD A. HAYNE | | | | For | | For |
| | 2 SCOTT A. BELAIR | | | | For | | For |
| | 3 HARRY S. CHERKEN, JR. | | | | For | | For |
| | 4 JOEL S. LAWSON III | | | | For | | For |
| | 5 GLEN T. SENK | | | | For | | For |
| | 6 ROBERT H. STROUSE | | | | For | | For |
| | | | |
02 | | S/H Proposal - Environmental | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 55 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MEDICIS PHARMACEUTICAL CORPORATION
| | | | | | |
| | | |
| Security | | 584690309 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MRX | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695349 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JONAH SHACKNAI | | | | Withheld | | Against |
| | 2 MICHAEL A. PIETRANGELO | | | | Withheld | | Against |
| | 3 LOTTIE H. SHACKELFORD | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 20 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 56 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THE WET SEAL, INC.
| | | | | | |
| | | |
| Security | | 961840105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WTSLA | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932701293 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JONATHAN DUSKIN | | | | For | | For |
| | 2 SIDNEY M. HORN | | | | For | | For |
| | 3 HAROLD D. KAHN | | | | For | | For |
| | 4 KENNETH M. REISS | | | | For | | For |
| | 5 ALAN SIEGEL | | | | For | | For |
| | 6 JOEL N. WALLER | | | | For | | For |
| | 7 HENRY D. WINTERSTERN | | | | For | | For |
| | 8 MICHAEL ZIMMERMAN | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 13000 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 57 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
MGM MIRAGE
| | | | | | |
| | | |
| Security | | 552953101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MGM | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932703829 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT H. BALDWIN | | | | For | | For |
| | 2 WILLIE D. DAVIS | | | | For | | For |
| | 3 KENNY G. GUINN | | | | For | | For |
| | 4 ALEXANDER M. HAIG, JR. | | | | For | | For |
| | 5 ALEXIS M. HERMAN | | | | For | | For |
| | 6 ROLAND HERNANDEZ | | | | For | | For |
| | 7 GARY N. JACOBS | | | | For | | For |
| | 8 KIRK KERKORIAN | | | | For | | For |
| | 9 J. TERRENCE LANNI | | | | For | | For |
| | 10 ANTHONY MANDEKIC | | | | For | | For |
| | 11 ROSE MCKINNEY-JAMES | | | | For | | For |
| | 12 JAMES J. MURREN | | | | For | | For |
| | 13 RONALD M. POPEIL | | | | For | | For |
| | 14 JOHN T. REDMOND | | | | For | | For |
| | 15 DANIEL J. TAYLOR | | | | For | | For |
| | 16 MELVIN B. WOLZINGER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 700 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 58 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CARRIZO OIL & GAS, INC.
| | | | | | |
| | | |
| Security | | 144577103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CRZO | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932704681 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 S.P. JOHNSON IV | | | | For | | For |
| | 2 STEVEN A. WEBSTER | | | | For | | For |
| | 3 THOMAS L. CARTER, JR. | | | | For | | For |
| | 4 PAUL B. LOYD, JR. | | | | For | | For |
| | 5 F. GARDNER PARKER | | | | For | | For |
| | 6 ROGER A. RAMSEY | | | | For | | For |
| | 7 FRANK A. WOJTEK | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 3000 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 59 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
KOMAG, INCORPORATED
| | | | | | |
| | | |
| Security | | 500453204 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KOMG | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685146 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PAUL A. BRAHE | | | | Withheld | | Against |
| | 2 KENNETH R. SWIMM | | | | Withheld | | Against |
| | 3 MICHAEL LEE WORKMAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 11 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 60 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
VICAL INCORPORATED
| | | | | | |
| | | |
| Security | | 925602104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VICL | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932687392 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT H. CAMPBELL | | | | Withheld | | Against |
| | 2 GARY A. LYONS | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 6000 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 61 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ADVENTRX PHARMACEUTICALS, INC.
| | | | | | |
| | | |
| Security | | 00764X103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANX | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932697103 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARK N.K. BAGNALL | | | | For | | For |
| | 2 ALEXANDER J. DENNER | | | | For | | For |
| | 3 MICHAEL M. GOLDBERG | | | | For | | For |
| | 4 EVAN M. LEVINE | | | | For | | For |
| | 5 JACK LIEF | | | | For | | For |
| | 6 MARK J. PYKETT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 98 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 62 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
WESCO INTERNATIONAL, INC.
| | | | | | |
| | | |
| Security | | 95082P105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WCC | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932699070 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SANDRA BEACH LIN | | | | Withheld | | Against |
| | 2 ROBERT J. TARR, JR. | | | | Withheld | | Against |
| | 3 KENNETH L. WAY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1200 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 63 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
HASBRO, INC.
| | | | | | |
| | | |
| Security | | 418056107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HAS | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932691151 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BASIL L. ANDERSON | | | | For | | For |
| | 2 ALAN R. BATKIN | | | | For | | For |
| | 3 FRANK J. BIONDI, JR. | | | | For | | For |
| | 4 JOHN M. CONNORS, JR. | | | | For | | For |
| | 5 MICHAEL W.O. GARRETT | | | | For | | For |
| | 6 E. GORDON GEE | | | | For | | For |
| | 7 JACK M. GREENBERG | | | | For | | For |
| | 8 ALAN G. HASSENFELD | | | | For | | For |
| | 9 CLAUDINE B. MALONE | | | | For | | For |
| | 10 EDWARD M. PHILIP | | | | For | | For |
| | 11 PAULA STERN | | | | For | | For |
| | 12 ALFRED J. VERRECCHIA | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
04 | | S/H Proposal - Environmental | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 3500 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 64 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THESTREET.COM, INC.
| | | | | | |
| | | |
| Security | | 88368Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TSCM | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695476 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DARYL OTTE | | | | Withheld | | Against |
| | 2 WILLIAM R. GRUVER | | | | Withheld | | Against |
| | 3 JEFFREY M. CUNNINGHAM | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 110 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 65 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
AMERICAN MEDICAL SYSTEMS HOLDINGS, I
| | | | | | |
| | | |
| Security | | 02744M108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AMMD | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689079 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARTIN J. EMERSON | | | | Withheld | | Against |
| | 2 ALBERT JAY GRAF | | | | Withheld | | Against |
| | 3 ROBERT MCLELLAN, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 66 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
JONES SODA CO.
| | | | | | |
| | | |
| Security | | 48023P106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | JSDA | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693915 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PETER M. VAN STOLK | | | | For | | For |
| | 2 SCOTT BEDBURY | | | | For | | For |
| | 3 RICHARD S. EISWIRTH JR. | | | | For | | For |
| | 4 MICHAEL M. FLEMING | | | | For | | For |
| | 5 JOHN J. GALLAGHER, JR. | | | | For | | For |
| | 6 STEPHEN C. JONES | | | | For | | For |
| | 7 ALFRED W. ROSSOW, JR. | | | | For | | For |
| | | | |
02 | | Amend Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | ADOPT STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 40 | | 0 | | | | 24-May-2007 |
| | |
Page 67 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ON ASSIGNMENT, INC.
| | | | | | |
| | | |
| Security | | 682159108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ASGN | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932699169 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SEN. W.E. BROCK | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 5000 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 68 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ALNYLAM PHARMACEUTICALS, INC.
| | | | | | |
| | | |
| Security | | 02043Q107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ALNY | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932707891 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 VICTOR J. DZAU, M.D. | | | | Withheld | | Against |
| | 2 KEVIN P. STARR | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 40 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 69 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CRUCELL N.V.
| | | | | | |
| | | |
| Security | | 228769105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CRXL | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932722300 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
4A | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
4B | | Adopt Accounts For Past Year | | Management | | For | | For |
| | | | |
6A | | Approve Director Liability Insurance | | Management | | Against | | Against |
| | | | |
6B | | Approve Discharge Of Supervisory Board | | Management | | Against | | Against |
| | | | |
07 | | Approve Renumeration Of Directors And Auditors | | Management | | For | | For |
| | | | |
08 | | Authorize Directors To Repurchase Shares | | Management | | For | | For |
| | | | |
09 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
10 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
11 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
12 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 30 | | 0 | | 23-May-2007 | | 23-May-2007 |
| | |
Page 70 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
DJO, INC.
| | | | | | |
| | | |
| Security | | 23325G104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DJO | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932696959 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JACK R. BLAIR | | | | Withheld | | Against |
| | 2 MITCHELL J. BLUTT, M.D. | | | | Withheld | | Against |
| | 3 W. THOMAS MITCHELL | | | | Withheld | | Against |
| | | | |
| 02 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
| 03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1500 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 71 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BARE ESCENTUALS, INC.
| | | | | | |
| | | |
| Security | | 067511105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BARE | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932708691 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROSS M. JONES | | | | Withheld | | Against |
| | 2 GLEN T. SENK | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 7 | | 0 | | 10-May-2007 | | 10-May-2007 |
| | |
Page 72 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
POLYMEDIX, INC.
| | | | | | |
| | | |
| Security | | 73174C100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PYMX | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932726891 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NICHOLAS LANDEKIC | | | | For | | For |
| | 2 FRANK SLATTERY, JR. | | | | For | | For |
| | 3 FRANK M. DELAPE | | | | For | | For |
| | 4 WILLIAM N. KELLEY, M.D. | | | | For | | For |
| | 5 MICHAEL E. LEWIS, PH.D. | | | | For | | For |
| | 6 SHAUN F. O’MALLEY | | | | For | | For |
| | | | |
02 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
03 | | Approve Charter Amendment | | Management | | Against | | Against |
| | | | |
04 | | Approve Charter Amendment | | Management | | For | | For |
| | | | |
05 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 5000 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 73 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CALLIDUS SOFTWARE INC.
| | | | | | |
| | | |
| Security | | 13123E500 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CALD | | Meeting Date | | 05-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932700075 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GEORGE B. JAMES | | | | Withheld | | Against |
| | 2 DAVID B. PRATT | | | | Withheld | | Against |
| | 3 ROBERT H. YOUNGJOHNS | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 800 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 74 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ALLIANCE DATA SYSTEMS CORPORATION
| | | | | | |
| | | |
| Security | | 018581108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ADS | | Meeting Date | | 06-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932696745 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 L.M. BENVENISTE, PH.D. | | | | Withheld | | Against |
| | 2 D. KEITH COBB | | | | Withheld | | Against |
| | 3 KENNETH R. JENSEN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 800 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 75 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
PENN NATIONAL GAMING, INC.
| | | | | | |
| | | |
| Security | | 707569109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PENN | | Meeting Date | | 06-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932706130 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT P. LEVY | | | | Withheld | | Against |
| | 2 BARBARA Z. SHATTUCK | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1500 | | 0 | | 23-May-2007 | | 23-May-2007 |
| | |
Page 76 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BLACKBOARD INC.
| | | | | | |
| | | |
| Security | | 091935502 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BBBB | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932702790 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 FRANK GATTI | | | | Withheld | | Against |
| | 2 MATTHEW PITTINSKY | | | | Withheld | | Against |
| | 3 BETH KAPLAN | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4800 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 77 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
SANGAMO BIOSCIENCES, INC.
| | | | | | |
| | | |
| Security | | 800677106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SGMO | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932710278 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 EDWARD O. LANPHIER, II | | | | For | | For |
| | 2 WILLIAM G. GERBER, M.D. | | | | For | | For |
| | 3 JOHN W. LARSON | | | | For | | For |
| | 4 MARGARET A. LIU, M.D. | | | | For | | For |
| | 5 STEVEN J. MENTO, PH.D. | | | | For | | For |
| | 6 H. WARD WOLFF | | | | For | | For |
| | 7 MICHAEL C. WOOD | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 200 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 78 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
| | | | | | |
| | | |
| Security | | 192446102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CTSH | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712210 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAKSHMI NARAYANAN | | | | Withheld | | Against |
| | 2 JOHN E. KLEIN | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1300 | | 0 | | 21-May-2007 | | 21-May-2007 |
| | |
Page 79 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
LAS VEGAS SANDS CORP.
| | | | | | |
| | | |
| Security | | 517834107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LVS | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932713781 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SHELDON G. ADELSON | | | | Withheld | | Against |
| | 2 IRWIN CHAFETZ | | | | Withheld | | Against |
| | 3 JAMES L. PURCELL | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 600 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 80 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CARDIOME PHARMA CORP.
| | | | | | |
| | | |
| Security | | 14159U202 | | Meeting Type | | Annual and Special Meeting |
| | | |
| Ticker Symbol | | CRME | | Meeting Date | | 11-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932722576 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT W. RIEDER | | | | For | | For |
| | 2 PETER W. ROBERTS | | | | For | | For |
| | 3 JACKIE CLEGG | | | | For | | For |
| | 4 RICHARD M. GLICKMAN | | | | For | | For |
| | 5 HAROLD H. SHLEVIN | | | | For | | For |
| | 6 DOUGLAS G. JANZEN | | | | For | | For |
| | 7 WILLIAM L. HUNTER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Renumeration Of Directors And Auditors | | Management | | For | | For |
| | | | |
04 | | Amend Incentive Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 6000 | | 0 | | | | 24-May-2007 |
| | |
Page 81 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
TRICO MARINE SERVICES, INC.
| | | | | | |
| | | |
| Security | | 896106200 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TRMA | | Meeting Date | | 12-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932705784 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 EDWARD C. HUTCHESON, JR | | | | Withheld | | Against |
| | 2 MYLES W. SCOGGINS | | | | Withheld | | Against |
| | 3 PER STAEHR | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Miscellaneous Corporate Governance | | Management | | No Action | | |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1000 | | 0 | | 10-May-2007 | | 10-May-2007 |
| | |
Page 82 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
CELGENE CORPORATION
| | | | | | |
| | | |
| Security | | 151020104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CELG | | Meeting Date | | 12-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712260 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SOL J. BARER, PH.D. | | | | For | | For |
| | 2 ROBERT J. HUGIN | | | | For | | For |
| | 3 MICHAEL D. CASEY | | | | For | | For |
| | 4 RODMAN L. DRAKE | | | | For | | For |
| | 5 A. HULL HAYES, JR., MD | | | | For | | For |
| | 6 GILLA KAPLAN, PH.D. | | | | For | | For |
| | 7 JAMES J. LOUGHLIN | | | | For | | For |
| | 8 RICHARD C.E. MORGAN | | | | For | | For |
| | 9 WALTER L. ROBB, PH.D. | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 200 | | 0 | | 24-May-2007 | | 24-May-2007 |
| | |
Page 83 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ULTRA PETROLEUM CORP.
| | | | | | |
| | | |
| Security | | 903914109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UPL | | Meeting Date | | 14-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932724986 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL D. WATFORD | | | | For | | For |
| | 2 DR. W. CHARLES HELTON | | | | For | | For |
| | 3 STEPHEN J. MCDANIEL | | | | For | | For |
| | 4 ROBERT E. RIGNEY | | | | For | | For |
| | 5 JAMES C. ROE | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Miscellaneous Shareholder Proposal | | Shareholder | | Against | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 1500 | | 0 | | | | 04-Jun-2007 |
| | |
Page 84 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
GSI COMMERCE, INC.
| | | | | | |
| | | |
| Security | | 36238G102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GSIC | | Meeting Date | | 15-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932710343 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL G. RUBIN | | | | For | | For |
| | 2 M. JEFFREY BRANMAN | | | | For | | For |
| | 3 MICHAEL J. DONAHUE | | | | For | | For |
| | 4 RONALD D. FISHER | | | | For | | For |
| | 5 JOHN A. HUNTER | | | | For | | For |
| | 6 MARK S. MENELL | | | | For | | For |
| | 7 JEFFREY F. RAYPORT | | | | For | | For |
| | 8 ANDREA M. WEISS | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 95 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 85 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNET CAPITAL GROUP, INC.
| | | | | | |
| | | |
| Security | | 46059C205 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ICGE | | Meeting Date | | 15-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932715127 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS A. DECKER* | | | | Withheld | | Against |
| | 2 DR. THOMAS P. GERRITY* | | | | Withheld | | Against |
| | 3 ROBERT E. KEITH, JR.* | | | | Withheld | | Against |
| | 4 MICHAEL J. HAGAN** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 11000 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 86 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
| | | | | | |
| | | |
| Security | | 01988P108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MDRX | | Meeting Date | | 19-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932717385 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT A. COMPTON | | | | Withheld | | Against |
| | 2 MICHAEL J. KLUGER | | | | Withheld | | Against |
| | 3 JOHN P. MCCONNELL | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 30 | | 0 | | 29-May-2007 | | 29-May-2007 |
| | |
Page 87 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
NUTRACEA
| | | | | | |
| | | |
| Security | | 67060N204 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NTRZ | | Meeting Date | | 19-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932726132 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BRADLEY D. EDSON | | | | For | | For |
| | 2 DAVID S. BENSOL | | | | For | | For |
| | 3 WESLEY K. CLARK | | | | For | | For |
| | 4 JAMES C. LINTZENICH | | | | For | | For |
| | 5 EDWARD L. MCMILLAN | | | | For | | For |
| | 6 STEVEN W. SAUNDERS | | | | For | | For |
| | 7 KENNETH L. SHROPSHIRE | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
04 | | Eliminate Cumulative Voting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 150 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 88 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
PDL BIOPHARMA, INC.
| | | | | | |
| | | |
| Security | | 69329Y104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PDLI | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932721928 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAURENCE J. KORN, PH.D. | | | | Withheld | | Against |
| | 2 SAMUEL BRODER, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 89 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BIOMIMETIC THERAPEUTICS, INC.
| | | | | | |
| | | |
| Security | | 09064X101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BMTI | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712296 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CHARLES W. FEDERICO | | | | Withheld | | Against |
| | 2 CHRIS EHRLICH | | | | Withheld | | Against |
| | 3 GARY FRIEDLAENDER | | | | Withheld | | Against |
| | 4 DOUGLAS WATSON | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2100 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 90 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
FORCE PROTECTION, INC.
| | | | | | |
| | | |
| Security | | 345203202 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FRPT | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932741184 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL MOODY | | | | Withheld | | Against |
| | 2 ROGER THOMPSON | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 30 | | 0 | | 19-Jun-2007 | | 19-Jun-2007 |
| | |
Page 91 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
BIOVERIS CORPORATION
| | | | | | |
| | | |
| Security | | 090676107 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | BIOV | | Meeting Date | | 25-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932728100 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 22000 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 92 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
THE AES CORPORATION
| | | | | | |
| | | |
| Security | | 00130H105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AES | | Meeting Date | | 25-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932734254 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RICHARD DARMAN | | | | For | | For |
| | 2 PAUL HANRAHAN | | | | For | | For |
| | 3 KRISTINA M. JOHNSON | | | | For | | For |
| | 4 JOHN A. KOSKINEN | | | | For | | For |
| | 5 PHILIP LADER | | | | For | | For |
| | 6 JOHN H. MCARTHUR | | | | For | | For |
| | 7 SANDRA O. MOOSE | | | | For | | For |
| | 8 PHILIP A. ODEEN | | | | For | | For |
| | 9 CHARLES O. ROSSOTTI | | | | For | | For |
| | 10 SVEN SANDSTROM | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 2000 | | 0 | | 19-Jun-2007 | | 19-Jun-2007 |
| | |
Page 93 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
APOGEE ENTERPRISES, INC.
| | | | | | |
| | | |
| Security | | 037598109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | APOG | | Meeting Date | | 27-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932721930 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JEROME L. DAVIS | | | | Withheld | | Against |
| | 2 JAMES L. MARTINEAU | | | | Withheld | | Against |
| | 3 RICHARD V. REYNOLDS | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 4200 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 94 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
LIFECELL CORPORATION
| | | | | | |
| | | |
| Security | | 531927101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LIFC | | Meeting Date | | 28-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932723213 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PAUL G. THOMAS | | | | For | | For |
| | 2 MICHAEL E. CAHR | | | | For | | For |
| | 3 DAVID FITZGERALD | | | | For | | For |
| | 4 JAMES G. FOSTER | | | | For | | For |
| | 5 MICHAEL R. MINOGUE | | | | For | | For |
| | 6 ROBERT P. ROCHE, JR. | | | | For | | For |
| | 7 MARTIN P. SUTTER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 500 | | 0 | | 24-May-2007 | | 24-May-2007 |
| | |
Page 95 of 96 | | Tuesday, July 24, 2007 |
Investment Company Report
SMITH MICRO SOFTWARE, INC.
| | | | | | |
| | | |
| Security | | 832154108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMSI | | Meeting Date | | 28-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932739723 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SAMUEL GULKO | | | | Withheld | | Against |
| | 2 GREGORY J. SZABO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169692 | | 010 | | 6000 | | 0 | | 19-Jun-2007 | | 19-Jun-2007 |
| | |
Page 96 of 96 | | Tuesday, July 24, 2007 |
FORWARD EMERALD GROWTH FUND
Investment Company Report
BIO-REFERENCE LABORATORIES, INC.
| | | | | | |
| | | |
| Security | | 09057G602 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BRLI | | Meeting Date | | 20-Jul-2006 |
| | | |
| ISIN | | | | Agenda | | 932557169 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOSEPH BENINCASA | | | | Withheld | | Against |
| | 2 GARY LEDERMAN | | | | Withheld | | Against |
| | 3 JOHN ROGLIERI | | | | Withheld | | Against |
| | | | |
02 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 55799 | | 0 | | 29-Jun-2006 | | 29-Jun-2006 |
| | |
Page 1 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PARAGON TECHNOLOGIES, INC.
| | | | | | |
| | | |
| Security | | 69912T108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PTG | | Meeting Date | | 01-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932560027 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 L. JACK BRADT | | | | Withheld | | Against |
| | 2 JOEL L. HOFFNER | | | | For | | For |
| | 3 THEODORE W. MYERS | | | | For | | For |
| | 4 ANTHONY W. SCHWEIGER | | | | For | | For |
| | 5 LEONARD S. YURKOVIC | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 90715 | | 0 | | 05-Jul-2006 | | 05-Jul-2006 |
| | |
Page 2 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
AIRGAS, INC.
| | | | | | |
| | | |
| Security | | 009363102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ARG | | Meeting Date | | 09-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932563198 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JAMES W. HOVEY | | | | Withheld | | Against |
| | 2 PAULA A. SNEED | | | | Withheld | | Against |
| | 3 DAVID M. STOUT | | | | Withheld | | Against |
| | | | |
02 | | Adopt Incentive Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 135800 | | 0 | | 14-Jul-2006 | | 14-Jul-2006 |
| | |
Page 3 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ICONIX BRAND GROUP, INC.
| | | | | | |
| | | |
| Security | | 451055107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ICON | | Meeting Date | | 17-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932569342 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NEIL COLE | | | | For | | For |
| | 2 BARRY EMMANUEL | | | | For | | For |
| | 3 STEVEN MENDELOW | | | | For | | For |
| | 4 MICHAEL CARUSO | | | | For | | For |
| | 5 MICHAEL GROVEMAN | | | | For | | For |
| | 6 DREW COHEN | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 144600 | | 0 | | 01-Aug-2006 | | 01-Aug-2006 |
| | |
Page 4 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ANSOFT CORPORATION
| | | | | | |
| | | |
| Security | | 036384105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANST | | Meeting Date | | 06-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932571121 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NICHOLAS CSENDES | | | | For | | For |
| | 2 ZOLTAN J. CENDES, PH.D. | | | | For | | For |
| | 3 PAUL J. QUAST | | | | For | | For |
| | 4 PETER ROBBINS | | | | For | | For |
| | 5 JOHN N. WHELIHAN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 85276 | | 0 | | 07-Aug-2006 | | 07-Aug-2006 |
| | |
Page 5 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DIAMONDCLUSTER INTERNATIONAL, INC.
| | | | | | |
| | | |
| Security | | 25278P106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DTPI | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932570268 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DONALD R. CALDWELL | | | | Withheld | | Against |
| | 2 SAMUEL K. SKINNER | | | | Withheld | | Against |
| | 3 ALAN C. KAY | | | | Withheld | | Against |
| | 4 ARNOLD R. WEBER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 111701 | | 0 | | 07-Aug-2006 | | 07-Aug-2006 |
| | |
Page 6 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
LIONS GATE ENTERTAINMENT CORP.
| | | | | | |
| | | |
| Security | | 535919203 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LGF | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932571145 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 NORMAN BACAL | | | | For | | For |
| | 2 MICHAEL BURNS | | | | For | | For |
| | 3 ARTHUR EVRENSEL | | | | For | | For |
| | 4 JON FELTHEIMER | | | | For | | For |
| | 5 MORLEY KOFFMAN | | | | For | | For |
| | 6 HARALD LUDWIG | | | | For | | For |
| | 7 LAURIE MAY | | | | For | | For |
| | 8 G. SCOTT PATERSON | | | | For | | For |
| | 9 DARYL SIMM | | | | For | | For |
| | 10 HARDWICK SIMMONS | | | | For | | For |
| | 11 BRIAN V. TOBIN | | | | For | | For |
| | | | |
02 | | Appoint Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Incentive Stock Option Plan To Increase Shares | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 71700 | | 0 | | 31-Aug-2006 | | 31-Aug-2006 |
| | |
Page 7 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
OPNET TECHNOLOGIES, INC.
| | | | | | |
| | | |
| Security | | 683757108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OPNT | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932575573 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARC A. COHEN | | | | Withheld | | Against |
| | 2 WILLIAM F. STASIOR | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 99097 | | 0 | | 22-Aug-2006 | | 22-Aug-2006 |
| | |
Page 8 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
AMERICAN SCIENCE AND ENGINEERING, IN
| | | | | | |
| | | |
| Security | | 029429107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ASEI | | Meeting Date | | 14-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932574709 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANTHONY R. FABIANO | | | | For | | For |
| | 2 DENIS R. BROWN | | | | For | | For |
| | 3 ROGER P. HEINISCH | | | | For | | For |
| | 4 HAMILTON W. HELMER | | | | For | | For |
| | 5 ERNEST J. MONIZ | | | | For | | For |
| | 6 WILLIAM E. ODOM | | | | For | | For |
| | 7 MARK S. THOMPSON | | | | For | | For |
| | 8 CARL W. VOGT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 13243 | | 0 | | 22-Aug-2006 | | 22-Aug-2006 |
| | |
Page 9 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SMITH & WESSON HOLDING CORPORATION
| | | | | | |
| | | |
| Security | | 831756101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SWHC | | Meeting Date | | 18-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932575193 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BARRY M. MONHEIT | | | | For | | For |
| | 2 ROBERT L. SCOTT | | | | For | | For |
| | 3 MICHAEL F. GOLDEN | | | | For | | For |
| | 4 JEFFREY D. BUCHANAN | | | | For | | For |
| | 5 JOHN B. FURMAN | | | | For | | For |
| | 6 COLTON R. MELBY | | | | For | | For |
| | 7 MITCHELL A. SALTZ | | | | For | | For |
| | 8 DAVID M. STONE | | | | For | | For |
| | 9 I. MARIE WADECKI | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 169700 | | 0 | | 22-Aug-2006 | | 22-Aug-2006 |
| | |
Page 10 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MRO SOFTWARE, INC.
| | | | | | |
| | | |
| Security | | 55347W105 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | MROI | | Meeting Date | | 18-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932579937 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 97789 | | 0 | | 08-Sep-2006 | | 08-Sep-2006 |
| | |
Page 11 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ENVIRONMENTAL TECTONICS CORPORATION
| | | | | | |
| | | |
| Security | | 294092101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ETC | | Meeting Date | | 21-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932579127 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 G.K. ANDERSON M.D., MPH | | | | For | | For |
| | 2 HOWARD W. KELLEY | | | | For | | For |
| | 3 H.F. LENFEST | | | | For | | For |
| | 4 WILLIAM F. MITCHELL | | | | For | | For |
| | 5 ALAN MARK GEMMILL | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 167450 | | 0 | | 08-Sep-2006 | | 08-Sep-2006 |
| | |
Page 12 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
FINISAR CORPORATION
| | | | | | |
| | | |
| Security | | 31787A101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FNSR | | Meeting Date | | 28-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932578656 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROGER C. FERGUSON | | | | Withheld | | Against |
| | 2 LARRY D. MITCHELL | | | | Withheld | | Against |
| | | | |
02 | | Approve Reverse Stock Split | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 455900 | | 0 | | 08-Sep-2006 | | 08-Sep-2006 |
| | |
Page 13 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VIASAT, INC.
| | | | | | |
| | | |
| Security | | 92552V100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VSAT | | Meeting Date | | 04-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932580257 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DR. ROBERT JOHNSON | | | | Withheld | | Against |
| | 2 JOHN P. STENBIT | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 48736 | | 0 | | 12-Sep-2006 | | 12-Sep-2006 |
| | |
Page 14 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
KENNAMETAL INC.
| | | | | | |
| | | |
| Security | | 489170100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KMT | | Meeting Date | | 24-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932587768 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
I | | Election Of Directors | | Management | | | | |
| | 1 RONALD M. DEFEO | | | | Withheld | | Against |
| | 2 PHILIP A. DUR | | | | Withheld | | Against |
| | 3 WILLIAM R. NEWLIN | | | | Withheld | | Against |
| | 4 L.W. STRANGHOENER | | | | Withheld | | Against |
| | | | |
II | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
III | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 34200 | | 0 | | 03-Oct-2006 | | 03-Oct-2006 |
| | |
Page 15 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DIGENE CORPORATION
| | | | | | |
| | | |
| Security | | 253752109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DIGE | | Meeting Date | | 25-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932590690 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN H. LANDON | | | | Withheld | | Against |
| | 2 KENNETH R. WEISSHAAR | | | | Withheld | | Against |
| | | | |
02 | | Amend Director Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
05 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
06 | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
07 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 39542 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 16 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CROCS, INC.
| | | | | | |
| | | |
| Security | | 227046109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CROX | | Meeting Date | | 30-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932592050 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RONALD L. FRASCH | | | | Withheld | | Against |
| | 2 MARIE HOLMAN-RAO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 85000 | | 0 | | 16-Oct-2006 | | 16-Oct-2006 |
| | |
Page 17 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
24/7 REAL MEDIA, INC.
| | | | | | |
| | | |
| Security | | 901314203 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TFSM | | Meeting Date | | 31-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932588619 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MR. ROBERT PERKINS | | | | Withheld | | Against |
| | 2 MR. BRIAN SILVA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 188600 | | 0 | | 03-Oct-2006 | | 03-Oct-2006 |
| | |
Page 18 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
II-VI INCORPORATED
| | | | | | |
| | | |
| Security | | 902104108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IIVI | | Meeting Date | | 03-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932589356 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DUNCAN A.J. MORRISON | | | | Withheld | | Against |
| | 2 MARC Y.E. PELAEZ | | | | Withheld | | Against |
| | 3 WENDY F. DICICCO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 103649 | | 0 | | 04-Oct-2006 | | 04-Oct-2006 |
| | |
Page 19 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CACHE, INC.
| | | | | | |
| | | |
| Security | | 127150308 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CACH | | Meeting Date | | 08-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932592048 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANDREW M. SAUL | | | | For | | For |
| | 2 BRIAN WOOLF | | | | For | | For |
| | 3 GENE G. GAGE | | | | For | | For |
| | 4 ARTHUR S. MINTZ | | | | For | | For |
| | 5 MORTON J. SCHRADER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 69400 | | 0 | | 16-Oct-2006 | | 16-Oct-2006 |
| | |
Page 20 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
OPLINK COMMUNICATIONS, INC.
| | | | | | |
| | | |
| Security | | 68375Q403 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OPLK | | Meeting Date | | 08-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932593038 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JESSE W. JACK | | | | Withheld | | Against |
| | 2 LEONARD J. LEBLANC | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | Against | | Against |
| | | | |
03 | | Authorize Stock Decrease | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 78500 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 21 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MSYSTEMS LTD.
| | | | | | |
| | | |
| Security | | M7061C100 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | FLSH | | Meeting Date | | 08-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932593305 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Authorize Payment Of Directors’ Fees | | Management | | For | | For |
| | | | |
03 | | Authorize Payment Of Directors’ Fees | | Management | | For | | For |
| | | | |
04 | | Authorize Payment Of Directors’ Fees | | Management | | Against | | Against |
| | | | |
05 | | Authorize Payment Of Directors’ Fees | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 38800 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 22 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
RESMED INC
| | | | | | |
| | | |
| Security | | 761152107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RMD | | Meeting Date | | 09-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932591197 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PETER FARRELL | | | | Withheld | | Against |
| | 2 GARY PACE | | | | Withheld | | Against |
| | 3 RONALD TAYLOR | | | | Withheld | | Against |
| | | | |
02 | | Approve Option Grants | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 9800 | | 0 | | 16-Oct-2006 | | 16-Oct-2006 |
| | |
Page 23 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
KFX INC.
| | | | | | |
| | | |
| Security | | 48245L107 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | | | Meeting Date | | 09-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594648 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Company Name Change | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 81500 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 24 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MICRUS ENDOVASCULAR CORPORATION
| | | | | | |
| | | |
| Security | | 59518V102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MEND | | Meeting Date | | 14-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594989 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL L. EAGLE | | | | Withheld | | Against |
| | 2 FRED HOLUBOW | | | | Withheld | | Against |
| | 3 GREGORY H. WOLF | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 64160 | | 0 | | 20-Oct-2006 | | 20-Oct-2006 |
| | |
Page 25 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
JLG INDUSTRIES, INC.
| | | | | | |
| | | |
| Security | | 466210101 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | JLG | | Meeting Date | | 04-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932604122 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 34404 | | 0 | | 16-Nov-2006 | | 16-Nov-2006 |
| | |
Page 26 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THERMOGENESIS CORP.
| | | | | | |
| | | |
| Security | | 883623209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KOOL | | Meeting Date | | 11-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932600744 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PHILIP H. COELHO | | | | For | | For |
| | 2 GEORGE J. BARRY | | | | For | | For |
| | 3 HUBERT E. HUCKEL, M.D. | | | | For | | For |
| | 4 PATRICK MCENANY | | | | For | | For |
| | 5 WOODROW A. MYERS, M.D. | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 189081 | | 0 | | 14-Nov-2006 | | 14-Nov-2006 |
| | |
Page 27 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PROSPERITY BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 743606105 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | PRSP | | Meeting Date | | 13-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932605023 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Reorganization Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 64800 | | 0 | | 16-Nov-2006 | | 16-Nov-2006 |
| | |
Page 28 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ANALOGIC CORPORATION
| | | | | | |
| | | |
| Security | | 032657207 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ALOG | | Meeting Date | | 29-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932618501 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BERNARD M. GORDON | | | | Withheld | | Against |
| | 2 JOHN A. TARELLO | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Adopt Restricted Stock Award Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 19604 | | 0 | | 05-Jan-2007 | | 05-Jan-2007 |
| | |
Page 29 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
RITA MEDICAL SYSTEMS, INC.
| | | | | | |
| | | |
| Security | | 76774E103 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | RITA | | Meeting Date | | 29-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932619464 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 56694 | | 0 | | 09-Jan-2007 | | 09-Jan-2007 |
| | |
Page 30 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ESCO TECHNOLOGIES INC.
| | | | | | |
| | | |
| Security | | 296315104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ESE | | Meeting Date | | 02-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932617030 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 V.L RICHEY, JR. | | | | Withheld | | Against |
| | 2 J.M. STOLZE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 64000 | | 0 | | 04-Jan-2007 | | 04-Jan-2007 |
| | |
Page 31 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
| | | | | | |
| | | |
| Security | | 922207105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VSEA | | Meeting Date | | 05-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932618450 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 XUN (ERIC) CHEN | | | | Withheld | | Against |
| | 2 DENNIS G. SCHMAL | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 22900 | | 0 | | 08-Jan-2007 | | 08-Jan-2007 |
| | |
Page 32 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DIGITAL INSIGHT CORPORATION
| | | | | | |
| | | |
| Security | | 25385P106 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | DGIN | | Meeting Date | | 06-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932621712 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 78102 | | 0 | | 17-Jan-2007 | | 17-Jan-2007 |
| | |
Page 33 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ATWOOD OCEANICS, INC.
| | | | | | |
| | | |
| Security | | 050095108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ATW | | Meeting Date | | 08-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932623538 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DEBORAH A. BECK | | | | For | | For |
| | 2 GEORGE S. DOTSON | | | | For | | For |
| | 3 JOHN R. IRWIN | | | | For | | For |
| | 4 ROBERT W. BURGESS | | | | For | | For |
| | 5 HANS HELMERICH | | | | For | | For |
| | 6 JAMES R. MONTAGUE | | | | For | | For |
| | 7 WILLIAM J. MORRISSEY | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 17500 | | 0 | | 22-Jan-2007 | | 22-Jan-2007 |
| | |
Page 34 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNAP NETWORK SERVICES CORPORATION
| | | | | | |
| | | |
| Security | | 45885A300 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | INAP | | Meeting Date | | 20-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932623956 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 4964 | | 0 | | 30-Jan-2007 | | 30-Jan-2007 |
| | |
Page 35 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
HOLOGIC, INC.
| | | | | | |
| | | |
| Security | | 436440101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HOLX | | Meeting Date | | 06-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932626887 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN W. CUMMING | | | | For | | For |
| | 2 LAURIE L. FAJARDO | | | | For | | For |
| | 3 IRWIN JACOBS | | | | For | | For |
| | 4 DAVID R. LAVANCE, JR. | | | | For | | For |
| | 5 NANCY L. LEAMING | | | | For | | For |
| | 6 ARTHUR G. LERNER | | | | For | | For |
| | 7 LAWRENCE M. LEVY | | | | For | | For |
| | 8 GLENN P. MUIR | | | | For | | For |
| | 9 JAY A. STEIN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 34200 | | 0 | | 05-Feb-2007 | | 05-Feb-2007 |
| | |
Page 36 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SEMITOOL, INC.
| | | | | | |
| | | |
| Security | | 816909105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMTL | | Meeting Date | | 09-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932632614 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RAYMON F. THOMPSON | | | | For | | For |
| | 2 HOWARD E. BATEMAN | | | | For | | For |
| | 3 DONALD P. BAUMANN | | | | For | | For |
| | 4 C. RICHARD DEININGER | | | | For | | For |
| | 5 TIMOTHY C. DODKIN | | | | For | | For |
| | 6 DANIEL J. EIGEMAN | | | | For | | For |
| | 7 CHARLES P. GRENIER | | | | For | | For |
| | 8 STEVEN C. STAHLBERG | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 75548 | | 0 | | 23-Feb-2007 | | 23-Feb-2007 |
| | |
Page 37 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SHUFFLE MASTER, INC.
| | | | | | |
| | | |
| Security | | 825549108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SHFL | | Meeting Date | | 14-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932630278 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARK L. YOSELOFF | | | | Withheld | | Against |
| | 2 GARRY W. SAUNDERS | | | | Withheld | | Against |
| | 3 LOUIS CASTLE | | | | Withheld | | Against |
| | 4 TODD JORDAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 4897 | | 0 | | 16-Feb-2007 | | 16-Feb-2007 |
| | |
Page 38 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PROSPERITY BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 743606105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PRSP | | Meeting Date | | 17-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932646637 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEAH HENDERSON* | | | | Withheld | | Against |
| | 2 NED S. HOLMES* | | | | Withheld | | Against |
| | 3 TRACY T. RUDOLPH* | | | | Withheld | | Against |
| | 4 DAVID ZALMAN* | | | | Withheld | | Against |
| | 5 JAMES D. ROLLINS III** | | | | Withheld | | Against |
| | 6 L. DON STRICKLIN*** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 64800 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 39 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
TIBCO SOFTWARE INC.
| | | | | | |
| | | |
| Security | | 88632Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TIBX | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932641586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 VIVEK Y. RANADIVE | | | | For | | For |
| | 2 BERNARD J. BOURIGEAUD | | | | For | | For |
| | 3 ERIC C.W. DUNN | | | | For | | For |
| | 4 NARENDRA K. GUPTA | | | | For | | For |
| | 5 PETER J. JOB | | | | For | | For |
| | 6 PHILIP K. WOOD | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 220100 | | 0 | | 23-Mar-2007 | | 23-Mar-2007 |
| | |
Page 40 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
UNITED COMMUNITY BANKS, INC.
| | | | | | |
| | | |
| Security | | 90984P105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UCBI | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652161 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JIMMY C. TALLENT | | | | For | | For |
| | 2 ROBERT H. BLALOCK | | | | For | | For |
| | 3 HOYT O. HOLLOWAY | | | | For | | For |
| | 4 ROBERT L. HEAD, JR. | | | | For | | For |
| | 5 GUY W. FREEMAN | | | | For | | For |
| | 6 CLARENCE W. MASON, SR. | | | | For | | For |
| | 7 W.C. NELSON, JR. | | | | For | | For |
| | 8 THOMAS C. GILLILAND | | | | For | | For |
| | 9 TIM WALLIS | | | | For | | For |
| | 10 A. WILLIAM BENNETT | | | | For | | For |
| | 11 CHARLES E. HILL | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 26600 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 41 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VIRGINIA COMMERCE BANCORP, INC.
| | | | | | |
| | | |
| Security | | 92778Q109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VCBI | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652589 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEONARD ADLER | | | | For | | For |
| | 2 MICHAEL G. ANZILOTTI | | | | For | | For |
| | 3 PETER A. CONVERSE | | | | For | | For |
| | 4 W. DOUGLAS FISHER | | | | For | | For |
| | 5 DAVID M. GUERNSEY | | | | For | | For |
| | 6 ROBERT H. L’HOMMEDIEU | | | | For | | For |
| | 7 NORRIS E. MITCHELL | | | | For | | For |
| | 8 ARTHUR L. WALTERS | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 415 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 42 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SVB FINANCIAL GROUP
| | | | | | |
| | | |
| Security | | 78486Q101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SIVB | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652224 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ERIC A. BENHAMOU | | | | For | | For |
| | 2 DAVID M. CLAPPER | | | | For | | For |
| | 3 ROGER F. DUNBAR | | | | For | | For |
| | 4 JOEL P. FRIEDMAN | | | | For | | For |
| | 5 G. FELDA HARDYMON | | | | For | | For |
| | 6 ALEX W. “PETE” HART | | | | For | | For |
| | 7 C. RICHARD KRAMLICH | | | | For | | For |
| | 8 JAMES R. PORTER | | | | For | | For |
| | 9 MICHAELA K. RODENO | | | | For | | For |
| | 10 KENNETH P. WILCOX | | | | For | | For |
| | 11 KYUNG H. YOON | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 17300 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 43 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SPSS INC.
| | | | | | |
| | | |
| Security | | 78462K102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SPSS | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932655941 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MERRITT LUTZ | | | | Withheld | | Against |
| | 2 MICHAEL E. LAVIN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 58700 | | 0 | | 09-Apr-2007 | | 09-Apr-2007 |
| | |
Page 44 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
NUTRISYSTEM, INC.
| | | | | | |
| | | |
| Security | | 67069D108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NTRI | | Meeting Date | | 01-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932655585 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 IAN J. BERG | | | | For | | For |
| | 2 ROBERT F. BERNSTOCK | | | | For | | For |
| | 3 MICHAEL A. DIPIANO | | | | For | | For |
| | 4 MICHAEL J. HAGAN | | | | For | | For |
| | 5 WARREN V. MUSSER | | | | For | | For |
| | 6 BRIAN P. TIERNEY | | | | For | | For |
| | 7 STEPHEN T. ZARRILLI | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 857 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 45 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ALLEGHENY TECHNOLOGIES INCORPORATED
| | | | | | |
| | | |
| Security | | 01741R102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ATI | | Meeting Date | | 02-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932646485 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
A | | Election Of Directors | | Management | | | | |
| | 1 H. KENT BOWEN | | | | Withheld | | Against |
| | 2 L. PATRICK HASSEY | | | | Withheld | | Against |
| | 3 JOHN D. TURNER | | | | Withheld | | Against |
| | | | |
B | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
C | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
D | | S/H Proposal - Environmental | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 23600 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 46 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
FAIRCHILD SEMICONDUCTOR INTL., INC.
| | | | | | |
| | | |
| Security | | 303726103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FCS | | Meeting Date | | 02-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932655408 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RICHARD A. AURELIO | | | | For | | For |
| | 2 CHARLES P. CARINALLI | | | | For | | For |
| | 3 ROBERT F. FRIEL | | | | For | | For |
| | 4 THOMAS L. MAGNANTI | | | | For | | For |
| | 5 KEVIN J. MCGARITY | | | | For | | For |
| | 6 BRYAN R. ROUB | | | | For | | For |
| | 7 RONALD W. SHELLY | | | | For | | For |
| | 8 WILLIAM N. STOUT | | | | For | | For |
| | 9 MARK S. THOMPSON | | | | For | | For |
| | | | |
02 | | Adopt Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 21900 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 47 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
LADISH CO., INC.
| | | | | | |
| | | |
| Security | | 505754200 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LDSH | | Meeting Date | | 02-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932667326 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAWRENCE W. BIANCHI | | | | For | | For |
| | 2 JAMES C. HILL | | | | For | | For |
| | 3 LEON A. KRANZ | | | | For | | For |
| | 4 J. ROBERT PEART | | | | For | | For |
| | 5 JOHN W. SPLUDE | | | | For | | For |
| | 6 KERRY L. WOODY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 46981 | | 0 | | 12-Apr-2007 | | 12-Apr-2007 |
| | |
Page 48 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SIRF TECHNOLOGY HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 82967H101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SIRF | | Meeting Date | | 03-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932657717 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DIOSDADO P. BANATAO | | | | Withheld | | Against |
| | 2 MICHAEL L. CANNING | | | | Withheld | | Against |
| | 3 KANWAR CHADHA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 45800 | | 0 | | 09-Apr-2007 | | 09-Apr-2007 |
| | |
Page 49 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
J2 GLOBAL COMMUNICATIONS, INC.
| | | | | | |
| | | |
| Security | | 46626E205 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | JCOM | | Meeting Date | | 03-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932665497 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DOUGLAS Y. BECH | | | | For | | For |
| | 2 ROBERT J. CRESCI | | | | For | | For |
| | 3 JOHN F. RIELEY | | | | For | | For |
| | 4 RICHARD S. RESSLER | | | | For | | For |
| | 5 MICHAEL P. SCHULHOF | | | | For | | For |
| | | | |
02 | | Adopt Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | Abstain | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 25000 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 50 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MARVEL ENTERTAINMENT, INC.
| | | | | | |
| | | |
| Security | | 57383T103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MVL | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932664356 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MORTON E. HANDEL | | | | Withheld | | Against |
| | 2 ISAAC PERLMUTTER | | | | Withheld | | Against |
| | 3 F. PETER CUNEO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 765 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 51 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
KENEXA CORPORATION
| | | | | | |
| | | |
| Security | | 488879107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KNXA | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932664685 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOSEPH A. KONEN* | | | | Withheld | | Against |
| | 2 RICHARD J. PINOLA* | | | | Withheld | | Against |
| | 3 REBECCA J. MADDOX** | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 70500 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 52 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ISILON SYSTEMS, INC.
| | | | | | |
| | | |
| Security | | 46432L104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ISLN | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932671490 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM D. RUCKELSHAUS | | | | Withheld | | Against |
| | 2 GREGORY L. MCADOO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 1800 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 53 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PINNACLE ENTERTAINMENT, INC.
| | | | | | |
| | | |
| Security | | 723456109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PNK | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932678557 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DANIEL R. LEE | | | | For | | For |
| | 2 JOHN V. GIOVENCO | | | | For | | For |
| | 3 RICHARD J. GOEGLEIN | | | | For | | For |
| | 4 ELLIS LANDAU | | | | For | | For |
| | 5 BRUCE A. LESLIE | | | | For | | For |
| | 6 JAMES L. MARTINEAU | | | | For | | For |
| | 7 MICHAEL ORNEST | | | | For | | For |
| | 8 LYNN P. REITNOUER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 22300 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 54 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VIASYS HEALTHCARE INC.
| | | | | | |
| | | |
| Security | | 92553Q209 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VAS | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932675020 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RANDY H. THURMAN | | | | For | | For |
| | 2 RONALD A. AHRENS | | | | For | | For |
| | 3 SANDER A. FLAUM | | | | For | | For |
| | 4 KIRK E. GORMAN | | | | For | | For |
| | 5 THOMAS W. HOFMANN | | | | For | | For |
| | 6 FRED B. PARKS, PH.D. | | | | For | | For |
| | 7 REBECCA W. RIMEL | | | | For | | For |
| | 8 ELLIOT J. SUSSMAN, M.D. | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 51400 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 55 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
99 CENTS ONLY STORES
| | | | | | |
| | | |
| Security | | 65440K106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NDN | | Meeting Date | | 11-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693004 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ERIC SCHIFFER | | | | For | | For |
| | 2 LAWRENCE GLASCOTT | | | | For | | For |
| | 3 DAVID GOLD | | | | For | | For |
| | 4 JEFF GOLD | | | | For | | For |
| | 5 MARVIN HOLEN | | | | For | | For |
| | 6 HOWARD GOLD | | | | For | | For |
| | 7 ERIC G. FLAMHOLTZ | | | | For | | For |
| | 8 JENNIFER HOLDEN DUNBAR | | | | For | | For |
| | 9 PETER WOO | | | | For | | For |
| | | | |
02 | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 39500 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 56 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
TEXAS CAPITAL BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 88224Q107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TCBI | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932678824 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PETER B. BARTHOLOW | | | | For | | For |
| | 2 LEO F. CORRIGAN III | | | | For | | For |
| | 3 JOSEPH M. GRANT | | | | For | | For |
| | 4 FREDERICK B. HEGI, JR | | | | For | | For |
| | 5 LARRY L. HELM | | | | For | | For |
| | 6 J.R. HOLLAND, JR. | | | | For | | For |
| | 7 GEORGE F. JONES, JR. | | | | For | | For |
| | 8 W W “BO” MCALLISTER III | | | | For | | For |
| | 9 LEE ROY MITCHELL | | | | For | | For |
| | 10 STEVEN P. ROSENBERG | | | | For | | For |
| | 11 JOHN C. SNYDER | | | | For | | For |
| | 12 ROBERT W. STALLINGS | | | | For | | For |
| | 13 IAN J. TURPIN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 45138 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 57 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THE ULTIMATE SOFTWARE GROUP, INC.
| | | | | | |
| | | |
| Security | | 90385D107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ULTI | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932680641 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SCOTT SCHERR | | | | Withheld | | Against |
| | 2 ALOIS T. LEITER | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 89200 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 58 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PSYCHIATRIC SOLUTIONS, INC.
| | | | | | |
| | | |
| Security | | 74439H108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PSYS | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685211 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W.F. CARPENTER III | | | | Withheld | | Against |
| | 2 MARK P. CLEIN | | | | Withheld | | Against |
| | 3 RICHARD D. GORE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 15352 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 59 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ANSYS, INC.
| | | | | | |
| | | |
| Security | | 03662Q105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANSS | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932669863 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JACQUELINE C. MORBY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 59132 | | 0 | | 12-Apr-2007 | | 12-Apr-2007 |
| | |
Page 60 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
WABTEC CORPORATION
| | | | | | |
| | | |
| Security | | 929740108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WAB | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685449 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT J. BROOKS | | | | Withheld | | Against |
| | 2 WILLIAM E. KASSLING | | | | Withheld | | Against |
| | 3 ALBERT J. NEUPAVER | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 85100 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 61 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
INVERNESS MEDICAL INNOVATIONS, INC.
| | | | | | |
| | | |
| Security | | 46126P106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IMA | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932673088 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT P. KHEDERIAN* | | | | Withheld | | Against |
| | 2 DAVID SCOTT, PH.D.* | | | | Withheld | | Against |
| | 3 PETER TOWNSEND* | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 31700 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 62 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SUN BANCORP, INC.
| | | | | | |
| | | |
| Security | | 86663B102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SNBC | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932680639 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANAT BIRD | | | | For | | For |
| | 2 BERNARD A. BROWN | | | | For | | For |
| | 3 IKE BROWN | | | | For | | For |
| | 4 JEFFREY S. BROWN | | | | For | | For |
| | 5 SIDNEY R. BROWN | | | | For | | For |
| | 6 JOHN A. FALLONE | | | | For | | For |
| | 7 PETER GALETTO, JR. | | | | For | | For |
| | 8 DOUGLAS J. HEUN | | | | For | | For |
| | 9 CHARLES P. KAEMPFFER | | | | For | | For |
| | 10 ANNE E. KOONS | | | | For | | For |
| | 11 ELI KRAMER | | | | For | | For |
| | 12 ALFONSE M. MATTIA | | | | For | | For |
| | 13 GEORGE A. PRUITT | | | | For | | For |
| | 14 ANTHONY RUSSO, III | | | | For | | For |
| | 15 EDWARD H. SALMON | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 1 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 63 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
FEI COMPANY
| | | | | | |
| | | |
| Security | | 30241L109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FEIC | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932682328 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL J. ATTARDO | | | | For | | For |
| | 2 LAWRENCE A. BOCK | | | | For | | For |
| | 3 WILFRED J. CORRIGAN | | | | For | | For |
| | 4 DON R. KANIA | | | | For | | For |
| | 5 THOMAS F. KELLY | | | | For | | For |
| | 6 WILLIAM W. LATTIN | | | | For | | For |
| | 7 JAN C. LOBBEZOO | | | | For | | For |
| | 8 GERHARD H. PARKER | | | | For | | For |
| | 9 JAMES T. RICHARDSON | | | | For | | For |
| | 10 DONALD R. VANLUVANEE | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 10435 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 64 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ANADIGICS, INC.
| | | | | | |
| | | |
| Security | | 032515108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANAD | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932683952 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
I | | Election Of Directors | | Management | | | | |
| | 1 DAVID FELLOWS | | | | Withheld | | Against |
| | 2 RONALD ROSENZWEIG | | | | Withheld | | Against |
| | 3 LEWIS SOLOMON | | | | Withheld | | Against |
| | | | |
II | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
III | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 22400 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 65 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SBA COMMUNICATIONS CORPORATION
| | | | | | |
| | | |
| Security | | 78388J106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SBAC | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689461 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
A | | Election Of Directors | | Management | | | | |
| | 1 JACK LANGER | | | | Withheld | | Against |
| | 2 JEFFREY A. STOOPS | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 71400 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 66 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
INTEGRA LIFESCIENCES HOLDINGS CORP.
| | | | | | |
| | | |
| Security | | 457985208 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IART | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695111 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
| | | | |
1A | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 8700 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 67 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
OLD DOMINION FREIGHT LINE, INC.
| | | | | | |
| | | |
| Security | | 679580100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ODFL | | Meeting Date | | 21-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932690010 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 EARL E. CONGDON | | | | For | | For |
| | 2 JOHN R. CONGDON | | | | For | | For |
| | 3 J. PAUL BREITBACH | | | | For | | For |
| | 4 DAVID S. CONGDON | | | | For | | For |
| | 5 JOHN R. CONGDON, JR. | | | | For | | For |
| | 6 ROBERT G. CULP, III | | | | For | | For |
| | 7 JOHN A. EBELING | | | | For | | For |
| | 8 W. CHESTER EVANS, III | | | | For | | For |
| | 9 FRANZ F. HOLSCHER | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 38584 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 68 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MID-AMERICA APARTMENT COMMUNITIES, I
| | | | | | |
| | | |
| Security | | 59522J103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MAA | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932666259 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARY E. MCCORMICK | | | | Withheld | | Against |
| | 2 WILLIAM B. SANSOM | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 13200 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 69 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ATHEROS COMMUNICATIONS, INC.
| | | | | | |
| | | |
| Security | | 04743P108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ATHR | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932677240 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CRAIG H. BARRATT | | | | Withheld | | Against |
| | 2 MARSHALL L. MOHR | | | | Withheld | | Against |
| | 3 ANDREW S. RAPPAPORT | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 536 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 70 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
FORWARD AIR CORPORATION
| | | | | | |
| | | |
| Security | | 349853101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FWRD | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932694979 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BRUCE A. CAMPBELL | | | | Withheld | | Against |
| | 2 C. ROBERT CAMPBELL | | | | Withheld | | Against |
| | 3 RICHARD W. HANSELMAN | | | | Withheld | | Against |
| | 4 C. JOHN LANGLEY, JR. | | | | Withheld | | Against |
| | 5 TRACY A. LEINBACH | | | | Withheld | | Against |
| | 6 G. MICHAEL LYNCH | | | | Withheld | | Against |
| | 7 RAY A. MUNDY | | | | Withheld | | Against |
| | 8 B. CLYDE PRESLAR | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Non-Employee Director Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 18150 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 71 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THE WET SEAL, INC.
| | | | | | |
| | | |
| Security | | 961840105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WTSLA | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932701293 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JONATHAN DUSKIN | | | | For | | For |
| | 2 SIDNEY M. HORN | | | | For | | For |
| | 3 HAROLD D. KAHN | | | | For | | For |
| | 4 KENNETH M. REISS | | | | For | | For |
| | 5 ALAN SIEGEL | | | | For | | For |
| | 6 JOEL N. WALLER | | | | For | | For |
| | 7 HENRY D. WINTERSTERN | | | | For | | For |
| | 8 MICHAEL ZIMMERMAN | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 353400 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 72 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CARRIZO OIL & GAS, INC.
| | | | | | |
| | | |
| Security | | 144577103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CRZO | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932704681 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 S.P. JOHNSON IV | | | | For | | For |
| | 2 STEVEN A. WEBSTER | | | | For | | For |
| | 3 THOMAS L. CARTER, JR. | | | | For | | For |
| | 4 PAUL B. LOYD, JR. | | | | For | | For |
| | 5 F. GARDNER PARKER | | | | For | | For |
| | 6 ROGER A. RAMSEY | | | | For | | For |
| | 7 FRANK A. WOJTEK | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 21818 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 73 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VITAL IMAGES, INC.
| | | | | | |
| | | |
| Security | | 92846N104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VTAL | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932707776 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DOUGLAS M. PIHL | | | | For | | For |
| | 2 JAY D. MILLER | | | | For | | For |
| | 3 JAMES B. HICKEY, JR. | | | | For | | For |
| | 4 GREGORY J. PEET | | | | For | | For |
| | 5 RICHARD W. PERKINS | | | | For | | For |
| | 6 MICHAEL W. VANNIER, MD | | | | For | | For |
| | 7 SVEN A. WEHRWEIN | | | | For | | For |
| | | | |
02 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 24700 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 74 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
LOOPNET, INC
| | | | | | |
| | | |
| Security | | 543524300 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LOOP | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932684740 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM BYRNES | | | | Withheld | | Against |
| | 2 THOMAS E. UNTERMAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 16500 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 75 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
KOMAG, INCORPORATED
| | | | | | |
| | | |
| Security | | 500453204 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KOMG | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685146 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PAUL A. BRAHE | | | | Withheld | | Against |
| | 2 KENNETH R. SWIMM | | | | Withheld | | Against |
| | 3 MICHAEL LEE WORKMAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 188 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 76 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THOMAS WEISEL PARTNERS GROUP, INC.
| | | | | | |
| | | |
| Security | | 884481102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TWPG | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932686869 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS W. WEISEL | | | | For | | For |
| | 2 MATTHEW R. BARGER | | | | For | | For |
| | 3 MICHAEL W. BROWN | | | | For | | For |
| | 4 B. KIPLING HAGOPIAN | | | | For | | For |
| | 5 TIMOTHY A. KOOGLE | | | | For | | For |
| | 6 MICHAEL G. MCCAFFERY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 43500 | | 0 | | 04-May-2007 | | 04-May-2007 |
| | |
Page 77 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
NOVAMED, INC.
| | | | | | |
| | | |
| Security | | 66986W108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NOVA | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689120 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT J. KELLY | | | | Withheld | | Against |
| | 2 C.A. LANCE PICCOLO | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 81100 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 78 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SUPERIOR ENERGY SERVICES, INC.
| | | | | | |
| | | |
| Security | | 868157108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SPN | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693408 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 HAROLD J. BOUILLION | | | | For | | For |
| | 2 ENOCH L. DAWKINS | | | | For | | For |
| | 3 JAMES M. FUNK | | | | For | | For |
| | 4 TERENCE E. HALL | | | | For | | For |
| | 5 ERNEST E. HOWARD | | | | For | | For |
| | 6 RICHARD A. PATTAROZZI | | | | For | | For |
| | 7 JUSTIN L. SULLIVAN | | | | For | | For |
| | | | |
02 | | ADOPT STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 39600 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 79 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ADVENTRX PHARMACEUTICALS, INC.
| | | | | | |
| | | |
| Security | | 00764X103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANX | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932697103 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARK N.K. BAGNALL | | | | For | | For |
| | 2 ALEXANDER J. DENNER | | | | For | | For |
| | 3 MICHAEL M. GOLDBERG | | | | For | | For |
| | 4 EVAN M. LEVINE | | | | For | | For |
| | 5 JACK LIEF | | | | For | | For |
| | 6 MARK J. PYKETT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 5502 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 80 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
WESCO INTERNATIONAL, INC.
| | | | | | |
| | | |
| Security | | 95082P105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WCC | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932699070 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SANDRA BEACH LIN | | | | Withheld | | Against |
| | 2 ROBERT J. TARR, JR. | | | | Withheld | | Against |
| | 3 KENNETH L. WAY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 62100 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 81 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ARRIS GROUP, INC.
| | | | | | |
| | | |
| Security | | 04269Q100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ARRS | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685425 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ALEX B. BEST | | | | For | | For |
| | 2 HARRY L. BOSCO | | | | For | | For |
| | 3 JOHN ANDERSON CRAIG | | | | For | | For |
| | 4 MATTHEW B. KEARNEY | | | | For | | For |
| | 5 WILLIAM H. LAMBERT | | | | For | | For |
| | 6 JOHN R. PETTY | | | | For | | For |
| | 7 ROBERT J. STANZIONE | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 45418 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 82 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
TEXAS ROADHOUSE, INC.
| | | | | | |
| | | |
| Security | | 882681109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TXRH | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695123 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 G.J. HART | | | | Withheld | | Against |
| | 2 GREGORY N. MOORE | | | | Withheld | | Against |
| | 3 JAMES F. PARKER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 103800 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 83 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THESTREET.COM, INC.
| | | | | | |
| | | |
| Security | | 88368Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TSCM | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695476 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DARYL OTTE | | | | Withheld | | Against |
| | 2 WILLIAM R. GRUVER | | | | Withheld | | Against |
| | 3 JEFFREY M. CUNNINGHAM | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 33914 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 84 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
TASER INTERNATIONAL, INC.
| | | | | | |
| | | |
| Security | | 87651B104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TASR | | Meeting Date | | 25-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932691290 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN S. CALDWELL | | | | Withheld | | Against |
| | 2 BRUCE R. CULVER | | | | Withheld | | Against |
| | 3 MICHAEL GARNREITER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | S/H Proposal - Animal Rights | | Shareholder | | Against | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 158800 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 85 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
IXIA
| | | | | | |
| | | |
| Security | | 45071R109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | XXIA | | Meeting Date | | 25-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932702144 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JEAN-CLAUDE ASSCHER | | | | For | | For |
| | 2 MASSOUD ENTEKHABI | | | | For | | For |
| | 3 JONATHAN FRAM | | | | For | | For |
| | 4 ERROL GINSBERG | | | | For | | For |
| | 5 GAIL HAMILTON | | | | For | | For |
| | 6 JON F. RAGER | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 187896 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 86 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
UNITED AMERICA INDEMNITY, LTD.
| | | | | | |
| | | |
| Security | | 90933T109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | INDM | | Meeting Date | | 25-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932715153 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | Against | | Against |
| | | | |
03 | | Amend Cash/Stock Bonus Plan | | Management | | Against | | Against |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5A1 | | Election Of Directors | | Management | | | | |
| | 1 ALAN BOSSIN-WR WRS | | | | Withheld | | Against |
| | 2 LARRY A. FRAKES-WR | | | | Withheld | | Against |
| | 3 DAVID R. WHITING-WR WRS | | | | Withheld | | Against |
| | 4 J.B. WALDRON-ALT WR WRS | | | | Withheld | | Against |
| | 5 R.H. BLACK-ALT WR WRS | | | | Withheld | | Against |
| | 6 ALAN BOSSIN-WR SVC | | | | Withheld | | Against |
| | 7 DAVID R. WHITING-WR SVC | | | | Withheld | | Against |
| | 8 J.B. WALDRON-ALT WR SVC | | | | Withheld | | Against |
| | 9 R.H. BLACK-ALT WR SVC | | | | Withheld | | Against |
| | | | |
5A2 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5B2 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5B3 | | Approve Financial Statements | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 33915 | | 0 | | | | 21-May-2007 |
| | |
Page 87 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
AMERICAN MEDICAL SYSTEMS HOLDINGS, I
| | | | | | |
| | | |
| Security | | 02744M108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AMMD | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689079 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARTIN J. EMERSON | | | | Withheld | | Against |
| | 2 ALBERT JAY GRAF | | | | Withheld | | Against |
| | 3 ROBERT MCLELLAN, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 125000 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 88 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
WILSHIRE BANCORP, INC.
| | | | | | |
| | | |
| Security | | 97186T108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WIBC | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932710456 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SOO BONG MIN | | | | Withheld | | Against |
| | 2 LARRY GREENFIELD, M.D. | | | | Withheld | | Against |
| | 3 KYU-HYUN KIM | | | | Withheld | | Against |
| | 4 YOUNG HI-PAK | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 73477 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 89 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DIGITAL RIVER, INC.
| | | | | | |
| | | |
| Security | | 25388B104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DRIV | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695882 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOEL A. RONNING | | | | Withheld | | Against |
| | 2 PERRY W. STEINER | | | | Withheld | | Against |
| | 3 J. PAUL THORIN | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 16000 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 90 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
GEN-PROBE INCORPORATED
| | | | | | |
| Security | | 36866T103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GPRO | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932700506 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Election Of Directors | | Management | | Against | | Against |
| | | | |
1B | | Election Of Directors | | Management | | Against | | Against |
| | | | |
02 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 62879 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 91 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
WORLD FUEL SERVICES CORPORATION
| | | | | | |
| Security | | 981475106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | INT | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932707081 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PAUL H. STEBBINS | | | | For | | For |
| | 2 MICHAEL J. KASBAR | | | | For | | For |
| | 3 KEN BAKSHI | | | | For | | For |
| | 4 JOACHIM HEEL | | | | For | | For |
| | 5 RICHARD A. KASSAR | | | | For | | For |
| | 6 MYLES KLEIN | | | | For | | For |
| | 7 J. THOMAS PRESBY | | | | For | | For |
| | 8 STEPHEN K. RODDENBERRY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | S/H Proposal - Eliminate Cumulative Voting | | Shareholder | | For | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 7600 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 92 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
ON ASSIGNMENT, INC.
| | | | | | |
| Security | | 682159108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ASGN | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932699169 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SEN. W.E. BROCK | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 147420 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 93 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DJO, INC.
| | | | | | |
| Security | | 23325G104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DJO | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932696959 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JACK R. BLAIR | | | | Withheld | | Against |
| | 2 MITCHELL J. BLUTT, M.D. | | | | Withheld | | Against |
| | 3 W. THOMAS MITCHELL | | | | Withheld | | Against |
| | | | |
02 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 47500 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 94 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
DIVX, INC.
| | | | | | |
| Security | | 255413106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DIVX | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932704326 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 R. JORDAN GREENHALL | | | | Withheld | | Against |
| | 2 CHRISTOPHER MCGURK | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 430 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 95 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
BARE ESCENTUALS, INC.
| | | | | | |
| Security | | 067511105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BARE | | Meeting Date | | 04-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932708691 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROSS M. JONES | | | | Withheld | | Against |
| | 2 GLEN T. SENK | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 7093 | | 0 | | 10-May-2007 | | 10-May-2007 |
| | |
Page 96 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
HIBBETT SPORTS INC
| | | | | | |
| Security | | 428567101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HIBB | | Meeting Date | | 05-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932710204 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CARL KIRKLAND | | | | Withheld | | Against |
| | 2 MICHAEL J. NEWSOME | | | | Withheld | | Against |
| | 3 THOMAS A. SAUNDERS, III | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Amend Non-Employee Director Plan | | Management | | For | | For |
| | | | |
05 | | Miscellaneous Compensation Plans | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 25514 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 97 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
MET-PRO CORPORATION
| | | | | | |
| Security | | 590876306 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MPR | | Meeting Date | | 06-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932690072 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RAYMOND J. DE HONT | | | | Withheld | | Against |
| | 2 NICHOLAS DEBENEDICTIS | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 91253 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 98 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
BLACKBOARD INC.
| | | | | | |
| Security | | 091935502 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BBBB | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932702790 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 FRANK GATTI | | | | Withheld | | Against |
| | 2 MATTHEW PITTINSKY | | | | Withheld | | Against |
| | 3 BETH KAPLAN | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 105759 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 99 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
VOLCANO CORPORATION
| | | | | | |
| Security | | 928645100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VOLC | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932707132 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CARLOS A. FERRER | | | | Withheld | | Against |
| | 2 JAMES C. BLAIR, PH.D. | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | ADOPT STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 26500 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 100 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
| | | | | | |
| | | |
| Security | | 192446102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CTSH | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712210 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAKSHMI NARAYANAN | | | | Withheld | | Against |
| | 2 JOHN E. KLEIN | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 39100 | | 0 | | 21-May-2007 | | 21-May-2007 |
| | |
Page 101 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
LIFETIME BRANDS, INC.
| | | | | | |
| | | |
| Security | | 53222Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LCUT | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712373 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JEFFREY SIEGEL | | | | Withheld | | Against |
| | 2 RONALD SHIFTAN | | | | Withheld | | Against |
| | 3 CRAIG PHILLIPS | | | | Withheld | | Against |
| | 4 FIONA DIAS | | | | Withheld | | Against |
| | 5 MICHAEL JEARY | | | | Withheld | | Against |
| | 6 SHELDON MISHER | | | | Withheld | | Against |
| | 7 CHERRIE NANNINGA | | | | Withheld | | Against |
| | 8 WILLIAM WESTERFIELD | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 5902 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 102 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
COLDWATER CREEK INC.
| | | | | | |
| | | |
| Security | | 193068103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CWTR | | Meeting Date | | 09-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932710432 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JAMES R. ALEXANDER | | | | Withheld | | Against |
| | 2 JERRY GRAMAGLIA | | | | Withheld | | Against |
| | 3 KAY ISAACSON-LEIBOWITZ | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 51500 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 103 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CARDIOME PHARMA CORP.
| | | | | | |
| | | |
| Security | | 14159U202 | | Meeting Type | | Annual and Special Meeting |
| | | |
| Ticker Symbol | | CRME | | Meeting Date | | 11-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932722576 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT W. RIEDER | | | | For | | For |
| | 2 PETER W. ROBERTS | | | | For | | For |
| | 3 JACKIE CLEGG | | | | For | | For |
| | 4 RICHARD M. GLICKMAN | | | | For | | For |
| | 5 HAROLD H. SHLEVIN | | | | For | | For |
| | 6 DOUGLAS G. JANZEN | | | | For | | For |
| | 7 WILLIAM L. HUNTER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Renumeration Of Directors And Auditors | | Management | | For | | For |
| | | | |
04 | | Amend Incentive Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 71101 | | 0 | | | | 24-May-2007 |
| | |
Page 104 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
YOUBET.COM, INC.
| | | | | | |
| | | |
| Security | | 987413101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UBET | | Meeting Date | | 13-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932718503 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CHARLES F. CHAMPION | | | | Withheld | | Against |
| | 2 DAVID M. MARSHALL | | | | Withheld | | Against |
| | 3 GARY ADELSON | | | | Withheld | | Against |
| | 4 JOSEPH F. BARLETTA | | | | Withheld | | Against |
| | 5 MICHAEL BRODSKY | | | | Withheld | | Against |
| | 6 JAMES EDGAR | | | | Withheld | | Against |
| | 7 STEVEN C. GOOD | | | | Withheld | | Against |
| | 8 F. JACK LIEBAU | | | | Withheld | | Against |
| | 9 JAY R. PRITZKER | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 181400 | | 0 | | 18-May-2007 | | 18-May-2007 |
| | |
Page 105 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
GSI COMMERCE, INC.
| | | | | | |
| | | |
| Security | | 36238G102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GSIC | | Meeting Date | | 15-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932710343 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL G. RUBIN | | | | For | | For |
| | 2 M. JEFFREY BRANMAN | | | | For | | For |
| | 3 MICHAEL J. DONAHUE | | | | For | | For |
| | 4 RONALD D. FISHER | | | | For | | For |
| | 5 JOHN A. HUNTER | | | | For | | For |
| | 6 MARK S. MENELL | | | | For | | For |
| | 7 JEFFREY F. RAYPORT | | | | For | | For |
| | 8 ANDREA M. WEISS | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 39605 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 106 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNET CAPITAL GROUP, INC.
| | | | | | |
| | | |
| Security | | 46059C205 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ICGE | | Meeting Date | | 15-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932715127 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS A. DECKER* | | | | Withheld | | Against |
| | 2 DR. THOMAS P. GERRITY* | | | | Withheld | | Against |
| | 3 ROBERT E. KEITH, JR.* | | | | Withheld | | Against |
| | 4 MICHAEL J. HAGAN** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 78501 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 107 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
THE SPECTRANETICS CORPORATION
| | | | | | |
| | | |
| Security | | 84760C107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SPNC | | Meeting Date | | 19-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932713894 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARTIN T. HART | | | | Withheld | | Against |
| | 2 JOSEPH M. RUGGIO, M.D. | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 8027 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 108 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CUTERA, INC.
| | | | | | |
| | | |
| Security | | 232109108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CUTR | | Meeting Date | | 19-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932714187 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W. MARK LORTZ | | | | Withheld | | Against |
| | 2 JERRY P. WIDMAN | | | | Withheld | | Against |
| | 3 A.J. CAMPBELL-WHITE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 22800 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 109 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
NUTRACEA
| | | | | | |
| | | |
| Security | | 67060N204 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NTRZ | | Meeting Date | | 19-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932726132 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BRADLEY D. EDSON | | | | For | | For |
| | 2 DAVID S. BENSOL | | | | For | | For |
| | 3 WESLEY K. CLARK | | | | For | | For |
| | 4 JAMES C. LINTZENICH | | | | For | | For |
| | 5 EDWARD L. MCMILLAN | | | | For | | For |
| | 6 STEVEN W. SAUNDERS | | | | For | | For |
| | 7 KENNETH L. SHROPSHIRE | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
04 | | Eliminate Cumulative Voting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 1536 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 110 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
CALIFORNIA PIZZA KITCHEN, INC.
| | | | | | |
| | | |
| Security | | 13054D109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CPKI | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932709996 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM C. BAKER | | | | Withheld | | Against |
| | 2 LARRY S. FLAX | | | | Withheld | | Against |
| | 3 HENRY GLUCK | | | | Withheld | | Against |
| | 4 STEVEN C. GOOD | | | | Withheld | | Against |
| | 5 CHARLES G. PHILLIPS | | | | Withheld | | Against |
| | 6 AVEDICK B. POLADIAN | | | | Withheld | | Against |
| | 7 RICHARD L. ROSENFIELD | | | | Withheld | | Against |
| | 8 ALAN I. ROTHENBERG | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 40305 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 111 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SRS LABS, INC.
| | | | | | |
| | | |
| Security | | 78464M106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SRSL | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932716395 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DAVID R. DUKES | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 68900 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 112 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
AEROPOSTALE, INC.
| | | | | | |
| | | |
| Security | | 007865108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ARO | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932719315 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JULIAN R. GEIGER | | | | For | | For |
| | 2 BODIL ARLANDER | | | | For | | For |
| | 3 RONALD BEEGLE | | | | For | | For |
| | 4 JOHN HAUGH | | | | For | | For |
| | 5 ROBERT B. CHAVEZ | | | | For | | For |
| | 6 MINDY C. MEADS | | | | For | | For |
| | 7 JOHN D. HOWARD | | | | For | | For |
| | 8 DAVID B. VERMYLEN | | | | For | | For |
| | 9 KARIN HIRTLER-GARVEY | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | �� | Vote Date | | Date Confirmed |
6169676 | | 010 | | 42200 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 113 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
BANKRATE, INC.
| | | | | | |
| | | |
| Security | | 06646V108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RATE | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932727401 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS R. EVANS | | | | Withheld | | Against |
| | 2 RICHARD J. PINOLA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 37500 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 114 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNAP NETWORK SERVICES CORPORATION
| | | | | | |
| | | |
| Security | | 45885A300 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | INAP | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932711117 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JAMES DEBLASIO | | | | Withheld | | Against |
| | 2 KEVIN OBER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 54280 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 115 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
BIOMIMETIC THERAPEUTICS, INC.
| | | | | | |
| | | |
| Security | | 09064X101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BMTI | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712296 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CHARLES W. FEDERICO | | | | Withheld | | Against |
| | 2 CHRIS EHRLICH | | | | Withheld | | Against |
| | 3 GARY FRIEDLAENDER | | | | Withheld | | Against |
| | 4 DOUGLAS WATSON | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 26200 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 116 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
NOVATEL WIRELESS, INC.
| | | | | | |
| | | |
| Security | | 66987M604 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NVTL | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932723035 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GREG LORENZETTI | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 114301 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 117 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
FORCE PROTECTION, INC.
| | | | | | |
| | | |
| Security | | 345203202 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FRPT | | Meeting Date | | 21-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932741184 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MICHAEL MOODY | | | | Withheld | | Against |
| | 2 ROGER THOMPSON | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 532 | | 0 | | 19-Jun-2007 | | 19-Jun-2007 |
| | |
Page 118 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
BIOVERIS CORPORATION
| | | | | | |
| | | |
| Security | | 090676107 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | BIOV | | Meeting Date | | 25-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932728100 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 46200 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 119 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
PERFICIENT, INC.
| | | | | | |
| | | |
| Security | | 71375U101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PRFT | | Meeting Date | | 26-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932714327 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN T. MCDONALD | | | | For | | For |
| | 2 RALPH C. DERRICKSON | | | | For | | For |
| | 3 MAX D. HOPPER | | | | For | | For |
| | 4 KENNETH R. JOHNSEN | | | | For | | For |
| | 5 DAVID S. LUNDEEN | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 14700 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 120 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
OPSWARE INC.
| | | | | | |
| | | |
| Security | | 68383A101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OPSW | | Meeting Date | | 26-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932727780 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BENJAMIN A. HOROWITZ | | | | Withheld | | Against |
| | 2 SIMON M. LORNE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 1528 | | 0 | | 04-Jun-2007 | | 04-Jun-2007 |
| | |
Page 121 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
APOGEE ENTERPRISES, INC.
| | | | | | |
| | | |
| Security | | 037598109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | APOG | | Meeting Date | | 27-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932721930 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JEROME L. DAVIS | | | | Withheld | | Against |
| | 2 JAMES L. MARTINEAU | | | | Withheld | | Against |
| | 3 RICHARD V. REYNOLDS | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 93900 | | 0 | | 22-May-2007 | | 22-May-2007 |
| | |
Page 122 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
LIFECELL CORPORATION
| | | | | | |
| | | |
| Security | | 531927101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LIFC | | Meeting Date | | 28-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932723213 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PAUL G. THOMAS | | | | For | | For |
| | 2 MICHAEL E. CAHR | | | | For | | For |
| | 3 DAVID FITZGERALD | | | | For | | For |
| | 4 JAMES G. FOSTER | | | | For | | For |
| | 5 MICHAEL R. MINOGUE | | | | For | | For |
| | 6 ROBERT P. ROCHE, JR. | | | | For | | For |
| | 7 MARTIN P. SUTTER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 112418 | | 0 | | 24-May-2007 | | 24-May-2007 |
| | |
Page 123 of 124 | | Tuesday, July 24, 2007 |
Investment Company Report
SMITH MICRO SOFTWARE, INC.
| | | | | | |
| | | |
| Security | | 832154108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMSI | | Meeting Date | | 28-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932739723 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SAMUEL GULKO | | | | Withheld | | Against |
| | 2 GREGORY J. SZABO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169676 | | 010 | | 158700 | | 0 | | 19-Jun-2007 | | 19-Jun-2007 |
| | |
Page 124 of 124 | | Tuesday, July 24, 2007 |
FORWARD EMERALD BANKING & FINANCE FUND
Investment Company Report
LEGG MASON, INC.
| | | | | | |
| | | |
| Security | | 524901105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LM | | Meeting Date | | 18-Jul-2006 |
| | | |
| ISIN | | | | Agenda | | 932558806 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CARL BILDT* | | | | Withheld | | Against |
| | 2 JOHN E. KOERNER III* | | | | Withheld | | Against |
| | 3 CHERYL GORDON KRONGARD* | | | | Withheld | | Against |
| | 4 JAMES E. UKROP* | | | | Withheld | | Against |
| | 5 W. ALLEN REED** | | | | Withheld | | Against |
| | | | |
02 | | Approve Authorized Common Stock Increase | | Management | | For | | For |
| | | | |
03 | | Amend Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 31600 | | 0 | | 29-Jun-2006 | | 29-Jun-2006 |
| | |
Page 1 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SUPERIOR BANCORP
| | | | | | |
| | | |
| Security | | 86806M106 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | SUPR | | Meeting Date | | 23-Aug-2006 |
| | | |
| ISIN | | | | Agenda | | 932569102 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 183674 | | 0 | | 01-Aug-2006 | | 01-Aug-2006 |
| | |
Page 2 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PFF BANCORP, INC.
| | | | | | |
| | | |
| Security | | 69331W104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PFB | | Meeting Date | | 12-Sep-2006 |
| | | |
| ISIN | | | | Agenda | | 932570511 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 STEPHEN C. MORGAN ED.D* | | | | Withheld | | Against |
| | 2 JIL H. STARK* | | | | Withheld | | Against |
| | 3 ROYCE A. STUTZMAN* | | | | Withheld | | Against |
| | 4 KEVIN MCCARTHY** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 19800 | | 0 | | 09-Aug-2006 | | 09-Aug-2006 |
| | |
Page 3 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SUPERIOR BANCORP
| | | | | | |
| | | |
| Security | | 86806M106 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | SUPR | | Meeting Date | | 12-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932583556 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 183674 | | 0 | | 15-Sep-2006 | | 15-Sep-2006 |
| | |
Page 4 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SUMMIT BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 866011109 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | SBIT | | Meeting Date | | 24-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932586209 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 145697 | | 0 | | 26-Sep-2006 | | 26-Sep-2006 |
| | |
Page 5 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
WILLOW FINANCIAL BANCORP, INC.
| | | | | | |
| | | |
| Security | | 97111W101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WFBC | | Meeting Date | | 31-Oct-2006 |
| | | |
| ISIN | | | | Agenda | | 932593064 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GERARD F. GRIESSER | | | | Withheld | | Against |
| | 2 CHARLES F. KREMP, 3RD | | | | Withheld | | Against |
| | 3 ROSEMARY C. LORING, ESQ | | | | Withheld | | Against |
| | 4 EMORY S. TODD, JR., CPA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 23840 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 6 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FIRST ACCEPTANCE CORPORATION
| | | | | | |
| | | |
| Security | | 318457108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FAC | | Meeting Date | | 09-Nov-2006 |
| | | |
| ISIN | | | | Agenda | | 932594028 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RHODES R. BOBBITT | | | | For | | For |
| | 2 HARVEY B. CASH | | | | For | | For |
| | 3 DONALD J. EDWARDS | | | | For | | For |
| | 4 GERALD J. FORD | | | | For | | For |
| | 5 STEPHEN J. HARRISON | | | | For | | For |
| | 6 THOMAS M. HARRISON, JR. | | | | For | | For |
| | 7 TOM C. NICHOLS | | | | For | | For |
| | 8 LYNDON L. OLSON, JR. | | | | For | | For |
| | 9 WILLIAM A. SHIPP, JR. | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 94900 | | 0 | | 18-Oct-2006 | | 18-Oct-2006 |
| | |
Page 7 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PROSPERITY BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 743606105 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | PRSP | | Meeting Date | | 13-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932605023 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Reorganization Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 165122 | | 0 | | 16-Nov-2006 | | 16-Nov-2006 |
| | |
Page 8 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
TEXAS UNITED BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 882838105 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | TXUI | | Meeting Date | | 14-Dec-2006 |
| | | |
| ISIN | | | | Agenda | | 932604956 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Reorganization Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 295451 | | 0 | | 17-Nov-2006 | | 17-Nov-2006 |
| | |
Page 9 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
GLOBAL SIGNAL INC.
| | | | | | |
| | | |
| Security | | 37944Q103 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | GSL | | Meeting Date | | 11-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932613587 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 20800 | | 0 | | 19-Dec-2006 | | 19-Dec-2006 |
| | |
Page 10 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CAPITAL CROSSING BANK
| | | | | | |
| | | |
| Security | | 140071101 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | CAPX | | Meeting Date | | 23-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932613373 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 140504 | | 0 | | 18-Dec-2006 | | 18-Dec-2006 |
| | |
Page 11 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PULASKI FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 745548107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PULB | | Meeting Date | | 25-Jan-2007 |
| | | |
| ISIN | | | | Agenda | | 932618397 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 STANLEY J. BRADSHAW | | | | Withheld | | Against |
| | 2 W.M. CORRIGAN, JR. | | | | Withheld | | Against |
| | 3 CHRISTOPHER K. REICHERT | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 27000 | | 0 | | 05-Jan-2007 | | 05-Jan-2007 |
| | |
Page 12 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
DIGITAL INSIGHT CORPORATION
| | | | | | |
| | | |
| Security | | 25385P106 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | DGIN | | Meeting Date | | 06-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932621712 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Merger Agreement | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 119479 | | 0 | | 17-Jan-2007 | | 17-Jan-2007 |
| | |
Page 13 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
RAYMOND JAMES FINANCIAL, INC.
| | | | | | |
| | | |
| Security | | 754730109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RJF | | Meeting Date | | 15-Feb-2007 |
| | | |
| ISIN | | | | Agenda | | 932623386 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANGELA M. BIEVER | | | | For | | For |
| | 2 FRANCIS S. GODBOLD | | | | For | | For |
| | 3 H WILLIAM HABERMEYER JR | | | | For | | For |
| | 4 CHET HELCK | | | | For | | For |
| | 5 THOMAS A. JAMES | | | | For | | For |
| | 6 PAUL W. MARSHALL | | | | For | | For |
| | 7 PAUL C. REILLY | | | | For | | For |
| | 8 KENNETH A. SHIELDS | | | | For | | For |
| | 9 HARDWICK SIMMONS | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
05 | | Amend Restricted Stock Award Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 25200 | | 0 | | 22-Jan-2007 | | 22-Jan-2007 |
| | |
Page 14 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
URSTADT BIDDLE PROPERTIES INC.
