UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06719
Sterling Capital Funds
(Exact name of registrant as specified in charter)
3605 Glenwood Ave., Suite 100
Raleigh, NC 27612
(Address of principal executive offices) (Zip code)
James T. Gillespie, President
Sterling Capital Funds
3605 Glenwood Ave., Suite 100
Raleigh, NC 27612
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 228-1872
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06719
Name of Registrant: Sterling Capital Funds
Address of Principal Executive Offices:
3605 Glenwood Avenue
Suite 100
Raleigh, North Carolina 27612
Name and address of agent of service:
James T. Gillespie, President
3605 Glenwood Avenue
Suite 100
Raleigh, North Carolina 27612
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2019 - 06/30/2020
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL CORPORATE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL INTERMEDIATE U.S. GOVERNMENT FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL QUALITY INCOME FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL SHORT DURATION BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL TOTAL RETURN BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL VIRGINIA INTERMEDIATE TAX-FREE FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL ULTRA SHORT BOND FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Registrant Name : Sterling Capital Funds
Fund Name : STERLING CAPITAL WEST VIRGINIA INTERMEDIATE TAX-FREE
FUND
Date of Fiscal Year End : 09/30
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities
during the period covered by this
report.
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL INTERNATIONAL EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Adecco Group AG
Ticker Security ID: Meeting Date Meeting Status
ADEN CINS H00392318 04/16/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Elect Jean-Christophe Mgmt For TNA N/A
Deslarzes
10 Elect Ariane Gorin Mgmt For TNA N/A
11 Elect Alexander Gut Mgmt For TNA N/A
12 Elect Didier Lamouche Mgmt For TNA N/A
13 Elect David N. Prince Mgmt For TNA N/A
14 Elect Kathleen P. Mgmt For TNA N/A
Taylor
15 Elect Regula Wallimann Mgmt For TNA N/A
16 Appoint Mgmt For TNA N/A
Jean-Christophe
Deslarzes as Board
Chair
17 Elect Rachel Duan Mgmt For TNA N/A
18 Elect Kathleen P. Mgmt For TNA N/A
Taylor as
Compensation
Committee
Member
19 Elect Didier Lamouche Mgmt For TNA N/A
as Compensation
Committee
Member
20 Elect Rachel Duan as Mgmt For TNA N/A
Compensation
Committee
Member
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Appointment of Auditor Mgmt For TNA N/A
23 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
________________________________________________________________________________
Admiral Group plc
Ticker Security ID: Meeting Date Meeting Status
ADM CINS G0110T106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect David Stevens Mgmt For For For
5 Elect Geraint Jones Mgmt For For For
6 Elect Annette Court Mgmt For For For
7 Elect Jean Park Mgmt For For For
8 Elect G. Manning Mgmt For For For
Rountree
9 Elect Owen Clarke Mgmt For For For
10 Elect Justine Roberts Mgmt For For For
11 Elect Andrew Crossley Mgmt For For For
12 Elect Michael Brierley Mgmt For For For
13 Elect Karen Green Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Amendment to Mgmt For For For
Discretionary Free
Share
Scheme
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ageas SA/NV
Ticker Security ID: Meeting Date Meeting Status
AGS CINS B0148L138 04/23/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Amendments to Articles Mgmt For For For
(Article
1)
7 Amendments to Articles Mgmt For For For
(Article
2)
8 Amendments to Articles Mgmt For For For
(Article
3)
9 Amendments to Articles Mgmt For For For
(Article
6bis)
10 Amendments to Articles Mgmt For For For
(Article
7)
11 Amendments to Articles Mgmt For For For
(Article
9)
12 Amendments to Articles Mgmt For For For
(Article
10)
13 Amendments to Articles Mgmt For For For
(Article
11)
14 Amendments to Articles Mgmt For For For
(Article
12)
15 Amendments to Articles Mgmt For For For
(Article
13)
16 Amendments to Articles Mgmt For For For
(Article
14)
17 Amendments to Articles Mgmt For For For
(Article
15)
18 Amendments to Articles Mgmt For For For
(Article
17)
19 Amendments to Articles Mgmt For For For
(Article
18)
20 Amendments to Articles Mgmt For For For
(Article
19)
21 Amendments to Articles Mgmt For For For
(Article
20)
22 Amendments to Articles Mgmt For For For
(Article
22)