| | | | | | |
| | | |
| Security | | 917286205 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UBA | | Meeting Date | | 08-Mar-2007 |
| | | |
| ISIN | | | | Agenda | | 932629833 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLING L. BIDDLE | | | | Withheld | | Against |
| | 2 E. VIRGIL CONWAY | | | | Withheld | | Against |
| | 3 ROBERT J. MUELLER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 82000 | | 0 | | 12-Feb-2007 | | 12-Feb-2007 |
| | |
Page 15 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
LAKELAND FINANCIAL CORPORATION
| | | | | | |
| | | |
| Security | | 511656100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | LKFN | | Meeting Date | | 10-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932637323 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 L. CRAIG FULMER | | | | Withheld | | Against |
| | 2 CHARLES E. NIEMIER | | | | Withheld | | Against |
| | 3 DONALD B. STEININGER | | | | Withheld | | Against |
| | 4 TERRY L. TUCKER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 144461 | | 0 | | 19-Mar-2007 | | 19-Mar-2007 |
| | |
Page 16 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CASS INFORMATION SYSTEMS, INC.
| | | | | | |
| | | |
| Security | | 14808P109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CASS | | Meeting Date | | 16-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932644772 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LAWRENCE A. COLLETT | | | | Withheld | | Against |
| | 2 WAYNE J. GRACE | | | | Withheld | | Against |
| | 3 JAMES J. LINDEMANN | | | | Withheld | | Against |
| | 4 ANDREW J. SIGNORELLI | | | | Withheld | | Against |
| | 5 JOHN L. GILLIS, JR. | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 31466 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 17 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
BANK OF THE OZARKS, INC.
| | | | | | |
| | | |
| Security | | 063904106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OZRK | | Meeting Date | | 17-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932638438 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GEORGE GLEASON | | | | Withheld | | Against |
| | 2 MARK ROSS | | | | Withheld | | Against |
| | 3 JEAN AREHART | | | | Withheld | | Against |
| | 4 IAN ARNOF | | | | Withheld | | Against |
| | 5 STEVEN ARNOLD | | | | Withheld | | Against |
| | 6 RICHARD CISNE | | | | Withheld | | Against |
| | 7 ROBERT EAST | | | | Withheld | | Against |
| | 8 LINDA GLEASON | | | | Withheld | | Against |
| | 9 HENRY MARIANI | | | | Withheld | | Against |
| | 10 JAMES MATTHEWS | | | | Withheld | | Against |
| | 11 JOHN MILLS | | | | Withheld | | Against |
| | 12 R.L. QUALLS | | | | Withheld | | Against |
| | 13 KENNITH SMITH | | | | Withheld | | Against |
| | 14 ROBERT TREVINO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 607 | | 0 | | 04-Apr-2007 | | 04-Apr-2007 |
| | |
Page 18 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
LEESPORT FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 524477106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FLPB | | Meeting Date | | 17-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932640053 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 VITO A. DELISI | | | | Withheld | | Against |
| | 2 M. DOMER LEIBENSPERGER | | | | Withheld | | Against |
| | 3 KAREN A. RIGHTMIRE | | | | Withheld | | Against |
| | 4 MICHAEL L. SHOR | | | | Withheld | | Against |
| | 5 ALFRED J. WEBER | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | Against | | Against |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 31824 | | 0 | | 19-Mar-2007 | | 19-Mar-2007 |
| | |
Page 19 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
UNION BANKSHARES CORPORATION
| | | | | | |
| | | |
| Security | | 905399101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UBSH | | Meeting Date | | 17-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932645217 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RONALD L. HICKS | | | | Withheld | | Against |
| | 2 W. TAYLOR MURPHY, JR. | | | | Withheld | | Against |
| | 3 A.D. WHITTAKER | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 180039 | | 0 | | 23-Mar-2007 | | 23-Mar-2007 |
| | |
Page 20 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PROSPERITY BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 743606105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PRSP | | Meeting Date | | 17-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932646637 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEAH HENDERSON* | | | | Withheld | | Against |
| | 2 NED S. HOLMES* | | | | Withheld | | Against |
| | 3 TRACY T. RUDOLPH* | | | | Withheld | | Against |
| | 4 DAVID ZALMAN* | | | | Withheld | | Against |
| | 5 JAMES D. ROLLINS III** | | | | Withheld | | Against |
| | 6 L. DON STRICKLIN*** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 330773 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 21 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SANDY SPRING BANCORP, INC.
| | | | | | |
| | | |
| Security | | 800363103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SASR | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932643097 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SOLOMON GRAHAM | | | | Withheld | | Against |
| | 2 MARSHALL H. GROOM | | | | Withheld | | Against |
| | 3 GILBERT L. HARDESTY | | | | Withheld | | Against |
| | 4 CHARLES F. MESS | | | | Withheld | | Against |
| | 5 LEWIS R. SCHUMANN | | | | Withheld | | Against |
| | 6 W. DREW STABLER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 45700 | | 0 | | 20-Mar-2007 | | 20-Mar-2007 |
| | |
Page 22 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
ENTERPRISE FINANCIAL SERVICES CORP
| | | | | | |
| | | |
| Security | | 293712105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EFSC | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932644645 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PETER F. BENOIST | | | | For | | For |
| | 2 KEVIN C. EICHNER | | | | For | | For |
| | 3 JAMES J. MURPHY, JR. | | | | For | | For |
| | 4 PAUL R. CAHN | | | | For | | For |
| | 5 WILLIAM H. DOWNEY | | | | For | | For |
| | 6 ROBERT E. GUEST, JR. | | | | For | | For |
| | 7 LEWIS A. LEVEY | | | | For | | For |
| | 8 BIRCH M. MULLINS | | | | For | | For |
| | 9 ROBERT E. SAUR | | | | For | | For |
| | 10 SANDRA VAN TREASE | | | | For | | For |
| | 11 HENRY D. WARSHAW | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 25400 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 23 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
WESTERN ALLIANCE BANCORPORATION
| | | | | | |
| | | |
| Security | | 957638109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WAL | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932645077 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CARY MACK | | | | Withheld | | Against |
| | 2 ARTHUR MARSHALL | | | | Withheld | | Against |
| | 3 TODD MARSHALL | | | | Withheld | | Against |
| | 4 M. NAFEES NAGY | | | | Withheld | | Against |
| | 5 JAMES E. NAVE | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 88300 | | 0 | | 30-Mar-2007 | | 30-Mar-2007 |
| | |
Page 24 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
THE COLONIAL BANCGROUP, INC.
| | | | | | |
| | | |
| Security | | 195493309 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CNB | | Meeting Date | | 18-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932647196 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT S. CRAFT | | | | Withheld | | Against |
| | 2 HUBERT L. HARRIS | | | | Withheld | | Against |
| | 3 CLINTON O. HOLDBROOKS | | | | Withheld | | Against |
| | 4 ROBERT E. LOWDER | | | | Withheld | | Against |
| | 5 JOHN C.H. MILLER, JR. | | | | Withheld | | Against |
| | 6 JAMES RANE | | | | Withheld | | Against |
| | | | |
02 | | Adopt Director Stock Option Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 220200 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 25 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SMITHTOWN BANCORP, INC.
| | | | | | |
| | | |
| Security | | 832449102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMTB | | Meeting Date | | 19-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932644885 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PATRICK A. GIVEN | | | | Withheld | | Against |
| | 2 ROBERT W. SCHERDEL | | | | Withheld | | Against |
| | 3 HYUKMUN KWON | | | | Withheld | | Against |
| | | | |
02 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 1542 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 26 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
NEXITY FINANCIAL CORPORATION
| | | | | | |
| | | |
| Security | | 65333R200 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NXTY | | Meeting Date | | 19-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932647223 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DAVID E. LONG | | | | Withheld | | Against |
| | 2 DENISE N. SLUPE | | | | Withheld | | Against |
| | 3 MARK A. STEVENS | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 388890 | | 0 | | 30-Mar-2007 | | 30-Mar-2007 |
| | |
Page 27 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
EASTERN VIRGINIA BANKSHARES, INC.
| | | | | | |
| | | |
| Security | | 277196101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EVBS | | Meeting Date | | 19-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932648845 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W. RAND COOK | | | | For | | For |
| | 2 CHARLES R. REVERE | | | | For | | For |
| | 3 F.L. GARRETT, III | | | | For | | For |
| | 4 JOE A. SHEARIN | | | | For | | For |
| | 5 IRA C. HARRIS | | | | For | | For |
| | 6 HOWARD R. STRAUGHAN, JR | | | | For | | For |
| | 7 F. WARREN HAYNIE, JR. | | | | For | | For |
| | 8 LESLIE E. TAYLOR | | | | For | | For |
| | 9 WILLIAM L. LEWIS | | | | For | | For |
| | 10 J.T. THOMPSON, III | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 33300 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 28 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
MACATAWA BANK CORPORATION
| | | | | | |
| | | |
| Security | | 554225102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MCBC | | Meeting Date | | 19-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932655472 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN F. KOETJE | | | | Withheld | | Against |
| | 2 PHILIP J. KONING | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 86098 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 29 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
WEST COAST BANCORP
| | | | | | |
| | | |
| Security | | 952145100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WCBO | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932645469 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LLOYD D. ANKENY | | | | For | | For |
| | 2 MICHAEL J. BRAGG | | | | For | | For |
| | 3 DUANE C. MCDOUGALL | | | | For | | For |
| | 4 STEVEN J. OLIVA | | | | For | | For |
| | 5 J.F. OUDERKIRK | | | | For | | For |
| | 6 STEVEN N. SPENCE | | | | For | | For |
| | 7 ROBERT D. SZNEWAJS | | | | For | | For |
| | 8 DAVID J. TRUITT | | | | For | | For |
| | 9 NANCY A WILGENBUSCH PHD | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 35300 | | 0 | | 26-Mar-2007 | | 26-Mar-2007 |
| | |
Page 30 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CASCADE FINANCIAL CORPORATION
| | | | | | |
| | | |
| Security | | 147272108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CASB | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932650701 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JIM GAFFNEY | | | | Withheld | | Against |
| | 2 JANICE E. HALLADAY | | | | Withheld | | Against |
| | 3 KATHERINE M. LOMBARDO | | | | Withheld | | Against |
| | 4 GRAIG G. SKOTDAL | | | | Withheld | | Against |
| | 5 R.L. ANDERSON, C.P.A. | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 128927 | | 0 | | 04-Apr-2007 | | 04-Apr-2007 |
| | |
Page 31 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PRINCETON NATIONAL BANCORP, INC.
| | | | | | |
| | | |
| Security | | 742282106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PNBC | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932653834 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DARYL BECKER | | | | Withheld | | Against |
| | 2 SHARON L. COVERT | | | | Withheld | | Against |
| | 3 MARK JANKO | | | | Withheld | | Against |
| | 4 WILLARD LEE | | | | Withheld | | Against |
| | 5 STEPHEN W. SAMET | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 57500 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 32 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SELECTIVE INSURANCE GROUP, INC.
| | | | | | |
| | | |
| Security | | 816300107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SIGI | | Meeting Date | | 24-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932657933 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W. MARSTON BECKER | | | | Withheld | | Against |
| | 2 GREGORY E. MURPHY | | | | Withheld | | Against |
| | 3 WILLIAM M. RUE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 138112 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 33 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SIGNATURE BANK
| | | | | | |
| | | |
| Security | | 82669G104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SBNY | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932651753 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN TAMBERLANE | | | | Withheld | | Against |
| | 2 ANN KAPLAN | | | | Withheld | | Against |
| | 3 YACOV LEVY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 40000 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 34 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
UNITED COMMUNITY BANKS, INC.
| | | | | | |
| | | |
| Security | | 90984P105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UCBI | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652161 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JIMMY C. TALLENT | | | | For | | For |
| | 2 ROBERT H. BLALOCK | | | | For | | For |
| | 3 HOYT O. HOLLOWAY | | | | For | | For |
| | 4 ROBERT L. HEAD, JR. | | | | For | | For |
| | 5 GUY W. FREEMAN | | | | For | | For |
| | 6 CLARENCE W. MASON, SR. | | | | For | | For |
| | 7 W.C. NELSON, JR. | | | | For | | For |
| | 8 THOMAS C. GILLILAND | | | | For | | For |
| | 9 TIM WALLIS | | | | For | | For |
| | 10 A. WILLIAM BENNETT | | | | For | | For |
| | 11 CHARLES E. HILL | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
04 | | Transact Other Business | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 204252 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 35 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
VIRGINIA COMMERCE BANCORP, INC.
| | | | | | |
| | | |
| Security | | 92778Q109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VCBI | | Meeting Date | | 25-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652589 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEONARD ADLER | | | | For | | For |
| | 2 MICHAEL G. ANZILOTTI | | | | For | | For |
| | 3 PETER A. CONVERSE | | | | For | | For |
| | 4 W. DOUGLAS FISHER | | | | For | | For |
| | 5 DAVID M. GUERNSEY | | | | For | | For |
| | 6 ROBERT H. L’HOMMEDIEU | | | | For | | For |
| | 7 NORRIS E. MITCHELL | | | | For | | For |
| | 8 ARTHUR L. WALTERS | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 2565 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 36 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
MERCANTILE BANK CORPORATION
| | | | | | |
| | | |
| Security | | 587376104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MBWM | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932640988 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 EDWARD J. CLARK | | | | Withheld | | Against |
| | 2 C. JOHN GILL | | | | Withheld | | Against |
| | 3 GERALD R. JOHNSON, JR. | | | | Withheld | | Against |
| | 4 CALVIN D. MURDOCK | | | | Withheld | | Against |
| | 5 DONALD WILLIAMS, SR. | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 63423 | | 0 | | 20-Mar-2007 | | 20-Mar-2007 |
| | |
Page 37 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PRIVATEBANCORP, INC.
| | | | | | |
| | | |
| Security | | 742962103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PVTB | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932642920 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT F. COLEMAN | | | | Withheld | | Against |
| | 2 JAMES M. GUYETTE | | | | Withheld | | Against |
| | 3 PHILIP M. KAYMAN | | | | Withheld | | Against |
| | 4 WILLIAM J. PODL | | | | Withheld | | Against |
| | 5 WILLIAM R. RYBAK | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 5500 | | 0 | | 23-Mar-2007 | | 23-Mar-2007 |
| | |
Page 38 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SOUTHWEST BANCORP, INC.
| | | | | | |
| | | |
| Security | | 844767103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | OKSB | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932646409 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 TOM D. BERRY | | | | Withheld | | Against |
| | 2 RICK GREEN | | | | Withheld | | Against |
| | 3 DAVID P. LAMBERT | | | | Withheld | | Against |
| | 4 LINFORD R. PITTS | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 166638 | | 0 | | 28-Mar-2007 | | 28-Mar-2007 |
| | |
Page 39 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SVB FINANCIAL GROUP
| | | | | | |
| | | |
| Security | | 78486Q101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SIVB | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932652224 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ERIC A. BENHAMOU | | | | For | | For |
| | 2 DAVID M. CLAPPER | | | | For | | For |
| | 3 ROGER F. DUNBAR | | | | For | | For |
| | 4 JOEL P. FRIEDMAN | | | | For | | For |
| | 5 G. FELDA HARDYMON | | | | For | | For |
| | 6 ALEX W. “PETE” HART | | | | For | | For |
| | 7 C. RICHARD KRAMLICH | | | | For | | For |
| | 8 JAMES R. PORTER | | | | For | | For |
| | 9 MICHAELA K. RODENO | | | | For | | For |
| | 10 KENNETH P. WILCOX | | | | For | | For |
| | 11 KYUNG H. YOON | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 60674 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 40 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
MERCER INSURANCE GROUP, INC.
| | | | | | |
| | | |
| Security | | 587902107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MIGP | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932662756 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ANDREW R. SPEAKER | | | | Withheld | | Against |
| | 2 GEORGE T. HORNYAK, JR. | | | | Withheld | | Against |
| | 3 SAMUEL J. MALIZIA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 43030 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 41 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
BROOKE CORP.
| | | | | | |
| | | |
| Security | | 112502109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BXXX | | Meeting Date | | 26-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932663188 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT D. ORR | | | | For | | For |
| | 2 LELAND G. ORR | | | | For | | For |
| | 3 ANITA F. LARSON | | | | For | | For |
| | 4 SHAWN T. LOWRY | | | | For | | For |
| | 5 JOHN L. ALLEN | | | | For | | For |
| | 6 JOE L. BARNES | | | | For | | For |
| | 7 MITCHELL G. HOLTHUS | | | | For | | For |
| | 8 DERROL D. HUBBARD | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 140022 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 42 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PHILADELPHIA CONSOLIDATED HOLDING CO
| | | | | | |
| | | |
| Security | | 717528103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PHLY | | Meeting Date | | 27-Apr-2007 |
| | | |
| ISIN | | | | Agenda | | 932679523 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 AMINTA HAWKINS BREAUX | | | | For | | For |
| | 2 MICHAEL J. CASCIO | | | | For | | For |
| | 3 ELIZABETH H. GEMMILL | | | | For | | For |
| | 4 JAMES J. MAGUIRE | | | | For | | For |
| | 5 JAMES J. MAGUIRE, JR. | | | | For | | For |
| | 6 MICHAEL J. MORRIS | | | | For | | For |
| | 7 SHAUN F. O’MALLEY | | | | For | | For |
| | 8 DONALD A. PIZER | | | | For | | For |
| | 9 RONALD R. ROCK | | | | For | | For |
| | 10 SEAN S. SWEENEY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
04 | | Amend Stock Purchase Plan | | Management | | For | | For |
| | | | |
05 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 135981 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 43 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CAMDEN NATIONAL CORPORATION
| | | | | | |
| | | |
| Security | | 133034108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CAC | | Meeting Date | | 01-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932656119 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DAVID C. FLANAGAN | | | | Withheld | | Against |
| | 2 THEODORE C. JOHANSON | | | | Withheld | | Against |
| | 3 ROBIN A. SAWYER | | | | Withheld | | Against |
| | | | |
02 | | Approve Charter Amendment | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 62400 | | 0 | | 09-Apr-2007 | | 09-Apr-2007 |
| | |
Page 44 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
AMERICAN CAMPUS COMMUNITIES, INC.
| | | | | | |
| | | |
| Security | | 024835100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ACC | | Meeting Date | | 03-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662679 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM C. BAYLESS JR. | | | | For | | For |
| | 2 R.D. BURCK | | | | For | | For |
| | 3 G. STEVEN DAWSON | | | | For | | For |
| | 4 CYDNEY C. DONNELL | | | | For | | For |
| | 5 EDWARD LOWENTHAL | | | | For | | For |
| | 6 BRIAN B. NICKEL | | | | For | | For |
| | 7 SCOTT H. RECHLER | | | | For | | For |
| | 8 WINSTON W. WALKER | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 27900 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 45 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
METROCORP BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 591650106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MCBI | | Meeting Date | | 04-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662213 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 TIONG LOI ANG | | | | Withheld | | Against |
| | 2 TOMMY CHEN | | | | Withheld | | Against |
| | 3 CHARLES ROFF | | | | Withheld | | Against |
| | 4 JOE TING | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 25600 | | 0 | | 12-Apr-2007 | | 12-Apr-2007 |
| | |
Page 46 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
STERLING FINANCIAL CORPORATION-PA
| | | | | | |
| | | |
| Security | | 859317109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SLFI | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932659709 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 R.H. ALBRIGHT, JR. | | | | Withheld | | Against |
| | 2 HOWARD E. GROFF, JR. | | | | Withheld | | Against |
| | 3 WILLIAM E. MILLER, JR. | | | | Withheld | | Against |
| | 4 JOHN E. STEFAN | | | | Withheld | | Against |
| | 5 GLENN R. WALZ | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 268067 | | 0 | | 09-Apr-2007 | | 09-Apr-2007 |
| | |
Page 47 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FNB CORPORATION
| | | | | | |
| | | |
| Security | | 302930102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FNBP | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932661603 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 KENDALL O. CLAY | | | | Withheld | | Against |
| | 2 HAROLD K. NEAL | | | | Withheld | | Against |
| | 3 CHARLES W. STEGER | | | | Withheld | | Against |
| | 4 JON T. WYATT | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 47700 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 48 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
INVESTMENT TECHNOLOGY GROUP, INC.
| | | | | | |
| | | |
| Security | | 46145F105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ITG | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932662023 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 J. WILLIAM BURDETT | | | | For | | For |
| | 2 ROBERT C. GASSER | | | | For | | For |
| | 3 WILLIAM I JACOBS | | | | For | | For |
| | 4 TIMOTHY L. JONES | | | | For | | For |
| | 5 ROBERT L. KING | | | | For | | For |
| | 6 KEVIN J.P. O’HARA | | | | For | | For |
| | 7 MAUREEN O’HARA | | | | For | | For |
| | 8 BRIAN J. STECK | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 57200 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 49 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
COMMUNITY BANKS, INC.
| | | | | | |
| | | |
| Security | | 203628102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CMTY | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932676630 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SCOTT J. NEWKAM | | | | Withheld | | Against |
| | 2 ROBERT W. RISSINGER | | | | Withheld | | Against |
| | 3 CHRISTINE SEARS | | | | Withheld | | Against |
| | 4 DALE M. WEAVER | | | | Withheld | | Against |
| | | | |
02 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 203481 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 50 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
DESERT COMMUNITY BANK
| | | | | | |
| | | |
| Security | | 25037Y109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | DCBK | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932677175 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CHARLES R. BRAMMER | | | | For | | For |
| | 2 DONALD P. BRITHINEE | | | | For | | For |
| | 3 TERRY E. CALDWELL | | | | For | | For |
| | 4 J. FRANK FERRE | | | | For | | For |
| | 5 ROBERT LOVINGOOD | | | | For | | For |
| | 6 ALLEN L. MCKELLIPS | | | | For | | For |
| | 7 ROBIN PELLISSIER | | | | For | | For |
| | 8 GEORGE VULICH | | | | For | | For |
| | 9 RONALD L. WILSON | | | | For | | For |
| | 10 CAROLL YULE | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 82280 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 51 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PENSON WORLDWIDE INC.
| | | | | | |
| | | |
| Security | | 709600100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PNSN | | Meeting Date | | 08-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695200 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PHILIP A. PENDERGRAFT | | | | Withheld | | Against |
| | 2 WILLIAM D. GROSS | | | | Withheld | | Against |
| | 3 DAVID A. REED | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 61100 | | 0 | | 27-Apr-2007 | | 27-Apr-2007 |
| | |
Page 52 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FIRST MERCURY FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 320841109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FMR | | Meeting Date | | 09-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932673052 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 STEVEN A. SHAPIRO* | | | | Withheld | | Against |
| | 2 JEROME M. SHAW* | | | | Withheld | | Against |
| | 3 RICHARD H. SMITH* | | | | Withheld | | Against |
| | 4 THOMAS KEARNEY** | | | | Withheld | | Against |
| | 5 WILLIAM C. TYLER** | | | | Withheld | | Against |
| | 6 LOUIS J. MANETTI*** | | | | Withheld | | Against |
| | 7 HOLLIS W. RADEMACHER*** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 81000 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 53 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
NUVEEN INVESTMENTS, INC.
| | | | | | |
| | | |
| Security | | 67090F106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | JNC | | Meeting Date | | 09-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932674662 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN P. AMBOIAN | | | | Withheld | | Against |
| | 2 WILLARD L. BOYD | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 10800 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 54 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SECURITY BANK CORPORATION
| | | | | | |
| | | |
| Security | | 814047106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SBKC | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932661538 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
I | | Election Of Directors | | Management | | | | |
| | 1 B.W. GRIFFITH, III | | | | Withheld | | Against |
| | 2 RUTHIE G. MCMICHAEL | | | | Withheld | | Against |
| | 3 BEN G. PORTER | | | | Withheld | | Against |
| | 4 H. AVERETT WALKER | | | | Withheld | | Against |
| | 5 LARRY C. WALKER | | | | Withheld | | Against |
| | 6 JAMES R. WILLIAMS | | | | Withheld | | Against |
| | | | |
II | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | |
III | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
IV | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 160042 | | 0 | | 10-Apr-2007 | | 10-Apr-2007 |
| | |
Page 55 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
EAST PENN FINANCIAL CORPORATION
| | | | | | |
| | | |
| Security | | 274287101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EPEN | | Meeting Date | | 10-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932671123 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ALLEN E. KIEFER | | | | Withheld | | Against |
| | 2 BRENT L. PETERS | | | | Withheld | | Against |
| | 3 FORREST A. ROHRBACH | | | | Withheld | | Against |
| | 4 PETER L. SHAFFER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 44855 | | 0 | | 17-Apr-2007 | | 17-Apr-2007 |
| | |
Page 56 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
F.N.B. CORPORATION
| | | | | | |
| | | |
| Security | | 302520101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FNB | | Meeting Date | | 14-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932653721 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM B. CAMPBELL* | | | | Withheld | | Against |
| | 2 STEPHEN J. GURGOVITS* | | | | Withheld | | Against |
| | 3 HARRY F. RADCLIFFE* | | | | Withheld | | Against |
| | 4 JOHN W. ROSE* | | | | Withheld | | Against |
| | 5 ARTHUR J. ROONEY II** | | | | Withheld | | Against |
| | 6 DAWNE S. HICKTON*** | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 33200 | | 0 | | 03-Apr-2007 | | 03-Apr-2007 |
| | |
Page 57 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
VIRGINIA FINANCIAL GROUP, INC.
| | | | | | |
| | | |
| Security | | 927810101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | VFGI | | Meeting Date | | 14-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932666514 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEE S. BAKER | | | | Withheld | | Against |
| | 2 O.R. BARHAM, JR. | | | | Withheld | | Against |
| | 3 P. WILLIAM MOORE, JR. | | | | Withheld | | Against |
| | 4 THOMAS F. WILLIAM, JR. | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 2053 | | 0 | | 12-Apr-2007 | | 12-Apr-2007 |
| | |
Page 58 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CODORUS VALLEY BANCORP, INC.
| | | | | | |
| | | |
| Security | | 192025104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CVLY | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932674650 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM H. SIMPSON | | | | Withheld | | Against |
| | 2 DONALD H. WARNER | | | | Withheld | | Against |
| | 3 MICHAEL L. WAUGH | | | | Withheld | | Against |
| | | | |
02 | | ADOPT STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 94412 | | 0 | | 13-Apr-2007 | | 13-Apr-2007 |
| | |
Page 59 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
TEXAS CAPITAL BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 88224Q107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TCBI | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932678824 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PETER B. BARTHOLOW | | | | For | | For |
| | 2 LEO F. CORRIGAN III | | | | For | | For |
| | 3 JOSEPH M. GRANT | | | | For | | For |
| | 4 FREDERICK B. HEGI, JR. | | | | For | | For |
| | 5 LARRY L. HELM | | | | For | | For |
| | 6 J.R. HOLLAND, JR. | | | | For | | For |
| | 7 GEORGE F. JONES, JR. | | | | For | | For |
| | 8 W W “BO” MCALLISTER III | | | | For | | For |
| | 9 LEE ROY MITCHELL | | | | For | | For |
| | 10 STEVEN P. ROSENBERG | | | | For | | For |
| | 11 JOHN C. SNYDER | | | | For | | For |
| | 12 ROBERT W. STALLINGS | | | | For | | For |
| | 13 IAN J. TURPIN | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 339102 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 60 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SEABRIGHT INSURANCE HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 811656107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SEAB | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932687809 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN G. PASQUALETTO | | | | For | | For |
| | 2 PETER Y. CHUNG | | | | For | | For |
| | 3 JOSEPH A. EDWARDS | | | | For | | For |
| | 4 WILLIAM M. FELDMAN | | | | For | | For |
| | 5 MURAL R. JOSEPHSON | | | | For | | For |
| | 6 GEORGE M. MORVIS | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 71300 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 61 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PREFERRED BANK
| | | | | | |
| | | |
| Security | | 740367107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PFBC | | Meeting Date | | 15-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695363 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CHIH-WEI WU | | | | Withheld | | Against |
| | 2 WILLIAM C.Y. CHENG | | | | Withheld | | Against |
| | 3 J. RICHARD BELLISTON | | | | Withheld | | Against |
| | 4 DR. ALBERT YU | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 166131 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 62 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
HEARTLAND FINANCIAL USA, INC.
| | | | | | |
| | | |
| Security | | 42234Q102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HTLF | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932675789 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARK C. FALB | | | | Withheld | | Against |
| | 2 JAMES R. HILL | | | | Withheld | | Against |
| | 3 JOHN K. SCHMIDT | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 72000 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 63 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
UNITED SECURITY BANCSHARES
| | | | | | |
| | | |
| Security | | 911460103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | UBFO | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932682823 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 R.G. BITTER, PHARM. D. | | | | For | | For |
| | 2 STANLEY J. CAVALLA | | | | For | | For |
| | 3 TOM ELLITHORPE | | | | For | | For |
| | 4 R. TODD HENRY | | | | For | | For |
| | 5 GARY HONG | | | | For | | For |
| | 6 RONNIE D. MILLER | | | | For | | For |
| | 7 ROBERT M. MOCHIZUKI | | | | For | | For |
| | 8 WALTER REINHARD | | | | For | | For |
| | 9 JOHN TERZIAN | | | | For | | For |
| | 10 DENNIS R. WOODS | | | | For | | For |
| | 11 MICHAEL T. WOOLF, DDS | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 250 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 64 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
GREAT SOUTHERN BANCORP, INC.
| | | | | | |
| | | |
| Security | | 390905107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GSBC | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932684841 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM V. TURNER | | | | Withheld | | Against |
| | 2 JULIE T. BROWN | | | | Withheld | | Against |
| | 3 EARL A. STEINERT, JR. | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 58800 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 65 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SUPERIOR BANCORP
| | | | | | |
| | | |
| Security | | 86806M106 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SUPR | | Meeting Date | | 16-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932687758 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 C. STANLEY BAILEY | | | | For | | For |
| | 2 ROGER D. BARKER | | | | For | | For |
| | 3 K. EARL DURDEN | | | | For | | For |
| | 4 RICK D. GARDNER | | | | For | | For |
| | 5 THOMAS E. JERNIGAN, JR. | | | | For | | For |
| | 6 JAMES MAILON KENT, JR. | | | | For | | For |
| | 7 JAMES M. LINK | | | | For | | For |
| | 8 D. DEWEY MITCHELL | | | | For | | For |
| | 9 BARRY MORTON | | | | For | | For |
| | 10 ROBERT R. PARRISH, JR. | | | | For | | For |
| | 11 C. MARVIN SCOTT | | | | For | | For |
| | 12 JAMES C. WHITE, SR. | | | | For | | For |
| | | | |
02 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 122774 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 66 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
COBIZ INC.
| | | | | | |
| | | |
| Security | | 190897108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | COBZ | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932675462 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 STEVEN BANGERT | | | | For | | For |
| | 2 MICHAEL B. BURGAMY | | | | For | | For |
| | 3 JERRY W. CHAPMAN | | | | For | | For |
| | 4 MORGAN GUST | | | | For | | For |
| | 5 THOMAS M. LONGUST | | | | For | | For |
| | 6 JONATHAN C. LORENZ | | | | For | | For |
| | 7 EVAN MAKOVSKY | | | | For | | For |
| | 8 HAROLD F. MOSANKO | | | | For | | For |
| | 9 NOEL N. ROTHMAN | | | | For | | For |
| | 10 TIMOTHY J. TRAVIS | | | | For | | For |
| | 11 MARY BETH VITALE | | | | For | | For |
| | 12 MARY WHITE | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Approve Company Name Change | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 132104 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 67 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CITIZENS FIRST CORPORATION
| | | | | | |
| | | |
| Security | | 17462Q107 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CZFC | | Meeting Date | | 17-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689132 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BILLY J. BELL | | | | Withheld | | Against |
| | 2 JOE B. NATCHER, JR. | | | | Withheld | | Against |
| | 3 STEVE NEWBERRY | | | | Withheld | | Against |
| | 4 JACK SHEIDLER | | | | Withheld | | Against |
| | 5 FRED TRAVIS | | | | Withheld | | Against |
| | | | |
02 | | Approve Charter Amendment | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 47600 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 68 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
INTERNATIONAL BANCSHARES CORPORATION
| | | | | | |
| | | |
| Security | | 459044103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | IBOC | | Meeting Date | | 21-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932693763 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 L. AVIGAEL | | | | For | | For |
| | 2 I. GREENBLUM | | | | For | | For |
| | 3 R.D. GUERRA | | | | For | | For |
| | 4 R.E. HAYNES | | | | For | | For |
| | 5 D.B. HASTINGS, JR. | | | | For | | For |
| | 6 I. NAVARRO | | | | For | | For |
| | 7 S. NEIMAN | | | | For | | For |
| | 8 P.J. NEWMAN | | | | For | | For |
| | 9 D.E. NIXON | | | | For | | For |
| | 10 L. SALINAS | | | | For | | For |
| | 11 A.R. SANCHEZ, JR. | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 72275 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 69 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
MID-AMERICA APARTMENT COMMUNITIES, I
| | | | | | |
| | | |
| Security | | 59522J103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | MAA | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932666259 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 MARY E. MCCORMICK | | | | Withheld | | Against |
| | 2 WILLIAM B. SANSOM | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 47800 | | 0 | | 08-May-2007 | | 08-May-2007 |
| | |
Page 70 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CENTRAL PACIFIC FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 154760102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CPF | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932667023 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 CLINT ARNOLDUS | | | | Withheld | | Against |
| | 2 C.H.H. CAMP FRIEDMAN | | | | Withheld | | Against |
| | 3 DENNIS I. HIROTA | | | | Withheld | | Against |
| | 4 RONALD K. MIGITA | | | | Withheld | | Against |
| | 5 MAURICE H. YAMASATO | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 111847 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 71 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
ACCESS NATIONAL CORPORATION
| | | | | | |
| | | |
| Security | | 004337101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ANCX | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932686871 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROBERT C. SHOEMAKER | | | | Withheld | | Against |
| | 2 THOMAS M. KODY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 163308 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 72 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
BEVERLY NATIONAL CORPORATION
| | | | | | |
| | | |
| Security | | 088115100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | BNV | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932697204 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Fix Number Of Directors And Elect | | Management | | For | | For |
| | | | |
02 | | Election Of Directors | | Management | | | | |
| | 1 SUZANNE S. GRUHL | | | | Withheld | | Against |
| | 2 JOHN J. MEANY | | | | Withheld | | Against |
| | 3 CLARK R. SMITH | | | | Withheld | | Against |
| | 4 MICHAEL F. TRIPOLI | | | | Withheld | | Against |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 23400 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 73 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
CAPITAL CORP OF THE WEST
| | | | | | |
| | | |
| Security | | 140065202 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | CCOW | | Meeting Date | | 22-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932697797 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN D. FAWCETT | | | | Withheld | | Against |
| | 2 THOMAS T. HAWKER | | | | Withheld | | Against |
| | 3 CURTIS A. RIGGS | | | | Withheld | | Against |
| | | | |
02 | | Amend Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 25440 | | 0 | | 01-May-2007 | | 01-May-2007 |
| | |
Page 74 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
ALABAMA NATIONAL BANCORPORATION
| | | | | | |
| | | |
| Security | | 010317105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ALAB | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932678432 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 W. RAY BARNES | | | | For | | For |
| | 2 BOBBY A. BRADLEY | | | | For | | For |
| | 3 DAN M. DAVID | | | | For | | For |
| | 4 GRIFFIN A. GREENE | | | | For | | For |
| | 5 JOHN H. HOLCOMB III | | | | For | | For |
| | 6 JOHN D. JOHNS | | | | For | | For |
| | 7 JOHN J. MCMAHON, JR. | | | | For | | For |
| | 8 C. PHILLIP MCWANE | | | | For | | For |
| | 9 WILLIAM D. MONTGOMERY | | | | For | | For |
| | 10 RICHARD MURRAY IV | | | | For | | For |
| | 11 G. RUFFNER PAGE, JR. | | | | For | | For |
| | 12 JOHN M. PLUNK | | | | For | | For |
| | 13 WILLIAM BRITT SEXTON | | | | For | | For |
| | 14 W. STANCIL STARNES | | | | For | | For |
| | 15 W. EDGAR WELDEN | | | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 75505 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 75 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
AMERICA FIRST APARTMENT INVESTORS, I
| | | | | | |
| | | |
| Security | | 02363X104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | APRO | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685259 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GEORGE H. KRAUSS | | | | Withheld | | Against |
| | 2 JOHN H. CASSIDY | | | | Withheld | | Against |
| | 3 STEVEN W. SELINE | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 89438 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 76 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
THOMAS WEISEL PARTNERS GROUP, INC.
| | | | | | |
| | | |
| Security | | 884481102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TWPG | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932686869 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS W. WEISEL | | | | For | | For |
| | 2 MATTHEW R. BARGER | | | | For | | For |
| | 3 MICHAEL W. BROWN | | | | For | | For |
| | 4 B. KIPLING HAGOPIAN | | | | For | | For |
| | 5 TIMOTHY A. KOOGLE | | | | For | | For |
| | 6 MICHAEL G. MCCAFFERY | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 12573 | | 0 | | 04-May-2007 | | 04-May-2007 |
| | |
Page 77 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
GUARANTY FEDERAL BANCSHARES, INC.
| | | | | | |
| | | |
| Security | | 40108P101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GFED | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932691327 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JACK L. BARHAM | | | | Withheld | | Against |
| | 2 DON M. GIBSON | | | | Withheld | | Against |
| | 3 TIM ROSENBURY | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 20200 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 78 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
E*TRADE FINANCIAL CORPORATION
| | | | | | |
| | | |
| Security | | 269246104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ETFC | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695250 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RONALD D. FISHER | | | | Withheld | | Against |
| | 2 GEORGE A. HAYTER | | | | Withheld | | Against |
| | 3 R. JARRETT LILIEN | | | | Withheld | | Against |
| | 4 DONNA L. WEAVER | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 213200 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 79 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
PACIFIC PREMIER BANCORP, INC.
| | | | | | |
| | | |
| Security | | 69478X105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | PPBI | | Meeting Date | | 23-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932713755 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 STEVEN R. GARDNER | | | | Withheld | | Against |
| | 2 JEFF C. JONES | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 175100 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 80 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
HERITAGE COMMERCE CORP
| | | | | | |
| | | |
| Security | | 426927109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | HTBK | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932674953 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 FRANK G. BISCEGLIA | | | | For | | For |
| | 2 JAMES R. BLAIR | | | | For | | For |
| | 3 JACK W. CONNER | | | | For | | For |
| | 4 W.J. DEL BIAGGIO, JR. | | | | For | | For |
| | 5 WALTER T. KACZMAREK | | | | For | | For |
| | 6 ROBERT T. MOLES | | | | For | | For |
| | 7 LOUIS O. NORMANDIN | | | | For | | For |
| | 8 JACK L. PECKHAM | | | | For | | For |
| | 9 HUMPHREY P. POLANEN | | | | For | | For |
| | 10 C.J. TOENISKOETTER | | | | For | | For |
| | 11 RANSON W. WEBSTER | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 30300 | | 0 | | 18-Apr-2007 | | 18-Apr-2007 |
| | |
Page 81 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
SANDERS MORRIS HARRIS GROUP INC.
| | | | | | |
| | | |
| Security | | 80000Q104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SMHG | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932689966 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GEORGE L. BALL | | | | For | | For |
| | 2 RICHARD E. BEAN | | | | For | | For |
| | 3 CHARLES W. DUNCAN, III | | | | For | | For |
| | 4 SCOTT B. MCCLELLAND | | | | For | | For |
| | 5 BEN T. MORRIS | | | | For | | For |
| | 6 A.W. NIEMI, JR., PH.D. | | | | For | | For |
| | 7 NOLAN RYAN | | | | For | | For |
| | 8 DON A. SANDERS | | | | For | | For |
| | 9 W. BLAIR WALTRIP | | | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 72690 | | 0 | | 07-May-2007 | | 07-May-2007 |
| | |
Page 82 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
THESTREET.COM, INC.
| | | | | | |
| | | |
| Security | | 88368Q103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TSCM | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695476 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 DARYL OTTE | | | | Withheld | | Against |
| | 2 WILLIAM R. GRUVER | | | | Withheld | | Against |
| | 3 JEFFREY M. CUNNINGHAM | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 2118 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 83 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FIRST REGIONAL BANCORP
| | | | | | |
| | | |
| Security | | 33615C101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FRGB | | Meeting Date | | 24-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932715254 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 GARY M. HORGAN | | | | Withheld | | Against |
| | 2 THOMAS E. MCCULLOUGH | | | | Withheld | | Against |
| | 3 RICHARD E. SCHREIBER | | | | Withheld | | Against |
| | | | |
02 | | Transact Other Business | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 136909 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 84 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
UNITED AMERICA INDEMNITY, LTD.
| | | | | | |
| | | |
| Security | | 90933T109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | INDM | | Meeting Date | | 25-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932715153 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
1A | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1B | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1C | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1D | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1E | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1F | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1G | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
1H | | Miscellaneous Corporate Governance | | Management | | Against | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | Against | | Against |
| | | | |
03 | | Amend Cash/Stock Bonus Plan | | Management | | Against | | Against |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5A1 | | Election Of Directors | | Management | | | | |
| | 1 ALAN BOSSIN-WR WRS | | | | Withheld | | Against |
| | 2 LARRY A. FRAKES-WR | | | | Withheld | | Against |
| | 3 DAVID R. WHITING-WR WRS | | | | Withheld | | Against |
| | 4 J.B. WALDRON-ALT WR WRS | | | | Withheld | | Against |
| | 5 R.H. BLACK-ALT WR WRS | | | | Withheld | | Against |
| | 6 ALAN BOSSIN-WR SVC | | | | Withheld | | Against |
| | 7 DAVID R. WHITING-WR SVC | | | | Withheld | | Against |
| | 8 J.B. WALDRON-ALT WR SVC | | | | Withheld | | Against |
| | 9 R.H. BLACK-ALT WR SVC | | | | Withheld | | Against |
| | | | |
5A2 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5B2 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
5B3 | | Approve Financial Statements | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 267154 | | 0 | | | | 21-May-2007 |
| | |
Page 85 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
GATEWAY FINANCIAL HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 368140109 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | GBTS | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932695527 -Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Approve Reorganization Plan | | Management | | For | | For |
| | | | |
02 | | Election Of Directors | | Management | | | | |
| | 1 WILLIAM BRUMSEY III* | | | | Withheld | | Against |
| | 2 JAMES H. FEREBEE, JR.* | | | | Withheld | | Against |
| | 3 F. MORRISETTE NORRELL* | | | | Withheld | | Against |
| | 4 BILLY G. ROUGHTON* | | | | Withheld | | Against |
| | 5 OLLIN B. SYKES* | | | | Withheld | | Against |
| | 6 WILLIAM A. PAULETTE** | | | | Withheld | | Against |
| | | | |
03 | | Fix Number Of Directors And Elect | | Management | | For | | For |
| | | | |
05 | | Approve Authorized Common Stock Increase | | Management | | Against | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 172719 | | 0 | | 30-Apr-2007 | | 30-Apr-2007 |
| | |
Page 86 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
WILSHIRE BANCORP, INC.
| | | | | | |
| | | |
| Security | | 97186T108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | WIBC | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932710456 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 SOO BONG MIN | | | | Withheld | | Against |
| | 2 LARRY GREENFIELD, M.D. | | | | Withheld | | Against |
| | 3 KYU-HYUN KIM | | | | Withheld | | Against |
| | 4 YOUNG HI-PAK | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 252879 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 87 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
NEW CENTURY BANCORP, INC.
| | | | | | |
| | | |
| Security | | 64353M100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NCBC | | Meeting Date | | 30-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932713096 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 J. GARY CICCONE | | | | Withheld | | Against |
| | 2 CARLIE C. MCLAMB | | | | Withheld | | Against |
| | 3 C.L. TART, JR. | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 45840 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 88 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
EMPLOYERS HOLDINGS, INC.
| | | | | | |
| | | |
| Security | | 292218104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EIG | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932685689 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROSE E. MCKINNEY-JAMES | | | | Withheld | | Against |
| | 2 JOHN P. SANDE, III | | | | Withheld | | Against |
| | 3 MARTIN J. WELCH | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 1700 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 89 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
EAST WEST BANCORP, INC.
| | | | | | |
| | | |
| Security | | 27579R104 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EWBC | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932691098 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 PEGGY CHERNG | | | | Withheld | | Against |
| | 2 JULIA S. GOUW | | | | Withheld | | Against |
| | 3 JOHN LEE | | | | Withheld | | Against |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 119173 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 90 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
AFFILIATED MANAGERS GROUP, INC.
| | | | | | |
| | | |
| Security | | 008252108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AMG | | Meeting Date | | 31-May-2007 |
| | | |
| ISIN | | | | Agenda | | 932706940 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RICHARD E. FLOOR | | | | For | | For |
| | 2 SEAN M. HEALEY | | | | For | | For |
| | 3 HAROLD J. MEYERMAN | | | | For | | For |
| | 4 WILLIAM J. NUTT | | | | For | | For |
| | 5 RITA M. RODRIGUEZ | | | | For | | For |
| | 6 PATRICK T. RYAN | | | | For | | For |
| | 7 JIDE J. ZEITLIN | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 690 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 91 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
TRADESTATION GROUP, INC.
| | | | | | |
| | | |
| Security | | 89267P105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | TRAD | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932700455 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RALPH L. CRUZ | | | | For | | For |
| | 2 WILLIAM R. CRUZ | | | | For | | For |
| | 3 DENISE DICKINS | | | | For | | For |
| | 4 MICHAEL W. FIPPS | | | | For | | For |
| | 5 STEPHEN C. RICHARDS | | | | For | | For |
| | 6 SALOMON SREDNI | | | | For | | For |
| | 7 CHARLES F. WRIGHT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 106300 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 92 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FIRST STATE BANCORPORATION
| | | | | | |
| | | |
| Security | | 336453105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FSNM | | Meeting Date | | 01-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932705671 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 LEONARD J. DELAYO, JR. | | | | Withheld | | Against |
| | 2 H. PATRICK DEE | | | | Withheld | | Against |
| | 3 KATHLEEN L. AVILA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 83600 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 93 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
HUB INTERNATIONAL LIMITED
| | | | | | |
| | | |
| Security | | 44332P101 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | HBG | | Meeting Date | | 05-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932721550 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Miscellaneous Corporate Actions | | Management | | For | | For |
| | | | |
02 | | Approve Motion To Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 176200 | | 0 | | | | 24-May-2007 |
| | |
Page 94 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
ALLIANCE DATA SYSTEMS CORPORATION
| | | | | | |
| | | |
| Security | | 018581108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | ADS | | Meeting Date | | 06-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932696745 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 L.M. BENVENISTE, PH.D. | | | | Withheld | | Against |
| | 2 D. KEITH COBB | | | | Withheld | | Against |
| | 3 KENNETH R. JENSEN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 25300 | | 0 | | 03-May-2007 | | 03-May-2007 |
| | |
Page 95 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
KBW, INC.
| | | | | | |
| | | |
| Security | | 482423100 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | KBW | | Meeting Date | | 06-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932703970 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS B. MICHAUD | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 37600 | | 0 | | 11-May-2007 | | 11-May-2007 |
| | |
Page 96 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
THE NAVIGATORS GROUP, INC.
| | | | | | |
| | | |
| Security | | 638904102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NAVG | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932685110 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 H.J. MERVYN BLAKENEY | | | | For | | For |
| | 2 PETER A. CHENEY | | | | For | | For |
| | 3 TERENCE N. DEEKS | | | | For | | For |
| | 4 ROBERT W. EAGER, JR. | | | | For | | For |
| | 5 W. THOMAS FORRESTER | | | | For | | For |
| | 6 STANLEY A. GALANSKI | | | | For | | For |
| | 7 LEANDRO S. GALBAN, JR. | | | | For | | For |
| | 8 JOHN F. KIRBY | | | | For | | For |
| | 9 MARC M. TRACT | | | | For | | For |
| | 10 ROBERT F. WRIGHT | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 68700 | | 0 | | 25-Apr-2007 | | 25-Apr-2007 |
| | |
Page 97 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
NYSE EURONEXT
| | | | | | |
| | | |
| Security | | 629491101 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | NYX | | Meeting Date | | 07-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932715800 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ELLYN L. BROWN | | | | For | | For |
| | 2 MARSHALL N. CARTER | | | | For | | For |
| | 3 SIR GEORGE COX | | | | For | | For |
| | 4 ANDRE DIRCKX | | | | For | | For |
| | 5 WILLIAM E. FORD | | | | For | | For |
| | 6 JAN-MICHIEL HESSELS | | | | For | | For |
| | 7 SYLVAIN HEFES | | | | For | | For |
| | 8 DOMINIQUE HOENN | | | | For | | For |
| | 9 PATRICK HOUEL | | | | For | | For |
| | 10 SHIRLEY ANN JACKSON | | | | For | | For |
| | 11 JAMES S. MCDONALD | | | | For | | For |
| | 12 DUNCAN MCFARLAND | | | | For | | For |
| | 13 JAMES J. MCNULTY | | | | For | | For |
| | 14 BARON JEAN PETERBROECK | | | | For | | For |
| | 15 ALICE M. RIVLIN | | | | For | | For |
| | 16 RICARDO SALGADO | | | | For | | For |
| | 17 ROBERT B. SHAPIRO | | | | For | | For |
| | 18 RIJNHARD VAN TETS | | | | For | | For |
| | 19 JOHN A. THAIN | | | | For | | For |
| | 20 JEAN-FRANCOIS THEODORE | | | | For | | For |
| | 21 KARL M. VON DER HEYDEN | | | | For | | For |
| | 22 SIR BRIAN WILLIAMSON | | | | For | | For |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 11018 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 98 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
EVERCORE PARTNERS, INC.
| | | | | | |
| | | |
| Security | | 29977A105 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | EVR | | Meeting Date | | 12-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932715848 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 ROGER C. ALTMAN | | | | Withheld | | Against |
| | 2 AUSTIN M. BEUTNER | | | | Withheld | | Against |
| | 3 PEDRO ASPE | | | | Withheld | | Against |
| | 4 FRANCOIS DE ST. PHALLE | | | | Withheld | | Against |
| | 5 CURT HESSLER | | | | Withheld | | Against |
| | 6 GAIL BLOCK HARRIS | | | | Withheld | | Against |
| | 7 ANTHONY N. PRITZKER | | | | Withheld | | Against |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 35540 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 99 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
FIRST SECURITY GROUP, INC.
| | | | | | |
| | | |
| Security | | 336312103 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | FSGI | | Meeting Date | | 14-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932705796 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 RODGER B. HOLLEY | | | | For | | For |
| | 2 J.C. HAROLD ANDERS | | | | For | | For |
| | 3 RANDALL L. GIBSON | | | | For | | For |
| | 4 CAROL H. JACKSON | | | | For | | For |
| | 5 RALPH L. KENDALL | | | | For | | For |
| | 6 WILLIAM B. KILBRIDE | | | | For | | For |
| | 7 D. RAY MARLER | | | | For | | For |
| | 8 L.L. MONTGOMERY, III | | | | For | | For |
| | | | |
02 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | |
03 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 242638 | | 0 | | 10-May-2007 | | 10-May-2007 |
| | |
Page 100 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
AMTRUST FINANCIAL SERVICES, INC.
| | | | | | |
| | | |
| Security | | 032359309 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | AFSI | | Meeting Date | | 14-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932707079 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 BARRY D. ZYSKIND | | | | For | | For |
| | 2 MICHAEL KARFUNKEL | | | | For | | For |
| | 3 GEORGE KARFUNKEL | | | | For | | For |
| | 4 DONALD T. DECARLO | | | | For | | For |
| | 5 ABRAHAM GULKOWITZ | | | | For | | For |
| | 6 ISAAC NEUBERGER | | | | For | | For |
| | 7 JAY J. MILLER | | | | For | | For |
| | | | |
02 | | Approve Cash/Stock Bonus Plan | | Management | | For | | For |
| | | | |
03 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | |
04 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 71100 | | 0 | | 10-May-2007 | | 10-May-2007 |
| | |
Page 101 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
STIFEL FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 860630102 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | SF | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932712335 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 JOHN P. DUBINSKY | | | | Withheld | | Against |
| | 2 ROBERT E. LEFTON | | | | Withheld | | Against |
| | 3 SCOTT B. MCCUAIG | | | | Withheld | | Against |
| | 4 JAMES M. OATES | | | | Withheld | | Against |
| | 5 JOSEPH A. SULLIVAN | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 8033 | | 0 | | 17-May-2007 | | 17-May-2007 |
| | |
Page 102 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
BANKRATE, INC.
| | | | | | |
| | | |
| Security | | 06646V108 | | Meeting Type | | Annual |
| | | |
| Ticker Symbol | | RATE | | Meeting Date | | 20-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932727401 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Election Of Directors | | Management | | | | |
| | 1 THOMAS R. EVANS | | | | Withheld | | Against |
| | 2 RICHARD J. PINOLA | | | | Withheld | | Against |
| | | | |
02 | | Ratify Appointment Of Independent Auditors | | Management | | For | | For |
| | | | |
03 | | Amend Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 45947 | | 0 | | 30-May-2007 | | 30-May-2007 |
| | |
Page 103 of 104 | | Tuesday, July 24, 2007 |
Investment Company Report
STIFEL FINANCIAL CORP.
| | | | | | |
| | | |
| Security | | 860630102 | | Meeting Type | | Special |
| | | |
| Ticker Symbol | | SF | | Meeting Date | | 22-Jun-2007 |
| | | |
| ISIN | | | | Agenda | | 932734038 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against
Management |
01 | | Stock Issuance | | Management | | For | | For |
| | | | |
02 | | Approve Stock Compensation Plan | | Management | | For | | For |
| | | | | | | | | | |
Account Number | | Custodian | | Ballot Shares | | Unavailable
Shares | | Vote Date | | Date Confirmed |
6169684 | | 010 | | 8033 | | 0 | | 05-Jun-2007 | | 05-Jun-2007 |
| | |
Page 104 of 104 | | Tuesday, July 24, 2007 |
FORWARD HOOVER MINI-CAP FUND
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Marina Hahn | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Andrew Heyer | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Roger Meltzer | | Management | | Voted | | Withhold | | Against |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Mitchell Ring | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Lewis Schiliro | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Larry Zilavy | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Amendment to the 2002 Long Term Incentive and Stoc | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Anthony Ley | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Patrick Harshman | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect E. Floyd Kvamme | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect William Reddersen | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Lewis Solomon | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect David Van Valkenburg | | Management | | Voted | | For | | For |
Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Daniel McCartney | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Barton Weisman | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Joseph McCartney | | Management | | Voted | | Withhold | | Against |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Robert Frome | | Management | | Voted | | Withhold | | Against |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Thomas Cook | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Robert Moss | | Management | | Voted | | Withhold | | Against |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect John Briggs | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Dino Ottaviano | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Increase Authorized Shares | | Management | | Voted | | For | | For |
Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Carl Kirkland | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Michael J. Newsome | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Thomas A. Saunders, III | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Equity Incentive Plan | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2006 Non-Employee Director Equity Pla | | Management | | Voted | | For | | For |
Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Director Deffered Compensation P | | Management | | Voted | | For | | For |
ICT Group Inc | | ICTG | | 44929Y101 | | 05/16/2007 | | Elect Bernard Somers | | Management | | Voted | | For | | For |
ICT Group Inc | | ICTG | | 44929Y101 | | 05/16/2007 | | Elect Seth Lehr | | Management | | Voted | | Withhold | | Against |
ICT Group Inc | | ICTG | | 44929Y101 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Roswell Bowers | | Management | | Voted | | Withhold | | Against |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Gioacchino De Chirico | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Ralph Eatz | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect MIchael Goldman | | Management | | Voted | | Withhold | | Against |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect John Harris | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Hiroshi Hoketsu | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Joseph Rosen | | Management | | Voted | | For | | For |
Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
Insteel Industries Inc | | IIIN | | 45774W108 | | 02/13/2007 | | Elect Howard Woltz, Jr. | | Management | | Voted | | For | | For |
Insteel Industries Inc | | IIIN | | 45774W108 | | 02/13/2007 | | Elect C. Richard Vaughn | | Management | | Voted | | For | | For |
Insteel Industries Inc | | IIIN | | 45774W108 | | 02/13/2007 | | Elect Louis Hannen | | Management | | Voted | | For | | For |
Jos A Bank Clothiers | | JOSB | | 480838101 | | 06/22/2007 | | Elect Gary Gladstein | | Management | | Voted | | For | | For |
Jos A Bank Clothiers | | JOSB | | 480838101 | | 06/22/2007 | | Elect Sidney Ritman | | Management | | Voted | | For | | For |
Jos A Bank Clothiers | | JOSB | | 480838101 | | 06/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
KBW Inc | | KBW | | 482423100 | | 06/06/2007 | | Elect Thomas Michaud | | Management | | Voted | | For | | For |
KBW Inc | | KBW | | 482423100 | | 06/06/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Steven Cooper | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Keith Grinstein | | Management | | Voted | | Withhold | | Against |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Thomas McChesney | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Gates McKibbin | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Joseph Sambataro, Jr. | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect William Steele | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Robert Sullivan | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Craig Tall | | Management | | Voted | | For | | For |
Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Lhc Group Inc | | LHCG | | 50187A107 | | 06/14/2007 | | Elect John Indest | | Management | | Voted | | For | | For |
Lhc Group Inc | | LHCG | | 50187A107 | | 06/14/2007 | | Elect Ronald Nixon | | Management | | Voted | | For | | For |
Lhc Group Inc | | LHCG | | 50187A107 | | 06/14/2007 | | Elect W.J. Tauzin | | Management | | Voted | | For | | For |
Lhc Group Inc | | LHCG | | 50187A107 | | 06/14/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Liveperson Inc | | LPSN | | 538146101 | | 06/12/2007 | | Elect Emmanuel Gill | | Management | | Voted | | For | | For |
Liveperson Inc | | LPSN | | 538146101 | | 06/12/2007 | | Elect William Wesemann | | Management | | Voted | | For | | For |
Liveperson Inc | | LPSN | | 538146101 | | 06/12/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Rory Cowan | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect John MacKinnon | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Robert Murray | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Robert Rewey | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Richard Riley | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Harvey Rosenthal | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Maria Sharpe | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Elect Ronald Waters III | | Management | | Voted | | For | | For |
Lojack Corp. | | LOJN | | 539451104 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 03/06/2007 | | Amendments to Certificate of Designation | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 03/06/2007 | | Amendments to Certificate of Designation | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 06/14/2007 | | Elect Charles A. Burtch | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 06/14/2007 | | Elect Jack E. Golsen | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 06/14/2007 | | Elect Horace G. Rhodes | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 06/14/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
LSB Industries Inc | | LXU | | 502160104 | | 06/14/2007 | | Approval of Stock Options Grants | | Management | | Voted | | For | | For |
Mobile Muni Inc | | MINI | | 60740F105 | | 06/27/2007 | | Elect Ronald Marusiak | | Management | | Voted | | For | | For |
Mobile Muni Inc | | MINI | | 60740F105 | | 06/27/2007 | | Elect Lawrence Trachtenberg | | Management | | Voted | | Withhold | | Against |
Mobile Muni Inc | | MINI | | 60740F105 | | 06/27/2007 | | Amendment to the 2006 Equity Incentive Plan | | Management | | Voted | | For | | For |
Mobile Muni Inc | | MINI | | 60740F105 | | 06/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Mortons Restaurant Group Inc | | | | 619430101 | | 05/10/2007 | | Elect John Connolly | | Management | | Voted | | For | | For |
Mortons Restaurant Group Inc | | | | 619430101 | | 05/10/2007 | | Elect Robert Goldschmidt | | Management | | Voted | | For | | For |
Mortons Restaurant Group Inc | | | | 619430101 | | 05/10/2007 | | Elect Alan Teran | | Management | | Voted | | For | | For |
Mortons Restaurant Group Inc | | | | 619430101 | | 05/10/2007 | | Elect Justin Wender | | Management | | Voted | | For | | For |
Mortons Restaurant Group Inc | | | | 619430101 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Keith Brown | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Vincent Byrd | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Richard Johnston | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Edward Kissel | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Stephen Myers | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect John Orr | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Richard Osborne | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Jon Outcalt | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Robert Stefanko | | Management | | Voted | | For | | For |
Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Robert J. Eide | | Management | | Voted | | Withhold | | Against |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Eric Gatoff | | Management | | Voted | | Withhold | | Against |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Brian S. Genson | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Barry Leistner | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Howard M. Lorber | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Wayne Norbitz | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Donald L. Perlyn | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect A.F. Petrocelli | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Elect Charles D. Raich | | Management | | Voted | | Withhold | | Against |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Nathans Famous Inc | | NATH | | 632347100 | | 09/12/2006 | | Shareholder Proposal Regarding Reporting on Health | | Shareholder | | Voted | | Against | | For |
Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Elect James Thompson | | Management | | Voted | | Withhold | | Against |
Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Elect Samuel Skinner | | Management | | Voted | | Withhold | | Against |
Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Amendment to the 2005 Long Term Incentive Plan | | Management | | Voted | | Against | | Against |
Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect Chun Ki Hong | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect Nam Ki Hong | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect Thomas Lagatta | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect Alan Portnoy | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect David Rickey | | Management | | Voted | | For | | For |
Netlist Inc | | | | 64118P109 | | 05/30/2007 | | Elect Preston Romm | | Management | | Voted | | For | | For |
Novatel Wireless Inc | | NVTL | | 66987M604 | | 06/21/2007 | | Elect Greg Lorenzetti | | Management | | Voted | | For | | For |
Novatel Wireless Inc | | NVTL | | 66987M604 | | 06/21/2007 | | Amendment to the 2000 Stock Incentive Plan | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect William Brown | | Management | | Voted | | Withhold | | Against |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Glenn Novotny | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Brooks Pennington, III | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect John Balousek | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect David Chichester | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Alfred Piergallini | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Bruce Westphal | | Management | | Voted | | Withhold | | Against |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Paul Del Rossi | | Management | | Voted | | For | | For |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Mark Hoffman | | Management | | Voted | | For | | For |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Allan Karp | | Management | | Voted | | Withhold | | Against |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Leonard Mogil | | Management | | Voted | | Withhold | | Against |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Mark Rivers | | Management | | Voted | | For | | For |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Jennifer Salopek | | Management | | Voted | | For | | For |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Bernard Zeichner | | Management | | Voted | | Withhold | | Against |
Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Authorization of Board to Set Board Size | | Management | | Voted | | Against | | Against |
Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Elect Pamela Davies | | Management | | Voted | | For | | For |
Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Elect Katherine Hudson | | Management | | Voted | | Withhold | | Against |
Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect William Antle III | | Management | | Voted | | Withhold | | Against |
Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect R. Keith Elliott | | Management | | Voted | | Withhold | | Against |
Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect George Off | | Management | | Voted | | Withhold | | Against |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect Michael Casey | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect John Castello | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect Elizabeth Davila | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect Stuart Heap | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect John H. Landon | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect Warren E. Pinckert, II | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Elect Larry Wilson | | Management | | Voted | | For | | For |
Cholestech Corp. | | CTEC | | 170393102 | | 08/16/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | Elect James Fuld, Jr. | | Management | | Voted | | For | | For |
Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | 2006 Equity Incentive Plan for Non-Employee Direct | | Management | | Voted | | For | | For |
Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | 2006 Senior Executive Incentive Plan | | Management | | Voted | | For | | For |
Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect James Cogdell | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect Frank Spencer | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect John Georgius | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect Richard Jennings | | Management | | Voted | | Withhold | | Against |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect Christopher Lee | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect Richard Neugent | | Management | | Voted | | For | | For |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Elect Randolph Smoak, M.D. | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
COGDELL SPENCER INC | | CSA | | 19238U107 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Martin Cohen | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Robert Steers | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Richard Bruce | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Peter Rhein | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Richard Simon | | Management | | Voted | | Withhold | | Against |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Edmond Villani | | Management | | Voted | | For | | For |
Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Elect Keith Grinstein | | Management | | Voted | | Withhold | | Against |
Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Elect Ronald Woodard | | Management | | Voted | | For | | For |
Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Amendment to the 1997 Amended and Restated Equity | | Management | | Voted | | For | | For |
Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Elect Ronald Frasch | | Management | | Voted | | For | | For |
Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Elect Marie Holman-Rao | | Management | | Voted | | For | | For |
Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect Randall C. Stuewe | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect O. Thomas Albrecht | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect C. Dean Carlson | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect Marlyn Jorgensen | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect Fredric J. Klink | | Management | | Voted | | Withhold | | Against |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect Charles Macaluso | | Management | | Voted | | For | | For |
Darling International Inc | | DAR | | 237266101 | | 05/08/2007 | | Elect Michael Urbut | | Management | | Voted | | Withhold | | Against |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Richard Magnuson | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Michael Foust | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Laurence Chapman | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Kathleen Earley | | Management | | Voted | | Withhold | | Against |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Ruann Ernst | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Dennis Singleton | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Amendment to the 2004 Incentive Award Plan | | Management | | Voted | | For | | For |
Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Richard Faubert | | Management | | Voted | | For | | For |
Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Keith Thomson | | Management | | Voted | | For | | For |
Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Jon Tompkins | | Management | | Voted | | For | | For |
Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Elect Thomas Karol | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Elect Dale Kesler | | Management | | Voted | | Withhold | | Against |
Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Everlast Worldwide Inc Commerce | | EVST | | 300355104 | | 06/01/2007 | | Elect Jeffrey Schwartz | | Management | | Voted | | For | | For |
Everlast Worldwide Inc Commerce | | EVST | | 300355104 | | 06/01/2007 | | Elect Steen Kanter | | Management | | Voted | | For | | For |
Everlast Worldwide Inc Commerce | | EVST | | 300355104 | | 06/01/2007 | | Amendment to the 2000 Stock Option Plan | | Management | | Voted | | For | | For |
Everlast Worldwide Inc Commerce | | EVST | | 300355104 | | 06/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Michael Attardo | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Lawrence Bock | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Wilfred Corrigan | | Management | | Voted | | Withhold | | Against |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Don Kania | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Thomas Kelly | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect William Lattin | | Management | | Voted | | Withhold | | Against |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Jan Lobbezoo | | Management | | Voted | | Withhold | | Against |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Gerhard Parker | | Management | | Voted | | Withhold | | Against |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect James Richardson | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Donald VanLuvanee | | Management | | Voted | | Withhold | | Against |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Amendment to 1995 Stock Incentive Plan | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Amendment to Employee Share Purchase Plan | | Management | | Voted | | For | | For |
FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Richard Fox | | Management | | Voted | | Withhold | | Against |
Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Stephen Light | | Management | | Voted | | For | | For |
Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Lorenzo Lamadrid | | Management | | Voted | | For | | For |
Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Force Protection Inc | | FRCP | | 345203202 | | 09/18/2006 | | Elect Gordon McGilton | | Management | | Voted | | For | | For |
Force Protection Inc | | FRCP | | 345203202 | | 09/18/2006 | | Elect Jack Davis | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Michael Hayes | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect John Eisenman | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Roger Knox | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect John Reier | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Thomas Tashjian | | Management | | Voted | | Withhold | | Against |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect B. Mary McNabb | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Michael McMillan | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Shareholder Proposal Regarding Vendor Code of Conduct | | Shareholder | | Voted | | Against | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Wayne Calabrese | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Norman Carlson | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Anne Foreman | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Richard Glanton | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect John Palms | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect John Perzel | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect George Zoley | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Amendment to the 2006 Stock Incentive Plan | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Irwin Simon | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Barry Alperin | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Beth Bronner | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Jack Futterman | | Management | | Voted | | For | | For |
Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Daniel Glickman | | Management | | Voted | | For | | For |
Aaon Inc | | AAON | | 000360206 | | 05/22/2007 | | Elect Thomas Naugle | | Management | | Voted | | For | | For |
Aaon Inc | | AAON | | 000360206 | | 05/22/2007 | | Leave Class I Board Seat Vacant | | Management | | Voted | | For | | For |
Aaon Inc | | AAON | | 000360206 | | 05/22/2007 | | Adoption of the Long-Term Incentive Plan | | Management | | Voted | | For | | For |
AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect Michael R. Boyce | | Management | | Voted | | For | | For |
AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect James G. Brocksmith, Jr. | | Management | | Voted | | Withhold | | Against |
AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect David P. Storch | | Management | | Voted | | For | | For |
AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Approval of Performance Goals under the 162(m) Inc | | Management | | Voted | | For | | For |
Ace Cash Express Inc | | AACE | | 004403101 | | 09/29/2006 | | Approval of the Merger Agreement | | Management | | Voted | | For | | For |
Ace Cash Express Inc | | AACE | | 004403101 | | 09/29/2006 | | Right to Adjourn Meeting | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect John Scully | | Management | | Voted | | Withhold | | Against |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect Stephanie DiMarco | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect A. George Battle | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect James D. Kirsner | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect James P. Roemer | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect Wendell Van Auken | | Management | | Voted | | For | | For |
Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Elect Thomas Brand | | Management | | Voted | | Withhold | | Against |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Elect Peter Mathewson | | Management | | Voted | | For | | For |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Elect Bryant Riley | | Management | | Voted | | For | | For |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Elect Andrew Leitch | | Management | | Voted | | For | | For |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Aldila | | ALDA | | 014384200 | | 05/16/2007 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect John Alexander | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Robert E. Lee Caswell | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Evelyn D’ An | | Management | | Voted | | Withhold | | Against |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Robert E. Lee Caswell | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Gregory Mutz | | Management | | Voted | | Withhold | | Against |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Charles Palmer | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Baxter Troutman | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Charles Palmer | | Management | | Voted | | For | | For |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Elect Gordon Walker | | Management | | Voted | | Withhold | | Against |
Alico Inc | | ALCO | | 016230104 | | 01/19/2007 | | Amended and Restated Director Compensation Plan | | Management | | Voted | | For | | For |
Amcore Financial Corp. | | AMFI | | 023912108 | | 05/01/2007 | | Elect Paula Bauer | | Management | | Voted | | For | | For |
Amcore Financial Corp. | | AMFI | | 023912108 | | 05/01/2007 | | Elect Paul Donovan | | Management | | Voted | | For | | For |
Amcore Financial Corp. | | AMFI | | 023912108 | | 05/01/2007 | | Elect Teresa Iglesias-Solomon | | Management | | Voted | | For | | For |
Amcore Financial Corp. | | AMFI | �� | 023912108 | | 05/01/2007 | | Elect Gary Watson | | Management | | Voted | | For | | For |
Amcore Financial Corp. | | AMFI | | 023912108 | | 05/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect William Borne | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Ronald LaBorde | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Jake Netterville | | Management | | Voted | | Withhold | | Against |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect David Pitts | | Management | | Voted | | Withhold | | Against |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Peter Ricchiuti | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Donald Washburn | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Amendment to the Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | Elect Bernard Gordon | | Management | | Voted | | For | | For |
Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | Elect John Tarello | | Management | | Voted | | Withhold | | Against |
Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | 2007 Stock Option Plan | | Management | | Voted | | For | | For |
Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | 2007 Restricted Stock Plan | | Management | | Voted | | For | | For |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect Cindy Andreotti | | Management | | Voted | | Withhold | | Against |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect John Gerdelman | | Management | | Voted | | Withhold | | Against |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect John Kraft | | Management | | Voted | | For | | For |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect Robert Keller | | Management | | Voted | | For | | For |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect John Park | | Management | | Voted | | For | | For |
Apac Customer Services Inc | | APAC | | 00185E106 | | 06/01/2007 | | Elect Theodore Schwartz | | Management | | Voted | | For | | For |
Astec Industries Inc | | ASTE | | 046224101 | | 05/01/2007 | | Elect J. Don Brock | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Astec Industries Inc | | ASTE | | 046224101 | | 05/01/2007 | | Elect W. Norman Smith | | Management | | Voted | | Withhold | | Against |
Astec Industries Inc | | ASTE | | 046224101 | | 05/01/2007 | | Elect William Sansom | | Management | | Voted | | Withhold | | Against |
Astec Industries Inc | | ASTE | | 046224101 | | 05/01/2007 | | Elect J. Neal Ferry | | Management | | Voted | | Withhold | | Against |
Astec Industries Inc | | ASTE | | 046224101 | | 05/01/2007 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
Benihana Inc | | BNHN | | 082047101 | | 12/11/2006 | | Elect Norman Becker | | Management | | Voted | | For | | For |
Benihana Inc | | BNHN | | 082047101 | | 12/11/2006 | | Elect Robert B. Sturges | | Management | | Voted | | For | | For |
Benihana Inc | | BNHN | | 082047101 | | 12/11/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Gerald Deitchle | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect James Dal Pozzo | | Management | | Voted | | Withhold | | Against |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect J. Roger King | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Paul A. Motenko | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Shann M. Brassfield | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Larry Bouts | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Jeremiah J. Hennessy | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect John Grundhofer | | Management | | Voted | | Withhold | | Against |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Elect Peter Bassi | | Management | | Voted | | For | | For |
Bj’s Restaurants Inc | | BJRI | | 09180C106 | | 05/30/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Blackboard Inc | | BBBB | | 091935502 | | 06/07/2007 | | Elect Frank Gatti | | Management | | Voted | | For | | For |
Blackboard Inc | | BBBB | | 091935502 | | 06/07/2007 | | Elect Matthew Pittinsky | | Management | | Voted | | For | | For |
Blackboard Inc | | BBBB | | 091935502 | | 06/07/2007 | | Elect Beth Kaplan | | Management | | Voted | | For | | For |
Blackboard Inc | | BBBB | | 091935502 | | 06/07/2007 | | Amendment to 2004 Stock Incentive Plan | | Management | | Voted | | For | | For |
Blackboard Inc | | BBBB | | 091935502 | | 06/07/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Thomas N. Amonett | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Charles Bolden, Jr. | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Peter Buckley | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Stephen Cannon | | Management | | Voted | | Withhold | | Against |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Jonathan Cartwright | | Management | | Voted | | Withhold | | Against |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect William E. Chiles | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Michael Flick | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Thomas Knudson | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Ken Tamblyn | | Management | | Voted | | Withhold | | Against |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Robert Waldrup | | Management | | Voted | | For | | For |
Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Ramsey Frank | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Kevin Kruse | | Management | | Voted | | Withhold | | Against |
Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Floyd Sherman | | Management | | Voted | | For | | For |
Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | 2007 Incentive Plan | | Management | | Voted | | For | | For |
Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect William Baker | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Larry Flax | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Henry Gluck | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Steven Good | | Management | | Voted | | Withhold | | Against |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Charles Phillips | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Avedick Poladian | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Richard Rosenfield | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Elect Alan Rothenberg | | Management | | Voted | | For | | For |
California Pizza Kitchen Inc | | CPKI | | 13054D109 | | 06/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Douglas M. Brown | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Robert W. Foy | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Edward D. Harris, Jr., M.D. | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Bonnie Hill | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect David N. Kennedy | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Richard P. Magnuson | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Linda Meier | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Peter C. Nelson | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect George A. Vera | | Management | | Voted | | For | | For |
California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Sylvester Johnson, IV | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Steven Webster | | Management | | Voted | | Withhold | | Against |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Thomas Carter, Jr. | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Paul Loyd Jr. | | Management | | Voted | | Withhold | | Against |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect F. Gardner Parker | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Roger Ramsey | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Frank A. Wojtek | | Management | | Voted | | For | | For |
Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Central Garden & Petrofina Company | | CENT | | 153527106 | | 09/28/2006 | | Authorization of Non-Voting Class A Common Stock | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Amendment to the Equity Incentive Plan | | Management | | Voted | | For | | For |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | ARTHUR SHORIN | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | EDWARD MILLER | | Management | | Take No Action | | | | NA |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | LEONARD STERN | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Eliminate Classified Board | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Amend Certificate of Incorporation to Permit 25% Stockholders to call Special Meeting | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Amend By-Laws to Permit 25% Stockholders to Call Special Meeting | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Ratification of Auditor | | Management | | Take No Action | | | | NA |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Timothy Brog | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | ARNAUD AJDLER | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | John Jones | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Eliminate Classified Board | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Amend Certificate of Incorporation to Permit 25% Stockholders to call Special Meeting | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Amend Bylaws to Permit 25% Stockholders to Call Special Meeting | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 07/28/2006 | | Ratification of Auditor | | Security Holder | | Voted | | For | | Against |
Topps Company Inc | | TOPP | | 890786106 | | 08/25/2006 | | Elect Arthur T. Shorin | | Management | | Voted | | For | | For |
Topps Company Inc | | TOPP | | 890786106 | | 08/25/2006 | | Elect Timothy Brog | | Management | | Voted | | For | | For |
Topps Company Inc | | TOPP | | 890786106 | | 08/25/2006 | | Elect Arnaud Adjler | | Management | | Voted | | For | | For |
Topps Company Inc | | TOPP | | 890786106 | | 08/25/2006 | | Elect John Jones | | Management | | Voted | | For | | For |
Trammell Crow Company | | TCC | | 89288R106 | | 08/03/2006 | | Ratification and Approval of the Provisions of Sec | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Brian Bachman | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Susan Billat | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Kevin Eichler | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Clarence Granger | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect David ibnAle | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Leonid Mezhvinsky | | Management | | Voted | | For | | For |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Elect Thomas Rohrs | | Management | | Voted | | Withhold | | Against |
Ultra Clean Holdings Inc | | UCTT | | 90385V107 | | 05/31/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Unifirst Corp. | | UNF | | 904708104 | | 01/09/2007 | | Elect Phillip Cohen | | Management | | Voted | | For | | For |
Unifirst Corp. | | UNF | | 904708104 | | 01/09/2007 | | Elect Cynthia Croatti | | Management | | Voted | | For | | For |
Unifirst Corp. | | UNF | | 904708104 | | 01/09/2007 | | Elect Michael Iandoli | | Management | | Voted | | For | | For |
Unifirst Corp. | | UNF | | 904708104 | | 01/09/2007 | | Amendment to the 1996 Stock Incentive Plan | | Management | | Voted | | For | | For |
Unifirst Corp. | | UNF | | 904708104 | | 01/09/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Heinz Fridrich | | Management | | Voted | | For | | For |
Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Roger McDaniel | | Management | | Voted | | For | | For |
Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Irwin Pfister | | Management | | Voted | | For | | For |
Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Randy Thurman | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Ronald Ahrens | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Sander A. Flaum | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Kirk Gorman | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Thomas Hofmann | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Fred Parks, Ph.D. | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Rebecca Rimel | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Elliot Sussman, M.D. | | Management | | Voted | | For | | For |
Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect John McNabb, II | | Management | | Voted | | Withhold | | Against |
Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect Robert Sluder | | Management | | Voted | | For | | For |
Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect S. Miller Williams | | Management | | Voted | | For | | For |
Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Shareholder Proposal Regarding the Seperation of the Chairman and CEO | | Shareholder | | Voted | | For | | Against |
Zumiez Inc. | | ZUMZ | | 989817101 | | 05/30/2007 | | Elect William Barnum, Jr. | | Management | | Voted | | Withhold | | Against |
Zumiez Inc. | | ZUMZ | | 989817101 | | 05/30/2007 | | Elect Gerald Ryles | | Management | | Voted | | Withhold | | Against |
Novatel Wireless Inc | | NVTL | | 66987M604 | | 06/21/2007 | | Amendment to the 2000 Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
Novatel Wireless Inc | | NVTL | | 66987M604 | | 06/21/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Oplink Communication Inc | | OPLK | | 68375Q403 | | 11/08/2006 | | Elect Jesse W. Jack | | Management | | Voted | | Withhold | | Against |
Oplink Communication Inc | | OPLK | | 68375Q403 | | 11/08/2006 | | Elect Leonard J. LeBlanc | | Management | | Voted | | For | | For |
Oplink Communication Inc | | OPLK | | 68375Q403 | | 11/08/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Oplink Communication Inc | | OPLK | | 68375Q403 | | 11/08/2006 | | Decrease Authorized Shares of Capital Stock | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Ross Beaty | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Geoffrey Burns | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect William Fleckenstein | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Michael Larson | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Michael Maloney | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Elect Robert Pirooz | | Management | | Voted | | Withhold | | Against |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Paul Sweeney | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect John Willson | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Appointment of Auditor | | Management | | Voted | | For | | For |
Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Authority to Set Auditor’s Fees | | Management | | Voted | | For | | For |
Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Elect Richard L. Love | | Management | | Voted | | For | | For |
Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Elect Menderes Akdag | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Elect Frank J. Formica | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Elect Gian M. Fulgoni | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Elect Ronald J. Korn | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Elect Robert C. Schweitzer | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | 2006 Employee Equity Compensation Restricted Stock | | Management | | Voted | | Against | | Against |
Petmed Express Inc | | PETS | | 716382106 | | 07/28/2006 | | 2006 Outside Director Equity Compensation Restrict | | Management | | Voted | | Against | | Against |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Richard Federico | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect F. Lane Cardwell, Jr. | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Lesley Howe | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect M. Ann Rhoades | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect James Shennan, Jr. | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect R. Michael Welborn | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Kenneth Wessels | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Right to Adjourn Meeting | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Daniel Artusi | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Ronald Buschur | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect John Clendenin | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Bruce Edwards | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect David George | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Eugene Goda | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Carl Neun | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Elect Andrew Sukawaty | | Management | | Voted | | For | | For |
Powerwave Technology Inc | | PWAV | | 739363109 | | 10/27/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Psychemedics Corp. | | PMD | | 744375205 | | 05/10/2007 | | Elect Raymond Kubacki, Jr. | | Management | | Voted | | For | | For |
Psychemedics Corp. | | PMD | | 744375205 | | 05/10/2007 | | Elect Harry Connick | | Management | | Voted | | For | | For |
Psychemedics Corp. | | PMD | | 744375205 | | 05/10/2007 | | Elect Walter Tomenson | | Management | | Voted | | For | | For |
Psychemedics Corp. | | PMD | | 744375205 | | 05/10/2007 | | Elect Fred Weinert | | Management | | Voted | | Withhold | | Against |
Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect John Tamberlane | | Management | | Voted | | For | | For |
Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect Ann Kaplan | | Management | | Voted | | For | | For |
Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect Yacov Levy | | Management | | Voted | | For | | For |
Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Helen Bosley | | Management | | Voted | | Withhold | | Against |
South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Edward Graham | | Management | | Voted | | For | | For |
South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect William Hughes | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Herman James, Ph.D. | | Management | | Voted | | Withhold | | Against |
South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Spartan Motors Inc | | SPAR | | 846819100 | | 05/23/2007 | | Elect David Wilson | | Management | | Voted | | For | | For |
Spartan Motors Inc | | SPAR | | 846819100 | | 05/23/2007 | | Elect George Tesseris | | Management | | Voted | | For | | For |
Spartan Motors Inc | | SPAR | | 846819100 | | 05/23/2007 | | Increase in Authorized Shares | | Management | | Voted | | For | | For |
Spartan Motors Inc | | SPAR | | 846819100 | | 05/23/2007 | | Stock Incentive Plan of 2007 | | Management | | Voted | | Against | | Against |
Spartan Motors Inc | | SPAR | | 846819100 | | 05/23/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
SRS Laboratories Inc | | SRSL | | 78464M106 | | 06/20/2007 | | Elect David Dukes | | Management | | Voted | | For | | For |
SRS Laboratories Inc | | SRSL | | 78464M106 | | 06/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
SRS Laboratories Inc | | SRSL | | 78464M106 | | 06/20/2007 | | Transaction of Other Business | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Alan Barocas | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Michael Glazer | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Michael McCreery | | Management | | Voted | | Withhold | | Against |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect John Mentzer | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Margaret Monaco | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect William Montgoris | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Sharon Mosse | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect James Scarborough | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Amendment to Specify Authorized Preferred Stock | | Management | | Voted | | Against | | Against |
Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Amendment to Eliminate Bankruptcy Related Language | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Anthony P. Franceschini | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Robert J. Bradshaw | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Ivor M. Ruste | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Aram H. Keith | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect William D. Grace | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Susan E. Hartman | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Robert R. Mesel | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Re-elect Ronald Triffo | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Appointment of Auditor and Authority to Set Fees | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | Amendment to Stock Option Plan | | Management | | Voted | | For | | For |
Stantec Inc | | SXC | | 85472N109 | | 05/03/2007 | | US Employee Share Purchase Plan | | Management | | Voted | | For | | For |
Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Elect Cynthia Cohen | | Management | | Voted | | Withhold | | Against |
Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Elect Charles Finkelstein | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect Robert F. Olson | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect William B. Binch | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect Kenneth H. Holec | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect Alan B. Menkes | | Management | | Voted | | Withhold | | Against |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect Philip E. Soran | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Elect Raymond A. Tucker | | Management | | Voted | | For | | For |
Stellent Inc | | STEL | | 85856W105 | | 08/01/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Symmetry Medical Inc | | SMA | | 871546206 | | 05/03/2007 | | Elect James Burns | | Management | | Voted | | For | | For |
Symmetry Medical Inc | | SMA | | 871546206 | | 05/03/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Kenneth D. Tuchman | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect James Barlett | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect William A. Linnenbringer | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Ruth C. Lipper | | Management | | Voted | | Withhold | | Against |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Shrikant Mehta | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Shirley Young | | Management | | Voted | | For | | For |
Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Terra Industries Inc | | TRA | | 880915103 | | 05/08/2007 | | Elect David Fisher | | Management | | Voted | | For | | For |
Terra Industries Inc | | TRA | | 880915103 | | 05/08/2007 | | Elect Dod Fraser | | Management | | Voted | | For | | For |
Terra Industries Inc | | TRA | | 880915103 | | 05/08/2007 | | 2007 Omnibus Incentive Compensation Plan | | Management | | Voted | | For | | For |
Terra Industries Inc | | TRA | | 880915103 | | 05/08/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect Mark Cocozza | | Management | | Voted | | For | | For |
The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect Christine Cournoyer | | Management | | Voted | | For | | For |
The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect James Orr, III | | Management | | Voted | | For | | For |
The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect Thomas Weisel | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect Matthew Barger | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect Michael Brown | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect B.Kipling Hagopian | | Management | | Voted | | Withhold | | Against |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect Timothy Koogle | | Management | | Voted | | For | | For |
Thomas Weisel Partners Limited Liability | | TWPG | | 884481102 | | 05/23/2007 | | Elect Michael McCaffery | | Management | | Voted | | For | | For |
FORWARD HOOVER SMALL CAP EQUITY FUND
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect Michael R. Boyce | | Management | | Voted | | For | | For |
| AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect James G. Brocksmith, Jr. | | Management | | Voted | | Withhold | | Against |
| AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Elect David P. Storch | | Management | | Voted | | For | | For |
| AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| AAR Corp. | | AIR | | 000361105 | | 10/18/2006 | | Approval of Performance Goals under the 162(m) Inc | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Thomas N. Amonett | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Charles Bolden, Jr. | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Peter Buckley | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Stephen Cannon | | Management | | Voted | | Withhold | | Against |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Jonathan Cartwright | | Management | | Voted | | Withhold | | Against |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect William E. Chiles | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Michael Flick | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Thomas Knudson | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Ken Tamblyn | | Management | | Voted | | Withhold | | Against |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Elect Robert Waldrup | | Management | | Voted | | For | | For |
| Bristow Group Inc | | BRS | | 110394103 | | 08/03/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 09/28/2006 | | Authorization of Non-Voting Class A Common Stock | | Management | | Voted | | For | | For |
| Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | Elect James Fuld, Jr. | | Management | | Voted | | For | | For |
| Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | 2006 Equity Incentive Plan for Non-Employee Directors | | Management | | Voted | | For | | For |
| Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | 2006 Senior Executive Incentive Plan | | Management | | Voted | | For | | For |
| Christopher & Banks Corp. | | CBK | | 171046105 | | 07/26/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Elect Ronald Frasch | | Management | | Voted | | For | | For |
| Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Elect Marie Holman-Rao | | Management | | Voted | | For | | For |
| Crocs Inc | | CROX | | 227046109 | | 10/30/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | Elect Ira Albom | | Management | | Voted | | For | | For |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | Elect Mark Kaplan | | Management | | Voted | | Withhold | | Against |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | Elect Dennis Reimer | | Management | | Voted | | For | | For |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | Elect Charles Boyd | | Management | | Voted | | For | | For |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| DRS Technologies Inc | | DRS | | 23330X100 | | 08/03/2006 | | 2006 Omnibus Plan | | Management | | Voted | | For | | For |
| Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Richard Faubert | | Management | | Voted | | For | | For |
| Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Keith Thomson | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Elect Jon Tompkins | | Management | | Voted | | For | | For |
| Electro Scientific Industries Inc | | ESIO | | 285229100 | | 10/05/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Elect Thomas Karol | | Management | | Voted | | For | | For |
| Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Elect Dale Kesler | | Management | | Voted | | Withhold | | Against |
| Elkcorp | | ELK | | 287456107 | | 10/31/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Richard Fox | | Management | | Voted | | Withhold | | Against |
| Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Stephen Light | | Management | | Voted | | For | | For |
| Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Elect Lorenzo Lamadrid | | Management | | Voted | | For | | For |
| Flow International Corp. | | FLOW | | 343468104 | | 09/11/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Irwin Simon | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Barry Alperin | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Beth Bronner | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Jack Futterman | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Daniel Glickman | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Marina Hahn | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Andrew Heyer | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Roger Meltzer | | Management | | Voted | | Withhold | | Against |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Mitchell Ring | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Lewis Schiliro | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Elect Larry Zilavy | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Amendment to the 2002 Long Term Incentive and Stock Plan | | Management | | Voted | | For | | For |
| Hain Celestial Group Inc | | HAIN | | 405217100 | | 11/30/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Roswell Bowers | | Management | | Voted | | Withhold | | Against |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Gioacchino De Chirico | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Ralph Eatz | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect MIchael Goldman | | Management | | Voted | | Withhold | | Against |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect John Harris | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Hiroshi Hoketsu | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Elect Joseph Rosen | | Management | | Voted | | For | | For |
| Immucor Inc | | BLUD | | 452526106 | | 11/15/2006 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Richard Williams | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Steven Besbeck | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Michael Matte | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Richard Nadeau, Ph.D. | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Stephen Wasserman | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Thomas H. Adams, Ph.D. | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Elect Cesar Garcia | | Management | | Voted | | For | | For |
| Iris International Inc | | IRIS | | 46270W105 | | 08/04/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Jackson Hewitt Tax Service Inc. | | JTX | | 468202106 | | 09/20/2006 | | Elect James Spira | | Management | | Voted | | For | | For |
| Jackson Hewitt Tax Service Inc. | | JTX | | 468202106 | | 09/20/2006 | | Amendment to the Amended and Restated 2004 Equity Compensation Plan | | Management | | Voted | | For | | For |
| Jackson Hewitt Tax Service Inc. | | JTX | | 468202106 | | 09/20/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| SRA International Inc | | SRX | | 78464R105 | | 10/27/2006 | | Elect William K. Brehm | | Management | | Voted | | For | | For |
| SRA International Inc | | SRX | | 78464R105 | | 10/27/2006 | | Elect Edward E. Legasey | | Management | | Voted | | For | | For |
| SRA International Inc | | SRX | | 78464R105 | | 10/27/2006 | | Elect Delbert C. Staley | | Management | | Voted | | For | | For |
| SRA International Inc | | SRX | | 78464R105 | | 10/27/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Trammell Crow Company | | TCC | | 89288R106 | | 08/03/2006 | | Ratification and Approval of the Provisions of Section 4A of the Long-Term Incentive Plan | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Elect John Boyle, III | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Elect William Spivey | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Elect Robert Switz | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Elect Larry Wangberg | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Set Board Size | | Management | | Voted | | For | | For |
| ADC Telecommunications Inc | | ADCT | | 000886309 | | 03/06/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | Elect Bernard Gordon | | Management | | Voted | | For | | For |
| Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | Elect John Tarello | | Management | | Voted | | Withhold | | Against |
| Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | 2007 Stock Option Plan | | Management | | Voted | | For | | For |
| Analogic Corp. | | ALOG | | 032657207 | | 01/29/2007 | | 2007 Restricted Stock Plan | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect William Brown | | Management | | Voted | | Withhold | | Against |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Glenn Novotny | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Brooks Pennington, III | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect John Balousek | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect David Chichester | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Alfred Piergallini | | Management | | Voted | | For | | For |
| Central Garden & Petrofina Company | | CENT | | 153527106 | | 02/12/2007 | | Elect Bruce Westphal | | Management | | Voted | | Withhold | | Against |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Paul Del Rossi | | Management | | Voted | | For | | For |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Mark Hoffman | | Management | | Voted | | For | | For |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Allan Karp | | Management | | Voted | | Withhold | | Against |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Leonard Mogil | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Mark Rivers | | Management | | Voted | | For | | For |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Jennifer Salopek | | Management | | Voted | | For | | For |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Elect Bernard Zeichner | | Management | | Voted | | Withhold | | Against |
| Charlotte Russe Holdings Inc | | CHIC | | 161048103 | | 02/14/2007 | | Authorization of Board to Set Board Size | | Management | | Voted | | Against | | Against |
| Delta Petroleum Corp. | | DPTR | | 247907207 | | 01/29/2007 | | 2007 Performance and Equity Incentive Plan | | Management | | Voted | | Against | | Against |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Michael Alpert | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect George Fellows | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Anne Gust | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Alice Hayes, Ph.D. | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Murray Hutchison | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Linda Lang | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect Michael Murphy | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Elect David Tehle | | Management | | Voted | | For | | For |
| Jack In The Box Inc | | JBX | | 466367109 | | 02/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Nbty Inc | | NTY | | 628782104 | | 02/09/2007 | | Elect Michael Ashner | | Management | | Voted | | For | | For |
| Nbty Inc | | NTY | | 628782104 | | 02/09/2007 | | Elect Glenn Cohen | | Management | | Voted | | For | | For |
| Nbty Inc | | NTY | | 628782104 | | 02/09/2007 | | Elect Arthur Rudolph | | Management | | Voted | | Withhold | | Against |
| Nbty Inc | | NTY | | 628782104 | | 02/09/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Charles Berger | | Management | | Voted | | Withhold | | Against |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Robert Frankenberg | | Management | | Voted | | Withhold | | Against |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Jeffrey Harris | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect William Janeway | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Katharine Martin | | Management | | Voted | | Withhold | | Against |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Mark Myers | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Philip Quigley | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Paul Ricci | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Elect Robert Teresi | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Amendment to 2000 Stock Plan | | Management | | Voted | | For | | For |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Increase Authorized Shares | | Management | | Voted | | Against | | Against |
| Nuance Communications, Inc. | | NUAN | | 67020Y100 | | 03/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Parametric Technology Corp. | | PMTC | | 699173209 | | 03/07/2007 | | Elect Noel Posternak | | Management | | Voted | | For | | For |
| Parametric Technology Corp. | | PMTC | | 699173209 | | 03/07/2007 | | Elect Michael Porter | | Management | | Voted | | Withhold | | Against |
| Parametric Technology Corp. | | PMTC | | 699173209 | | 03/07/2007 | | Amendment to the 2000 Equity Incentive Plan | | Management | | Voted | | Against | | Against |
| Parametric Technology Corp. | | PMTC | | 699173209 | | 03/07/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Elect Richard L. Love | | Management | | Voted | | For | | For |
| Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
| Parexel International Corp. | | PRXL | | 699462107 | | 12/14/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Quanex Corp. | | NXQXP | | 747620102 | | 02/27/2007 | | Elect Joseph Ross | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Quanex Corp. | | NXQXP | | 747620102 | | 02/27/2007 | | Elect Richard Wellek | | Management | | Voted | | For | | For |
| Quanex Corp. | | NXQXP | | 747620102 | | 02/27/2007 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Douglas Ammerman | | Management | | Voted | | Withhold | | Against |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect William Barnum, Jr. | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Laurent Boix-Vives | | Management | | Voted | | Withhold | | Against |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Charles Crowe | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Charles Exon | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Michael Gray | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Timothy Harmon | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Bernard Mariette | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Robert McKnight, Jr. | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Elect Heidi Ueberroth | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Amendment to the Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
| Quiksilver Inc | | ZQK | | 74838C106 | | 03/16/2007 | | Amendment to the 2000 Stock Incentive Plan | | Management | | Voted | | For | | For |
| Thor Industries Inc | | THO | | 885160101 | | 12/05/2006 | | Elect Neil D. Chrisman | | Management | | Voted | | For | | For |
| Thor Industries Inc | | THO | | 885160101 | | 12/05/2006 | | Elect Alan Siegel | | Management | | Voted | | Withhold | | Against |
| Thor Industries Inc | | THO | | 885160101 | | 12/05/2006 | | Elect Geoffrey A. Thompson | | Management | | Voted | | For | | For |
| Thor Industries Inc | | THO | | 885160101 | | 12/05/2006 | | 2006 Equity Incentive Plan | | Management | | Voted | | For | | For |
| United Natural Foods Inc | | UNFI | | 911163103 | | 12/07/2006 | | Elect Richard Antonelli | | Management | | Voted | | For | | For |
| United Natural Foods Inc | | UNFI | | 911163103 | | 12/07/2006 | | Elect Joseph Cianciolo | | Management | | Voted | | For | | For |
| United Natural Foods Inc | | UNFI | | 911163103 | | 12/07/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect John Hannan | | Management | | Voted | | Withhold | | Against |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect Roland Hernandez | | Management | | Voted | | Withhold | | Against |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect Thomas Hyde | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect Robert A. Katz | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect Richard Kincaid | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect Joe Micheletto | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect John Sorte | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Elect William Stiritz | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Amended and Restated 2002 Long-Term Incentive and Stock Option Plan | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Vail Resorts Inc | | MTN | | 91879Q109 | | 12/21/2006 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
| Varian Inc | | VARI | | 922206107 | | 02/01/2007 | | Elect John McDonald | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Varian Inc | | VARI | | 922206107 | | 02/01/2007 | | Elect Wayne Moon | | Management | | Voted | | For | | For |
| Varian Inc | | VARI | | 922206107 | | 02/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Winnebago Industries Inc | | WGO | | 974637100 | | 01/09/2007 | | Elect Irvin Aal | | Management | | Voted | | For | | For |
| Winnebago Industries Inc | | WGO | | 974637100 | | 01/09/2007 | | Elect Joseph England | | Management | | Voted | | Withhold | | Against |
| Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Elect Katherine Hudson | | Management | | Voted | | Withhold | | Against |
| Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect William Antle III | | Management | | Voted | | Withhold | | Against |
| Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect R. Keith Elliott | | Management | | Voted | | Withhold | | Against |
| Checkpoint Systems Inc | | CKP | | 162825103 | | 05/31/2007 | | Elect George Off | | Management | | Voted | | Withhold | | Against |
| Cheesecake Factory Inc | | CAKE | | 163072101 | | 05/22/2007 | | Elect Thomas Gregory | | Management | | Voted | | Withhold | | Against |
| Cheesecake Factory Inc | | CAKE | | 163072101 | | 05/22/2007 | | Elect David Klock | | Management | | Voted | | For | | For |
| Cheesecake Factory Inc | | CAKE | | 163072101 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | Against | | Against |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Martin Cohen | | Management | | Voted | | For | | For |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Robert Steers | | Management | | Voted | | For | | For |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Richard Bruce | | Management | | Voted | | For | | For |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Peter Rhein | | Management | | Voted | | For | | For |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Richard Simon | | Management | | Voted | | Withhold | | Against |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Elect Edmond Villani | | Management | | Voted | | For | | For |
| Cohen & Steers Inc | | CNS | | 19247A100 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Elect Keith Grinstein | | Management | | Voted | | Withhold | | Against |
| Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Elect Ronald Woodard | | Management | | Voted | | For | | For |
| Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Amendment to the 1997 Amended and Restated Equity Comp Plan | | Management | | Voted | | For | | For |
| Coinstar Inc | | CSTR | | 19259P300 | | 06/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Commscope Inc | | CTV | | 203372107 | | 05/04/2007 | | Elect Boyd George | | Management | | Voted | | Withhold | | Against |
| Commscope Inc | | CTV | | 203372107 | | 05/04/2007 | | Elect George Hutton, Jr. | | Management | | Voted | | For | | For |
| Commscope Inc | | CTV | | 203372107 | | 05/04/2007 | | Elect Katsuhiko Okubo | | Management | | Voted | | Withhold | | Against |
| Commscope Inc | | CTV | | 203372107 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect William Andrews | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect John Ferguson | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Donna Alvarado | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Lucius Burch, III | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect John Correnti | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect John Horne | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect C. Michael Jacobi | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Thurgood Marshall, Jr. | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Charles Overby | | Management | | Voted | | Withhold | | Against |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect John Prann, Jr. | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Joseph Russell | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Elect Henri Wedell | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | 2008 Stock Incentive Plan | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Increase in Authorized Shares | | Management | | Voted | | For | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Shareholder Proposal Regarding a Report on Political Contributions | | Shareholder | | Voted | | Against | | For |
| Corrections Corp. Of America | | CXW | | 22025Y407 | | 05/10/2007 | | Right to Adjourn Meeting | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect T.J. Rodgers | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect W. Steve Albrecht | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect Eric Benhamou | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect Lloyd Carney | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect James Long | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect J. Daniel McCranie | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Elect Evert van de Ven | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Cypress Semiconductor Corp. | | CY | | 232806109 | | 05/03/2007 | | Amendment to 1994 Stock Plan | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Richard Magnuson | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Michael Foust | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Laurence Chapman | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Kathleen Earley | | Management | | Voted | | Withhold | | Against |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Ruann Ernst | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Elect Dennis Singleton | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Digital Realty Trust Inc | | DLR | | 253868103 | | 05/02/2007 | | Amendment to the 2004 Incentive Award Plan | | Management | | Voted | | For | | For |
| Digital River Inc | | DRIV | | 25388B104 | | 05/31/2007 | | Elect Joel Ronning | | Management | | Voted | | Withhold | | Against |
| Digital River Inc | | DRIV | | 25388B104 | | 05/31/2007 | | Elect Perry Steiner | | Management | | Voted | | Withhold | | Against |
| Digital River Inc | | DRIV | | 25388B104 | | 05/31/2007 | | Elect J. Paul Thorin | | Management | | Voted | | Withhold | | Against |
| Digital River Inc | | DRIV | | 25388B104 | | 05/31/2007 | | 2007 Equity Incentive Plan | | Management | | Voted | | For | | For |
| Digital River Inc | | DRIV | | 25388B104 | | 05/31/2007 | | Ratification of Auditor | | Management | | Voted | | Against | | Against |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect William Macaulay | | Management | | Voted | | For | | For |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Jean-Paul Vettier | | Management | | Voted | | For | | For |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Vincent Volpe Jr. | | Management | | Voted | | For | | For |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Michael Underwood | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Philip Roth | | Management | | Voted | | Withhold | | Against |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Louis Raspino | | Management | | Voted | | Withhold | | Against |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Rita Foley | | Management | | Voted | | For | | For |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Elect Joseph Winkler | | Management | | Voted | | For | | For |
| Dresser-Rand Group Inc. | | DRC | | 261608103 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Richard Aurelio | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Charles Carinalli | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Robert Friel | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Thomas Magnanti | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Kevin McGarity | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Bryan Roub | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Ronald Shelly | | Management | | Voted | | Withhold | | Against |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect William Stout | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Elect Mark Thompson | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | 2007 Stock Plan | | Management | | Voted | | For | | For |
| Fairchild Semiconductor International | | FCS | | 303726103 | | 05/02/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Michael Attardo | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Lawrence Bock | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Wilfred Corrigan | | Management | | Voted | | Withhold | | Against |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Don Kania | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Thomas Kelly | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect William Lattin | | Management | | Voted | | Withhold | | Against |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Jan Lobbezoo | | Management | | Voted | | Withhold | | Against |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Gerhard Parker | | Management | | Voted | | Withhold | | Against |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect James Richardson | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Elect Donald VanLuvanee | | Management | | Voted | | Withhold | | Against |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Amendment to 1995 Stock Incentive Plan | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Amendment to Employee Share Purchase Plan | | Management | | Voted | | For | | For |
| FEI Company | | FEIC | | 30241L109 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Mark Baker | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Stephen Dunn | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Gary Deems | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect John Eggemeyer | | Management | | Voted | | Withhold | | Against |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Barry Fitzpatrick | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect George Langley | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Susan Lester | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Timothy Matz | | Management | | Voted | | Withhold | | Against |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Arnold Messer | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | �� | 05/16/2007 | | Elect Daniel Platt | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Robert Stine | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect Matthew Wagner | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Elect David Williams | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | 2007 Executive Incentive Plan | | Management | | Voted | | For | | For |
| First Community Bancorp | | FCBP | | 31983B101 | | 05/16/2007 | | Transaction of Other Business | | Management | | Voted | | Against | | Against |
| First Industrial Realty Trust Inc | | FR | | 32054K103 | | 05/16/2007 | | Elect Jay Shidler | | Management | | Voted | | For | | For |
| First Industrial Realty Trust Inc | | FR | | 32054K103 | | 05/16/2007 | | Elect J. Steven Wilson | | Management | | Voted | | For | | For |
| First Industrial Realty Trust Inc | | FR | | 32054K103 | | 05/16/2007 | | Elect Robert Newman | | Management | | Voted | | For | | For |
| First Industrial Realty Trust Inc | | FR | | 32054K103 | | 05/16/2007 | | Amendment to the 2001 Stock Incentive Plan | | Management | | Voted | | For | | For |
| First Industrial Realty Trust Inc | | FR | | 32054K103 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Michael Hayes | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect John Eisenman | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Roger Knox | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect John Reier | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Thomas Tashjian | | Management | | Voted | | Withhold | | Against |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect John Scully | | Management | | Voted | | Withhold | | Against |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect Stephanie DiMarco | | Management | | Voted | | For | | For |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect A. George Battle | | Management | | Voted | | For | | For |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect James D. Kirsner | | Management | | Voted | | For | | For |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect James P. Roemer | | Management | | Voted | | For | | For |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Elect Wendell Van Auken | | Management | | Voted | | For | | For |
| Advent Software Inc | | ADVS | | 007974108 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Julian R. Geiger | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Bodil Arlander | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Ronald Beegle | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect John Haugh | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Robert Chavez | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Mindy Meads | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect John D. Howard | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect David Vermylen | | Management | | Voted | | Withhold | | Against |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Elect Karin Hirtler-Garvey | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Amendment to the 2002 Long-Term Incentive Plan | | Management | | Voted | | For | | For |
| Aeropostale Inc | | ARO | | 007865108 | | 06/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Richard Floor | | Management | | Voted | | Withhold | | Against |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Sean Healey | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Harold Meyerman | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect William Nutt | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Rita Rodriguez | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Patrick Ryan | | Management | | Voted | | For | | For |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Elect Jide Zeitlin | | Management | | Voted | | Withhold | | Against |
| Affiliated Managers Group Inc | | AMG | | 008252108 | | 05/31/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Agco Corporation | | AG | | 001084102 | | 04/26/2007 | | Elect W. Wayne Booker | | Management | | Voted | | For | | For |
| Agco Corporation | | AG | | 001084102 | | 04/26/2007 | | Elect Francisco Gros | | Management | | Voted | | For | | For |
| Agco Corporation | | AG | | 001084102 | | 04/26/2007 | | Elect Gerald Johanneson | | Management | | Voted | | For | | For |
| Agco Corporation | | AG | | 001084102 | | 04/26/2007 | | Elect Curtis Moll | | Management | | Voted | | For | | For |
| Agco Corporation | | AG | | 001084102 | | 04/26/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect Joel Marcus | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect James Richardson | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect John Atkins, III | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect Richard Jennings | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect Richard Klein | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect Martin Simonetti | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Elect Alan Walton | | Management | | Voted | | For | | For |
| Alexandria Real Estate Equity Inc | | AREPRA | | 015271109 | | 05/23/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect William Borne | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Ronald LaBorde | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Jake Netterville | | Management | | Voted | | Withhold | | Against |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect David Pitts | | Management | | Voted | | Withhold | | Against |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Peter Ricchiuti | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Elect Donald Washburn | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
| Amedisys Inc | | AMED | | 023436108 | | 06/07/2007 | | Amendment to the Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
| Ametek Inc | | AME | | 031100100 | | 04/24/2007 | | Elect Charles Klein | | Management | | Voted | | For | | For |
| Ametek Inc | | AME | | 031100100 | | 04/24/2007 | | Elect Steven Kohlhagen | | Management | | Voted | | Withhold | | Against |
| Ametek Inc | | AME | | 031100100 | | 04/24/2007 | | Increase in Authorized Shares | | Management | | Voted | | For | | For |
| Ametek Inc | | AME | | 031100100 | | 04/24/2007 | | 2007 Omnibus Incentive Compensation Plan | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Ametek Inc | | AME | | 031100100 | | 04/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Ann Taylor Stores Corp. | | ANN | | 036115103 | | 05/17/2007 | | Elect Robert Grayson | | Management | | Voted | | For | | For |
| Ann Taylor Stores Corp. | | ANN | | 036115103 | | 05/17/2007 | | Elect Michael Trapp | | Management | | Voted | | For | | For |
| Ann Taylor Stores Corp. | | ANN | | 036115103 | | 05/17/2007 | | Management Performance Compensation Plan | | Management | | Voted | | For | | For |
| Ann Taylor Stores Corp. | | ANN | | 036115103 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect Warren Kanders | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect Burtt Ehrlich | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect David Haas | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect Robert Schiller | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect Nicholas Sokolow | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Elect Deborah Zoullas | | Management | | Voted | | For | | For |
| Armor Holdings Inc | | AH | | 042260109 | | 06/19/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Elect Neil Baron | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Elect G. Buhl | | Management | | Voted | | For | | For |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Elect Dominic Frederico | | Management | | Voted | | For | | For |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Election of Director (Assured Guaranty Re Ltd.) | | Management | | Voted | | Withhold | | Against |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Assured Guaranty Limited | | AGO | | G0585R106 | | 05/03/2007 | | Ratification of Auditor | | Management | | Voted | | Abstain | | Against |
| Bill Barrett Corp. | | BBG | | 06846N104 | | 05/09/2007 | | Elect Randy Foutch | | Management | | Voted | | For | | For |
| Bill Barrett Corp. | | BBG | | 06846N104 | | 05/09/2007 | | Elect Joseph Jaggers | | Management | | Voted | | Withhold | | Against |
| Bill Barrett Corp. | | BBG | | 06846N104 | | 05/09/2007 | | Elect Philippe Schreiber | | Management | | Voted | | For | | For |
| Bill Barrett Corp. | | BBG | | 06846N104 | | 05/09/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Bill Barrett Corp. | | BBG | | 06846N104 | | 05/09/2007 | | Discretionary Authority to Vote Proxies | | Management | | Voted | | Against | | Against |
| Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Ramsey Frank | | Management | | Voted | | Withhold | | Against |
| Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Kevin Kruse | | Management | | Voted | | Withhold | | Against |
| Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Elect Floyd Sherman | | Management | | Voted | | For | | For |
| Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | 2007 Incentive Plan | | Management | | Voted | | For | | For |
| Builders Firstsource Inc | | BLDR | | 12008R107 | | 05/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect Theodore Armstrong | | Management | | Voted | | Withhold | | Against |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect Richard Cabela | | Management | | Voted | | For | | For |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect James Cabela | | Management | | Voted | | Withhold | | Against |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect John Gottschalk | | Management | | Voted | | Withhold | | Against |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect Dennis Highby | | Management | | Voted | | For | | For |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Elect Stephen Murray | | Management | | Voted | | For | | For |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Amendment to 2004 Stock Plan | | Management | | Voted | | For | | For |
| Cabela’s Inc | | CAB | | 126804301 | | 05/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Douglas M. Brown | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Robert W. Foy | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Edward D. Harris, Jr., M.D. | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Bonnie Hill | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect David N. Kennedy | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Richard P. Magnuson | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Linda Meier | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect Peter C. Nelson | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Elect George A. Vera | | Management | | Voted | | For | | For |
| California Water Service | | CWT | | 130788102 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect George Fellows | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect Samuel Armacost | | Management | | Voted | | Withhold | | Against |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect Ronald Beard | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect John Cushman, III | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect Yotaro Kobayashi | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect Richard Rosenfield | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Elect Anthony Thornley | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | 2004 Incentive Plan | | Management | | Voted | | For | | For |
| Callaway Golf Company | | ELY | | 131193104 | | 06/05/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Sylvester Johnson, IV | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Steven Webster | | Management | | Voted | | Withhold | | Against |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Thomas Carter, Jr. | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Paul Loyd Jr. | | Management | | Voted | | Withhold | | Against |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect F. Gardner Parker | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Roger Ramsey | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Elect Frank A. Wojtek | | Management | | Voted | | For | | For |
| Carrizo Oil & Company Inc | | CRZO | | 144577103 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Charming Shoppes Inc | | CHRS | | 161133103 | | 06/21/2007 | | Elect Pamela Davies | | Management | | Voted | | For | | For |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect David Bell | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Robert Bowman | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Richard Karl Goeltz | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Joseph Gromek | | Management | | Voted | | For | | For |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Sheila Hopkins | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Charles Perrin | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Nancy Reardon | | Management | | Voted | | For | | For |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Donald Seeley | | Management | | Voted | | Withhold | | Against |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Elect Cheryl Turpin | | Management | | Voted | | For | | For |
| WARNACO GROUP | | WRNAP | | 934390402 | | 05/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| West Pharmaceutical Services Inc | | WST | | 955306105 | | 05/01/2007 | | Elect L. Robert Johnson | | Management | | Voted | | For | | For |
| West Pharmaceutical Services Inc | | WST | | 955306105 | | 05/01/2007 | | Elect John Neafsey | | Management | | Voted | | Withhold | | Against |
| West Pharmaceutical Services Inc | | WST | | 955306105 | | 05/01/2007 | | Elect Geoffrey Worden | | Management | | Voted | | For | | For |
| West Pharmaceutical Services Inc | | WST | | 955306105 | | 05/01/2007 | | 2007 Omnibus Incentive Compensation Plan | | Management | | Voted | | For | | For |
| Whiting Petroleum Corp. | | WLL | | 966387102 | | 05/08/2007 | | Elect Thomas Aller | | Management | | Voted | | Withhold | | Against |
| Whiting Petroleum Corp. | | WLL | | 966387102 | | 05/08/2007 | | Elect Thomas Briggs | | Management | | Voted | | For | | For |
| Whiting Petroleum Corp. | | WLL | | 966387102 | | 05/08/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect John McNabb, II | | Management | | Voted | | Withhold | | Against |
| Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect Robert Sluder | | Management | | Voted | | For | | For |
| Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Elect S. Miller Williams | | Management | | Voted | | For | | For |
| Willbros Group Inc | | WG | | 969199108 | | 05/30/2007 | | Shareholder Proposal Regarding the Seperation of the Chairman and CEO | | Shareholder | | Voted | | For | | Against |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Alan Bulley | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Bruce Crowther | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Bert Getz, Jr. | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect James McCarthy | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Albin Moschner | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Thomas Neis | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Ingrid Stafford | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Elect Edward Wehmer | | Management | | Voted | | For | | For |
| Wintrust Financial | | WTFC | | 97650W108 | | 05/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Zumiez Inc. | | ZUMZ | | 989817101 | | 05/30/2007 | | Elect William Barnum, Jr. | | Management | | Voted | | Withhold | | Against |
| Zumiez Inc. | | ZUMZ | | 989817101 | | 05/30/2007 | | Elect Gerald Ryles | | Management | | Voted | | Withhold | | Against |
| Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect Yacov Levy | | Management | | Voted | | For | | For |
| Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Sirf Technology Holding Inc | | SIRF | | 82967H101 | | 05/03/2007 | | Elect Diosdado Banatao | | Management | | Voted | | Withhold | | Against |
| Sirf Technology Holding Inc | | SIRF | | 82967H101 | | 05/03/2007 | | Elect Michael Canning | | Management | | Voted | | For | | For |
| Sirf Technology Holding Inc | | SIRF | | 82967H101 | | 05/03/2007 | | Elect Kanwar Chadha | | Management | | Voted | | For | | For |
| Sirf Technology Holding Inc | | SIRF | | 82967H101 | | 05/03/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect John Angelo | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Michael Blakenham | | Management | | Voted | | Withhold | | Against |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect The Duke of Devonshire | | Management | | Voted | | Withhold | | Against |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Allen Questrom | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect William Ruprecht | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Michael Sovern | | Management | | Voted | | Withhold | | Against |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Donald Stewart | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Robert Taubman | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Diana Taylor | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Dennis Weibling | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Elect Robin Woodhead | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Amendment to Executive Bonus Plan | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Amendment to 1998 Stock Compensation Plan for Non-Employee Directors | | Management | | Voted | | For | | For |
| Sothebys Holdings Inc | | BID | | 835898107 | | 05/07/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Helen Bosley | | Management | | Voted | | Withhold | | Against |
| South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Edward Graham | | Management | | Voted | | For | | For |
| South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect William Hughes | | Management | | Voted | | Withhold | | Against |
| South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Elect Herman James, Ph.D. | | Management | | Voted | | Withhold | | Against |
| South Jersey Industries Inc | | SJI | | 838518108 | | 04/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Alan Barocas | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Michael Glazer | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Michael McCreery | | Management | | Voted | | Withhold | | Against |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect John Mentzer | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Margaret Monaco | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect William Montgoris | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect Sharon Mosse | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Elect James Scarborough | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Increase in Authorized Common Stock | | Management | | Voted | | For | | For |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Amendment to Specify Authorized Preferred Stock | | Management | | Voted | | Against | | Against |
| Stage Stores Inc | | SGE | | 85254C305 | | 06/07/2007 | | Amendment to Eliminate Bankruptcy Related Language | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Elect Cynthia Cohen | | Management | | Voted | | Withhold | | Against |
| Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Elect Charles Finkelstein | | Management | | Voted | | For | | For |
| Steiner Leisure Limited | | STNR | | P8744Y102 | | 06/13/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Eric Benhamou | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect David Clapper | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Roger Dunbar | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Joel Friedman | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect G. Felda Hardymon | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Alex Hart | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect C. Richard Kramlich | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect James Porter | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Michaela Rodeno | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Kenneth Wilcox | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Elect Kyung Yoon | | Management | | Voted | | For | | For |
| Svb Financial Group | | SIVB | | 78486Q101 | | 04/26/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Kenneth D. Tuchman | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect James Barlett | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect William A. Linnenbringer | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Ruth C. Lipper | | Management | | Voted | | Withhold | | Against |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Shrikant Mehta | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Elect Shirley Young | | Management | | Voted | | For | | For |
| Teletech Holdings Inc | | TTEC | | 879939106 | | 06/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Hoyt Ammidon Jr. | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Paul Coombs | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Ralph Cunningham | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Tom Delimitros | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Geoffrey Hertel | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Allen McInnes | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Kenneth Mitchell | | Management | | Voted | | Withhold | | Against |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Elect Kenneth White, Jr. | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Tetra Technologies Inc | | TTI | | 88162F105 | | 05/04/2007 | | 2007 Equity Incentive Compensation Plan | | Management | | Voted | | For | | For |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect R.C. Dreier | | Management | | Voted | | For | | For |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Daniel Bane | | Management | | Voted | | For | | For |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Leslie Frecon | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Roland Hernandez | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect William Jews | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Ned Mansour | | Management | | Voted | | For | | For |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Robert Mellor | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Norman Metcalfe | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Charlotte St. Martin | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Elect Paul Varello | | Management | | Voted | | Withhold | | Against |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | 2007 Equity Incentive Plan | | Management | | Voted | | For | | For |
| The Ryland Group Inc | | RYL | | 783764103 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect Mark Cocozza | | Management | | Voted | | For | | For |
| The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect Christine Cournoyer | | Management | | Voted | | For | | For |
| The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Elect James Orr, III | | Management | | Voted | | For | | For |
| The Stride Rite Corp. | | SRR | | 863314100 | | 04/12/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Elect Pin Chau | | Management | | Voted | | For | | For |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Elect Dr. Godwin Wong | | Management | | Voted | | For | | For |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Elect Thomas Wu | | Management | | Voted | | For | | For |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Amendment of the 2006 Equity Incentive Plan | | Management | | Voted | | For | | For |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Shareholder Proposal Regarding Declassification of the Board | | Shareholder | | Voted | | For | | Against |
| Ucbh Holdings | | UCBH | | 90262T308 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Richard Hayne | | Management | | Voted | | For | | For |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Scott Belair | | Management | | Voted | | For | | For |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Harry Cherken, Jr. | | Management | | Voted | | Withhold | | Against |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Joel Lawson III | | Management | | Voted | | Withhold | | Against |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Glen Senk | | Management | | Voted | | For | | For |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Elect Robert Strouse | | Management | | Voted | | Withhold | | Against |
| Urban Outfitters Inc | | URBN | | 917047102 | | 05/22/2007 | | Shareholder Proposal Regarding Revised Vendor Code | | Shareholder | | Voted | | Against | | For |
| Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Heinz Fridrich | | Management | | Voted | | For | | For |
| Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Roger McDaniel | | Management | | Voted | | For | | For |
| Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Elect Irwin Pfister | | Management | | Voted | | For | | For |
| Veeco Instruments Inc | | VECO | | 922417100 | | 05/04/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Randy Thurman | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Ronald Ahrens | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Sander A. Flaum | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Kirk Gorman | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Thomas Hofmann | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Fred Parks, Ph.D. | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Rebecca Rimel | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Elect Elliot Sussman, M.D. | | Management | | Voted | | For | | For |
| Viasys Healthcare Inc | | VAS | | 92553Q209 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | Elect Felix Zandman | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | Elect Zvi Grinfas | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | Elect Gerald Paul | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | Stock Option Grants | | Management | | Voted | | For | | For |
| Vishay Intertechnologies Inc | | VSH | | 928298108 | | 05/22/2007 | | 2007 Stock Option Program | | Management | | Voted | | For | | For |
| Waddell & Reed Financial | | WDRB | | 930059100 | | 04/11/2007 | | Elect Henry Herrmann | | Management | | Voted | | For | | For |
| Waddell & Reed Financial | | WDRB | | 930059100 | | 04/11/2007 | | Elect James Raines | | Management | | Voted | | For | | For |
| Waddell & Reed Financial | | WDRB | | 930059100 | | 04/11/2007 | | Elect William Rogers | | Management | | Voted | | For | | For |
| Waddell & Reed Financial | | WDRB | | 930059100 | | 04/11/2007 | | 1998 Stock Incentive Plan | | Management | | Voted | | For | | For |
| Waddell & Reed Financial | | WDRB | | 930059100 | | 04/11/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Ross Beaty | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Geoffrey Burns | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect William Fleckenstein | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Michael Larson | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Michael Maloney | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Elect Robert Pirooz | | Management | | Voted | | Withhold | | Against |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect Paul Sweeney | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Re-elect John Willson | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Appointment of Auditor | | Management | | Voted | | For | | For |
| Pan American Silver Corp. | | PAAS | | 697900108 | | 04/30/2007 | | Authority to Set Auditor’s Fees | | Management | | Voted | | For | | For |
| Panera Bread Company | | PNRA | | 69840W108 | | 05/24/2007 | | Elect Larry Franklin | | Management | | Voted | | Withhold | | Against |
| Panera Bread Company | | PNRA | | 69840W108 | | 05/24/2007 | | 1992 Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
| Panera Bread Company | | PNRA | | 69840W108 | | 05/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Edward Cloues, II | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect A. James Dearlove | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Robert Garrett | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Keith Horton | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Steven Krablin | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Marsha Perelman | | Management | | Voted | | For | | For |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Philippe van Marcke de Lummen | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Elect Gary Wright | | Management | | Voted | | Withhold | | Against |
| Penn Virginia | | PVA | | 707882106 | | 05/08/2007 | | Amendment to the 1999 Employee Stock Incentive Plan | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Robert Friel | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Nicholas Lopardo | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Alexis Michas | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect James Mullen | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Vicki Sato | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Gabriel Schmergel | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Kenton Sicchitano | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect Gregory Summe | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Elect G. Robert Tod | | Management | | Voted | | Withhold | | Against |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Majority Voting for the Election of Directors | | Management | | Voted | | For | | For |
| Perkinelmer Inc | | PKI | | 714046109 | | 04/24/2007 | | Shareholder Proposal Regarding Executive Compensation | | Shareholder | | Voted | | Against | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Richard Federico | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect F. Lane Cardwell, Jr. | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Lesley Howe | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect M. Ann Rhoades | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect James Shennan, Jr. | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect R. Michael Welborn | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Elect Kenneth Wessels | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| PF Chang China Bistro Inc | | PFCB | | 69333Y108 | | 04/27/2007 | | Right to Adjourn Meeting | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Mary Baglivo | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Emanuel Chirico | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Edward Cohen | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Joseph Fuller | | Management | | Voted | | Withhold | | Against |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Margaret Jenkins | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Bruce Maggin | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect V. James Marino | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Henry Nasella | | Management | | Voted | | Withhold | | Against |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Rita Rodriguez | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Elect Craig Rydin | | Management | | Voted | | For | | For |
| Phillips Van Heusen Corp. | | PVH | | 718592108 | | 06/19/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Adelmo Archuleta | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Julie Dobson | | Management | | Voted | | Withhold | | Against |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Woody Hunt | | Management | | Voted | | Withhold | | Against |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Charles McMahen | | Management | | Voted | | Withhold | | Against |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Manuel Pacheco, Ph.D. | | Management | | Voted | | For | | For |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Robert Price | | Management | | Voted | | Withhold | | Against |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Bonnie Reitz | | Management | | Voted | | For | | For |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Jeffry Sterba | | Management | | Voted | | For | | For |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Elect Joan Woodard, Ph.D. | | Management | | Voted | | For | | For |
| PNM Resources Inc | | PNM | | 69349H107 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect Robert Hagerty | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect Michael Kourey | | Management | | Voted | | Withhold | | Against |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect Betsy Atkins | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect John Seely Brown | | Management | | Voted | | Withhold | | Against |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect David DeWalt | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect Durk Jager | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect John Kelley, Jr. | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect William A. Owens | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Elect Kevin Parker | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Performance Bonus Plan | | Management | | Voted | | For | | For |
| Polycom Inc | | PLCM | | 73172K104 | | 05/30/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Psychiatric Solutions Inc | | PSYS | | 74439H108 | | 05/15/2007 | | Elect William Carpenter III | | Management | | Voted | | For | | For |
| Psychiatric Solutions Inc | | PSYS | | 74439H108 | | 05/15/2007 | | Elect Mark Clein | | Management | | Voted | | For | | For |
| Psychiatric Solutions Inc | | PSYS | | 74439H108 | | 05/15/2007 | | Elect Richard Gore | | Management | | Voted | | For | | For |
| Psychiatric Solutions Inc | | PSYS | | 74439H108 | | 05/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect James Ball | | Management | | Voted | | Withhold | | Against |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect John Colson | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Ralph DiSibio | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Bernard Fried | | Management | | Voted | | Withhold | | Against |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Louis Golm | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Worthing Jackman | | Management | | Voted | | Withhold | | Against |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Bruce Ranck | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Gary Tucci | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect John Wilson | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Elect Pat Wood, III | | Management | | Voted | | For | | For |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Quanta Services Inc | | PWR | | 74762E102 | | 05/24/2007 | | Adoption of Equity Compensation Plan | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Frank Belatti | | Management | | Voted | | Withhold | | Against |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Julian Day | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Robert Falcone | | Management | | Voted | | Withhold | | Against |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Daniel Feehan | | Management | | Voted | | Withhold | | Against |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Richard Hernandez | | Management | | Voted | | Withhold | | Against |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect H. Eugene Lockhart | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Jack Messman | | Management | | Voted | | Withhold | | Against |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect William Morton, Jr. | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Thomas Plaskett | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Elect Edwina Woodbury | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | 2007 Restricted Stock Plan | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Amendment to the 2004 Annual and Long-Term Incentive Plan | | Management | | Voted | | For | | For |
| Radioshack Corp. | | RSH | | 750438103 | | 05/17/2007 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | Shareholder | | Voted | | For | | Against |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Kathleen Allen PhD | | Management | | Voted | | For | | For |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Donald Cameron | | Management | | Voted | | For | | For |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect William E. Clark, Jr. | �� | Management | | Voted | | For | | For |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Roger Kuppinger | | Management | | Voted | | Withhold | | Against |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Thomas Lewis | | Management | | Voted | | For | | For |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Michael McKee | | Management | | Voted | | For | | For |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Ronald Merriman | | Management | | Voted | | Withhold | | Against |
| Realty Income Corp. | | OUI | | 756109104 | | 05/15/2007 | | Elect Willard Smith, Jr. | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Brian Carroll | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect James Johnston | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect David McIlquham | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Gary Morin | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Dean Nelson | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Paul Norris | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Richard Roedel | | Management | | Voted | | Withhold | | Against |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Elect Scott Stuart | | Management | | Voted | | For | | For |
| Sealy Corp. | | ZZ | | 812139301 | | 04/25/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect John Tamberlane | | Management | | Voted | | For | | For |
| Signature Bank | | SBNY | | 82669G104 | | 04/25/2007 | | Elect Ann Kaplan | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect B. Mary McNabb | | Management | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Elect Michael McMillan | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Freds Inc | | FRED | | 356108100 | | 06/20/2007 | | Shareholder Proposal Regarding Vendor Code of Conduct | | Shareholder | | Voted | | Against | | For |
| Gentex Corp. | | GNTX | | 371901109 | | 05/10/2007 | | Elect John Mulder | | Management | | Voted | | For | | For |
| Gentex Corp. | | GNTX | | 371901109 | | 05/10/2007 | | Elect Frederick Sotok | | Management | | Voted | | Withhold | | Against |
| Gentex Corp. | | GNTX | | 371901109 | | 05/10/2007 | | Elect Wallace Tsuha | | Management | | Voted | | For | | For |
| Gentex Corp. | | GNTX | | 371901109 | | 05/10/2007 | | Elect James Wallace | | Management | | Voted | | For | | For |
| Gentex Corp. | | GNTX | | 371901109 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Wayne Calabrese | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Norman Carlson | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Anne Foreman | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect Richard Glanton | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect John Palms | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect John Perzel | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Elect George Zoley | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Geo Group Inc | | GEO | | 36159R103 | | 05/01/2007 | | Amendment to the 2006 Stock Incentive Plan | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect Michael Angelini | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect P. Kevin Condron | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect Neal Finnegan | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect Michael Angelini | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect P. Kevin Condron | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Elect Neal Finnegan | | Management | | Voted | | For | | For |
| Hanover Insurance Group Inc | | THG | | 410867105 | | 05/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Anthony Ley | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Patrick Harshman | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect E. Floyd Kvamme | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect William Reddersen | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect Lewis Solomon | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Elect David Van Valkenburg | | Management | | Voted | | For | | For |
| Harmonic Inc | | HLIT | | 413160102 | | 06/13/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Daniel McCartney | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Barton Weisman | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Joseph McCartney | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Robert Frome | | Management | | Voted | | Withhold | | Against |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Thomas Cook | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Robert Moss | | Management | | Voted | | Withhold | | Against |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect John Briggs | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Elect Dino Ottaviano | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Increase Authorized Shares | | Management | | Voted | | For | | For |
| Healthcare Service Group Inc | | HCSG | | 421906108 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Carl Kirkland | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Michael J. Newsome | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Elect Thomas A. Saunders, III | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Equity Incentive Plan | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Employee Stock Purchase Plan | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2006 Non-Employee Director Equity Plan | | Management | | Voted | | For | | For |
| Hibbett Sporting Goods Inc | | HIBB | | 428567101 | | 06/05/2007 | | Amendment to 2005 Director Deffered Compensation Plan | | Management | | Voted | | For | | For |
| Inverness Medical Innovations | | IMA | | 46126P106 | | 05/17/2007 | | Elect Robert Khederian | | Management | | Voted | | For | | For |
| Inverness Medical Innovations | | IMA | | 46126P106 | | 05/17/2007 | | Elect David Scott | | Management | | Voted | | For | | For |
| Inverness Medical Innovations | | IMA | | 46126P106 | | 05/17/2007 | | Elect Peter Townsend | | Management | | Voted | | For | | For |
| Inverness Medical Innovations | | IMA | | 46126P106 | | 05/17/2007 | | Stock Option Grants to Key Executives | | Management | | Voted | | For | | For |
| KBW Inc | | KBW | | 482423100 | | 06/06/2007 | | Elect Thomas Michaud | | Management | | Voted | | For | | For |
| KBW Inc | | KBW | | 482423100 | | 06/06/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Steven Cooper | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Keith Grinstein | | Management | | Voted | | Withhold | | Against |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Thomas McChesney | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Gates McKibbin | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Joseph Sambataro, Jr. | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect William Steele | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Robert Sullivan | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Elect Craig Tall | | Management | | Voted | | For | | For |
| Labor Ready Inc | | LRW | | 505401208 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Longs Drug Stores | | LDG | | 543162101 | | 05/22/2007 | | Elect Evelyn Dilsaver | | Management | | Voted | | For | | For |
| Longs Drug Stores | | LDG | | 543162101 | | 05/22/2007 | | Elect Lisa Harper | | Management | | Voted | | For | | For |
| Longs Drug Stores | | LDG | | 543162101 | | 05/22/2007 | | Elect Harold Somerset | | Management | | Voted | | For | | For |
| Longs Drug Stores | | LDG | | 543162101 | | 05/22/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Manitowoc Company Inc | | MTW | | 563571108 | | 05/01/2007 | | Elect Virgis Colbert | | Management | | Voted | | Withhold | | Against |
| Manitowoc Company Inc | | MTW | | 563571108 | | 05/01/2007 | | Elect Kenneth Krueger | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Manitowoc Company Inc | | MTW | | 563571108 | | 05/01/2007 | | Elect Robert Stift | | Management | | Voted | | Withhold | | Against |
| Manitowoc Company Inc | | MTW | | 563571108 | | 05/01/2007 | | Short-Term Incentive Plan | | Management | | Voted | | For | | For |
| Manitowoc Company Inc | | MTW | | 563571108 | | 05/01/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect George Zimmer | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect David Edwab | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect Rinaldo Brutoco | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect Michael Ray | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect Sheldon Stein | | Management | | Voted | | For | | For |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect Deepak Chopra | | Management | | Voted | | Withhold | | Against |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect William Sechrest | | Management | | Voted | | Withhold | | Against |
| Mens Wearhouse Inc | | MW | | 587118100 | | 06/13/2007 | | Elect Larry Katzen | | Management | | Voted | | For | | For |
| Mortons Restaurant Group Inc | | MRT | | 619430101 | | 05/10/2007 | | Elect John Connolly | | Management | | Voted | | For | | For |
| Mortons Restaurant Group Inc | | MRT | | 619430101 | | 05/10/2007 | | Elect Robert Goldschmidt | | Management | | Voted | | For | | For |
| Mortons Restaurant Group Inc | | MRT | | 619430101 | | 05/10/2007 | | Elect Alan Teran | | Management | | Voted | | For | | For |
| Mortons Restaurant Group Inc | | MRT | | 619430101 | | 05/10/2007 | | Elect Justin Wender | | Management | | Voted | | For | | For |
| Mortons Restaurant Group Inc | | MRT | | 619430101 | | 05/10/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Keith Brown | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Vincent Byrd | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Richard Johnston | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Edward Kissel | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Stephen Myers | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect John Orr | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Richard Osborne | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Jon Outcalt | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Elect Robert Stefanko | | Management | | Voted | | For | | For |
| Myers Industries Inc | | MYE | | 628464109 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect Stephanie Abramson | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect Arthur Ainsberg | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect Jessica Bibliowicz | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect R. Bruce Callahan | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect John Elliott | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect Shari Loessberg | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Elect Kenneth Mlekush | | Management | | Voted | | For | | For |
| National Financial Partners Corp. | | NFP | | 63607P208 | | 05/16/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Elect James Thompson | | Management | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Elect Samuel Skinner | | Management | | Voted | | Withhold | | Against |
| Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Amendment to the 2005 Long Term Incentive Plan | | Management | | Voted | | Against | | Against |
| Navigant Consulting Inc | | NCI | | 63935N107 | | 04/27/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect John Campbell | | Management | | Voted | | Withhold | | Against |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect James Hurlock | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect Prudence Leith | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect J. Robert Lovejoy | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect Georg Rafael | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Elect James Sherwood | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Ratification of Auditor | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to the 2004 Stock Option Plan | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | 2007 Performance Share Plan | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to Memorandum of Association Regarding Corporate Objects and Powers | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to Bylaw Regarding Elimination of All References to Sea Containers, Ltd. | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to Bylaw Regarding Shareholder Communications | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to Bylaw Regarding Company Officers | | Management | | Voted | | For | | For |
| Orient Express Hotels Limited | | OEH | | G67743107 | | 06/15/2007 | | Amendment to Bylaw Regarding Company Seal | | Management | | Voted | | For | | For |
FORWARD INTERNATIONAL EQUITY FUND
AIR FRANCE - KLM (FORMERLY SOCIETE AIR FRANCE)
| | | | | | |
| Ticker: | | AF | | Security ID: | | F01699135 |
| Meeting Date: | | JUL 12, 2006 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | Did Not Vote | | Management |
| 2 | | Approve Financial Statements and Statutory Reports | | For | | Did Not Vote | | Management |
| 3 | | Approve Treatment of Losses and Dividends of EUR 0.30 per Share | | For | | Did Not Vote | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | Did Not Vote | | Management |
| 5 | | Ratify Appointment of Frederik Frits Bolkestein as Director | | For | | Did Not Vote | | Management |
| 6 a | | Elect Didier Le Chaton as Director | | For | | Did Not Vote | | Management |
| 6 b | | Elect Francis Potie as Director | | For | | Did Not Vote | | Management |
| 6 c | | Elect Claude Marzaguil as Director | | For | | Did Not Vote | | Management |
| 7 | | Authorize Repurchase of Up to Five Percent of Issued Share Capital | | For | | Did Not Vote | | Management |
| 8 | | Amend Article 20 of Articles of Association Re: Attend Board Meeting by Way of Videoconference and of Telecommunication | | For | | Did Not Vote | | Management |
| 9 | | Authorize Filling of Required Documents/Other Formalities | | For | | Did Not Vote | | Management |
AKSIGORTA
| | | | | | |
| Ticker: | | AKGRT TI | | Security ID: | | M0376Z104 |
| Meeting Date: | | MAR 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Elect Presiding Council of Meeting | | None | | None | | Management |
| 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For | | Management |
| 3 | | Receive Board of Directors and Auditors Reports | | None | | None | | Management |
| 4 | | Approve Financial Statements and Allocation of Income | | For | | For | | Management |
| 5 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 6 | | Elect Directors | | For | | For | | Management |
| 7 | | Ratify Independent Auditor | | For | | For | | Management |
| 8 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | For | | Management |
Page 1
ALLIANZ SE (FORMERLY ALLIANZ AG)
| | | | | | |
| Ticker: | | ALV GR | | Security ID: | | D03080112 |
| Meeting Date: | | MAY 2, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 3.80 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5a | | Elect Wulf Bernotat to the Supervisory Board | | For | | For | | Management |
| 5b | | Elect Gerhard Cromme to the Supervisory Board | | For | | For | | Management |
| 5c | | Elect Franz Humer to the Supervisory Board | | For | | For | | Management |
| 5d | | Elect Renate Koecher to the Supervisory Board | | For | | For | | Management |
| 5e | | Elect Igor Landau to the Supervisory Board | | For | | For | | Management |
| 5f | | Elect Henning Schulte-Noelle to the Supervisory Board | | For | | For | | Management |
| 5g | | Elect Juergen Than as Alternate Supervisory Board Member | | For | | For | | Management |
| 5h | | Elect Jean Jacques Cette as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5i | | Elect Claudia Eggert-Lehmann as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5j | | Elect Godfrey Hayward as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5k | | Elect Peter Kossubek as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5l | | Elect Joerg Reinbrecht as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5m | | Elect Rolf Zimmermann as Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5n | | Elect Claudine Lutz as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5o | | Elect Christian Hoehn as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5p | | Elect Evan Hall as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5q | | Elect Marlene Wendler as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5r | | Elect Frank Lehmhagen as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 5s | | Elect Heinz Koenig as Alternate Employee Representative to the Supervisory Board | | For | | For | | Management |
| 6 | | Approve Remuneration of Supervisory Board | | For | | For | | Management |
| 7 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
| 8 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital for Trading Purposes | | For | | For | | Management |
| 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital for Purposes Other Than Trading; Authorize Use of Financial Derivatives When Repurchasing Shares | | For | | Against | | Management |
Page 2
ALLIED IRISH BANKS PLC
| | | | | | |
| Ticker: | | AIBSF | | Security ID: | | G02072117 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Declare the Final Dividend | | For | | For | | Management |
| 3a | | Reelect Adrian Burke as a Director | | For | | For | | Management |
| 3b | | Reelect Kieran Crowley as a Director | | For | | For | | Management |
| 3c | | Reelect Colm Doherty as a Director | | For | | For | | Management |
| 3d | | Reelect Donal Forde as a Director | | For | | For | | Management |
| 3e | | Reelect Dermot Gleeson as a Director | | For | | For | | Management |
| 3f | | Reelect Don Godson as a Director | | For | | For | | Management |
| 3g | | Reelect Anne Maher as a Director | | For | | For | | Management |
| 3h | | Reelect Daniel OConnor as a Director | | For | | For | | Management |
| 3i | | Reelect John ODonnell as a Director | | For | | For | | Management |
| 3j | | Reelect Sean ODriscoll as a Director | | For | | For | | Management |
| 3k | | Reelect Jim OLeary as a Director | | For | | For | | Management |
| 3l | | Reelect Eugene J Sheehy as a Director | | For | | For | | Management |
| 3m | | Reelect Bernard Somers as a Director | | For | | For | | Management |
| 3n | | Reelect Michael J Sullivan as a Director | | For | | For | | Management |
| 3o | | Reelect Robert G Wilmers as a Director | | For | | For | | Management |
| 3p | | Reelect Jennifer Winter as a Director | | For | | For | | Management |
| 4 | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 5 | | Authorize Share Repurchase | | For | | For | | Management |
| 6 | | Authorize Reissuance of Repurchased | | For | | For | | Management |
| | Shares | | | | | | |
| 7 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Management |
| 8 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 9 | | Amend the rules of the AIB Group Performance Share Plan 2005 | | For | | For | | Management |
| 10 | | Remove KPMG as Auditors | | Against | | Against | | Shareholder |
| 11 | | Elect Niall Murphy, a Shareholder-Nominee, as a Director | | Against | | Against | | Shareholder |
Page 3
AMP LIMITED
| | | | | | |
| Ticker: | | AMP | | Security ID: | | Q0344G101 |
| Meeting Date: | | MAY 17, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Report, Directors’ Report and Auditors’ Report for the Year Ended Dec 31, 2006 | | None | | None | | Management |
| 2(a) | | Elect Peter Mason as Director | | For | | For | | Management |
| 2(b) | | Elect Nora Scheinkestel as Director | | For | | For | | Management |
| 3 | | Approve Remuneration Report for the Year Ended Dec 31, 2006 | | For | | For | | Management |
| 4 | | Approve Capital Return to Shareholders of A$0.40 Per AMP Share | | For | | For | | Management |
AOYAMA TRADING CO. LTD.
| | | | | | |
| Ticker: | | 8219 | | Security ID: | | J01722107 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 30 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Executive Stock Option Plan | | For | | For | | Management |
Page 4
ARCELOR MITTAL N.V.
| | | | | | |
| Ticker: | | MT NA | | Security ID: | | N06610104 |
| Meeting Date: | | JUN 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 5, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Receive Report of Management Board | | None | | None | | Management |
| 3 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | None | | None | | Management |
| 5 | | Approve Dividends of EUR 0.246 Per Share | | For | | For | | Management |
| 6 | | Approve Discharge of Management Board | | For | | For | | Management |
| 7 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 8 | | Reelect Lakshmi N. Mittal as CEO of the Company | | For | | For | | Management |
| 9 | | Designate Usha Mittal to Be Temporarily Responsible for the Management of the Company in Case All Members of the Board Are Prevented from Acting or Are Permanently Absent | | For | | Against | | Management |
| 10 | | Ratify Deloitte Accountants as Auditors | | For | | For | | Management |
| 11 | | Approve Remuneration of Directors C | | For | | For | | Management |
| 12 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 13 | | Grant Board Authority to Issue Class A Shares Up To 10 Percent of Issued Capital | | For | | For | | Management |
| 14 | | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13 | | For | | For | | Management |
| 15 | | Allow Questions | | None | | None | | Management |
| 16 | | Close Meeting | | None | | None | | Management |
ASAHI GLASS CO. LTD.
| | | | | | |
| Ticker: | | 5201 | | Security ID: | | J02394120 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 8, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Statutory Auditors | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 6 | | Approve Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | | For | | For | | Management |
| 7 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For | | Management |
| 8 | | Amend Language of Aggregate Statutory Auditor Compensation Ceiling from Monthly to Yearly Payment | | For | | For | | Management |
| 9 | | Approve Executive Stock Option Plan | | For | | For | | Management |
Page 5
ASTALDI SPA
| | | | | | |
| Ticker: | | AST IM | | Security ID: | | T0538F106 |
| Meeting Date: | | NOV 9, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 5, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Appoint One Internal Statutory Auditors | | For | | For | | Management |
| 1 | | Authorize Capitalization of Reserves for an Increase in Par Value of Shares; Modify Article 6 of the Company’s Bylaws Accordingly | | For | | For | | Management |
| 2 | | Amend Company’s Bylaws | | For | | For | | Management |
ASTALDI SPA
| | | | | | |
| Ticker: | | AST IM | | Security ID: | | T0538F106 |
| Meeting Date: | | APR 30, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Elect Directors for the Three-Year Period 2007-2009 | | For | | Against | | Management |
| 3 | | Elect Onorary Chairman | | For | | For | | Management |
| 4 | | Extend External Auditors’ Mandate in Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 | | For | | For | | Management |
| 5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
| 1 | | Amend Articles | | For | | For | | Management |
ASTALDI SPA
| | | | | | |
| Ticker: | | AST IM | | Security ID: | | T0538F106 |
| Meeting Date: | | JUN 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | JUN 25, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Incentive Plan | | For | | Against | | Management |
| 1 | | Amend Articles | | For | | For | | Management |
Page 6
ASTELLAS PHARMA INC. (FRMLY. YAMANOUCHI PHARMACEUTICAL CO. LTD.)
| | | | | | |
| Ticker: | | 4503 | | Security ID: | | J03393105 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 40, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to Provide that Appointments of Alternate Statutory Auditors Shall Be Effective for Four Years | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Appoint Alternate Internal Statutory Auditor | | For | | For | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 7 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For | | Management |
AYALA LAND INC.
| | | | | | |
| Ticker: | | ALI PM | | Security ID: | | Y0488F100 |
| Meeting Date: | | MAR 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Proof of Notice and Determination of Quorum | | For | | For | | Management |
| 2 | | Approve Minutes of Previous Shareholder Meeting | | For | | For | | Management |
| 3 | | Approve Annual Report of Management | | For | | For | | Management |
| 4.1 | | Ratify Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted in the Ordinary Course of Business During the Preceding Year | | For | | For | | Management |
| 4.2 | | Ratify the Declaration of a 20 Percent Stock Dividend; The Increase in Authorized Capital Stock of the Company from Php12 Billion to Php20 Billion; and The Amendment of the Article Seventh of the Amended Articles of Incorporation | | For | | For | | Management |
| 5 | | Elect Directors | | For | | For | | Management |
| 6 | | Appoint Auditors | | For | | For | | Management |
| 7 | | Other Business | | For | | Against | | Management |
| 8 | | Adjournment | | For | | For | | Management |
BANCO NOSSA CAIXA
| | | | | | |
| Ticker: | | BNC A3 BZ | | Security ID: | | ADPV07972 |
| Meeting Date: | | NOV 9, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Interest on Capital Payments Totalling BRL 91.5 Million | | For | | For | | Management |
| 2 | | Elect Alternate Supervisory Board Member and Reinstatement of Said Board | | For | | For | | Management |
Page 7
BANCO NOSSA CAIXA
| | | | | | |
| Ticker: | | BNCA3 BZ | | Security ID: | | ADPV07972 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports including Independent Auditor and Audit Committee Reports for Fiscal Year Ended 12/31/06 | | For | | For | | Management |
| 2 | | Elect Directors | | For | | For | | Management |
| 3 | | Elect Supervisory Board Members | | For | | For | | Management |
| 1 | | Approve Interest over Capital Payments | | For | | For | | Management |
| 2 | | Authorize Capitalization of Reserves Without Issuing Shares | | For | | For | | Management |
| 3 | | Amend Article 4 to Reflect the Increase in Capital | | For | | For | | Management |
| 4 | | Ratify the Remuneration of the Executive Board within the Terms of the Defense Board for the State’s Capital, CODEC | | For | | For | | Management |
| 5 | | Ratification of Bonus for the Board of Directors Pursuant to CODEC | | For | | For | | Management |
BANCO NOSSA CAIXA
| | | | | | |
| Ticker: | | BNCA3 BZ | | Security ID: | | ADPV07972 |
| Meeting Date: | | JUN 11, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect One Director | | For | | Did Not Vote | | Management |
BANCO POPOLARE DI VERONA E NOVARA SCRL (FRMLY BANCA POPOLARE
| | | | | | |
| Ticker: | | BPVNIM | | Security ID: | | T1866D101 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Merger between ‘Banco Popolare di Verona e Novara’ and ‘Banca Popolare Italiana’, and Creation ofthe New ‘Banco Popolare Società Cooperativa’ | | For | | For | | Management |
| 2 | | Extend Directors’ Term until the Implementation of the Merger (see item 1) | | For | | For | | Management |
| 1 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
Page 8
BANCO POPOLARE DI VERONA E NOVARA SCRL (FRMLY BANCA POPOLARE
| | | | | | |
| Ticker: | | BPVNIM | | Security ID: | | T1866D101 |
| Meeting Date: | | APR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements, Consolidated Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Approve Remuneration of Directors | | For | | For | | Management |
BANGKOK BANK PUBLIC CO. LTD
| | | | | | |
| Ticker: | | BBL/F TB | | Security ID: | | Y0606R119 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Minutes of Previous AGM | | For | | For | | Management |
| 2 | | Acknowledge 2006 Operating Results | | For | | For | | Management |
| 3 | | Acknowledge Audit Committee Report | | For | | For | | Management |
| 4 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Approve Allocation of Income and Payment of Dividend | | For | | Against | | Management |
| 6.1 | | Reelect Chatri Sophonpanich as Director | | For | | For | | Management |
| 6.2 | | Reelect Piti Sithi-Amnuai as Director | | For | | For | | Management |
| 6.3 | | Reelect Amorn Chandarasomboon as Director | | For | | For | | Management |
| 6.4 | | Reelect Thamnoon Laukaikul as Director | | For | | For | | Management |
| 6.5 | | Reelect Prasong Uthaisangchai as Director | | For | | For | | Management |
| 6.6 | | Reelect Singh Tangtatswas as Director | | For | | For | | Management |
| 7.1 | | Elect Phornthep Phornprapha as New Director | | For | | For | | Management |
| 7.2 | | Elect Gasinee Witoonchart as New Director | | For | | For | | Management |
| 8 | | Acknowledge Remuneration of Directors | | For | | For | | Management |
| 9 | | Approve Deloitte Touche Tohmatsu Jaiyos as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 10 | | Authorize Issuance of Bonds not exceeding THB 150 Billion or its Equivalent in Other Currency | | For | | For | | Management |
| 11 | | Other Business | | For | | Against | | Management |
Page 9
BANK OF FUKUOKA LTD.
| | | | | | |
| Ticker: | | 8326 | | Security ID: | | J03822103 |
| Meeting Date: | | DEC 27, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 20, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Formation of Holding Company with Kumamoto Family Bank Ltd. | | For | | For | | Management |
| 2 | | Amend Articles to: Delete References Related to Record Date in Connection with Proposed Formation of Holding Company | | For | | For | | Management |
| 3 | | Elect Director | | For | | For | | Management |
BAYER AG
| | | | | | |
| Ticker: | | BAYZF | | Security ID: | | D07112119 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 6, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1 per Share for Fiscal 2006 | | For | | For | | Management |
| 2 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 3 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 4a | | Elect Paul Achleitner to the Supervisory Board | | For | | For | | Management |
| 4b | | Elect Clemens Boersig to the Supervisory Board | | For | | For | | Management |
| 4c | | Elect Hans-Olaf Henkel to the Supervisory Board | | For | | For | | Management |
| 4d | | Elect Klaus Kleinfeld to the Supervisory Board | | For | | For | | Management |
| 4e | | Elect Helmut Panke to the Supervisory Board | | For | | For | | Management |
| 4f | | Elect Manfred Schneider to the Supervisory Board | | For | | For | | Management |
| 4g | | Elect Ekkehard Schulz Board to the Supervisory | | For | | For | | Management |
| 4h | | Elect Klaus Sturany to the Supervisory Board | | For | | For | | Management |
| 4i | | Elect Juergen Weber to the Supervisory Board | | For | | For | | Management |
| 4j | | Elect Ernst-Ludwig Winnacker to the Supervisory Board | | For | | For | | Management |
| 5 | | Approve Creation of 195 Million Pool of Capital with Preemptive Rights (Authorized Capital II) | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 7 | | Approve Affiliation Agreement with Subsidiary Bayer Schering GmbH | | For | | For | | Management |
| 8 | | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | | For | | For | | Management |
Page 10
BAYERISCHE MOTOREN WERKE AG (BMW)
| | | | | | |
| Ticker: | | BMW GY | | Security ID: | | D12096109 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 24, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Common Share and EUR 0.72 per Preference Share | | For | | Against | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors Fiscal 2007 | | For | | For | | Management |
| 6 | | Authorize Electronic Distribution of Company Communications | | For | | For | | Management |
| 7 | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | For | | Management |
BRADFORD & BINGLEY PLC
| | | | | | |
| Ticker: | | BB/LN | | Security ID: | | G1288A101 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 13.4 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect George Cox as Director | | For | | For | | Management |
| 5 | | Re-elect Ian Cheshire as Director | | For | | For | | Management |
| 6 | | Re-elect Louise Patten as Director | | For | | For | | Management |
| 7 | | Reappoint KPMG Audit Plc as Auditors of the Company | | For | | For | | Management |
| 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 50,000,000 | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,930,000 | | For | | For | | Management |
| 11 | | Authorise 63,400,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Adopt New Articles of Association | | For | | For | | Management |
Page 11
BULL SA (FORMERLY MACHINES BULL)
| | | | | | |
| Ticker: | | BULL FP | | Security ID: | | F5895B254 |
| Meeting Date: | | JUN 12, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | JUN 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Financial Statements and Discharge Directors and Auditors | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Omission of Dividend | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | | For | | For | | Management |
| 6 | | Reelect Didier Lamouche as Director | | For | | Against | | Management |
| 7 | | Reelect Gervais Pellissier as Director | | For | | Against | | Management |
| 8 | | Reelect Michel Davancens as Director | | For | | Against | | Management |
| 9 | | Reelect Kazahiko Kobayashi as Director | | For | | Against | | Management |
| 10 | | Reelect Theodore Schaffener as Director | | For | | For | | Management |
| 11 | | Reelect Jean-Francois Heitz as Director | | For | | For | | Management |
| 12 | | Reelect Jacques Weber as Director | | For | | For | | Management |
| 13 | | Ratify Grant Thornton as Auditor | | For | | For | | Management |
| 14 | | Ratify IGEC as Alternate Auditor | | For | | For | | Management |
| 15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Management |
| 16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | For | | Against | | Management |
| 17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | For | | Against | | Management |
| 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | Against | | Management |
| 19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For | | Management |
| 20 | | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 345 Million | | For | | Against | | Management |
| 21 | | Approve Employee Savings-Related Share Purchase Plan | | For | | For | | Management |
| 22 | | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | | For | | Against | | Management |
| 23 | | Amend Articles of Association Re: Disclosure Thresholds | | For | | For | | Management |
| 24 | | Amend Articles of Association Re: Board Meetings Attendance, Shareholder Proposals, Written Questions, Record Date, and Attend and Vote to the General Meetings through Videoconference and Telecommunication | | For | | For | | Management |
| 25 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 12
CARNIVAL PLC
| | | | | | |
| Ticker: | | CUKPF | | Security ID: | | G19081101 |
| Meeting Date: | | APR 16, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Re-elect Mickey Arison as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 2 | | Re-elect Richard Capen Jr as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 3 | | Re-elect Robert Dickinson as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 4 | | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 5 | | Re-elect Pier Foschi as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 6 | | Re-elect Howard Frank as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 7 | | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 8 | | Re-elect Baroness Hogg as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 9 | | Re-elect Modesto Maidique as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 10 | | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 11 | | Re-elect Peter Ratcliffe as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 12 | | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 13 | | Elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 14 | | Re-elect Uzi Zucker as Director of Carnival Corporation and as a Director of Carnival Plc | | For | | For | | Management |
| 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
| 17 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 18 | | Approve Remuneration Report | | For | | For | | Management |
| 19 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,239,657 | | For | | For | | Management |
| 20 | | Subject to Passing Ordinary Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 17,688,017 | | For | | For | | Management |
| 21 | | Authorise 10,655,432 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 22 | | Amend Articles of Association Re: Electronic Communications | | For | | For | | Management |
Page 13
CATHAY FINANCIAL HOLDING CO., LTD.
| | | | | | |
| Ticker: | | 2882 TT | | Security ID: | | Y11654103 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Articles of Association | | For | | For | | Management |
| 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 5 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 6 | | Elect Directors | | For | | For | | Management |
| 7 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
CENTURY LEASING SYSTEM INC.
| | | | | | |
| Ticker: | | 8439 | | Security ID: | | J05607106 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 12 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 2.15 | | Elect Director | | For | | For | | Management |
| 2.16 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
Page 14
CEZ A.S.
| | | | | | |
| Ticker: | | BAACEZ | | Security ID: | | X2337V121 |
| Meeting Date: | | APR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 17, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting; Elect Chairman and Other Meeting Officials; Approve Procedural Rules | | For | | For | | Management |
| 2 | | Accept Report on Operations in 2006 | | For | | For | | Management |
| 3 | | Accept Supervisory Board Report | | For | | For | | Management |
| 4 | | Approve Liquidation of Social Fund and Rewards Fund | | For | | Against | | Management |
| 5 | | Amend Statute | | For | | For | | Management |
| 6 | | Accept Financial Statements and Statutory Reports; Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 7 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 8 | | Approve Renewal of System of Management Control in Power Plant Dukovany ? Modules M3-M5 | | For | | Against | | Management |
| 9 | | Decide on Volume of Company’s Sponsorship Funds | | For | | Against | | Management |
| 10 | | Approve Share Repurchase Program | | For | | For | | Management |
| 11 | | Approve Changes to Composition of Supervisory Board | | For | | For | | Management |
| 12 | | Approve Contracts and Related Benefits | | For | | Against | | Management |
| 13 | | Close Meeting | | None | | None | | Management |
COCA-COLA FEMSA S.A.
| | | | | | |
| Ticker: | | KOF | | Security ID: | | 191241108 |
| Meeting Date: | | DEC 5, 2006 | | Meeting Type: | | Annual |
| Record Date: | | NOV 15, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO AMEND THE BY-LAWS OF THE COMPANY TO INCLUDE THE FORMATION OF COMMITTEES, AND OTHER ADJUSTS TO COMPLY WITH THE PROVISIONS OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | | For | | For | | Management |
| 2 | | APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE THE RESOLUTIONS ADOPTED DURING THE MEETING. | | For | | For | | Management |
| 3 | | MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
| 4 | | ELECTION AND/OR RATIFICATION OF MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY AND THEIR ALTERNATES; QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE TO THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | | For | | For | | Management |
| 5 | | PROPOSAL TO FORM COMMITTEES OF THE BOARD OF DIRECTORS, INCLUDING THE AUDIT AND CORPORATE PRACTICES COMMITTEES, APPOINTMENT OF THE CHAIRMAN FOR SUCH COMMITTEES, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | | For | | For | | Management |
| 6 | | APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE THE RESOLUTIONS ADOPTED DURING THE MEETING. | | For | | For | | Management |
| 7 | | MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
Page 15
COCA-COLA FEMSA SAB DE CV
| | | | | | |
| Ticker: | | KOF | | Security ID: | | 191241108 |
| Meeting Date: | | MAR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 1, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | | None | | For | | Management |
CORPORACION DERMOESTETICA
| | | | | | |
| Ticker: | | DERM SM | | Security ID: | | E3608F101 |
| Meeting Date: | | MAY 19, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2005 | | For | | For | | Management |
| 2 | | Approve Discharge of Management Board | | For | | For | | Management |
| 3 | | Approve Auditors for Fiscal Year 2007 | | For | | For | | Management |
| 4 | | Amend Company Articles 21 Re: Remuneration Director | | For | | For | | Management |
| 5 | | Elect Directors | | For | | Against | | Management |
| 6 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 7 | | Amend General Meeting Guidelines | | For | | Against | | Management |
| 8 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 16
COSMOTE - MOBILE TELECOMMUNICATIONS SA
| | | | | | |
| Ticker: | | COSMO GA | | Security ID: | | X9724G104 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Approve Dividend Distribution | | For | | For | | Management |
| 2 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 3 | | Approve Director Remuneration | | For | | For | | Management |
| 4 | | Approve Auditors and Fix Their Remuneration | | For | | Against | | Management |
| 5 | | Authorize Board Members and Management to Participate in Board and Management of Similar Companies | | For | | For | | Management |
| 6 | | Amend Company Bylaws | | For | | For | | Management |
COSMOTE MOBILE TELECOMMUNICATIONS SA
| | | | | | |
| Ticker: | | COSMO GA | | Security ID: | | X9724G104 |
| Meeting Date: | | FEB 28, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Stock Option Plan | | For | | Against | | Management |
| 2 | | Approve Basic Terms of Agreement with OTE | | For | | For | | Management |
| 3 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
Page 17
DAIMLERCHRYSLER AG
| | | | | | |
| Ticker: | | DCX | | Security ID: | | D1668R123 |
| Meeting Date: | | APR 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 7 | | Elect Clemens Boersig to the Supervisory Board | | For | | For | | Management |
| 8 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
| 9a | | Amend Articles Re: Change Name of Company to Daimler-Benz AG | | Against | | Against | | Shareholder |
| 9b | | Authorize Management Board to Delay Registration of Name Change until Disposal of Chrysler Group But Not Beyond March 31, 2008 | | Against | | Against | | Shareholder |
| 10 | | Amend Articles Re: Location of General Meetings | | Against | | Against | | Shareholder |
| 11 | | Amend Articles Re: Chairmanship of General Meetings | | Against | | Against | | Shareholder |
| 12 | | Establish Mandatory Retirement Age for Directors | | Against | | Against | | Shareholder |
| 13 | | Amend Articles Re: Outside Boards of Supervisory Board Members | | Against | | Against | | Shareholder |
| 14 | | Amend Articles Re: Shareholder Right to Speak at General Meetings | | Against | | Against | | Shareholder |
| 15 | | Amend Articles Re: Separate Counting of Proxy Votes at General Meetings | | Against | | Against | | Shareholder |
| 16 | | Amend Articles Re: Written Protocol for General Meetings | | Against | | Against | | Shareholder |
| 17a | | Instruct Management Board to Prepare Shareholder Vote on Conversion of Corporate Structure to European Company (Societas Europea) at 2008 AGM | | Against | | Against | | Shareholder |
| 17b | | Authorize Management Board to Enter Negotiations with Employee Representatives to Reduce Size of Supervisory Board to 12 Members | | Against | | Against | | Shareholder |
| 18 | | Authorize Special Audit of Conversion Ratio for Merger Between Daimler-Benz AG and Chrysler Corporation; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
| 19 | | Authorize Special Audit of Spring 2003 Stock Option Grants; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
| 20 | | Authorize Special Audit of Statements Made by Former CEO Juergen Schrempp in Connection with US Class Action Lawsuit; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
| 21 | | Authorize Special Audit Re: Knowledge of Management and Supervisory Boards Re: US Secutities and Exchange Commission and Department of Justice Investigations; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
| 22 | | Authorize Special Audit Re: Alleged Connections Between Management and Supervisory Boards and Prison Sentence of Gerhard Schweinle; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
| 23 | | Authorize Special Audit Re: Supervisory Board Monitoring of Former CEO Juergen Schrempp; Appoint Nicola Monissen as Special Auditor | | Against | | Against | | Shareholder |
Page 18
DAIWA SECURITIES GROUP CO. LTD.
| | | | | | |
| Ticker: | | 8601 | | Security ID: | | J11718111 |
| Meeting Date: | | JUN 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles To: Expand Business Lines - Update Terminology to Match that of New Financial Instruments and Exchange Law | | For | | For | | Management |
| 2.1 | | Elect Director Yoshinori Hara | | For | | For | | Management |
| 2.2 | | Elect Director Akira Kiyota | | For | | For | | Management |
| 2.3 | | Elect Director Shigeharu Suzuki | | For | | For | | Management |
| 2.4 | | Elect Director Shin Yoshidome | | For | | For | | Management |
| 2.5 | | Elect Director Tetsuo Mae | | For | | For | | Management |
| 2.6 | | Elect Director Takashi Hibino | | For | | For | | Management |
| 2.7 | | Elect Director Nobuyuki Iwamoto | | For | | For | | Management |
| 2.8 | | Elect Director Kenji Hayashibe | | For | | For | | Management |
| 2.9 | | Elect Director Tetsuro Kawakami | | For | | For | | Management |
| 2.10 | | Elect Director Ryuji Yasuda | | For | | For | | Management |
| 2.11 | | Elect Director Keisuke Kitajima | | For | | For | | Management |
| 2.12 | | Elect Director Koichi Uno | | For | | For | | Management |
| 2.13 | | Elect Director Ikuo Mori | | For | | For | | Management |
| 3 | | Approve Deep Discount Stock Option Plan and Premium-Priced Option Plan for Directors and Employees | | For | | For | | Management |
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
| | | | | | |
| Ticker: | | DHLYF | | Security ID: | | B33432129 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Receive Special Report on the Authorized Capital | | None | | None | | Management |
| 1.2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 2 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 3.1 | | Amend Articles Regarding Dematerialized Shares | | For | | For | | Management |
| 3.2 | | Amend Articles Regarding Formalities to Attend the General Meeting | | For | | For | | Management |
| 4 | | Amend Articles Regarding the Possibility to Vote per Mail | | For | | For | | Management |
| 5 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Management |
Page 19
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
| | | | | | |
| Ticker: | | DHLYF | | Security ID: | | B33432129 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Directors’ Reports | | None | | None | | Management |
| 2 | | Receive Auditors’ Reports | | None | | None | | Management |
| 3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
| 4 | | Approve Annual Accounts, Allocation of Income and Dividends of EUR 1.32 per Share | | For | | For | | Management |
| 5 | | Approve Discharge of Directors | | For | | For | | Management |
| 6 | | Approve Discharge of Auditors | | For | | For | | Management |
| 7.1 | | Elect Richard Goblet d’ Alviella as Director | | For | | For | | Management |
| 7.2 | | Elect Robert J. Murray as Director | | For | | For | | Management |
| 7.3 | | Elect William L. Roper as Director | | For | | For | | Management |
| 8.1 | | Indicate Richard Goblet d’ Alviella as Independent Director | | For | | For | | Management |
| 8.2 | | Indicate Robert J. Murray as Independent Director | | For | | For | | Management |
| 8.3 | | Indicate Robert William L. Roper as Independent Director | | For | | For | | Management |
| 9 | | Amend Stock Option Plan | | For | | Against | | Management |
| 10 | | Approve Stock Option Plan | | For | | Against | | Management |
| 11 | | Approve Specific Clause Related to the Stock Option Plan in the Event of a Change of Control | | For | | Against | | Management |
| 12 | | Approve Specific Clause Related to the Bonds in the Event of a Change of Control | | For | | For | | Management |
| 13.1 | | Receive Special Board Report on Authorized Capital | | None | | None | | Management |
| 13.2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 14 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 15.1 | | Amend Articles Regarding the Elimination of Bearer Shares | | For | | For | | Management |
| 15.2 | | Amend Articles Regarding the Elimination of Bearer Shares and Attending the General Meeting | | For | | For | | Management |
| 16 | | Amend Articles Regarding Voting by Mail | | For | | For | | Management |
| 17 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Management |
DEUTSCHE POST AG
| | | | | | |
| Ticker: | | DPW | | Security ID: | | D19225107 |
| Meeting Date: | | MAY 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 0.75 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 7 | | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 56 Million Pool of Capital to Guarantee Conversion Rights | | For | | For | | Management |
| 8 | | Elect Ingrid Matthaeus-Maier to the Supervisory Board | | For | | For | | Management |
Page 20
DYNO NOBEL LTD
| | | | | | |
| Ticker: | | DXL | | Security ID: | | Q3311A107 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 22, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006 | | None | | None | | Management |
| 2 | | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Elect David Edward Wills as Director | | For | | For | | Management |
| 4 | | Approve Deloitte Touche Tohmatsu as Auditors | | For | | For | | Management |
ELECTRICITE DE FRANCE (EDF)
| | | | | | |
| Ticker: | | EDF FP | | Security ID: | | F2940H113 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 21, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.16 per Share | | For | | For | | Management |
| 4 | | Approve Transaction with French State and BNP Paribas Securities Services | | For | | For | | Management |
| 5 | | Approve Transaction with EDF International | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 174,000 | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | Against | | Management |
| 8 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For | | Management |
| 9 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For | | Management |
| 10 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For | | Management |
| 11 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For | | Management |
| 12 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For | | Management |
| 13 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For | | Management |
| 14 | | Approve Employee Savings-Related Share Purchase Plan | | For | | For | | Management |
| 15 | | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against | | Management |
| 16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 17 | | Amend Articles of Association Re: Record Date | | For | | For | | Management |
| 18 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 21
FONDIARIA SAI SPA (FORMERLY SAI)
| | | | | | |
| Ticker: | | FSAR IM | | Security ID: | | T4689Q127 |
| Meeting Date: | | APR 30, 2007 | | Meeting Type: | | Special |
| Record Date: | | APR 27, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Board Representative for Holders of Saving Shares for the Three-Year Term 2007-2009 | | For | | For | | Management |
| 2 | | Approve Representative’s Remuneration for the Three-Year Term 2007-2009 | | For | | For | | Management |
| 3 | | Set Up Savings Shares Special Reserve | | For | | For | | Management |
FUJITSU LTD.
| | | | | | |
| Ticker: | | 6702 | | Security ID: | | J15708159 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Reduction in Capital Reserves | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
Page 22
HANA FINANCIAL GROUP INC.
| | | | | | |
| Ticker: | | 086790KS | | Security ID: | | Y29975102 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements | | For | | For | | Management |
| 2 | | Approve Appropriation of Income and Dividend of KRW 450 Per Share | | For | | For | | Management |
| 3 | | Amend Articles of Incorporation | | For | | For | | Management |
| 4.1 | | Elect Ten Directors | | For | | Against | | Management |
| 4.2 | | Elect Three Members of Audit Committee | | For | | For | | Management |
| 5 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
| 6 | | Approve Stock Option Grants | | For | | For | | Management |
HASEKO CORP.