23 Amendments to Articles Mgmt For For For
(Article
23)
24 Cancellation of Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Increase in Authorised Mgmt For For For
Capital
27 Authority to Mgmt For For For
Repurchase
Shares
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ageas SA/NV
Ticker Security ID: Meeting Date Meeting Status
AGS CINS B0148L138 05/20/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Dividends Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
11 Ratification of Mgmt For For For
Auditor's
Acts
12 Remuneration Report Mgmt For For For
13 Remuneration Policy Mgmt For For For
14 Elect Jane Murphy Mgmt For For For
15 Elect Lucrezia Reichlin Mgmt For For For
16 Elect Yvonne Lang Mgmt For For For
Ketterer
17 Elect Richard David Mgmt For For For
Jackson
18 Elect Antonio Cano Mgmt For For For
19 Amendments to Articles Mgmt For For For
(Article
1)
20 Amendments to Articles Mgmt For For For
(Article
2)
21 Amendments to Articles Mgmt For For For
(Article
3)
22 Amendments to Articles Mgmt For For For
(Article
6bis)
23 Amendments to Articles Mgmt For For For
(Article
7)
24 Amendments to Articles Mgmt For For For
(Article
9)
25 Amendments to Articles Mgmt For For For
(Article
10)
26 Amendments to Articles Mgmt For For For
(Article
11)
27 Amendments to Articles Mgmt For For For
(Article
12)
28 Amendments to Articles Mgmt For For For
(Article
13)
29 Amendments to Articles Mgmt For For For
(Article
14)
30 Amendments to Articles Mgmt For For For
(Article
15)
31 Amendments to Articles Mgmt For For For
(Article
17)
32 Amendments to Articles Mgmt For For For
(Article
18)
33 Amendments to Articles Mgmt For For For
(Article
19)
34 Amendments to Articles Mgmt For For For
(Article
20)
35 Amendments to Articles Mgmt For For For
(Article
22)
36 Amendments to Articles Mgmt For For For
(Article
23)
37 Cancellation of Shares Mgmt For For For
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Increase in Authorised Mgmt For For For
Capital
40 Authority to Mgmt For For For
Repurchase
Shares
41 Non-Voting Agenda Item N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AMADA HOLDINGS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
6113 CINS J01218106 12/12/2019 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Toshinori Mgmt For For For
Kurihara
4 Elect Yukihiro Fukui Mgmt For For For
5 Elect Kotaro Shibata Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/20/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
6 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
7 Elect Ramon F. Jara Mgmt For For For
8 Elect Juan Claro Mgmt For For For
Gonzalez
9 Elect Andronico Luksic Mgmt For For For
Craig
10 Elect Vivianne Blanlot Mgmt For For For
11 Elect Jorge Bande Bruck Mgmt For For For
12 Elect Francisca Castro Mgmt For For For
Fones
13 Elect A.E. Michael Mgmt For For For
Anglin
14 Elect Tony Jensen Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Aozora Bank,Ltd.
Ticker Security ID: Meeting Date Meeting Status
8304 CINS J0172K115 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shinsuke Baba Mgmt For For For
3 Elect Kei Tanikawa Mgmt For For For
4 Elect Tomomi Akutagawa Mgmt For For For
Tomomi
Sasaki
5 Elect Shunsuke Takeda Mgmt For For For
6 Elect Hiroyuki Mizuta Mgmt For For For
7 Elect Ippei Murakami Mgmt For For For
8 Elect Tomonori Ito Mgmt For For For
9 Elect Koji Yamakoshi Mgmt For For For
10 Elect Toraki Inoue as Mgmt For For For
Statutory
Auditor
11 Elect Keiichiro Uchida Mgmt For For For
12 Elect Mitch R. Fulscher Mgmt For For For
________________________________________________________________________________
Arkema
Ticker Security ID: Meeting Date Meeting Status
AKE CINS F0392W125 05/19/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Elect Thierry Le Henaff Mgmt For For For
9 Remuneration Policy Mgmt For For For
(Board of
Directors)
10 Remuneration Policy Mgmt For For For
(Chair and
CEO)
11 Remuneration Report Mgmt For For For
12 Remuneration of Mgmt For For For
Thierry Le Henaff,
Chair and
CEO
13 Appointment of Auditor Mgmt For For For
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offers
17 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
18 Authority to Set Mgmt For For For
Offering Price of
Shares
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
20 Greenshoe Mgmt For For For
21 Global Ceiling on Mgmt For For For
Capital
Increases
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Amendments to Articles Mgmt For For For
24 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Assicurazioni Generali S.p.A.