| | | | | | |
| Ticker: | | 1808 | | Security ID: | | J18984104 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Appointment of External Audit Firm | | For | | For | | Management |
HELLENIC EXCHANGE HOLDING SA
| | | | | | |
| Ticker: | | EXAE GA | | Security ID: | | X3247C104 |
| Meeting Date: | | AUG 31, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re: Article 1- Company Name and Incorporation, Article 2- Company Purpose | | For | | For | | Management |
| 2 | | Other Business | | For | | Against | | Management |
Page 23
HELLENIC EXCHANGE HOLDING SA
| | | | | | |
| Ticker: | | EXAE GA | | Security ID: | | X3247C104 |
| Meeting Date: | | SEP 13, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re: Article 1- Company Name and Incorporation, Article 2- Company Purpose | | For | | Did Not Vote | | Management |
| 2 | | Other Business | | For | | Did Not Vote | | Management |
HELLENIC EXCHANGE HOLDING SA
| | | | | | |
| Ticker: | | EXAE GA | | Security ID: | | X3247C104 |
| Meeting Date: | | SEP 26, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re: Article 1- Company Name and Incorporation, Article 2- Company Purpose | | For | | For | | Management |
| 2 | | Other Business | | For | | Against | | Management |
HYPO REAL ESTATE HOLDING AG
| | | | | | |
| Ticker: | | HRX GR | | Security ID: | | D3449E108 |
| Meeting Date: | | MAY 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 2, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5a | | Elect Frank Heintzeler to the Supervisory Board | | For | | For | | Management |
| 5b | | Elect Thomas Quinn to the Supervisory Board | | For | | For | | Management |
| 6 | �� | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 7 | | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | | For | | For | | Management |
Page 24
IBIDEN CO. LTD.
| | | | | | |
| Ticker: | | 4062 | | Security ID: | | J23059116 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 1.9 | | Elect Director | | For | | For | | Management |
| 1.10 | | Elect Director | | For | | For | | Management |
| 1.11 | | Elect Director | | For | | For | | Management |
| 1.12 | | Elect Director | | For | | For | | Management |
| 1.13 | | Elect Director | | For | | For | | Management |
| 1.14 | | Elect Director | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Retirement Bonus for Director and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
| 6 | | Approve Stock Option Plan for Directors | | For | | For | | Management |
| 7 | | Approve Executive Stock Option Plan | | For | | For | | Management |
IG GROUP HOLDINGS PLC
| | | | | | |
| Ticker: | | IGG | | Security ID: | | G4753Q106 |
| Meeting Date: | | OCT 2, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Elect Sir Alan Budd as Director | | For | | For | | Management |
| 3 | | Elect Martin Jackson as Director | | For | | For | | Management |
| 4 | | Elect Roger Yates as Director | | For | | For | | Management |
| 5 | | Approve Final Dividend of 4 Pence Per Share | | For | | For | | Management |
| 6 | | Reappoint Ernst & Young as Auditors of the Company | | For | | For | | Management |
| 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 8 | | Approve Remuneration Report | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,458 | | For | | For | | Management |
| 10 | | Authorise 32,750,095 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 807 | | For | | For | | Management |
Page 25
ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS)
| | | | | | |
| Ticker: | | ILU | | Security ID: | | Q4875J104 |
| Meeting Date: | | MAY 17, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006 | | None | | None | | Management |
| 2.1 | | Elect Robert Every as Director | | For | | For | | Management |
| 2.2 | | Elect Gavin Rezos as Director | | For | | For | | Management |
| 3 | | Approve Termination Payments Payable to David Robb, Managing Director | | For | | For | | Management |
| 4 | | Approve Remuneration Report for the Year Ended Dec. 31, 2006 | | For | | For | | Management |
INTERNATIONAL POWER PLC
| | | | | | |
| Ticker: | | IPRWF | | Security ID: | | G4890M109 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve the Completion of the Transaction between the Company and Mitsui; Authorise Directors to Take All Such Steps as May be Necessary to Cause the Principal Transaction Agreements to be Completed | | For | | For | | Management |
INTERNATIONAL POWER PLC (FORMERLY NATIONAL POWER PLC)
| | | | | | |
| Ticker: | | IPRWF | | Security ID: | | G4890M109 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Re-elect Sir Neville Simms as Director | | For | | For | | Management |
| 3 | | Re-elect Tony Concannon as Director | | For | | For | | Management |
| 4 | | Re-elect Steve Riley as Director | | For | | For | | Management |
| 5 | | Elect John Roberts as Director | | For | | For | | Management |
| 6 | | Approve Final Dividend of 7.9 Pence Per Ordinary Share | | For | | For | | Management |
| 7 | | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Approve Remuneration Report | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 248,730,120 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, | | For | | For | | Management |
| | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,593,387 | | | | | | |
| 11 | | Authorise 149,238,221 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Amend Articles of Association Re: Electronic Communications and Director Age Limit | | For | | For | | Management |
Page 26
INVISTA REAL ESTATE INVESTMENT MANAGEMENT HOLDINGS PLC
| | | | | | |
| Ticker: | | INRE LN | | Security ID: | | G49355103 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Elect Alastair Goobey as Director | | For | | For | | Management |
| 4 | | Elect Robin Broadhurst as Director | | For | | For | | Management |
| 5 | | Elect Olivia Dickson as Director | | For | | For | | Management |
| 6 | | Elect Douglas Ferrans as Director | | For | | For | | Management |
| 7 | | Elect Duncan Owen as Director | | For | | For | | Management |
| 8 | | Elect Philip Gadsden as Director | | For | | For | | Management |
| 9 | | Appoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,822 | | For | | For | | Management |
| 11 | | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,323 | | For | | For | | Management |
| 12 | | Authorise 13,232,888 Ordinary Shares for Market Purchase | | For | | For | | Management |
ISUZU MOTORS LTD.
| | | | | | |
| Ticker: | | 7202 | | Security ID: | | J24994105 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 4 | | For | | For | | Management |
| 2 | | Authorize Preferred Share Repurchase Program | | For | | Against | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
Page 27
ITOCHU CORP.
| | | | | | |
| Ticker: | | 8001 | | Security ID: | | J2501P104 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 9 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Appoint Alternate Internal Statutory Auditor | | For | | Against | | Management |
JARDINE MATHESON HOLDINGS LTD.
| | | | | | |
| Ticker: | | JM SP | | Security ID: | | G50736100 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Reelect Jenkin Hui as Director | | For | | For | | Management |
| 3 | | Reelect Adam Keswick as Director | | For | | Against | | Management |
| 4 | | Reelect Ben Keswick as Director | | For | | Against | | Management |
| 5 | | Reelect Lord Leach of Fairford as Director | | For | | Against | | Management |
| 6 | | Reelect James Riley as Director | | For | | Against | | Management |
| 7 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | Against | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 51.3 Million and without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7.7 Million | | For | | For | | Management |
| 9 | | Authorize Share Repurchase Program | | For | | For | | Management |
Page 28
JGC CORP.
| | | | | | |
| Ticker: | | 1963 | | Security ID: | | J26945105 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 15 | | For | | For | | Management |
| 2 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 3 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint Alternate Internal Statutory Auditor | | For | | Against | | Management |
JOINT CORPORATION
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| | | | | | |
| Ticker: | | 8874 | | Security ID: | | J28384105 |
| Meeting Date: | | JUN 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 15 | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 2.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
| | | | | | |
| Ticker: | | BAER VX | | Security ID: | | H4407G172 |
| Meeting Date: | | APR 17, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of CHF 1 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 4.1 | | Reelect Monika Baumann and Rolf Jetzer as Directors | | For | | For | | Management |
| 4.2 | | Elect Daniel Sauter and Gareth Penny as Directors | | For | | For | | Management |
| 5 | | Ratify KPMG AG as Auditors | | For | | For | | Management |
| 6 | | Approve 2:1 Stock Split | | For | | For | | Management |
Page 29
KAZMUNAIGAS EXPL & PRODTN JSC
| | | | | | |
| Ticker: | | KMG LI | | Security ID: | | 48666V204 |
| Meeting Date: | | NOV 24, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 14, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Shareholder Proposal: Approve Early Termination of Powers of Member of Board of Directors; Elect New Member of Board of Directors | | None | | Against | | Shareholder |
KAZMUNAIGAS EXPL & PRODTN JSC
| | | | | | |
| Ticker: | | KMG LI | | Security ID: | | 48666V204 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 6, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Provision of Option on Shares for Participation in First Public Offering of Company’s Securities to Some Members of Board of Directors | | For | | Against | | Management |
| 2 | | Approve Resolution on Board of Directors | | For | | Against | | Management |
| 3 | | Approve Resolution on Calculation Commission | | For | | For | | Management |
| 4 | | Approve Purchase of 50-Percent Stake in JV Kazgermunay LLP from NC KazMunayGas JSC | | For | | For | | Management |
| 5.1 | | Approve Related-Party Transaction Re: Purchase of 50-Percent Stake in JV Kazgermunay LLP from NC KazMunayGas JSC | | For | | For | | Management |
| 5.2 | | Approve Related-Party Transactions | | For | | For | | Management |
| 6 | | Approve Any Actions Necessary to Complete Transaction of Purchase of 50-Percent Stake in JV Kazgermunay LLP from NC KazMunayGas JSC | | For | | For | | Management |
| 7 | | Determine Company’s Audit Organization | | For | | For | | Management |
KAZMUNAIGAS EXPL & PRODTN JSC
| | | | | | |
| Ticker: | | KMG LI | | Security ID: | | 48666V204 |
| Meeting Date: | | MAY 18, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of KZT 500 per Ordinary and Preferred Share | | For | | For | | Management |
| 3 | | Approve Appeal of Shareholders Regarding Bank’s Actions and Its Officials | | For | | For | | Management |
| 4 | | Approve Remuneration of Directors and Members of Executive Board | | For | | For | | Management |
| 5 | | Approve Annual Reports | | For | | For | | Management |
Page 30
KENSINGTON GROUP PLC
| | | | | | |
| Ticker: | | KGN LN | | Security ID: | | G5235J107 |
| Meeting Date: | | APR 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 16 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Gareth Jones as Director | | For | | For | | Management |
| 5 | | Re-elect John Herring as Director | | For | | For | | Management |
| 6 | | Elect Roger Blundell as Director | | For | | For | | Management |
| 7 | | Reappoint Deloitte & Touche LLP as Auditors of the Company | | For | | For | | Management |
| 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,734,902 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 262,863 | | For | | For | | Management |
| 11 | | Authorise 5,000,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | Management |
KLOECKNER & CO. AG
| | | | | | |
| Ticker: | | KCO GR | | Security ID: | | D40376101 |
| Meeting Date: | | JUN 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 0.80 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5a | | Elect Jochen Melchior to the Supervisory Board | | For | | For | | Management |
| 5b | | Elect Hans-Georg Vater to the Supervisory Board | | For | | For | | Management |
| 6 | | Ratify KPMG Hartkopf und Rentrop Treuhand KG as Auditors for Fiscal 2007 | | For | | For | | Management |
| 7 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
| 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 9 | | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | | For | | For | | Management |
| 10 | | Approve Creation of EUR 11.6 Million Pool of Capital Capital to Guarantee Conversion Rights of Holders of Convertible Bonds and/or Bonds with Warrants Attached | | For | | For | | Management |
Page 31
KYOWA EXEO CORP.
| | | | | | |
| Ticker: | | 1951 | | Security ID: | | J38232104 |
| Meeting Date: | | JUN 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 11 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 2.15 | | Elect Director | | For | | For | | Management |
| 2.16 | | Elect Director | | For | | For | | Management |
| 2.17 | | Elect Director | | For | | For | | Management |
| 2.18 | | Elect Director | | For | | For | | Management |
| 2.19 | | Elect Director | | For | | For | | Management |
| 2.20 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 6 | | Approve Stock Option Plan for Directors | | For | | For | | Management |
| 7 | | Approve Executive Stock Option Plan | | For | | For | | Management |
Page 32
MARAZZI GROUP SPA
| | | | | | |
| Ticker: | | MRZ LN | | Security ID: | | T6603Y102 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 24, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements, Consolidated Financial Statements at Dec. 31, 2006, and Statutory Reports | | For | | For | | Management |
| 2 | | Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Term and Remuneration | | For | | Against | | Management |
| 3 | | Appoint Internal Statutory Auditors; Approve Remuneration of Auditors | | For | | For | | Management |
| 4 | | Extend External Auditors’ Mandate in Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 | | For | | For | | Management |
| 1 | | Amend Articles 15, 18, 21, 23, and 24 of Company Bylaws Related to the Manager in Charge of Drafting the Corporate Accounts; Renumber Articles Accordingly | | For | | For | | Management |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
| | | | | | |
| Ticker: | | MHG NO | | Security ID: | | R2326D105 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting; Registration of Attending Shareholders and Proxies | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 4 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Shareholder Proposal: Limit the Board’s Ability to Change Terms of Ongoing Options Programs | | For | | For | | Shareholder |
| 6 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against | | Management |
| 7 | | Approve Stock Option Plan; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | | For | | For | | Management |
| 8 | | Approve Instructions for Nominating Committee | | For | | For | | Management |
| 9 | | Approve Remuneration of Nominating Committee in the Amount of NOK 20,000 for the Chairman and NOK 10,000 for Each of the Other Members | | For | | For | | Management |
| 10 | | Approve Remuneration of Directors in the Amount of NOK 750,000 for the Chairman and NOK 275,000 for Each of the Other Directors | | For | | For | | Management |
| 11 | | Approve Remuneration of Auditors | | For | | Against | | Management |
| 12 | | Reelect Members of Nominating Committee | | For | | For | | Management |
| 13 | | Elect Svein Aaser (Chairman), Leif Onarheim (Deputy Chairman), Sture Eldbjoerg, Kathrine Mo, Solveig Strand, and Tor Troeim as Directors; Elect Cecilie Fredriksen as Deputy Director | | For | | For | | Management |
| 14 | | Amend Articles Re: Authorize General Meeting to Elect Vice-Chairman | | For | | For | | Management |
| 15 | | Amend Articles Re: Authorize General Meeting to Elect Nominating Committee (Number of Nominating Committee Members, Length of Term, and Nominating Committee Proposals) | | For | | For | | Management |
| 16 | | Approve Creation of NOK 652.3 Million Pool of Capital without Preemptive Rights | | For | | For | | Management |
| 17 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 18 | | Approve Issuance of 41.3 Million Shares Pursuant to a Share Option Scheme | | For | | For | | Management |
Page 33
MEDIASET SPA
| | | | | | |
| Ticker: | | MS IM | | Security ID: | | T6688Q107 |
| Meeting Date: | | APR 19, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 17, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| a.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| a.2 | | Approve Allocation of Income | | For | | For | | Management |
| b.1 | | Accept Consolidated Financial Statements | | For | | For | | Management |
| c.1 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
MITSUBISHI ELECTRIC CORP.
| | | | | | |
| Ticker: | | 6503 | | Security ID: | | J43873116 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director Tamotsu Nomakuchi | | For | | For | | Management |
| 1.2 | | Elect Director Setsuhiro Shimomura | | For | | For | | Management |
| 1.3 | | Elect Director Yukihiro Sato | | For | | For | | Management |
| 1.4 | | Elect Director Masanori Saito | | For | | For | | Management |
| 1.5 | | Elect Director Akira Sugiyama | | For | | For | | Management |
| 1.6 | | Elect Director Kazuo Sawamoto | | For | | For | | Management |
| 1.7 | | Elect Director Fumitada Shimana | | For | | For | | Management |
| 1.8 | | Elect Director Hiroyoshi Murayama | | For | | For | | Management |
| 1.9 | | Elect Director Shunji Yanai | | For | | For | | Management |
| 1.10 | | Elect Director Osamu Shigeta | | For | | For | | Management |
| 1.11 | | Elect Director Mikio Sasaki | | For | | Against | | Management |
| 1.12 | | Elect Director Shigemitsu Miki | | For | | Against | | Management |
Page 34
MITSUBISHI ESTATE CO. LTD.
| | | | | | |
| Ticker: | | 8802 | | Security ID: | | J43916113 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 8 | | For | | For | | Management |
| 2 | | Amend Articles to: Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | �� | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | Against | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 3.12 | | Elect Director | | For | | For | | Management |
| 3.13 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | Against | | Management |
MITTAL STEEL COMPANY NV (FRMELY ISPAT INTERNATIONAL NV)
| | | | | | |
| Ticker: | | MTNA | | Security ID: | | N5765E108 |
| Meeting Date: | | OCT 30, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 23, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Directors | | For | | For | | Management |
| 3 | | Allow Questions | | None | | None | | Management |
| 4 | | Close Meeting | | None | | None | | Management |
Page 35
MODERN TIMES GROUP AB-MTG
| | | | | | |
| Ticker: | | MTGB SS | | Security ID: | | W56523116 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 3, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Chairman of Meeting | | For | | For | | Management |
| 2 | | Prepare and Approve List of Shareholders | | For | | For | | Management |
| 3 | | Approve Agenda of Meeting | | For | | For | | Management |
| 4 | | Designate Inspector or Shareholder | | For | | For | | Management |
| | Representative(s) of Minutes of Meeting | | | | | | |
| 5 | | Acknowledge Proper Convening of Meeting | | For | | For | | Management |
| 6 | | Receive Financial Statements and | | None | | None | | Management |
| | Statutory Reports | | | | | | |
| 7 | | Approve Financial Statements and | | For | | For | | Management |
| | Statutory Reports | | | | | | |
| 8 | | Approve Allocation of Income and | | For | | For | | Management |
| | Dividends of SEK 7.50 per Share | | | | | | |
| 9 | | Approve Discharge of Board and President | | For | | For | | Management |
| 10 | | Determine Number of Members (8) and | | For | | For | | Management |
| | Deputy Members (0) of Board | | | | | | |
| 11 | | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.83 Million; Approve Remuneration of Auditors | | For | | For | | Management |
| 12 | | Reelect David Chance (Chair), Asger Aamund, Nick Humby, Lars-Johan Jarnheimer, David Marcus, Cristina Stenbeck, and Pelle Toernberg as Directors; Elect Mia Brunell as New Director | | For | | For | | Management |
| 13 | | Determine Number of Auditors; Ratify Ernst & Young as Auditors | | For | | For | | Management |
| 14 | | Authorize Cristina Stenbeck and Representatives of at Least Two of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For | | Management |
| 15 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against | | Management |
| 16 | | Amend Articles Re: Allow Conversion of Class-A Shares into Class-B Shares | | For | | For | | Management |
| 17 | | Approve SEK 1,000 Million Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | | For | | For | | Management |
| 18 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 19 | | Approve SEK 33.5 Million Reduction In Share Capital via Share Cancellation | | For | | For | | Management |
| 20a | | Approve Stock Option Plan for Key Employees | | For | | For | | Management |
| 20b | | Approve Issuance of 57,142 Subscription Rights to Subsidiary (MTG Holding AB) | | For | | For | | Management |
| 20c | | Approve Issuance of 342,852 Subscription Rights | | For | | For | | Management |
| 21 | | Authorization to Raise Customary Credit Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company’s Results or Financial Position | | For | | Against | | Management |
| 22 | | Close Meeting | | None | | None | | Management |
Page 36
MOL HUNGARIAN OIL AND GAS PLC. (FORMERLY MOL MAGYAR OLAY-ES
| | | | | | |
| Ticker: | | MGYXY | | Security ID: | | 608464202 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports; Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of Approximately HUF 508 per Share | | For | | For | | Management |
| 3 | | Approve Corporate Governance Declaration | | For | | For | | Management |
| 4 | | Ratify Ernst & Young Konyvvizsgalo Kft. as Auditor; Approve Auditor’s Remuneration in Amount of HUF 88 Million plus VAT | | For | | For | | Management |
| 5 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 6 | | Reelect Laszlo Akar as Member of Board of Directors | | For | | For | | Management |
| 7 | | Reelect Miklos Kamaras as Member of Board of Directors | | For | | For | | Management |
| 8 | | Reelect Erno Kemenes as Member of Board of Directors | | For | | For | | Management |
| 9 | | Elect Jozsef Molnar as Member of Board of Directors for Term of Office Commencing on Oct. 12, 2007 and Ending on Oct. 11, 2012 | | For | | For | | Management |
| 10 | | Approve Remuneration of Members of Board of Directors | | For | | For | | Management |
| 11 | | Reelect Mihaly Kupa as Supervisory Board Member | | For | | For | | Management |
| 12 | | Reelect John I. Charody as Supervisory Board Member | | For | | For | | Management |
| 13 | | Reelect Attila Chikan as Supervisory Board Member | | For | | For | | Management |
| 14 | | Reelect Sandor Lamfalussy as Supervisory Board Member | | For | | For | | Management |
| 15 | | Reelect Slavomir Hatina as Supervisory Board Member | | For | | For | | Management |
| 16 | | Elect Janos Major, Lajos Benedek, and Attila Juhasz as Employee Representatives to Company’s Supervisory Board for Term of Office Commencing on Oct. 12, 2007 and Ending on Oct. 11, 2012 | | For | | For | | Management |
| 17 | | Approve Remuneration of Supervisory Board Members | | For | | For | | Management |
| 18 | | Amend Articles of Association Re: Limit Number of Members of Board of Directors that Can Be Terminated within Six Months to Maximum Three of All Members if No Shareholder Controls More Than 33 Percent of Company’s Outstanding Shares | | For | | Against | | Management |
| 19 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 20 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 21 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 22 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 23 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 24 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 25 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 26 | | Amend Articles of Association Re: Bring Articles of Association in Line with Companies Act with Respect to Rights Attached to Registered Voting Preference Series B Shares | | For | | For | | Management |
| 27 | | Amend Articles of Association in Connection with Entry into Force of New Companies Act | | For | | For | | Management |
Page 37
NATIONAL BANK OF GREECE
| | | | | | |
| Ticker: | | ETE GA | | Security ID: | | X56533114 |
| Meeting Date: | | MAY 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 4 | | Approve Director Remuneration | | For | | For | | Management |
| 5 | | Grant Permission to Board Members and Management to Participate in Boards and Management of Similar Companies | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 7 | | Amend Articles Re: Capital Increase Pursuant to Stock Options | | For | | For | | Management |
| 8 | | Approve Stock Option Plan Grants | | For | | Against | | Management |
| 9 | | Approve Restricted Stock Plan | | For | | For | | Management |
| 10 | | Approve Spin-Off Agreement | | For | | For | | Management |
| 11 | | Ratify Appointment of Directors in Replacement of Outgoing Members | | For | | For | | Management |
| 12 | | Elect New Board and Determine Independent Members | | For | | For | | Management |
| 13 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 14 | | Other Business | | For | | Against | | Management |
Page 38
NATIONAL BANK OF GREECE
| | | | | | |
| Ticker: | | ETE GA | | Security ID: | | X56533114 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Stock Option Plan | | For | | Against | | Management |
NIDEC CORP.
| | | | | | |
| Ticker: | | 6594 | | Security ID: | | J52968104 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles to: Expand Business Lines | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 2.15 | | Elect Director | | For | | For | | Management |
| 2.16 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Appointment of External Audit Firm | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 6 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
Page 39
NIPPON SHEET GLASS CO. LTD.
| | | | | | |
| Ticker: | | 5202 | | Security ID: | | J55655120 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 3 | | For | | For | | Management |
| 2 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 3.12 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Approve Retirement Bonuses for Directors and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
| 6 | | Approve Deep Discount Stock Option Plan | | For | | Against | | Management |
| 7 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For | | Management |
NISHI-NIPPON CITY BANK LTD. (FORMERLY NISHI-NIPPON BANK LTD.)
| | | | | | |
| Ticker: | | 8327 | | Security ID: | | J56773104 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 4 | | For | | For | | Management |
| 2 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 3 | | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders | | For | | For | | Management |
| 4.1 | | Elect Director | | For | | For | | Management |
| 4.2 | | Elect Director | | For | | For | | Management |
| 4.3 | | Elect Director | | For | | For | | Management |
| 4.4 | | Elect Director | | For | | For | | Management |
| 4.5 | | Elect Director | | For | | For | | Management |
| 4.6 | | Elect Director | | For | | For | | Management |
| 4.7 | | Elect Director | | For | | For | | Management |
| 4.8 | | Elect Director | | For | | For | | Management |
| 4.9 | | Elect Director | | For | | For | | Management |
| 4.10 | | Elect Director | | For | | For | | Management |
| 4.11 | | Elect Director | | For | | For | | Management |
| 4.12 | | Elect Director | | For | | For | | Management |
| 4.13 | | Elect Director | | For | | For | | Management |
| 4.14 | | Elect Director | | For | | For | | Management |
| 4.15 | | Elect Director | | For | | For | | Management |
| 4.16 | | Elect Director | | For | | For | | Management |
| 5.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 6 | | Approve Retirement Bonuses for Directors and Statutory Auditors | | For | | Against | | Management |
Page 40
NISSAN MOTOR CO. LTD.
| | | | | | |
| Ticker: | | 7201 | | Security ID: | | J57160129 |
| Meeting Date: | | JUN 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 17, Final JY 17, Special JY 0 | | For | | For | | Management |
| 2 | | Approve Executive Stock Option Plan | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 4 | | Approve Stock Appreciation Rights Plan for Directors | | For | | For | | Management |
| 5 | | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
OLD MUTUAL PLC
| | | | | | |
| Ticker: | | OML LN | | Security ID: | | G67395106 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 4.15 Pence Per Ordinary Share | | For | | For | | Management |
| 3i | | Elect Jonathan Nicholls as Director | | For | | For | | Management |
| 3ii | | Elect Bongani Nqwababa as Director | | For | | For | | Management |
| 3iii | | Elect Lars Otterbeck as Director | | For | | For | | Management |
| 3iv | | Re-elect Christopher Collins as Director | | For | | For | | Management |
| 3v | | Re-elect Julian Roberts as Director | | For | | For | | Management |
| 4 | | Reappoint KPMG Audit Plc as Auditors of the Company | | For | | For | | Management |
| 5 | | Authorise the Group Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
| 6 | | Approve Remuneration Report | | For | | For | | Management |
| 7 | | Approve the Proposals Arising from the Closure of the Unclaimed Shares Trusts | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 55,009,000 | | For | | For | | Management |
| 9 | | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 27,504,000 | | For | | For | | Management |
| 10 | | Authorise 550,090,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 11 | | Approve the Contingent Purchase Contracts Relating to Purchases of Shares on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 550,090,000 Ordinary Shares | | For | | For | | Management |
Page 41
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
| | | | | | |
| Ticker: | | OPAP | | Security ID: | | X5967A101 |
| Meeting Date: | | JUN 6, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
| 2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 5 | | Appoint Auditors and Deputy Auditors | | For | | Against | | Management |
| 6 | | Approve Remuneration of President, CEO, and Board Secretary | | For | | For | | Management |
| 7 | | Approve Director Remuneration for 2007 | | For | | For | | Management |
| 8 | | Elect Directors | | For | | For | | Management |
| 9 | | Amend Company Articles of Association | | For | | Against | | Management |
| 10 | | Other Business | | For | | Against | | Management |
ORASCOM TELECOM HOLDING
| | | | | | |
| Ticker: | | ORSMY | | Security ID: | | 68554W205 |
| Meeting Date: | | JAN 25, 2007 | | Meeting Type: | | Special |
| Record Date: | | JAN 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | AMEND ARTICLES 6 AND 7 RE: STOCK SPLIT AND ADJUSTMENT TO PAR VALUE | | For | | For | | Management |
| 2 | | AMEND ARTICLE 25 RE: ALLOW MEETINGS VIA CONFERENCE CALL AND RESOLUTIONS IN WRITTEN FORM | | For | | For | | Management |
| 3 | | AMEND ARTICLE 38 RE: ESTABLISH BOTH GIZA AND EGYPT AS VENUES FOR SHAREHOLDER MEETINGS | | For | | For | | Management |
Page 42
ORASCOM TELECOM HOLDING
| | | | | | |
| Ticker: | | ORSMY | | Security ID: | | 68554W205 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 4, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve BOD Report for Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Approve Financial Statements for Fiscal Year 2006 | | For | | For | | Management |
| 3 | | Approve Audit Reports for Fiscal Year 2006 | | For | | For | | Management |
| 4 | | Approve Allocation of Income for Fiscal Year 2006 | | For | | For | | Management |
| 5 | | Approve Discharge of Management Board | | For | | For | | Management |
| 6 | | Approve Director Remuneration for Fiscal Year 2007 | | For | | For | | Management |
| 7 | | Approve Auditors and Fix Their Remuneration for Fiscal Year 2007 | | For | | For | | Management |
| 8 | | Authorize Board of Directors to Sign Mutual Refund Contracts with Subsidiaries and Sister Companies | | For | | Against | | Management |
| 9 | | Authorize Board of Directors to Sign Loan and Mortgage Contracts and also to Issue Guarantees to Lenders for the Company, Subsidiaries and Sister Companies | | For | | Against | | Management |
| 10 | | Ratification of the Donations made during the financial year ending 31 December, 2006 and Authorize Directors to Make Donations for Fiscal Year 2007 | | For | | Against | | Management |
| 11 | | Ratify the Changes Made to the Board of Directors During Fiscal Year Ended 2006 | | For | | For | | Management |
| 1 | | Approve Shares Write-Off | | For | | For | | Management |
| 2 | | Approve Amendments to Article of Incorporation | | For | | Against | | Management |
PACIFIC BRANDS LTD
| | | | | | |
| Ticker: | | PBG | | Security ID: | | Q7161J100 |
| Meeting Date: | | OCT 24, 2006 | | Meeting Type: | | Annual |
| Record Date: | | OCT 22, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2006 | | None | | None | | Management |
| 2 | | Elect Max Ould as Director | | For | | For | | Management |
| 3 | | Adopt Remuneration Report for the Fiscal Year Ended June 30, 2006 | | For | | For | | Management |
| 4 | | Approve the Grant of 122,093 Performance Rights to Paul Moore, Chief Executive Officer, Pursuant to the Performance Rights Plan | | For | | For | | Management |
| 5 | | Approve the Grant of 48,837 Performance Rights to Stephen Tierney, Group General Manager, Pursuant to the Performance Rights Plan | | For | | For | | Management |
Page 43
PAN FISH ASA
| | | | | | |
| Ticker: | | PAN NO | | Security ID: | | R69595107 |
| Meeting Date: | | JUL 14, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Notice of Meeting and Agenda | | For | | Did Not Vote | | Management |
| 2 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | Did Not Vote | | Management |
| 3 | | Change Range of Size of Board (3-8 Members) | | For | | Did Not Vote | | Management |
| 4 | | Amend Articles Re: Establish Written Instructions for Nominating Committee | | For | | Did Not Vote | | Management |
| 5 | | Approve Creation of NOK 650.2 Million Pool of Capital without Preemptive Rights | | For | | Did Not Vote | | Management |
| 6 | | Elect Directors | | For | | Did Not Vote | | Management |
PAN FISH ASA
| | | | | | |
| Ticker: | | PAN NO | | Security ID: | | R69595107 |
| Meeting Date: | | JAN 30, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 2 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Change Company Name to Marine Harvest ASA | | For | | For | | Management |
| 4 | | Change Location of Registered Headquarters to Oslo, Norway | | For | | For | | Management |
| 5 | | Change Range for Size of Board (6-12 Members) | | For | | For | | Management |
PERNOD RICARD
| | | | | | |
| Ticker: | | RI | | Security ID: | | F72027109 |
| Meeting Date: | | NOV 7, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 2.52 per Share | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | For | | Management |
| 5 | | Reelect Francois Gerard as Director | | For | | Against | | Management |
| 6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 8 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 9 | | Approve Stock Option Plans Grants | | For | | Against | | Management |
| 10 | | Allow Board to Grant Free Warrants in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against | | Management |
| 11 | | Approve Employee Savings-Related Share Purchase Plan | | For | | For | | Management |
| 12 | | Approve Reduction in Share Capital via Cancellation of Shares Held by a Wholly-Owned Subsidiary | | For | | For | | Management |
| 13 | | Amend Articles of Association Re: Voting Right Ceiling | | For | | Against | | Management |
| 14 | | Authorize Filling of Required Documents/Other Formalities | | For | | For | | Management |
Page 44
PETROCHINA COMPANY LIMITED
| | | | | | |
| Ticker: | | 857 HK | | Security ID: | | Y6883Q104 |
| Meeting Date: | | NOV 1, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 3, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement | | For | | For | | Management |
| 2 | | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. | | For | | For | | Management |
| 3 | | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. | | For | | For | | Management |
| 4 | | Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. | | For | | For | | Management |
| 5 | | Amend Articles Re: Scope of Business | | For | | For | | Management |
PETROLEO BRASILEIRO
| | | | | | |
| Ticker: | | PBR.A | | Security ID: | | 71654V101 |
| Meeting Date: | | APR 2, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | ELECTION OF ONE MEMBER OF THE BOARD OF DIRECTORS | | For | | For | | Management |
| 2 | | ELECTION OF ONE MEMBER OF THE FISCAL COUNCIL AND HIS/HER RESPECTIVE SUBSTITUTE | | For | | For | | Management |
Page 45
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG
| | | | | | |
| Ticker: | | RIBH AV | | Security ID: | | A7111G104 |
| Meeting Date: | | JUN 5, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 5 | | Approve Remuneration of Supervisory Board Members | | For | | For | | Management |
| 6 | | Ratify Auditors | | For | | Against | | Management |
| 7 | | Approve Increase in Authorized Capital via a Capitalization of Reserves | | For | | For | | Management |
| 8 | | Approve Creation of EUR 217.7 Million Pool of Capital with Preemptive Rights | | For | | For | | Management |
| 9 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 10 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
RICOH CO. LTD.
| | | | | | |
| Ticker: | | 7752 | | Security ID: | | J64683105 |
| Meeting Date: | | JUN 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 15 | | For | | For | | Management |
| 2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Appoint Alternate Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
Page 46
ROYAL DUTCH SHELL PLC
| | | | | | |
| Ticker: | | RDSA NA | | Security ID: | | G7690A100 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Elect Rijkman Groenink as Director | | For | | For | | Management |
| 4 | | Re-elect Malcolm Brinded as Director | | For | | For | | Management |
| 5 | | Re-elect Linda Cook as Director | | For | | For | | Management |
| 6 | | Re-elect Maarten van den Bergh as Director | | For | | For | | Management |
| 7 | | Re-elect Nina Henderson as Director | | For | | For | | Management |
| 8 | | Re-elect Christine Morin-Postel as Director | | For | | For | | Management |
| 9 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | | For | | For | | Management |
| 12 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | | For | | For | | Management |
| 13 | | Authorise 644,000,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 14 | | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | | For | | For | | Management |
SAMSUNG ELECTRONICS CO. LTD.
| | | | | | |
| Ticker: | | 005930KS | | Security ID: | | Y74718100 |
| Meeting Date: | | FEB 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | | For | | For | | Management |
| 2.1 | | Elect Independent Non-Executive Directors | | For | | For | | Management |
| 2.2 | | Elect Executive Director | | For | | For | | Management |
| 2.3 | | Elect Member of Audit Committee | | For | | For | | Management |
| 3 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
SASOL LTD.
| | | | | | |
| Ticker: | | SOL SJ | | Security ID: | | 803866102 |
| Meeting Date: | | OCT 3, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Repurchase of 60 Million Ordinary Treasury Shares from Sasol Investment Company (Pty) Limited | | For | | For | | Management |
| 2 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 3 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 47
SASOL LTD.
| | | | | | |
| Ticker: | | SOL SJ | | Security ID: | | 803866102 |
| Meeting Date: | | NOV 23, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2006 | | For | | For | | Management |
| 2.1 | | Reelect E. le R. Bradley as Director | | For | | For | | Management |
| 2.2 | | Reelect B.P. Connellan as Director | | For | | For | | Management |
| 2.3 | | Reelect P.V. Cox as Director | | For | | For | | Management |
| 2.4 | | Reelect L.P.A. Davies as Director | | For | | Against | | Management |
| 2.5 | | Reelect M.S.V. Gantsho as Director | | For | | For | | Management |
| 2.6 | | Reelect J.E. Schrempp as Director | | For | | For | | Management |
| 3.1 | | Reelect H.G. Dijkgraaf as Director Appointed During the Year | | For | | For | | Management |
| 3.2 | | Reelect A.M. Mokaba as Director Appointed During the Year | | For | | For | | Management |
| 3.3 | | Reelect T.S. Munday as Director Appointed During the Year | | For | | For | | Management |
| 3.4 | | Reelect T.H. Nyasulu as Director Appointed During the Year | | For | | For | | Management |
| 3.5 | | Reelect K.C. Ramon as Director Appointed During the Year | | For | | For | | Management |
| 4 | | Ratify KPMG, Inc. as Auditors | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors | | For | | For | | Management |
SEKISUI CHEMICAL CO. LTD.
| | | | | | |
| Ticker: | | 4204 | | Security ID: | | J70703137 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 8 | | For | | For | | Management |
| 2 | | Amend Articles to: Reduce Directors Term in Office | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 3.12 | | Elect Director | | For | | For | | Management |
| 3.13 | | Elect Director | | For | | For | | Management |
| 3.14 | | Elect Director | | For | | For | | Management |
| 3.15 | | Elect Director | | For | | For | | Management |
| 3.16 | | Elect Director | | For | | For | | Management |
| 3.17 | | Elect Director | | For | | For | | Management |
| 3.18 | | Elect Director | | For | | For | | Management |
| 3.19 | | Elect Director | | For | | For | | Management |
| 3.20 | | Elect Director | | For | | For | | Management |
| 3.21 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 6 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
| 7 | | Approve Executive Stock Option Plan | | For | | For | | Management |
Page 48
SIG PLC (FORMERLY SHEFFIELD INSULATION GROUP PLC)
| | | | | | |
| Ticker: | | SHI LN | | Security ID: | | G80797106 |
| Meeting Date: | | MAY 16, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 14.3 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect Chris Davies as Director | | For | | For | | Management |
| 5 | | Re-elect Michael Borlenghi as Director | | For | | For | | Management |
| 6 | | Re-elect John Chivers as Director | | For | | For | | Management |
| 7 | | Re-elect David Williams as Director | | For | | For | | Management |
| 8 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,104,005 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 615,601 | | For | | For | | Management |
| 11 | | Authorise 12,312,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Approve SIG 2007 Sharesave Scheme | | For | | For | | Management |
| 13 | | Adopt New Articles of Association | | For | | For | | Management |
Page 49
SMC CORP.
| | | | | | |
| Ticker: | | 6273 | | Security ID: | | J75734103 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 60 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 2.15 | | Elect Director | | For | | For | | Management |
| 2.16 | | Elect Director | | For | | For | | Management |
| 2.17 | | Elect Director | | For | | For | | Management |
| 2.18 | | Elect Director | | For | | For | | Management |
| 2.19 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Appointment of External Audit Firm | | For | | For | | Management |
| 5 | | Approve Retirement Bonus for Director | | For | | For | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 7 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
SOCO INTERNATIONAL PLC
| | | | | | |
| Ticker: | | SIA | | Security ID: | | G8248C101 |
| Meeting Date: | | JUN 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Re-elect Rui de Sousa as Director | | For | | For | | Management |
| 4 | | Re-elect Peter Kingston as Director | | For | | For | | Management |
| 5 | | Re-elect Roger Cagle as Director | | For | | For | | Management |
| 6 | | Re-elect John Norton as Director | | For | | For | | Management |
| 7 | | Re-elect John Snyder as Director | | For | | For | | Management |
| 8 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,849,974 | | For | | For | | Management |
| 10 | | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 727,496 | | For | | For | | Management |
| 11 | | Authorise 7,274,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Authorise the Company to Use Electronic Communications | | For | | For | | Management |
Page 50
SOL MELIA SA
| | | | | | |
| Ticker: | | SOL SM | | Security ID: | | E89049154 |
| Meeting Date: | | JUN 5, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06 | | For | | For | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Approve Discharge of Board | | For | | For | | Management |
| 4 | | Nominate Auditors | | For | | For | | Management |
| 5 | | Reelect Gabriel Escarrer Jaume as Board Member | | For | | Against | | Management |
| 6 | | Authorize Board to Increase Capital in Accordance with Article 153.1.B with the Powers to Exclude Preemptive Rights as per Article 159.2 of Spanish Company Law; Void Authorization Granted at the AGM Held on 6-6-06 | | For | | For | | Management |
| 7 | | Authorize Issuance of Exchangeable and or Convertible Fixed Income Securities with the Powers to Exclude Preemptive Rights | | For | | For | | Management |
| 8 | | Authorize Repurchase of Shares and Ratify Share Buybacks Carried Out since Previous AGM | | For | | For | | Management |
| 9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
| 10 | | Approve Minutes of Meeting | | For | | For | | Management |
STATOIL ASA
| | | | | | |
| Ticker: | | STL NO | | Security ID: | | R8412T102 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Registration of Attending Shareholders and Proxies | | None | | None | | Management |
| 3 | | Elect Chairman of Meeting | | For | | For | | Management |
| 4 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 5 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share and a Special Dividend of NOK 5.12 per Share | | For | | For | | Management |
| 7 | | Approve Remuneration of Auditors | | For | | For | | Management |
| 8 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 9 | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | For | | Management |
| 10 | | Approve Purchase of Company’s Own Shares for Employee Share Savings Plan | | For | | For | | Management |
Page 51
SUMCO TECHXIV CORPORATION
| | | | | | |
| Ticker: | | 5977 | | Security ID: | | J76897107 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JAN 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 8, Special JY 0 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Appoint External Audit Firm | | For | | For | | Management |
SUMITOMO CHEMICAL CO. LTD.
| | | | | | |
| Ticker: | | 4005 | | Security ID: | | J77153120 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 1.9 | | Elect Director | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 2.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
Page 52
SUMITOMO HEAVY INDUSTRY LTD.
| | | | | | |
| Ticker: | | 6302 | | Security ID: | | J77497113 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 3.5 | | For | | For | | Management |
| 2 | | Amend Articles to: Reduce Directors Term in Office | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Appoint Alternate Internal Statutory | | For | | Against | | Management |
| | Auditor | | | | | | |
SUMITOMO MITSUI FINANCIAL GROUP INC.
| | | | | | |
| Ticker: | | 8316 | | Security ID: | | J7771X109 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 7000 | | For | | For | | Management |
| 2 | | Amend Articles to: Create New Classes of Preferred Shares and Remove Obsolete Provisions on Preferred Shares | | For | | Against | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Approve Retirement Bonuses for Director and Statutory Auditor | | For | | For | | Management |
Page 53
SUMITOMO RUBBER INDUSTRIES LTD.
| | | | | | |
| Ticker: | | 5110 | | Security ID: | | J77884112 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Liability of Outside Directors and Statutory Auditors | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint External Audit Firm | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 6 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
SUNCOR ENERGY INC
| | | | | | |
| Ticker: | | SU | | Security ID: | | 867229106 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | FEB 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director Mel E. Benson | | For | | For | | Management |
| 1.2 | | Elect Director Brian A. Canfield | | For | | For | | Management |
| 1.3 | | Elect Director Bryan P. Davies | | For | | For | | Management |
| 1.4 | | Elect Director Brian A. Felesky | | For | | For | | Management |
| 1.5 | | Elect Director John T. Ferguson | | For | | For | | Management |
| 1.6 | | Elect Director W. Douglas Ford | | For | | For | | Management |
| 1.7 | | Elect Director Richard L. George | | For | | For | | Management |
| 1.8 | | Elect Director John R. Huff | | For | | For | | Management |
| 1.9 | | Elect Director M. Ann McCaig | | For | | For | | Management |
| 1.10 | | Elect Director Michael W. O’Brien | | For | | For | | Management |
| 1.11 | | Elect Director Eira M. Thomas | | For | | For | | Management |
| 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
| 3 | | Amend Equity Compensation Plan | | For | | For | | Management |
| 4 | | Approve Performance Stock Options | | For | | Against | | Management |
| 5 | | Amend Bylaws | | For | | For | | Management |
Page 54
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
| | | | | | |
| Ticker: | | TSM | | Security ID: | | 874039100 |
| Meeting Date: | | MAY 7, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO ACCEPT 2006 BUSINESS REPORT AND FINANCIAL STATEMENTS. | | For | | For | | Management |
| 2 | | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2006 PROFITS. | | For | | For | | Management |
| 3 | | TO APPROVE THE CAPITALIZATION OF 2006 DIVIDENDS, 2006 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | | For | | For | | Management |
| 4 | | TO APPROVE REVISIONS TO THE ARTICLES OF INCORPORATION. | | For | | For | | Management |
| 5 | | TO APPROVE REVISIONS TO INTERNAL POLICIES AND RULES AS FOLLOWS: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS; (2) POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS; (3) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES; (4) PROCEDURES FOR | | For | | For | | Management |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
| | | | | | |
| Ticker: | | TLFNF | | Security ID: | | 879382109 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge of Directors | | For | | For | | Management |
| 2.1 | | Elect Cesar Alierta Izuel to the Board | | For | | For | | Management |
| 2.2 | | Elect Maximino Carpio Garcia to the Board | | For | | For | | Management |
| 2.3 | | Elect Gonzalo Hinojosa Fernandez de Angulo to the Board | | For | | For | | Management |
| 2.4 | | Elect Pablo Isla Alvarez de Tejera to the Board | | For | | For | | Management |
| 2.5 | | Elect Enrique Used Aznar to the Board | | For | | For | | Management |
| 2.6 | | Elect Gregorio Villalabeitia Galarraga to the Board | | For | | For | | Management |
| 2.7 | | Elect Jose Maria Alarez-Pallete Lopez to the Board | | For | | For | | Management |
| 3 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 4 | | Authorize Issuance of Convertible Bonds or Other Debt Instruments | | For | | For | | Management |
| 5 | | Cancel Treasury Shares; Amend Articles to Reflect the Change in Share Capital | | For | | For | | Management |
| 6.1 | | Amend Articles 14-16 and 18-20 of Bylaws Re: General Meetings | | For | | For | | Management |
| 6.2 | | Amend Articles 17, 17 Bis and 20 Bis of Bylaws Re: Right of Attendance; Remote Voting | | For | | For | | Management |
| 6.3 | | Amend Articles 24, 25, 27, 30 and 31 Bis Re: Board of Directors | | For | | For | | Management |
| 7.1 | | Amend Article 5 of the General Meeting Guidelines Re: General Meeting Competencies | | For | | For | | Management |
| 7.2 | | Amend Articles 7-10 of the General Meeting Guidelines Re: Calling of the General Meeting | | For | | For | | Management |
| 7.3 | | Amend Articles 13, 15, 17 Bis and 20 Bis of the General Meeting Guidelines Re: Remote Voting | | For | | For | | Management |
| 7.4 | | Amend Articles 21 and 24 of the General Meeting Guidelines Re: Voting on Agenda Items | | For | | For | | Management |
| 8 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 55
TELENOR ASA
| | | | | | |
| Ticker: | | TELNO | | Security ID: | | R21882106 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Notice of Meeting | | For | | For | | Management |
| 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | | For | | For | | Management |
| 4 | | Approve Remuneration of Auditors | | For | | For | | Management |
| 5 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 6 | | Approve NOK 5 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to 9.80 Percent of Issued Share Capital for Acquisition of Businesses; Authorize Repurchase of Up to 0.15 Percent of Issued Share Capital in Connection With the Company’s Existing Share Incentive Plans | | For | | For | | Management |
| 8 | | Elect Members and Deputy Members of Corporate Assembly | | For | | For | | Management |
| 9 | | Approve Remuneration of Corporate Assembly | | For | | For | | Management |
| 10 | | Elect Members of Nominating Committee | | For | | For | | Management |
Page 56
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
| | | | | | |
| Ticker: | | TTFNF | | Security ID: | | F92124100 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.87 per Share | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Reelect Thierry Desmarest as Director | | For | | Against | | Management |
| 7 | | Reelect Thierry De Rudder as Director | | For | | Against | | Management |
| 8 | | Reelect Serge Tchuruk as Director | | For | | Against | | Management |
| 9 | | Reelect Daniel Boeuf as Director | | For | | Against | | Management |
| 10 | | Elect Philippe Marchandise as Director | | Against | | Against | | Management |
| 11 | | Elect Mohammed Zaki as Director | | Against | | Against | | Management |
| 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | | For | | For | | Management |
| 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | | For | | For | | Management |
| 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | | For | | Against | | Management |
| 15 | | Approve Employee Savings-Related Share Purchase Plan | | For | | For | | Management |
| 16 | | Approve Stock Option Plans Grants | | For | | For | | Management |
| 17 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 18 | | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | | For | | For | | Management |
| 19 | | Amend Articles of Association Re: Record Date | | For | | For | | Management |
| 20 | | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | | For | | For | | Management |
| A | | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | | Against | | For | | Shareholder |
| B | | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | | Against | | For | | Shareholder |
| C | | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | | Against | | For | | Shareholder |
TURKCELL ILETISIM HIZMETLERI A.S.
| | | | | | |
| Ticker: | | TCELL TI | | Security ID: | | M8903B102 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Elect Presiding Council of Meeting | | None | | None | | Management |
| 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For | | Management |
| 3 | | Receive Board of Directors, Auditors and Independent Auditors Reports | | None | | None | | Management |
| 4 | | Accept Financial Statements for Fiscal Year 2006 | | For | | For | | Management |
| 5 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 6 | | Elect Auditors and Determine Their Remuneration | | For | | For | | Management |
| 7 | | Approve Allocation of Income | | For | | For | | Management |
| 8 | | Inform about Donations Made in 2006 | | None | | None | | Management |
| 9 | | Inform about Preparation of Financial Statements in Accordance with IFRS | | None | | None | | Management |
| 10 | | Elect Independent Audit Firm | | For | | For | | Management |
| 11 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | For | | Management |
| 12 | | Wishes | | None | | None | | Management |
Page 57
UNICREDITO ITALIANO SPA (FORM .CREDITO ITALIANO)
| | | | | | |
| Ticker: | | UC IM | | Security ID: | | T95132105 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Extend Mandate of the External Auditing Company KPMG SpA | | For | | For | | Management |
| 2 | | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2007 | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Fix Number of Directors on the Board | | For | | For | | Management |
| 5.1 | | Appoint Internal Statutory Auditors and their Chairman - Slate 1 | | For | | Against | | Management |
| 5.2 | | Appoint Internal Statutory Auditors and their Chairman - Slate 2 | | For | | For | | Management |
| 6 | | Approve Remuneration of Board Committees | | For | | For | | Management |
| 7 | | Approve Remuneration of Internal Statutory Auditors | | For | | For | | Management |
| 8 | | Approve Group Personnel Long-Term Incentive Plan 2007 | | For | | For | | Management |
| 1 | | Authorize Board of Directors to Increase Capital up to EUR 525 Million with Preemptive Rights, Through the Issuance of up to 1.05 Billion Shares with Par Value EUR 0.50, within a Five-Year term; Amend Bylaws Accordingly | | For | | For | | Management |
| 2 | | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of up to 47.35 Million Shares, without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | | For | | For | | Management |
| 3 | | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | | For | | For | | Management |
| 4 | | Amend Article 6, 11, 12, 14, 17, 20, 21, 23, 27, 36 of the Bylaws; Introduce New Title XII and New Article 40 | | For | | For | | Management |
Page 58
UNIFIED ENERGY SYSTEMS RAO
| | | | | | |
| Ticker: | | UESD LI | | Security ID: | | 904688207 |
| Meeting Date: | | DEC 6, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 5, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Spin-Off of OJSC OGK-5 Holding and OJSC TGK-5 Holding; Elect General Directors of OJSC OGK-5 Holding and OJSC TGK-5 Holding; Elect Members of Audit Commissions of OJSC OGK-5 Holding and OJSC TGK-5 Holding | | For | | For | | Management |
| 2.1 | | Elect Evgeny Abramov as Director | | For | | For | | Management |
| 2.2 | | Elect Dmitry Akhanov as Director | | For | | For | | Management |
| 2.3 | | Elect Maxim Buniakin as Director | | For | | For | | Management |
| 2.4 | | Elect Dmitry Burnashev as Director | | For | | For | | Management |
| 2.5 | | Elect Anatoly Bushin as Director | | For | | For | | Management |
| 2.6 | | Elect Evgeny Bykhanov as Director | | For | | For | | Management |
| 2.7 | | Elect Dmitry Vasin as Director | | For | | For | | Management |
| 2.8 | | Elect Vladimir Volik as Director | | For | | For | | Management |
| 2.9 | | Elect Vadim Galka as Director | | For | | For | | Management |
| 2.10 | | Elect Alexey Znamensky as Director | | For | | For | | Management |
| 2.11 | | Elect Alexey Kachay as Director | | For | | For | | Management |
| 2.12 | | Elect Andrey Krivoguzov as Director | | For | | For | | Management |
| 2.13 | | Elect Valery Nepsha as Director | | For | | For | | Management |
| 2.14 | | Elect Eldar Orudzhev as Director | | For | | For | | Management |
| 2.15 | | Elect Dmitry Shtykov as Director | | For | | For | | Management |
| 2.16 | | Elect Victor Shchedrolyubov as Director | | For | | For | | Management |
| 3.1 | | Elect Evgeny Abramov as Director | | For | | For | | Management |
| 3.2 | | Elect Dmitry Akhanov as Director | | For | | For | | Management |
| 3.3 | | Elect Maxim Buniakin as Director | | For | | For | | Management |
| 3.4 | | Elect Evgeny Bykhanov as Director | | For | | For | | Management |
| 3.5 | | Elect Vladimir Volik as Director | | For | | For | | Management |
| 3.6 | | Elect Alexey Znamensky as Director | | For | | For | | Management |
| 3.7 | | Elect Alexey Kachay as Director | | For | | For | | Management |
| 3.8 | | Elect Igor Kozhukhovsky as Director | | For | | For | | Management |
| 3.9 | | Elect Vladimir Kolushov as Director | | For | | For | | Management |
| 3.10 | | Elect Vladimir Lebedev as Director | | For | | For | | Management |
| 3.11 | | Elect Yulia Negasheva as Director | | For | | For | | Management |
| 3.12 | | Elect Valery Nepsha as Director | | For | | For | | Management |
| 3.13 | | Elect Dmitry Rozhkov as Director | | For | | For | | Management |
| 3.14 | | Elect Mikhail Sokolovsky as Director | | For | | For | | Management |
| 3.15 | | Elect Vasily Filippov as Director | | For | | For | | Management |
| 3.16 | | Elect Dmitry Shtykov as Director | | For | | For | | Management |
| 4 | | Approve Merger of OJSC OGK-5 Holding with OJSC OGK-5 | | For | | For | | Management |
| 5 | | Approve Merger of OJSC TGK-5 Holding with OJSC TGK-5 | | For | | For | | Management |
| 6 | | Amend Charter Re: Approve Fixed Dividend for Preferred Shareholders | | For | | For | | Management |
| 7 | | Approve Related-Party Transaction Re: Acquisition of 20 Billion Ordinary Shares of OJSC Federal Grid Company of Unified Energy System | | For | | For | | Management |
Page 59
UNIFIED ENERGY SYSTEMS RAO
| | | | | | |
| Ticker: | | UESD LI | | Security ID: | | 904688207 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Annual Report, Financial Statements, and Allocation of Income | | For | | For | | Management |
| 2 | | Approve Omission of Dividends | | For | | For | | Management |
| 3 | | Ratify CJSC PricewaterhouseCoopers Audit as Auditor | | For | | For | | Management |
| 4.1 | | Elect Andrey Akimov as Director | | None | | Abstain | | Management |
| 4.2 | | Elect Kirill Androsov as Director | | None | | Abstain | | Management |
| 4.3 | | Elect Grigory Berezkin as Director | | None | | Abstain | | Management |
| 4.4 | | Elect Andrey Bugrov as Director | | None | | Abstain | | Management |
| 4.5 | | Elect Alexander Voloshin as Director | | None | | Abstain | | Management |
| 4.6 | | Elect German Gref as Director | | None | | Abstain | | Management |
| 4.7 | | Elect Andrey Dementyev as Director | | None | | Abstain | | Management |
| 4.8 | | Elect Gleb Nikitin as Director | | None | | Abstain | | Management |
| 4.9 | | Elect Sergey Oganesyan as Director | | None | | Abstain | | Management |
| 4.10 | | Elect Olga Pushkareva as Director | | None | | Abstain | | Management |
| 4.11 | | Elect Vladimir Rashevsky as Director | | None | | Abstain | | Management |
| 4.12 | | Elect Seppo Remes as Director | | For | | For | | Management |
| 4.13 | | Elect Kirill Seleznev as Director | | None | | Abstain | | Management |
| 4.14 | | Elect Yakov Urinson as Director | | For | | Abstain | | Management |
| 4.15 | | Elect Victor Khristenko as Director | | None | | Abstain | | Management |
| 4.16 | | Elect Anatoly Chubais as Director | | None | | Abstain | | Management |
| 4.17 | | Elect Andrey Sharonov as Director | | None | | Abstain | | Management |
| 4.18 | | Elect Ilya Yuzhanov as Director | | None | | Abstain | | Management |
| 5.1 | | Elect Marina Ganeyeva as Member of Audit Commission | | For | | For | | Management |
| 5.2 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For | | Management |
| 5.3 | | Elect Mikhail Kurbatov as Member of Audit Commission | | For | | For | | Management |
| 5.4 | | Elect Victoria Oseledko as Member of Audit Commission | | For | | For | | Management |
| 5.5 | | Elect Alexander Rutenberg as Member of Audit Commission | | For | | For | | Management |
| 6 | | Approve Related-Party Transaction Re: Acquisition of 86.9 Billion Shares in JSC FGC UES | | For | | For | | Management |
VIVARTIA SA (FRMLY DELTA HOLDINGS SA)
| | | | | | |
| Ticker: | | VIVARTGA | | Security ID: | | X18052104 |
| Meeting Date: | | DEC 19, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Capitalization of Reserves for Bonus Issue | | For | | For | | Management |
| 2 | | Amend Article 5 | | For | | For | | Management |
| 3 | | Change Location of Headquarters | | For | | For | | Management |
| 4 | | Amend Article 17 | | For | | For | | Management |
| 5 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 6 | | Other Business | | For | | Against | | Management |
Page 60
VIVARTIA SA (FRMLY DELTA HOLDINGS SA)
| | | | | | |
| Ticker: | | VIVARTGA | | Security ID: | | X18052104 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 4 | | Ratify Auditors | | For | | For | | Management |
| 5 | | Authorize Capitalization of Above Par Account and Increase in Par Value | | For | | For | | Management |
| 6 | | Approve Reduction in Share Capital and Decrease in Par Value | | For | | For | | Management |
| 7 | | Approve Amendment to Article 5 of Company Bylaws | | For | | Against | | Management |
| 8 | | Authorize Issuance of Convertible Bonds without Preemptive Rights | | For | | Against | | Management |
| 9 | | Authorize Board of Directors and Management to Participate in Boards or Management of Other Companies with Similar Interests | | For | | For | | Management |
| 10 | | Approve Transaction with a Related Party | | For | | Against | | Management |
| 11 | | Preapprove Director Remuneration for 2007 | | For | | For | | Management |
| 12 | | Other Business | | For | | Against | | Management |
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES)
| | | | | | |
| Ticker: | | VIV | | Security ID: | | 92855S101 |
| Meeting Date: | | MAR 15, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | FEB 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31 2006 | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Approve 2007 Capital Budget | | For | | For | | Management |
| 4 | | Elect Supervisory Board Members | | For | | For | | Management |
| 5 | | Approve Global Remuneration of Board of Directors and Individual Remuneration of Supervisory Board Members | | For | | For | | Management |
| 6 | | Amend Article 5 Re: Ratify Capital Increases as Approved at Board Meeting Held on Jun 8 2006 | | For | | For | | Management |
| 7 | | Ratify the election of Manoel Luiz Ferrao de Amorim, Rui Manuel de Medeiros D’Espiney Patricio and Joao Pedro Amadeu Baptista to the Board of Directors | | For | | For | | Management |
Page 61
WH SMITH PLC
| | | | | | |
| Ticker: | | SMWH LN | | Security ID: | | G8927V131 |
| Meeting Date: | | FEB 1, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | Abstain | | Management |
| 3 | | Approve Final Dividend of 6.2 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect John Barton as Director | | For | | For | | Management |
| 5 | | Elect Alan Stewart as Director | | For | | For | | Management |
| 6 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 7 | | Authorise the Company to Make Donations to EU Political Organisations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 8 | | Authorise WH Smith Retail Limited to Make Donations to EU Political Organisations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,194,770 | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,829,215 | | For | | For | | Management |
| 11 | | Authorise 18,292,155 Ordinary Shares for Market Purchase | | For | | For | | Management |
WHITBREAD PLC
| | | | | | |
| Ticker: | | WTB LN | | Security ID: | | G9606P130 |
| Meeting Date: | | SEP 4, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Disposal by Whitbread Group Plc, a Wholly-Owned Subsidiary of the Company, of its Entire Shareholding in Pizza Hut UK to Yum! on the Terms of the Share Purchase Agreements; Auth. the Directors to Do All Things Necessary to Effect the Disposal | | For | | Did Not Vote | | Management |
Page 62
WHITBREAD PLC
| | | | | | |
| Ticker: | | WTB LN | | Security ID: | | G9606P130 |
| Meeting Date: | | DEC 18, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Increase in Share Capital to GBP 319,890,002; Capitalise up to GBP 2.24M (Share Premium Account); Issue C Shares with Rights up to GBP 2.24M; Approve Capital Reorganisation; Approve Proposed Contract with Deutsche Bank; Adopt New Art. of Assoc. | | For | | For | | Management |
| 2 | | Approve Proposed Contract Between All Holders of Deferred Shares of 1 Penny Each in the Cap. of the Company,Which Will Be Executed By Simon Barratt on Behalf of Such Holders, and the Company Under Which the Company Will Purchase All of Its Deferred Shares | | For | | For | | Management |
WHITBREAD PLC
| | | | | | |
| Ticker: | | WTB LN | | Security ID: | | G9606P197 |
| Meeting Date: | | JUN 19, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 22.15 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect Simon Melliss as Director | | For | | For | | Management |
| 5 | | Re-elect Anthony Habgood as Director | | For | | For | | Management |
| 6 | | Re-elect Christopher Rogers as Director | | For | | For | | Management |
| 7 | | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 49,976,387 | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,572,179 | | For | | For | | Management |
| 10 | | Authorise 19,719,889 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 11 | | Approve the Terms of the Contract for the Purchase by the Company of its Deferred C Shares | | For | | For | | Management |
Page 63
YELL GROUP PLC
| | | | | | |
| Ticker: | | YELL LN | | Security ID: | | G9835W104 |
| Meeting Date: | | JUL 20, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | Did Not Vote | | Management |
| 2 | | Approve Final Dividend of 10.2 Pence Per Ordinary Share | | For | | Did Not Vote | | Management |
| 3 | | Approve Remuneration Report | | For | | Did Not Vote | | Management |
| 4 | | Re-elect John Condron as Director | | For | | Did Not Vote | | Management |
| 5 | | Re-elect John Davis as Director | | For | | Did Not Vote | | Management |
| 6 | | Re-elect Lyndon Lea as Director | | For | | Did Not Vote | | Management |
| 7 | | Re-elect Lord Powell of Bayswater as Director | | For | | Did Not Vote | | Management |
| 8 | | Re-elect Bob Scott as Director | | For | | Did Not Vote | | Management |
| 9 | | Re-elect Charles Carey as Director | | For | | Did Not Vote | | Management |
| 10 | | Re-elect John Coghlan as Director | | For | | Did Not Vote | | Management |
| 11 | | Re-elect Joachim Eberhardt as Director | | For | | Did Not Vote | | Management |
| 12 | | Elect Richard Hooper as Director | | For | | Did Not Vote | | Management |
| 13 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | Did Not Vote | | Management |
| 14 | | Authorise Board to Fix Remuneration of Auditors | | For | | Did Not Vote | | Management |
| 15 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,615,347 | | For | | Did Not Vote | | Management |
| 16 | | Authorise the Company, Yell Limited and Yellow Pages Sales Limited to make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | | For | | Did Not Vote | | Management |
| 17 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 387,392 | | For | | Did Not Vote | | Management |
| 18 | | Authorise 77,478,527 Ordinary Shares for Market Purchase | | For | | Did Not Vote | | Management |
Page 64
FORWARD INTERNATIONAL SMALL COMPANIES FUND
A.B.C. LEARNING CENTRES LTD
| | | | | | |
| Ticker: | | ABS | | Security ID: | | Q0011M100 |
| Meeting Date: | | NOV 29, 2006 | | Meeting Type: | | Annual |
| Record Date: | | NOV 27, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for the Year Ended June 30, 2006 | | None | | None | | Management |
| 2.1 | | Elect Sallyanne Atkinson as Director | | For | | For | | Management |
| 2.2 | | Elect David Ryan as Director | | For | | For | | Management |
| 3.1 | | Ratify Past Issuance of 418,740 Shares Made on May 11, 2006 | | For | | For | | Management |
| 3.2 | | Ratify Past Issuance of 320,000 Shares Made on July 14, 2006 | | For | | For | | Management |
| 4 | | Approve Remuneration Report for the Year Ended June 30, 2006 | | For | | For | | Management |
ABB GRAIN LTD
| | | | | | |
| Ticker: | | ABBAV | | Security ID: | | Q0010P104 |
| Meeting Date: | | FEB 23, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | FEB 21, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| A1 | | Receive Financial Statements and Statutory Reports for the Year Ended Sept 30, 2006 | | None | | None | | Management |
| A2 | | Elect Ross Johns as A-Class Director for Victoria | | None | | None | | Management |
| A3 | | Elect Perry Gunner as B-Class Director | | For | | For | | Management |
| A4 | | Elect Timothy Ryan as B-Class Director | | For | | For | | Management |
| B1 | | Approve Remuneration Report for the Year Ended Sept 30, 2006 | | For | | For | | Management |
| B3 | | Approve Directors’ Participation (by Fee Sacrifice) in ABB Deferred Employee Share Plan and Issuance of Up to 382,660 B-Class Shares to Andrew Barr, Paul Daniel, Trevor Day, Ross Johns, Perry Gunner, Kevin Osborn, Michael Iwaniw, Tim Ryan and Max Venning | | For | | For | | Management |
ACEA SPA
| | | | | | |
| Ticker: | | ACE IM | | Security ID: | | T0040K106 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements; Consolidated Financial Statements and Statutory Reports for Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Distribution of Dividend | | For | | For | | Management |
| 3 | | Fix Number of Directors on the Board; Elect Directors and Their Chairman; Determine Directors’ Remuneration | | For | | For | | Management |
| 4 | | Appoint Internal Statutory Auditors and Their Chairman; Approve Remuneration of Auditors | | For | | For | | Management |
| 1 | | Amend Articles 15 (Management) and 22 (Board of Internal Statutory Auditors) | | For | | For | | Management |
Page 1
ACTA HOLDING
| | | | | | |
| Ticker: | | ACTA NO | | Security ID: | | R0388P107 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting | | For | | For | | Management |
| 3 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 4 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 5 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.65 per Share | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors in the Amount of NOK 250,000 for Chairman and NOK 150,000 for Other Members | | For | | For | | Management |
| 7 | | Approve Remuneration of Auditors Ernst & Young in the Amount of NOK 107,000 | | For | | For | | Management |
| 8 | | Reelect Alfred Ydsteboe (Chairman), Ellen Math Henrichsen, and Fred Ingebrigsten as Board Members; Elect Marit Arnstad and Ragnhild Kvaalshaugen as New Board Members | | For | | For | | Management |
| 9 | | Reelect Ulf-Einar Staalesen (Chairman), Jan Petter Collier, and Fred Ingebrigsten as Members of Nominating Committee | | For | | For | | Management |
| 10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 11 | | Approve Creation of NOK 4.5 Million Pool of Capital without Preemptive Rights | | For | | For | | Management |
| 12 | | Authorize Repurchase of Up to 25 Million Shares | | For | | For | | Management |
AEGIS GROUP PLC
| | | | | | |
| Ticker: | | AEGSF | | Security ID: | | G0105D108 |
| Meeting Date: | | MAY 25, 2007 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 1.175 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Re-elect Robert Lerwill as Director | | For | | For | | Management |
| 4 | | Re-elect Charles Strauss as Director | | For | | For | | Management |
| 5 | | Re-elect Leslie Van de Walle as Director | | For | | For | | Management |
| 6 | | Elect Mainardo de Nardis as Director | | For | | For | | Management |
| 7 | | Elect Alicja Lesniak as Director | | For | | For | | Management |
| 8 | | Reappoint Deloitte & Touche LLP as Auditors of the Company | | For | | For | | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 10 | | Approve Remuneration Report | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,778,495 | | For | | For | | Management |
| 12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,854,462 | | For | | For | | Management |
| 13 | | Authorise 57,221,500 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 14 | | Appoint Philippe Germond to the Board | | Against | | Against | | Shareholder |
| 15 | | Appoint Roger Hatchuel | | Against | | Against | | Shareholder |
Page 2
AGGREKO PLC
| | | | | | |
| Ticker: | | AGK | | Security ID: | | G0116S102 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 4.19 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Rupert Soames as Director | | For | | For | | Management |
| 5 | | Re-elect George Walker as Director | | For | | For | | Management |
| 6 | | Re-elect Andrew Salvesen as Director | | For | | For | | Management |
| 7 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Approve Aggreko UK Sharesave Plan 2007 | | For | | For | | Management |
| 9 | | Approve Aggreko International Sharesave Plan 2007 | | For | | For | | Management |
| 10 | | Approve Aggreko U.S. Employee Stock Purchae Plan 2007 | | For | | For | | Management |
| 11 | | Approve Aggreko (Republic of Ireland) Sharesave Plan 2007 | | For | | For | | Management |
| 12 | | Adopt New Articles of Association | | For | | For | | Management |
| 13 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,695,000 | | For | | For | | Management |
| 14 | | Authorise 26,950,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 3
AKER YARDS ASA
| | | | | | |
| Ticker: | | AKY NO | | Security ID: | | R0145T103 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Recording of Shareholders Represented At Meeting | | None | | None | | Management |
| 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 4 | | Receive Presentation of Business Activities | | None | | For | | Management |
| 5 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 18 per Share | | For | | For | | Management |
| 6 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 7 | | Approve Remuneration of Directors | | For | | For | | Management |
| 8 | | Approve Remuneration of Nominating Committee | | For | | For | | Management |
| 9 | | Approve Remuneration of Auditors | | For | | For | | Management |
| 10 | | Elect as Directors | | For | | Against | | Management |
| 11 | | Elect Members of Nominating Committee | | For | | For | | Management |
| 12 | | Approve 5 : 1 Stock Split | | For | | For | | Management |
| 13 | | Approve Creation of NOK 100 Million Pool of Capital without Preemptive Rights | | For | | Against | | Management |
| 14 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
ASSET MANAGERS CO. LTD.
| | | | | | |
| Ticker: | | 2337 | | Security ID: | | J0333H100 |
| Meeting Date: | | MAY 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 28, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles To: Expand Business Lines | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 3 | | Appoint External Audit Firm | | For | | Against | | Management |
ASTALDI SPA
| | | | | | |
| Ticker: | | AST IM | | Security ID: | | T0538F106 |
| Meeting Date: | | NOV 9, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 5, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Appoint One Internal Statutory Auditors | | For | | For | | Management |
| 1 | | Authorize Capitalization of Reserves for an Increase in Par Value of Shares; Modify Article 6 of the Company’s Bylaws Accordingly | | For | | For | | Management |
| 2 | | Amend Company’s Bylaws | | For | | For | | Management |
Page 4
AVOCET MINING PLC.
| | | | | | |
| Ticker: | | AVM LN | | Security ID: | | G06839107 |
| Meeting Date: | | SEP 26, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3a | | Re-elect Nigel McNair Scott as Director | | For | | Abstain | | Management |
| 3b | | Re-elect Sir Richard Brooke as Director | | For | | Against | | Management |
| 3c | | Re-elect John Newman as Director | | For | | For | | Management |
| 3d | | Re-elect Robert Pilkington as Director | | For | | For | | Management |
| 4a | | Re-elect Jonathan Henry as Director | | For | | For | | Management |
| 4b | | Re-elect Gordon Toll as Director | | For | | For | | Management |
| 4c | | Elect Jonas Rydell as Director | | For | | For | | Management |
| 4d | | Elect Michael Donoghue as Director | | For | | For | | Management |
| 5 | | Reappoint Grant Thornton UK LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 6 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,024,249 | | For | | For | | Management |
| 7 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,078,826 in Connection with the Acquisition | | For | | Against | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,024,249 | | For | | Against | | Management |
| 9 | | Authorise 18,236,480 Ordinary Shares for Market Purchase | | For | | For | | Management |
AWD HOLDING AG
| | | | | | |
| Ticker: | | AWD GR | | Security ID: | | D0460P103 |
| Meeting Date: | | MAY 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 2, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2007 | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 7 | | Approve Remuneration of Supervisory Board | | For | | For | | Management |
| 8 | | Amend Articles Re: Allow Electronic | | For | | For | | Management |
| | Distribution of Company Communications | | | | | | |
Page 5
AWG PLC (FORMERLY ANGLIAN WATER PLC)
| | | | | | |
| Ticker: | | AWG LN | | Security ID: | | G0688X190 |
| Meeting Date: | | JUL 26, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 36 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Approve Remuneration Report | | For | | For | | Management |
| 4 | | Elect Roger Witcomb as Director | | For | | For | | Management |
| 5 | | Re-elect Jim McKenna as Director | | For | | For | | Management |
| 6 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 7 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,385,367 | | For | | For | | Management |
| 9 | | Authorise 14,148,441 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,407,804 | | For | | For | | Management |
BANCO PASTOR S. A.
| | | | | | |
| Ticker: | | PAS SM | | Security ID: | | E1943H154 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Individual and Consolidated Financial Statements for Fiscal Year 2006; Approve Discharge of Directors | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 4 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 5 | | Authorize Issuance of Bonds/Debt Securities | | For | | For | | Management |
| 6 | | Fix Number of Directors | | For | | For | | Management |
| 7 | | Elect Directors to the Board | | For | | Against | | Management |
| 8 | | Approve Auditors | | For | | For | | Management |
| 9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
| 10 | | Approve Minutes of Meeting | | For | | For | | Management |
Page 6
BANG & OLUFSEN A/S (FORMERLY BANG & OLUFSEN HOLDING)
| | | | | | |
| Ticker: | | BOB DC | | Security ID: | | K07774126 |
| Meeting Date: | | SEP 28, 2006 | | Meeting Type: | | Annual |
| Record Date: | | SEP 7, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Chairman of Meeting | | For | | For | | Management |
| 2 | | Receive Report of Board | | None | | None | | Management |
| 3 | | Approve Financial Statements and Statutory Reports; Approve Discharge of Management and Board | | For | | For | | Management |
| 4 | | Approve Allocation of Income | | For | | For | | Management |
| 5A | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 5B | | Approve Dividends of DKK 16 Per Share | | For | | For | | Management |
| 5C | | Approve DKK 3.7 Million Reduction in Share Capital and Transfer of Said Amount to a Special Company Fund | | For | | For | | Management |
| 5D | | Approve Transfer of Private Equity From Special Company Fund in Item 5C to an Account for Retained Earnings | | For | | For | | Management |
| 5E | | Amend Articles Re: Approve Vaerdipapircentralen A/S as Company Registrar | | For | | For | | Management |
| 5F | | Amend Articles Concerning Announcement of General Meetings to Reflect Updated Danish Law | | For | | For | | Management |
| 5G | | Amend Articles Re: Stipulate That Annual Report, Meeting Agendas, and Other Related Documents Be Mailed to Shareholders Upon Request Only | | For | | For | | Management |
| 5H | | Amend Articles Re: Remove Article Concerning the Approval of Sale or Disposal of Shares in Bang & Olufsen Audiovisual a/s | | For | | For | | Management |
| 6 | | Reelect Lars Brorsen and Thorleif Krarup as Directors | | For | | For | | Management |
| 7 | | Reappoint Deloitte as Auditors | | For | | For | | Management |
| 8 | | Other Business (Non-Voting) | | None | | None | | Management |
Page 7
BANK OF PIRAEUS S.A.
| | | | | | |
| Ticker: | | TPEJR GA | | Security ID: | | X06397107 |
| Meeting Date: | | MAR 14, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Issue Shares in Connection with an Acquisition | | For | | Did Not Vote | | Management |
| 2 | | Amend Articles to Reflect Changes in Capital | | For | | Did Not Vote | | Management |
| 3 | | Provide Relevant Authorizations to the Board | | For | | Did Not Vote | | Management |
BANK OF PIRAEUS S.A.
| | | | | | |
| Ticker: | | TPEIRGA | | Security ID: | | X06397107 |
| Meeting Date: | | MAY 3, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Share Capital Increase | | For | | For | | Management |
BANQUE CANTONALE VAUDOISE
| | | | | | |
| Ticker: | | BCVN SW | | Security ID: | | H0482P863 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Chairman’s Report | | None | | None | | Management |
| 2 | | Receive Management’s Report | | None | | None | | Management |
| 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 5 | | Approve Allocation of Income | | For | | For | | Management |
| 6 | | Ratify Auditors | | For | | For | | Management |
| 7 | | Approve Reduction in Share Capital | | For | | For | | Management |
| 8 | | Amend Articles to Reflect January 2007 Revision of Banque Cantonale Vaudoise Law | | For | | For | | Management |
| 9 | | Transact Other Business (Non-Voting) | | None | | None | | Management |
BARRY CALLEBAUT AG
| | | | | | |
| Ticker: | | BARNSW | | Security ID: | | H05072105 |
| Meeting Date: | | DEC 7, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Receive Auditor’s Reports | | None | | None | | Management |
| 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 4.1 | | Approve Allocation of Income and Omission of Dividends | | For | | For | | Management |
| 4.2 | | Approve CHF 54.3 Million Reduction in Share Capital; Approve Capital Repayment of CHF 10.50 per Share | | For | | For | | Management |
| 5 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 6.1 | | Reelect Andreas Jacobs as Director | | For | | Against | | Management |
| 6.2 | | Reelect Andreas Schmid as Director | | For | | Against | | Management |
| 6.3 | | Reelect Rolando Benedick as Director | | For | | For | | Management |
| 6.4 | | Reelect Markus Flechter as Director | | For | | Against | | Management |
| 6.5 | | Reelect Stefan Pfander as Director | | For | | For | | Management |
| 6.6 | | Reelect Urs Widmer as Director | | For | | For | | Management |
| 7 | | Ratify KPMG Fides Peat as Auditors | | For | | For | | Management |
Page 8
BEKAERT S.A.
| | | | | | |
| Ticker: | | BEKB BB | | Security ID: | | B09800135 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles in Relation to the Elimination of Bearer Shares | | For | | For | | Management |
| 2 | | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against | | Management |
| 3 | | Amend Articles | | For | | Against | | Management |
| 4 | | Amend Articles: Transitional Provision | | For | | Against | | Management |
BEKAERT S.A.
| | | | | | |
| Ticker: | | BEKB BB | | Security ID: | | B09800135 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Directors’ Reports | | None | | None | | Management |
| 2 | | Receive Auditors’ Reports | | None | | None | | Management |
| 3 | | Approve Financial Statements and Allocation of Income | | For | | For | | Management |
| 4 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 5 | | Approve Decrease in Size of Board | | For | | For | | Management |
| 6.1 | | Elect R. Dalle, F. de Visscher, B. van de Walle de Ghelcke and B. Velge as Directors | | For | | Against | | Management |
| 6.2 | | Re-elect A. Galsworthy as Director | | For | | For | | Management |
| 6.3 | | Receive Information on the Retirement of Directors (Non-contentious) | | None | | None | | Management |
| 6.4 | | Elect L. Judge as Director | | For | | For | | Management |
| 7 | | Ratify Deloitte as Auditor | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors | | For | | For | | Management |
| 9 | | Approve Remuneration of Auditor | | For | | For | | Management |
| 10 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
Page 9
BENFIELD GROUP LTD
| | | | | | |
| Ticker: | | BFD LN | | Security ID: | | G0985D103 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2 | | Declare Final Dividend | | For | | For | | Management |
| 3.i | | Elect Andrew Fisher as Director | | For | | For | | Management |
| 3.ii | | Elect Paul Roy as Director | | For | | For | | Management |
| 3.iii | | Elect Frank Wilkinson as Director | | For | | For | | Management |
| 3.iv | | Elect Robert Bredahl as Director | | For | | For | | Management |
| 4 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 7 | | Approve Remuneration Report | | For | | Against | | Management |
BERGMAN & BEVING
| | | | | | |
| Ticker: | | BERGB S | | Security ID: | | W14696111 |
| Meeting Date: | | AUG 24, 2006 | | Meeting Type: | | Annual |
| Record Date: | | AUG 18, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting | | For | | For | | Management |
| 3 | | Prepare and Approve List of Shareholders | | For | | For | | Management |
| 4 | | Approve Agenda of Meeting | | For | | For | | Management |
| 5 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 6 | | Acknowledge Proper Convening of Meeting | | For | | For | | Management |
| 7 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 8 | | Receive President’s Report | | None | | None | | Management |
| 9A | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 9B | | Approve Allocation of Income and Dividends of SEK 3.50 per Share | | For | | For | | Management |
| 9C | | Approve Discharge of Board and President | | For | | For | | Management |
| 10 | | Amend Articles Re: Limits for Minimum and Maximum Size of Issued Share Capital; Preemptive Rights in Connection with Issuance of Warrants or Convertibles; Board Size; Appointment of Auditors; Other Amendments | | For | | For | | Management |
| 11 | | Determine Number of Members (5) and Deputy Members (0) of Board | | For | | For | | Management |
| 12 | | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.1 Million; Approve Remuneration of Auditors | | For | | For | | Management |
| 13 | | Elect Tom Hedelius as Chairman of Board; Reelect Per Axelsson, Anders Boerjesson, Tom Hedelius, Anita Pineus, and Stefan Wigren as Directors | | For | | Against | | Management |
| 14 | | Approve Principles for How Members of the Nominating Committee Shall Be Appointed | | For | | For | | Management |
| 15 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | | For | | For | | Management |
| 16 | | Approve Stock Option Plan for Key Employees; Reserve 250,000 Repurchased Class B Shares to Guarantee Conversion Rights | | For | | Against | | Management |
| 17 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 18 | | Other Business (Non-Voting) | | None | | None | | Management |
| 19 | | Close Meeting | | None | | None | | Management |
Page 10
BERGMAN & BEVING
| | | | | | |
| Ticker: | | BERGB S | | Security ID: | | W14696111 |
| Meeting Date: | | FEB 22, 2007 | | Meeting Type: | | Special |
| Record Date: | | FEB 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting | | For | | For | | Management |
| 3 | | Prepare and Approve List of Shareholders | | For | | For | | Management |
| 4 | | Approve Agenda of Meeting | | For | | For | | Management |
| 5 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 6 | | Acknowledge Proper Convening of Meeting | | For | | For | | Management |
| 7 | | Change Company Name to B&B Tools AB | | For | | For | | Management |
| 8 | | Close Meeting | | None | | None | | Management |
BIJOU BRIGITTE MODISCHE ACCESSOIRES AG
| | | | | | |
| Ticker: | | BIJ GR | | Security ID: | | D13888108 |
| Meeting Date: | | JUL 19, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUN 28, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2005 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 5.50 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2005 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2005 | | For | | For | | Management |
| 5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
| 6 | | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | | For | | Against | | Management |
| 7 | | Ratify TAXON HAMBURG GmbH as Auditors for Fiscal 2006 | | For | | For | | Management |
Page 11
BIOMERIEUX
| | | | | | |
| Ticker: | | BIM FP | | Security ID: | | F1149Y109 |
| Meeting Date: | | JUN 7, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | JUN 4, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports for Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year 2006 | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 0.76 per Share | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | Against | | Management |
| 5 | | Ratify Appointment of Jean-Luc Belingard as Director | | For | | Against | | Management |
| 6 | | Appoint Philippe Villet as Censor | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Management |
| 8 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 9 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 35 Percent of Total Outstanding Capital | | For | | For | | Management |
| 10 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 35 Percent of Total Outstanding Capital | | For | | For | | Management |
| 11 | | Authorize Capital Increase of up to 10 Percent of Issued Capital without Preemptive Rights, Subject to Approval of Item 10 Above | | For | | Against | | Management |
| 12 | | Approve Issuance of Shares up to 35 Percent of Total Outstanding Capital Reserved to Qualified Investors | | For | | Against | | Management |
| 13 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions or for Future Exchange Offers | | For | | For | | Management |
| 14 | | Delegation To The Board Of Directors In Order To Increase The Number Of Shares Issued Pursuant To Items 9 and 10 Above | | For | | For | | Management |
| 15 | | Authorize Capitalization of Reserves of Up to 35 Percent of Total Outstanding Capital | | For | | For | | Management |
| 16 | | Approve Stock Option Plans Grants | | For | | Against | | Management |
| 17 | | Approve Employee Savings-Related Share Purchase Plan | | For | | Against | | Management |
| 18 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 12
BKW FMB ENERGIE AG
| | | | | | |
| Ticker: | | BKWN SW | | Security ID: | | H07815154 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of CHF 2.70 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 4 | | Reelect Hans-Dieter Harig, Antoinette Hunziker-Ebneter, Fritz Kilchenmann, Ulrich Sinzig and Philippe Virdis as Directors; Elect Marc-Alain Affolter, Georges Binschedler, Karl-Michael Fuhr and Eugen Marbach as Directors | | For | | For | | Management |
| 5 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
BOSKALIS WESTMINSTER (KONINKLIJKE NV)
| | | | | | |
| Ticker: | | BOKA NA | | Security ID: | | N14952225 |
| Meeting Date: | | AUG 30, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect M. Niggebrugge to Supervisory Board | | For | | For | | Management |
| 3 | | Close Meeting | | None | | None | | Management |
BURREN ENERGY PLC
| | | | | | |
| Ticker: | | BUR LN | | Security ID: | | G1723V108 |
| Meeting Date: | | MAY 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 10 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Andrew Rose as Director | | For | | For | | Management |
| 5 | | Re-elect Keith Henry as Director | | For | | Abstain | | Management |
| 6 | | Re-elect Pierre Lasry as Director | | For | | Against | | Management |
| 7 | | Reappoint Deloitte & Touche LLP as Auditors of the Company | | For | | For | | Management |
| 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,925,000 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,410,000 | | For | | For | | Management |
| 11 | | Authorise 14,100,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Authorise the Company to Transfer or Sell Shares Held in Treasury for Cash for the Purposes of Employee Share Schemes | | For | | For | | Management |
| 13 | | Adopt New Articles of Association | | For | | For | | Management |
| 14 | | Amend Burren Energy 2006 Performance Share Bonus Plan | | For | | For | | Management |
Page 13
CHARTER PLC
| | | | | | |
| Ticker: | | CHTR LN | | Security ID: | | G2067Y104 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Re-elect Grey Denham as Director | | For | | For | | Management |
| 4 | | Re-elect Andrew Osborne as Director | | For | | For | | Management |
| 5 | | Re-elect John Neill as Director | | For | | For | | Management |
| 6 | | Elect James Deeley as Director | | For | | For | | Management |
| 7 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,111,259 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,688 | | For | | For | | Management |
| 11 | | Authorise 16,668,885 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 25,000 | | For | | For | | Management |
| 13 | | Approve Authority to Send or Supply Shareholder Communications by Publication on a Website | | For | | For | | Management |
Page 14
CHINA HONGXING SPORTS LTD
| | | | | | |
| Ticker: | | CHHS SP | | Security ID: | | G2154D104 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Reelect Wu Rongguang as Director | | For | | Against | | Management |
| 3 | | Note the Retirement of Wu Hanjie as a Director | | For | | For | | Management |
| 4 | | Approve Directors’ Fees of SGD 180,000 for the Year Ending Dec. 31, 2007 (2006: SGD 150,000) | | For | | For | | Management |
| 5 | | Declare Final Dividend of RMB 0.08 Per Share | | For | | For | | Management |
| 6 | | Reappoint Foo Kon Tan Grant Thornton ans RSM Nelson Wheeler as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 7 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 8 | | Approve Issuance of Shares and Grant Options Pursuant to the China Hongxing Employee Share Option Scheme | | For | | Against | | Management |
CHINA HONGXING SPORTS LTD
| | | | | | |
| Ticker: | | CHHS SP | | Security ID: | | G2154D104 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Subdivision of Each Share of HK$0.10 Each in the Authorized and Issued Share Capital of the Company into Five Shares of HK$0.02 Each | | For | | For | | Management |
CHINA INFRASTRUCTURE MACHINERY HOLDINGS LTD
| | | | | | |
| Ticker: | | 3339 HK | | Security ID: | | G2111M106 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of HK$0.22 Per Share | | For | | For | | Management |
| 3a | | Reelect Lee San Yim as Director | | For | | For | | Management |
| 3b | | Reelect Qiu Debo as Director | | For | | For | | Management |
| 3c | | Reelect Luo Jianru as Director | | For | | For | | Management |
| 3d | | Reelect Mou Yan Qun as Director | | For | | For | | Management |
| 3e | | Reelect Chen Chao as Director | | For | | For | | Management |
| 3f | | Reelect Lin Zhong Ming as Director | | For | | For | | Management |
| 3g | | Reelect Zhang Hong as Director | | For | | For | | Management |
| 3h | | Reelect Ngai Ngan Ying as Director | | For | | For | | Management |
| 3i | | Reelect Fang Deqin as Director | | For | | For | | Management |
| 3j | | Reelect Yang Hongqi as Director | | For | | For | | Management |
| 3k | | Reelect Qian Shizheng as Director | | For | | For | | Management |
| 3l | | Reelect Lo Peter as Director | | For | | For | | Management |
| 3m | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Management |
| 4 | | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
Page 15
CITIZEN HOLDINGS CO. LTD.