Ticker Security ID: Meeting Date Meeting Status
G CINS T05040109 04/27/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Mgmt For N/A N/A
Mediobanca
8 List presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.3% of
Share
Capital
9 Statutory Auditors' Mgmt For For For
Fees
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Group Long-Term Mgmt For For For
Incentive Plan
2020-2022
13 Authority to Mgmt For For For
Repurchase and
Reissue Shares
(Incentive
Plans)
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Group LTIP
2020)
15 2020 Performance Share Mgmt For Against Against
Plan - CEO
Only
16 Authority to Mgmt For Against Against
Repurchase and
Reissue Shares
(Performance Share
Plan - CEO
Only)
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights (Performance
Share Plan - CEO
Only)
18 Amendments to Article Mgmt For For For
3(1)
19 Amendments to Article Mgmt For For For
9(1)
20 Amendments to Article Mgmt For For For
33(7)
21 Amendments to Article Mgmt For For For
28(1)
22 Amendments to Article Mgmt For For For
28(2)
23 Amendments to Article Mgmt For For For
28(4)(10)(13)
24 Amendments to Article Mgmt For For For
28(5)(6)
25 Amendments to Article Mgmt For For For
28(10)
________________________________________________________________________________
Atos SE
Ticker Security ID: Meeting Date Meeting Status
ATO CINS F06116101 06/16/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of the Mgmt For For For
Co-option of Elie
Girard
8 Ratification of the Mgmt For For For
Co-option of Cedrik
Neike
9 Elect Nicolas Bazire Mgmt For For For
10 Elect Valerie Bernis Mgmt For For For
11 Elect Colette Neuville Mgmt For For For
12 Elect Cedrik Neike Mgmt For For For
13 Elect Jean Fleming Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Non-Renewal of Mgmt For For For
Alternate
Auditor
16 Special Auditors Mgmt For For For
Report on Regulated
Agreements
17 Remuneration of Mgmt For For For
Thierry Breton, Chair
and CEO (until
October 31,
2019)
18 Remuneration of Mgmt For For For
Bertrand Meunier,
Chair (since November
1,
2019)
19 Remuneration of Elie Mgmt For For For
Girard, Deputy CEO
(from April 2 to
October 31,
2019)
20 Remuneration of Elie Mgmt For For For
Girard, CEO (since
November 1,
2019)
21 Remuneration Report Mgmt For For For
22 Remuneration Policy Mgmt For For For
(Board of
Directors)
23 Remuneration Policy Mgmt For For For
(Chair)
24 Remuneration Policy Mgmt For For For
(CEO)
25 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Authority to Issue Mgmt For Abstain Against
Shares and
Convertible Debt w/
Preemptive
Rights
28 Authority to Issue Mgmt For Abstain Against
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offers
29 Authority to Issue Mgmt For Abstain Against
Shares and
Convertible Debt
Through Private
Placement
30 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
31 Greenshoe Mgmt For Abstain Against
32 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
33 Employee Stock Mgmt For For For
Purchase
Plan
34 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
35 Authority to Issue Mgmt For For For
Performance
Shares
36 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
37 Amendments to Articles Mgmt For For For
Regarding Directors'
and Censors'
Remuneration
38 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
39 Amendments to Articles Mgmt For For For
Regarding Share
Ownership
Thresholds
40 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
AusNet Services Limited
Ticker Security ID: Meeting Date Meeting Status
AST CINS Q0708Q109 07/18/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Li Lequan Mgmt For For For
3 Re-elect Tan Chee Meng Mgmt For For For
4 Re-elect Peter Mason Mgmt For Against Against
5 Remuneration Report Mgmt For For For
6 Equity Grant (Outgoing Mgmt For For For
MD Nino
Ficca)
7 Equity Grant (Incoming Mgmt For For For
MD Tony
Narvaez)
8 Approve Issue of Mgmt For For For
Shares (10%
Pro-rata)
9 Approve Issue of Mgmt For For For
Shares (Dividend
Reinvestment
Plan)
10 Approve Issue of Mgmt For For For
Shares (Employee
Incentive
Scheme)
________________________________________________________________________________
Australia and New Zealand Banking Group Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/17/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Paul Dominic Mgmt For For For
O'Sullivan
3 Re-elect Graeme R. Mgmt For For For
Liebelt
4 Re-elect Sarah (Jane) Mgmt For For For
Halton
5 Remuneration Report Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
8 Equity Grant (CEO Mgmt For For For
Shayne
Elliott)
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/13/2020 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Lourdes Maiz Mgmt For For For
Carro
7 Elect Susana Rodriguez Mgmt For For For
Vidarte
8 Elect Raul Catarino Mgmt For For For
Galamba de
Oliveira
9 Elect Ana Leonor Mgmt For For For
Revenga
Shanklin
10 Elect Carlos Salazar Mgmt For For For
Lomelin
11 Maximum Variable Mgmt For For For
Remuneration
12 Appointment of Auditor Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Remuneration Report Mgmt For For For
(Advisory)
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Barratt Developments plc
Ticker Security ID: Meeting Date Meeting Status
BDEV CINS G08288105 10/16/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Special Dividend Mgmt For For For
5 Elect John M. Allan Mgmt For For For
6 Elect David F. Thomas Mgmt For For For
7 Elect Steven J. Boyes Mgmt For For For
8 Elect Jessica White Mgmt For For For
9 Elect Richard Akers Mgmt For For For
10 Elect Nina Bibby Mgmt For For For
11 Elect Jock F. Lennox Mgmt For For For
12 Elect Sharon White Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For Against Against
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 04/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For Abstain Against
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Ertharin Cousin Mgmt For For For
10 Elect Otmar Wiestler Mgmt For For For
11 Elect Horst Baier Mgmt For For For
12 Management Board Mgmt For For For
Remuneration
Policy
13 Supervisory Board Mgmt For For For
Remuneration
Policy
14 Amendments to Articles Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BHP Group Plc
Ticker Security ID: Meeting Date Meeting Status
BHP CINS G10877127 10/17/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
7 Remuneration Policy Mgmt For For For
(Binding)
8 Remuneration Report Mgmt For For For
(Advisory
-UK)
9 Remuneration Report Mgmt For For For
(Advisory
-AUS)
10 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
11 Elect Ian D. Cockerill Mgmt For For For
12 Elect Susan Kilsby Mgmt For For For
13 Elect Terence (Terry) Mgmt For For For
J.