| | | | | | |
| Ticker: | | 7762 | | Security ID: | | J07938111 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 7.5 | | For | | For | | Management |
| 2 | | Approve Reduction in Legal Reserves | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
| 6 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For | | Management |
| 7 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | For | | Management |
Page 16
CKD CORP.
| | | | | | |
| Ticker: | | 6407 | | Security ID: | | J08022113 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles to: Limit Directors’ Legal Liability - Limit Liability of Statutory Auditors | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 3 | | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
| 4 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
| 5 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | For | | Management |
COMPAGNIE GENERALE DE GEOPHYSIQUE
| | | | | | |
| Ticker: | | GA FP | | Security ID: | | F43071103 |
| Meeting Date: | | JAN 9, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Thierry Pilenko as Director | | For | | Against | | Management |
| 2 | | Elect Terence Young as Director | | For | | Against | | Management |
| 3 | | Elect David Work as Director | | For | | Against | | Management |
| 4 | | Elect Loren Caroll as Director | | For | | Against | | Management |
| 5 | | Ratify Auditex as Alternate Auditor | | For | | For | | Management |
| 6 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
| 7 | | Delegation of Power to the Board to Issue 10 million Shares Reserved to Shareholders of Veritas DGC Inc. According to a Merger Agreement | | For | | For | | Management |
| 8 | | Delegation of Power to the Board to Issue 3.5 million Shares Reserved to Holders of Convertible Securities of Veritas DGC Inc. According to a Merger Agreement | | For | | For | | Management |
| 9 | | Amend Article 3 of Bylaws Re: Change Company Name | | For | | For | | Management |
| 10 | | Change Location of Registered Headquarters and Amend Article 4 of Bylaws Accordingly | | For | | For | | Management |
| 11 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 17
CONWERT IMMOBILIEN INVEST AG
| | | | | | |
| Ticker: | | CWI AV | | Security ID: | | A1359Y109 |
| Meeting Date: | | JUN 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 5 | | Ratify Auditors | | For | | For | | Management |
| 6 | | Elect Supervisory Board Members | | For | | For | | Management |
| 7 | | Approve Remuneration of Supervisory Board Members | | For | | For | | Management |
| 8 | | Approve Creation of EUR 426.8 Million Pool of Capital without Preemptive Rights | | For | | Against | | Management |
| 9 | | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 128 Million without Preemptive Rights | | For | | For | | Management |
| 10 | | Approve Creation of EUR 128 Million Pool of Capital to Guarantee Conversion Rights | | For | | For | | Management |
| 11 | | Adopt New Articles of Association | | For | | For | | Management |
CSR PLC
| | | | | | |
| Ticker: | | CSR LN | | Security ID: | | G1790J103 |
| Meeting Date: | | MAY 2, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Elect Sergio Giacoletto as Director | | For | | For | | Management |
| 4 | | Re-elect Ron Mackintosh as Director | | For | | For | | Management |
| 5 | | Re-elect Glenn Collinson as Director | | For | | For | | Management |
| 6 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 7 | | Authorise the Company and its Wholly-Owned Subsidiary Cambridge Silicon Radio Ltd to Make EU Political Organisations Donations up to GBP 12,500 and to Incur Political Expenditure up to GBP 12,500 | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,431 | | For | | For | | Management |
| 9 | | Subject to and Conditional Upon Resolution 8 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,515 | | For | | For | | Management |
| 10 | | Authorise 6,514,668 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 18
DAIMEI TELECOM ENGINEERING CORP.
| | | | | | |
| Ticker: | | 1943 | | Security ID: | | J10290120 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 19 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Board to Pay Interim Dividends | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Approve Retirement Bonuses for Directors and Statutory Auditor | | For | | For | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
DUFRY AG
| | | | | | |
| Ticker: | | DVFN SW | | Security ID: | | H2082J107 |
| Meeting Date: | | NOV 23, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Remove Gilles Cojan and Alberto Pons from the Board of Directors | | For | | Against | | Management |
| 2 | | Elect Jaime Carvajal as Director | | For | | For | | Management |
| 3.1 | | Amend Articles Re: Increase Board Term | | For | | Against | | Management |
| 3.2 | | Reelect Juan Carlos Torres Carretero, Ernest George Bachrach, Mario Fontana, Luis Andres Holzer Neumann, Joaquin Moya-Angeler Cabrera, and Xavier Bouton as Directors | | For | | For | | Management |
| 4.1 | | Amend Articles Re: Maximize Board Size | | For | | Against | | Management |
| 4.2 | | Amend Articles Re: Introduce Special Quorums for the Removal of Board Members and for Increasing the Board Size | | For | | Against | | Management |
| 4.3 | | Amend Articles Re: Reduce Percentage Limit for Nominees | | For | | Against | | Management |
| 4.4 | | Increase and/or Extend Duration of Authorized Capital | | For | | Against | | Management |
Page 19
ESCADA AG
| | | | | | |
| Ticker: | | ESC GR | | Security ID: | | D25191111 |
| Meeting Date: | | MAY 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2005/2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2005/2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | | For | | For | | Management |
| 5 | | Ratify AWT Horwath GmbH as Auditors for Fiscal 2006/2007 | | For | | For | | Management |
| 6.1 | | Elect Rustam Aksenenko to the Supervisory Board | | For | | For | | Management |
| 6.2 | | Elect Jean-Christophe Hocke to the Supervisory Board | | For | | For | | Management |
| 6.3 | | Elect Martin Kuhn to the Supervisory Board | | For | | For | | Management |
| 6.4 | | Elect Jean-Marc Loubier to the Supervisory Board | | For | | For | | Management |
| 6.5 | | Elect Claus Mingers to the Supervisory Board | | For | | For | | Management |
| 6.6 | | Elect Hans-Joerg Rudloff to the Supervisory Board | | For | | For | | Management |
| 7 | | Approve Spin-Off and Share Transfer Agreement with ESCADA Deutschland Vertriebs GmbH | | For | | For | | Management |
| 8 | | Approve Affiliation Agreement with ESCADA Deutschland Vertriebs GmbH | | For | | For | | Management |
| 9 | | Approve Affiliation Agreement with Primera AG | | For | | For | | Management |
EUROPEAN NICKEL PLC
| | | | | | |
| Ticker: | | ENK LN | | Security ID: | | G3285C106 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Elect Steve Roberts as Director | | For | | For | | Management |
| 3 | | Elect David Whitehead as Director | | For | | For | | Management |
| 4 | | Re-elect Paul Lush as Director | | For | | Against | | Management |
| 5 | | Reappoint KPMG Audit Plc as Auditors of the Company | | For | | For | | Management |
| 6 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 7 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 448,306.34 | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 448,306.34 | | For | | Against | | Management |
Page 20
EUROPEAN NICKEL PLC
| | | | | | |
| Ticker: | | ENK LN | | Security ID: | | G3285C106 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association | | For | | For | | Management |
EVS BROADCAST EQUIPMENT SA
| | | | | | |
| Ticker: | | EVS BB | | Security ID: | | B3883A119 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Directors Report on the Statutory and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 | | For | | For | | Management |
| 2 | | Receive Auditors’ Reports on the Statutory and Consolidated Annual Accounts of Fiscal Year Ended Dec.31, 2006 | | For | | For | | Management |
| 3 | | Approve Statutory and Consolidated Annual Accounts and Allocation of Income, Included An Employee Proft Participation Plan | | For | | For | | Management |
| 4 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 5 | | Elect BIP Investment Partners SA, Represented by Marc Faber as Independent Director | | For | | Against | | Management |
| 6 | | Ratify a Belgian Statutory Auditor | | For | | For | | Management |
| 1 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 2 | | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against | | Management |
| 3 | | Amend Articles Regarding Elimination of Bearer Shares | | For | | For | | Management |
EVS BROADCAST EQUIPMENT SA
| | | | | | |
| Ticker: | | EVS BB | | Security ID: | | B3883A119 |
| Meeting Date: | | JUN 11, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 2 | | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against | | Management |
| 3 | | Amend Articles Re: Elimination of Bearer Shares | | For | | For | | Management |
Page 21
FBD HOLDINGS PLC
| | | | | | |
| Ticker: | | FBD ID | | Security ID: | | G3335G107 |
| Meeting Date: | | MAY 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Dividends | | For | | For | | Management |
| 3 | | Declare a Dividend on the 14 Percent Non-Cumulative Preference Shares | | For | | For | | Management |
| 4 | | Declare a Dividend on the Eight Percent Non-Cumulative Preference Shares | | For | | For | | Management |
| 5a | | Elect Michael Berkery as a Director | | For | | For | | Management |
| 5b | | Elect John Donnelly as a Director | | For | | For | | Management |
| 5c | | Elect Philip Lynch as a Director | | For | | Against | | Management |
| 5d | | Elect Patrick O’Keeffe as a Director | | For | | Against | | Management |
| 5e | | Elect Joseph Rea as a Director | | For | | Against | | Management |
| 6 | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 7 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 5 Percent of the Issued Share Capital | | For | | For | | Management |
| 8 | | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 9 | | Authorize Reissuance of Repurchased Shares | | For | | For | | Management |
| 10 | | Amend Articles of Association Re: Electronic Communication | | For | | For | | Management |
FBD HOLDINGS PLC
| | | | | | |
| Ticker: | | FBD ID | | Security ID: | | G3335G107 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Increase Authorized Share Capital from EUR 30.8 million to EUR 32 million | | For | | For | | Management |
| 2 | | Amend Articles Re: Deletion and Replacement of Article 2(a) and Paragraph 5 of the Memorandum of Association to Reflect the Creation of the “A” Ordinary Shares | | For | | For | | Management |
| 3 | | Approve Stock Split | | For | | For | | Management |
| 4 | | Amend Articles Re: Subdivision of Shares Subject to Resolutions 1-3 | | For | | For | | Management |
| 5 | | Approve Dividend of 1.25 cent per Ordinary Share | | For | | For | | Management |
| 6 | | Amend Articles Re: Rights Attaching to the “A” Ordinary Shares, Subject to the Approval of Resolutions 1 and 2 | | For | | For | | Management |
| 7 | | Authorize Share Repurchase of “A” Ordinary Shares | | For | | For | | Management |
| 8 | | Approve Dividend of EUR 4.99 per “A” Ordinary Share, Subject to the Approval of Resolutions 1, 2, 5, 6, and 7 | | For | | For | | Management |
| 9 | | Amend Articles Re: Reflect Resolutions Passed at the EGM | | For | | For | | Management |
| 10 | | Approve the Proposed Amendments to the Articles of Association set out in the Document Produced to the EGM | | For | | For | | Management |
| 11 | | Approve the Establishment of the Save as You Earn Scheme | | For | | For | | Management |
| 12 | | Approve Performance Share Plan | | For | | For | | Management |
Page 22
FKI PLC
| | | | | | |
| Ticker: | | FKI LN | | Security ID: | | G35280109 |
| Meeting Date: | | AUG 1, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 3 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect David Pearl as Director | | For | | For | | Management |
| 5 | | Elect Richard Case as Director | | For | | For | | Management |
| 6 | | Re-elect Sir Michael Hodgkinson as Director | | For | | For | | Management |
| 7 | | Re-elect Reginald Gott as Director | | For | | For | | Management |
| 8 | | Reappoint Ernst & Young LLP as Auditors of the Company | | For | | For | | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 16,300,000 | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,900,000 | | For | | For | | Management |
| 12 | | Authorise 29,000,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
FORTH PORTS PLC
| | | | | | |
| Ticker: | | FPT LN | | Security ID: | | G3639M107 |
| Meeting Date: | | MAY 2, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 30.2 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Re-elect Charles Hammond as Director | | For | | For | | Management |
| 4 | | Re-elect Perry Glading as Director | | For | | For | | Management |
| 5 | | Re-elect Gerry Brown as Director | | For | | For | | Management |
| 6 | | Approve Remuneration Report | | For | | Against | | Management |
| 7 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,200,000 | | For | | For | | Management |
| 9 | | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,140,000 | | For | | For | | Management |
| 10 | | Authorise 6,838,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 23
FOUNDATION GROUP LTD
| | | | | | |
| Ticker: | | 1182 HK | | Security ID: | | G36538141 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Change Company Name to C Y Foundation | | For | | For | | Management |
| | Group Ltd. and Adopt New Chinese Name | | | | | | |
FOUNDATION GROUP LTD
| | | | | | |
| Ticker: | | 1182 HK | | Security ID: | | G36538141 |
| Meeting Date: | | MAY 21, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Subscription Agreement and the Issuance of 600.0 Million New Shares in the Capital of the Company with a Nominal Value of HK$0.001 Each in Accordance with the Terms of the Subscription Agreement | | For | | For | | Management |
FUJIMI INCORPORATED
| | | | | | |
| Ticker: | | 5384 | | Security ID: | | J1497L101 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 23 | | For | | For | | Management |
| 2 | | Amend Articles to: Reduce Directors Term in Office | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Approve Stock Option Plan for Directors | | For | | For | | Management |
| 6 | | Approve Executive Stock Option Plan | | For | | For | | Management |
Page 24
GEBERIT AG
| | | | | | |
| Ticker: | | GEBN SW | | Security ID: | | H2942E108 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of CHF 40 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 4 | | Reelect Klaus Weisshaar as Director | | For | | For | | Management |
| 5 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
| 6.1 | | Approve 10:1 Stock Split | | For | | For | | Management |
| 6.2 | | Amend Articles Re: Reduce Capital Holding Requirement for Submitting Shareholder Proposals | | For | | For | | Management |
| 6.3 | | Amend Articles Re: Majority Voting at General Meetings | | For | | For | | Management |
| 6.4 | | Amend Articles Re: Closing of Company’s Share Register | | For | | For | | Management |
| 6.5 | | Change Location of Registered Office/Headquarters to Rapperswil-Jona | | For | | For | | Management |
GLOBAL TESTING CORPORATION LTD
| | | | | | |
| Ticker: | | GTC SP | | Security ID: | | Y2724D105 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Reelect Kenneth Tai, Chung-Hou as Director | | For | | For | | Management |
| 3 | | Reelect Chia Soon Loi as Director | | For | | For | | Management |
| 4 | | Note the Retirement of Chan Wai Meng | | For | | For | | Management |
| 5 | | Reelect Paul Chien, Shyur-Jen as Director | | For | | For | | Management |
| 6 | | Approve Directors’ Fees of SGD 246,795 for the Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 7 | | Approve Directors’ Fees of SGD 480,000 for the Year Ending Dec. 31, 2007 to be Paid Quarterly in Arrears | | For | | For | | Management |
| 8 | | Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 9 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 10 | | Approve Issuance of Shares and Grant of Options Pursuant to the Global Testing Employee Share Option Scheme | | For | | Against | | Management |
Page 25
GREEK POSTAL SAVINGS BANK SA
| | | | | | |
| Ticker: | | TT GA | | Security ID: | | X6898E105 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Stock Option Plan | | For | | Against | | Management |
| 2 | | Elect Director in Replacement of Resigned One | | For | | For | | Management |
| 3 | | Other Business | | For | | Against | | Management |
GREEK POSTAL SAVINGS BANK SA
| | | | | | |
| Ticker: | | TT GA | | Security ID: | | X6898E105 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Corporate and Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 3 | | Approve Director Remuneration for 2006 | | For | | For | | Management |
| 4 | | Preapprove Director Remuneration for 2007 | | For | | For | | Management |
| 5 | | Grant Permission to Board Members and Management to Participate in Boards and Management of Similar Companies | | For | | For | | Management |
| 6 | | Approve Auditors and Fix Their Remuneration | | For | | For | | Management |
| 7 | | Other Business | | For | | Against | | Management |
Page 26
GRIFOLS SA
| | | | | | |
| Ticker: | | GRF SM | | Security ID: | | E5706X124 |
| Meeting Date: | | JUN 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2006 | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2006 | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board | | For | | For | | Management |
| 4 | | Reelect Auditors for the Individual Firm | | For | | For | | Management |
| 5 | | Reelect Auditors for the Consolidated Group | | For | | For | | Management |
| 6 | | Reelect Victor Grifols Roura, Ramon Riera Roca, Juan Ignacio Twose Roura, Thorthol Holding, B.V.; and Ratify Appointment of Edgar Dalzell Jannotta | | For | | For | | Management |
| 7 | | Amend the General Meeting Guidelines and the Board of Director Guidelines to Comply with the Recomendations of the Unified Code of Best Practices | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors | | For | | For | | Management |
| 9 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 10 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
GRUPO EMPRESARIAL ENCE (FRM.EMP. NAC. DE CELULOSAS)
| | | | | | |
| Ticker: | | ENC SM | | Security ID: | | E40992104 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge of Directors | | For | | For | | Management |
| 2 | | Fix Number of and Elect Directors | | For | | For | | Management |
| 3 | | Approve Auditors | | For | | For | | Management |
| 4 | | Approve 5:1 Stock Split and Reduce Par Value of Shares; Amend Article 6 of the Bylaws Accordingly | | For | | For | | Management |
| 5 | | Approve Equity Based Incentive Plan for the Fiscal Years 2007 to 2011 | | For | | Against | | Management |
| 6 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 8 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
| 9 | | Accept Report on Modifications to the Board of Director’s Guidelines | | For | | For | | Management |
Page 27
HAMAMATSU PHOTONICS
| | | | | | |
| Ticker: | | 6965 | | Security ID: | | J18270108 |
| Meeting Date: | | DEC 21, 2006 | | Meeting Type: | | Annual |
| Record Date: | | SEP 30, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 20, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors | | For | | For | | Management |
| 3 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
HASEKO CORP.
| | | | | | |
| Ticker: | | 1808 | | Security ID: | | J18984104 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Appointment of External Audit Firm | | For | | For | | Management |
HELLENIC TECHNODOMIKI TEV SA (FORMERLY HELLENIC TECHMODOMIKI)
| | | | | | |
| Ticker: | | ELTEX | | Security ID: | | X32578118 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory | | For | | For | | Management |
| | Reports | | | | | | |
| 2 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 3 | | Approve Dividends and Director Remuneration for 2006 | | For | | For | | Management |
| 4 | | Approve Distribution of Profits to Company Personnel | | For | | Against | | Management |
| 5 | | Approve Auditors and Fix Their Remuneration | | For | | Against | | Management |
| 6 | | Authorize Board and Management to Participate on Boards and Management of Other Companies with Similar Interests | | For | | For | | Management |
| 7 | | Approve Related Party Transactions | | For | | Against | | Management |
| 8 | | Other Business | | For | | Against | | Management |
Page 28
HELVETIA HOLDING AG (FRMLY HELVETIA PATRIA HOLDING)
| | | | | | |
| Ticker: | | HELN SW | | Security ID: | | H35927120 |
| Meeting Date: | | MAY 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory | | For | | For | | Management |
| | Reports | | | | | | |
| 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of CHF 13.50 per Share | | For | | For | | Management |
| 4 | | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights; Approve Creation of EUR 13 Million Pool of Capital to Guarantee Conversion Rights | | For | | For | | Management |
| 5 | | Amend Articles Re: Eliminate Paper Rights | | For | | For | | Management |
| 6.1 | | Reelect Christoph Lechner as Director | | For | | For | | Management |
| 6.2 | | Reelect Erich Walser as Director | | For | | For | | Management |
| 6.3 | | Reelect Urs Widmer as Director | | For | | Against | | Management |
| 7 | | Ratify KMPG AG as Auditors | | For | | For | | Management |
HERA SPA
| | | | | | |
| Ticker: | | HER IM | | Security ID: | | T5250M106 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles 7.3, 17.1(a).1, 17.1(a).3, | | For | | For | | Management |
| | 17.1(a).4, 17.1(a).5, , 17.1(b).1, 17.1(b).4 of the Company Bylaws | | | | | | |
| 2 | | Amend Articles 17.1(b).1, 17.1(b).2, 17.1(b).3, 18, 26, 27, 29 of the Company Bylaws | | For | | For | | Management |
| 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Approve Distribution of Conversion Reserve | | For | | For | | Management |
| 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
| 4 | | Elect One Director in Compliance with the Law n. 2449 of the Italian Civil Code | | For | | For | | Management |
| 5 | | Extend External Auditors’ Mandate for the Three-Year Term 2012-2014 | | For | | For | | Management |
Page 29
HEXAGON AB
| | | | | | |
| Ticker: | | HEXAB S | | Security ID: | | W40063104 |
| Meeting Date: | | MAY 2, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 25, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting | | For | | For | | Management |
| 3 | | Prepare and Approve List of Shareholders | | For | | For | | Management |
| 4 | | Approve Agenda of Meeting | | For | | For | | Management |
| 5 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 6 | | Acknowledge Proper Convening of Meeting | | For | | For | | Management |
| 7 | | Receive President’s Report; Board’s Report on Proposed Dividends | | None | | None | | Management |
| 8 | | Receive Financial Statements and Statutory Reports; Receive Remuneration Committee’s and Auditing Committee’s Report | | None | | None | | Management |
| 9a | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 9b | | Approve Allocation of Income and Dividends of SEK 5 per Share | | For | | For | | Management |
| 9c | | Approve Discharge of Board and President | | For | | For | | Management |
| 10 | | Determine Number of Members (6) and Deputy Members (0) of Board | | For | | For | | Management |
| 11 | | Approve Remuneration of Directors in the Amount of SEK 650,000 for Chairman and SEK 350,000 for Each Other Director Not Employed by the Company | | For | | For | | Management |
| 12 | | Reelect Melker Schoerling (Chair), Maths Sundqvist, Ola Rollen, Marianne Arosenius, and Mario Fontana as Directors; Elect Ulf Henriksson as New Director | | For | | For | | Management |
| 13 | | Reelect Melker Schoerling, Maths Sundqvist, Henrik Didner, Anders Algotsson, and Magnus Bakke as Members of Nominating Committee | | For | | For | | Management |
| 14 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against | | Management |
| 15 | | Approve Creation of SEK 520,000 Pool of Capital without Preemptive Rights | | For | | For | | Management |
| 16 | | Amend Articles Re: Change Company Headquarters from ‘City of Stockholm’ to ‘Stockholm’; Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 17 | | Approve 3:1 Stock Split | | For | | For | | Management |
| 18 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | | For | | For | | Management |
| 19 | | Close Meeting | | None | | None | | Management |
Page 30
HITACHI KOKI CO. LTD.
| | | | | | |
| Ticker: | | 6581 | | Security ID: | | 433575107 |
| Meeting Date: | | JUN 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 1.9 | | Elect Director | | For | | For | | Management |
| 1.10 | | Elect Director | | For | | For | | Management |
| 1.11 | | Elect Director | | For | | For | | Management |
| 2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
HUNAN NONFERROUS METALS CORP LTD
| | | | | | |
| Ticker: | | 2626 HK | | Security ID: | | Y3767E109 |
| Meeting Date: | | FEB 5, 2007 | | Meeting Type: | | Special |
| Record Date: | | JAN 6, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
HUNTING PLC
| | | | | | |
| Ticker: | | HTG | | Security ID: | | G46648104 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | Abstain | | Management |
| 3 | | Approve Final Dividend of 5.2 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Terry Gomke as Director | | For | | For | | Management |
| 5 | | Re-elect Iain Paterson as Director | | For | | For | | Management |
| 6 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 7 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,922,382 | | For | | For | | Management |
| 8 | | Authorise the Company to Use Electronic Communications | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,638,357 | | For | | For | | Management |
| 10 | | Authorise 13,106,858 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 31
IMPREGILO SPA
| | | | | | |
| Ticker: | | IPG IM | | Security ID: | | T31500175 |
| Meeting Date: | | APR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 27, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Term and Remuneration | | For | | Against | | Management |
| 3 | | Integrate Internal Statutory Auditors Board | | For | | For | | Management |
| 4 | | Extend PricewaterhouseCoopers’ Mandate as External Auditors for the Three-Year Term 2012-2014 | | For | | For | | Management |
| 5 | | Approve Discharge of Board of Directors and Internal Auditors for Fiscal Years 2005-2006 | | For | | For | | Management |
IMPREGILO SPA
| | | | | | |
| Ticker: | | IPG IM | | Security ID: | | T31500175 |
| Meeting Date: | | JUN 25, 2007 | | Meeting Type: | | Special |
| Record Date: | | JUN 21, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles 14, 15, 20, 22, 24 and 25 of the Company’s Bylaws, Introduction of New Article 26 and Consequent Renumbering of Following Articles | | For | | For | | Management |
INCHCAPE PLC
| | | | | | |
| Ticker: | | INCH LN | | Security ID: | | G47320174 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 10 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Ken Hanna as Director | | For | | For | | Management |
| 5 | | Re-elect David Scotland as Director | | For | | For | | Management |
| 6 | | Re-elect Michael Wemms as Director | | For | | For | | Management |
| 7 | | Re-elect Raymond Ch’ien as Director | | For | | For | | Management |
| 8 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 10 | | Amend Inchcape Deferred Bonus Plan | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 38,780,578 | | For | | For | | Management |
| 12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,817,086 | | For | | For | | Management |
| 13 | | Authorise 46,536,694 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 32
INDAGO PETROLEUM LTD
| | | | | | |
| Ticker: | | IPL LN | | Security ID: | | G4754D104 |
| Meeting Date: | | JUL 31, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Elect David Bremner as Director | | For | | For | | Management |
| 3 | | Elect Timothy Eggar as Director | | For | | For | | Management |
| 4 | | Elect Barry Goldberg as Director | | For | | For | | Management |
| 5 | | Elect Martin Groak as Director | | For | | For | | Management |
| 6 | | Elect John Hurst as Director | | For | | For | | Management |
| 7 | | Elect Paul Marchand as Director | | For | | For | | Management |
| 8 | | Elect Roderick Perry as Director | | For | | For | | Management |
| 9 | | Elect Peter Sadler as Director | | For | | For | | Management |
| 10 | | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 11 | | Amend Articles of Association Re: Rotation of Directors | | For | | For | | Management |
| 12 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 8,888.89 | | For | | For | | Management |
| 13 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,333.33 | | For | | For | | Management |
INDRA SISTEMAS SA
| | | | | | |
| Ticker: | | IDR | | Security ID: | | E6271Z155 |
| Meeting Date: | | DEC 19, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Increase in Capital of EUR 3.61 Million by Issuance of 18.07 Million Class A Shares with an Issue Price of EUR 0.20 Each Without Preemptive Rights to Union Fenosa S.A.; Amend Article 5 of Bylaws to Reflect Increased Share Count | | For | | For | | Management |
| 2 | | Fix Number of Directors | | For | | For | | Management |
| 3 | | Elect Directors | | For | | For | | Management |
| 4 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 33
INDRA SISTEMAS SA
| | | | | | |
| Ticker: | | IDR | | Security ID: | | E6271Z155 |
| Meeting Date: | | JUN 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Individual Financial Statements for the Period Ended Dec. 31, 2006; Approve Allocation of Income | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports for the Period Ended Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Approve Discharge of Directors | | For | | For | | Management |
| 4 | | Approve Merger by Absorption of Azertia Tecnologias de la Informacion, BMB Gestion Documental, Soluziona Consultaria y Tecnologia and Soluziona Internacional Servicios Profesionales, and their respective direct subsidiaries | | For | | For | | Management |
| 5 | | Fix Number of Directors | | For | | For | | Management |
| 6.1 | | Elect Monica de Oriol e Icaza as Director | | For | | For | | Management |
| 6.2 | | Elect Luis Lada Diaz as Director | | For | | For | | Management |
| 6.3 | | Elect Administradora Valtenas, S.A. as Director | | For | | For | | Management |
| 6.4 | | Elect Casa Grande de Cartagena, S.L. as Director | | For | | For | | Management |
| 7.1 | | Approve Remuneration of Directors | | For | | For | | Management |
| 7.2 | | Approve Remuneration of Senior Management | | For | | For | | Management |
| 8 | | Amend Section 2 of Article 30 of Company Bylaws Re: Executive Committee | | For | | For | | Management |
| 9 | | Amend Article 12 of General Meeting Guidelines Re: Fractioning of Votes | | For | | For | | Management |
| 10 | | Approve Reduction of Captial Via the Amortization of 80,910 Class C Redeemable Shares and 42,648 Class D Redeemable Shares | | For | | For | | Management |
| 11 | | Authorize Issuance Equity or Equity-Linked Securities, Including Redeemable Shares, without Preemptive Rights | | For | | For | | Management |
| 12 | | Authorize Repurchase of Shares | | For | | For | | Management |
| 13 | | Authorize Issuance of Convertible Bonds with or without Preemptive Rights; Increase Capital As Necessary for the Conversion and Authorize Board to Implement Capital Increase Accordingly | | For | | For | | Management |
| 14 | | Approve Auditors for Fiscal Year 2007 | | For | | For | | Management |
| 15 | | Approve Minutes of Meeting | | For | | For | | Management |
Page 34
INFORMA PLC (FRMLY T&F INFORMA PLC)
| | | | | | |
| Ticker: | | INF LN | | Security ID: | | G4771A117 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 8.9 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Re-elect Peter Rigby as Director | | For | | For | | Management |
| 4 | | Re-elect David Gilbertson as Director | | For | | For | | Management |
| 5 | | Re-elect Tony Foye as Director | | For | | For | | Management |
| 6 | | Re-elect Derek Mapp as Director | | For | | For | | Management |
| 7 | | Re-elect Sean Watson as Director | | For | | For | | Management |
| 8 | | Re-elect Pamela Kirby as Director | | For | | For | | Management |
| 9 | | Re-elect John Davis as Director | | For | | For | | Management |
| 10 | | Approve Remuneration Report | | For | | For | | Management |
| 11 | | Reappoint Deloitte & Touche LLP as Auditors of the Company | | For | | For | | Management |
| 12 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 13 | | Authorise the Company to Use Electronic Communications | | For | | For | | Management |
| 14 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,135,588 | | For | | For | | Management |
| 15 | | Subject to the Passing of Resolution 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,120,338 | | For | | For | | Management |
| 16 | | Amend Articles of Association Re: Retirement of Directors | | For | | For | | Management |
| 17 | | Authorise 42,406,766 Ordinary Shares for Market Purchase | | For | | For | | Management |
INVISTA REAL ESTATE INVESTMENT MANAGEMENT HOLDINGS PLC
| | | | | | |
| Ticker: | | INRE LN | | Security ID: | | G49355103 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Elect Alastair Goobey as Director | | For | | For | | Management |
| 4 | | Elect Robin Broadhurst as Director | | For | | For | | Management |
| 5 | | Elect Olivia Dickson as Director | | For | | For | | Management |
| 6 | | Elect Douglas Ferrans as Director | | For | | For | | Management |
| 7 | | Elect Duncan Owen as Director | | For | | For | | Management |
| 8 | | Elect Philip Gadsden as Director | | For | | For | | Management |
| 9 | | Appoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,822 | | For | | For | | Management |
| 11 | | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,323 | | For | | For | | Management |
| 12 | | Authorise 13,232,888 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 35
IPSEN
| | | | | | |
| Ticker: | | IPN FP | | Security ID: | | F5362H107 |
| Meeting Date: | | JUN 6, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | JUN 1, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | Against | | Management |
| 4 | | Approve Allocation of Income and Dividends of EUR 0.60 per Share | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | Against | | Management |
| 6 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | | For | | For | | Management |
| 7 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | | For | | For | | Management |
| 8 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | | For | | For | | Management |
| 9 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against | | Management |
| 10 | | Approve Employee Savings-Related Share Purchase Plan | | For | | Against | | Management |
| 11 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against | | Management |
| 12 | | Amend Articles of Association Re: Record Date | | For | | For | | Management |
| 13 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 36
IZUMI CO. LTD.
| | | | | | |
| Ticker: | | 8273 | | Security ID: | | J25725110 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 28, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 3 | | Appoint External Audit Firm | | For | | For | | Management |
| 4 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
JAPAN GENERAL ESTATE
| | | | | | |
| Ticker: | | 8878 | | Security ID: | | J26935106 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 60 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Retirement Bonuses for Statutory Auditors | | For | | Against | | Management |
K+S AG
| | | | | | |
| Ticker: | | SDF GR | | Security ID: | | D37808108 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 2 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2007 | | For | | For | | Management |
| 6 | | Elect Ralf Bethke to the Supervisory Board | | For | | For | | Management |
| 7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 8 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
Page 37
KEIHIN CORP. (7251)
| | | | | | |
| Ticker: | | 7251 | | Security ID: | | J32083107 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 17 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 2.15 | | Elect Director | | For | | For | | Management |
| 2.16 | | Elect Director | | For | | For | | Management |
| 2.17 | | Elect Director | | For | | For | | Management |
| 2.18 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.3 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 5 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
KEIYO BANK LTD.
| | | | | | |
| Ticker: | | 8544 | | Security ID: | | J05754106 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 4 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 3 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
Page 38
KINGSPAN GROUP PLC
| | | | | | |
| Ticker: | | KSPID | | Security ID: | | G52654103 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Dividends | | For | | For | | Management |
| 3a | | Elect Noel Crowe as Director | | For | | Against | | Management |
| 3b | | Elect Brian Joyce as Director | | For | | For | | Management |
| 3c | | Elect Tony McArdle as Director | | For | | For | | Management |
| 3d | | Elect Eugene Murtagh as Director | | For | | For | | Management |
| 3e | | Elect Eoin McCarthy as Director | | For | | Against | | Management |
| 4 | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 5 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Management |
| 6 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 7 | | Amend Kingspan Group PLC 1998 Share Option Scheme | | For | | For | | Management |
| 8 | | Amend Kingspan Group PLC 2001 Second Tier Share Option Scheme | | For | | For | | Management |
KITZ CORP.
| | | | | | |
| Ticker: | | 6498 | | Security ID: | | J34039115 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Appointment of External Audit Firm | | For | | For | | Management |
Page 39
KONINKLIJKE BAM GROEP NV (FORMERLY KONINKLIJKE BAM NBM)
| | | | | | |
| Ticker: | | BAMNG NA | | Security ID: | | N0157T177 |
| Meeting Date: | | MAY 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 2, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Announcements | | None | | None | | Management |
| 2a | | Receive Report of Management Board | | None | | None | | Management |
| 2b | | Receive Report of Supervisory Board | | None | | None | | Management |
| 2c | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | None | | None | | Management |
| 4 | | Approve Dividends of EUR 0.45 Per Share | | For | | For | | Management |
| 5 | | Approve Discharge of Management Board | | For | | For | | Management |
| 6 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 7a | | Grant Board Authority to Issue Shares | | For | | Against | | Management |
| 7b | | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 7a | | For | | For | | Management |
| 8 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 9 | | Amend Articles | | For | | For | | Management |
| 10 | | Reelect W.K. Wiechers to Supervisory Board | | For | | For | | Management |
| 11a | | Elect P.B. Brooks to Management Board | | For | | For | | Management |
| 11b | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | For | | For | | Management |
| 12 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
| 13 | | Allow Questions | | None | | None | | Management |
| 14 | | Close Meeting | | None | | None | | Management |
KOWLOON DEVELOPMENT COMPANY LIMITED
| | | | | | |
| Ticker: | | 34 HK | | Security ID: | | Y49749107 |
| Meeting Date: | | JAN 18, 2007 | | Meeting Type: | | Special |
| Record Date: | | JAN 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Increase in Authorized Capital from HK$100.0 Million to HK$500.0 Million by the Creation of 4.0 Billion New Ordinary Shares of HK$0.1 Each | | For | | For | | Management |
Page 40
KOWLOON DEVELOPMENT COMPANY LIMITED
| | | | | | |
| Ticker: | | 34 HK | | Security ID: | | Y49749107 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a1 | | Reelect Or Wai Sheun as Director | | For | | For | | Management |
| 3a2 | | Reelect Li Kwok Sing, Aubrey as Director | | For | | For | | Management |
| 3a3 | | Reelect Lok Kung Chin, Hardy as Director | | For | | For | | Management |
| 3a4 | | Reelect Seto Gin Chung, John as Director | | For | | For | | Management |
| 3b | | Approve Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
KS ENERGY SERVICES LIMITED (FRMLY KS TECH LTD)
| | | | | | |
| Ticker: | | KST SP | | Security ID: | | Y498A2103 |
| Meeting Date: | | AUG 7, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association | | For | | For | | Management |
| 2 | | Authorize Share Repurchase Program | | For | | For | | Management |
KS ENERGY SERVICES LIMITED (FRMLY KS TECH LTD)
| | | | | | |
| Ticker: | | KST SP | | Security ID: | | Y498A2103 |
| Meeting Date: | | APR 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare Final Dividend of SGD 0.018 Per Share | | For | | For | | Management |
| 3 | | Approve Directors’ Fees of SGD 254,466 for the Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 4 | | Reelect Wong Meng Yeng as Director | | For | | For | | Management |
| 5 | | Reelect Kris Taenar Wiluan as Director | | For | | Against | | Management |
| 6 | | Reelect Adam Paul Brunet as Director | | For | | For | | Management |
| 7 | | Reelect Goh Boon Chye as Director | | For | | For | | Management |
| 8 | | Reelect Woo Peng Kong as Director | | For | | For | | Management |
| 9 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 10 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 11 | | Authorize Share Repurchase Program | | For | | For | | Management |
Page 41
KTM POWER SPORTS AG (FORMERLY CROSS HOLDING AG, WELZ)
| | | | | | |
| Ticker: | | KTM AV | | Security ID: | | A3601C109 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Change Location of Registered Office to Mattighofen | | For | | For | | Management |
| 2 | | Amend Articles Re: Size of Management Board | | For | | For | | Management |
| 3 | | Elect Supervisory Board Members | | For | | For | | Management |
LAIRD GROUP PLC
| | | | | | |
| Ticker: | | LARD LN | | Security ID: | | G53508100 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Disposal by the Company of the Laird Security Systems Division | | For | | For | | Management |
| 2 | | Approve Share Consolidation of Every Nine Issued and Unissued Ordinary Shares of 25 Pence Each into Eight New Ordinary Shares of 28.125 Pence Each | | For | | For | | Management |
LAIRD GROUP PLC
| | | | | | |
| Ticker: | | LARD LN | | Security ID: | | G53508100 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 6.95 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Re-elect Nigel Keen as Director | | For | | For | | Management |
| 4 | | Elect Sir Christopher Hum as Director | | For | | For | | Management |
| 5 | | Elect Michael Kelly as Director | | For | | For | | Management |
| 6 | | Re-elect Jonathan Silver as Director | | For | | For | | Management |
| 7 | | Re-elect William Spivey as Director | | For | | For | | Management |
| 8 | | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 9 | | Approve Remuneration Report | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 16,550,663 | | For | | For | | Management |
| 11 | | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,482,599 | | For | | For | | Management |
| 12 | | Authorise 19,860,796 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 13 | | Conditional on the Payment of the Special Dividend and the Related Share Consolidation, Authorise 17,654,041 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 42
LAMDA DEVELOPMENT SA
| | | | | | |
| Ticker: | | LAMDA GA | | Security ID: | | X4740Y122 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports, and Allocation of Income | | For | | For | | Management |
| 2 | | Approve Discharge of Board and Auditors | | For | | For | | Management |
| 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 4 | | Elect Directors and Designate Independent Members | | For | | For | | Management |
| 5 | | Approve Board Fees and Agreements | | For | | For | | Management |
| 6 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 7 | | Other Business | | For | | Against | | Management |
LANCASHIRE HOLDINGS LIMITED
| | | | | | |
| Ticker: | | LRE LN | | Security ID: | | G5361W104 |
| Meeting Date: | | NOV 2, 2006 | | Meeting Type: | | Annual |
| Record Date: | | OCT 2, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| 3 | | Authorize Board to Fix Remuneration of the Auditors | | For | | For | | Management |
| 4 | | Approve Reduction/Cancellation of Share Premium Account | | For | | For | | Management |
| 5 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 7(i) | | Elect Richard Brindle as Director of LIMSL | | For | | For | | Management |
| 7(ii) | | Elect Alexander Maloney as Director of LIMSL | | For | | For | | Management |
| 7(iii | | Elect Paula Porter as Director of LIMSL | | For | | For | | Management |
| 7(iv) | | Elect Neil McConachie as Director of LIMSL | | For | | For | | Management |
| 7(v) | | Elect to dispense with the requirement for LIMSL to hold an Annual General Meeting | | For | | For | | Management |
| 7(vi) | | Elect to dispense with the requirement for LIMSL to appoint Auditors annually | | For | | For | | Management |
| 7(vii) | | Extend Authority of the Directors of LIMSL to allot shares for an indefinite period | | For | | For | | Management |
| 7(ix) | | Accept Financial Statements and Statutory Reports of LIMSL(Voting) | | For | | For | | Management |
| 7(x) | | Ratify Auditors | | For | | For | | Management |
| 7(xi) | | Authorize Board to Fix Remuneration of the Auditors | | For | | For | | Management |
| 8(i) | | Elect Richard Brindle as Director | | For | | For | | Management |
| 8(ii) | | Elect Neil McConachie as Director | | For | | For | | Management |
| 8(iii) | | Elect Paula Porter as Director | | For | | For | | Management |
| 8(iv) | | Elect Alexander Maloney as Director | | For | | For | | Management |
| 9(i) | | Elect Ralf Oelssner as Director of LUK | | For | | For | | Management |
| 9(ii) | | Elect Martin Thomas as Director of LUK | | For | | For | | Management |
| 9(iii) | | Elect Richard Brindle as Director of LUK | | For | | For | | Management |
| 9(iv) | | Elect Neil McConachie as Director of LUK | | For | | For | | Management |
| 9(v) | | Elect Paula Porter as Director of LUK | | For | | For | | Management |
| 9(vi) | | Elect Alexander Maloney as Director of LUK | | For | | For | | Management |
| 10(i) | | Elect Richard Brindle as Director of LISL | | For | | For | | Management |
| 10(ii) | | Elect Neil McConachie as Director of LISL | | For | | For | | Management |
| 10(iii) | | Elect Paula Porter as Director of LISL | | For | | For | | Management |
| 10(iv) | | Elect Alexander Maloney as Director of LISL | | For | | For | | Management |
| 11(i) | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 11(ii) | | Ratify Ernst & Young, Hamilton, Bermuda as Auditors | | For | | For | | Management |
| 11(iii) | | Authorize Board to Fix Remuneration of the Auditors | | For | | For | | Management |
| 11(iv) | | Elect Richard Brindle as Director of LICL | | For | | For | | Management |
| 11(v) | | Elect Neil McConachie as Director of LICL | | For | | For | | Management |
| 11(vi | | Elect Colin Alexander as Director of LICL | | For | | For | | Management |
| 11(vi | | Elect Simon Burton as Director of LICL | | For | | For | | Management |
Page 43
LANCASHIRE HOLDINGS LIMITED
| | | | | | |
| Ticker: | | LRE LN | | Security ID: | | G5361W104 |
| Meeting Date: | | MAY 1, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 28, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| 3 | | Authorize Board to Fix Remuneration of the Auditors | | For | | For | | Management |
| 4 | | Amend Bye-laws Re: Replace Bye-law 28.1 | | For | | For | | Management |
| 5 | | Re-elect Neil McConachie as a Director | | For | | For | | Management |
| 6 | | Re-elect Martin Thomas as a Director | | For | | For | | Management |
| 7 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Management |
| 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 9.i | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 9.ii | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
| 9.iii | | Authorize the Board of Lancashire Insurance Company Limited to Fix Remuneration of the Auditors | | For | | For | | Management |
| 9.iv | | Re-appoint Richard Brindle as a Director of LICL | | For | | For | | Management |
| 9.v | | Re-appoint Neil McConachie as a Director of LICL | | For | | For | | Management |
| 9.vi | | Re-appoint Colin Alexander as a Director of LICL | | For | | For | | Management |
| 9.vii | | Re-appoint Simon Burton as a Director of LICL | | For | | For | | Management |
Page 44
LOGICACMG PLC (FRMLY LOGICA PLC)
| | | | | | |
| Ticker: | | LOG LN | | Security ID: | | G55552106 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 3.4 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Approve Remuneration Report | | For | | For | | Management |
| 4 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 5 | | Elect Noel Harwerth as Director | | For | | For | | Management |
| 6 | | Elect Wolfhart Hauser as Director | | For | | For | | Management |
| 7 | | Re-elect Seamus Keating as Director | | For | | For | | Management |
| 8 | | Re-elect Martin Read as Director | | For | | For | | Management |
| 9 | | Elect Crister Stjernfelt as Director | | For | | For | | Management |
| 10 | | Re-elect Cor Stutterheim as Director | | For | | For | | Management |
| 11 | | Authorise 153,701,812 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 50,721,597 | | For | | For | | Management |
| 13 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,685,090 | | For | | For | | Management |
| 14 | | Authorise the Company to Use Electronic Communications; Amend Articles of Association Re: Electronic Communications | | For | | For | | Management |
Page 45
MARAZZI GROUP SPA
| | | | | | |
| Ticker: | | MRZ IM | | Security ID: | | T6603Y102 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 24, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements, Consolidated Financial Statements at Dec. 31, 2006, and Statutory Reports | | For | | For | | Management |
| 2 | | Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Term and Remuneration | | For | | Against | | Management |
| 3 | | Appoint Internal Statutory Auditors; Approve Remuneration of Auditors | | For | | For | | Management |
| 4 | | Extend External Auditors’ Mandate in Compliance with the Italian Law 58/1998 and the Legislative Decree 303/2006 | | For | | For | | Management |
| 1 | | Amend Articles 15, 18, 21, 23, and 24 of Company Bylaws Related to the Manager in Charge of Drafting the Corporate Accounts; Renumber Articles Accordingly | | For | | For | | Management |
MEADVILLE HOLDINGS LIMITED
| | | | | | |
| Ticker: | | 3313 HK | | Security ID: | | G5946E108 |
| Meeting Date: | | MAY 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2a | | Elect Tang Hsiang Chen as Director | | For | | For | | Management |
| 2b | | Elect Tang Chung Yen, Tom as Director | | For | | For | | Management |
| 2c | | Elect Chung Tai Keung, Canice as Director | | For | | Against | | Management |
| 2d | | Elect Tang Ying Ming, Mai as Director | | For | | Against | | Management |
| 2e | | Elect Lee Eugene as Director | | For | | For | | Management |
| 2f | | Elect Leung Kwan Yeun, Andrew as Director | | For | | For | | Management |
| 2g | | Elect Li Ka Cheung, Eric as Director | | For | | For | | Management |
| 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 4 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 5 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
MEGGITT PLC
| | | | | | |
| Ticker: | | MGGT | | Security ID: | | G59640105 |
| Meeting Date: | | MAR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Acquisition of K & F Industries Holdings, Inc.; Approve Increase in Authorised Capital from GBP 32,000,000 to GBP 44,250,000; Authorise Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,135,437 | | For | | For | | Management |
Page 46
MEGGITT PLC
| | | | | | |
| Ticker: | | MGGT | | Security ID: | | G59640105 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 6.00 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Stephen Young as Director | | For | | For | | Management |
| 5 | | Re-elect Philip Green as Director | | For | | For | | Management |
| 6 | | Re-elect Peter Hill as Director | | For | | For | | Management |
| 7 | | Re-elect Alan Cox as Director | | For | | For | | Management |
| 8 | | Elect David Williams as Director | | For | | For | | Management |
| 9 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,272,000 | | For | | For | | Management |
| 12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,090,000 | | For | | For | | Management |
| 13 | | Authorise the Company to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 14 | | Authorise Dunlop Aerospace Limited to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 15 | | Authorise Meggitt (UK) Limited to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 16 | | Authorise Meggitt Defence Systems Limited to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 17 | | Authorise Navarra de Componentes Electronicos SA to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 18 | | Authorise Vibro-Meter France SAS to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 19 | | Authorise Sensorex to Make EU Political Organisatin Donations and to Incur EU Political Expenditure up to GBP 50,000 | | For | | For | | Management |
| 20 | | Amend Articles of Association Re: Authorise the Company to Use Electronic Communication with Shareholder | | For | | For | | Management |
Page 47
MILLENNIUM & COPTHORNE HOTELS PLC
| | | | | | |
| Ticker: | | MLC LN | | Security ID: | | G6124F107 |
| Meeting Date: | | MAY 3, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Directors’ Report | | For | | For | | Management |
| 2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Final Dividend of 10.42 Pence Per Share | | For | | For | | Management |
| 4 | | Elect Christopher Keljik as Director | | For | | For | | Management |
| 5 | | Elect Peter Papadimitropoulos as Director | | For | | For | | Management |
| 6 | | Re-elect Wong Hong Ren as Director | | For | | For | | Management |
| 7 | | Re-elect John Sclater as Director | | For | | For | | Management |
| 8 | | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 9 | | Approve Remuneration Report | | For | | For | | Management |
| 10 | | Extend the Provisions of the Co-operation Agreement Enabling City Developments Limited to Maintain its Percentage of Shareholding in the Company | | For | | For | | Management |
| 11 | | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditures up to GBP 100,000 | | For | | For | | Management |
| 12 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,183,052 | | For | | For | | Management |
| 13 | | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,377,458 | | For | | For | | Management |
| 14 | | Authorise 29,183,053 Ordinary Shares for Market Purchase | | For | | For | | Management |
NABTESCO CORP.
| | | | | | |
| Ticker: | | 6268 | | Security ID: | | J4707Q100 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 7 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Retirement Bonuses for Directors and Statutory Auditor | | For | | For | | Management |
| 5 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | Against | | Management |
Page 48
NEXANS
| | | | | | |
| Ticker: | | NEX FP | | Security ID: | | F65277109 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Discharge Directors | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | Against | | Management |
| 5 | | Reelect Gianpaolo Caccini as Director | | For | | For | | Management |
| 6 | | Reelect Jean-Marie Chevalier as Director | | For | | For | | Management |
| 7 | | Reelect Georges Chodron de Courcel as Director | | For | | For | | Management |
| 8 | | Reelect Jacques Garaialde as Director | | For | | For | | Management |
| 9 | | Reelect Ervin Rosenberg as Director | | For | | For | | Management |
| 10 | | Elect Jerome Gallot as Director | | For | | For | | Management |
| 11 | | Elect Jean-Louis Gerondeau as Director | | For | | For | | Management |
| 12 | | Elect Nicolas de Tavernost as Director | | For | | For | | Management |
| 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | | For | | For | | Management |
| 16 | | Authorize Issuance of Convertible Bonds without Preemptive Rights | | For | | For | | Management |
| 17 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For | | Management |
| 18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For | | Management |
| 19 | | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | | For | | For | | Management |
| 20 | | Approve Employee Savings-Related Share Purchase Plan | | For | | For | | Management |
| 21 | | Approve Stock Option Plans Grants | | For | | For | | Management |
| 22 | | Authorize up to EUR 500,000 of Issued Capital for Use in Restricted Stock Plan | | For | | Against | | Management |
| 23 | | Amend Articles of Association Re: Record Date | | For | | For | | Management |
| 24 | | Amend Articles of Association Re: Voting Rights | | For | | Against | | Management |
| 25 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 49
NIPPON SEIKI CO.
| | | | | | |
| Ticker: | | 7287 | | Security ID: | | J55483101 |
| Meeting Date: | | JUN 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | For | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | For | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 1.9 | | Elect Director | | For | | For | | Management |
| 1.10 | | Elect Director | | For | | For | | Management |
| 1.11 | | Elect Director | | For | | For | | Management |
| 1.12 | | Elect Director | | For | | For | | Management |
| 1.13 | | Elect Director | | For | | For | | Management |
| 1.14 | | Elect Director | | For | | For | | Management |
| 1.15 | | Elect Director | | For | | For | | Management |
| 1.16 | | Elect Director | | For | | For | | Management |
| 2.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 2.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3 | | Approve Retirement Bonuses for Directors | | For | | For | | Management |
NOBLE GROUP LTD
| | | | | | |
| Ticker: | | NOBL SP | | Security ID: | | G6542T119 |
| Meeting Date: | | APR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare Cash Dividend of $0.0138 Per Share | | For | | For | | Management |
| 3 | | Reelect David Gordon Eldon as Director | | For | | For | | Management |
| 4 | | Reelect Iain Ferguson Bruce as Director | | For | | For | | Management |
| 5 | | Reelect Milton M. Au as Director | | For | | For | | Management |
| 6 | | Reelect Alan Howard Smith as Director | | For | | For | | Management |
| 7 | | Approve Directors’ Fees for the Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 8 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 9 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 10 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 11 | | Approve Issuance of Shares and Grant of Options Pursuant to the Noble Group Share Option Scheme 2004 | | For | | Against | | Management |
Page 50
NOBLE GROUP LTD
| | | | | | |
| Ticker: | | NOBL SP | | Security ID: | | G6542T119 |
| Meeting Date: | | MAY 21, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allotment and Issuance of Up to 5.2 Million New Ordinary Shares of HK$0.25 Each in the Capital of the Company to Harindarpal Singh Banga, an Executive Director, as Part of His Remuneration | | For | | For | | Management |
NUTRECO HOLDINGS NV
| | | | | | |
| Ticker: | | NUO NA | | Security ID: | | N6508Y120 |
| Meeting Date: | | AUG 31, 2006 | | Meeting Type: | | Special |
| Record Date: | | AUG 24, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Approve Dividends of EUR 9 Per Share | | For | | For | | Management |
| 3 | | Close Meeting | | None | | None | | Management |
NUTRECO HOLDINGS NV
| | | | | | |
| Ticker: | | NUO NA | | Security ID: | | N6508Y120 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 19, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Receive Report of Supervisory Board | | None | | None | | Management |
| 3 | | Receive Report of Management Board | | None | | None | | Management |
| 4.1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 4.2 | | Approve Dividends of EUR 10.60 Per Share | | For | | For | | Management |
| 5 | | Discussion on Company’s Corporate Governance Structure | | None | | None | | Management |
| 6.1 | | Approve Discharge of Management Board | | For | | For | | Management |
| 6.2 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 7.1 | | Approve Stock Option Plan | | For | | For | | Management |
| 7.2 | | Approve Remuneration of Supervisory Board | | For | | For | | Management |
| 8 | | Ratify KPMG Accountants NV as Auditors | | For | | For | | Management |
| 9.1 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 9.2 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 10.1 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Management |
| 10.2 | | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 10.1 | | For | | For | | Management |
| 11 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 12.1 | | Reelect R. Zwartendijk to Supervisory Board | | For | | For | | Management |
| 12.2 | | Reelect J.M. de Jong to Supervisory Board | | For | | For | | Management |
| 13 | | Communications and Allow Questions | | None | | None | | Management |
| 14 | | Close Meeting | | None | | None | | Management |
Page 51
NUTRECO HOLDINGS NV
| | | | | | |
| Ticker: | | NUO NA | | Security ID: | | N6508Y120 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAY 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2.1 | | Amend Articles: An Increase of the Nominal Value of All Ordinary Shares from EUR 0.24 to EUR 5.24 Per Share and Increase of the Authorized Share Capital from EUR 41,520,000 to EUR 316,512,000 | | For | | For | | Management |
| 2.2 | | Amend Articles: A Reduction of the Nominal Value of All Ordinary Shares from EUR 5.24 to EUR 0.24 Per Share and Decrease of the Authorized Share Capital from EUR 316,512,000 to EUR 41,520,000 | | For | | For | | Management |
| 3 | | Close Meeting | | None | | None | | Management |
OKINAWA ELECTRIC POWER CO. INC.
| | | | | | |
| Ticker: | | 9511 | | Security ID: | | J60815107 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 30 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 2.10 | | Elect Director | | For | | For | | Management |
| 2.11 | | Elect Director | | For | | For | | Management |
| 2.12 | | Elect Director | | For | | For | | Management |
| 2.13 | | Elect Director | | For | | For | | Management |
| 2.14 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.4 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For | | Management |
Page 52
OMEGA PHARMA
| | | | | | |
| Ticker: | | OME BB | | Security ID: | | B6385E125 |
| Meeting Date: | | JAN 12, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re Board Size | | For | | For | | Management |
| 2 | | Elect Jan Cassiman BVBA with representative Jan Cassiman and Gerardus Van Jeveren as Directors | | For | | Against | | Management |
| 3 | | Approve Retirement of Jan Peeters as Director (Non-contentious) | | For | | For | | Management |
| 4 | | Authorize Coordination of Articles of Association; Grant Power of Attorney to Notary | | For | | For | | Management |
OMEGA PHARMA
| | | | | | |
| Ticker: | | OME BB | | Security ID: | | B6385E125 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Cancel Company Treasury Shares | | For | | For | | Management |
| 1.2 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 1.3 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Management |
| 2 | | Authorize Notary to Coordinate Articles of Association | | For | | For | | Management |
Page 53
OMEGA PHARMA
| | | | | | |
| Ticker: | | OME BB | | Security ID: | | B6385E125 |
| Meeting Date: | | JUN 4, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Directors’ and Auditors’ Reports | | None | | None | | Management |
| 2 | | Accept Financial Statements | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 0.40 per Share | | For | | For | | Management |
| 4 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
| 5 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 6.1 | | Elect Marc Coucke as Director | | For | | Against | | Management |
| 6.2 | | Elect Couckinvest as Director | | For | | Against | | Management |
| 6.3 | | Elect Sam Sabbe BVBA as Director | | For | | Against | | Management |
| 7 | | Appoint Independent Directors | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors | | For | | For | | Management |
| 9 | | Approve Special Clauses regarding Facility Agreement in the Event of a Change of Control | | For | | For | | Management |
| 10 | | Discussion on Company’s Corporate Governance Structure | | None | | None | | Management |
| 11 | | Transact Other Business | | None | | None | | Management |
| 1 | | Amend Articles Regarding the Elimination of Bearer Shares | | For | | For | | Management |
| 2 | | Change Date of Annual Meeting | | For | | For | | Management |
| 3 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 4 | | Coordination of Articles of Association | | For | | For | | Management |
ORIFLAME COSMETICS S.A.
| | | | | | |
| Ticker: | | ORI SS | | Security ID: | | L7272A100 |
| Meeting Date: | | MAY 21, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Brian Bellerose as Chairman of the AGM and EGM | | For | | For | | Management |
| 2 | | Approve Reports of the Board of Directors and of the Auditor | | For | | For | | Management |
| 3 | | Approve Balance Sheet and Profit and Loss Statement and Approve the Consolidated Accounts as at Dec. 31, 2006 | | For | | For | | Management |
| 4 | | Approve Allocation of Income | | For | | For | | Management |
| 5 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 6.a.1 | | Elect Lennart Bjork as Director | | For | | For | | Management |
| 6.a.2 | | Elect Magnus Brannstrom as Director | | For | | For | | Management |
| 6.a.3 | | Elect Marie Ehrling | | For | | For | | Management |
| 6.a.4 | | Elect Lilian Fossum | | For | | For | | Management |
| 6.a.5 | | Elect Alexander af Jochnick as Director | | For | | For | | Management |
| 6.a.6 | | Elect Jonas af Jochnick as Director | | For | | For | | Management |
| 6.a.7 | | Elect Robert af Jochnick as Director | | For | | For | | Management |
| 6.a.8 | | Elect Helle Kruse-Nielsen as Director | | For | | For | | Management |
| 6.a.9 | | Elect Christian Salamon as Director | | For | | For | | Management |
| 6.b | | Re-Elect Robert af Jochnick as Chairman of the Board | | For | | For | | Management |
| 6.c | | Elect KPMG S.a.r.l. as Auditor | | For | | For | | Management |
| 7 | | Approve the Board’s Proposal that the Company Shall Continue to Have a Nominating Committee and Approve Procedure for Appointment of Nominating Committee Members | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors | | For | | For | | Management |
| 9 | | Approve Principles of Remuneration to | | For | | For | | Management |
| | Members of the Executive Committee and | | | | | | |
| | Other Senior Executives | | | | | | |
| 10 | | Approve Dividends of EUR 1.01 per Share to Be Paid out of the Profits of the Financial Year Ended Dec. 31, 2003 | | For | | For | | Management |
| 11 | | Approval of the Board of Director’s Report Describing the Results of the Redemption Programme of the Company Ended on July 3, 2006 and the Related Financing Method | | For | | For | | Management |
| 12 | | Approval of the Part Financing of the Redemption Programme of the Company Ended on July 3, 2006 by Using the Share Premium Account of the Company | | For | | For | | Management |
| 13 | | Approval of the Transfer of 109,908 Shares Redeemed by the Company to the Employees of the Company Under the 2005 Share Incentive Plan | | For | | For | | Management |
| 14 | | Approve Increase in Size of Board; Amend Art. 12 Accordingly | | For | | For | | Management |
| 15 | | Transact Other Business (Voting) | | For | | Against | | Management |
Page 54
PACIFIC BASIN SHIPPING LIMITED
| | | | | | |
| Ticker: | | 2343 HK | | Security ID: | | G68437139 |
| Meeting Date: | | APR 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 30, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Christopher R. Buttery as Executive Director | | For | | For | | Management |
| 3b | | Reelect Klaus Nyborg as Executive Director | | For | | For | | Management |
| 3c | | Reelect Wang Chunlin as Executive Director | | For | | For | | Management |
| 3d | | Reelect Jan Rindbo as Executive Director | | For | | For | | Management |
| 3e | | Reelect Daniel R. Bradshaw as Non-Executive Director | | For | | For | | Management |
| 3f | | Reelect Robert C. Nicholson as Independent Non-Executive Director | | For | | For | | Management |
| 3g | | Reelect Patrick B. Paul as Independent Non-Executive Director | | For | | For | | Management |
| 3h | | Reelect David M. Turnbull as Independent Non-Executive Director | | For | | For | | Management |
| 3i | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
| 8 | | Approve Renewal of the 2 Percent Annual Cap Within the Issue Mandate Under the Long Term Incentive Scheme | | For | | Against | | Management |
Page 55
PAN FISH ASA
| | | | | | |
| Ticker: | | PAN NO | | Security ID: | | R69595107 |
| Meeting Date: | | JUL 14, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 2 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Change Range of Size of Board (3-8 Members) | | For | | For | | Management |
| 4 | | Amend Articles Re: Establish Written Instructions for Nominating Committee | | For | | For | | Management |
| 5 | | Approve Creation of NOK 650.2 Million Pool of Capital without Preemptive Rights | | For | | Against | | Management |
| 6 | | Elect Directors | | For | | Against | | Management |
PANALPINA WELTTRANSPORT (HOLDING) AG
| | | | | | |
| Ticker: | | PWTN SW | | Security ID: | | H60147107 |
| Meeting Date: | | MAY 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of CHF 3 per Share | | For | | For | | Management |
| 4 | | Approve Creation of CHF 6 Million Pool of Capital without Preemptive Rights | | For | | For | | Management |
| 5.1 | | Retirement of Chairman of the Board Gerhard Fischer (Non-Voting) | | None | | None | | Management |
| 5.2.1 | | Reelect Wilfried Rutz as Director | | For | | For | | Management |
| 5.2.2 | | Reelect Roger Schmid as Director | | For | | For | | Management |
| 6 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
Page 56
PARKWAY HOLDINGS LTD.
| | | | | | |
| Ticker: | | PWAY SP | | Security ID: | | V71793109 |
| Meeting Date: | | NOV 2, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association | | For | | For | | Management |
| 2 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 3 | | Amend Provisions of the Parkway Share Option Scheme 2001 (the Scheme) | | For | | Against | | Management |
| 4 | | Approve Grant of Options Under the Scheme at a Discount to Market Price | | For | | Against | | Management |
| 5 | | Approve Parkway Performance Share Plan | | For | | Against | | Management |
PARKWAY HOLDINGS LTD.
| | | | | | |
| Ticker: | | PWAY SP | | Security ID: | | V71793109 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare Final Dividend of SGD 0.055 Per Share | | For | | For | | Management |
| 3a | | Reelect Ranvir Dewan as Director | | For | | For | | Management |
| 3b | | Reelect Steven Joseph Schneider as Director | | For | | For | | Management |
| 4a | | Reelect Lim Cheok Peng as Director | | For | | For | | Management |
| 4b | | Reelect Chang See Hiang as Director | | For | | For | | Management |
| 4c | | Reelect Ho Kian Guan as Director | | For | | For | | Management |
| 5 | | Approve Directors’ Fees of SGD 702,575 for 2006 (2005: SGD 679,863) | | For | | For | | Management |
| 6 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 7a | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 7b | | Approve Issuance of Shares and/or Vesting of Awards Pursuant to the Parkway Share Option Scheme 2001 and Parkway Performance Share Plan | | For | | Against | | Management |
| 7c | | Authorize Share Repurchase Program | | For | | For | | Management |
| 8 | | Other Business (Voting) | | For | | Against | | Management |
PARKWAY HOLDINGS LTD.
| | | | | | |
| Ticker: | | PWAY SP | | Security ID: | | V71793109 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Sale of The Mount Elizabeth Hospital Property, The Gleneagles Hospital Property and The East Shore Hospital Property to Parkway Life REIT; Lease of Properties and Provision of Services by PHR Management Pte. Ltd. | | For | | For | | Management |
Page 57
PARTNERS GROUP HOLDING
| | | | | | |
| Ticker: | | PGHN SW | | Security ID: | | H6120A101 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends of CHF 2.65 per Share | | For | | For | | Management |
| 3 | | Amend Stock Option Plan | | For | | Against | | Management |
| 4 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
| 5 | | Reelect Alfred Gantner and Robert Schenker as Directors | | For | | Against | | Management |
| 6 | | Ratify KPMG AG as Auditors | | For | | For | | Management |
| 7 | | Transact Other Business (Non-Voting) | | None | | None | | Management |
PASONA INC
| | | | | | |
| Ticker: | | 4332 | | Security ID: | | J63619100 |
| Meeting Date: | | AUG 24, 2006 | | Meeting Type: | | Annual |
| Record Date: | | MAY 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Dividends: Interim JY 0, Final JY 1800, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Board to Determine Income Allocation - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | | For | | Against | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 3.12 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Approve Retirement Bonus for Director | | For | | For | | Management |
| 6 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
Page 58
PETRA FOODS LTD
| | | | | | |
| Ticker: | | PETRA S | | Security ID: | | Y6804G102 |
| Meeting Date: | | APR 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare Final Dividend of $0.0103 or SGD 0.016 Per Share | | For | | For | | Management |
| 3 | | Reelect Pedro Mata-Bruckmann as Director | | For | | For | | Management |
| 4 | | Reelect Davinder Singh as Director | | For | | For | | Management |
| 5 | | Reelect Chuang Tiong Choon as Director | | For | | For | | Management |
| 6 | | Approve Directors’ Fees of $215,500 for the Year Ending Dec. 31, 2007 (2006: $205,000) | | For | | For | | Management |
| 7 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 8 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 9 | | Approve Issuance of Shares and Grant Options Pursuant to the Petra Foods Share Option Scheme and Petra Foods Share Incentive Plan | | For | | Against | | Management |
| 10 | | Approve Mandate for Transactions with Related Parties | | For | | For | | Management |
PFEIFFER VACUUM TECHNOLOGY AG
| | | | | | |
| Ticker: | | PFFVF | | Security ID: | | D6058X101 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 10, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 2.50 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Approve Cancellation of Unused Capital Pool | | For | | For | | Management |
| 6 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
| 7 | | Amend Articles Re: Majority Requirements at General Meeting for Removing Supervisory Board Members | | For | | Against | | Management |
| 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
| 9 | | Ratify Ernst & Young AG as Auditors for Fiscal 2007 | | For | | For | | Management |
Page 59
PORTUCEL-EMPRESA PRODUTORA DE PASTA DE PAPEL S.A. (FRMRLY. P
| | | | | | |
| Ticker: | | PTCL PL | | Security ID: | | X6718U107 |
| Meeting Date: | | MAR 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Individual Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Approve Discharge of Management and Supervisory Board | | For | | For | | Management |
| 5 | | Elect Corporate Boadies for Fiscal Years 2007-2010 | | For | | For | | Management |
| 6 | | Amend Articles 2, 4, 8, 9, 13, 15, 17, 22, 23, and 24 of Bylaws | | For | | For | | Management |
| 7 | | Authorize Repurchase and Cancellation of Shares and Debt Securities in Accordance with Articles 319, 320, and 354 of Portuguese Securities Code | | For | | For | | Management |
PREMIER FOODS PLC
| | | | | | |
| Ticker: | | PFO LN | | Security ID: | | G72186102 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 2.55 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Approve Remuneration Report | | For | | For | | Management |
| 4 | | Elect Louise Makin as Director | | For | | For | | Management |
| 5 | | Re-elect David Felwick as Director | | For | | For | | Management |
| 6 | | Re-elect Ian McHoul as Director | | For | | For | | Management |
| 7 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,813,418 | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or | | For | | For | | Management |
| | Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 422,013 | | | | | | |
Page 60
PREMIERE AG
| | | | | | |
| Ticker: | | PRE GR | | Security ID: | | D61744104 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 3 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | | For | | For | | Management |
| 5 | | Amend Articles Re: Remuneration of Supervisory Board | | For | | For | | Management |
| 6 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
PRIME SUCCESS INTERNATIONAL GROUP LTD
| | | | | | |
| Ticker: | | 210 HK | | Security ID: | | G7243A102 |
| Meeting Date: | | MAY 21, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Kuo Jung-Cheng as Director | | For | | For | | Management |
| 3b | | Reelect Huang Shun-Tsai as Director | | For | | For | | Management |
| 3c | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 5b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 5c | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
RANK GROUP PLC (THE)
| | | | | | |
| Ticker: | | RNK | | Security ID: | | G7377H105 |
| Meeting Date: | | JAN 8, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve the Proposed Disposal by the Company and its Subsidiaries of the Hard Rock Businesses Subject to the Terms and Conditions of the Disposal Agreement Signed on 7 December 2006; Authorise Directors to Do All Things Necessary to Implement the Disposal | | For | | For | | Management |
| 2 | | Approve Share Sub-Division of All the Ordinary Shares of 10 Pence Each Into New Ordinary Shares of 1 Pence Each; Approve Share Consolidation of All Issued and Unissued Intermediate Shares Into New Ordinary Shares of 13 8/9 Pence Each | | For | | For | | Management |
Page 61
RATIONAL AG
| | | | | | |
| Ticker: | | RAA GR | | Security ID: | | D6349P107 |
| Meeting Date: | | MAY 3, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 12, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 3.75 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify Roelfs WP Partner AG as Auditors for Fiscal 2007 | | For | | For | | Management |
REGUS GROUP PLC
| | | | | | |
| Ticker: | | RGU | | Security ID: | | G74844104 |
| Meeting Date: | | MAY 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Re-elect Rudy Lobo as Director | | For | | For | | Management |
| 3 | | Re-elect Roger Orf as Director | | For | | For | | Management |
| 4 | | Approve Final Dividend of 0.6 Pence Per Ordinary Share | | For | | For | | Management |
| 5 | | Reappoint KPMG Audit Plc as Auditors of the Company | | For | | For | | Management |
| 6 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 7 | | Approve Remuneration Report | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 16,413,192.05 | | For | | For | | Management |
| 9 | | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,461,978 | | For | | For | | Management |
| 10 | | Authorise 98,479,152 Ordinary Shares for Market Purchase | | For | | For | | Management |
Page 62
RHI AG (FM. RADEX HERAKLITH INDUSTRIEBETEILIGUNGS AG)
| | | | | | |
| Ticker: | | RHI AV | | Security ID: | | A65231101 |
| Meeting Date: | | JUN 1, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Approve Allocation of Income | | For | | Against | | Management |
| 3 | | Approve Discharge of Management and Supervisory Board | | For | | For | | Management |
| 4 | | Approve Remuneration of Supervisory Board Members | | For | | For | | Management |
| 5 | | Ratify Auditors | | For | | Against | | Management |
| 6 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Employees and Executives | | For | | For | | Management |
| 7 | | Amend Articles Re: Board Decisions and Guidelines for Alternate Board Members | | For | | For | | Management |
| 8 | | Elect Supervisory Board Members | | For | | Against | | Management |
RISA PARTNERS INC.
| | | | | | |
| Ticker: | | 8924 | | Security ID: | | J6522K101 |
| Meeting Date: | | MAR 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2000, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 3.3 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.4 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4 | | Appoint External Audit Firm | | For | | Against | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For | | Management |
Page 63
RYOBI LTD.
| | | | | | |
| Ticker: | | 5851 | | Security ID: | | J65629164 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 12 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 3.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 3.2 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
| 5 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For | | Management |
SAAB AB
| | | | | | |
| Ticker: | | SAAB-B | | Security ID: | | W72838118 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 4, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Chairman of Meeting | | For | | For | | Management |
| 2 | | Prepare and Approve List of Shareholders | | For | | For | | Management |
| 3 | | Approve Agenda of Meeting | | For | | For | | Management |
| 4 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 5 | | Acknowledge Proper Convening of Meeting | | For | | For | | Management |
| 6 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 7 | | Receive President’s Report | | None | | None | | Management |
| 8a | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 8b | | Approve Allocation of Income and Dividends of SEK 4.25 per Share | | For | | For | | Management |
| 8c | | Approve Discharge of Board and President | | For | | For | | Management |
| 9 | | Determine Number of Members (9) and Deputy Members (0) of Board | | For | | For | | Management |
| 10 | | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.88 Million; Approve Remuneration of Auditors | | For | | For | | Management |
| 11 | | Reelect Erik Belfrage, Lennart Johansson, Peter Nygaards, George Rose, Per-Arne Sandstroem, Aake Svensson, Lena Treschow Torell, and Marcus Wallenberg (Chairman) as Directors; Elect Michael O’Callaghan as New Director | | For | | For | | Management |
| 12 | | Appoint Auditors and Deputy Auditors | | For | | For | | Management |
| 13 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 14 | | Approve Share Matching Plan | | For | | For | | Management |
| 15a | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 15b | | Approve Transfer of 1 Million Repurchased Shares to Cover Expenses for the Share Matching Program 2005 (item 14) | | For | | For | | Management |
| 16 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For | | Management |
Page 64
SCI ENTERTAINMENT GROUP PLC
| | | | | | |
| Ticker: | | SEG LN | | Security ID: | | G7863S102 |
| Meeting Date: | | JAN 15, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 443,044.85 Pursuant to a Share Subscription by Warner Bros Entertainment. | | For | | For | | Management |
SCI ENTERTAINMENT GROUP PLC
| | | | | | |
| Ticker: | | SEG LN | | Security ID: | | G7863S102 |
| Meeting Date: | | JAN 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Reappoint BDO Stoy Hayward LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 4 | | Re-elect Bill Ennis as Director | | For | | For | | Management |
| 5 | | Re-elect Tim Ryan as Director | | For | | Abstain | | Management |
| 6 | | Elect Roger Ames as Director | | For | | For | | Management |
| 7 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,041,881 | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 190,406 | | For | | For | | Management |
| 9 | | Authorise 3,808,119 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 10 | | Approve Increase in Remuneration of Directors to GBP 300,000 | | For | | For | | Management |
Page 65
SEAT PAGINE GIALLE SPA
| | | | | | |
| Ticker: | | PG IM | | Security ID: | | T8380H104 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2006 | | For | | For | | Management |
| 2 | | Elect Two Directors | | For | | For | | Management |
| 1 | | Amend Articles 5, 8, 14, 16, 19, 22 of the Bylaws | | For | | For | | Management |
SECHE ENVIRONNEMENT SA
| | | | | | |
| Ticker: | | SCHP FP | | Security ID: | | F8211M103 |
| Meeting Date: | | DEC 12, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Aknowledge Board’s Report Related to Ratification Appointment | | For | | Against | | Management |
| 2 | | Ratify Appointment of Caisse Des Depots et Consignations Represented by Jean Bensaid as Director | | For | | Against | | Management |
| 3 | | Approve Non Replacement of a Director | | For | | For | | Management |
| 4 | | Aknowledge Board’s Report on the Issuance | | For | | For | | Management |
| 5 | | Approve Issuance of 596,408 Warrants without Preemptive Rights | | For | | For | | Management |
| 6 | | Approve Employee Savings-Related Share Purchase Plan | | For | | Against | | Management |
| 7 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
SECHE ENVIRONNEMENT SA
| | | | | | |
| Ticker: | | SCHP FP | | Security ID: | | F8211M103 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Discharge Directors | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For | | Management |
| 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | For | | Management |
| 5 | | Elect Valletoux Philippe as Director | | For | | Against | | Management |
| 6 | | Receive Board of Directors and Auditors’ Report on Warrants | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Management |
| 8 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
| 9 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 10 | | Authorize Capitalization of Reserves of Up to EUR 160,769 for Bonus Issue or Increase in Par Value | | For | | For | | Management |
Page 66
SECHILIENNE-SIDEC
| | | | | | |
| Ticker: | | SECH FP | | Security ID: | | F82125109 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | For | | Against | | Management |
| 4 | | Approve Dividends of EUR 1.10 per Share | | For | | For | | Management |
| 5 | | Ratify Appointment of Claude Rosevegue as Director | | For | | Against | | Management |
| 6 | | Reelect Claude Rosevegue as Director | | For | | Against | | Management |
| 7 | | Reelect Patrick de Giovanni as Director | | For | | Against | | Management |
| 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Management |
| 9 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 10 | | Amend Articles of Association Re: Record Date, Shareholding Disclosure Threshold, Quorum Requirements, and Nationality of the Company | | For | | Against | | Management |
| 11 | | Amend Articles Re: Composition of the Board of Directors | | For | | Against | | Management |
| 12 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | Against | | Management |
| 13 | | Approve Stock Option Plans Grants | | For | | Against | | Management |
| 14 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
SEIJO CORP.
| | | | | | |
| Ticker: | | 7429 | | Security ID: | | J7020L104 |
| Meeting Date: | | DEC 25, 2006 | | Meeting Type: | | Annual |
| Record Date: | | SEP 30, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 50, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Expand Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Outside Directors and Statutory Auditors | | For | | For | | Management |
| 3 | | Approve Absorption of Wholly-Owned Subsidiary | | For | | For | | Management |
| 4.1 | | Elect Director | | For | | For | | Management |
| 4.2 | | Elect Director | | For | | For | | Management |
| 4.3 | | Elect Director | | For | | For | | Management |
| 4.4 | | Elect Director | | For | | For | | Management |
| 4.5 | | Elect Director | | For | | For | | Management |
| 4.6 | | Elect Director | | For | | For | | Management |
| 4.7 | | Elect Director | | For | | For | | Management |
| 4.8 | | Elect Director | | For | | For | | Management |
| 5 | | Appoint Alternate Internal Statutory Auditor | | For | | For | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditor | | For | | For | | Management |
Page 67
SERCO GROUP PLC
| | | | | | |
| Ticker: | | SRP LN | | Security ID: | | G80400107 |
| Meeting Date: | | MAY 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 2.55 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect Christopher Hyman as Director | | For | | For | | Management |
| 5 | | Re-elect Andrew Jenner as Director | | For | | For | | Management |
| 6 | | Re-elect DeAnne Julius as Director | | For | | For | | Management |
| 7 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 8 | | Authorise 47,707,258 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,148,679 | | For | | For | | Management |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 477,073 | | For | | For | | Management |
| 11 | | Amend Serco Group Plc 2006 Long Term Incentive Plan | | For | | For | | Management |
| 12 | | Authorise the Company to Use Electronic and Website Communications: Amend Articles of Association Re: Electronic Communications | | For | | For | | Management |
SHAFTESBURY PLC
| | | | | | |
| Ticker: | | SHB LN | | Security ID: | | G80603106 |
| Meeting Date: | | FEB 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 3.73 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Re-elect John Manser as Director | | For | | For | | Management |
| 5 | | Re-elect John Emly as Director | | For | | For | | Management |
| 6 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,000,000 | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,650,000 | | For | | For | | Management |
| 10 | | Authorise 13,200,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 11 | | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | For | | For | | Management |
Page 68
SHAFTESBURY PLC
| | | | | | |
| Ticker: | | SHB LN | | Security ID: | | G80603106 |
| Meeting Date: | | MAR 19, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association Re: Real Estate Investment Trust | | For | | For | | Management |
SHIZUOKA GAS CO. LTD.
| | | | | | |
| Ticker: | | 9543 | | Security ID: | | J7444M100 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 3.5, Final JY 4, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Decrease Maximum Board Size - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Limit Liability of Outside Directors and Statutory Auditors | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
| 6 | | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Auditors in Connection with Abolition of Retirement Bonus System | | For | | Against | | Management |
| 7 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For | | Management |
Page 69
SHUN TAK HOLDINGS LTD.
| | | | | | |
| Ticker: | | 242 HK | | Security ID: | | Y78567107 |
| Meeting Date: | | JUN 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Ho Chiu Fung, Daisy as Director | | For | | For | | Management |
| 3b | | Reelect So Shu Fai, Ambrose as Director | | For | | For | | Management |
| 3c | | Reelect Shum Hong Kuen, David as Director | | For | | For | | Management |
| 3d | | Reelect Ho Tsu Kwok, Charles as Director | | For | | For | | Management |
| 3e | | Reelect Yeh V-Nee as Director | | For | | For | | Management |
| 4 | | Reappoint H.C. Watt & Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 6b | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
| 7 | | Approve Directors’ Fees for the Year Ending Dec. 31, 2007 at HK$200,000 for Each Independent Non-Executive Director, HK$ 5,000 for Each Other Director, and Other Directors’ Remuneration to be Fixed by the Board of Directors | | For | | For | | Management |
SIG PLC (FORMERLY SHEFFIELD INSULATION GROUP PLC)
| | | | | | |
| Ticker: | | SHI LN | | Security ID: | | G80797106 |
| Meeting Date: | | MAY 16, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Remuneration Report | | For | | For | | Management |
| 3 | | Approve Final Dividend of 14.3 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect Chris Davies as Director | | For | | For | | Management |
| 5 | | Re-elect Michael Borlenghi as Director | | For | | For | | Management |
| 6 | | Re-elect John Chivers as Director | | For | | For | | Management |
| 7 | | Re-elect David Williams as Director | | For | | For | | Management |
| 8 | | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,104,005 | | For | | For | | Management |
| 10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 615,601 | | For | | For | | Management |
| 11 | | Authorise 12,312,000 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 12 | | Approve SIG 2007 Sharesave Scheme | | For | | For | | Management |
| 13 | | Adopt New Articles of Association | | For | | For | | Management |
Page 70
SIGMA PHARMACEUTICALS LIMITED (FORMERLY ARROW PHARMACEUTICAL
| | | | | | |
| Ticker: | | SIP | | Security ID: | | Q8484A107 |
| Meeting Date: | | MAY 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 21, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Chairman’s Address and Presentation by the Managing Director | | None | | None | | Management |
| 2 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 3a | | Elect Linda Nicholls as Director | | For | | For | | Management |
| 3b | | Elect Brian Jamieson as Director | | For | | For | | Management |
| 4 | | Approve Remuneration Report | | For | | For | | Management |
| 5 | | Approve the Increase in Remuneration of Non-Executive Directors to A$1.10 Million Per Annum | | None | | For | | Management |
| 6 | | Approve the Grant of Performance Rights to the Managing Director | | For | | For | | Management |
| 7 | | Approve Renewal of Partial Takeover Provision | | For | | For | | Management |
SIMCORP A/S
| | | | | | |
| Ticker: | | SIM DC | | Security ID: | | K8851Q111 |
| Meeting Date: | | MAY 1, 2007 | | Meeting Type: | | Special |
| Record Date: | | APR 12, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re: Change Company’s Registrar to VP Investor Services A/S | | For | | Did Not Vote | | Management |
| 2 | | Other Business (Non-Voting) | | None | | Did Not Vote | | Management |
Page 71
SINOLINK WORLDWIDE HOLDINGS LTD
| | | | | | |
| Ticker: | | 1168 HK | | Security ID: | | G8165B102 |
| Meeting Date: | | MAY 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 17, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Ou Yaping as Director | | For | | For | | Management |
| 3b | | Reelect Tang Yui Man Francis as Director | | For | | For | | Management |
| 3c | | Reelect Davin A. Mackenzie as Director | | For | | For | | Management |
| 3d | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 5b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 5c | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
| 5d | | Approve Issuance of Shares Pursuant to the Share Option Scheme of the Company | | For | | Against | | Management |
| 5e | | Authorize Capitalization of HK$ 35.9 Million Standing to the Creit of the Share Premium Account and Application of Such Amount for Payment in Full of 359.2 Million New Shares on the Basis of One Share for Every Eight Existing Shares Held | | For | | For | | Management |
SKYEUROPE HOLDING AG
| | | | | | |
| Ticker: | | SKY AV | | Security ID: | | A78665105 |
| Meeting Date: | | SEP 20, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Management Board Report on Financial Situation of Company and Capitalization Plans | | None | | None | | Management |
| 2 | | Approve Creation of EUR 13 Million Pool of Capital without Preemptive Rights | | For | | Against | | Management |
| 3 | | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.7 Million | | For | | Against | | Management |
| 4 | | Approve Creation of EUR 10 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights of Convertible Bonds | | For | | Against | | Management |
| 5 | | Approve Creation of EUR 14 Million Pool of Capital with or without Preemptive Rights for Issuance of Shares to EEC Member States or Residents | | For | | Against | | Management |
| 6 | | Cancel Existing EUR 20 Million Pool of Capital Approved at June 2006 EGM | | For | | For | | Management |
| 7 | | Elect Supervisory Board Members | | For | | For | | Management |
Page 72
SONAE INDUSTRIA S.A.