Bowen
14 Elect Malcolm W. Mgmt For For For
Broomhead
15 Elect Anita M. Frew Mgmt For For For
16 Elect Andrew Mackenzie Mgmt For For For
17 Elect Lindsay P. Mgmt For For For
Maxsted
18 Elect John Mogford Mgmt For For For
19 Elect Shriti Vadera Mgmt For For For
20 Elect Ken N. MacKenzie Mgmt For For For
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 06/29/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect WANG Jiang Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect SUN Yu Mgmt For For For
9 Elect KOH Beng Seng Mgmt For For For
10 Elect Savio W. Tung Mgmt For For For
11 Elect Eva CHENG Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 06/29/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Services and Mgmt For For For
Relationship
Agreement
________________________________________________________________________________
Brenntag AG
Ticker Security ID: Meeting Date Meeting Status
BNR CINS D12459117 06/10/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Stefanie Mgmt For For For
Berlinger
12 Elect Andreas Rittstieg Mgmt For For For
13 Elect Doreen Nowotne Mgmt For For For
14 Elect Richard Ridinger Mgmt For For For
15 Change of Legal Form Mgmt For For For
________________________________________________________________________________
British American Tobacco Plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Jack M. Bowles Mgmt For For For
6 Elect Richard Burrows Mgmt For For For
7 Elect Susan J. Farr Mgmt For For For
8 Elect Marion Helmes Mgmt For For For
9 Elect Luc Jobin Mgmt For For For
10 Elect Holly K. Koeppel Mgmt For For For
11 Elect Savio Kwan Mgmt For For For
12 Elect Dimitri Mgmt For For For
Panayotopoulos
13 Elect Jeremy Fowden Mgmt For For For
14 Elect Tadeau Marroco Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Restricted Share Plan Mgmt For For For
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capgemini SE
Ticker Security ID: Meeting Date Meeting Status
CAP CINS F4973Q101 05/20/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Auditors Mgmt For For For
Report on Regulated
Agreements
7 Remuneration of Paul Mgmt For Against Against
Hermelin, Chair and
CEO
8 Remuneration of Mgmt For For For
Thierry Delaporte,
Deputy
CEO
9 Remuneration of Aiman Mgmt For For For
Ezzat, Deputy
CEO
10 Remuneration Report Mgmt For For For
11 Remuneration Policy Mgmt For For For
(Chair and
CEO)
12 Remuneration Policy Mgmt For For For
(Deputy
CEO)
13 Remuneration Policy Mgmt For For For
(Chair)
14 Remuneration Policy Mgmt For For For
(CEO)
15 Remuneration Policy Mgmt For For For
(Board of
Directors)
16 Elect Sian Mgmt For For For
Herbert-Jones
17 Elect Belen Moscoso Mgmt For For For
del
Prado
18 Elect Aiman Ezzat Mgmt For For For
19 Elect Lucia Mgmt For For For
Sinapi-Thomas
20 Elect Claire Sauvanaud Mgmt Against Against For
21 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
22 Appointment of Auditor Mgmt For For For
(Mazars)
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Amendments to Articles Mgmt For For For
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
27 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offer
29 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
30 Authority to Set Mgmt For For For
Offering Price of
Shares
31 Greenshoe Mgmt For For For
32 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
33 Authority to Issue Mgmt For For For
Performance
Shares
34 Employee Stock Mgmt For For For
Purchase
Plan
35 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
36 Authorisation of Legal Mgmt For For For
Formalities
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Central Japan Railway Company
Ticker Security ID: Meeting Date Meeting Status
9022 CINS J05523105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kohei Tsuge Mgmt For Against Against
4 Elect Shin Kaneko Mgmt For For For
5 Elect Yoshiki Suyama Mgmt For For For
6 Elect Shunichi Kosuge Mgmt For For For
7 Elect Mamoru Uno Mgmt For For For
8 Elect Mamoru Tanaka Mgmt For For For
9 Elect Takanori Mizuno Mgmt For For For
10 Elect Atsuhito Mori Mgmt For For For
11 Elect Shunsuke Niwa Mgmt For For For
12 Elect Hiroshi Suzuki Mgmt For For For
13 Elect Takayuki Oyama Mgmt For For For
14 Elect Hajime Kobayashi Mgmt For For For
15 Elect Torkel Patterson Mgmt For For For
16 Elect Takashi Saeki Mgmt For For For
17 Elect Haruo Kasama Mgmt For For For
18 Elect Taku Oshima Mgmt For For For
19 Elect Tatsuhiko Yamada Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
CK Hutchison Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0001 CINS G21765105 05/14/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Canning FOK Kin Mgmt For For For
Ning
6 Elect KAM Hing Lam Mgmt For For For
7 Elect Edith SHIH Mgmt For For For
8 Elect Roland CHOW Kun Mgmt For Against Against
Chee
9 Elect LEUNG Siu Hon Mgmt For Against Against
10 Elect Vincent CHENG Mgmt For Against Against
Hoi-Chuen
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 10/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Shirish Mgmt For For For
Moreshwar
Apte
3 Re-elect Mary Padbury Mgmt For For For
4 Elect Genevieve Bell Mgmt For For For
5 Elect Paul F. O'Malley Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Matt
Comyn)
8 Adoption Of New Mgmt For For For
Constitution
________________________________________________________________________________
Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 06/26/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Greg L. Engles Mgmt For For For
9 Elect Gaelle Olivier Mgmt For For For
10 Elect Isabelle Seillier Mgmt For For For
11 Elect Jean-Michel Mgmt For For For
Severino
12 Elect Lionel Mgmt For For For
Zinsou-Derlin
13 Remuneration Report Mgmt For For For
14 Remuneration of Mgmt For For For
Emmanuel Faber, Chair
and
CEO
15 Remuneration Policy Mgmt For For For
(Corporate
Officers)
16 Remuneration Policy Mgmt For For For
(Board of
Directors)
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Authority to Issue Mgmt For For For
Performance
Shares
20 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
21 Amendments to Articles Mgmt For For For
Regarding Related
Party
Transactions
22 Amendments to Articles Mgmt For For For
Regarding
Supplementary
Auditors
23 Amendments to Articles Mgmt For For For
Regarding Director's
Remuneration
24 Amendments to Articles Mgmt For For For
Regarding the
Adoption of French
"Societe a Mission"
Status
25 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 06/19/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Michael Kaschke Mgmt For For For
as Supervisory Board
Member
12 Spin-Off and Takeover Mgmt For For For
Agreement with
Telekom Deutschland
GmbH
13 Appointment of Auditor Mgmt For For For
for Interim
Statements
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
E.ON SE
Ticker Security ID: Meeting Date Meeting Status
EOAN CINS D24914133 05/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Appointment of Auditor Mgmt For For For
for Interim
Statements in
2020
12 Appointment of Auditor Mgmt For For For
for Interim
Statements For First
Quarter of
2021
13 Elect Ulrich Grillo Mgmt For For For
14 Elect Rolf Martin Mgmt For For For
Schmitz
15 Elect Deborah B. Mgmt For For For
Wilkens
16 Renewal of Authorised Mgmt For For For
Capital
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
________________________________________________________________________________
Eiffage
Ticker Security ID: Meeting Date Meeting Status
FGR CINS F2924U106 04/22/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Profits Mgmt For For For
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Elect Jean-Francois Mgmt For For For
Roverato
11 Elect Jean Guenard Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Board of
Directors)
13 Remuneration Policy Mgmt For For For
(Chair and
CEO)
14 Remuneration Report Mgmt For For For
15 Remuneration of Benoit Mgmt For For For
de Ruffray, Chair and
CEO
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive Rights in
Case of Exchange
Offer
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
22 Greenshoe Mgmt For For For
23 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
24 Global Ceiling on Mgmt For For For
Capital and Debt
Increases
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Grant Mgmt For For For
Stock
Options
27 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
28 Amendments to Article Mgmt For For For
Regarding Written
Consultation
29 Amendments to Articles Mgmt For For For
Regarding Board of
Directors'
Remuneration, Role of
the Chair and
Electronic
Signature
30 Textual References Mgmt For For For
Applicable In Case of
Regulation
Updates
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Enagas SA