| | | | | | |
| Ticker: | | SONI PL | | Security ID: | | X8308P100 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect General Shareholders’ Meeting Board | | For | | For | | Management |
| 2 | | Accept Financial Statements and Statutory Reports for 2006 Fiscal Year | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Approve Discharge of Management and Supervisory Board | | For | | For | | Management |
| 5 | | Amend Articles Re: Compliance Related | | For | | Against | | Management |
| 6 | | Elect Supervisory Board | | For | | For | | Management |
| 7 | | Appoint Internal Statutory Auditors | | For | | For | | Management |
| 8 | | Determine the Size of the Board of Directors | | For | | Against | | Management |
| 9 | | Elect Directors for Positions Created by the Previous Item | | For | | Against | | Management |
| 10 | | Approve Remuneration Policy to be Implemented by the Remuneration Committee | | For | | For | | Management |
| 11 | | Authorize Repurchase and Cancellation of Shares | | For | | For | | Management |
| 12 | | Approve Bond Repurchase | | For | | For | | Management |
| 13 | | Authorize Repurchase of Shares Held by Subsidiaries | | For | | For | | Management |
ST. JAMES’S PLACE PLC
| | | | | | |
| Ticker: | | STJ LN | | Security ID: | | G5005D124 |
| Meeting Date: | | MAY 4, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 2.15 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Approve Special Dividend of 6.35 Pence Per Ordinary Share | | For | | For | | Management |
| 4 | | Elect Joanne Dawson as Director | | For | | For | | Management |
| 5 | | Elect Andy Hornby as Director | | For | | For | | Management |
| 6 | | Re-elect David Bellamy as Director | | For | | For | | Management |
| 7 | | Re-elect Mike Wilson as Director | | For | | For | | Management |
| 8 | | Re-elect Derek Netherton as Director | | For | | For | | Management |
| 9 | | Approve Remuneration Report | | For | | For | | Management |
| 10 | | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For | | Management |
| 11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,357,128 | | For | | For | | Management |
| 12 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,509,850 | | For | | For | | Management |
| 13 | | Approve Scrip Dividend Program | | For | | For | | Management |
| 14 | | Authorise 46,797,994 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 15 | | Adopt New Articles of Association | | For | | For | | Management |
Page 73
STANLEY LEISURE PLC
| | | | | | |
| Ticker: | | SLY LN | | Security ID: | | G84344137 |
| Meeting Date: | | SEP 14, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of 8.3 Pence Per Ordinary Share | | For | | For | | Management |
| 3 | | Re-elect Tim Weller as Director | | For | | For | | Management |
| 4 | | Re-elect Lord Steinberg as Director | | For | | For | | Management |
| 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For | | Management |
| 6 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 7 | | Approve Remuneration Report | | For | | Against | | Management |
| 8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,865,382 | | For | | For | | Management |
| 9 | | Conditional Upon the Passing of Item 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 879,807 | | For | | For | | Management |
| 10 | | Authorise 7,038,458 Ordinary Shares for Market Purchase | | For | | For | | Management |
| 11 | | Approve Stanley Leisure Plc 2006 Company Share Option Plan and Stanley Leisure Plc 2006 Sharesave Plan | | For | | Against | | Management |
SUBSEA 7 INC.
| | | | | | |
| Ticker: | | SUB NO | | Security ID: | | G8549P108 |
| Meeting Date: | | JUL 12, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2 | | Ratify PriceWaterhouseCoopers as Auditors | | For | | For | | Management |
| 3 | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
| 4 | | Re-elect Allen Stevens and John Smith as Directors | | For | | For | | Management |
| 5 | | Approve Stock Option Plans | | For | | For | | Management |
| 6 | | Approve Employee Share Purchase Plans | | For | | For | | Management |
| 7 | | Approve Remuneration of Directors | | For | | For | | Management |
| 8 | | Approve Discharge of Directors and Officers | | For | | For | | Management |
Page 74
SYNEAR FOOD HOLDINGS LTD
| | | | | | |
| Ticker: | | SYNF SP | | Security ID: | | G8648Q106 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For | | Management |
| 2 | | Approve Dividends of RMB0.08 per HK$ 0.10 Ordinary Shadow | | For | | For | | Management |
| 3 | | Re-elect Cal Hong as Director | | For | | For | | Management |
| 4 | | Re-elect Chan Yin David as Director | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors of SGD 210,000 for Year Ended December 2006 | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors of SGD 210,000 for Year Ended December 2007 Payable Quarterly in Arrears | | For | | For | | Management |
| 7 | | Re-appoint Grant Thorton as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Management |
| 9 | | Approve Issuance and Grant of Options Pursuant to the Synear Employee Share Option Scheme | | For | | Against | | Management |
SYSMEX CORP (FORMERLY TOA MEDICAL ELECTRONICS CO)
| | | | | | |
| Ticker: | | 6869 | | Security ID: | | J7864H102 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 20 | | For | | For | | Management |
| 2.1 | | Elect Director | | For | | For | | Management |
| 2.2 | | Elect Director | | For | | For | | Management |
| 2.3 | | Elect Director | | For | | For | | Management |
| 2.4 | | Elect Director | | For | | For | | Management |
| 2.5 | | Elect Director | | For | | For | | Management |
| 2.6 | | Elect Director | | For | | For | | Management |
| 2.7 | | Elect Director | | For | | For | | Management |
| 2.8 | | Elect Director | | For | | For | | Management |
| 2.9 | | Elect Director | | For | | For | | Management |
| 3 | | Approve Stock Option Plan for Directors | | For | | For | | Management |
Page 75
TELENET GROUP HOLDINGS N.V.
| | | | | | |
| Ticker: | | TNET BB | | Security ID: | | B89957110 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Directors’ and Auditors’ Reports | | None | | None | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
| 4 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Approve Discharge of Directors | | For | | For | | Management |
| 6 | | Approve Discharge of Auditors | | For | | For | | Management |
| 7 | | Approve Remuneration of Directors | | For | | For | | Management |
| 8 | | Elect Directors | | For | | Against | | Management |
| 1.a | | Receive Special Board Report | | None | | None | | Management |
| 1.b | | Receive Special Auditor Report | | None | | None | | Management |
| 2 | | Approve Issuance of Shares | | For | | For | | Management |
| 3 | | Approve Issue Premium | | For | | For | | Management |
| 4.a | | Authorize Implementation of Approved Resolutions Related to the Issue Premium | | For | | For | | Management |
| 4.b | | Authorize Implementation of Approved Resolutions Related to the Company Personnel Eligible for Inscription | | For | | For | | Management |
| 4.c | | Authorize Implementation of Approved Resolutions Related to the Term of Inscription | | For | | For | | Management |
| 5 | | Approve Use of Electronic Registry | | For | | For | | Management |
| 6 | | Amend Articles Related to the Elimination of Bearer Shares | | For | | For | | Management |
TELEPERFORMANCE
| | | | | | |
| Ticker: | | RCF FP | | Security ID: | | F9120F106 |
| Meeting Date: | | JUN 1, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | MAY 29, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Discharge Management Board and Auditors | | For | | For | | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
| 3 | | Approve Transaction with Grizelle SA and GN Research France | | For | | For | | Management |
| 4 | | Approve Related-Party Transaction | | For | | For | | Management |
| 5 | | Approve Transaction with IBM | | For | | For | | Management |
| 6 | | Approve Transaction with Michel Peschard | | For | | For | | Management |
| 7 | | Approve Allocation of Income and Dividends of EUR 0.37 per Share | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 140,000 | | For | | For | | Management |
| 9 | | Reelect Philippe Ginestie as Supervisory Board Member | | For | | For | | Management |
| 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Management |
| 11 | | Amend Article 33 of Bylaws Re: Convening of General Meetings | | For | | For | | Management |
| 12 | | Amend Article 35 of Association Re: Record Date | | For | | For | | Management |
| 13 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
| 14 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Management |
Page 76
TEMENOS GROUP AG
| | | | | | |
| Ticker: | | TEMN | | Security ID: | | H8547Q107 |
| Meeting Date: | | JUN 1, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For | | Management |
| 3 | | Approve Discharge of Management and Supervisory Board | | For | | For | | Management |
| 4 | | Authorize Use of CHF 24.7 Million from Existing Pool of Capital to Guarantee Conversion Rights of Convertible Bonds to be Issued to Metavante Corporation | | For | | For | | Management |
| 5 | | Reelect Andreas Andreades as Director | | For | | For | | Management |
| 6 | | Ratify PricewaterhouseCoopers SA as Auditors | | For | | For | | Management |
TIMBERCORP LIMITED
| | | | | | |
| Ticker: | | TIM | | Security ID: | | Q90369101 |
| Meeting Date: | | FEB 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 20, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Chairman’s Address and Presentations by the Chief Executive Officer and the Deputy Chief Executive Officer | | None | | None | | Management |
| 2 | | Receive Financial Statements and Statutory Reports for the Year Ended Sept. 30, 2006 | | None | | None | | Management |
| 3 | | Approve Remuneration Report for the Year Ended Sept. 30, 2006 | | For | | For | | Management |
| 4a | | Approve Retirement of William E. Bessemer | | None | | None | | Management |
| 4b | | Elect John Vaughan as Director | | For | | Against | | Management |
| 4c | | Elect Sol Rabinowicz as Director | | For | | Against | | Management |
| 5 | | Approve Employee Option Plan | | For | | For | | Management |
| 6 | | Ratify Past Issuance of 830,000 Notes with a Face Value of A$100 per Note to Institutional Investors, Broker Firm Applicants, Existing Timbercorp Shareholders, and General Retail Applicants Made on July 21, 2006 | | For | | For | | Management |
| 7 | | Adopt New Constitution | | For | | For | | Management |
| 8 | | Adopt Proportional Takeover Provision | | For | | For | | Management |
Page 77
TOKYO STAR BANK LTD
| | | | | | |
| Ticker: | | 8384 | | Security ID: | | J88076104 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director | | For | | For | | Management |
| 1.2 | | Elect Director | | For | | For | | Management |
| 1.3 | | Elect Director | | For | | For | | Management |
| 1.4 | | Elect Director | | For | | For | | Management |
| 1.5 | | Elect Director | | For | | Against | | Management |
| 1.6 | | Elect Director | | For | | For | | Management |
| 1.7 | | Elect Director | | For | | Against | | Management |
| 1.8 | | Elect Director | | For | | For | | Management |
| 1.9 | | Elect Director | | For | | For | | Management |
TOKYO TATEMONO CO. LTD.
| | | | | | |
| Ticker: | | 8804 | | Security ID: | | J88333117 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, Including the Following Dividends: Interim JY 6, Final JY 5, Special JY 1 | | For | | For | | Management |
| 2 | | Amend Articles to: Expand Business Lines - Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 3.12 | | Elect Director | | For | | For | | Management |
| 3.13 | | Elect Director | | For | | For | | Management |
| 3.14 | | Elect Director | | For | | For | | Management |
| 3.15 | | Elect Director | | For | | For | | Management |
| 3.16 | | Elect Director | | For | | For | | Management |
| 4.1 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 4.2 | | Appoint Internal Statutory Auditor | | For | | Against | | Management |
| 5 | | Approve Retirement Bonuses for Director and Statutory Auditors | | For | | Against | | Management |
| 6 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For | | Management |
Page 78
TOLL HOLDINGS LIMITED
| | | | | | |
| Ticker: | | TOL | | Security ID: | | Q9104H100 |
| Meeting Date: | | OCT 26, 2006 | | Meeting Type: | | Annual |
| Record Date: | | OCT 24, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Approve Remuneration Report for the Year Ended June 30, 2006 | | For | | For | | Management |
| 3 | | Elect Mark Rowsthorn as Director | | For | | For | | Management |
| 4 | | Elect Alastair Lucas as Director | | For | | For | | Management |
| 5 | | Approve Increase in Remuneration of Directors in the Amount of A$1.50 Million from A$1 Million | | For | | For | | Management |
| 6 | | Renew Proportional Takeover Provision | | For | | For | | Management |
| 7 | | Approve Future Grant of Options to Senior Executives Pursuant to the Senior Executive Option Plan | | For | | For | | Management |
| 8 | | Approve Grant of 2 Million Options to Paul Little, Managing Director, Pursuant to the Senior Executive Option Plan | | For | | For | | Management |
| 9 | | Approve Grant of 2 Million Options to Mark Rowsthorn, Executive Director, Pursuant to the Senior Executive Option Plan | | For | | For | | Management |
| 10 | | Approve Grant of 1.20 Million Options to Neil Chatfield, Executive Director, Pursuant to the Senior Executive Option Plan | | For | | For | | Management |
| 11 | | Approve Financial Assistance of Wholly Owned Subsidiaries of the Company | | For | | For | | Management |
TRANSCOSMOS INC. (FRM. TRANS COSMOS)
| | | | | | |
| Ticker: | | 9715 | | Security ID: | | J9297T109 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JY 40 | | For | | For | | Management |
| 2 | | Amend Articles to: Expand Business Lines | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 3.8 | | Elect Director | | For | | For | | Management |
| 3.9 | | Elect Director | | For | | For | | Management |
| 3.10 | | Elect Director | | For | | For | | Management |
| 3.11 | | Elect Director | | For | | For | | Management |
| 4 | | Appoint Internal Statutory Auditor | | For | | For | | Management |
| 5 | | Approve Payment of Annual Bonuses to Directors | | For | | For | | Management |
Page 79
TRYGVESTA A/S
| | | | | | |
| Ticker: | | TRYG DC | | Security ID: | | K9640A102 |
| Meeting Date: | | MAR 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Report of Supervisory Board Including Description of the Employee Share Program and Management Incentive Scheme | | None | | None | | Management |
| 2 | | Approve Financial Statements and Statutory Report; Approve Supervisory Board’s Remuneration; Approve Discharge of Directors and Management | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 4bi | | Authorize Board to Distribute Extraordinary Dividends | | For | | For | | Management |
| 4bii | | Amend Articles Re: Revocation of Articles 25(1) and 25(3-4) | | For | | For | | Management |
| 5 | | Reelect Mikael Olufsen, Per Skov, Joern Andersen, John Fredriksen, Bodil Andersen, Paul Bergqvist, Niels Christiansen as Directors; Elect Christian Brinch as Director | | For | | For | | Management |
| 6 | | Ratify Auditors | | For | | For | | Management |
| 7 | | Other Business (Non-Voting) | | None | | None | | Management |
UNIT 4 AGRESSO NV (FORMERLY UNIT 4 NV)
| | | | | | |
| Ticker: | | U4AGR NA | | Security ID: | | N9028G116 |
| Meeting Date: | | MAY 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 3, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Receive Announcements (non-voting) | | None | | None | | Management |
| 3 | | Receive Report of Management Board and Receive Announcement from Supervisory Board | | None | | None | | Management |
| 4 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Approve Discharge of Management Board | | For | | For | | Management |
| 6 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 7 | | Approve Dividends of EUR 0.75 Per Share | | For | | For | | Management |
| 8 | | Approve Remuneration of Supervisory Board | | For | | For | | Management |
| 9 | | Discussion on Company’s Corporate Governance Structure | | None | | None | | Management |
| 10 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 11 | | Grant Board Authority to Issue Shares | | For | | Against | | Management |
| 12 | | Allow Questions | | None | | None | | Management |
| 13 | | Close Meeting | | None | | None | | Management |
Page 80
UNITED TEST & ASSEMBLY CENTER LTD
| | | | | | |
| Ticker: | | UTAC SP | | Security ID: | | Y9260K104 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association | | For | | For | | Management |
| 2 | | Authorize Share Repurchase Program | | For | | For | | Management |
UNITED TEST & ASSEMBLY CENTER LTD
| | | | | | |
| Ticker: | | UTAC SP | | Security ID: | | Y9260K104 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Approve Directors’ Fees of SGD 588,000 for the Year Ended Dec. 31, 2006 (2005: $390,000) | | For | | For | | Management |
| 3a | | Reelect Chang Chun-Yen as Director | | For | | For | | Management |
| 3b | | Reelect Charles Chen Chih-Yuan as Director | | For | | For | | Management |
| 3c | | Reelect Chew Lo-Hou as Director | | For | | For | | Management |
| 3d | | Reelect Klaus C. Wiemer as Director | | For | | For | | Management |
| 3e | | Reelect Shaw Shung-Ho as Director | | For | | For | | Management |
| 4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5a | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 5b | | Approve Issuance of Shares and Grant Options Pursuant to the UTAC Employee Share Option Scheme 2003 | | For | | Against | | Management |
| 5c | | Approve Issuance of Shares and Grant Awards Pursuant to the UTAC Performance Share Scheme | | For | | Against | | Management |
Page 81
UOL GROUP LTD
| | | | | | |
| Ticker: | | UOL SP | | Security ID: | | Y9299W103 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare First and Final Dividend of SGD 0.075 Per Share and Special Dividend of SGD 0.075 Per Share | | For | | For | | Management |
| 3 | | Approve Directors’ Fees of SGD 378,100 for 2006 (2005: SGD 245,000) | | For | | For | | Management |
| 4 | | Reelect Wee Cho Yaw as Director | | For | | For | | Management |
| 5 | | Reelect Alan Choe Fook Cheong as Director | | For | | For | | Management |
| 6 | | Reelect Lim Kee Ming as Director | | For | | For | | Management |
| 7 | | Reelect Gwee Lian Kheng as Director | | For | | For | | Management |
| 8 | | Reelect Wee Ee Chao as Director | | For | | For | | Management |
| 9 | | Reelect Wee Ee Lim as Director | | For | | For | | Management |
| 10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 11 | | Approve Issuance of Shares and Grant Options Pursuant to the UOL 2000 Share Option Scheme | | For | | Against | | Management |
| 12 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
VEIDEKKE
| | | | | | |
| Ticker: | | VET NO | | Security ID: | | R9590N107 |
| Meeting Date: | | MAY 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Notice of Meeting and Agenda | | For | | For | | Management |
| 4 | | Approve Financial Statements and Statutory Reports | | For | | Against | | Management |
| 5 | | Approve Allocation of Income and Dividends of NOK 13 per Share | | For | | For | | Management |
| 6 | | Approve Remuneration of Auditors | | For | | For | | Management |
| 7 | | Elect Helge Andresen, Jan Knutsen, Erik Must, and Olaug Svarva as Members of Nominating Committee | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors | | For | | For | | Management |
| 9 | | Reelect Goete Dahlin, Peder Loevenskiold, and Hilde Aasheim as Directors | | For | | For | | Management |
| 10.1 | | Amend Articles Re: Stipulate Composition, Range, and Other Terms of Board | | For | | For | | Management |
| 10.2 | | Amend Articles Re: Update Principles of Instruction and Composition of Nominating Committee | | For | | For | | Management |
| 10.3 | | Amend Articles Re: Allow Shareholders the Possibility to Elect Alternates to the Board | | For | | For | | Management |
| 10.4 | | Amend Articles Re: Stipulate That Shareholders Approve Remuneration Policy And Other Terms of Employment For Executive Management at Annual General Meetings | | For | | For | | Management |
| 10.5 | | Amend Articles Re: Adopt Deadline for Shareholders’ Notification of Attendence to General Meetings | | For | | For | | Management |
| 11 | | Approve 5:1 Stock Split | | For | | For | | Management |
| 12 | | Approve NOK 1.4 Million Reduction in Share Capital via Share Cancellation | | For | | For | | Management |
| 13 | | Approve Creation of NOK 7 Million Pool of Capital without Preemptive Rights | | For | | For | | Management |
| 14 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For | | Management |
| 15 | | Approve NOK 304.8 Million Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | | For | | For | | Management |
Page 82
VILLAGE VANGUARD CO. LTD.
| | | | | | |
| Ticker: | | 2769 | | Security ID: | | J9455E100 |
| Meeting Date: | | AUG 28, 2006 | | Meeting Type: | | Annual |
| Record Date: | | MAY 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Dividends: Interim JY 0, Final JY 2800, Special JY 0 | | For | | For | | Management |
| 2 | | Amend Articles to: Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors | | For | | For | | Management |
| 3.1 | | Elect Director | | For | | For | | Management |
| 3.2 | | Elect Director | | For | | For | | Management |
| 3.3 | | Elect Director | | For | | For | | Management |
| 3.4 | | Elect Director | | For | | For | | Management |
| 3.5 | | Elect Director | | For | | For | | Management |
| 3.6 | | Elect Director | | For | | For | | Management |
| 3.7 | | Elect Director | | For | | For | | Management |
| 4 | | Approve Retirement Bonus for Director | | For | | For | | Management |
WINCOR NIXDORF AG
| | | | | | |
| Ticker: | | WIN | | Security ID: | | D9695J105 |
| Meeting Date: | | JAN 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JAN 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2005/2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | | For | | For | | Management |
| 5 | | Ratify KPMG Deutsche Treuhand-Gesellschaft as Auditors for Fiscal 2005/2006 | | For | | For | | Management |
| 6 | | Elect Karl-Heinz Stiller to the Supervisory Board | | For | | For | | Management |
| 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Management |
| 8 | | Approve EUR 16.5 Million Capital Increase for 2:1 Stock Split; Approve EUR 95.4 Million Transfer from Capital Reserves to Free Reserves; Approve Proportional Reduction in Conditional Capital Reserved for Stock Option Plan | | For | | For | | Management |
| 9 | | Amend Stock Option Plan to Change Allocation of Options Between Groups | | For | | For | | Management |
| 10 | | Approve Increase in Remuneration for Supervisory Board Chairman | | For | | For | | Management |
Page 83
WIRECARD AG (FRMLY INFOGENIE EUROPE AG BERLIN)
| | | | | | |
| Ticker: | | WDI GR | | Security ID: | | D3545L147 |
| Meeting Date: | | JUN 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 24, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | None | | None | | Management |
| 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For | | Management |
| 3 | | Approve Discharge of Management Board for Fiscal 2006 | | For | | For | | Management |
| 4 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | For | | For | | Management |
| 5 | | Ratify Control5H GmbH as Auditors for Fiscal 2007 | | For | | For | | Management |
| 6 | | Change Location of Registered Office to Grasbrunn, Germany | | For | | For | | Management |
| 7 | | Adopt New Articles of Association | | For | | For | | Management |
| 8 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | For | | For | | Management |
| 9 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Management |
XINHUA FINANCE LTD.
| | | | | | |
| Ticker: | | 9399 JP | | Security ID: | | G9827X102 |
| Meeting Date: | | JUN 14, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 30, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Aloysius T. Lawn as Director | | For | | For | | Management |
| 2 | | Elect Daniel Connell as Director | | For | | For | | Management |
| 3 | | Reappoint Deloitte Touche Tohmatsu as Auditors | | For | | For | | Management |
| 4 | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Management |
Page 84
YARA INTERNATIONAL ASA
| | | | | | |
| Ticker: | | YAR NO | | Security ID: | | R9900C106 |
| Meeting Date: | | MAY 10, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 2 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | | For | | For | | Management |
| 3 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For | | Management |
| 4 | | Approve Remuneration of Auditors | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors | | For | | For | | Management |
| 6 | | Approve Remuneration to Nominating Committee | | For | | For | | Management |
| 7 | | Approve NOK 19.4 Million Reduction in Share Capital via Cancellation of 7.3 Million Repurchased Shares and Redemption of 4.1 Million Shares Held by Norwegian State | | For | | For | | Management |
| 8 | | Authorize Repurchase of Up to Five Percent of Issued Share Capital | | For | | For | | Management |
END NPX REPORT
Page 85
FORWARD GLOBAL EMERGING MARKETS FUND
ADVANCED SEMICONDUCTOR ENGINEERING INC.
| | | | | | |
| Ticker: | | ASXCF | | Security ID: | | Y00153109 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 29, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 4 | | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt, or Public Offer of New Ordinary Shares Through Book Building, or Issuance of Domestic or Overseas Convertible Bonds | | For | | For | | Management |
| 5 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 6 | | Amend Articles of Association | | For | | For | | Management |
| 7 | | Other Business | | None | | None | | Management |
AIR CHINA LTD
| | | | | | |
| Ticker: | | 753 HK | | Security ID: | | Y002A6104 |
| Meeting Date: | | AUG 22, 2006 | | Meeting Type: | | Special |
| Record Date: | | JUL 21, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Sale of Dragonair Shares by CNAC Ltd to Cathay in Consideration of Cathay Issuing New Cathay Shares and Cash; and Purchase of 40.1 Million and 359.2 Million Cathay Shares by the Company from SPAC and CITIC Pacific at HK$13.5 Per Share | | For | | For | | Management |
| 2 | | Approve Issuance of 1.2 Billion H Shares by the Company to Cathay at an Aggregate Subscription Price of HK$ 4.07 Billion, Representing HK$ 3.45 Per Share, or Issuance of Such Other Securities to Cathay Which may be Convertible to 1.2 Billion H Shares | | For | | For | | Management |
Page 1
AIR CHINA LTD
| | | | | | |
| Ticker: | | 753 HK | | Security ID: | | Y002A6104 |
| Meeting Date: | | AUG 22, 2006 | | Meeting Type: | | Special |
| Record Date: | | JUL 21, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Issuance of 1.2 Billion H Shares or Such Other Securities by the Company to Cathay which may be Convertible into 1.2 Billion H Shares | | For | | For | | Management |
AIR CHINA LTD
| | | | | | |
| Ticker: | | 753 HK | | Security ID: | | Y002A6104 |
| Meeting Date: | | DEC 28, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 28, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Non-Exempt Continuing Connected Transactions and Proposed Annual Caps for Each of the Three Years Ending Dec. 31, 2007, 2008 and 2009 | | For | | Against | | Management |
| 2 | | Authorize Board to Form an Aviation Safety Committee | | For | | For | | Management |
| 3 | | Authorize All Board Committees to Engage Both Internal and External Experts to Provide Professional Support for Their Decision-Making | | For | | For | | Management |
| 4 | | Approve Directors and Senior Management Share Appreciation Rights Administrative Handbook | | For | | For | | Management |
| 5 | | Appoint Chen Nan Lok Philip as Non-Executive Director | | For | | For | | Management |
| 1 | | Amend Articles of Association and Approve Increase in Size of Board from 12 to 13 | | For | | For | | Management |
AMERICA MOVIL SA DE CV
| | | | | | |
| Ticker: | | AMX | | Security ID: | | 02364W105 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Representatives of Class L Shares to the Board of Directors | | For | | For | | Management |
| 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
Page 2
ANGLO PLATINUM LTD (FRMLY ANGLO AMERICAN PLATINUM CORP. LTD.)
| | | | | | |
| Ticker: | | AMS SJ | | Security ID: | | S9122P108 |
| Meeting Date: | | MAR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended December 31, 2006 | | For | | For | | Management |
| 2.1 | | Reelect P M Baum as Director | | For | | For | | Management |
| 2.2 | | Elect R M W Dunne as Director | | For | | For | | Management |
| 2.3 | | Reelect R Havenstein as Director | | For | | For | | Management |
| 2.4 | | Reelect N B Mbazima as Director | | For | | For | | Management |
| 2.5 | | Reelect R G Miills as Director | | For | | For | | Management |
| 2.6 | | Reelect W A Nairn as Director | | For | | For | | Management |
| 2.7 | | Reelect TMF Phaswana as Director | | For | | For | | Management |
| 3 | | Ratify Deloitte & Touche as Auditors | | For | | For | | Management |
| 4 | | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For | | Management |
| 5.1 | | Place Authorized But Unissued Shares under Control of Directors | | For | | For | | Management |
| 5.2 | | Approve Non-Executive Director Fees | | For | | For | | Management |
| 5.3 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
ASUSTEK COMPUTER INC.
| | | | | | |
| Ticker: | | 2357 TT | | Security ID: | | Y04327105 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 14, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Rules and Procedures Regarding Shareholder Meeting | | For | | Against | | Management |
| 2 | | Accept 2006 Financial Statements | | For | | For | | Management |
| 3 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 4 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | Against | | Management |
| 6 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 7 | | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipts | | For | | For | | Management |
| 8 | | Other Business | | For | | Against | | Management |
Page 3
AU OPTRONICS CORP
| | | | | | |
| Ticker: | | 2409 TT | | Security ID: | | Y0451X104 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 14, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 4 | | Amend Articles of Association | | For | | For | | Management |
| 5 | | Amend Procedures Governing the Acquisition or Disposal of Assets, Derivative Financial Instrument, Loan of Funds to Other Parties, and Endorsement and Guarantee | | For | | For | | Management |
| 6.1 | | Elect Vivien Huey-Juan Hsieh as Independent Director with ID No. P200062523 | | For | | For | | Management |
| 6.2 | | Elect Chieh-Chien Chao as Independent Director with ID No. J100588946 | | For | | For | | Management |
| 6.3 | | Elect Tze-Kaing Yang as Independent Director with ID No. A102241340 | | For | | For | | Management |
| 6.4 | | Elect Kuen-Yao (KY) Lee as Director with ID No. K101577037 | | For | | Against | | Management |
| 6.5 | | Elect Hsuan Bin (HB) Chen as Director with ID No. J101514119 | | For | | Against | | Management |
| 6.6 | | Elect Hui Hsiung as Director with ID No. Y100138545 | | For | | Against | | Management |
| 6.7 | | Elect Cheng-Chu Fan, a Representative of BenQ Corporation, as Director with ID No. J101966328 | | For | | Against | | Management |
| 6.8 | | Elect Lai-Juh Chen, a Representative of BenQ Corporation, as Director with ID No. A121498798 | | For | | Against | | Management |
| 6.9 | | Elect Ching-Shih Han, a Representative of China Development Industrial Bank, as Director with ID No. E220500302 | | For | | Against | | Management |
| 7 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
AYALA LAND INC.
| | | | | | |
| Ticker: | | ALI PM | | Security ID: | | Y0488F100 |
| Meeting Date: | | MAR 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Proof of Notice and Determination of Quorum | | For | | For | | Management |
| 2 | | Approve Minutes of Previous Shareholder Meeting | | For | | For | | Management |
| 3 | | Approve Annual Report of Management | | For | | For | | Management |
| 4.1 | | Ratify Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted in the Ordinary Course of Business During the Preceding Year | | For | | For | | Management |
| 4.2 | | Ratify the Declaration of a 20 Percent Stock Dividend; The Increase in Authorized Capital Stock of the Company from Php12 Billion to Php20 Billion; and The Amendment of the Article Seventh of the Amended Articles of Incorporation | | For | | For | | Management |
| 5 | | Elect Directors | | For | | For | | Management |
| 6 | | Appoint Auditors | | For | | For | | Management |
| 7 | | Other Business | | For | | Against | | Management |
| 8 | | Adjournment | | For | | For | | Management |
Page 4
BANCO BRADESCO S.A.
| | | | | | |
| Ticker: | | BBDC4 CZ | | Security ID: | | P1808G117 |
| Meeting Date: | | MAR 12, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31 2006 and Approve Allocation of Income, | | For | | Did Not Vote | | Management |
| 2 | | Elect Directors | | For | | Did Not Vote | | Management |
| 3 | | Elect Supervisory Board Members | | For | | Did Not Vote | | Management |
| 4 | | Approve Global Remuneration of Directors | | For | | Did Not Vote | | Management |
| 1 | | Authorize Increase in Share Capital, via the Capitalization of Reserves, from BRL$14.2 Billion to BRL$18 Billion, Resulting in a 2:1 Bonus Issue of Shares | | For | | Did Not Vote | | Management |
| 2 | | Amend Article 6 to Reflect Changes in Capital | | For | | Did Not Vote | | Management |
BANCO MACRO SA
| | | | | | |
| Ticker: | | BMA | | Security ID: | | 05961W105 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 28, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPOINT TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
| 2 | | EVALUATE THE DOCUMENTATION PROVIDED FOR IN SECTION 234, SUBSECTION 1 OF LAW NO. 19550, FOR THE FISCAL YEAR ENDED DECEMBER 31ST 2006. | | For | | For | | Management |
| 3 | | EVALUATE BOTH THE MANAGEMENT OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE. | | For | | For | | Management |
| 4 | | EVALUATE THE DISTRIBUTION OF CASH DIVIDENDS, SUBJECT TO THE AUTHORIZATION OF BANCO CENTRAL DE LA REPUBLICA ARGENTINA. APPLICATION OF RETAINED EARNINGS FOR THE FISCAL YEAR 2006. | | For | | For | | Management |
| 5 | | EVALUATE THE REMUNERATIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR ENDED DECEMBER 31ST 2006. | | For | | For | | Management |
| 6 | | EVALUATE THE REMUNERATIONS OF THE MEMBERS OF THE SUPERVISORY COMMITTEE. | | For | | For | | Management |
| 7 | | EVALUATE THE REMUNERATION OF THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED 12/31/2006. | | For | | For | | Management |
| 8 | | APPOINT FOUR REGULAR DIRECTORS WHO SHALL HOLD OFFICE FOR THREE FISCAL YEARS. CHANGE THE NUMBER OF ALTERNATE DIRECTORS AND DESIGNATE TWO ALTERNATE DIRECTORS. | | For | | For | | Management |
| 9 | | DETERMINE THE NUMBER OF MEMBERS WHO SHALL FORM THE SUPERVISORY COMMITTEE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | For | | For | | Management |
| 10 | | Ratify Auditors | | For | | For | | Management |
| 11 | | DEFINE THE AUDITING COMMITTEE S BUDGET. DELEGATION TO THE BOARD OF DIRECTORS. | | For | | For | | Management |
Page 5
BANCO MACRO SA
| | | | | | |
| Ticker: | | BMA | | Security ID: | | 05961W105 |
| Meeting Date: | | JUN 4, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For | | Management |
| 2 | | Approve Merger by Absorption of Nuevo Banco Suquia SA by Banco Macro SA; Approve Consolidated Merger Balance Sheet as of Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Approve Share Exchange Between Both Companies RE: Merger | | For | | For | | Management |
| 4 | | Approve Increase of Capital to ARS 683.98 Million Via the Issuance of 35,536 Class B Shares with Par Value of ARS 1 with One Vote Per Share in Connection with the Merger | | For | | For | | Management |
| 5 | | Authorize Board to Execute Resolutions Concerning the Merger Agreement Including Necessary Documentations for the Approval of the Merger to Public and Private Fiscal Authorities | | For | | For | | Management |
| 6 | | Authorize the Issuance of Bonds/Debentures up to Maximum Amount of USD 700 Million from its Current Maximum Amount of USD 400 Million in its Global Program | | For | | For | | Management |
| 7 | | Authorize Board to Ratify and Execute Approved Resolutions- Set Terms and Conditions of the Global Program; Settle with CNV and Foreign Regulatory Agencies the Authorization of the Global Program; Appointment of Risk Bodies to Classify the Program | | For | | For | | Management |
| 8 | | Authorize Board to Grant Powers to One or More of its Members to Execute Resolutions of the Previous Item | | For | | For | | Management |
Page 6
BANGKOK BANK PUBLIC CO. LTD
| | | | | | |
| Ticker: | | BBL/F TB | | Security ID: | | Y0606R119 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Minutes of Previous AGM | | For | | For | | Management |
| 2 | | Acknowledge 2006 Operating Results | | For | | For | | Management |
| 3 | | Acknowledge Audit Committee Report | | For | | For | | Management |
| 4 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Approve Allocation of Income and Payment of Dividend | | For | | Against | | Management |
| 6.1 | | Reelect Chatri Sophonpanich as Director | | For | | For | | Management |
| 6.2 | | Reelect Piti Sithi-Amnuai as Director | | For | | For | | Management |
| 6.3 | | Reelect Amorn Chandarasomboon as Director | | For | | For | | Management |
| 6.4 | | Reelect Thamnoon Laukaikul as Director | | For | | For | | Management |
| 6.5 | | Reelect Prasong Uthaisangchai as Director | | For | | For | | Management |
| 6.6 | | Reelect Singh Tangtatswas as Director | | For | | For | | Management |
| 7.1 | | Elect Phornthep Phornprapha as New Director | | For | | For | | Management |
| 7.2 | | Elect Gasinee Witoonchart as New Director | | For | | For | | Management |
| 8 | | Acknowledge Remuneration of Directors | | For | | For | | Management |
| 9 | | Approve Deloitte Touche Tohmatsu Jaiyos as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 10 | | Authorize Issuance of Bonds not exceeding THB 150 Billion or its Equivalent in Other Currency | | For | | For | | Management |
| 11 | | Other Business | | For | | Against | | Management |
BANK HAPOALIM B.M.
| | | | | | |
| Ticker: | | POLI IT | | Security ID: | | M1586M115 |
| Meeting Date: | | JAN 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 25, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Discuss Financial Statements and Directors’ Report For Year 2005 | | For | | For | | Management |
| 2 | | Elect Directors | | For | | For | | Management |
| 3 | | Reappoint Auditors | | For | | For | | Management |
| 4 | | Ratify Purchase of Director/Officer Indemnification Insurance | | For | | For | | Management |
| 5 | | Approve Grant of Indemnity Undertaking to A. Barnea | | For | | For | | Management |
Page 7
BANK LEUMI LE-ISRAEL BM
| | | | | | |
| Ticker: | | BMRI IJ | | Security ID: | | M16043107 |
| Meeting Date: | | JUL 3, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUN 4, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Elect M. Dayan as External Director | | For | | For | | Management |
| 3a | | Elect Z. Gal Yam as Director | | For | | For | | Management |
| 3b | | Elect A. Gans as Director | | For | | For | | Management |
| 3c | | Elect D. Cohen as Director | | For | | For | | Management |
| 3d | | Elect E. Sadka as Director | | For | | For | | Management |
| 4 | | Approve Remuneration of Directors | | For | | For | | Management |
| 5 | | Approve Somekh Chaikin and Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix their Remuneration | | For | | For | | Management |
| 6 | | Approve Resolutions Concerning Approval of Holding Positions and Disclosure by Officers | | For | | For | | Management |
| 7 | | Approve Bonus for Board Chairman | | For | | Against | | Management |
| 8a | | Approve Participation of Board Chairman in Offer of 2.873% of Share Capital by State of Israel to Bank Employees | | For | | For | | Management |
| 8b | | Approve Loan to Board Chairman for Purchase of Shares Offered by State of Israel | | For | | For | | Management |
BANK OF EAST ASIA, LIMITED
| | | | | | |
| Ticker: | | 23 HK | | Security ID: | | Y06942109 |
| Meeting Date: | | APR 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 10, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of HK$1.03 Per Share (With Scrip Option) | | For | | For | | Management |
| 3a | | Reelect Stephen Charles Li Kwok-sze as Director | | For | | For | | Management |
| 3b | | Reelect Allan Wong Chi-yun as Director | | For | | For | | Management |
| 3c | | Reelect Aubrey Li Kwok-sing as Director | | For | | For | | Management |
| 3d | | Reelect Winston Lo Yau-lai as Director | | For | | For | | Management |
| 3e | | Reelect Khoo Kay-peng as Director | | For | | For | | Management |
| 3f | | Reelect David Li Kwok-po as Director | | For | | For | | Management |
| 4 | | Reaapoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Approve and Adopt Staff Share Option Scheme 2007 | | For | | For | | Management |
| 6 | | Amend Articles Re: Claims in Respect of Shares, Postponement of General Meeting, Sending Instruments of Proxy, Allowing Proxy to Demand Poll and Vote and Signing of Minutes | | For | | For | | Management |
| 7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 9 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
Page 8
BANK OF THE PHILIPPINE ISLANDS
| | | | | | |
| Ticker: | | BPI PM | | Security ID: | | Y0967S169 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | FEB 27, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Call to Order | | None | | None | | Management |
| 2 | | Certification of Notice | | None | | None | | Management |
| 3 | | Determination and Declaration of a Quorum | | For | | For | | Management |
| 4 | | Approve Minutes of Previous Shareholder Meeting | | For | | For | | Management |
| 5 | | Reading of Annual Report and Approval of the Bank’s Statement of Condition as of Dec. 31, 2006 Incorporated in the Annual Report | | For | | For | | Management |
| 6 | | Approval and Confirmation of All Acts During the Past Year of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers of BPI | | For | | For | | Management |
| 7 | | Elect Directors | | For | | For | | Management |
| 8 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 9 | | Approve Directors’ Bonus | | For | | Against | | Management |
BARLOWORLD LIMITED (FORMERLY BARLOW LTD.)
| | | | | | |
| Ticker: | | BAW SJ | | Security ID: | | S08470189 |
| Meeting Date: | | JAN 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended Sept. 30, 2006 | | For | | For | | Management |
| 2 | | Reelect P.J. Blackbeard | | For | | For | | Management |
| 3 | | Reelect W.A.M. Clewlow | | For | | For | | Management |
| 4 | | Reelect B.P. Diamond | | For | | For | | Management |
| 5 | | Reelect J.E. Goversall | | For | | For | | Management |
| 6 | | Reelect S.B. Pfeiffer | | For | | For | | Management |
| 7 | | Reelect G. Rodriguez de Castro | | For | | For | | Management |
| 8 | | Reelect R.C. Tomkinson | | For | | For | | Management |
| 9 | | Reelect S. Mkhabela | | For | | For | | Management |
| 10 | | Reelect D.G. Wilson | | For | | For | | Management |
| 11 | | Ratify Deloitte & Touche as Auditors | | For | | For | | Management |
| 12.1 | | Approve Remuneration of Chairman | | For | | For | | Management |
| 12.2 | | Approve Remuneration of Resident Non-Executive Directors | | For | | For | | Management |
| 12.3 | | Approve Remuneration of Non-Resident Non-Executive Directors | | For | | For | | Management |
| 12.4 | | Approve Remuneration of Audit Committee Chairman | | For | | For | | Management |
| 12.5 | | Approve Remuneration of Resident Members of the Audit Committee | | For | | For | | Management |
| 12.6 | | Approve Remuneration of Non-Resident Members of the Audit Committee | | For | | For | | Management |
| 12.7 | | Approve Remuneration of Resident Members of Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) | | For | | For | | Management |
| 12.8 | | Approve Remuneration of Non-Resident Members of Other Committees (Except Risk and Sustainability and EMpowerment and Transformation Committees) | | For | | For | | Management |
| 12.9 | | Approve Remuneration of Resident Members of the Empowerment and Transformation Committee | | For | | For | | Management |
| 12.10 | | Approve Remuneration of Non-Resident Members of the Empowerment and Transformation Committee | | For | | For | | Management |
| 13 | | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For | | Management |
Page 9
BARLOWORLD LIMITED (FORMERLY BARLOW LTD.)
| | | | | | |
| Ticker: | | BAW SJ | | Security ID: | | S08470189 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Spin-Off of PPC, Subject to Parliamentary Approval of the Corporate Laws Amendment Act, 2006 | | For | | For | | Management |
| 2 | | Approve Spin-Off of PPC | | For | | For | | Management |
| 3 | | Approve Authority to Distribute Cash to Shareholders by Way of Reduction of Share Premium Account | | For | | For | | Management |
| 4 | | Amend 1985 Stock Option Scheme Re: Special Dividend | | For | | Against | | Management |
| 5 | | Amend 1985 Stock Option Scheme Re: Subsidiary Directors | | For | | Against | | Management |
| 6 | | Amend 1979 Share Purchase Scheme | | For | | For | | Management |
| 7 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
BRASIL TELECOM PARTICIPACOES S.A. (FRM.TELE CENTRO SUL PARTICIPACOES)
| | | | | | |
| Ticker: | | BRTP4 BZ | | Security ID: | | P18430101 |
| Meeting Date: | | APR 10, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31 2006 | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Elect Supervisory Board Members and Their Alternates, and Determine their Remuneration | | For | | For | | Management |
| 4 | | Elect Directors and Their Alternates | | For | | For | | Management |
| 5 | | Elect the Chairman and the Vice-Chairman of the Company | | For | | For | | Management |
| 1 | | Approve Remuneration of Directors and Executive Officers | | For | | For | | Management |
Page 10
BRASIL TELECOM PARTICIPACOES S.A. (FRM.TELE CENTRO SUL PARTICIPACOES)
| | | | | | |
| Ticker: | | BRTP4 BZ | | Security ID: | | P18430101 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Reverse Stock Split | | For | | For | | Management |
| 2 | | Amend Articles | | For | | Against | | Management |
BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL
| | | | | | |
| Ticker: | | CA HB MK | | Security ID: | | Y1002C102 |
| Meeting Date: | | NOV 23, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Ex-Gratia Payment of MYR 1.59 Million to Mohd Desa Pachi, Former Chairman/Independent Non-Executive Director | | For | | Against | | Management |
BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL
| | | | | | |
| Ticker: | | CA HB MK | | Security ID: | | Y1002C102 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Special |
| Record Date: | | APR 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles of Association | | For | | For | | Management |
Page 11
BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL
| | | | | | |
| Ticker: | | CA HB MK | | Security ID: | | Y1002C102 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 2 | | Approve First and Final Dividend of MYR 0.15 Per Share Less Income Tax of 27 Percent for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Elect Roslan A. Ghaffar as Director | | For | | For | | Management |
| 4 | | Elect Md Nor Md Yusof as Director | | For | | For | | Management |
| 5 | | Elect Haidar Mohamed Nor as Director | | For | | For | | Management |
| 6 | | Elect Hamzah Bakar as Director | | For | | For | | Management |
| 7 | | Elect Zainal Abidin Putih as Director | | For | | For | | Management |
| 8 | | Elect Syed Muhamad Syed Abdul Kadir as Director | | For | | For | | Management |
| 9 | | Elect Robert Cheim Dau Meng as Director | | For | | Against | | Management |
| 10 | | Elect Cezar Peralta Consing as Director | | For | | For | | Management |
| 11 | | Approve Remuneration of Directors in the Amount of MYR 90,000 Per Director Per Annum for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 12 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 13 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
CATHAY FINANCIAL HOLDING CO., LTD.
| | | | | | |
| Ticker: | | 2882 TT | | Security ID: | | Y11654103 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Articles of Association | | For | | For | | Management |
| 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 5 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 6 | | Elect Directors | | For | | For | | Management |
| 7 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
Page 12
CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS
| | | | | | |
| Ticker: | | CMIG4 BZ | | Security ID: | | P2577R110 |
| Meeting Date: | | APR 26, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31 2006 | | For | | For | | Management |
| 2 | | Approve Allocation of the Company’s BRL 1.7 Billion Net Income for 2006 | | For | | For | | Management |
| 3 | | Determine the Form and Date for the Payment of BRL 1.38 Billion in Dividends and Interest Over Capital | | For | | For | | Management |
| 4 | | Elect Supervisory Board Members and Determine their Remuneration | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors and Executive Officers | | For | | For | | Management |
| 6 | | Authorize Capitalization of BRL 811 Million from in Reserves for Bonus Issue of Shares | | For | | For | | Management |
| 7 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 8 | | Approve Reduction in Share Capital though the Cancellation of 538 Shares | | For | | For | | Management |
| 9 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 10 | | Authorize Board to Take the Necessary Steps to Undertake the Bonus Issue of Shares | | For | | For | | Management |
| 11 | | Approve a 500 to 1 Reverse Stock Split | | For | | For | | Management |
| 12 | | Amend Articles to Reflect Changes in Capital | | For | | For | | Management |
| 13 | | Authorize Board to Take the Necessary Steps to Undertake the Reverse Stock Split | | For | | For | | Management |
| 14 | | Amend Article 9 of the Bylaws to Specify that Meeting Notices Be Published 30 Days Prior to the Meeting | | For | | For | | Management |
| 15 | | Amend Articles 11 and 12 of the Bylaws to Improve the Text | | For | | For | | Management |
| 16 | | Amend Article 17 to Define Duties of the Board of Directors | | For | | For | | Management |
| 17 | | Approve Reorganization of the Company’s Executive Offices | | For | | For | | Management |
| 18 | | Amend Article 18 to Reflect the Changes Proposed in the Previous Item | | For | | For | | Management |
| 19 | | Amend Article 18 Re: Director Leave Policy | | For | | For | | Management |
| 20 | | Amend Article 19 of the Bylaws to Improve the Text | | For | | For | | Management |
| 21 | | Amend Article 21 Re: Various Matters | | For | | For | | Management |
| 22 | | Amend Article 22 Re: Duties of Executive Officers | | For | | For | | Management |
| 23 | | Amend Article 25 Re: Duties of the Supervisory Board | | For | | For | | Management |
| 24 | | Amend Article 28 to Create Fiscal Improvements | | For | | For | | Management |
| 25 | | Amend Article 30 Re: Board of Directors | | For | | For | | Management |
| 26 | | Include Articles 32 and 33 in the Bylaws, Specifying that Employees Participate in the Profits of the Company, and that Shareholders Set Bonus Limits for the Company’s Administrators | | For | | For | | Management |
| 27 | | Re-numerate the Existing Articles 32 and 33 to 34 and 35 and Amend them | | For | | For | | Management |
Page 13
CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS
| | | | | | |
| Ticker: | | CMI G4 BZ | | Security ID: | | P2577R110 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Directors | | For | | For | | Management |
CHINA COAL ENERGY CO LTD
| | | | | | |
| Ticker: | | 1898 HK | | Security ID: | | Y1434L100 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Report of the Board of Directors | | For | | For | | Management |
| 2 | | Accept Report of the Supervisory Committee | | For | | For | | Management |
| 3 | | Approve Emoluments Distribution Policy for Directors and Supervisors | | For | | For | | Management |
| 4 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 5 | | Reappoint YueHua CPAs and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 6 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 7 | | Approve Capital Expenditure Budget for 2007 | | For | | For | | Management |
| 8 | | Approve the Rules of Procedure for the Shareholders’ General Meeting | | For | | For | | Management |
| 9 | | Approve the Rules of Procedure for the Board of Directors | | For | | For | | Management |
| 10 | | Approve the Rules of Procedure for the Supervisory Committee | | For | | For | | Management |
| 11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
Page 14
CHINA CONSTRUCTION BANK CORPORATION
| | | | | | |
| Ticker: | | 939 HK | | Security ID: | | Y1397N101 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 21, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Report of the Board of Directors | | For | | For | | Management |
| 2 | | Accept Report of the Board of Supervisors | | For | | For | | Management |
| 3a | | Reelect Guo Shuqing as Executive Director | | For | | For | | Management |
| 3b | | Reelect Zhang Jianguo as Executive Director | | For | | For | | Management |
| 3c | | Reelect Zhao Lin as Executive Director | | For | | For | | Management |
| 3d | | Reelect Luo Zhefu as Executive Director | | For | | For | | Management |
| 3e | | Reelect Wang Shumin as Non-Executive Director | | For | | For | | Management |
| 3f | | Reelect Wang Yonggang as Non-Executive Director | | For | | For | | Management |
| 3g | | Reelect Liu Xianghui as Non-Executive Director | | For | | For | | Management |
| 3h | | Reelect Zhang Xiangdong as Non-Executive Director | | For | | For | | Management |
| 3i | | Reelect Gregory L. Curl as Non-Executive Director | | For | | For | | Management |
| 3j | | Reelect Song Fengming as Independent Non-Executive Director | | For | | For | | Management |
| 3k | | Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director | | For | | For | | Management |
| 3l | | Reelect Elaine La Roche as Independent Non-Executive Director | | For | | For | | Management |
| 3m | | Reelect Peter Levene as Independent Non-Executive Director | | For | | For | | Management |
| 3n | | Elect Wang Yong as Non-Executive Director | | For | | For | | Management |
| 3o | | Elect Li Xiaoling as Non-Executive Director | | For | | For | | Management |
| 4a | | Reelect Xie Duyang as Supervisor | | For | | For | | Management |
| 4b | | Reelect Liu Jin as Supervisor | | For | | For | | Management |
| 4c | | Reelect Jin Panshi as Supervisor | | For | | For | | Management |
| 4d | | Reelect Guo Feng as External Supervisor | | For | | For | | Management |
| 4e | | Elect Dai Deming as External Supervisor | | For | | For | | Management |
| 5 | | Approve Final Emoluments Distribution Plan for Directors and Supervisors | | For | | For | | Management |
| 6 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 7 | | Approve Profit Distribution Plan and Dividend | | For | | For | | Management |
| 8 | | Authorize Board to Deal with Matters Related to the Declaration of Interim Dividend of 2007, the Interim Dividend of 2007 Should be 45 Percent of the After-Tax Net Profit of the Bank in the First Half of 2007 | | For | | For | | Management |
| 9 | | Accept Final Accounts | | For | | For | | Management |
| 10 | | Approve Capital Expenditure Budget for 2007 | | For | | For | | Management |
| 11 | | Approve Cooperation Agreement Between the Company and Bank of America Corporation and Establishment of a Joint Venture | | For | | For | | Management |
| 12 | | Authorize Directors to Deal with Matters Related to Liability Insurance of Directors, Supervisors and Senior Management in Accordance with Market Practice | | For | | Against | | Management |
| 13 | | Reappoint KPMG Huazhen and KPMG as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 14 | | Authorize Issuance of Subordinated Bonds | | For | | For | | Management |
Page 15
CHINA LIFE INSURANCE CO LTD
| | | | | | |
| Ticker: | | 2628 HK | | Security ID: | | Y1477R204 |
| Meeting Date: | | OCT 16, 2006 | | Meeting Type: | | Special |
| Record Date: | | SEP 15, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1a | | Approve Issuance of A Shares | | For | | For | | Management |
| 1b | | Approve Issuance of Not More Than 1.5 Billion A Shares | | For | | For | | Management |
| 1c | | Approve Nominal Value of Each A Share at RMB 1.0 Each | | For | | For | | Management |
| 1d | | Approve Target Subscribers of A Shares | | For | | For | | Management |
| 1e | | Approve Issue Price of A Shares | | For | | For | | Management |
| 1f | | Approve Shanghai Stock Exchange as Place of Listing of A Shares | | For | | For | | Management |
| 1g | | Approve Use of Proceeds from the A Share Issue | | For | | For | | Management |
| 1h | | Approve Entitlement to Accumulated Retained Earnings of the Company of Existing and New Shareholders Whose Names Appear on the Register of Members of the Company after Completion of A Share Issue | | For | | For | | Management |
| 1i | | Approve Effectivity of A Share Issue for a Period of 12 Months from the Date of Approval | | For | | For | | Management |
| 1j | | Authorize Board to Determine and Deal with, at Their Discretion and Full Authority, Matters in Relation to the A Share Issue | | For | | For | | Management |
| 1k | | Authorize Board to Determine Matters in Relation to Strategic Investors | | For | | For | | Management |
| 1l | | Authorize Board to Execute All Documents and Do All Acts Necessary to Give Effect to A Share Issue | | For | | For | | Management |
| 2 | | Amend Articles Re: A Share Issuance | | For | | For | | Management |
| 3 | | Adopt Procedural Rules of the Shareholders’ General Meetings | | For | | For | | Management |
| 4 | | Adopt Procedural Rules of the Board Meetings | | For | | For | | Management |
| 5 | | Adopt Procedural Rules of the Supervisory Committee Meetings | | For | | For | | Management |
| 6 | | Approve Establishment of the China Life Charity Fund | | For | | For | | Management |
CHINA LIFE INSURANCE CO LTD
| | | | | | |
| Ticker: | | 2628 HK | | Security ID: | | Y1477R204 |
| Meeting Date: | | DEC 29, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 29, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Employee Share Incentive Plan | | For | | Against | | Management |
| 2 | | Elect Ngai Wai Fung as Independent Non-Executive Director | | For | | For | | Management |
Page 16
CHINA MENGNIU DAIRY CO LTD
| | | | | | |
| Ticker: | | 2319 HK | | Security ID: | | G21096105 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Jiao Shuge as Director and Authorize Board to Fix His Remuneration | | For | | For | | Management |
| 3b | | Reelect Lu Jun as Director and Authorize Board to Fix Her Remuneration | | For | | For | | Management |
| 3c | | Reelect Wang Huibao as Director and Authorize Board to Fix His Remuneration | | For | | For | | Management |
| 4 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
CHINA MOBILE (HONG KONG) LIMITED
| | | | | | |
| Ticker: | | CHLKF | | Security ID: | | Y14965100 |
| Meeting Date: | | MAY 16, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2a | | Approve Final Dividend | | For | | For | | Management |
| 2b | | Approve Special Dividend | | For | | For | | Management |
| 3a | | Reelect Wang Jianzhou as Director | | For | | For | | Management |
| 3b | | Reelect Li Yue as Director | | For | | For | | Management |
| 3c | | Reelect Zhang Chenshuang as Director | | For | | For | | Management |
| 3d | | Reelect Frank Wong Kwong Shing as Director | | For | | For | | Management |
| 3e | | Reelect Paul Michael Donovan as Director | | For | | For | | Management |
| 4 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
CHINA OVERSEAS LAND & INVESTMENT LTD.
| | | | | | |
| Ticker: | | 688 HK | | Security ID: | | Y15004107 |
| Meeting Date: | | JUL 12, 2006 | | Meeting Type: | | Special |
| Record Date: | | JUN 30, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Issuance of Warrants at the Initial Subscription Price of HK$4.5 Per Share by Way of a Bonus Issue to Shareholders in the Proportion of One Warrant for Every Eight Shares Held | | For | | For | | Management |
Page 17
CHINA OVERSEAS LAND & INVESTMENT LTD.
| | | | | | |
| Ticker: | | 688 HK | | Security ID: | | Y15004107 |
| Meeting Date: | | JUL 12, 2006 | | Meeting Type: | | Special |
| Record Date: | | JUN 30, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve CSCEC Group Engagement Agreement and Annual Caps | | For | | For | | Management |
CHINA OVERSEAS LAND & INVESTMENT LTD.
| | | | | | |
| Ticker: | | 688 HK | | Security ID: | | Y15004107 |
| Meeting Date: | | JUN 5, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 29, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2a | | Reelect Kong Qingping as Director | | For | | For | | Management |
| 2b | | Reelect Xiao Xiao as Director | | For | | For | | Management |
| 2c | | Reelect Wang Man Kwan, Paul as Director | | For | | For | | Management |
| 2d | | Reelect Chen Bin as Director | | For | | For | | Management |
| 2e | | Reelect Zhu Yijian as Director | | For | | For | | Management |
| 2f | | Reelect Luo Liang as Director | | For | | For | | Management |
| 3 | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Approve Final Dividend of HK$0.06 Per Share | | For | | For | | Management |
| 5 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 8 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
Page 18
CHINA RESOURCES ENTERPRISES, LTD.
| | | | | | |
| Ticker: | | 291 HK | | Security ID: | | Y15037107 |
| Meeting Date: | | NOV 27, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 23, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Disposal by Preparis Ltd. of the Entire Equity Interest in China Resources Petrochems Hldgs Ltd. to China Resources Petrochem Gas Group Ltd. at a Consideration of HK$2.8 Billion | | For | | For | | Management |
CHINA RESOURCES ENTERPRISES, LTD.
| | | | | | |
| Ticker: | | 291 HK | | Security ID: | | Y15037107 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 25, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Wang Qun as Director | | For | | For | | Management |
| 3b | | Reelect Lau Pak Shing as Director | | For | | For | | Management |
| 3c | | Reelect Qiao Shibo as Director | | For | | For | | Management |
| 3d | | Reelect Yan Biao as Director | | For | | For | | Management |
| 3e | | Reelect Jiang Wei as Director | | For | | For | | Management |
| 3f | | Reelect Chan Po Fun, Peter as Director | | For | | For | | Management |
| 3g | | Reelect Bernard Charnwut Chan as Director | | For | | For | | Management |
| 3h | | Reelect Siu Kwing Chue, Gordon as Director | | For | | For | | Management |
| 3i | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
CHINA RESOURCES ENTERPRISES, LTD.
| | | | | | |
| Ticker: | | 291 HK | | Security ID: | | Y15037107 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Sale of the Entire Issued Share Capital of China Resources Petrochems Investments Ltd. to China Petrochem & Chemical Corporation at a Consideration of HK$4.0 Billion | | For | | For | | Management |
Page 19
CHINA UNICOM LTD
| | | | | | |
| Ticker: | | CUNCF | | Security ID: | | Y15125100 |
| Meeting Date: | | DEC 1, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 28, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Transfer Agreement of the CDMA Lease Agreement | | For | | For | | Management |
| 2 | | Approve Transfer Agreement of the Services Agreement | | For | | For | | Management |
| 3 | | Approve Annual Caps for Each of the Years Ending Dec. 31, 2007, 2008, and 2009 on Leasing of the CDMA Network Capacity, Equipment Procurement Services, Mutual Provision of Premises and Engineering Design and Technical Services | | For | | For | | Management |
| 4 | | Approve No Caps on the Transaction Amount of Supply of Telephone Cards, Interconnection and Roaming Arrangements, Leasing of Transmission Channels, and Other Identified Services | | For | | For | | Management |
| 5 | | Authorize Directors to Do All Acts and Execute Documents Necessary to Implement the Terms of the Continuing Connected Transactions in Items 3 and 4 | | For | | For | | Management |
CHINA UNICOM LTD
| | | | | | |
| Ticker: | | CUNCF | | Security ID: | | Y15125100 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a1 | | Reelect Shang Bing as Director | | For | | For | | Management |
| 3a2 | | Reelect Li Jianguo as Director | | For | | For | | Management |
| 3a3 | | Reelect Yang Xiaowei as Director | | For | | For | | Management |
| 3a4 | | Reelect Wu Jinglian as Director | | For | | For | | Management |
| 3a5 | | Reelect Shan Weijian as Director | | For | | For | | Management |
| 3b | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
| 8 | | Amend Share Option Scheme and Pre-Global Offering Share Option Scheme | | For | | Against | | Management |
| 9 | | Amend Terms of the Options Granted Under the Share Option Scheme and the Pre-Global Offering Share Option Scheme | | For | | Against | | Management |
Page 20
CHINATRUST FINANCIAL HOLDING CO. LTD.
| | | | | | |
| Ticker: | | 2891 TT | | Security ID: | | Y15093100 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Financial Statements | | For | | For | | Management |
| 2 | | Approve Compensation of the Accumulated Losses of the Company | | For | | For | | Management |
| 3 | | Amend Procedures Regarding the Acquisition or Disposal of Assets | | For | | For | | Management |
| 4 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | For | | Management |
| 6 | | Other Business | | None | | None | | Management |
CHUNGHWA TELECOM CO. LTD.
| | | | | | |
| Ticker: | | CHT | | Security ID: | | 17133Q205 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 13, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | THE COMPANY S OPERATION REPORT FOR 2006. | | None | | For | | Management |
| 2 | | THE SUPERVISORS AUDIT REPORT ON THE COMPANY FOR 2006. | | None | | For | | Management |
| 3 | | THE AMENDMENT TO THE COMPANY S RULES OF ORDER OF BOARD OF DIRECTORS MEETING. | | None | | For | | Management |
| 4 | | THE COMPANY S OPERATION REPORT AND FINANCIAL STATEMENTS FOR 2006. | | For | | For | | Management |
| 5 | | THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2006. | | For | | For | | Management |
| 6 | | AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION. | | For | | For | | Management |
| 7 | | PROPOSED CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | | For | | For | | Management |
| 8 | | PROPOSED CAPITAL DECREASE IN CASH OF THE COMPANY. | | For | | For | | Management |
| 9 | | AMENDMENT TO THE COMPANY S PROCESS FOR ACQUISITIONS AND DISPOSAL OF ASSETS. | | For | | For | | Management |
| 10 | | AMENDMENT TO THE COMPANY S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. | | For | | For | | Management |
| 11 | | FORMULATION OF THE COMPANY S PROCEDURES FOR LENDING OF CAPITAL TO OTHERS. | | For | | For | | Management |
| 12 | | AMENDMENT TO THE COMPANY S REGULATIONS OF ELECTION OF DIRECTORS AND SUPERVISORS. | | For | | For | | Management |
| 13 | | ELECTION OF THE COMPANY S 5TH TERM DIRECTORS AND SUPERVISORS. | | For | | Abstain | | Management |
Page 21
CNOOC LTD
| | | | | | |
| Ticker: | | 883 HK | | Security ID: | | Y1662W117 |
| Meeting Date: | | SEP 29, 2006 | | Meeting Type: | | Special |
| Record Date: | | SEP 25, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Revised Annual Caps for Connected Transactions | | For | | For | | Management |
CNOOC LTD
| | | | | | |
| Ticker: | | 883 HK | | Security ID: | | Y1662W117 |
| Meeting Date: | | MAR 30, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Connected Transaction with a Related Party and Proposed Cap | | For | | Against | | Management |
CNOOC LTD
| | | | | | |
| Ticker: | | 883 HK | | Security ID: | | Y1662W117 |
| Meeting Date: | | MAY 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 17, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3a | | Reelect Luo Han as Non-Executive Director | | For | | For | | Management |
| 3b | | Reelect Wu Guangqi as Executive Director | | For | | For | | Management |
| 3c | | Reelect Chiu Sung Hong as Independent Non-Executive Director | | For | | Against | | Management |
| 3d | | Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director | | For | | Against | | Management |
| 3e | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 1 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 3 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
Page 22
COMPANHIA VALE DO RIO DOCE
| | | | | | |
| Ticker: | | RIO.PR | | Security ID: | | P96609139 |
| Meeting Date: | | DEC 28, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve the Protocol and Justification for the Incorporation of Caemi Mineracao e Metalurgia S.A. | | For | | For | | Management |
| 2 | | Approve Appraisal Firm | | For | | For | | Management |
| 3 | | Approve Appraisal Report | | For | | For | | Management |
| 4 | | Approve Incorporation of Caemi Without an Increase in Capital or Share Issuance | | For | | For | | Management |
| 5 | | Approve Acquisition of Inco Ltd. | | For | | For | | Management |
| 6 | | Ratify Election of Director | | For | | For | | Management |
COMPANHIA VALE DO RIO DOCE
| | | | | | |
| Ticker: | | RIODF | | Security ID: | | P96609139 |
| Meeting Date: | | APR 27, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31 2006 | | For | | For | | Management |
| 1.2 | | Approve Allocation of Income and Dividends for 2006 and Approve the Capital Budget Plan | | For | | For | | Management |
| 1.3 | | Elect Directors | | For | | For | | Management |
| 1.4 | | Elect Supervisory Board Members | | For | | For | | Management |
| 1.5 | | Approve Remuneration of Directors, Executive Officers, and Supervisory Board Members | | For | | For | | Management |
| 2.1 | | Authorize Capitalization of Reserves for Increase in Share Capital with no Issuance of Shares, and Ammend Article 5 Accordingly | | For | | For | | Management |
CONSORCIO ARA SAB DE CV
| | | | | | |
| Ticker: | | ARA MM | | Security ID: | | P3084R106 |
| Meeting Date: | | APR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Individual and Consolidated Financial Statements, Statutory Reports, and Supervisory’s Reports for Fiscal Year Ended 12-31-06 | | For | | For | | Management |
| 2 | | Accept Report on Adherence to Fiscal Obligations | | For | | For | | Management |
| 3 | | Approve Allocation of Income and Payment of Dividend | | For | | For | | Management |
| 4 | | Elect Directors, Board Secretary and Alternate, and Supervisory Board; Approve Discharge and Remuneration of Directors, Board Secretary and Alternate, and Supervisory Board | | For | | For | | Management |
| 5 | | Elect or Ratify Chairman to Audit Committee | | For | | For | | Management |
| 6 | | Elect or Ratify Chairman to Corporate Practices Committee | | For | | For | | Management |
| 7 | | Set Aggregate Nominal Amount of Share Repurchase Reserve | | For | | For | | Management |
| 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
Page 23
COSCO CORP (SINGAPORE) LTD (FRMLYCOSCO INVESTMENT (SINGAPORE
| | | | | | |
| Ticker: | | COS SP | | Security ID: | | Y1764Z208 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Management |
| 2 | | Declare First and Final Dividend of SGD 0.025 Per Share | | For | | For | | Management |
| 3 | | Declarel Special Dividend of SGD 0.015 Per Share | | For | | For | | Management |
| 4 | | Approve Directors’ Fees of SGD 170,000 for the Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 5 | | Reelect Wei Jia Fu as Director | | For | | Against | | Management |
| 6 | | Reelect Er Kwong Wah as Director | | For | | Against | | Management |
| 7 | | Reelect Min Jian Guo as Director | | For | | Against | | Management |
| 8 | | Reelect Ma Gui Chuan as Director | | For | | Against | | Management |
| 9 | | Reelect Tom Yee Lat Shing as Director | | For | | Against | | Management |
| 10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 11 | | Approve Issuance of Shares without Preemptive Rights | | For | | For | | Management |
| 12 | | Approve Issuance of Shares Pursuant to the Cosco Group Employees’ Share Option Scheme 2002 | | For | | Against | | Management |
| 13 | | Approve Mandate for Transactions with Related Parties | | For | | For | | Management |
CTRIP COM INTL LTD
| | | | | | |
| Ticker: | | CTRP | | Security ID: | | 22943F100 |
| Meeting Date: | | OCT 17, 2006 | | Meeting Type: | | Annual |
| Record Date: | | SEP 1, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVE DISTRIBUTION OF 30% OF THE COMPANY’S NET INCOME FOR 2006 (AS DETERMINED IN ACCORDANCE WITH THE GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES AND REPORTED IN THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR) | | For | | For | | Management |
| 2 | | THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED IN THE FORM ATTACHED TO THE NOTICE OF THE ANNUAL GENERAL MEETING AS EXHIBIT A | | For | | Against | | Management |
Page 24
DAEWOO ENGINEERING & CONSTRUCTION
| | | | | | |
| Ticker: | | 047040 KS | | Security ID: | | Y1888W107 |
| Meeting Date: | | DEC 22, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 20, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Directors | | For | | For | | Management |
| 2 | | Elect Members of Audit Committee | | For | | For | | Management |
| 3 | | Amend Articles of Incorporation to Change Company’s Name and to Expand Business Objectives | | For | | For | | Management |
DELTA ELECTRONICS INC.
| | | | | | |
| Ticker: | | 2308 TT | | Security ID: | | Y20263102 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 4 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | For | | Management |
| 6 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 7 | | Other Business | | None | | None | | Management |
DENWAY MOTORS LTD. (FORMERLY DENWAY INVESTMENT)
| | | | | | |
| Ticker: | | 203 HK | | Security ID: | | Y2032Y106 |
| Meeting Date: | | JUN 6, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 30, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Declare Final Dividend | | For | | For | | Management |
| 3a | | Elect ZHANG Fangyou as Director | | For | | For | | Management |
| 3b | | Elect ZENG Qinghong as Director | | For | | For | | Management |
| 3c | | Elect CHEUNG Doi Shu as Director | | For | | For | | Management |
| 3d | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Management |
| 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
Page 25
DR. REDDY’S LABORATORIES
| | | | | | |
| Ticker: | | RDY | | Security ID: | | 256135203 |
| Meeting Date: | | JUL 28, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUN 28, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE PROFIT & LOSS ACCOUNT FOR THE YEAR ENDED MARCH 31, 2006 | | For | | For | | Management |
| 2 | | TO DECLARE DIVIDEND FOR THE FINANCIAL YEAR 2005-06 | | For | | For | | Management |
| 3 | | TO APPOINT A DIRECTOR IN PLACE OF MR. P.N. DEVARAJAN, WHO RETIRES BY ROTATION, OFFERS HIMSELF FOR RE-APPOINTMENT | | For | | For | | Management |
| 4 | | TO RESOLVE NOT TO FILL THE VACANCY, CAUSED BY THE RETIREMENT OF DR. V. MOHAN AND DOES NOT SEEK RE-APPOINTMENT | | For | | For | | Management |
| 5 | | Ratify Auditors | | For | | For | | Management |
| 6 | | RE-APPOINTMENT OF DR. K. ANJI REDDY AS EXECUTIVE CHAIRMAN | | For | | For | | Management |
| 7 | | RE-APPOINTMENT OF MR. G.V. PRASAD AS VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | | For | | For | | Management |
| 8 | | REVISION IN TERMS OF APPOINTMENT OF MR. SATISH REDDY AS MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | | For | | For | | Management |
| 9 | | REMUNERATION TO DIRECTORS OTHER THAN THE MANAGING/WHOLE-TIME DIRECTOR(S) | | For | | Against | | Management |
| 10 | | INCREASE IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY | | For | | For | | Management |
| 11 | | CAPITALIZATION OF THE RESERVES OF THE COMPANY | | For | | For | | Management |
| 12 | | FURTHER ISSUE OF SHARES | | For | | For | | Management |
EFES BREWERIES INTERNATIONAL N.V.
| | | | | | |
| Ticker: | | EFESYP2 | | Security ID: | | 26843E204 |
| Meeting Date: | | MAY 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Receive Report of Management Board | | None | | None | | Management |
| 3 | | Approve Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Approve Allocation of Income | | For | | For | | Management |
| 5 | | Approve Discharge of Management Board | | For | | For | | Management |
| 6 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
| 7 | | Elect Tuncai Ozilhan to Supervisory Board | | For | | For | | Management |
| 8 | | Approve Remuneration of Supervisory Board | | For | | Against | | Management |
| 9 | | Approve Company’s Corporate Governance Structure | | For | | Against | | Management |
| 10 | | Close Meeting | | None | | None | | Management |
Page 26
EFES BREWERIES INTL N V
| | | | | | |
| Ticker: | | EFESYP2 | | Security ID: | | 26843E204 |
| Meeting Date: | | JUL 28, 2006 | | Meeting Type: | | Special |
| Record Date: | | JUL 10, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Announcements | | None | | None | | Management |
| 2 | | Dismiss Gerard Jan van Spall from his Duties as a Member of the Management Board | | For | | For | | Management |
| 3 | | Elect Carlo P.M. Roloefs to Management Board | | For | | Against | | Management |
| 4 | | Approve Remuneration of Supervisory Board Applicable from January 1, 2006 | | For | | For | | Management |
| 5 | | Close Meeting | | None | | None | | Management |
EFES BREWERIES INTL N V
| | | | | | |
| Ticker: | | EFESYP2 | | Security ID: | | 26843E204 |
| Meeting Date: | | MAR 6, 2007 | | Meeting Type: | | Special |
| Record Date: | | FEB 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting | | None | | None | | Management |
| 2 | | Dismiss Ahmet Boyacioglu from his Duties as a Management Board Member and CEO of the Company (Non-contentious) | | For | | For | | Management |
| 3 | | Elect Alejandro Jimenez to Management Board | | For | | Against | | Management |
| 4 | | Close Meeting | | None | | None | | Management |
EMPRESAS ICA S. A.
| | | | | | |
| Ticker: | | ICA MM | | Security ID: | | P37149104 |
| Meeting Date: | | SEP 12, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Bylaws in Compliance with New Mexican Securities Law | | For | | For | | Management |
| 2 | | Consolidate Amendments to Articles | | For | | For | | Management |
| 3 | | Approve Resolutions to Cancel, Issue, and/or Exchange Securities In Compliance with New Statutory Provisions | | For | | Against | | Management |
| 4 | | Appointment and Election of New Board Members | | For | | For | | Management |
| 5 | | Elect Chairman of Compliance and Audit Committee | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors and Members of the Different Committees | | For | | For | | Management |
| 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
Page 27
FIRST FINANCIAL HOLDING CO. LTD.
| | | | | | |
| Ticker: | | 2892 TT | | Security ID: | | Y2518F100 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends | | For | | For | | Management |
| 4 | | Amend Articles of Association | | For | | For | | Management |
| 5 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 6 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 7 | | Other Business | | None | | None | | Management |
FOMENTO ECONOMICO MEXICANO S.A. (FEMSA)
| | | | | | |
| Ticker: | | FMX | | Security ID: | | 344419106 |
| Meeting Date: | | DEC 7, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 15, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO AMEND THE BY-LAWS OF THE COMPANY TO INCLUDE THE FORMATION OF COMMITTEES, AND OTHER ADJUSTS TO COMPLY WITH THE PROVISIONS OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | | For | | For | | Management |
| 2 | | APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE THE RESOLUTIONS ADOPTED DURING THE MEETING. | | For | | For | | Management |
| 3 | | MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
| 4 | | ELECTION AND/OR RATIFICATION OF MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY AND THEIR ALTERNATES; QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE TO THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | | For | | For | | Management |
| 5 | | PROPOSAL TO FORM COMMITTEES OF THE BOARD OF DIRECTORS, INCLUDING THE AUDIT AND CORPORATE PRACTICES COMMITTEES, APPOINTMENT OF THE CHAIRMAN FOR SUCH COMMITTEES, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | | For | | For | | Management |
| 6 | | APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE THE RESOLUTIONS ADOPTED DURING THE MEETING. | | For | | For | | Management |
| 7 | | MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
Page 28
FOMENTO ECONOMICO MEXICANO S.A. (FEMSA)
| | | | | | |
| Ticker: | | FMX | | Security ID: | | 344419106 |
| Meeting Date: | | MAR 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 1, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | REPORT OF THE BOARD OF DIRECTORS: PRESENTATION OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V., ALL AS MORE FULLY DESCRIBED IN THE | | For | | For | | Management |
| 2 | | REPORT OF THE EXTERNAL AUDITOR WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS OF THE COMPANY. | | For | | For | | Management |
| 3 | | APPLICATION OF THE RESULTS FOR THE 2006 FISCAL YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS, ALL AS MORE FULLY DESCRIBED IN THE PROXY | | For | | For | | Management |
| 4 | | DETERMINE THE MAXIMUM AMOUNT TO BE USED IN THE SHARE REPURCHASE PROGRAM IN THE AMOUNT OF PS. 3,000,000,000.00 MEXICAN PESOS. | | For | | For | | Management |
| 5 | | DIVIDE ALL THE SERIES B AND SERIES D SHARES OF STOCK OUTSTANDING. | | For | | Against | | Management |
| 6 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | | For | | For | | Management |
| 7 | | PROPOSAL TO FORM THE COMMITTEES OF THE BOARD OF DIRECTORS: (I) FINANCE AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THERI | | For | | For | | Management |
| 8 | | APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS MEETING. | | For | | For | | Management |
| 9 | | MINUTES OF THE SHAREHOLDERS MEETING. | | For | | For | | Management |
FOXCONN INTERNATIONAL HOLDINGS LTD
| | | | | | |
| Ticker: | | 2038 HK | | Security ID: | | G36550104 |
| Meeting Date: | | AUG 4, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Share Scheme | | For | | For | | Management |
FOXCONN INTERNATIONAL HOLDINGS LTD
| | | | | | |
| Ticker: | | 2038 HK | | Security ID: | | G36550104 |
| Meeting Date: | | OCT 23, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 19, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Revision of Annual Caps | | For | | For | | Management |
Page 29
FOXCONN TECHNOLOGY CO. LTD (FRMLY Q-RUN TECHNOLOGY CO LTD)
| | | | | | |
| Ticker: | | 2354 TT | | Security ID: | | Y3002R105 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 4 | | Amend Articles of Association | | For | | For | | Management |
| 5 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 6 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 7 | | Elect Directors and Supervisors | | For | | For | | Management |
| 8 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 9 | | Other Business | | None | | None | | Management |
FUBON FINANCIAL HOLDING CO. LTD.
| | | | | | |
| Ticker: | | 2881 TT | | Security ID: | | Y26528102 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 16, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 4 | | Other Business | | None | | None | | Management |
Page 30
FUHWA FINANCIAL HOLDING CO. LTD.
| | | | | | |
| Ticker: | | 2885 TT | | Security ID: | | Y2652W109 |
| Meeting Date: | | JUN 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 30, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve Compensation of the Accumulated Losses of the Company | | For | | For | | Management |
| 3 | | Approve New Rules and Procedures Regarding Shareholder Meeting | | For | | For | | Management |
| 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | For | | Management |
| 6.1 | | Elect Ching-Chang Yen, a Representative of Tsun Chuen Investment Co. Ltd., as Director with Shareholder No. 366956 | | For | | Against | | Management |
| 6.2 | | Elect Chau-Lin Yang as Independent Director with ID No. Q100320341 | | For | | For | | Management |
| 6.3 | | Elect Dah Hsian Seetoo as Independent Director with ID No. A100862681 | | For | | For | | Management |
| 7 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 8 | | Other Business | | For | | Against | | Management |
Page 31
GAZPROM OAO
| | | | | | |
| Ticker: | | OGZRY | | Security ID: | | 368287207 |
| Meeting Date: | | JUN 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 6, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Annual Report | | For | | For | | Management |
| 2 | | Approve Financial Statements | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Approve Dividends of RUB 2.54 per Ordinary Share | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors and Members of Audit Commission | | For | | Against | | Management |
| 6 | | Ratify CJSC PricewaterhouseCoopers Audit as Auditor | | For | | For | | Management |
| 7 | | Amend Charter | | For | | For | | Management |
| 8 | | Approve Series of Related-Party Transactions in Connection with Implementation of Nord Stream Project | | For | | For | | Management |
| 9.1 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.2 | | Approve Related-Party Transaction with Sberbank | | For | | For | | Management |
| 9.3 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.4 | | Approve Related-Party Transaction with Sberbank | | For | | For | | Management |
| 9.5 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.6 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.7 | | Approve Related-Party Transaction with Sberbank | | For | | For | | Management |
| 9.8 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.9 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.10 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.11 | | Approve Related-Party Transaction with Sberbank | | For | | For | | Management |
| 9.12 | | Approve Related-Party Transaction with CJSC AB Gazprombank | | For | | For | | Management |
| 9.13 | | Approve Related-Party Transaction with OJSC Severneftegazprom | | For | | For | | Management |
| 9.14 | | Approve Related-Party Transaction with OJSC Severneftegazprom | | For | | For | | Management |
| 9.15 | | Approve Related-Party Transaction with Mezhregiongaz LLC | | For | | For | | Management |
| 9.16 | | Approve Related-Party Transaction with Mezhregiongaz LLC | | For | | For | | Management |
| 9.17 | | Approve Related-Party Transaction with Mezhregiongaz LLC | | For | | For | | Management |
| 9.18 | | Approve Related-Party Transaction with CJSC Northgas | | For | | For | | Management |
| 9.19 | | Approve Related-Party Transaction with OJSC Novatek | | For | | For | | Management |
| 9.20 | | Approve Related-Party Transaction with OJSC Tomskgazprom | | For | | For | | Management |
| 9.21 | | Approve Related-Party Transaction with Mezhregiongaz LLC | | For | | For | | Management |
| 9.22 | | Approve Related-Party Transaction with OJSC Gazprom Neft | | For | | For | | Management |
| 9.23 | | Approve Related-Party Transaction with OJSC Novatek | | For | | For | | Management |
| 9.24 | | Approve Related-Party Transaction with OJSC Novatek | | For | | For | | Management |
| 9.25 | | Approve Related-Party Transaction with Latvijas Gaze a/s | | For | | For | | Management |
| 9.26 | | Approve Related-Party Transaction with AB Lietuvos dujos | | For | | For | | Management |
| 9.27 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine | | For | | For | | Management |
| 9.28 | | Approve Related-Party Transaction with MoldovaGaz S.A. | | For | | For | | Management |
| 9.29 | | Approve Related-Party Transaction with MoldovaGaz S.A. | | For | | For | | Management |
| 10.1 | | Elect Andrey Akimov as Director | | None | | Withhold | | Management |
| 10.2 | | Elect Alexander Ananenkov as Director | | For | | Withhold | | Management |
| 10.3 | | Elect Burckhard Bergmann as Director | | None | | Withhold | | Management |
| 10.4 | | Elect Farit Gazizullin as Director | | None | | Withhold | | Management |
| 10.5 | | Elect German Gref as Director | | None | | Withhold | | Management |
| 10.6 | | Elect Elena Karpel as Director | | For | | Withhold | | Management |
| 10.7 | | Elect Dmitry Medvedev as Director | | None | | Withhold | | Management |
| 10.8 | | Elect Yury Medvedev as Director | | None | | Withhold | | Management |
| 10.9 | | Elect Alexey Miller as Director | | For | | Withhold | | Management |
| 10.10 | | Elect Victor Nikolaev as Director | | None | | Withhold | | Management |
| 10.11 | | Elect Sergey Oganesyan as Director | | None | | Withhold | | Management |
| 10.12 | | Elect Alexander Potyomkin as Director | | None | | Withhold | | Management |
| 10.13 | | Elect Mikhail Sereda as Director | | For | | Withhold | | Management |
| 10.14 | | Elect Boris Fedorov as Director | | None | | For | | Management |
| 10.15 | | Elect Robert Foresman as Director | | None | | Withhold | | Management |
| 10.16 | | Elect Victor Khristenko as Director | | None | | Withhold | | Management |
| 10.17 | | Elect Alexander Shokhin as Director | | None | | Withhold | | Management |
| 10.18 | | Elect Igor Yusufov as Director | | None | | Withhold | | Management |
| 10.19 | | Elect Evgeny Yasin as Director | | None | | Withhold | | Management |
| 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For | | Management |
| 11.2 | | Elect Denis Askinadze as Member of Audit Commission | | For | | Withhold | | Management |
| 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For | | Management |
| 11.4 | | Elect Rafael Ishutin as Member of Audit Commission | | For | | For | | Management |
| 11.5 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | Withhold | | Management |
| 11.6 | | Elect Nina Lobanova as Member of Audit Commission | | For | | For | | Management |
| 11.7 | | Elect Yury Nosov as Member of Audit Commission | | For | | Withhold | | Management |
| 11.8 | | Elect Victoria Oseledko as Member of Audit Commission | | For | | Withhold | | Management |
| 11.9 | | Elect Vladislav Sinyov as Member of Audit Commission | | For | | For | | Management |
| 11.10 | | Elect Andrey Fomin as Member of Audit Commission | | For | | Withhold | | Management |
| 11.11 | | Elect Yury Shubin as Member of Audit Commission | | For | | Withhold | | Management |
Page 32
GENTING BERHAD
| | | | | | |
| Ticker: | | GENT MK | | Security ID: | | Y26926116 |
| Meeting Date: | | MAR 21, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Share Split Involving the Subdivision of Every One Existing Share of MYR 0.50 Each into Five Shares of MYR 0.10 Each | | For | | For | | Management |
| 1 | | Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital | | For | | For | | Management |
GENTING BERHAD
| | | | | | |
| Ticker: | | GENT MK | | Security ID: | | Y26926116 |
| Meeting Date: | | JUN 21, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 2 | | Approve Final Dividend of MYR 0.20 Per Share Less 27 Percent Tax for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Approve Remuneration of Directors in the Amount of MYR 736,850 for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 4 | | Elect Lim Kok Thay as Director | | For | | Against | | Management |
| 5 | | Elect Quah Chek Tin as Director | | For | | For | | Management |
| 6 | | Elect Mohd Amin bin Osman as Director | | For | | For | | Management |
| 7 | | Elect Gunn Chit Tuan as Director | | For | | For | | Management |
| 8 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
Page 33
GOLD FIELDS LIMITED
| | | | | | |
| Ticker: | | GFI | | Security ID: | | S31755101 |
| Meeting Date: | | NOV 10, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2006 | | For | | For | | Management |
| 2 | | Reelect J.G. Hopwood as Director | | For | | For | | Management |
| 3 | | Reelect D.M.J. Ncube as Director | | For | | For | | Management |
| 4 | | Reelect I.D. Cockerill as Director | | For | | For | | Management |
| 5 | | Reelect G.J. Gerwel as Director | | For | | Against | | Management |
| 6 | | Reelect N.J. Holland as Director | | For | | For | | Management |
| 7 | | Reelect R.L. Pennant-Rea as Director | | For | | For | | Management |
| 8 | | Place Authorized But Unissued Shares under Control of Directors | | For | | For | | Management |
| 9 | | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | | For | | For | | Management |
| 10 | | Revocation of Erroneous Prior Placement of Unissued Shares Under the Control of Directors for the Purpose of the Gold Fields Limited 2005 Share Plan | | For | | For | | Management |
| 11 | | Revocation of Erroneous Prior Placement of Unissued Shares Under the Control of Directors for the Goldfields Management Incentive Scheme | | For | | For | | Management |
| 12 | | Approve Issuance of Shares Pursuant to the Gold Fields Limited 2005 Share Plan | | For | | For | | Management |
| 13 | | Approve Remuneration of Directors | | For | | For | | Management |
| 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
GREAT WALL MOTOR COMPANY LTD (FORMERLY GREAT WALL AUTOMOBILE
| | | | | | |
| Ticker: | | 2333 HK | | Security ID: | | Y2882P106 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 25, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Final Dividend of RMB 0.16 Per Share | | For | | For | | Management |
| 3 | | Accept Board of Directors 2006 Report | | For | | For | | Management |
| 4 | | Accept Supervisory Committee 2006 Report | | For | | For | | Management |
| 5 | | Reappoint Ernst & Young Hua Ming and Ernst & Young as PRC Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 6 | | Approve Resignation of Liang He Lian as Director | | For | | For | | Management |
| 7 | | Elect Hu Ke Gang as Director | | For | | For | | Management |
| 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
Page 34
GRUPO FINANCIERO BANORTE S.A.