Ticker Security ID: Meeting Date Meeting Status
ENG CINS E41759106 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Allocation of Mgmt For For For
Profits/Dividends
4 Special Dividend Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Amendments to Articles Mgmt For For For
(Remote
Attendance)
7 Amendments to Articles Mgmt For Against Against
(Board
Size)
8 Amendments to Articles Mgmt For For For
(Board
Meetings)
9 Amendments to Articles Mgmt For For For
(Audit and Compliance
Committee)
10 Amendments to Articles Mgmt For For For
(Appointments,
Remuneration and CSR
Committee)
11 Amendments to Articles Mgmt For For For
(Dividend in
Kind)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
13 Elect Sociedad Estatal Mgmt For For For
de Participaciones
Industriales -SEPI
(Bartolome Lora
Toro)
14 Elect Jose Blanco Lopez Mgmt For Against Against
15 Elect Jose Montilla Mgmt For Against Against
Aguilera
16 Elect Critobal Jose Mgmt For Against Against
Gallego
Castillo
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Amendments to Mgmt For Against Against
Remuneration
Policy
19 Remuneration Report Mgmt For For For
(Advisory)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 05/05/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
7 Authority to Mgmt For For For
Repurchase
Shares
8 Amendments to Articles Mgmt For For For
of Association (Board
of
Directors)
9 Amendments to Articles Mgmt For For For
(General
Meetings)
10 Amendments to Articles Mgmt For For For
(Non-Financial
Information
Statement)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Non-Financial
Information
Statement)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Attendance)
13 Elect Pilar Gonzalez Mgmt For For For
de
Frutos
14 Ratify and Elect Mgmt For For For
Antonio
Cammisecra
15 Elect Eugenia Bieto Mgmt For For For
Caubet
16 Elect Alicia Koplowitz Mgmt For For For
y Romero de
Juseu
17 Board Size Mgmt For For For
18 Remuneration Report Mgmt For For For
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Strategic Incentive Mgmt For For For
Plan
2020-2022
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Essity Aktiebolag
Ticker Security ID: Meeting Date Meeting Status
ESSITY.B CINS W3R06F100 04/02/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Ewa Bjorling Mgmt For For For
19 Elect Par Boman Mgmt For For For
20 Elect Maija-Liisa Mgmt For For For
Friman
21 Elect Annemarie Mgmt For For For
Gardshol
22 Elect Magnus Groth Mgmt For For For
23 Elect Bert Nordberg Mgmt For For For
24 Elect Louise Svanberg Mgmt For For For
25 Elect Lars Rebien Mgmt For For For
Sorensen
26 Elect Barbara Milian Mgmt For For For
Thoralfsson
27 Elect Par Boman Mgmt For For For
28 Appointment of Auditor Mgmt For For For
29 Nomination Committee Mgmt For For For
Guidelines
30 Remuneration Policy Mgmt For For For
31 Amendments to Articles Mgmt For For For
32 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eutelsat Communications SA
Ticker Security ID: Meeting Date Meeting Status
ETL CINS F3692M128 11/07/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Cynthia A. Gordon Mgmt For For For
10 Elect Ana Garcia Fau Mgmt For For For
11 Remuneration of Mgmt For For For
Dominique D'Hinnin,
Chair
12 Remuneration of Mgmt For For For
Rodolphe Belmer,
CEO
13 Remuneration of Michel Mgmt For For For
Azibert, Deputy
CEO
14 Remuneration of Yohann Mgmt For For For
Leroy, Deputy
CEO
15 Remuneration Policy Mgmt For For For
(Non-Executive
Chair)
16 Remuneration Policy Mgmt For For For
(CEO)
17 Remuneration Policy Mgmt For For For
(Deputy
CEOs)
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
24 Authority to Set Mgmt For For For
Offering Price of
Shares
25 Greenshoe Mgmt For For For
26 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
28 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights in
Consideration for
Securities
Issued by Subsidiaries
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 10/29/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sharon Mgmt For For For
Warburton
4 Elect ZHANG Ya-Qin Mgmt For For For
5 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Elizabeth
Gaines)
________________________________________________________________________________
FUJIFILM Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
4901 CINS J14208102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigetaka Komori Mgmt For For For
4 Elect Kenji Sukeno Mgmt For For For
5 Elect Koichi Tamai Mgmt For For For
6 Elect Takashi Iwasaki Mgmt For For For
7 Elect Takatoshi Mgmt For For For
Ishikawa
8 Elect Junji Okada Mgmt For For For
9 Elect Teiichi Goto Mgmt For For For
10 Elect Tatsuo Kawada Mgmt For Against Against
11 Elect Kunitaro Kitamura Mgmt For For For
12 Elect Makiko Eda Mgmt For For For
13 Elect Takashi Shimada Mgmt For For For
14 Elect Nobuo Hanada Mgmt For Against Against
15 Elect Tatsuya Inagawa Mgmt For For For
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Jonathan R. Mgmt For For For
Symonds
5 Elect Charles A. Mgmt For For For
Bancroft
6 Elect Emma N. Walmsley Mgmt For For For
7 Elect Manvinder S. Mgmt For For For
Banga
8 Elect Hal V. Barron Mgmt For For For
9 Elect Vivienne Cox Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Laurie H. Mgmt For For For
Glimcher
12 Elect Jesse Goodman Mgmt For For For
13 Elect Judy C. Lewent Mgmt For For For
14 Elect Iain J. Mackay Mgmt For For For
15 Elect Urs Rohner Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 02/06/2020 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Tax Mgmt For For For
Residency and
Amendment to
Articles
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 06/24/2020 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect J.M. Barry Gibson Mgmt For For For
7 Elect Jette Mgmt For For For
Nygaard-Andersen
8 Elect Pierre B. Bouchut Mgmt For For For
9 Elect Virginia McDowell Mgmt For For For
10 Elect Rob Wood Mgmt For For For
11 Elect Kenneth J Mgmt For For For
Alexander
12 Elect Jane Anscombe Mgmt For For For
13 Elect Peter Isola Mgmt For For For
14 Elect Stephen Morana Mgmt For For For
15 UK Sharesave Plan Mgmt For For For
16 International Mgmt For For For
Sharesave
Plan
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Hang Lung Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0101 CINS Y30166105 04/29/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Nelson YUEN Wai Mgmt For For For
Leung
6 Elect Andrew CHAN Ka Mgmt For For For
Ching
7 Elect CHANG Hsin Kang Mgmt For For For
8 Elect Adriel Wenbwo Mgmt For For For
CHAN
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hankyu Hanshin Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
9042 CINS J18439109 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kazuo Sumi Mgmt For For For
5 Elect Takehiro Sugiyama Mgmt For For For
6 Elect Masao Shin Mgmt For For For
7 Elect Noriyuki Inoue Mgmt For For For
8 Elect Noriko Endo Mgmt For For For
Noriko
Tsujihiro
9 Elect Yoshishige Mgmt For Against Against
Shimatani
10 Elect Naoya Araki Mgmt For For For
11 Elect Yuki Tsuru Yuki Mgmt For For For
Itami
12 Elect Masayoshi Mgmt For For For
Ishibashi
13 Elect Junzo Ishii Mgmt For For For
14 Elect Michiari Komiyama Mgmt For For For
15 Elect Yuki Tsuru Yuki Mgmt For For For
Itami as Alternate
Audit Committee
Director
16 Non-Audit Committee Mgmt For For For
Directors'
Fees
17 Audit Committee Mgmt For For For
Directors'
Fees
18 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Heineken Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
HEIO CINS N39338194 04/23/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Ratification of Board Mgmt For For For
Acts
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Remuneration Policy Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For Against Against
Regarding
Shareholders
Rights
15 Elect Jean-Francois M. Mgmt For Against Against
L. van
Boxmeer
________________________________________________________________________________
Henkel AG & Co. KGAA
Ticker Security ID: Meeting Date Meeting Status
HEN CINS D3207M102 06/17/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Personally Liable
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Ratification of Mgmt For For For
Shareholders'
Committee
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Simone Mgmt For For For
Bagel-Trah as
Supervisory Board
Member
11 Elect Lutz Bunnenberg Mgmt For For For
as Supervisory Board
Member
12 Elect Benedikt-Richard Mgmt For For For
Freiherr von Herman
as Supervisory Board
Member
13 Elect Timotheus Mgmt For For For
Hottges as
Supervisory Board
Member
14 Elect Michael Kaschke Mgmt For For For
as Supervisory Board
Member
15 Elect Barbara Kux as Mgmt For For For
Supervisory Board
Member