| | | | | | |
| Ticker: | | GFNORTEO | | Security ID: | | P49501201 |
| Meeting Date: | | AUG 17, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Absorption of Banco del Centro | | For | | For | | Management |
| 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
| 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
GRUPO FINANCIERO BANORTE S.A.
| | | | | | |
| Ticker: | | GFNORTEO | | Security ID: | | P49501201 |
| Meeting Date: | | OCT 12, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Cash Dividends of MXN 0.375 Per Share | | For | | For | | Management |
| 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Minutes of Meeting | | For | | For | | Management |
GRUPO FINANCIERO BANORTE S.A.
| | | | | | |
| Ticker: | | GFNORTEO | | Security ID: | | P49501201 |
| Meeting Date: | | DEC 13, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Bylaws in Order to Comply with New Mexeican Securities Law | | For | | For | | Management |
| 2 | | Amend Bylaws Re: Compliance with Various Credit Institutions Laws | | For | | For | | Management |
| 3 | | Approve Spin-Off of Finanzas Banorte, S.A. de C.V. | | For | | For | | Management |
| 4 | | Amend Bylaws Re: Record Changes to Arrendadora Banorte, Factor Banorte and Creditos Pronegocio as Companies with Diverse Business Objectives | | For | | For | | Management |
| 5 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 6 | | Approve Minutes of Meeting | | For | | For | | Management |
Page 35
GRUPO FINANCIERO BANORTE S.A.
| | | | | | |
| Ticker: | | GFNORTEO | | Security ID: | | P49501201 |
| Meeting Date: | | DEC 13, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Members and Chairman to the Audit and Corporate Practices Committee; Fix Their Remuneration; Revoke Nomination of Supervisory Board Members | | For | | For | | Management |
| 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 3 | | Approve Minutes of Meeting | | For | | For | | Management |
GRUPO FINANCIERO BANORTE SA DE CV
| | | | | | |
| Ticker: | | GFNORTEO | | Security ID: | | P49501201 |
| Meeting Date: | | MAR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 2 | | Accept Auditors’ Report | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Elect Members, Verify Director’s Independency as Per New Mexican Securities Law, and Approve Their Respective Remuneration | | For | | For | | Management |
| 5 | | Elect Members to Audit Committee and Corporate Practices, Elect Their Respective Chairman, and Approve Their Remuneration | | For | | For | | Management |
| 6 | | Present Report on Company’s 2006 Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2007 | | For | | For | | Management |
| 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For | | Management |
| 8 | | Approve Minutes of Meeting | | For | | For | | Management |
GVT HOLDING SA
| | | | | | |
| Ticker: | | GVTT3 B2 | | Security ID: | | P5145T104 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements, and Allocation of Income | | For | | Did Not Vote | | Management |
Page 36
HANA FINANCIAL GROUP INC.
| | | | | | |
| Ticker: | | 086790KS | | Security ID: | | Y29975102 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements | | For | | For | | Management |
| 2 | | Approve Appropriation of Income and Dividend of KRW 450 Per Share | | For | | For | | Management |
| 3 | | Amend Articles of Incorporation | | For | | For | | Management |
| 4.1 | | Elect Ten Directors | | For | | Against | | Management |
| 4.2 | | Elect Three Members of Audit Committee | | For | | For | | Management |
| 5 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
| 6 | | Approve Stock Option Grants | | For | | For | | Management |
HARMONY GOLD MINING LTD.
| | | | | | |
| Ticker: | | HGMCF | | Security ID: | | S34320101 |
| Meeting Date: | | NOV 10, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2006 | | For | | For | | Management |
| 2 | | Reelect F.T. de Buck as Director | | For | | For | | Management |
| 3 | | Reelect D.S. Lushaba as Director | | For | | For | | Management |
| 4 | | Reelect M. Motloba as Director | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors | | For | | For | | Management |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 7 | | Approve Harmony 2006 Share Plan | | For | | Against | | Management |
| 8 | | Place Authorized But Unissued Shares under Control of Directors | | For | | For | | Management |
| 9 | | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 5 Percent of Issued Capital | | For | | For | | Management |
HON HAI PRECISION INDUSTRY CO. LTD.
| | | | | | |
| Ticker: | | 2317 IT | | Security ID: | | Y36861105 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 9, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 4 | | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | For | | Management |
| 6 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 7 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 8.1 | | Elect Hwu Tsong-Min as Independent Director with ID No. E100527029 | | For | | For | | Management |
| 8.2 | | Elect Liu Cheng-Yu as Independent Director with ID No. E121186813 | | For | | | | Management |
| 9 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 10 | | Other Business | | None | | None | | Management |
Page 37
HOPSON DEVELOPMENT HOLDINGS
| | | | | | |
| Ticker: | | 754 HK | | Security ID: | | G4600H101 |
| Meeting Date: | | JUN 15, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2a | | Reelect Xiang Bin as Executive Director | | For | | For | | Management |
| 2b | | Reelect Au Wai Kin as Executive Director | | For | | For | | Management |
| 2c | | Reelect Chen Chang Ying as Executive Director | | For | | For | | Management |
| 2d | | Reelect Xiao Yan Xia as Executive Director | | For | | For | | Management |
| 2e | | Authorize Board to Fix the Remuneration of Executive and Non-Executive Directors | | For | | For | | Management |
| 3 | | Approve Payment of Remuneration of Independent Non-Executive Directors | | For | | For | | Management |
| 4 | | Approve Final Dividend | | For | | For | | Management |
| 5 | | Reappoint PrecewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 6a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
| 6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6c | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Management |
| 7 | | Amend Rules of the Share Option Scheme of the Company | | For | | Against | | Management |
HYUNDAI DEVELOPMENT CO. (FRMRLY. HYUNDAI INDUSTRIAL HOUSING & INDUSTRIAL DEV.)
| | | | | | |
| Ticker: | | 012630KS | | Security ID: | | Y38397108 |
| Meeting Date: | | MAR 16, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividend of KRW 800 Per Share | | For | | For | | Management |
| 2 | | Elect Four Directors | | For | | For | | Management |
| 3 | | Elect Member of Audit Committee | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
Page 38
HYUNDAI MOTOR CO.
| | | | | | |
| Ticker: | | 00538KS | | Security ID: | | Y38472109 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividends of KRW 1000 Per Common Share | | For | | For | | Management |
| 2 | | Amend Articles of Incorporation to Shorten Share Registry Cancellation Period and to Allow Sub-Committees | | For | | For | | Management |
| 3 | | Elect Three Directors | | For | | For | | Management |
| 4 | | Elect Three Members of Audit Committee | | For | | For | | Management |
| 5 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
IMPALA PLATINUM HOLDINGS LTD.
| | | | | | |
| Ticker: | | IPM SJ | | Security ID: | | S37840105 |
| Meeting Date: | | JUL 4, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Increase in Implats Authorized Capital through the Creation of Implats A Ordinary Shares | | For | | For | | Management |
| 2 | | Amend Articles of Association Re: Rights and Conditions of New Shares | | For | | For | | Management |
| 3 | | Approve Issuance of Implats A Ordinary Shares to RBTIH | | For | | For | | Management |
| 4 | | Acquire RBTIH’s 49 Percent Stake in the IRS Business | | For | | For | | Management |
| 5 | | Authorize Repurchase of Implats A Ordinary Shares from RBTIH | | For | | For | | Management |
| 6 | | Approve Issuance of Implats Ordinary Shares (Conversion and Top-Up Shares) to RBTIH | | For | | For | | Management |
| 7 | | Adopt the Morokotso Employee Share Ownership Program | | For | | Against | | Management |
| 8 | | Approve Issuance of Implats Ordinary Shares to the Morokotso Trust | | For | | Against | | Management |
| 9 | | Authorize Repurchase of Implats Ordinary Shares from the Morokotso Trust | | For | | Against | | Management |
| 10 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 39
IMPALA PLATINUM HOLDINGS LTD.
| | | | | | |
| Ticker: | | IMP SJ | | Security ID: | | S37840105 |
| Meeting Date: | | OCT 12, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Reelect S Bessit as Director | | For | | For | | Management |
| 2 | | Reelect K Mokhele as Director | | For | | For | | Management |
| 3 | | Reelect KC Rumble as Director | | For | | For | | Management |
| 4 | | Reelect LC van Vught as Director | | For | | For | | Management |
| 5 | | Reelect NDB Orleyn as Director | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors | | For | | For | | Management |
| 7 | | Place Authorized But Unissued Shares up to 10 Percent of Issued Capital under Control of Directors | | For | | For | | Management |
| 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 9 | | Approve Stock Split | | For | | For | | Management |
IMPALA PLATINUM HOLDINGS LTD.
| | | | | | |
| Ticker: | | IMP SJ | | Security ID: | | S37840113 |
| Meeting Date: | | NOV 29, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve the Discharge of the Company’s Obligation to Periodically Pay the Royalties and to Deliver an Ultimate Fully Diluted Shareholding of 12.1 Percent in Implats by the RBN Group | | For | | For | | Management |
| 2 | | Approve Issuance of 75 Million Ordinary Shares to the Royal Bafokeng Tholo Investment Holding Company (Pty) Limited (RBTIH) and the Royal Bafokeng Impala Investment Holding Company (Pty) Limited (RBIIH) | | For | | For | | Management |
| 3 | | Authorize Specific Repurchase of 2.5 Million Ordinary Shares from RBIIH and RBTIH | | For | | For | | Management |
| 4 | | Approve Conversion of 44 Millioin A Ordinary Shares into Ordinary Shares | | For | | For | | Management |
| 5 | | Amend Bylaws Pursuant to Change in Capital | | For | | For | | Management |
| 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 40
IMPALA PLATINUM HOLDINGS LTD.
| | | | | | |
| Ticker: | | IMP SJ | | Security ID: | | S37840113 |
| Meeting Date: | | APR 18, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Revision of Agreement between Impala and Various Royal Bafokeng Entities | | For | | For | | Management |
| 2 | | Approve Issuance of Four Implats Ordinary Shares for ZAR 1.9 Million | | For | | For | | Management |
| 3 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
ISRAEL DISCOUNT BANK
| | | | | | |
| Ticker: | | DSCT IT | | Security ID: | | 465074201 |
| Meeting Date: | | DEC 24, 2006 | | Meeting Type: | | Annual |
| Record Date: | | NOV 23, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Discuss Financial Statements and Directors’ Report For Year 2005 | | For | | For | | Management |
| 2 | | Approve Final Dividend | | For | | For | | Management |
| 3 | | Reappoint Ziv Haefat and Somech Chaikin as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 4 | | Appoint Yitzhak Sharir as Director | | For | | For | | Management |
ISRAEL DISCOUNT BANK
| | | | | | |
| Ticker: | | DSCT IT | | Security ID: | | 465074201 |
| Meeting Date: | | DEC 26, 2006 | | Meeting Type: | | Special |
| Record Date: | | DEC 19, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Increase in Authorized Capital | | For | | For | | Management |
ISRAEL DISCOUNT BANK
| | | | | | |
| Ticker: | | DSCT IT | | Security ID: | | 465074201 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAY 29, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles Re: Director/Officer Indemnification/Liability | | For | | For | | Management |
| 2 | | Approve Director/Officer Liability and Indemnification Insurance | | For | | For | | Management |
| 3 | | Approve Grant of Director/Officer Indemnification | | For | | For | | Management |
| 4 | | Approve Grant of Director/Officer Indemnification | | For | | For | | Management |
| 5 | | Approve Grant of Director/Officer Indemnification | | For | | For | | Management |
Page 41
KASIKORNBANK PCL (FORMERLY THAI FARMERS BANK)
| | | | | | |
| Ticker: | | KBANK /F | | Security ID: | | Y4591R118 |
| Meeting Date: | | APR 5, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 15, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Minutes of Previous AGM | | For | | For | | Management |
| 2 | | Acknowledge Directors’ Report | | For | | For | | Management |
| 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Approve Allocation of Income and Payment of Dividend | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors | | For | | For | | Management |
| 6.1 | | Reelect Sukri Kaocharern as Director | | For | | For | | Management |
| 6.2 | | Reelect Sarisdiguna Kitiyakara as Director | | For | | For | | Management |
| 6.3 | | Reelect Yongswasdi Kridakorn as Director | | For | | For | | Management |
| 6.4 | | Reelect Banthoon Lamsam as Director | | For | | For | | Management |
| 6.5 | | Reelect Prasarn Trairatvorakul as Director | | For | | For | | Management |
| 7 | | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 8 | | Other Business | | For | | Against | | Management |
KAZMUNAIGAS EXPL & PRODTN JSC
| | | | | | |
| Ticker: | | KMG LI | | Security ID: | | 48666V204 |
| Meeting Date: | | NOV 24, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 14, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Shareholder Proposal: Approve Early Termination of Powers of Member of Board of Directors; Elect New Member of Board of Directors | | None | | Against | | Shareholder |
KOOKMIN BANK
| | | | | | |
| Ticker: | | KBNKF | | Security ID: | | Y4822W100 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividend of KRW 3650 Per Share | | For | | For | | Management |
| 2 | | Elect Jacques P.M. Kemp as Independent Non-Executive Director | | For | | For | | Management |
| 3 | | Elect Four Members of Audit Committee | | For | | For | | Management |
| 4 | | Approve Stock Options Previous Granted by Board | | For | | For | | Management |
| 5 | | Approve Stock Option Grants | | For | | For | | Management |
Page 42
LG CORP. (FORMERLY LG CHEM INVESTMENTS LTD.)
| | | | | | |
| Ticker: | | 0035SOKS | | Security ID: | | Y52755108 |
| Meeting Date: | | MAR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividends of KRW 500 Per Common Share | | For | | For | | Management |
| 2 | | Elect Four Directors | | For | | For | | Management |
| 3 | | Elect Three Members of Audit Committee | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
LG ELECTRONICS INC.
| | | | | | |
| Ticker: | | 065570KS | | Security ID: | | Y5275H177 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividend of KRW 750 Per Common Share | | For | | For | | Management |
| 2 | | Elect Directors | | For | | For | | Management |
| 3 | | Elect Members of Audit Committee | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
LOJAS RENNER
| | | | | | |
| Ticker: | | LREN3 BZ | | Security ID: | | P6332C102 |
| Meeting Date: | | OCT 3, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve 1:5 Stock Split | | For | | For | | Management |
| 2 | | Amend Bylaws to Conform with Bovespa’s Novo Mercado Regulations | | For | | For | | Management |
| 3 | | Amend Company’s Option Plan Approved at the 5-25-06 EGM Re: Total Number of Shares of up to 4.5 Percent of the Outstanding Capital and the Share Price Shall be the Average Market Price 30 Days Prior to the Grant Date | | For | | Against | | Management |
Page 43
LOJAS RENNER
| | | | | | |
| Ticker: | | LREN3 BZ | | Security ID: | | P6332C102 |
| Meeting Date: | | APR 2, 2007 | | Meeting Type: | | Annual/Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec 31 2006 | | For | | For | | Management |
| 2 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
| 3 | | Elect Directors and Approve Their Remuneration | | For | | For | | Management |
| 4 | | Elect Supervisory Board Members and Approve Their Remuneration | | For | | For | | Management |
| 5 | | Ratify a BRL$1.7 Million Increase in Share Capital, as Approved by the Board on Dec 8, 2006 | | For | | For | | Management |
| 6 | | Amend Article 5 Re: Share Capital | | For | | For | | Management |
| 7 | | Amend Option Plan Approved on May 25, 2005 Re: Subscription Price | | For | | For | | Management |
| 8 | | Amend Option Plan Approved on May 25, 2005: Number of Shares Included in Plan | | For | | For | | Management |
| 9 | | Amend Option Plan Approved on May 25, 2005: Strike Price | | For | | For | | Management |
| 10 | | Amend Option Plan Approved on May 25, 2005: Market Value | | For | | For | | Management |
| 11 | | Amend Option Plan Approved on May 25, 2005: Severance by the Company | | For | | For | | Management |
| 12 | | Amend Option Plan Approved on May 25, 2005: Public Offering of Shares | | For | | For | | Management |
Page 44
LUKOIL OAO
| | | | | | |
| Ticker: | | LUKOY | | Security ID: | | 677862104 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO APPROVE THE ANNUAL REPORT OF OAO LUKOIL FOR 2006, INCLUDING: THE NET PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL TO 55,129,760,000 | | For | | For | | Management |
| 2.1 | | Elect Vagit Alekperov as Director | | None | | Withhold | | Management |
| 2.2 | | Elect Igor Belikov as Director | | None | | For | | Management |
| 2.3 | | Elect Mikhail Berezhnoy as Director | | None | | Withhold | | Management |
| 2.4 | | Elect Donald Wallette (Jr.) as Director | | None | | Withhold | | Management |
| 2.5 | | Elect Valery Grayfer as Director | | None | | Withhold | | Management |
| 2.6 | | Elect Oleg Kutafin as Director | | None | | For | | Management |
| 2.7 | | Elect Ravil Maganov as Director | | None | | Withhold | | Management |
| 2.8 | | Elect Richard Matzke as Director | | None | | For | | Management |
| 2.9 | | Elect Sergey Mikhailov as Director | | None | | For | | Management |
| 2.10 | | Elect Nikolay Tsvetkov as Director | | None | | Withhold | | Management |
| 2.11 | | Elect Igor Sherkunov as Director | | None | | Withhold | | Management |
| 2.12 | | Elect Alexander Shokhin as Director | | None | | For | | Management |
| 3 | | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): BULAVINA, | | For | | For | | Management |
| 4 | | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): KONDRATIEV, | | For | | For | | Management |
| 5 | | TO ELECT THE AUDIT COMMISSION FROM THE LIST OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES NO.4): NIKITENKO, | | For | | For | | Management |
| 6 | | TO PAY REMUNERATION AND REIMBURSE EXPENSES TO MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 1. | | For | | For | | Management |
| 7 | | TO ESTABLISH REMUNERATION FOR NEWLY ELECTED MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX 2. TO INVALIDATE | | For | | For | | Management |
| 8 | | TO APPROVE THE INDEPENDENT AUDITOR OF OAO LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. | | For | | For | | Management |
| 9 | | TO DETERMINE THE NUMBER OF AUTHORISED SHARES OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000) ORDINARY REGISTERED SHARES, WITH A PAR VALUE OF TWO AND A HALF | | For | | For | | Management |
| 10 | | TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL , PURSUANT TO THE APPENDIX. | | For | | For | | Management |
| 11 | | TO APPROVE AMENDMENTS TO THE REGULATIONS ON THE PROCEDURE FOR PREPARING AND HOLDING THE GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL , PURSUANT TO THE | | For | | For | | Management |
| 12 | | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT | | For | | For | | Management |
| 13 | | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY | | For | | For | | Management |
| 14 | | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO | | For | | For | | Management |
| 15 | | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN OAO | | For | | For | | Management |
| 16 | | TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS ON THE TERMS AND CONDITIONS INDICATED IN THE APPENDIX: POLICY (CONTRACT) ON INSURING THE | | For | | For | | Management |
| 17 | | TO APPROVE MEMBERSHIP OF OAO LUKOIL IN THE RUSSIAN NATIONAL ASSOCIATION SWIFT. | | For | | For | | Management |
Page 45
MACQUARIE KOREA INFRASTRUCTURE FUND
| | | | | | |
| Ticker: | | MKIF LI | | Security ID: | | 556082204 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 29, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE REAPPOINTMENT OF MR. DAE YUN CHO AS A SUPERVISORY DIRECTOR OF MACQUARIE KOREA INFRASTRUCTURE FUND, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | For | | Management |
MIGROS TURKEY
| | | | | | |
| Ticker: | | MIG RS TI | | Security ID: | | M7009U105 |
| Meeting Date: | | APR 5, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Presiding Council of Meeting | | For | | For | | Management |
| 2 | | Accept Financial Statements and Statutory, Auditors and Independent Auditors Reports | | For | | For | | Management |
| 3 | | Approve Changes in the Composition of the Board of Directors | | For | | For | | Management |
| 4 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 5 | | Approve Allocation of Income for the Year 2006 | | For | | For | | Management |
| 6 | | Fix Number of and Elect Directors, and Determine Their Terms of Office | | For | | For | | Management |
| 7 | | Fix Number of and Elect Auditors, and Determine Their Terms of Office | | For | | For | | Management |
| 8 | | Approve Remuneration of Directors and Auditors | | For | | For | | Management |
| 9 | | Decision on Setting off the Previous Year Losses | | For | | For | | Management |
| 10 | | Receive Information on Donations Made in 2006 | | None | | None | | Management |
| 11 | | Elect Independent Audit Company | | For | | For | | Management |
| 12 | | Receive Information on Dividend Policies for 2007 and the Following Years | | None | | None | | Management |
| 13 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | For | | Management |
| 14 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For | | Management |
| 15 | | Close Meeting | | None | | None | | Management |
Page 46
NAN YA PLASTICS CORP
| | | | | | |
| Ticker: | | 1303 IT | | Security ID: | | Y62061109 |
| Meeting Date: | | JUN 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 23, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Articles of Association and Related Rules | | For | | For | | Management |
| 4.1 | | Elect William Wong as Director with Shareholder No. 273986 | | For | | Against | | Management |
| 4.2 | | Elect Wilfred Wang as Director with Shareholder No. 273985 | | For | | Against | | Management |
| 4.3 | | Elect Sandy Wang as Director with Shareholder No. 073127 | | For | | Against | | Management |
| 4.4 | | Elect Yang Chau-Lin as Director with Shareholder No. 062151 | | For | | Against | | Management |
| 4.5 | | Elect Wu C. T. as Director with Shareholder No. 007883 | | For | | Against | | Management |
| 4.6 | | Elect Lin Hsin-Yi as Independent Director with ID No. D100805018 | | For | | For | | Management |
| 4.7 | | Elect Chiu Cheng-Hsiung as Independent Director with ID No. A101558337 | | For | | For | | Management |
| 4.8 | | Elect Li Young-San as Independent Director with ID No. A110312189 | | For | | For | | Management |
NHN CORP.
| | | | | | |
| Ticker: | | 035420KS | | Security ID: | | Y6347M103 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Financial Statements | | For | | For | | Management |
| 2 | | Amend Articles of Incorporation | | For | | Against | | Management |
| 3 | | Elect Directors | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
| 5 | | Approve Stock Option Grants | | For | | For | | Management |
| 6 | | Approve Previous Stock Options Granted by Board | | For | | For | | Management |
Page 47
ORASCOM CONSTRUCTION INDUSTRIES (OCI)
| | | | | | |
| Ticker: | | ORSD LI | | Security ID: | | 68554N106 |
| Meeting Date: | | MAY 6, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 24, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Board Report for Fiscal Year Ending 12-31-06 | | For | | For | | Management |
| 2 | | Accept Statutory Reports for Fiscal Year Ending 12-31-06 | | For | | For | | Management |
| 3 | | Accept Unconsolidated Financial Statements for Fiscal Year Ending 12-31-06 | | For | | For | | Management |
| 4 | | Approve Allocation of Income for Fiscal Year Ending 12-31-06 | | For | | For | | Management |
| 5 | | Approve Reorganization of the Current Board of Directors | | For | | For | | Management |
| 6 | | Reelect/elect Board of Directors | | For | | For | | Management |
| 7 | | Authorization of the Decisions Made by the Board of Director Within the Fiscal Year Ended 12-31-06 | | For | | For | | Management |
| 8 | | Approve Discharge of Management Board for Fiscal Ending 12-31-06 | | For | | For | | Management |
| 9 | | Approve Directors’ Bonuses and Allowances for Fiscal Year Ending 12-31-07 | | For | | For | | Management |
| 10 | | Approve Auditors and Fix Their Remuneration for Fiscal Year 2007 | | For | | For | | Management |
| 11 | | Approve Donations Made for Fiscal Year Ended 12-31-06 and Authorize Board to Make Donations for Fiscal Year 2007 Exceeding EGP 1,000.00; Determine Limit on Total Donations to be Made During Fiscal Year 2007 | | For | | Against | | Management |
ORASCOM TELECOM HOLDING
| | | | | | |
| Ticker: | | ORAT EY | | Security ID: | | M7526D107 |
| Meeting Date: | | JAN 25, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Amend Articles 6 and 7 Re: Stock Split and Adjustment to Par value | | For | | For | | Management |
| 2 | | Amend Article 25 Re: Allow Meetings Via Conference Call and Resolutions in Written Form | | For | | For | | Management |
| 3 | | Amend Article 38 Re: Establish both Giza and Eqypt as Venues For Shareholder Meetings | | For | | For | | Management |
PATNI COMPUTER SYSTEMS LTD.
| | | | | | |
| Ticker: | | PTI | | Security ID: | | 703248203 |
| Meeting Date: | | JUN 21, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 25, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED BALANCE SHEET AS AT 31 DECEMBER 2006 AND THE PROFIT & LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON. | | For | | For | | Management |
| 2 | | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE YEAR ENDED 31 DECEMBER 2006. | | For | | For | | Management |
| 3 | | TO APPOINT A DIRECTOR IN PLACE OF DR. MICHAEL A. CUSUMANO, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT. | | For | | For | | Management |
| 4 | | TO APPOINT A DIRECTOR IN PLACE OF MR. LOUIS THEODOOR VAN DEN BOOG, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT. | | For | | For | | Management |
| 5 | | Ratify Auditors | | For | | For | | Management |
| 6 | | Ratify Auditors | | For | | For | | Management |
| 7 | | APPOINTMENT UNDER SECTION 314 OF THE COMPANIES ACT, 1956. | | For | | For | | Management |
Page 48
PETROCHINA COMPANY LIMITED
| | | | | | |
| Ticker: | | BS7 HK | | Security ID: | | Y6883Q104 |
| Meeting Date: | | NOV 1, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 3, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement | | For | | For | | Management |
| 2 | | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc. | | For | | For | | Management |
| 3 | | Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd. | | For | | For | | Management |
| 4 | | Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp. | | For | | For | | Management |
| 5 | | Amend Articles Re: Scope of Business | | For | | For | | Management |
PETROLEO BRASILEIRO
| | | | | | |
| Ticker: | | PBR.A | | Security ID: | | 71654V101 |
| Meeting Date: | | APR 2, 2007 | | Meeting Type: | | Special |
| Record Date: | | MAR 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | ELECTION OF ONE MEMBER OF THE BOARD OF DIRECTORS | | For | | For | | Management |
| 2 | | ELECTION OF ONE MEMBER OF THE FISCAL COUNCIL AND HIS/HER RESPECTIVE SUBSTITUTE | | For | | For | | Management |
Page 49
PHILIPPINE LONG DISTANCE TELEPHONE CO.
| | | | | | |
| Ticker: | | TEL PM | | Security ID: | | 718252109 |
| Meeting Date: | | JUN 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 12, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Audited Financial Statements fo the Fiscal Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 2.1 | | Elect Bienvenido F. Nebres as Director | | For | | For | | Management |
| 2.2 | | Elect Oscar S. Reyes as Director | | For | | For | | Management |
| 2.3 | | Elect Pedro E. Roxas as Director | | For | | For | | Management |
| 2.4 | | Elect Alfred Vy Ty as Director | | For | | For | | Management |
| 2.5 | | Elect Helen Y. Dee as Director | | For | | For | | Management |
| 2.6 | | Elect Ray C. Espinosa as Director | | For | | For | | Management |
| 2.7 | | Elect Tsuyoshi Kawashima as Director | | For | | For | | Management |
| 2.8 | | Elect Tatsu Kono as Director | | For | | For | | Management |
| 2.9 | | Elect Napoleon L. Nazareno as Director | | For | | For | | Management |
| 2.10 | | Elect Manuel V. Pangilinan as Director | | For | | For | | Management |
| 2.11 | | Elect Corazon S. de la Paz as Director | | For | | For | | Management |
| 2.12 | | Elect Ma. Lourdes C. Rausa-Chan as Director | | For | | For | | Management |
| 2.13 | | Elect Albert F. del Rosario as Director | | For | | For | | Management |
PHILIPPINE LONG DISTANCE TELEPHONE CO.
| | | | | | |
| Ticker: | | PHI | | Security ID: | | 718252604 |
| Meeting Date: | | JUN 12, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 12, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE PERIOD ENDING DECEMBER 31, 2006 CONTAINED IN THE COMPANY S 2006 ANNUAL REPORT. | | For | | For | | Management |
| 2.1 | | Elect Director Rev Fr B.F. Nebres S.J | | For | | For | | Management |
| 2.2 | | Elect Director Mr Oscar S. Reyes | | For | | For | | Management |
| 2.3 | | Elect Director Mr Pedro E. Roxas | | For | | For | | Management |
| 2.4 | | Elect Director Mr Alfred Vy Ty | | For | | For | | Management |
| 2.5 | | Elect Director Ms Helen Y. Dee | | For | | For | | Management |
| 2.6 | | Elect Director Atty. Ray C. Espinosa | | For | | For | | Management |
| 2.7 | | Elect Director Mr. Tsuyoshi Kawashima | | For | | For | | Management |
| 2.8 | | Elect Director Mr Tatsu Kono | | For | | For | | Management |
| 2.9 | | Elect Director Mr Napoleon L. Nazareno | | For | | For | | Management |
| 2.10 | | Elect Director Mr Manuel V. Pangilinan | | For | | For | | Management |
| 2.11 | | Elect Director Ms Corazon S. De La Paz | | For | | For | | Management |
| 2.12 | | Elect Director Atty Ma L.C. Rausa-Chan | | For | | For | | Management |
| 2.13 | | Elect Director Mr Albert F Del Rosario | | For | | For | | Management |
Page 50
POSCO (FORMERLY POHANG IRON & STEEL)
| | | | | | |
| Ticker: | | 005490 KS | | Security ID: | | Y70750115 |
| Meeting Date: | | FEB 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Final Dividend of KRW 6000 Per Share | | For | | For | | Management |
| 2.1 | | Amend Articles of Incorporation to Expand Business Objectives | | For | | For | | Management |
| 2.2 | | Amend Articles of Incorporation for Issuance of New Shares, Convertible Bonds and Bonds with Warrants | | For | | For | | Management |
| 2.3 | | Amend Articles of Incorporation to Clarify Existing Cumulative Voting Rules | | For | | For | | Management |
| 3.1 | | Elect Two Independent Non-Executive Directors | | For | | For | | Management |
| 3.2 | | Elect Member of Audit Committee who is also Independent Non-Executive Director | | For | | For | | Management |
| 3.3 | | Elect Three Executive Directors | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
PT BANK MANDIRI (PERSERO) TBK
| | | | | | |
| Ticker: | | BMRI IJ | | Security ID: | | Y7123S108 |
| Meeting Date: | | DEC 22, 2006 | | Meeting Type: | | Special |
| Record Date: | | DEC 6, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approval of the Acceleration Program of the Company’s Non-Performing Loans | | For | | For | | Management |
| 2 | | Amend Articles of Association | | For | | Against | | Management |
PT BANK MANDIRI (PERSERO) TBK
| | | | | | |
| Ticker: | | BMRI IJ | | Security ID: | | Y7123S108 |
| Meeting Date: | | MAY 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 10, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 4 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Management |
| 5 | | Amend Retirement Plan | | For | | Against | | Management |
| 6 | | Elect Commissioners | | For | | For | | Management |
| 7 | | Other Business | | For | | Against | | Management |
Page 51
PT BANK RAKYAT INDONESIA (PERSERO) TBK
| | | | | | |
| Ticker: | | BBRI IJ | | Security ID: | | Y0697U104 |
| Meeting Date: | | MAY 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve Allocation of Income | | For | | For | | Management |
| 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 4 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Management |
| 5 | | Approve Write-off of Non-Performing Loans | | For | | Against | | Management |
| 6 | | Amend Articles of Association | | For | | Against | | Management |
| 7 | | Elect Commissioners | | For | | For | | Management |
| 8 | | Amend Retirement Plan | | For | | Against | | Management |
PT KALBE FARMA TBK
| | | | | | |
| Ticker: | | KLBF IJ | | Security ID: | | Y71287190 |
| Meeting Date: | | FEB 8, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Authorize Share Repurchase Program | | For | | For | | Management |
PT KALBE FARMA TBK
| | | | | | |
| Ticker: | | KLBK IJ | | Security ID: | | Y71287190 |
| Meeting Date: | | MAY 22, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 7, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Directors’ Report | | For | | For | | Management |
| 2 | | Approve Financial Statements and Discharge of Directors | | For | | For | | Management |
| 3 | | Approve Allocation of Income | | For | | For | | Management |
| 4 | | Elect Directors and Commissioners, Fix Their Remuneration | | For | | For | | Management |
| 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
Page 52
PT TELEKOMUNIKASI INDONESIA TBK
| | | | | | |
| Ticker: | | TLK | | Security ID: | | 715684106 |
| Meeting Date: | | FEB 28, 2007 | | Meeting Type: | | Special |
| Record Date: | | JAN 26, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | RESTRUCTURIZATION OF TELKOM S PENSION FUND. | | For | | Abstain | | Management |
| 2 | | THE AMENDMENT OF THE COMPANY S PLAN TO THE SHARES BOUGHT BACK. | | For | | Abstain | | Management |
| 3 | | APPROVAL OF THE IMPLEMENTATION OF EMPLOYEE AND MANAGEMENT STOCK OPTION PLAN. | | For | | Abstain | | Management |
| 4 | | ADJUSTMENT OF THE COMPANY S BOARD OF COMMISSIONERS TERMS OF OFFICE, WHICH MEMBERS WERE ELECTED IN EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS DATED MARCH 10, 2004, IN ACCORDANCE WITH THE COMPANY S ARTICLE OF ASSOCIATION AND LAW NO.19/2003 REGARDING STA | | For | | For | | Management |
| 5 | | APPROVAL OF THE CHANGES OF THE MEMBER FOR THE COMPANY S BOARD OF DIRECTORS. | | For | | For | | Management |
PT TELEKOMUNIKASI INDONESIA TBK
| | | | | | |
| Ticker: | | TLK | | Security ID: | | 715684106 |
| Meeting Date: | | JUN 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | JUN 6, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE COMPANY S ANNUAL REPORT FOR THE FINANCIAL YEAR 2006. | | For | | For | | Management |
| 2 | | RATIFICATION OF THE COMPANY S FINANCIAL STATEMENTS AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2006. | | For | | For | | Management |
| 3 | | APPROPRIATION OF COMPANY S NET INCOME FROM FINANCIAL YEAR 2006. | | For | | For | | Management |
| 4 | | Ratify Auditors | | For | | For | | Management |
| 5 | | DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS TO DETERMINE THE BOARD MEMBER S POST SERVICE ALLOWANCES. | | For | | For | | Management |
| 6 | | APPROVAL OF THE DETERMINATION OF THE AMOUNT OF SALARY AND OTHER ALLOWANCES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | For | | For | | Management |
| 7 | | APPROVAL OF THE DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS TO DETERMINE THE DISTRIBUTION OF DUTY AND AUTHORITY OF THE MEMBERS OF THE COMPANY S DIRECTORS. | | For | | For | | Management |
| 8 | | APPROVAL TO THE CHANGE AND OR ADDITIONAL OF MEMBERS OF THE COMPANY S COMMISSIONER. | | For | | For | | Management |
| 9 | | APPROVAL FOR THE SHARE BUY BACK II PROGRAM. | | For | | For | | Management |
| 10 | | APPROVAL TO THE AMENDMENT TO THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | For | | Management |
Page 53
RICHTER GEDEON RT
| | | | | | |
| Ticker: | | GDND LI | | Security ID: | | 368467205 |
| Meeting Date: | | APR 25, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 5, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Use of Computerized Voting Machine for Official Counting of Votes | | For | | For | | Management |
| 2 | | Allow Sound Recording of Meeting | | For | | For | | Management |
| 3 | | Elect Chairman and Other Meeting Officials | | For | | For | | Management |
| 4 | | Accept Board of Directors Report on Company’s Business Operations in 2006; Present Annual Report | | For | | For | | Management |
| 5 | | Approve Dividend of HUF 415,080 in Aggregate for Preference Shares | | For | | For | | Management |
| 6 | | Approve Dividend of HUF 12.8 Billion in Aggregate for Common Shares | | For | | For | | Management |
| 7 | | Approve Allocation of HUF 38.7 Billion into Company Reserves | | For | | For | | Management |
| 8 | | Accept Annual Report | | For | | For | | Management |
| 9 | | Approve Consolidated Report | | For | | For | | Management |
| 10 | | Authorize Share Repurchase Program | | For | | For | | Management |
| 11 | | Approve Applications Submitted to Company by Holders of Preferred Shares Regarding Conversion of Preferred Shares into Common Shares | | For | | For | | Management |
| 12 | | Approve Conversion of Preferred Shares into Common Shares | | For | | For | | Management |
| 13 | | Approve Listing of Common Shares Converted from Preference Shares on Budapest Stock Exchange and Luxembourg Stock Exchange | | For | | For | | Management |
| 14 | | Amend Articles of Association | | For | | For | | Management |
| 15 | | Approve Unified Text of Company’s Articles of Association | | For | | For | | Management |
| 16 | | Elect Member of Board of Directors | | For | | For | | Management |
| 17 | | Approve Remuneration of Board of Directors | | For | | For | | Management |
| 18 | | Adopt Resolution on Appreciation of Performance of Members of Board of Directors in 2006 | | None | | For | | Shareholder |
| 19 | | Approve Remuneration of Supervisory Board Members | | For | | For | | Management |
| 20 | | Elect Members of Audit Committee | | For | | For | | Management |
| 21 | | Ratify Auditor | | For | | For | | Management |
| 22 | | Approve Auditor Remuneration | | For | | For | | Management |
| 23 | | Transact Other Business (Voting) | | None | �� | Against | | Management |
SAMSUNG CORP.
| | | | | | |
| Ticker: | | 000830 KS | | Security ID: | | Y7470R109 |
| Meeting Date: | | FEB 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividends of KRW 350 Per Common Share | | For | | For | | Management |
| 2 | | Amend Articles of Incorporation to Expand Business Objectives | | For | | For | | Management |
| 3 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
Page 54
SAMSUNG ELECTRONICS CO. LTD.
| | | | | | |
| Ticker: | | 005930 KS | | Security ID: | | Y74718100 |
| Meeting Date: | | FEB 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | | For | | For | | Management |
| 2.1 | | Elect Independent Non-Executive Directors | | For | | For | | Management |
| 2.2 | | Elect Executive Director | | For | | For | | Management |
| 2.3 | | Elect Member of Audit Committee | | For | | For | | Management |
| 3 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
SAMSUNG FIRE & MARINE INSURANCE CO.
| | | | | | |
| Ticker: | | | | Security ID: | | Y7473H108 |
| Meeting Date: | | MAY 31, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 31, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividends of KRW 1500 Per Ordinary Share | | For | | For | | Management |
| 2 | | Elect Member of Audit Committee Who Is Not Independent | | For | | For | | Management |
| 3 | | Approve Limit on Remuneration of Directors | | For | | For | | Management |
SAPPI LTD.
| | | | | | |
| Ticker: | | SPPRF | | Security ID: | | S73544108 |
| Meeting Date: | | MAR 5, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Reelect Sir Anthony Nigel Russell Rudd Appointed During the Year | | For | | For | | Management |
| 2 | | Reelect Mark Richard Thompson Appointed During the Year | | For | | For | | Management |
| 3 | | Reelect David Charles Brink | | For | | For | | Management |
| 4 | | Reelect Prof. Meyer Feldberg | | For | | For | | Management |
| 5 | | Reelect James Edward Healy | | For | | For | | Management |
| 6 | | Reelect Helmut Claus-Jurgen Mamsch | | For | | For | | Management |
| 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 8 | | Place 24 Million Authorized But Unissued Shares under Control of Directors | | For | | For | | Management |
| 9 | | Approve Remuneration of Directors | | For | | For | | Management |
| 10 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
Page 55
SASOL LTD.
| | | | | | |
| Ticker: | | SOL SJ | | Security ID: | | 803866102 |
| Meeting Date: | | OCT 3, 2006 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Repurchase of 60 Million Ordinary Treasury Shares from Sasol Investment Company (Pty) Limited | | For | | For | | Management |
| 2 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 3 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Management |
SASOL LTD.
| | | | | | |
| Ticker: | | SOL SJ | | Security ID: | | 803866102 |
| Meeting Date: | | NOV 23, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2006 | | For | | For | | Management |
| 2.1 | | Reelect E. le R. Bradley as Director | | For | | For | | Management |
| 2.2 | | Reelect B.P. Connellan as Director | | For | | For | | Management |
| 2.3 | | Reelect P.V. Cox as Director | | For | | For | | Management |
| 2.4 | | Reelect L.P.A. Davies as Director | | For | | Against | | Management |
| 2.5 | | Reelect M.S.V. Gantsho as Director | | For | | For | | Management |
| 2.6 | | Reelect J.E. Schrempp as Director | | For | | For | | Management |
| 3.1 | | Reelect H.G. Dijkgraaf as Director Appointed During the Year | | For | | For | | Management |
| 3.2 | | Reelect A.M. Mokaba as Director Appointed During the Year | | For | | For | | Management |
| 3.3 | | Reelect T.S. Munday as Director Appointed During the Year | | For | | For | | Management |
| 3.4 | | Reelect T.H. Nyasulu as Director Appointed During the Year | | For | | For | | Management |
| 3.5 | | Reelect K.C. Ramon as Director Appointed During the Year | | For | | For | | Management |
| 4 | | Ratify KPMG, Inc. as Auditors | | For | | For | | Management |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 6 | | Approve Remuneration of Directors | | For | | For | | Management |
Page 56
SATYAM COMPUTER SERVICES
| | | | | | |
| Ticker: | | SAY | | Security ID: | | 804098101 |
| Meeting Date: | | AUG 21, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUL 18, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE AUDITED BALANCE SHEET, THE AUDITED PROFIT AND LOSS ACCOUNT, THE AUDITORS REPORT AND THE DIRECTORS REPORT. | | For | | For | | Management |
| 2 | | APPROVAL TO DECLARE FINAL DIVIDEND ON EQUITY SHARES. | | For | | For | | Management |
| 3 | | APPROVAL TO RE-APPOINT MR. VINOD K DHAM, AS DIRECTOR. | | For | | For | | Management |
| 4 | | Ratify Auditors | | For | | For | | Management |
| 5 | | APPROVAL TO APPOINT PROF. RAMMOHAN RAO MENDU, AS DIRECTOR. | | For | | For | | Management |
| 6 | | APPROVAL TO APPOINT MR. RAM MOHAN RAO MYNAMPATI (RAM MYNAMPATI) AS DIRECTOR. | | For | | For | | Management |
| 7 | | APPROVAL FOR THE PAYMENT OF REMUNERATION TO PROF. KRISHNA G PALEPU, NON-EXECUTIVE DIRECTOR. | | For | | For | | Management |
| 8 | | APPROVAL FOR THE INCREASE OF THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND THE ALTERATION OF THE MEMORANDUM OF ASSOCIATION. | | For | | For | | Management |
| 9 | | APPROVAL FOR THE ISSUANCE AND ALLOTMENT OF BONUS SHARES BY THE COMPANY. | | For | | For | | Management |
| 10 | | APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND DIRECTORS RESTRICTED STOCK UNITS. | | For | | Against | | Management |
| 11 | | APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND DIRECTORS OF THE SUBSIDIARY COMPANIES WHETHER IN INDIA OR OVERSEAS RESTRICTED STOCK UNITS. | | For | | Against | | Management |
SHANGHAI ELECTRIC GROUP CO LTD
| | | | | | |
| Ticker: | | 2727 HK | | Security ID: | | Y76824104 |
| Meeting Date: | | JUN 29, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 30, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Report of the Board of Directors | | For | | For | | Management |
| 2 | | Accept Report of the Supervisory Committee | | For | | For | | Management |
| 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Approve Profit Distribution Plan and Recommendation for Dividend | | For | | For | | Management |
| 5 | | Approve 2007 Emoluments Distribution Policy to Directors and Supervisors (Non-Employee Representatives) and Ratification of 2006 Emoluments Paid to Directors and Supervisors (Non-Employee Representatives) | | For | | For | | Management |
| 6 | | Reappoint Ernst & Young Da Hua and Ernst & Young as PRC and International Auditors Respectively and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 7 | | Elect Shen Maosong as Non-Executive Director | | For | | For | | Management |
| 8 | | Approve Supplemental Framework Sales Agreement | | For | | For | | Management |
| 9 | | Approve Framework Sales Agreement | | For | | For | | Management |
| 10 | | Authorize Board to Formulate Proposals for the Issuance of Bond Not More Than 5 Percent of the Lower of the Company’s Total Assets and Total Market Capitalization by a Non-Wholly Owned Subsidiary | | For | | Against | | Management |
| 11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Management |
Page 57
SHANGRI-LA ASIA LTD.
| | | | | | |
| Ticker: | | 69 HK | | Security ID: | | G8063F106 |
| Meeting Date: | | SEP 1, 2006 | | Meeting Type: | | Special |
| Record Date: | | AUG 29, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Reelect Wong Kai Man as Director | | For | | For | | Management |
| 2 | | Approve Connected Transactions Among the Company, Kerry Properties Ltd., and Allgreen Properties Ltd., Relating to Share Transfer Agreement and Joint Venture Contract | | For | | For | | Management |
SHINHAN FINANCIAL GROUP CO. LTD.
| | | | | | |
| Ticker: | | 055550 KS | | Security ID: | | Y7749X101 |
| Meeting Date: | | MAR 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividend of KRW 900 Per Share | | For | | For | | Management |
| 2 | | Elect Fifteen Directors | | For | | For | | Management |
| 3 | | Elect Four Members of Audit Committee | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
| 5 | | Approve Stock Option Grants | | For | | For | | Management |
SHINSEGAE CO. (FORMERLY SHINSEGAE DEPARTMENT STORE)
| | | | | | |
| Ticker: | | 004170 KS | | Security ID: | | Y77538109 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 31, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Appropriation of Income and Dividend of KRW 1250 Per Share | | For | | For | | Management |
| 2 | | Elect Directors | | For | | For | | Management |
| 3 | | Elect Members of Audit Committee | | For | | For | | Management |
| 4 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | For | | Management |
Page 58
SILICONWARE PRECISION INDUSTRIES CO. LTD.
| | | | | | |
| Ticker: | | 2325 IT | | Security ID: | | Y7934R109 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 14, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 4 | | Amend Articles of Association | | For | | For | | Management |
| 5 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 6 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 7 | | Other Business | | None | | None | | Management |
SK TELECOM
| | | | | | |
| Ticker: | | SKM | | Security ID: | | 78440P108 |
| Meeting Date: | | MAR 9, 2007 | | Meeting Type: | | Annual |
| Record Date: | | DEC 29, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE BALANCE SHEETS, THE STATEMENTS OF INCOME, AND STATEMENTS OF APPROPRIATIONS OF RETAINED EARNINGS OF THE 23RD FISCAL YEAR, AS SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. | | For | | For | | Management |
| 2 | | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA ENCLOSED HEREWITH. | | For | | For | | Management |
| 3 | | APPROVAL OF THE APPOINTMENT OF MR. JUNG NAM CHO, AS EXECUTIVE DIRECTOR. | | For | | For | | Management |
| 4 | | APPROVAL OF THE APPOINTMENT OF MR. SUNG MIN HA, AS EXECUTIVE DIRECTOR. | | For | | For | | Management |
| 5 | | APPROVAL OF THE APPOINTMENT OF MR. DAL SUP SHIM, AS INDEPENDENT NON-EXECUTIVE DIRECTOR WHO WILL BE A MEMBER OF THE AUDIT COMMITTEE. | | For | | For | | Management |
Page 59
SOHU.COM INC.
| | | | | | |
| Ticker: | | SOHU | | Security ID: | | 83408W103 |
| Meeting Date: | | JUN 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 18, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Director Charles Zhang | | For | | For | | Management |
| 1.2 | | Elect Director Charles Huang | | For | | For | | Management |
| 1.3 | | Elect Director Dave Qi | | For | | For | | Management |
| 1.4 | | Elect Director Shi Wang | | For | | For | | Management |
| 1.5 | | Elect Director Zhonghan Deng | | For | | For | | Management |
| 2 | | Ratify Auditors | | For | | For | | Management |
TAIWAN FERTILIZER
| | | | | | |
| Ticker: | | 1722 TT | | Security ID: | | Y84171100 |
| Meeting Date: | | OCT 30, 2006 | | Meeting Type: | | Special |
| Record Date: | | SEP 30, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1.1 | | Elect Ching-Lung Lee, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 | | For | | For | | Management |
| 1.2 | | Elect Chen-Yao Tai, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 | | For | | For | | Management |
| 1.3 | | Elect Wan-Hsiang Hsu, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 | | For | | For | | Management |
| 1.4 | | Elect Chi-Chang Chen, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 | | For | | For | | Management |
| 1.5 | | Elect Shue-Cheng Lin, a Representative of the Council of Agriculture, as Director with Shareholder No. 173116 | | For | | For | | Management |
| 1.6 | | Elect Lung-Chu Chang, a Representative of Yuxing Investment Co. Ltd., as Director with Shareholder No. 72524 | | For | | For | | Management |
| 1.7 | | Elect Dun-Hou Tsai, a Representative of the Council of Agriculture, as Supervisor with Shareholder No. 173116 | | For | | For | | Management |
| 1.8 | | Elect Alice Huang, a Representative of the Council of Agriculture, as Supervisor with Shareholder No. 173116 | | For | | For | | Management |
TAIWAN FERTILIZER CO LTD
| | | | | | |
| Ticker: | | 1722 TT | | Security ID: | | Y84171100 |
| Meeting Date: | | JUN 13, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 14, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Amend Articles of Association | | For | | For | | Management |
| 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 5 | | Other Business | | None | | None | | Management |
Page 60
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
| | | | | | |
| Ticker: | | TSMWF | | Security ID: | | Y84629107 |
| Meeting Date: | | MAY 7, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAR 8, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Business Report and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution | | For | | For | | Management |
| 3 | | Approve Capitalization of 2006 Dividends, Employee Profit Sharing, and Capitalization of Capital Surplus | | For | | For | | Management |
| 4 | | Amend Articles of Association | | For | | For | | Management |
| 5 | | Amend Internal Rules and Policies | | For | | For | | Management |
| 6 | | Other Business | | None | | Abstain | | Management |
TATA MOTORS LTD.
| | | | | | |
| Ticker: | | TTM | | Security ID: | | 876568502 |
| Meeting Date: | | JUL 11, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUN 27, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | Did Not Vote | | Management |
| 2 | | Approve Dividend of INR 13 Per Share | | For | | Did Not Vote | | Management |
| 3 | | Approve Vacancy on the Board of Directors Resulting from Retirement of J.K. Setna | | For | | Did Not Vote | | Management |
| 4 | | Approve Vacancy on the Board of Directors Resulting from Retirement of H. Petri | | For | | Did Not Vote | | Management |
| 5 | | Approve S.B. Billimoria & Co. as Auditors and Authorize Board to Fix Their Remuneration | | For | | Did Not Vote | | Management |
| 6 | | Appoint V.R. Mehta as Director | | For | | Did Not Vote | | Management |
| 7 | | Appoint S.M. Palia as Director | | For | | Did Not Vote | | Management |
| 8 | | Approve Appointment and Remuneration of R. Kant, Managing Director | | For | | Did Not Vote | | Management |
| 9 | | Approve Reappointment and Remuneration of P.P. Kadle, Executive Director | | For | | Did Not Vote | | Management |
| 10 | | Approve Increase in Borrowing Powers to INR 75 Billion | | For | | Did Not Vote | | Management |
| 11 | | Approve Increase in Authorized Share Capital to INR 4.5 Billion | | For | | Did Not Vote | | Management |
| 12 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Amount of INR 30 Billion | | For | | Did Not Vote | | Management |
| 13 | | Elect I.C. Agarwal as Director | | Against | | Did Not Vote | | Shareholder |
Page 61
TATA MOTORS LTD.
| | | | | | |
| Ticker: | | TTM | | Security ID: | | 876568502 |
| Meeting Date: | | JUL 11, 2006 | | Meeting Type: | | Annual |
| Record Date: | | JUN 19, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | APPROVAL OF THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED MARCH 31, 2006 AND THE BALANCE SHEET AS AT THAT DATE TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITORS. | | For | | For | | Management |
| 2 | | APPROVAL OF THE DECLARATION OF A DIVIDEND ON ORDINARY SHARES. | | For | | For | | Management |
| 3 | | APPROVAL OF THE RESOLUTION TO NOT FILL THE VACANCY CAUSED BY THE RETIREMENT OF MR J K SETNA AS A DIRECTOR. | | For | | For | | Management |
| 4 | | APPROVAL OF THE RESOLUTION TO NOT FILL THE VACANCY CAUSED BY THE RETIREMENT OF MR H PETRI AS A DIRECTOR. | | For | | For | | Management |
| 5 | | Ratify Auditors | | For | | For | | Management |
| 6 | | APPROVAL OF THE APPOINTMENT OF MR. V R MEHTA AS A DIRECTOR. | | For | | For | | Management |
| 7 | | APPROVAL OF THE APPOINTMENT OF MR. S M PALIA AS A DIRECTOR. | | For | | For | | Management |
| 8 | | APPROVAL OF THE APPOINTMENT OF MR. RAVI KANT AS THE MANAGING DIRECTOR. | | For | | For | | Management |
| 9 | | APPROVAL OF THE RE-APPOINTMENT OF MR. PRAVEEN P KADLE AS EXECUTIVE DIRECTOR. | | For | | For | | Management |
| 10 | | APPROVAL OF THE INCREASE IN BORROWING LIMITS. | | For | | For | | Management |
| 11 | | APPROVAL OF THE ALTERATION OF THE CAPITAL CLAUSE IN THE MEMORANDUM OF ASSOCIATION. | | For | | Against | | Management |
| 12 | | APPROVAL OF THE RAISING OF ADDITIONAL LONG TERM RESOURCES. | | For | | Against | | Management |
TELEKOM MALAYSIA BERHAD
| | | | | | |
| Ticker: | | TMK | | Security ID: | | Y8578H118 |
| Meeting Date: | | MAY 8, 2007 | | Meeting Type: | | Special |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | | For | | For | | Management |
| 2 | | Approve Increase in Authorized Share Capital | | For | | For | | Management |
| 3 | | Approve Issuance of up to 2,000 Class C Non-Convertible Redeemable Preference Shares of MYR 1.00 Each at MYR 1,000 Per Share | | For | | For | | Management |
| 4 | | Approve Issuance of up to 1,000 Class D Non-Convertible Redeemable Preference Shares of MYR 1.00 Each at MYR 1,000 Per Share | | For | | For | | Management |
| 1 | | Amend Articles of Association as Set Out in Part A of Appendix II of the Circular to Shareholders Dated April 16, 2007 | | For | | For | | Management |
| 2 | | Amend Articles of Association as Set Out in Part B of Appendix II of the Circular to Shareholders Dated April 16, 2007 | | For | | For | | Management |
| 3 | | Amend Memorandum of Association as Set Out in Part C of Appendix II of the Circular to Shareholders Dated April 16, 2007 | | For | | For | | Management |
Page 62
TELEKOM MALAYSIA BERHAD
| | | | | | |
| Ticker: | | TMK | | Security ID: | | Y8578H118 |
| Meeting Date: | | MAY 8, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 2 | | Approve Final Dividend of MYR 0.30 Per Share Less 27 Percent Malaysian Income Tax for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 3 | | Elect Ir Muhammad Radzi Haji Mansor as Director | | For | | For | | Management |
| 4 | | Elect Ir Prabahar NK Singam as Director | | For | | For | | Management |
| 5 | | Approve Remuneration of Directors in the Amount of MYR 756,890 for the Financial Year Ended Dec. 31, 2006 | | For | | For | | Management |
| 6 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
TENAGA NASIONAL
| | | | | | |
| Ticker: | | TNB MK | | Security ID: | | Y85859109 |
| Meeting Date: | | DEC 14, 2006 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Aug. 31, 2006 | | For | | For | | Management |
| 2 | | Approve First and Final Dividend of MYR 0.12 Per Share Less 28 Percent Income Tax and a Tax-Exempt Dividend of MYR 0.02 PEr Share for the Financial Year Ended Aug. 31, 2006 | | For | | For | | Management |
| 3 | | Approve Remuneration of Directors for the Financial Year Ended Aug. 31, 2006 | | For | | For | | Management |
| 4 | | Elect Amar Leo Moggie as Director | | For | | For | | Management |
| 5 | | Elect Zaid bin Ibrahim as Director | | For | | For | | Management |
| 6 | | Elect Puteh Rukiah binti Abd Majid as Director | | For | | For | | Management |
| 7 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 8 | | Approve Issuance of Shares Pursuant to the Employees Share Option Scheme II | | For | | Against | | Management |
| 9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
| 10 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions as Set Out in Section 1 of the Appendix A of the Circular to Shareholders | | For | | For | | Management |
| 11 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions as Set Out in Section 2 of the Appendix A of the Circular to Shareholders | | For | | For | | Management |
| 1 | | Amend Article 105 of the Articles of Association: Appointment of Proxy | | For | | For | | Management |
Page 63
TEVA PHARMACEUTICAL INDUSTRIES
| | | | | | |
| Ticker: | | TEVA | | Security ID: | | 881624209 |
| Meeting Date: | | OCT 5, 2006 | | Meeting Type: | | Special |
| Record Date: | | AUG 29, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFIC | | For | | For | | Management |
| 2 | | TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE | | For | | For | | Management |
TOFAS TURK OTOMOBIL FABRIKASI ANONIM SIRKETI
| | | | | | |
| Ticker: | | TOASO TI | | Security ID: | | M87892101 |
| Meeting Date: | | APR 20, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Presiding Council of Meeting | | For | | For | | Management |
| 2 | | Accept Financial Statements for 2006 and Receive Board of Directors, Auditors and Independent Auditors Reports | | For | | For | | Management |
| 3 | | Approve Directors Elected During the Year | | For | | For | | Management |
| 4 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 5 | | Approve Allocation of Income | | For | | For | | Management |
| 6 | | Receive Information on Profit Distribution Policy for 2007 and Following Years | | None | | None | | Management |
| 7 | | Receive Information on Donations Made in 2006 | | None | | None | | Management |
| 8 | | Elect Auditors | | For | | For | | Management |
| 9 | | Ratify Independent Audit Company Selected by the Board | | For | | For | | Management |
| 10 | | Approve Remuneration of Chairman, Directors, and Auditors | | For | | For | | Management |
| 11 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | For | | Management |
| 12 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For | | Management |
| 13 | | Wishes | | None | | None | | Management |
Page 64
TRUE CORPORATION PCL (FORMERLY TELECOM ASIA CORP. PLC)
| | | | | | |
| Ticker: | | TRVE/F | | Security ID: | | Y3187S100 |
| Meeting Date: | | APR 24, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 4, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Minutes of Previous AGM | | For | | For | | Management |
| 2 | | Acknowledge 2006 Operation Results | | For | | For | | Management |
| 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 4 | | Approve Non-Allocation of Income and Omission of Dividends | | For | | For | | Management |
| 5.1 | | Reelect Narong Srisa-an as Director | | For | | Against | | Management |
| 5.2 | | Reelect Athueck Asvanund as Director | | For | | For | | Management |
| 5.3 | | Reelect Soopakij Chearavanont as Director | | For | | Against | | Management |
| 5.4 | | Reelect Chatchaval Jiaravanon as Director | | For | | Against | | Management |
| 5.5 | | Reelect Vichaow Rakphongphairoj as | | For | | For | | Management |
| | Director | | | | | | |
| 5.6 | | Reelect Umroong Sanphasitvong as Director | | For | | For | | Management |
| 5.7 | | Reelect Heinrich Heims as Director | | For | | Against | | Management |
| 6 | | Approve Remuneration of Directors | | For | | For | | Management |
| 7 | | Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
| 8 | | Approve Issuance of 38 Million Warrants to Directors, Executives of the Company and/or Its Subsidiaries Under the Employee Stock Option Plan for the Year 2007 (ESOP 2007 Project) | | For | | Against | | Management |
| 9 | | Approve Issuance of 2.815 Million Warrants to Supachai Chearavanont, Who is Allocated with More Than 5 Percent of the Total Number of Warrants Issued Under the ESOP 2007 Project | | For | | Against | | Management |
| 10 | | Approve Reduction in Registered Capital to THB 46.84 Billion By Canceling 29.89 Million Unissued Ordinary Shares | | For | | For | | Management |
| 11 | | Amend Clause 4 of the Memorandum of Association to Conform with the Decrease in Registered Capital | | For | | For | | Management |
| 12 | | Approve Increase in Registered Capital to THB 47.52 Billion By Issuing 67.94 Million New Ordinary Shares | | For | | For | | Management |
| 13 | | Amend Clause 4 of the Memorandum of Association to Conform with the Increase in Registered Capital | | For | | For | | Management |
| 14 | | Approve Allocation of 38 Million New Ordinary Shares Pursuant to the ESOP 2007 Project, and Issuance of 29.94 Million New Ordinary Shares to Intl. Finance Corp. | | For | | For | | Management |
| 15 | | Other Business | | For | | Against | | Management |
TURKCELL ILETISIM HIZMETLERI A.S.
| | | | | | |
| Ticker: | | TCELL TI | | Security ID: | | M8903B102 |
| Meeting Date: | | MAR 23, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Open Meeting and Elect Presiding Council of Meeting | | None | | None | | Management |
| 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For | | Management |
| 3 | | Receive Board of Directors, Auditors and Independent Auditors Reports | | None | | None | | Management |
| 4 | | Accept Financial Statements for Fiscal Year 2006 | | For | | For | | Management |
| 5 | | Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 6 | | Elect Auditors and Determine Their Remuneration | | For | | For | | Management |
| 7 | | Approve Allocation of Income | | For | | For | | Management |
| 8 | | Inform about Donations Made in 2006 | | None | | None | | Management |
| 9 | | Inform about Preparation of Financial Statements in Accordance with IFRS | | None | | None | | Management |
| 10 | | Elect Independent Audit Firm | | For | | For | | Management |
| 11 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | For | | Management |
| 12 | | Wishes | | None | | None | | Management |
Page 65
TURKIYE IS BANKASI AS
| | | | | | |
| Ticker: | | ISCTR TI | | Security ID: | | M8933F115 |
| Meeting Date: | | MAR 30, 2007 | | Meeting Type: | | Annual |
| Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Elect Presiding Council of Meeting, and Authorize the Presiding Council to Sign the Minutes of the Meeting | | For | | For | | Management |
| 2 | | Receive Board and Auditors Reports | | None | | None | | Management |
| 3 | | Ratify Balance Sheet and Income Statement, and Approve Discharge of Directors and Auditors | | For | | For | | Management |
| 4 | | Determine Dividend Distribution, Method and Date of Distribution | | For | | For | | Management |
| 5 | | Authorize Board for Future Selections of Independent Audit Firm, and Inform on the Selection of the Independent Audit Firm. | | For | | For | | Management |
| 6 | | Determine Remuneration of Directors | | For | | For | | Management |
| 7 | | Elect Auditors for 2007 | | For | | For | | Management |
| 8 | | Approve Remuneration of Auditors | | For | | For | | Management |
UNI-PRESIDENT ENTERPRISES CORP.
| | | | | | |
| Ticker: | | 1216 TI | | Security ID: | | Y91475106 |
| Meeting Date: | | JUN 28, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 29, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Approve Increase in Investment in the People’s Republic of China | | For | | For | | Management |
| 4 | | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | | For | | For | | Management |
| 5 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 6 | | Amend Articles of Association | | For | | For | | Management |
| 7.1 | | Elect Chin-Yen Kao, a Representative of Kao Chyuan Inv. Co. Ltd., as Director with Account No. 69100090 | | For | | For | | Management |
| 7.2 | | Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co. Ltd., as Director with Account No. 69100090 | | For | | For | | Management |
| 7.3 | | Elect Kao-Huei Cheng as Director with Account No. 52900010 | | For | | For | | Management |
| 7.4 | | Elect Chang-Sheng Lin as Director with Account No. 15900071 | | For | | For | | Management |
| 7.5 | | Elect Ping-Chih Wu, a Representative of Giant Attempt Ltd., as Director with Account No. 69100060 | | For | | For | | Management |
| 7.6 | | Elect Po-Ming Hou as Director with Account No. 23100014 | | For | | For | | Management |
| 7.7 | | Elect Ching-Chien Hou Su as Director with Account No. 23100015 | | For | | For | | Management |
| 7.8 | | Elect Hsiu-Jen Liu as Director with Account No. 52700020 | | For | | For | | Management |
| 7.9 | | Elect Ying-Jen Wu as Director with Account No. 11100062 | | For | | For | | Management |
| 7.10 | | Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co. Ltd., as Director with Account No. 69102650 | | For | | For | | Management |
| 7.11 | | Elect Kao-Keng Chen as Supervisor with Account No. 33100090 | | For | | For | | Management |
| 7.12 | | Elect Peng-Chih Kuo, a Representative of Chau Chih Inv. Co. Ltd., as Supervisor with Account No. 69105890 | | For | | For | | Management |
| 7.13 | | Elect Joe J.T. Teng as Supervisor with Account No. 53500011 | | For | | For | | Management |
| 8 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For | | Management |
| 9 | | Other Business | | None | | None | | Management |
Page 66
UNIFIED ENERGY SYSTEMS RAO
| | | | | | |
| Ticker: | | VESD LI | | Security ID: | | 904688207 |
| Meeting Date: | | DEC 6, 2006 | | Meeting Type: | | Special |
| Record Date: | | OCT 5, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Spin-Off of OJSC OGK-5 Holding and OJSC TGK-5 Holding; Elect General Directors of OJSC OGK-5 Holding and OJSC TGK-5 Holding; Elect Members of Audit Commissions of OJSC OGK-5 Holding and OJSC TGK-5 Holding | | For | | For | | Management |
| 2.1 | | Elect Evgeny Abramov as Director | | For | | For | | Management |
| 2.2 | | Elect Dmitry Akhanov as Director | | For | | For | | Management |
| 2.3 | | Elect Maxim Buniakin as Director | | For | | For | | Management |
| 2.4 | | Elect Dmitry Burnashev as Director | | For | | For | | Management |
| 2.5 | | Elect Anatoly Bushin as Director | | For | | For | | Management |
| 2.6 | | Elect Evgeny Bykhanov as Director | | For | | For | | Management |
| 2.7 | | Elect Dmitry Vasin as Director | | For | | For | | Management |
| 2.8 | | Elect Vladimir Volik as Director | | For | | For | | Management |
| 2.9 | | Elect Vadim Galka as Director | | For | | For | | Management |
| 2.10 | | Elect Alexey Znamensky as Director | | For | | For | | Management |
| 2.11 | | Elect Alexey Kachay as Director | | For | | For | | Management |
| 2.12 | | Elect Andrey Krivoguzov as Director | | For | | For | | Management |
| 2.13 | | Elect Valery Nepsha as Director | | For | | For | | Management |
| 2.14 | | Elect Eldar Orudzhev as Director | | For | | For | | Management |
| 2.15 | | Elect Dmitry Shtykov as Director | | For | | For | | Management |
| 2.16 | | Elect Victor Shchedrolyubov as Director | | For | | For | | Management |
| 3.1 | | Elect Evgeny Abramov as Director | | For | | For | | Management |
| 3.2 | | Elect Dmitry Akhanov as Director | | For | | For | | Management |
| 3.3 | | Elect Maxim Buniakin as Director | | For | | For | | Management |
| 3.4 | | Elect Evgeny Bykhanov as Director | | For | | For | | Management |
| 3.5 | | Elect Vladimir Volik as Director | | For | | For | | Management |
| 3.6 | | Elect Alexey Znamensky as Director | | For | | For | | Management |
| 3.7 | | Elect Alexey Kachay as Director | | For | | For | | Management |
| 3.8 | | Elect Igor Kozhukhovsky as Director | | For | | For | | Management |
| 3.9 | | Elect Vladimir Kolushov as Director | | For | | For | | Management |
| 3.10 | | Elect Vladimir Lebedev as Director | | For | | For | | Management |
| 3.11 | | Elect Yulia Negasheva as Director | | For | | For | | Management |
| 3.12 | | Elect Valery Nepsha as Director | | For | | For | | Management |
| 3.13 | | Elect Dmitry Rozhkov as Director | | For | | For | | Management |
| 3.14 | | Elect Mikhail Sokolovsky as Director | | For | | For | | Management |
| 3.15 | | Elect Vasily Filippov as Director | | For | | For | | Management |
| 3.16 | | Elect Dmitry Shtykov as Director | | For | | For | | Management |
| 4 | | Approve Merger of OJSC OGK-5 Holding with OJSC OGK-5 | | For | | For | | Management |
| 5 | | Approve Merger of OJSC TGK-5 Holding with OJSC TGK-5 | | For | | For | | Management |
| 6 | | Amend Charter Re: Approve Fixed Dividend for Preferred Shareholders | | For | | For | | Management |
| 7 | | Approve Related-Party Transaction Re: Acquisition of 20 Billion Ordinary Shares of OJSC Federal Grid Company of Unified Energy System | | For | | For | | Management |
Page 67
UNIFIED ENERGY SYSTEMS RAO
| | | | | | |
| Ticker: | | VESD LI | | Security ID: | | 904688207 |
| Meeting Date: | | JUN 26, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 11, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Annual Report, Financial Statements, and Allocation of Income | | For | | For | | Management |
| 2 | | Approve Omission of Dividends | | For | | For | | Management |
| 3 | | Ratify CJSC PricewaterhouseCoopers Audit as Auditor | | For | | For | | Management |
| 4.1 | | Elect Andrey Akimov as Director | | None | | Abstain | | Management |
| 4.2 | | Elect Kirill Androsov as Director | | None | | Abstain | | Management |
| 4.3 | | Elect Grigory Berezkin as Director | | None | | Abstain | | Management |
| 4.4 | | Elect Andrey Bugrov as Director | | None | | Abstain | | Management |
| 4.5 | | Elect Alexander Voloshin as Director | | None | | Abstain | | Management |
| 4.6 | | Elect German Gref as Director | | None | | Abstain | | Management |
| 4.7 | | Elect Andrey Dementyev as Director | | None | | Abstain | | Management |
| 4.8 | | Elect Gleb Nikitin as Director | | None | | Abstain | | Management |
| 4.9 | | Elect Sergey Oganesyan as Director | | None | | Abstain | | Management |
| 4.10 | | Elect Olga Pushkareva as Director | | None | | Abstain | | Management |
| 4.11 | | Elect Vladimir Rashevsky as Director | | None | | Abstain | | Management |
| 4.12 | | Elect Seppo Remes as Director | | For | | For | | Management |
| 4.13 | | Elect Kirill Seleznev as Director | | None | | Abstain | | Management |
| 4.14 | | Elect Yakov Urinson as Director | | For | | Abstain | | Management |
| 4.15 | | Elect Victor Khristenko as Director | | None | | Abstain | | Management |
| 4.16 | | Elect Anatoly Chubais as Director | | None | | Abstain | | Management |
| 4.17 | | Elect Andrey Sharonov as Director | | None | | Abstain | | Management |
| 4.18 | | Elect Ilya Yuzhanov as Director | | None | | Abstain | | Management |
| 5.1 | | Elect Marina Ganeyeva as Member of Audit Commission | | For | | For | | Management |
| 5.2 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For | | Management |
| 5.3 | | Elect Mikhail Kurbatov as Member of Audit Commission | | For | | For | | Management |
| 5.4 | | Elect Victoria Oseledko as Member of Audit Commission | | For | | For | | Management |
| 5.5 | | Elect Alexander Rutenberg as Member of Audit Commission | | For | | For | | Management |
| 6 | | Approve Related-Party Transaction Re: Acquisition of 86.9 Billion Shares in JSC FGC UES | | For | | For | | Management |
UNITED MICROELECTRONICS CORP
| | | | | | |
| Ticker: | | 2303 TT | | Security ID: | | Y92370108 |
| Meeting Date: | | JUN 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | APR 12, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept 2006 Operating Results and Financial Statements | | For | | For | | Management |
| 2 | | Approve 2006 Profit Distribution Plan | | For | | For | | Management |
| 3 | | Approve Reduction in Stated Capital | | For | | For | | Management |
| 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Management |
| 5 | | Amend Articles of Association | | For | | For | | Management |
| 6 | | Amend Election Rules of Directors and Supervisors | | For | | For | | Management |
| 7 | | Approve Investment in People’s Republic of China | | For | | For | | Management |
Page 68
VIMPEL COMMUNICATIONS OJSC
| | | | | | |
| Ticker: | | VIP | | Security ID: | | 68370R109 |
| Meeting Date: | | JUN 29, 2007 | | Meeting Type: | | Proxy Contest |
| Record Date: | | MAY 14, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW. | | For | | For | | Management |
| 2 | | TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC | | For | | For | | Management |
| 3 | | TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE | | For | | For | | Management |
| 4.1 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: DAVID J. HAINES | | None | | For | | Management |
| 4.2 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: MIKHAIL M. FRIDMAN | | None | | Withhold | | Management |
| 4.3 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: ARVE JOHANSEN | | None | | Withhold | | Management |
| 4.4 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: KLELL MORTEN JOHNSEN | | None | | Withhold | | Management |
| 4.5 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: STIG HERBERN | | None | | Withhold | | Management |
| 4.6 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: JO O. LUNDER | | None | | Withhold | | Management |
| 4.7 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: OLEG A. MALIS | | None | | Withhold | | Management |
| 4.8 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: LEONID R. NOVOSELSKY | | None | | For | | Management |
| 4.9 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: ALEXEY M. REZNIKOVICH | | None | | Withhold | | Management |
| 4.10 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: FRIDTJOF RUSTEN | | None | | Withhold | | Management |
| 5 | | TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON. | | For | | For | | Management |
| 6 | | TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES FOR THE TERM UNTIL | | For | | For | | Management |
| 7 | | TO APPROVE THE AMENDED CHARTER OF OPEN JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS. | | For | | For | | Management |
| 1 | | TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED IN ACCORDANCE WITH RUSSIAN LAW | | For | | None | | Management |
| 2 | | TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC | | For | | None | | Management |
| 3 | | TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE | | For | | None | | Management |
| 4.1 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: JO LUNDER | | For | | None | | Management |
| 4.2 | | TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF DIRECTORS: STIG HERBERN | | For | | None | | Management |
| 5 | | TO ELECT THE FOLLOWING INDIVIDUALS TO AUDIT COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON | | For | | None | | Management |
| 6 | | APPROVAL OF EXTERNAL AUDITORS | | For | | None | | Management |
| 7 | | TO APPROVE AMENDED CHARTER OF OPEN JOINT STOCK COMPANY VIMPEL-COMMUNICATIONS | | For | | None | | Management |
Page 69
YUANTA CORE PACIFIC SECURITIES CO.
| | | | | | |
| Ticker: | | 6004 TT | | Security ID: | | Y98639100 |
| Meeting Date: | | DEC 28, 2006 | | Meeting Type: | | Special |
| Record Date: | | NOV 28, 2006 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Approve Merger with Fuhwa Financial Holding Co. Ltd. | | For | | For | | Management |
| 2 | | Other Business | | For | | Against | | Management |
ZHEJIANG EXPRESSWAY CO., LTD.
| | | | | | |
| Ticker: | | 576 HK | | Security ID: | | Y9891F102 |
| Meeting Date: | | JUN 11, 2007 | | Meeting Type: | | Annual |
| Record Date: | | MAY 17, 2007 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| 1 | | Accept Report of the Directors | | For | | For | | Management |
| 2 | | Accept Report of the Supervisory Committee | | For | | For | | Management |
| 3 | | Accept Financial Statements | | For | | For | | Management |
| 4 | | Approve Final Dividend of RMB 0.20 Per Share | | For | | For | | Management |
| 5 | | Approve Financial Budget for Fiscal Year 2007 | | For | | For | | Management |
Page 70
FORWARD PROGRESSIVE REAL ESTATE FUND
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| ALEXANDRIA REAL EST | | ARE | | 015271109 | | 05/23/2007 | | Elect seven directors and ratify the appointment of Ernst & Young LLP as our independent registered public accountants for our fiscal year ending December 31, 2007 | | Issuer | | Yes | | 5/9/2007 | | All With Mgmt |
| AMB PROPERTY | | AMB | | 00163T109 | | 05/10/2007 | | Elect nine directors and ratify the appointment of Pricewaterhousecoopers LLP as our independent registered public accountants for our fiscal year ending December 31, 2006. | | Issuer | | Yes | | 4/30/2007 | | All With Mgmt |
| AMER CAMPUS COMM | | ACC | | 024835100 | | 05/03/2007 | | Elect eight directors and ratify the appointment of Ernst & Young LLP as our independent registered public accountants for our fiscal year ending December 31, 2007 | | Issuer | | Yes | | 4/23/2007 | | All With Mgmt |
| ARCHSTONE-SMITH TR | | ASN | | 039583109 | | 05/16/2007 | | To elect nine trustees;To ratify the appointment of KPMG LLP as auditors for the current fiscal year | | Issuer | | Yes | | 5/9/2007 | | All With Mgmt |
| AVALONBAY COMMUN | | AVB | | 053484101 | | 05/16/2007 | | Elect nine directors and ratify the appointment of Ernst & Young LLP as our independent registered public accountants for our fiscal year ending December 31, 2007 | | Issuer | | Yes | | 5/2/2007 | | All With Mgmt |
| BOARDWALK REIT C$ | | BEI.U | | 09663110 | | 05/10/2007 | | To elect seven directors to a one-year term of office and any other business that might come before the board | | Issuer | | Yes | | 5/1/2007 | | All With Mgmt |
| BOSTON PROPERTIES | | BXP | | 101121101 | | 05/15/2007 | | To elect three Class II directors and to consider and act upon a stockholder proposal concerning the annual election of directors and energy consumption | | Issuer | | Yes | | 5/11/2007 | | All With Mgmt |
| CAMDEN PROPERTIES | | CPT | | 133131102 | | 05/01/2007 | | Elect nine trustees ;To ratify the appointment of Deloitte & Touche LLP as the Company’s independent auditors for the current year | | Issuer | | Yes | | 4/24/2007 | | All With Mgmt |
| CB RICHARD ELLIS GROUP | | CBG | | 105368203 | | 06/01/2007 | | Elect twelve trustees; To ratify the appointment of Deloitte & Touche LLP as the Company’s independent auditors for the current year; approve executive incentive plan. | | Issuer | | Yes | | 5/18/2007 | | All With Mgmt |
| CBL & ASSOCIATS PROP | | CBL | | 124830100 | | 05/07/2007 | | To reelect three directors; ratify the selection of Deloitte & Touche LLP; | | Issuer | | Yes | | 4/26/2007 | | All With Mgmt |
| CEDAR SHOPPING CTRS | | CDR | | 150602209 | | 06/12/2007 | | To elect seven directors, To authorize and approve an amendment to increase the number of common and preferred stock, To approve the appointment of Ernst & Young LLP as the independent registered accounting firm | | Issuer | | Yes | | 6/4/2007 | | All With Mgmt |
| DEVELOPERS DIVERSFED | | DDR | | 251591103 | | 05/08/2007 | | To fix the number of directors at nine; To elect nine directors to serve until the next meeting; To approve an amendment to increase the number of authorized common shares by 100,000,000; To approve an amendment that would authorize the Company to notify shareholders of shareholder meetings by electronic communication; To approve an amendment that would allow the Company to issue shares without physical certificates; To ratify the selection of PricewaterhouseCoopers as the independent accountants for the year ending Dec. 31, 2007 | | Issuer | | Yes | | 5/1/2007 | | All With Mgmt |
| DIGITAL REALTY REIT | | DLR | | 253868103 | | 05/02/2007 | | To elect six directors; To consider and vote on ratifying the selection of the Company’s independent accounting form; To vote on the company’s amended and restated 2004 Incentive Award Program | | Issuer | | Yes | | 4/18/2007 | | All With Mgmt |
| EASTGROUP PROPERTIES | | EGP | | 277276101 | | 05/30/2007 | | To elect eight director; To ratify the appoinment of KPMG LLP as the independent registered accounting firm | | Issuer | | Yes | | 5/23/2007 | | All With Mgmt |
| EQUITY RESID’L | | EQR | | 29476L107 | | 05/24/2007 | | To elect twelve trustees to a one-year term; To ratify the selection of Ernst & Young LLP as the independent accounting firm for the fiscal year ending Dec. 31, 2007.; To vote on the shareholder proposal to implement a majority voting standard for the election of trustees (New England Carpenters Pension Fund- owner of 6500 shares, not supported by management) | | Issuer | | Yes | | 5/14/2007 | | All With Mgmt |
| GENERAL GROWTH PROP | | GGP | | 370021107 | | 05/15/2007 | | To elect three Class III directors for a term of three years; To approve the amendment and restatement of our Employee Stock Purchase Plan; To ratify the selection of Deloitte and Touche LLP as the independent accounting firm for the fiscal year ending Dec. 31, 2007; To consider a stockholder proposal regarding the declassification of the Board of Directors (management does nto support) | | Issuer | | Yes | | 5/8/2007 | | All With Mgmt |
| KILROY REALTY | | KRC | | 470457102 | | 05/17/2007 | | To elect one director to serve on the board until 2010 | | Issuer | | Yes | | 5/3/2007 | | All With Mgmt |
| KIMCO REALTY | | KIM | | 49446R109 | | 05/17/2007 | | To elect nine directors to serve one year terms; To vote on the amendment of the charter to increase the number of stock the Company has authority to issue to 1,141,100,000 shares, to increase the number of authorized common stock by 450,000,000, and to increase the number of auhorized shares of Excess stock of the company by 229,500,000; To ratify the selection of PricewaterhouseCoopers as the independent accounting firm | | Issuer | | Yes | | 5/16/2007 | | All With Mgmt |
| PLUM CREEK TIMBER | | PCL | | 729251108 | | 05/02/2007 | | To elect ten directors to serve until 2008; To ratify the appointment of Ernst & Young as the Company’s independent auditors; To consider a shareholder proposal that the Company disclose policies for political contributions and monetary political contributions made (Newground Social Investments- 85 shares, management does not support); To consider a shareholder proposal to establish a pay-for-superior-performance standard in executive compensation (Sheet Metal Workers’ National Pension Fund- 5,560 shares, management does not support) | | Issuer | | Yes | | 4/25/2007 | | All With Mgmt |
| RAYONIER | | RYN | | 754907103 | | 05/17/2007 | | To elect three Class I director to serve until 2010; To approve of an amendment to the Company’s Amended and Restated Articles of Incorporation to require a majority vote for the election of directors; To approve certain amendments to the 2004 Rayonier Incentive Stock and Management Bonus Plan; To ratify the appointment of Deloitte and Touche as the independent accounting firm | | Issuer | | Yes | | 5/10/2007 | | All With Mgmt |
| REALTY INCOME | | O | | 756109104 | | 05/15/2007 | | To elect eight directors to serve until 2008 | | Issuer | | Yes | | 5/1/2007 | | All With Mgmt |
| REGENCY CENTERS | | REG | | 758849103 | | 05/01/2007 | | To elect eleven directors to serve until the next meeting; To ratify the appoinment of KPMG LLP as the independent accounting firm for the year ending Dec. 31, 2007 | | Issuer | | Yes | | 4/20/2007 | | All With Mgmt |
| SIMON PROPERTY GROUP | | SPG | | 828806109 | | 05/10/2007 | | To elect eleven directors to serve until the next annual meeting; To ratify the appointment of Ernst & Young LLP as the independent accounting firm for 2007; To vote on the shareholder proposal that the Board establish a pay-for-superior-performance standard for senior executives (Massachusetts Laborers’ Pension Fund- 1,000 shares, management does not support); To vote on the shareholder proposal to allow the shareholders to vote on executive compensation at each annual meeting (Trustee of the International Brotherhood of Electrical Workers Pension Benefit Fund- 6,575 shares, management does not support); To ote on a shareholder proposal that stockholders approve of future severance agreements (Trustee of the Trowel Trades S&P 500 Index Fund- 6,696 shares, management does not support) | | Issuer | | Yes | | 4/30/2007 | | All With Mgmt |
| SL GREEN REALTY | | SLG | | 78440X101 | | 05/24/2007 | | To elect one Class I director to serve until 2010; To ratify the selection of KPMG LLP as the independent accounting firm for the fiscal year ending Dec. 31, 2007; To authorize and approve our amended and restated 2005 Stock Option and Incentive Plan; To authorize and approve articles of amendment and restatement of the Articles of Incorporation in order to (i) increase the number of authorized shares of common stock and (ii) make various ministerial changes to the current Articles of Incorporation | | Issuer | | Yes | | 5/17/2007 | | All With Mgmt |
| STARWOOD HOTEL & RES | | HOT | | 85590A203 | | 05/24/2007 | | To elect nine directors; To ratify the appointment of Ernst & Young LLP as the independent accounting firm for 2007; To approve an amendment and restatement of Starwood’s charter | | Issuer | | Yes | | 5/10/2007 | | All With Mgmt |
| VENTAS | | VTR | | 92276F100 | | 05/16/2007 | | To elect seven directors; To ratify the selection of Ernst & Young LLP as the independent accounting firm for fiscal year 2007; To approve an amendment to the Certificate of Incorporation to increase the number of authorized shares of common stock; To approve an amendment to the Certificate of Incorporation to include certain provisions limiting the constructive ownership of our capital stock | | Issuer | | Yes | | 5/7/2007 | | All With Mgmt |
| VORNADO REALTY TRUST | | VNO | | 929042109 | | 05/17/2007 | | To elect three directors to serve terms of three years; To ratify the apointment of Deloitte and Touche LLP as the independent accounting firm for the fiscal year; To vote on a shareholder proposal that trustee nominees be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders (New England Carpenter’s Pension Fund, management does not support | | Issuer | | Yes | | 5/7/2007 | | All With Mgmt |
| WEINGARTEN REALTY | | WRI | | 948741103 | | 05/03/2007 | | To elect eight trust managers; To ratify the appointment of Deloitte and Touche LLP as the independent accounting firm for the fiscal year ending Dec. 31, 2007 | | Issuer | | Yes | | 4/26/2007 | | All With Mgmt |
| PROLOGIS | | PLD | | 743410102 | | 05/15/2007 | | To elect twelve trustees to serve until the 2008 meeting; To ratify the appointment of KPMG LLP as the independent accounting firm for the year 2007 | | Issuer | | Yes | | 5/1/2007 | | All With Mgmt |
| INTERSTATE HTL & RES | | IHR | | 46088S106 | | 05/31/2007 | | To approve the Interstate Hotels & Resorts, Inc. 2007 Equity Award Plan; To ratify the appointment of KPMG LLP as independent accounting firm for the fiscal year ending Dec. 31, 2007; To elect or re-elect five members of the board to one or three year terms | | Issuer | | Yes | | 5/22/2007 | | All With Mgmt |
| POTLATCH HOLDINGS | | PCH | | 737630103 | | 05/07/2007 | | To elect three directors; To ratify the selection of KPMG as the independent auditor for 2007 | | Issuer | | Yes | | 4/27/2007 | | All With Mgmt |
| CROWN CASTLE COPR | | CCI | | 2128227104 | | 05/24/2007 | | To elect three Class III directors; To approve an amendment to the 2004 Stock Incentive Plan to increase by 3,000,000 the number of shares of common stock authorized for the issuance of awards; To approve the amendment and restatement of our Restated Certificate of Incorporation; To ratify the appointment of KPMG LLP as the independent accountants for fiscal year 2007 | | Issuer | | Yes | | 5/17/2007 | | All With Mgmt |
FORWARD LARGE CAP EQUITY FUND
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| HEWLETT-PACKARD COMPANY | | HPQ | | 428236103 | | 3/14/2007 | | Miscellaneous Corporate Governance | | I | | | | | | |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | FOR | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | FOR | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | AGAINST | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | S/H | | Y | | AGAINST | | WITH |
| | | | | | | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | S/H | | Y | | AGAINST | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | AGAINST | | WITH |
| HARRAH’S ENTERTAINMENT, INC. | | HET | | 413619107 | | 4/5/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Establish Nominating Committee | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Proxy Process/Statement | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Proxy Process/Statement | | S/H | | Y | | Against | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| UNITED TECHNOLOGIES CORPORATION | | UTX | | 913017109 | | 4/11/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Military/Weapons | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | | | | | | | |
| SCHLUMBERGER LIMITED | | SLB | | 806857108 | | 4/11/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Financial Statements | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| LEHMAN BROTHERS HOLDINGS INC | | LEH | | 524908100 | | 4/12/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| WACHOVIA CORPORATION | | WB | | 929903102 | | 4/17/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Declassify Board | | I | | Y | | For | | WITH |
| | | | | | | | Approve Charter Amendment | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote
Cast | | With or Against
Management |
| | | | | | | | S/H Proposal - Political/Government | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | I | | Y | | For | | WITH |
| | | | | | | | | | I | | Y | | For | | WITH |
| CITIGROUP | | C | | 172967101 | | 4/17/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Establish Nominating Committee | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Limit Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Adopt Cumulative Voting | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| THE BEAR STEARNS COMPANIES INC. | | BSC | | 073902108 | | 4/18/2007 | | Election of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Option Grants | | I | | Y | | For | | WITH |
| | | | | | | | Adopt Restricted Stock Award Plan | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Actions | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote
Cast | | With or Against
Management |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| MERCK & CO., INC. | | MRK | | 589331107 | | 4/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Fix Number Of Directors And Elect | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Reincorporate Out Of Delaware | | S/H | | Y | | Against | | WITH |
| UNITED STATES STEEL CORPORATION | | X | | 912909108 | | 4/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| INTERNATIONAL BUSINESS MACHINES CORP | | IBM | | 459200101 | | 4/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| PACCAR INC. | | PCAR | | 693718108 | | 4/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Eliminate Fair Price Provision | | S/H | | Y | | Against | | WITH |
| VF CORPORATION | | VFC | | 918204108 | | 4/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| GENERAL ELECTRIC COMPANY | | GE | | 369604103 | | 4/25/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Charter Amendment | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Amend Cash/Stock Bonus Plan | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Adopt Cumulative Voting | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H PROPOSAL - Establish Independent Chairman | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Establish Nominating Committee | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| EATON CORPORATION | | ETN | | 278058102 | | 4/25/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| MEMC ELECTRONIC MATERIALS, INC. | | WFR | | 552715104 | | 4/25/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 4/25/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Limit Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | S/H | | Y | | Against | | WITH |
| MARATHON OIL CORPORATION | | MRO | | 565849106 | | 4/25/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Approve Authorized Common Stock Increase | | I | | Y | | For | | WITH |
| CIGNA CORPORATION | | CI | | 125509109 | | 4/25/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Cash/Stock Bonus Plan | | I | | Y | | For | | WITH |
| TEXTRON INC. | | TXT | | 883203101 | | 4/25/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Military/Weapons | | S/H | | Y | | Against | | WITH |
| PFIZER INC. | | PFE | | 717081103 | | 4/26/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Adopt Cumulative Voting | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Animal Rights | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Animal Rights | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Establish Nominating Committee | | S/H | | Y | | Against | | WITH |
| | | | | | | | | | S/H | | Y | | Against | | WITH |
| HARRAH’S ENTERTAINMENT, INC. | | HET | | 413619107 | | 4/26/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| CAPITAL ONE FINANCIAL CORPORATION | | COF | | 14040H105 | | 4/26/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Charter Amendment | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| ALTRIA GROUP, INC. | | MO | | 02209S103 | | 4/26/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Adopt Cumulative Voting | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Human Rights Related | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Tobacco | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Tobacco | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Animal Rights | | S/H | | Y | | Against | | WITH |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 4/26/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| AT&T INC. | | T | | 00206R102 | | 4/27/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Cash/Stock Bonus Plan | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| RAYTHEON COMPANY | | RTN | | 755111507 | | 5/2/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| CSX CORPORATION | | CSX | | 126408103 | | 5/2/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| OCCIDENTAL PETROLEUM CORPORATION | | OXY | | 674599105 | | 5/4/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Override Csa Vote Restrictions | | S/H | | Y | | Against | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| INTERNATIONAL PAPER COMPANY | | IP | | 460146103 | | 5/7/2007 | | Election of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | For | | WITH |
| EXELON CORPORATION | | EXC | | 30161N101 | | 5/8/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Declassify Board | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | | S/H | | Y | | Against | | WITH |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 5/8/2007 | | Election of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Purchase Plan | | I | | Y | | For | | WITH |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 5/9/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Proxy Process/Statement | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Human Rights Related | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Proxy Process/Statement | | S/H | | Y | | Against | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| GOOGLE INC. | | GOOG | | 38259P508 | | 5/10/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Approve Cash/Stock Bonus Plan | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| APPLE INC. | | AAPL | | 037833100 | | 5/10/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Purchase Plan | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Purchase Plan | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| THE ALLSTATE CORPORATION | | ALL | | 020002101 | | 5/15/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act | | | | | | | | |
| | | | | | | | By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| WELLPOINT, INC. | | WLP | | 94973V107 | | 5/16/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Charter Amendment | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874107 | | 5/16/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| NORTHROP GRUMMAN CORPORATION | | NOC | | 666807102 | | 5/16/2007 | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Corporate Governance | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Military/Weapons | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H PROPOSAL - ESTABLISH Independent Chairman | | S/H | | Y | | Against | | WITH |
| NORDSTROM, INC. | | JWN | | 655664100 | | 5/22/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| TARGET CORPORATION | | TGT | | 87612E106 | | 5/24/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Classify Board | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Political/Government | | S/H | | Y | | Against | | WITH |
| LOWE’S COMPANIES, INC. | | LOW | | 548661107 | | 5/25/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Purchase Plan | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Environmental | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H PROPOSAL - DECLASSIFY BOARD | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Put Golden Parachute To Shareholder Vote | | S/H | | Y | | Against | | WITH |
| | | | | | | | S/H Proposal - Executive Compensation | | S/H | | Y | | Against | | WITH |
| UNITEDHEALTH GROUP INCORPORATED | | UNH | | 91324P102 | | 5/29/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Classify Board | | I | | Y | | For | | WITH |
| | | | | | | | Declassify Board | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Eliminate Supermajority Requirement To Act By Written Consent | | I | | Y | | For | | WITH |
| | | | | | | | Approve Charter Amendment | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Override Csa Vote Restrictions | | S/H | | Y | | For | | Against |
| | | | | | | | S/H Proposal - Limit Compensation | | S/H | | Y | | For | | Against |
| | | | | | | | Shareholder Proposal - Compensation Discussion & Analysis | | S/H | | Y | | For | | Against |
| | | | | | | | Miscellaneous Shareholder Proposal | | S/H | | Y | | Against | | With |
| ROYAL CARIBBEAN CRUISES LTD. | | RCL | | V7780T103 | | 5/31/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| CATERPILLAR INC. | | CAT | | 149123101 | | 6/13/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | S/H Proposal - Separate Chairman/CEO | | S/H | | Y | | AGAINST | | WITH |
| | | | | | | | S/H Proposal - Corporate Governance | | S/H | | Y | | For | | Against |
| NVIDIA CORPORATION | | NVDA | | 67066G104 | | 6/21/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | | | | | | | | | |
Company | | Ticker | | CUSIP | | Meeting
Date | | A brief identification of the matter voted on | | Proposed by
Issuer or
Security
Holder | | Voted | | Vote Cast | | With or Against
Management |
| | | | | | | | Approve Stock Compensation Plan | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| BEST BUY CO., INC. | | BBY | | 086516101 | | 6/27/2007 | | Election Of Directors | | I | | Y | | For | | WITH |
| | | | | | | | Ratify Appointment Of Independent Auditors | | I | | Y | | For | | WITH |
| | | | | | | | Amend Stock Compensation Plan | | I | | Y | | For | | WITH |
FORWARD LONG/SHORT CREDIT ANALYSIS FUND
The Fund voted no proxies during the period covered by this report. No records are attached.
SIERRA CLUB EQUITY INCOME FUND
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| MYL | | 628530107 | | MYLAN LABORATORIES | | 7/28/2006 | | Election of Directors | | Management | | for | | withhold |
| MYL | | 628530107 | | MYLAN LABORATORIES | | 7/28/2006 | | Amend Long Term Incentive Plan | | Management | | for | | for |
| MYL | | 628530107 | | MYLAN LABORATORIES | | 7/28/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| MCHP | | 595017014 | | MICROCHIP TECHNOLOGY INC | | 8/18/2006 | | Election of Directors | | Management | | for | | withhold |
| MCHP | | 595017014 | | MICROCHIP TECHNOLOGY INC | | 8/18/2006 | | Amend Stock Incentive Plan | | Management | | for | | against |
| MCHP | | 595017014 | | MICROCHIP TECHNOLOGY INC | | 8/18/2006 | | Executive Compensation | | Management | | for | | for |
| MCHP | | 595017014 | | MICROCHIP TECHNOLOGY INC | | 8/18/2006 | | Ratify Selection of Auditors | | Management | | for | | against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Election of Directors | | Management | | for | | withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Amend Stock Incentive Plan | | Management | | for | | against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Amend Employee Stock Purchase Plan | | Management | | for | | for |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: NEIL BARSKY | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT A. BITTMAN | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: RICHARD R. BURT | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: PATTI S. HART | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: LESLIE S. HEISZ | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT A. MATHEWSON | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: THOMAS J. MATTHEWS | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT MILLER | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: FREDERICK B. RENTSCHLER | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | Against |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - RAMANI AYER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - RAMON DE OLIVEIRA | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - TREVOR FETTER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - EDWARD J. KELLY, III | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - PAUL G. KIRK, JR. | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - THOMAS M. MARRA | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - GAIL J. MCGOVERN | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - MICHAEL G. MORRIS | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - ROBERT W. SELANDER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - CHARLES B. STRAUSS | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - H. PATRICK SWYGERT | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - DAVID K. ZWIENER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Ratify Appointment of Auditors - DELOITTE & TOUCHE LLP | | Management | | For | | For |
| JBHT | | 445658107 | | HUNT (JB) TRANSPRT SVCS INC | | 5/2/2007 | | Elect Nominee: WAYNE GARRISON | | Management | | For | | Withhold |
| JBHT | | 445658107 | | HUNT (JB) TRANSPRT SVCS INC | | 5/2/2007 | | Elect Nominee: GARY CHARLES GEORGE | | Management | | For | | Withhold |
| JBHT | | 445658107 | | HUNT (JB) TRANSPRT SVCS INC | | 5/2/2007 | | Elect Nominee: BRYAN HUNT | | Management | | For | | Withhold |
| JBHT | | 445658107 | | HUNT (JB) TRANSPRT SVCS INC | | 5/2/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Afsaneh M. Beschloss | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: T. Robert Burke | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: David A. Cole | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Lydia H. Kennard | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: J. Michael Losh | | Management | | For | | Against |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Hamid R. Moghadam | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Frederick W. Reid | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Jeffrey L. Skelton | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Elect: Thomas W. Tusher | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Add Shares/Amend 2002 Stock Option and Incentive Plan | | Management | | For | | Against |
| AMB | | 00163T109 | | AMB PROPERTY CORP | | 5/10/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: T. ALBRIGHT | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: K. BURNES | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: P. COYM | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: N. DAREHSHORI | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: A. FAWCETT | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: A. GOLDSTEIN | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: D. GRUBER | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: L. HILL | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: C. LAMANTIA | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. LOGUE | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: M. MISKOVIC | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. SERGEL | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. SKATES | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: G. SUMME | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: D. WALSH | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. WEISSMAN | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Increase Common Stock | | Management | | For | | Against |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| EFX | | 294429105 | | EQUIFAX INC | | 5/4/2007 | | Elect Nominee: JOHN L. CLENDENIN | | Management | | For | | Withhold |
| EFX | | 294429105 | | EQUIFAX INC | | 5/4/2007 | | Elect Nominee: A. WILLIAM DAHLBERG | | Management | | For | | Withhold |
| EFX | | 294429105 | | EQUIFAX INC | | 5/4/2007 | | Elect Nominee: ROBERT D. DALEO | | Management | | For | | Withhold |
| EFX | | 294429105 | | EQUIFAX INC | | 5/4/2007 | | Elect Nominee: L. PHILLIP HUMANN | | Management | | For | | Withhold |
| EFX | | 294429105 | | EQUIFAX INC | | 5/4/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Jeffery H. Boyd | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Ralph M. Bahna | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Howard W. Barker, Jr. | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Jeffrey E. Epstein | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: James M. Guyette | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Nancy B. Peretsman | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Elect Nominee: Craig W. Rydin | | Management | | For | | For |
| PCLN | | 741503403 | | PRICELINE.COM INC | | 6/6/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: IRWIN D. SIMON | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: BARRY J. ALPERIN | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: BETH L. BRONNER | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: JACK FUTTERMAN | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: DANIEL R. GLICKMAN | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: MARINA HAHN | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: ANDREW R. HEYER | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: ROGER MELTZER | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: MITCHELL A. RING | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: LEWIS D. SCHILIRO | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Elect Nominee: LARRY S. ZILAVY | | Management | | For | | Withhold |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Add Shares to 2002 Long Term Incentive and Stock Award Plan | | Management | | For | | Against |
| HAIN | | 405217100 | | HAIN CELESTIAL GROUP INC | | 11/30/2006 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| RX | | 449934108 | | IMS HEALTH INC | | 5/4/2007 | | Elect Nominee: James D. Edwards | | Management | | For | | Withhold |
| RX | | 449934108 | | IMS HEALTH INC | | 5/4/2007 | | Elect Nominee: William C. Van Faasen | | Management | | For | | Withhold |
| RX | | 449934108 | | IMS HEALTH INC | | 5/4/2007 | | Elect Nominee: Bret W. Wise | | Management | | For | | Withhold |
| RX | | 449934108 | | IMS HEALTH INC | | 5/4/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | Against |
| RX | | 449934108 | | IMS HEALTH INC | | 5/4/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - ANDREW S. BERWICK, JR. | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - FREDERICK P. FURTH | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - EDWARD W. GIBBONS | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - HAROLD M. MESSMER, JR | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - THOMAS J. RYAN | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - J. STEPHEN SCHAUB | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Elect Nominee - M. KEITH WADDELL | | Management | | For | | Withhold |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Ratify Appointment of Auditors | | Management | | For | | For |
| RHI | | 770323103 | | ROBERT HALF INTL INC | | 5/3/2007 | | Amend EEO Policy to Include Sexual Orientation | | Shareholder | | Against | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - William Barnet III | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Frank P. Bramble Sr. | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - John T. Collins | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Gary L. Countryman | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Tommy R. Franks | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Charles K. Gifford | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - W. Steven Jones | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Kenneth D. Lewis | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Monica C. Lozano | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Walter E. Massey | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Thomas J. May | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Patricia E. Mitchell | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Thomas M. Ryan | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - O. Temple Sloan Jr. | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Meredith R. Spangler | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Robert L. Tillman | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Jackie M. Ward | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | Against |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Limit Executive Compensation | | Shareholder | | Against | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Limit Board Size | | Shareholder | | Against | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: John W. Brown | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Howard E. Cox, Jr. | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Donald M. Engelman | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Jerome H. Grossman | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Louise L. Francesconi | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Stephen P. MacMillan | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: William U. Parfet | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Ronda E. Stryker | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Approve Executive Bonus Plan | | Management | | For | | For |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| SLG | | 78440X101 | | SL GREEN REALTY CORP | | 5/24/2007 | | Elect Nominee - EDWIN THOMAS BURTON III | | Management | | For | | Withhold |
| SLG | | 78440X101 | | SL GREEN REALTY CORP | | 5/24/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| SLG | | 78440X101 | | SL GREEN REALTY CORP | | 5/24/2007 | | Add Shares/Amend 2005 Stock Option and Incentive Plan | | Management | | For | | Against |
| SLG | | 78440X101 | | SL GREEN REALTY CORP | | 5/24/2007 | | Increase Common Stock | | Management | | For | | Against |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Victoria Buyniski Gluckman | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Arthur D. Collins Jr. | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Olivia F. Kirtley | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Jerry W. Levin | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Richard G. Reiten | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Approve 2007 Stock Incentive Plan | | Management | | For | | Against |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Limit Executive Compensation | | Shareholder | | Against | | Against |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - DINYAR S. DEVITRE | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - BETSY D. HOLDEN | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - CHRISTINA A. GOLD | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Approve 2006 Long-Term Incentive Plan | | Management | | For | | For |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Approve Senior Executive Annual Incentive Plan | | Management | | For | | For |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | BLAKE E. DEVITT | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | JOHN D. FORSYTH | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | GAIL D. FOSLER | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | CAROLE J. SHAPAZIAN | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | Approve 2007 Incentive Plan | | Management | | For | | Against |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Elect Nominee: ROBERT S. CLINE | | Management | | For | | Withhold |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Elect Nominee: MARIA S. EITEL | | Management | | For | | Withhold |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Elect Nominee: JOHN S. HAMLIN | | Management | | For | | Withhold |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Elect Nominee: PAULA ROSPUT REYNOLDS | | Management | | For | | Withhold |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Elect Nominee: CHARLES R. RINEHART | | Management | | For | | Withhold |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Ratify Appointment of Auditors: ERNST & YOUNG LLP | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| SAF | | 786429100 | | SAFECO CORP | | 5/2/2007 | | Adopt Majority Vote to Elect Directors | | Shareholder | | Against | | For |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - GARY G. BENANAV | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - FRANK J. BORELLI | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - MAURA C. BREEN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - NICHOLAS J. LAHOWCHIC | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - THOMAS P. MAC MAHON | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - WOODROW A. MYERS JR. | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - JOHN O. PARKER, JR. | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - GEORGE PAZ | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - SAMUEL K. SKINNER | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - SEYMOUR STERNBERG | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - BARRETT A. TOAN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - HOWARD L. WALTMAN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Robert A. Kierlin | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Stephen M. Slaggie | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Michael M. Gostomski | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Hugh L. Miller | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Henry K. McConnon | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Robert A. Hansen | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Willard D. Oberton | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Michael J. Dolan | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Elect Nominee: Reyne K. Wisecup | | Management | | For | | Withhold |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Amend Stock Option Plan | | Management | | For | | For |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Approve Incentive Plan | | Management | | For | | For |
| FAST | | 311900104 | | FASTENAL CO | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Merger With The Bank of New York Company, Inc. | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Adopt Supermajority Vote | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Authorized Shares | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Merger With The Bank of New York Company, Inc. | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Adopt Supermajority Vote | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Authorized Shares | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Charles A. Haggerty | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Isaiah Harris, Jr. | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: William A. Hawkins, III | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Cheryl Mayberry McKissack | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Stephen P. Nachtsheim | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Mary Ann O’Dwyer | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Martyn R. Redgrave | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Elect Nominee: Lee J. Schram | | Management | | For | | For |
| DLX | | 248019101 | | DELUXE CORP | | 4/25/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: J. R. Adams | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. L. Boren | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. A. Carp | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: C. S. Cox | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: T. J. Engibous | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. R. Goode | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: P. H. Patsley | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: W. R. Sanders | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: R. J. Simmons | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: R. K. Templeton | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: C. T. Whitman | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - ALEXANDER M. CUTLER | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - EDUARDO R. MENASCE | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - HENRY L. MEYER III | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - PETER G. TEN EYCK, II | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Approve Board Size | | Management | | For | | Against |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - ROSE MARIE BRAVO | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - PAUL J. FRIBOURG | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - MELLODY HOBSON | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - IRVINE O. HOCKADAY, JR. | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - BARRY S. STERNLICHT | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: JARED L. COHON | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: IRA J. GUMBERG | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: ROBERT P. KELLY | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: DAVID S. SHAPIRA | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: JOHN P. SURMA | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Add Shares/Amend Long Term Profit Incentive Plan | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - PAUL BERG | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN F. COGAN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - ETIENNE F. DAVIGNON | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JAMES M. DENNY | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - CARLA A. HILLS | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN W. MADIGAN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN C. MARTIN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - GORDON E. MOORE | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - NICHOLAS G. MOORE | | Management | | For | | Withhold |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - GAYLE E. WILSON | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Add Shares to 2004 Equity Incentive Plan | | Management | | For | | Against |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Add Shares/Amend Employee Stock Purchase Plan | | Management | | For | | For |
| PMTC | | 699173209 | | PARAMETRIC TECHNOLOGY CORP | | 3/7/2007 | | Elect Nominee: NOEL G. POSTERNAK | | Management | | For | | Withhold |
| PMTC | | 699173209 | | PARAMETRIC TECHNOLOGY CORP | | 3/7/2007 | | Elect Nominee: MICHAEL E. PORTER | | Management | | For | | Withhold |
| PMTC | | 699173209 | | PARAMETRIC TECHNOLOGY CORP | | 3/7/2007 | | Add Shares to 2000 Equity Incentive Plan | | Management | | For | | Against |
| PMTC | | 699173209 | | PARAMETRIC TECHNOLOGY CORP | | 3/7/2007 | | Ratify Appointment of Auditors - Pricewaterhousecoopers LLP | | Management | | For | | For |
| EW | | 28176E108 | | EDWARDS LIFESCIENCES CORP | | 5/10/2007 | | Elect Nominee: Robert A. Ingram | | Management | | For | | Withhold |
| EW | | 28176E108 | | EDWARDS LIFESCIENCES CORP | | 5/10/2007 | | Elect Nominee: Vernon R. Loucks Jr. | | Management | | For | | Withhold |
| EW | | 28176E108 | | EDWARDS LIFESCIENCES CORP | | 5/10/2007 | | Add Shares to Long-Term Stock Incentive Compensation Program | | Management | | For | | For |
| EW | | 28176E108 | | EDWARDS LIFESCIENCES CORP | | 5/10/2007 | | Add Shares to 2001 Employee Stock Purchase Plan | | Management | | For | | For |
| EW | | 28176E108 | | EDWARDS LIFESCIENCES CORP | | 5/10/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | Against |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Claire Fraser-Liggett | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Henry P. Becton Jr | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Edward F. DeGraan | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Adel A. F. Mahmoud | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - James F. Orr | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Add Shares to 2004 Equity-Based Compensation Plan | | Management | | For | | Against |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Adopt Cumulative Voting | | Shareholder | | Against | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - REUBEN V. ANDERSON | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JOHN L. CLENDENIN | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DAVID B. DILLON | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DAVID B. LEWIS | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DON W. MCGEORGE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - W. RODNEY MCMULLEN | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JORGE P. MONTOYA | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - CLYDE R. MOORE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - SUSAN M. PHILLIPS | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - STEVEN R. ROGEL | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JAMES A. RUNDE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - RONALD L. SARGENT | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Approve Cash Bonus Plan | | Management | | For | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Adopt Advance Notice Requirement | | Management | | For | | Against |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Review/Report on Economic Risks associated with Climate Change | | Shareholder | | Against | | For |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: HOWARD SCHULTZ | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: BARBARA BASS | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: HOWARD P. BEHAR | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: WILLIAM W. BRADLEY | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAMES L. DONALD | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: MELLODY HOBSON | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: OLDEN LEE | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAMES G. SHENNAN, JR. | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAVIER G. TERUEL | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: MYRON E. ULLMAN, III | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: CRAIG E. WEATHERUP | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Approve Executive Management Bonus Plan | | Management | | For | | For |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Elect - MR. FRANK J. BIONDI, JR. | | Management | | For | | Against |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Elect - MR. JERRY D. CHOATE | | Management | | For | | Against |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Elect - MR. FRANK C. HERRINGER | | Management | | For | | Against |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Elect - DR. GILBERT S. OMENN | | Management | | For | | Against |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Eliminate Classified Board - Charter | | Management | | For | | For |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Eliminate Classified Board - Bylaws | | Management | | For | | For |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Review/Report on Animal Welfare | | Shareholder | | Against | | For |
| AMGN | | 031162100 | | AMGEN INC | | 5/9/2007 | | Report on Sustainability | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect L.T. BABBIO, JR. | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect S.M. BALDAUF | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect R.A. HACKBORN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect J.H. HAMMERGREN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect M.V. HURD | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect R.L. RYAN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect L.S. SALHANY | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect G.K. THOMPSON | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Allow Equal Access to the Proxy | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Allow Shareholder Approval of Poison Pill | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/5/2007 | | Approve Merger With Hamlet Holdings LLC | | Management | | For | | Against |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/5/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Approve 2007 Incentive Plan | | Management | | For | | Against |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - ROBERT R. BENNETT | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - PAUL A. GOULD | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - JOHN C. MALONE | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Berndt | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Bunch | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Chellgren | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Clay | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Davidson | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. James | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Kelson | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Lindsay | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Massaro | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. Pepper | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Rohr | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Shepard | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. Steffes | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Strigl | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Thieke | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Usher | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Walls | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Wehmeier | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Amend 1996 Executive Incentive Award Plan | | Management | | For | | Against |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Elect Nominee - WILLIAM R. BOLES, JR. | | Management | | For | | Withhold |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Elect Nominee - W. BRUCE HANKS | | Management | | For | | Withhold |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Elect Nominee - C.G. MELVILLE, JR. | | Management | | For | | Withhold |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Elect Nominee - GLEN F. POST, III | | Management | | For | | Withhold |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| CTL | | 156700106 | | CENTURYTEL INC | | 5/10/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Elect Nominee - Gina R. Boswell | | Management | | For | | Withhold |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Elect Nominee - Willie D. Davis | | Management | | For | | Withhold |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Elect Nominee - Jack M. Greenberg | | Management | | For | | Withhold |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Elect Nominee - Terry A. Hueneke | | Management | | For | | Withhold |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Approve Senior Management Annual Incentive Plan | | Management | | For | | For |
| MAN | | 56418H100 | | MANPOWER INC/WI | | 5/2/2007 | | Adopt MacBride Principles | | Shareholder | | Against | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Michael H. Armacost | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Robert H. Brust | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Deborah A. Coleman | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Philip V. Gerdine | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Thomas J. Iannotti | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Charles Y.S. Liu | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: James C. Morgan | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Gerhard H. Parker | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Willem P. Roelandts | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Michael R. Splinter | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Amend Employee Stock Incentive Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Add Shares/Amend Employees Stock Purchase Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Reapprove Senior Executive Bonus Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Ratify Appointment of Auditors- KPMG LLP | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: JAMES E. CAYNE | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: HENRY S. BIENEN | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: CARL D. GLICKMAN | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: MICHAEL GOLDSTEIN | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: ALAN C. GREENBERG | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: DONALD J. HARRINGTON | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: FRANK T. NICKELL | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: PAUL A. NOVELLY | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: FREDERIC V. SALERNO | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: ALAN D. SCHWARTZ | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: WARREN J. SPECTOR | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: VINCENT TESE | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: WESLEY S. WILLIAMS JR. | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Add Shares to Stock Award Plan | | Management | | For | | Against |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Add Shares to Restricted Stock Unit Plan | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Amend Stock Plan for Employees | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Approve 2007 Performance Compensation Plan | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: STEPHEN M. BENNETT | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: CHRISTOPHER W. BRODY | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: WILLIAM V. CAMPBELL | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: SCOTT D. COOK | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: L. JOHN DOERR | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: DIANE B. GREENE | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: MICHAEL R. HALLMAN | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: DENNIS D. POWELL | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: STRATTON D. SCLAVOS | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Add Shares/Amend 2005 Equity Incentive Plan | | Management | | For | | Against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Add Shares to Employee Stock Purchase Plan | | Management | | For | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Pedro Aspe | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Robert P. McGraw | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Hilda Ochoa-Brillembourg | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Edward B. Rust, Jr. | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Eliminate Supermajority Vote | | Shareholder | | Against | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Martin S. Kimmel | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Milton Cooper | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Richard G. Dooley | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Michael J. Flynn | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Joe Grills | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: David B. Henry | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: F. Patrick Hughes | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Frank Lourenso | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Richard Saltzman | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Increase Common Stock | | Management | | For | | Against |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN D. WREN | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - BRUCE CRAWFORD | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - ROBERT CHARLES CLARK | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - LEONARD S. COLEMAN, JR. | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - ERROL M. COOK | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - SUSAN S. DENISON | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - MICHAEL A. HENNING | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN R. MURPHY | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN R. PURCELL | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - LINDA JOHNSON RICE | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - GARY L. ROUBOS | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Approve 2007 Incentive Award Plan | | Management | | For | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - John S. Chen | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Lloyd H. Dean | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Susan E. Engel | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Enrique Hernandez Jr. | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Robert L. Joss | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Richard M. Kovacevich | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Richard D. McCormick | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Cynthia H. Milligan | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Nicholas G. Moore | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Philip J. Quigley | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Donald B. Rice | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Judith M. Runstad | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Stephen W. Sanger | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Susan G. Swenson | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - John G. Stumpf | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Michael W. Wright | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Limit Executive Compensation - SERPs | | Shareholder | | Against | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Report on Home Mortgage Disclosure Act Data | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Adopt Goals on Reducing Greenhouse Gas Emissions | | Shareholder | | Against | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: A. GEORGE BATTLE | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: ANDREW CECERE | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: TONY J. CHRISTIANSON | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: GUY R. HENSHAW | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: ALEX W. HART | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: MARGARET L. TAYLOR | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Elect Nominee: WILLIAM J. LANSING | | Management | | For | | For |
| FIC | | 303250104 | | FAIR ISAAC CORP | | 2/12/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
SIERRA CLUB STOCK FUND
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| WB | | 929903102 | | WACHOVIA CORPORATION | | 8/31/2006 | | Approve Merger/Acquisitions | | Management | | for | �� | for |
| WB | | 929903102 | | WACHOVIA CORPORATION | | 8/31/2006 | | Ament Stock Incentive Plan | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Daniel J. Warmenhoven | | Management | | for | | against |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Donald T. Valentine | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Jeffry R. Allen | | Management | | for | | against |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Carol A. Bartz | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Alan L. Earhart | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Edward Kozel | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Mark Leslie | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Nicholas G. Moore | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect George T. Shaheen | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Elect Robert T. Wall | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Amend Stock Incentive Plan | | Management | | for | | against |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Director Compensation | | Management | | for | | against |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Amend Employee Stock Purchase Plan | | Management | | for | | for |
| NTAP | | 64120L104 | | NETWORK APPLIANCE, INC | | 8/31/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| NFB | | 659424105 | | NORTH FORK BANCORPORATION INC | | 8/22/2006 | | Approve Merger/Acquisitions | | Management | | for | | for |
| NFB | | 659424105 | | NORTH FORK BANCORPORATION INC | | 8/22/2006 | | Adjourn Meeting If Necessary | | Management | | for | | against |
| NFB | | 659424105 | | NORTH FORK BANCORPORATION INC | | 8/22/2006 | | Election of Directors | | Management | | for | | withhold |
| NFB | | 659424105 | | NORTH FORK BANCORPORATION INC | | 8/22/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 8/22/2006 | | Approve Merger/Acquisitions | | Management | | for | | for |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 8/22/2006 | | Adjourn Meeting If Necessary | | Management | | for | | against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTGAGE CORP | | 9/8/2006 | | Election of Directors | | Management | | for | | withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTGAGE CORP | | 9/8/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTGAGE CORP | | 9/8/2006 | | Political Contributions | | Shareholder | | against | | for |
| SYMC | | 871503108 | | SYMANTEC CORPORATION | | 9/13/2006 | | Election of Directors | | Management | | for | | withhold |
| SYMC | | 871503108 | | SYMANTEC CORPORATION | | 9/13/2006 | | Amend Stock Incentive Plan | | Management | | for | | for |
| SYMC | | 871503108 | | SYMANTEC CORPORATION | | 9/13/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of William H Gates III | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Steven A Ballmer | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of James I Cash Jr | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Dina Dublon | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Raymond V Gilmartin | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of David F Marquardt | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Charles H Noski | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Helmut Panke | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Election of Jon A Shirley | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Restrict Selling to Foreign Governments | | Shareholder | | againt | | against |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Sexual Orientation in EEOP | | Shareholder | | against | | for |
| MSFT | | 594918014 | | MICROSOFT CORPORATION | | 11/14/2006 | | Hiring Proxy Advisor | | Shareholder | | against | | against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Election of Directors | | Management | | for | | withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Amend Stock Incentive Plan | | Management | | for | | against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Amend Employee Stock Purchase Plan | | Management | | for | | for |
| CAH | | 14149Y108 | | CARDINAL HEALTH INC | | 11/8/2006 | | Election of Directors | | Management | | for | | withhold |
| CAH | | 14149Y108 | | CARDINAL HEALTH INC | | 11/8/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| CAH | | 14149Y108 | | CARDINAL HEALTH INC | | 11/8/2006 | | Severance Arrangements | | Shareholder | | against | | for |
| CAH | | 14149Y108 | | CARDINAL HEALTH INC | | 11/8/2006 | | Performance-Based Stock Options | | Shareholder | | against | | for |
| CAH | | 14149Y108 | | CARDINAL HEALTH INC | | 11/8/2006 | | Shareholder Review of Board Reports | | Shareholder | | against | | for |
| UVN | | 914906102 | | UNIVISION COMMUNICATIONS INC | | 9/27/2006 | | Approve Merger/Acquisitions | | Management | | for | | against |
| UVN | | 914906102 | | UNIVISION COMMUNICATIONS INC | | 9/27/2006 | | Adjourn Meeting If Necessary | | Management | | for | | against |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Alfonse M D’Amato | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Gary J Fernandes | | Management | | for | | withhold |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Robert E La Blanc | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Christopher B Lofgren | | Management | | for | | withhold |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Jay W Lorsch | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Wiliam E McCracken | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Lewis S Ranieri | | Management | | for | | withhold |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Walter P Schuetze | | Management | | for | | withhold |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect John A Swainson | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Laura S Unger | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Elect Ron Zambonini | | Management | | for | | for |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Ratify Selection of Auditors | | Management | | for | | against |
| CA | | 12673P105 | | CA INC | | 9/18/2006 | | Rights Plan | | Shareholder | | against | | against |
| GDW | | 381317106 | | GOLDEN WEST FINANCIAL CORPOTION | | 8/31/2006 | | Approve Merger/Acquisitions | | Management | | for | | for |
| WAG | | 931422109 | | WALGREEN CO | | 1/10/2006 | | Election of Directors | | Management | | for | | withhold |
| WAG | | 931422109 | | WALGREEN CO | | 1/10/2006 | | Ratify Selection of Auditors | | Management | | for | | for |
| WAG | | 931422109 | | WALGREEN CO | | 1/10/2006 | | Amend Long Term Incentive Plan | | Management | | for | | for |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: NEIL BARSKY | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT A. BITTMAN | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: RICHARD R. BURT | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: PATTI S. HART | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: LESLIE S. HEISZ | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT A. MATHEWSON | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: THOMAS J. MATTHEWS | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: ROBERT MILLER | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Elect Nominee: FREDERICK B. RENTSCHLER | | Management | | For | | Withhold |
| IGT | | 459902102 | | INTL GAME TECHNOLOGY | | 3/6/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | Against |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Eric Schmidt | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Sergey Brin | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Larry Page | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: L. John Doerr | | Management | | For | | Withhold |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: John L. Hennessy | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Arthur D. Levinson | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Ann Mather | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Paul S. Otellini | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: K. Ram Shriram | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Elect Nominee: Shirley M. Tilghman | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Add Shares to 2004 Stock Plan | | Management | | For | | Against |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Approve Executive Bonus Plan | | Management | | For | | For |
| GOOG | | 38259P508 | | GOOGLE INC | | 5/10/2007 | | Adopt Policy to Protect Freedom of Access to the Internet | | Shareholder | | Against | | For |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - RAMANI AYER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - RAMON DE OLIVEIRA | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - TREVOR FETTER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - EDWARD J. KELLY, III | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - PAUL G. KIRK, JR. | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - THOMAS M. MARRA | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - GAIL J. MCGOVERN | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - MICHAEL G. MORRIS | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - ROBERT W. SELANDER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - CHARLES B. STRAUSS | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - H. PATRICK SWYGERT | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Elect Nominee - DAVID K. ZWIENER | | Management | | For | | Withhold |
| HIG | | 416515104 | | HARTFORD FINANCIAL SERVICES | | 5/16/2007 | | Ratify Appointment of Auditors - DELOITTE & TOUCHE LLP | | Management | | For | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - S. DECKER ANSTROM | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - KENNETH J. BACON | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - SHELDON M. BONOVITZ | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - EDWARD D. BREEN | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - JULIAN A. BRODSKY | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - JOSEPH J. COLLINS | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - J. MICHAEL COOK | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - JEFFREY A. HONICKMAN | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - BRIAN L. ROBERTS | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - RALPH J. ROBERTS | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - DR. JUDITH RODIN | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Elect Nominee - MICHAEL I. SOVERN | | Management | | For | | Withhold |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Ratify Appointment of Auditors - DELOITTE & TOUCHE LLP | | Management | | For | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Limit Executive Compensation | | Shareholder | | Against | | Against |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Report on Sustainability | | Shareholder | | Against | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Eliminate Dual Class Common Stock | | Shareholder | | Against | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Report on Executive Compensation | | Shareholder | | Against | | For |
| CMCSA | | 20030N101 | | COMCAST CORP | | 5/23/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Ronald James | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Elliot S. Kaplan | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Matthew H. Paull | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: James E. Press | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Richard M. Schulze | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Mary A. Tolan | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Hatim A. Tyabji | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Elect Nominee: Rogelio M. Rebolledo | | Management | | For | | Withhold |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| BBY | | 086516101 | | BEST BUY CO INC | | 6/27/2007 | | Add Shares to 2004 Omnibus Stock and Incentive Plan | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: BARBARA T. ALEXANDER | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: GEOFFREY T. BOISI | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: MICHELLE ENGLER | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: ROBERT R. GLAUBER | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: RICHARD KARL GOELTZ | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: THOMAS S. JOHNSON | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: WILLIAM M. LEWIS, JR. | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: EUGENE M. McQUADE | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: SHAUN F. O’MALLEY | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: JEFFREY M. PEEK | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: NICOLAS P. RETSINAS | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: STEPHEN A. ROSS | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Elect: RICHARD F. SYRON | | Management | | For | | Against |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 6/8/2007 | | Extend Term of 1995 Directors’ Stock Compensation Plan | | Management | | For | | Against |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: T. ALBRIGHT | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: K. BURNES | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: P. COYM | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: N. DAREHSHORI | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: A. FAWCETT | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: A. GOLDSTEIN | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: D. GRUBER | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: L. HILL | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: C. LAMANTIA | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. LOGUE | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: M. MISKOVIC | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. SERGEL | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. SKATES | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: G. SUMME | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: D. WALSH | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Elect Nominee: R. WEISSMAN | | Management | | For | | Withhold |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Increase Common Stock | | Management | | For | | Against |
| STT | | 857477103 | | STATE STREET CORP | | 4/18/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| CMX | | 141705103 | | CAREMARK RX INC | | 3/16/2007 | | Approve Merger With CVS Corporation | | Management | | For | | For |
| CMX | | 141705103 | | CAREMARK RX INC | | 3/16/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: William H. Berkman | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Edgar Bronfman, Jr. | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Barry Diller | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Victor A. Kaufman | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Donald R. Keough | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Bryan Lourd | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: John C. Malone | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Arthur C. Martinez | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Steven Rattner | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Gen. H. Norman Schwarzkopf | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Alan G. Spoon | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Elect Nominee: Diane Von Furstenberg | | Management | | For | | Withhold |
| IACI | | 44919P300 | | IAC INTERACTIVE CORP | | 6/13/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - William Barnet III | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Frank P. Bramble Sr. | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - John T. Collins | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Gary L. Countryman | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Tommy R. Franks | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Charles K. Gifford | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - W. Steven Jones | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Kenneth D. Lewis | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Monica C. Lozano | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Walter E. Massey | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Thomas J. May | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Patricia E. Mitchell | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Thomas M. Ryan | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - O. Temple Sloan Jr. | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Meredith R. Spangler | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Robert L. Tillman | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Elect Nominee - Jackie M. Ward | | Management | | For | | Abstain |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | Against |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Limit Executive Compensation | | Shareholder | | Against | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Limit Board Size | | Shareholder | | Against | | For |
| BAC | | 060505104 | | BANK OF AMERICA CORP | | 4/25/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: John W. Brown | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Howard E. Cox, Jr. | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Donald M. Engelman | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Jerome H. Grossman | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Louise L. Francesconi | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Stephen P. MacMillan | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: William U. Parfet | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Elect Nominee: Ronda E. Stryker | | Management | | For | | Withhold |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Approve Executive Bonus Plan | | Management | | For | | For |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| SYK | | 863667101 | | STRYKER CORP | | 4/25/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Elect Nominee: Robert K. Burgess | | Management | | For | | Withhold |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Elect Nominee: Carol Mills | | Management | | For | | Withhold |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Elect Nominee: Colleen M. Pouliot | | Management | | For | | Withhold |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Elect Nominee: Robert Sedgewick | | Management | | For | | Withhold |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Elect Nominee: John E. Warnock | | Management | | For | | Withhold |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Add Shares/Amend 2003 Equity Incentive Plan | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Adopt Holding Period/Retention Ratio | | Shareholder | | Against | | For |
| ADBE | | 00724F101 | | ADOBE SYSTEMS INC | | 4/5/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Victoria Buyniski Gluckman | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Arthur D. Collins Jr. | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Olivia F. Kirtley | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Jerry W. Levin | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Elect Nominee - Richard G. Reiten | | Management | | For | | Withhold |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Approve 2007 Stock Incentive Plan | | Management | | For | | Against |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| USB | | 902973304 | | U S BANCORP | | 4/17/2007 | | Limit Executive Compensation | | Shareholder | | Against | | Against |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: W. ROY DUNBAR | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: MARTIN C. FAGA | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: S. MALCOLM GILLIS | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: RAY J. GROVES | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: ELLEN M. HANCOCK | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: JEFFREY M. HELLER | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: RAY L. HUNT | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: MICHAEL H. JORDAN | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: EDWARD A. KANGAS | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: JAMES K. SIMS | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Elect: R. DAVID YOST | | Management | | For | | Abstain |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| EDS | | 285661104 | | ELECTRONIC DATA SYSTEMS CORP | | 4/17/2007 | | Allow Shareholders to Call Special Meeting | | Shareholder | | Against | | For |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - J. E. Barfield | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - J. S. Broadhurst | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - C. M. Connor | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - D. A. Daberko | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - B. P. Healy | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - M. B. McCallister | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - P. A. Ormond | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - P. E. Raskind | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - G. L. Shaheen | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - J. S. Thornton | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Elect Nominee - M. Weiss | | Management | | For | | Withhold |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| NCC | | 635405103 | | NATIONAL CITY CORP | | 4/24/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Elect Nominee: Ursula M. Burns | | Management | | For | | Withhold |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Elect Nominee: Marye Anne Fox, Ph.D. | | Management | | For | | Withhold |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Elect Nominee: N. J. Nicholas, Jr. | | Management | | For | | Withhold |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Elect Nominee: John E. Pepper | | Management | | For | | Withhold |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Eliminate Classified Board | | Management | | For | | For |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Increase Board Size | | Management | | For | | Against |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Approve Option Exchange | | Management | | For | | Against |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Adopt Holding Period/Retention Ratio | | Shareholder | | Against | | Against |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| BSX | | 101137107 | | BOSTON SCIENTIFIC CORP | | 5/8/2007 | | Approve Other Business | | Management | | For | | Against |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Elect Nominee - Jerald G. Fishman | | Management | | For | | Withhold |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Elect Nominee - John C. Hodgson | | Management | | For | | Withhold |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Elect Nominee - F. Grant Saviers | | Management | | For | | Withhold |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Elect Nominee - Paul J. Severino | | Management | | For | | Withhold |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| ADI | | 032654105 | | ANALOG DEVICES | | 3/13/2007 | | Adopt Majority Vote to Elect Directors | | Shareholder | | Against | | For |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Ernest S. Rady | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Jerry Gitt | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - John T. Casteen III | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Maryellen C. Herringer | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Joseph Neubauer | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Timothy D. Proctor | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Van L. Richey | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Elect Nominee - Dona Davis Young | | Management | | For | | Withhold |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Adopt Majority Vote to Elect Directors | | Management | | For | | For |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | Against |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Implement Stock Ownership Guidelines | | Shareholder | | Against | | Against |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| ECN | | 929903102 | | WACHOVIA CORP | | 4/17/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - DINYAR S. DEVITRE | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - BETSY D. HOLDEN | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Elect Nominee - CHRISTINA A. GOLD | | Management | | For | | Withhold |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Approve 2006 Long-Term Incentive Plan | | Management | | For | | For |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Approve Senior Executive Annual Incentive Plan | | Management | | For | | For |
| WU | | 959802109 | | WESTERN UNION CO | | 5/10/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Elect: Robert H. Campbell | | Management | | For | | Abstain |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Elect: ISAIAH HARRIS, JR. | | Management | | For | | Abstain |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Elect: JANE E. HENNEY, M.D. | | Management | | For | | Abstain |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Elect: DONNA F. ZARCONE | | Management | | For | | Abstain |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Ratify Appointment of Auditors - Pricewaterhousecoopers LLP | | Management | | For | | For |
| CI | | 125509109 | | CIGNA CORP | | 4/25/2007 | | Reapprove Executive Incentive Plan | | Management | | For | | For |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | BLAKE E. DEVITT | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | JOHN D. FORSYTH | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | GAIL D. FOSLER | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | CAROLE J. SHAPAZIAN | | Management | | For | | Against |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| BAX | | 071813109 | | BAXTER INTERNATIONAL INC | | 5/1/2007 | | Approve 2007 Incentive Plan | | Management | | For | | Against |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Elect Nominee - Thomas A. Knowlton | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Elect Nominee - William D. Perez | | Management | | For | | Withhold |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Elect Nominee - Steven B. Sample | | Management | | For | | Withhold |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Elect Nominee - Alex Shumate | | Management | | For | | Withhold |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Adopt Majority Voting | | Management | | For | | For |
| WWY | | 982526105 | | WRIGLEY (WM) JR CO | | 3/14/2007 | | Ratify Appointment of Auditors- Ernst & Young LLP | | Management | | For | | For |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Elect Nominee: W. Ronald Dietz | | Management | | For | | Withhold |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Elect Nominee: Lewis Hay, III | | Management | | For | | Withhold |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Elect Nominee: Mayo Shattuck, III | | Management | | For | | Withhold |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Adopt Majority Vote to Elect Directors | | Management | | For | | For |
| COF | | 14040H105 | | CAPITAL ONE FINANCIAL CORP | | 4/26/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: James DeFranco | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Michael T. Dugan | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Cantey Ergen | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Charles W. Ergen | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Steven R. Goodbarn | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Gary S. Howard | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: David K. Moskowitz | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Tom A. Ortolf | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: C. Michael Schroeder | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Elect Nominee: Carl E. Vogel | | Management | | For | | Withhold |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| DISH | | 278762109 | | ECHOSTAR COMMUN CORP -CL A | | 5/8/2007 | | Approve Other Business | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Elect - DAVID A. COULTER | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Elect - HENRY C. DUQUES | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Elect - RICHARD P. KIPHART | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Elect - JOAN E. SPERO | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Add Shares to Employee Stock Purchase Plan | | Management | | For | | For |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Approve 2006 Non-Employee Director Equity Compensation Plan | | Management | | For | | Against |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Amend 2002 Long-Term Incentive Plan | | Management | | For | | For |
| FDC | | 319963104 | | FIRST DATA CORP | | 5/30/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - GARY G. BENANAV | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - FRANK J. BORELLI | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - MAURA C. BREEN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - NICHOLAS J. LAHOWCHIC | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - THOMAS P. MAC MAHON | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - WOODROW A. MYERS JR. | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - JOHN O. PARKER, JR. | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - GEORGE PAZ | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - SAMUEL K. SKINNER | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - SEYMOUR STERNBERG | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - BARRETT A. TOAN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Elect Nominee - HOWARD L. WALTMAN | | Management | | For | | Withhold |
| ESRX | | 302182100 | | EXPRESS SCRIPTS INC | | 5/23/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| UVN | | 914906102 | | UNIVISION COMMUNICATIONS INC | | 9/27/2006 | | Approve Merger Among Univision Communications Inc., Umbrella Holdings LLC and Umbrella Acquisition Inc. | | Management | | For | | Against |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| UVN | | 914906102 | | UNIVISION COMMUNICATIONS INC | | 9/27/2006 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: BARBARA T. ALEXANDER | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: RAYMOND V. DITTAMORE | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: IRWIN MARK JACOBS | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: SHERRY LANSING | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: PETER M. SACERDOTE | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Elect Nominee: MARC I. STERN | | Management | | For | | Withhold |
| QCOM | | 747525103 | | QUALCOMM INC | | 3/13/2007 | | Ratify Appointment of Auditors - Pricewaterhousecoopers LLP | | Management | | For | | For |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Darryl F. Allen | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: John F. Barrett | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: James P. Hackett | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Gary R. Heminger | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Joan R. Herschede | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Allen M. Hill | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Kevin T. Kabat | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Robert L. Koch II | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Mitchel D. Livingston, Ph.D. | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Hendrik G. Meijer | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: James E. Rogers | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: George A. Schaefer, Jr. | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: John J. Schiff, Jr. | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Dudley S. Taft | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Elect Nominee: Thomas W. Traylor | | Management | | For | | Withhold |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Allow for Issuance of Uncertificated Shares | | Management | | For | | For |
| FITB | | 316773100 | | FIFTH THIRD BANCORP | | 4/17/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Bruce W. Duncan | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Adam Aron | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Charlene Barshefsky | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Jean-Marc Chapus | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Lizanne Galbreath | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Eric Hippeau | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Stephen R. Quazzo | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Thomas O. Ryder | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Elect Nominee: Kneeland C. Youngblood | | Management | | For | | Withhold |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| HOT | | 85590A401 | | STARWOOD HOTELS&RESORTS WRLD | | 5/24/2007 | | Eliminate Extraneous Charter Provisions | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Zoë Baird | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Sheila P. Burke | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: James I. Cash, Jr. | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Joel J. Cohen | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: John D. Finnegan | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Klaus J. Mangold | | Management | | For | | Withhold |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Sir David G. Scholey, CBE | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Lawrence M. Small | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Daniel E. Somers | | Management | | For | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Karen Hastie Williams | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Elect Nominee: Alfred W. Zollar | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Adopt Majority Vote to Elect Directors | | Management | | For | | For |
| CB | | 171232101 | | CHUBB CORP | | 4/24/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| MCO | | 615369105 | | MOODY’S CORP | | 4/24/2007 | | Elect Nominee: Basil L. Anderson | | Management | | For | | Withhold |
| MCO | | 615369105 | | MOODY’S CORP | | 4/24/2007 | | Elect Nominee: Raymond W. McDaniel, Jr. | | Management | | For | | Withhold |
| MCO | | 615369105 | | MOODY’S CORP | | 4/24/2007 | | Add Shares/Amend 2001 Key Employees’ Stock Incentive Plan | | Management | | For | | For |
| MCO | | 615369105 | | MOODY’S CORP | | 4/24/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| MCO | | 615369105 | | MOODY’S CORP | | 4/24/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: Sheila P. Burke | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: Victor S. Liss | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: Jane G. Pisano, Ph.D. | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: George A. Schaefer, Jr. | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: Jackie M. Ward | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Elect Nominee: John E. Zuccotti | | Management | | For | | Withhold |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Adopt Majority Vote to Elect Directors | | Management | | For | | For |
| WLP | | 94973V107 | | WELLPOINT INC | | 5/16/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Merger With The Bank of New York Company, Inc. | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Adopt Supermajority Vote | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Authorized Shares | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Merger With The Bank of New York Company, Inc. | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Adopt Supermajority Vote | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Authorized Shares | | Management | | For | | Against |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 5/24/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Edwin M. Banks | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | C. David Brown II | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Edwin M. Crawford | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | David W. Dorman | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Kristen E. Gibney Williams | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Roger L. Headrick | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Marian L. Heard | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | William H. Joyce | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Jean-Pierre Millon | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Terrence Murray | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | C.A. Lance Piccolo | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Sheli Z. Rosenberg | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Thomas M. Ryan | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Richard J. Swift | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Approve 2007 Employee Stock Purchase Plan | | Management | | For | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Approve 2007 Incentive Plan | | Management | | For | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Limit Executive Compensation | | Shareholder | | Against | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Report on Sustainability | | Shareholder | | Against | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Review/Report on Compensation Consultant Independence | | Shareholder | | Against | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 5/9/2007 | | Adopt Policy On Option Backdating | | Shareholder | | Against | | For |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - Robert M. Beall II | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - Jeffrey C. Crowe | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - J. Hicks Lanier | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - Larry L. Prince | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - Frank S. Royal M.D. | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - Phail Wynn Jr. | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Elect Nominee - James M. Wells III | | Management | | For | | Withhold |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Amend Preferred Stock | | Management | | For | | For |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Adopt Majority Vote to Elect Directors | | Shareholder | | Against | | For |
| STI | | 867914103 | | SUNTRUST BANKS INC | | 4/17/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Elect: BRIAN DUPERREAULT | | Management | | For | | Against |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Elect: ROBERT M. HERNANDEZ | | Management | | For | | Against |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Elect: PETER MENIKOFF | | Management | | For | | Against |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Elect: ROBERT RIPP | | Management | | For | | Against |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Elect: DERMOT F. SMURFIT | | Management | | For | | Against |
| ACE | | G0070K103 | | ACE LTD | | 5/17/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: J. R. Adams | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. L. Boren | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. A. Carp | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: C. S. Cox | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: T. J. Engibous | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: D. R. Goode | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: P. H. Patsley | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: W. R. Sanders | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: R. J. Simmons | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: R. K. Templeton | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Elect: C. T. Whitman | | Management | | For | | For |
| TXN | | 882508104 | | TEXAS INSTRUMENTS INC | | 4/19/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| STJ | | 790849103 | | ST JUDE MEDICAL INC | | 5/16/2007 | | Elect Nominee - MICHAEL A. ROCCA | | Management | | For | | Withhold |
| STJ | | 790849103 | | ST JUDE MEDICAL INC | | 5/16/2007 | | Elect Nominee - STEFAN K. WIDENSOHLER | | Management | | For | | Withhold |
| STJ | | 790849103 | | ST JUDE MEDICAL INC | | 5/16/2007 | | Approve 2007 Stock Incentive Plan | | Management | | For | | Against |
| STJ | | 790849103 | | ST JUDE MEDICAL INC | | 5/16/2007 | | Approve 2007 Employee Stock Purchase Plan | | Management | | For | | For |
| STJ | | 790849103 | | ST JUDE MEDICAL INC | | 5/16/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | Against |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - ALEXANDER M. CUTLER | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - EDUARDO R. MENASCE | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - HENRY L. MEYER III | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Elect Nominee - PETER G. TEN EYCK, II | | Management | | For | | Withhold |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Approve Board Size | | Management | | For | | Against |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| KEY | | 493267108 | | KEYCORP | | 5/10/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - ROSE MARIE BRAVO | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - PAUL J. FRIBOURG | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - MELLODY HOBSON | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - IRVINE O. HOCKADAY, JR. | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Elect Nominee - BARRY S. STERNLICHT | | Management | | For | | Withhold |
| EL | | 518439104 | | LAUDER ESTEE COS INC -CL A | | 10/31/2006 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: JARED L. COHON | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: IRA J. GUMBERG | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: ROBERT P. KELLY | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: DAVID S. SHAPIRA | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Elect Nominee: JOHN P. SURMA | | Management | | For | | Withhold |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Eliminate Classified Board | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Add Shares/Amend Long Term Profit Incentive Plan | | Management | | For | | For |
| MEL | | 58551A108 | | MELLON FINANCIAL CORP | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - PAUL BERG | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN F. COGAN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - ETIENNE F. DAVIGNON | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JAMES M. DENNY | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - CARLA A. HILLS | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN W. MADIGAN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - JOHN C. MARTIN | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - GORDON E. MOORE | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - NICHOLAS G. MOORE | | Management | | For | | Withhold |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Elect Nominee - GAYLE E. WILSON | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Add Shares to 2004 Equity Incentive Plan | | Management | | For | | Against |
| GILD | | 375558103 | | GILEAD SCIENCES INC | | 5/9/2007 | | Add Shares/Amend Employee Stock Purchase Plan | | Management | | For | | For |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: SAMUEL W. BARTHOLOMEW, JR. | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: SUSAN W. MATLOCK | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: JACKSON W. MOORE | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: ALLEN B. MORGAN, JR. | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: JOHN R. ROBERTS | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Elect: LEE J. STYSLINGER III | | Management | | For | | Abstain |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| RF | | 7591EP100 | | REGIONS FINANCIAL CORP | | 4/19/2007 | | Eliminate Classified Board | | Management | | For | | For |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: BARBARA T. ALEXANDER | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: GEOFFREY T. BOISI | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: MICHELLE ENGLER | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: ROBERT R. GLAUBER | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: RICHARD KARL GOELTZ | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: THOMAS S. JOHNSON | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: WILLIAM M. LEWIS, JR. | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: EUGENE M. MCQUADE | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: SHAUN F. O’MALLEY | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: JEFFREY M. PEEK | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: RONALD F. POE | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: STEPHEN A. ROSS | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Elect Nominee: RICHARD F. SYRON | | Management | | For | | Withhold |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Ratify Appointment of Auditors - Pricewaterhousecoopers LLP | | Management | | For | | For |
| FRE | | 313400301 | | FEDERAL HOME LOAN MORTG CORP | | 9/8/2006 | | Report on Charitable Contributions | | Shareholder | | Against | | For |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Elect Nominee - WILLIAM F. ALDINGER III | | Management | | For | | Withhold |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Elect Nominee - DONALD G. FISHER | | Management | | For | | Withhold |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Elect Nominee - PAULA A. SNEED | | Management | | For | | Withhold |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Approve Employee Stock Purchase Plan | | Management | | For | | For |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Amend 2004 Stock Incentive Plan | | Management | | For | | Against |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| SCHW | | 808513105 | | SCHWAB (CHARLES) CORP | | 5/17/2007 | | Adopt Majority Vote to Elect Directors | | Shareholder | | Against | | For |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Claire Fraser-Liggett | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Henry P. Becton Jr | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Edward F. DeGraan | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - Adel A. F. Mahmoud | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Elect Nominee - James F. Orr | | Management | | For | | Withhold |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Add Shares to 2004 Equity-Based Compensation Plan | | Management | | For | | Against |
| BDX | | 075887109 | | BECTON DICKINSON & CO | | 1/30/2007 | | Adopt Cumulative Voting | | Shareholder | | Against | | For |
| XL | | G98255105 | | XL CAPITAL LTD | | 4/27/2007 | | Elect Nominee: JOSEPH MAURIELLO | | Management | | For | | Withhold |
| XL | | G98255105 | | XL CAPITAL LTD | | 4/27/2007 | | Elect Nominee: EUGENE M. MCQUADE | | Management | | For | | Withhold |
| XL | | G98255105 | | XL CAPITAL LTD | | 4/27/2007 | | Elect Nominee: ROBERT S. PARKER | | Management | | For | | Withhold |
| XL | | G98255105 | | XL CAPITAL LTD | | 4/27/2007 | | Elect Nominee: ALAN Z. SENTER | | Management | | For | | Withhold |
| XL | | G98255105 | | XL CAPITAL LTD | | 4/27/2007 | | Ratify Appointment of Auditors - Pricewaterhousecoopers LLP | | Management | | For | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - REUBEN V. ANDERSON | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JOHN L. CLENDENIN | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DAVID B. DILLON | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DAVID B. LEWIS | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - DON W. MCGEORGE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - W. RODNEY MCMULLEN | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JORGE P. MONTOYA | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - CLYDE R. MOORE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - SUSAN M. PHILLIPS | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - STEVEN R. ROGEL | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - JAMES A. RUNDE | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Elect Nominee - RONALD L. SARGENT | | Management | | For | | Withhold |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Approve Cash Bonus Plan | | Management | | For | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Adopt Advance Notice Requirement | | Management | | For | | Against |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| KR | | 501044101 | | KROGER CO | | 6/28/2007 | | Review/Report on Economic Risks associated with Climate Change | | Shareholder | | Against | | For |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: HOWARD SCHULTZ | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: BARBARA BASS | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: HOWARD P. BEHAR | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: WILLIAM W. BRADLEY | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAMES L. DONALD | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: MELLODY HOBSON | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: OLDEN LEE | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAMES G. SHENNAN, JR. | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: JAVIER G. TERUEL | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: MYRON E. ULLMAN, III | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Elect Nominee: CRAIG E. WEATHERUP | | Management | | For | | Withhold |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Approve Executive Management Bonus Plan | | Management | | For | | For |
| SBUX | | 855244109 | | STARBUCKS CORP | | 3/21/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - WILLIAM V. CAMPBELL | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - MILLARD S. DREXLER | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - ALBERT A. GORE, JR. | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - STEVEN P. JOBS | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - ARTHUR D. LEVINSON | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - ERIC E. SCHMIDT | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Elect Nominee - JEROME B. YORK | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Add Shares/Amend 2003 Employee Stock Plan | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Add Shares/Amend Employee Stock Purchase Plan | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Amend 1997 Director Stock Option Plan | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Adopt Policy On Option Backdating | | Shareholder | | Against | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Report on Feasibility of Adopting Policy to Eliminate Certain Toxic Chemicals | | Shareholder | | Against | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Adopt Holding Period/Retention Ratio | | Shareholder | | Against | | Against |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Report on Recycling Practices | | Shareholder | | Against | | For |
| AAPL | | 037833100 | | APPLE INC | | 5/10/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Ann Torre Bates | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Charles L. Daley | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: William M. Diefenderfer, III | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Thomas J. Fitzpatrick | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Diane Suitt Gilleland | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Earl A. Goode | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Ronald F. Hunt | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Benjamin J. Lambert, III | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Albert L. Lord | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Barry A. Munitz | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: A. Alexander Porter, Jr. | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Wolfgang Schoellkopf | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Steven L. Shapiro | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Elect Nominee: Barry L. Williams | | Management | | For | | Withhold |
| SLM | | 78442P106 | | SLM CORP | | 5/17/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| CFC | | 222372104 | | COUNTRYWIDE FINANCIAL CORP | | 6/13/2007 | | Elect Nominee: Henry G. Cisneros | | Management | | For | | Withhold |
| CFC | | 222372104 | | COUNTRYWIDE FINANCIAL CORP | | 6/13/2007 | | Elect Nominee: Robert J. Donato | | Management | | For | | Withhold |
| CFC | | 222372104 | | COUNTRYWIDE FINANCIAL CORP | | 6/13/2007 | | Elect Nominee: Harley W. Snyder | | Management | | For | | Withhold |
| CFC | | 222372104 | | COUNTRYWIDE FINANCIAL CORP | | 6/13/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| CFC | | 222372104 | | COUNTRYWIDE FINANCIAL CORP | | 6/13/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Elect Nominee: Abby F. Kohnstamm | | Management | | For | | Withhold |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Elect Nominee: Peter B. Lewis | | Management | | For | | Withhold |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Elect Nominee: Patrick H. Nettles, Ph.D | | Management | | For | | Withhold |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Elect Nominee: Glenn M. Renwick | | Management | | For | | Withhold |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Elect Nominee: Donald B. Shackelford | | Management | | For | | Withhold |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Approve 2007 Executive Bonus Plan | | Management | | For | | For |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Amend 2003 Incentive Plan | | Management | | For | | For |
| PGR | | 743315103 | | PROGRESSIVE CORP-OHIO | | 4/20/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| BIIB | | 09062X103 | | BIOGEN IDEC INC | | 5/31/2007 | | Elect Nominee: James C. Mullen | | Management | | For | | Withhold |
| BIIB | | 09062X103 | | BIOGEN IDEC INC | | 5/31/2007 | | Elect Nominee: Bruce R. Ross | | Management | | For | | Withhold |
| BIIB | | 09062X103 | | BIOGEN IDEC INC | | 5/31/2007 | | Elect Nominee: Marijn E. Dekkers | | Management | | For | | Withhold |
| BIIB | | 09062X103 | | BIOGEN IDEC INC | | 5/31/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: D.F. Akerson | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: C. Barshefsky | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: U.M. Burns | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: K.I. Chenault | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: P. Chernin | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: V.E. Jordan, Jr. | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: J. Leschly | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: R.C. Levin | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: R.A. McGinn | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: E.D. Miller | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: F.P. Popoff | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: S.S. Reinemund | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: R.D. Walter | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Elect Nominee: R.A. Williams | | Management | | For | | Withhold |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Approve 2007 Incentive Compensation Plan | | Management | | For | | For |
| AXP | | 025816109 | | AMERICAN EXPRESS CO | | 4/23/2007 | | Adopt Cumulative Voting | | Shareholder | | Against | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Elect Nominee - MICHAEL W. BROWN | | Management | | For | | Withhold |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Elect Nominee - JOHN R. EGAN | | Management | | For | | Withhold |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Elect Nominee - DAVID N. STROHM | | Management | | For | | Withhold |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Add Shares/Amend 2003 Stock Plan | | Management | | For | | Against |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Add Shares to 1989 Employee Stock Purchase Plan | | Management | | For | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Eliminate Classified Board | | Management | | For | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Increase Independence on Audit Committee | | Shareholder | | Against | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Adopt Majority Vote to Elect Directors | | Shareholder | | Against | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Eliminate Supermajority Vote | | Shareholder | | Against | | For |
| EMC | | 268648102 | | EMC CORP/MA | | 5/3/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Robert H. Baldwin | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Willie D. Davis | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Kenny G. Guinn | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Alexander M. Haig, Jr. | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Alexis Herman | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Roland Hernandez | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Gary N. Jacobs | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Kirk Kerkorian | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: J. Terrence Lanni | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Anthony Mandekic | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Rose McKinney-James | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: James J. Murren | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Ronald M. Popeil | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: John T. Redmond | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Daniel J. Taylor | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Elect Nominee: Melvin B. Wolzinger | | Management | | For | | Withhold |
| MGM | | 552953101 | | MGM MIRAGE | | 5/22/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| CTSH | | 192446102 | | COGNIZANT TECH SOLUTIONS | | 6/7/2007 | | Elect Nominee: Lakshmi Narayanan | | Management | | For | | Withhold |
| CTSH | | 192446102 | | COGNIZANT TECH SOLUTIONS | | 6/7/2007 | | Elect Nominee: John E. Klein | | Management | | For | | Withhold |
| CTSH | | 192446102 | | COGNIZANT TECH SOLUTIONS | | 6/7/2007 | | Add Shares/Amend 1999 Incentive Compensation Plan | | Management | | For | | Against |
| CTSH | | 192446102 | | COGNIZANT TECH SOLUTIONS | | 6/7/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| CTSH | | 192446102 | | COGNIZANT TECH SOLUTIONS | | 6/7/2007 | | Approve Other Business | | Management | | For | | Against |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 3/15/2007 | | Increase Common Stock | | Management | | For | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 3/15/2007 | | Approve Stock Issuance to Complete Merger | | Management | | For | | For |
| CVS | | 126650100 | | CVS CAREMARK CORP | | 3/15/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect L.T. BABBIO, JR. | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect S.M. BALDAUF | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect R.A. HACKBORN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect J.H. HAMMERGREN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect M.V. HURD | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect R.L. RYAN | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect L.S. SALHANY | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Elect G.K. THOMPSON | | Management | | For | | Abstain |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Allow Equal Access to the Proxy | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Allow Shareholder Approval of Poison Pill | | Shareholder | | Against | | For |
| HPQ | | 428236103 | | HEWLETT-PACKARD CO | | 3/14/2007 | | Award Performance-Based Compensation | | Shareholder | | Against | | For |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/5/2007 | | Approve Merger With Hamlet Holdings LLC | | Management | | For | | Against |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/5/2007 | | Approve Adjournment of Meeting | | Management | | For | | Against |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Approve 2007 Incentive Plan | | Management | | For | | Against |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - ROBERT R. BENNETT | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - PAUL A. GOULD | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Elect Nominee - JOHN C. MALONE | | Management | | For | | Withhold |
| LCAPA | | 53071M302 | | LIBERTY MEDIA INTERACTIVE | | 5/1/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Berndt | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Bunch | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Chellgren | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Clay | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Davidson | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. James | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Kelson | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Lindsay | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Massaro | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. Pepper | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Rohr | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Shepard | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Ms. Steffes | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Strigl | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Thieke | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Usher | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Walls | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Elect Nominee: Mr. Wehmeier | | Management | | For | | Withhold |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Amend 1996 Executive Incentive Award Plan | | Management | | For | | Against |
| PNC | | 693475105 | | PNC FINANCIAL SVCS GROUP INC | | 4/24/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| LVS | | 517834107 | | LAS VEGAS SANDS CORP | | 6/7/2007 | | Elect Nominee: Sheldon G. Adelson | | Management | | For | | Withhold |
| LVS | | 517834107 | | LAS VEGAS SANDS CORP | | 6/7/2007 | | Elect Nominee: Irwin Chafetz | | Management | | For | | Withhold |
| LVS | | 517834107 | | LAS VEGAS SANDS CORP | | 6/7/2007 | | Elect Nominee: James L. Purcell | | Management | | For | | Withhold |
| LVS | | 517834107 | | LAS VEGAS SANDS CORP | | 6/7/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| MHS | | 58405U102 | | MEDCO HEALTH SOLUTIONS INC | | 5/24/2007 | | Elect Nominee: Howard W. Barker, Jr. | | Management | | For | | Withhold |
| MHS | | 58405U102 | | MEDCO HEALTH SOLUTIONS INC | | 5/24/2007 | | Elect Nominee: David B. Snow, Jr. | | Management | | For | | Withhold |
| MHS | | 58405U102 | | MEDCO HEALTH SOLUTIONS INC | | 5/24/2007 | | Eliminate Classified Board | | Management | | For | | For |
| MHS | | 58405U102 | | MEDCO HEALTH SOLUTIONS INC | | 5/24/2007 | | Approve 2007 Employee Stock Purchase Plan | | Management | | For | | For |
| MHS | | 58405U102 | | MEDCO HEALTH SOLUTIONS INC | | 5/24/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: John A. Allison IV | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Jennifer S. Banner | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Anna R. Cablik | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Nelle R. Chilton | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Ronald E. Deal | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Tom D. Efird | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Barry J. Fitzpatrick | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: L. Vincent Hackley | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Jane P. Helm | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: John P. Howe, III, M.D. | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: James H. Maynard | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Albert O. McCauley | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: J. Holmes Morrison | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: Nido R. Qubein | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Elect Nominee: E. Rhone Sasser | | Management | | For | | Withhold |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Add Shares/Amend 2004 Stock Incentive Plan | | Management | | For | | Against |
| BBT | | 054937107 | | BB&T CORP | | 4/24/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Elect Nominee - DOUGLAS A. BERTHIAUME | | Management | | For | | Withhold |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Elect Nominee - GAIL K. BOUDREAUX | | Management | | For | | Withhold |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Add Shares/Amend 2004 Equity Incentive Plan | | Management | | For | | For |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Approve 2007 Director Equity Plan | | Management | | For | | Against |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Add Shares to 1999 Employee Stock Purchase Plan | | Management | | For | | For |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Adopt Majority Vote to Elect Directors | | Management | | For | | For |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Ratify Appointment of Auditors - PRICEWATERHOUSECOOPERS LLP | | Management | | For | | For |
| GENZ | | 372917104 | | GENZYME CORP | | 5/24/2007 | | Allow Shareholder Approval of Severance Agreements | | Shareholder | | Against | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Michael H. Armacost | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Robert H. Brust | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Deborah A. Coleman | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Philip V. Gerdine | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Thomas J. Iannotti | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Charles Y.S. Liu | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: James C. Morgan | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Gerhard H. Parker | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Willem P. Roelandts | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Elect Nominee: Michael R. Splinter | | Management | | For | | Withhold |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Amend Employee Stock Incentive Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Add Shares/Amend Employees Stock Purchase Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Reapprove Senior Executive Bonus Plan | | Management | | For | | For |
| AMAT | | 038222105 | | APPLIED MATERIALS INC | | 3/14/2007 | | Ratify Appointment of Auditors- KPMG LLP | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: JAMES E. CAYNE | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: HENRY S. BIENEN | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: CARL D. GLICKMAN | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: MICHAEL GOLDSTEIN | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: ALAN C. GREENBERG | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: DONALD J. HARRINGTON | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: FRANK T. NICKELL | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: PAUL A. NOVELLY | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: FREDERIC V. SALERNO | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: ALAN D. SCHWARTZ | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: WARREN J. SPECTOR | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: VINCENT TESE | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Elect Nominee: WESLEY S. WILLIAMS JR. | | Management | | For | | Withhold |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Add Shares to Stock Award Plan | | Management | | For | | Against |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Add Shares to Restricted Stock Unit Plan | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Amend Stock Plan for Employees | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Approve 2007 Performance Compensation Plan | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| BSC | | 073902108 | | BEAR STEARNS COMPANIES INC | | 4/18/2007 | | Award Pay for Superior Performance | | Shareholder | | Against | | For |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: STEPHEN M. BENNETT | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: CHRISTOPHER W. BRODY | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: WILLIAM V. CAMPBELL | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: SCOTT D. COOK | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: L. JOHN DOERR | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: DIANE B. GREENE | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: MICHAEL R. HALLMAN | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: DENNIS D. POWELL | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Elect Nominee: STRATTON D. SCLAVOS | | Management | | For | | Withhold |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | For |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Add Shares/Amend 2005 Equity Incentive Plan | | Management | | For | | Against |
| INTU | | 461202103 | | INTUIT INC | | 12/15/2006 | | Add Shares to Employee Stock Purchase Plan | | Management | | For | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Pedro Aspe | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Robert P. McGraw | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Hilda Ochoa-Brillembourg | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Elect Nominee: Edward B. Rust, Jr. | | Management | | For | | Withhold |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Ratify Appointment of Auditors - Ernst & Young LLP | | Management | | For | | Against |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Eliminate Classified Board | | Shareholder | | Against | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Eliminate Supermajority Vote | | Shareholder | | Against | | For |
| MHP | | 580645109 | | MCGRAW-HILL COMPANIES | | 4/25/2007 | | Review/Report on Political Contributions | | Shareholder | | Against | | For |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Martin S. Kimmel | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Milton Cooper | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Richard G. Dooley | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Michael J. Flynn | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Joe Grills | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: David B. Henry | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: F. Patrick Hughes | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Frank Lourenso | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Elect Nominee: Richard Saltzman | | Management | | For | | Withhold |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Increase Common Stock | | Management | | For | | Against |
| KIM | | 49446R109 | | KIMCO REALTY CORP | | 5/17/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| JNPR | | 48203R104 | | JUNIPER NETWORKS INC | | 5/17/2007 | | Elect Nominee - ROBERT M. CALDERONI | | Management | | For | | Withhold |
| JNPR | | 48203R104 | | JUNIPER NETWORKS INC | | 5/17/2007 | | Elect Nominee - PRADEEP SINDHU | | Management | | For | | Withhold |
| JNPR | | 48203R104 | | JUNIPER NETWORKS INC | | 5/17/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Linda Walker Bynoe | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Nicholas D. Chabraja | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Susan Crown | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Dipak C. Jain | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Arthur L. Kelly | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Robert C. McCormack | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Edward J. Mooney | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: William A. Osborn | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: John W. Rowe | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Harold B. Smith | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: William D. Smithburg | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Enrique J. Sosa | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Charles A. Tribbett III | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Elect Nominee: Frederick H. Waddell | | Management | | For | | Withhold |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Add Shares/Amend 2002 Stock Plan | | Management | | For | | Against |
| NTRS | | 665859104 | | NORTHERN TRUST CORP | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN D. WREN | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - BRUCE CRAWFORD | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - ROBERT CHARLES CLARK | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - LEONARD S. COLEMAN, JR. | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - ERROL M. COOK | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - SUSAN S. DENISON | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - MICHAEL A. HENNING | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN R. MURPHY | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - JOHN R. PURCELL | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - LINDA JOHNSON RICE | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Elect Nominee - GARY L. ROUBOS | | Management | | For | | Withhold |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| OMC | | 681919106 | | OMNICOM GROUP | | 5/22/2007 | | Approve 2007 Incentive Award Plan | | Management | | For | | Against |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: J.A. BOSCIA | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: R.H. CAMPBELL | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: R.F. CAVANAUGH | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: G.P. COUGHLAN | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: H. EDELMAN | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: B.G. HILL | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: A.F. KELLY, JR. | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: R.H. LENNY | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: M.J. MCDONALD | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Elect Nominee: M.J. TOULANTIS | | Management | | For | | Withhold |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | For |
| HSY | | 427866108 | | HERSHEY CO | | 4/17/2007 | | Approve Equity and Incentive Compensation Plan | | Management | | For | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - John S. Chen | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Lloyd H. Dean | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Susan E. Engel | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Enrique Hernandez Jr. | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Robert L. Joss | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Richard M. Kovacevich | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Richard D. McCormick | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Cynthia H. Milligan | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Nicholas G. Moore | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Philip J. Quigley | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Donald B. Rice | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Judith M. Runstad | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Stephen W. Sanger | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Susan G. Swenson | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - John G. Stumpf | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Elect Nominee - Michael W. Wright | | Management | | For | | Abstain |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Ratify Appointment of Auditors - KPMG LLP | | Management | | For | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Appoint Separate/Independent Board Chair | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Allow Advisory Vote on Executive Compensation | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Limit Executive Compensation - SERPs | | Shareholder | | Against | | Against |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Report on Home Mortgage Disclosure Act Data | | Shareholder | | Against | | For |
| WFC | | 949746101 | | WELLS FARGO & CO | | 4/24/2007 | | Adopt Goals on Reducing Greenhouse Gas Emissions | | Shareholder | | Against | | For |
| AT | | 020039103 | | ALLTEL CORP | | 5/15/2007 | | Elect Nominee: Scott T. Ford | | Management | | For | | Withhold |
| | | | | | | | | | | | | | |
ticker | | SecurityID | | Company | | MtgDate | | Proposal | | Sponsor | | MngtRec | | VoteCast |
| AT | | 020039103 | | ALLTEL CORP | | 5/15/2007 | | Elect Nominee: Lawrence L. Gellerstedt, III | | Management | | For | | Withhold |
| AT | | 020039103 | | ALLTEL CORP | | 5/15/2007 | | Elect Nominee: Emon A. Mahony, Jr. | | Management | | For | | Withhold |
| AT | | 020039103 | | ALLTEL CORP | | 5/15/2007 | | Elect Nominee: Ronald Townsend | | Management | | For | | Withhold |
| AT | | 020039103 | | ALLTEL CORP | | 5/15/2007 | | Ratify Appointment of Auditors - PricewaterhouseCoopers LLP | | Management | | For | | For |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/26/2007 | | Elect Nominee: STEPHEN F. BOLLENBACH | | Management | | For | | Withhold |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/26/2007 | | Elect Nominee: RALPH HORN | | Management | | For | | Withhold |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/26/2007 | | Elect Nominee: GARY W. LOVEMAN | | Management | | For | | Withhold |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/26/2007 | | Elect Nominee: BOAKE A. SELLS | | Management | | For | | Withhold |
| HET | | 413619107 | | HARRAHS ENTERTAINMENT INC | | 4/26/2007 | | Ratify Appointment of Auditors - Deloitte & Touche LLP | | Management | | For | | For |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - COLLEEN C. BARRETT | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - DAVID W. BIEGLER | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - LOUIS E. CALDERA | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - C. WEBB CROCKETT | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - WILLIAM H. CUNNINGHAM | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - TRAVIS C. JOHNSON | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - HERBERT D. KELLEHER | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - GARY C. KELLY | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - NANCY B. LOEFFLER | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Elect Nominee - JOHN T. MONTFORD | | Management | | For | | Withhold |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Eliminate Supermajority Vote | | Management | | For | | For |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Approve 2007 Equity Incentive Plan | | Management | | For | | Against |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Ratify Appointment of Auditors - ERNST & YOUNG LLP | | Management | | For | | For |
| LUV | | 844741108 | | SOUTHWEST AIRLINES | | 5/16/2007 | | Eliminate Supermajority Vote | | Shareholder | | Against | | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| (Registrant) Forward Funds |
| |
| By: | | /s/ J. Alan Reid, Jr. |
| | J. Alan Reid, Jr. |
| | President |
| |
| Date: | | August 30, 2007 |