16 Elect Simone Menne as Mgmt For For For
Supervisory Board
Member
17 Elect Philipp Scholz Mgmt For For For
as Supervisory Board
Member
18 Elect Paul Achleitner Mgmt For For For
as Shareholders'
Committee
Member
19 Elect Simone Mgmt For For For
Bagel-Trah as
Shareholders'
Committee
Member
20 Elect Alexander Birken Mgmt For For For
as Shareholders'
Committee
Member
21 Elect Johann-Christoph Mgmt For Against Against
Frey as Shareholders'
Committee
Member
22 Elect Christoph Henkel Mgmt For For For
as Shareholders'
Committee
Member
23 Elect Christoph Kneip Mgmt For For For
as Shareholders'
Committee
Member
24 Elect Ulrich Lehner as Mgmt For For For
Shareholders'
Committee
Member
25 Elect Norbert Mgmt For For For
Reithofer as
Shareholders'
Committee
Member
26 Elect Konstantin von Mgmt For For For
Unger as
Shareholders'
Committee
Member
27 Elect Jean-Francois M. Mgmt For For For
L. van Boxmeer as
Shareholders'
Committee
Member
28 Management Board Mgmt For For For
Remuneration
Policy
29 Increase in Authorised Mgmt For For For
Capital
30 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 03/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Mgmt For For For
Kitamura
4 Elect Takayuki Ueda Mgmt For For For
5 Elect Seiya Ito Mgmt For For For
6 Elect Takahiko Ikeda Mgmt For For For
7 Elect Shigeharu Yajima Mgmt For For For
8 Elect Kimihisa Kittaka Mgmt For For For
9 Elect Nobuharu Sase Mgmt For For For
10 Elect Daisuke Yamada Mgmt For For For
11 Elect Jun Yanai Mgmt For For For
12 Elect Norinao Iio Mgmt For For For
13 Elect Atsuko Nishimura Mgmt For For For
14 Elect Yasushi Kimura Mgmt For For For
15 Elect Kiyoshi Ogino Mgmt For For For
16 Elect Tomoo Nishikawa Mgmt For For For
17 Bonus Mgmt For For For
________________________________________________________________________________
Ipsen
Ticker Security ID: Meeting Date Meeting Status
IPN CINS F5362H107 05/29/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For Against Against
Report on Regulated
Agreements
8 Post-Employment Mgmt For Against Against
Benefits (Marc de
Garidel,
Chair)
9 Post-Employment Mgmt For For For
Benefits (David Meek,
CEO)
10 Ratification of the Mgmt For For For
Co-option of Anne
Beaufour
11 Ratification of the Mgmt For For For
Co-option of
Philippe
Bonhomme
12 Elect Philippe Bonhomme Mgmt For For For
13 Elect Carol Xueref Mgmt For For For
14 Remuneration Policy Mgmt For For For
(Board of
Directors)
15 Remuneration Policy Mgmt For For For
(Chair)
16 Remuneration Policy Mgmt For Against Against
(CEO and other
Executives)
17 Remuneration Report Mgmt For For For
18 Remuneration of Marc Mgmt For For For
de Garidel,
Chair
19 Remuneration of David Mgmt For For For
Meek, CEO until
December 31,
2019
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Issue Mgmt For Against Against
Performance
Shares
22 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
23 Amendments to Articles Mgmt For For For
Regarding Written
Consultations
24 Amendments to Articles Mgmt For For For
Regarding
Shareholding
Threshold
25 Amendments to Articles Mgmt For For For
Regarding Directors'
Shareholding
26 Amendments to Articles Mgmt For For For
Regarding Powers of
the Board of
Directors
27 Amendments to Articles Mgmt For For For
Regarding Annual
General
Meetings
28 Amendments to Articles Mgmt For For For
Regarding Directors'
Remuneration and
Votes
Cast
29 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Itochu Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahiro Okafuji Mgmt For For For
4 Elect Yoshihisa Suzuki Mgmt For For For
5 Elect Tomofumi Yoshida Mgmt For For For
6 Elect Yuji Fukuda Mgmt For For For
7 Elect Fumihiko Mgmt For For For
Kobayashi
8 Elect Tsuyoshi Mgmt For For For
Hachimura
9 Elect Atsuko Muraki Mgmt For For For
10 Elect Harufumi Mgmt For For For
Mochizuki
11 Elect Masatoshi Kawana Mgmt For For For
12 Elect Makiko Nakamori Mgmt For For For
13 Elect Makoto Kyoda as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
J. FRONT RETAILING Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3086 CINS J28711109 05/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ryoichi Yamamoto Mgmt For For For
3 Elect Hiroyuki Tsutsumi Mgmt For For For
4 Elect Soichi Murata Mgmt For For For
5 Elect Yasuo Ishii Mgmt For For For
6 Elect Koichiro Mgmt For For For
Nishikawa
7 Elect Akira Uchida Mgmt For For For
8 Elect Rieko Sato Mgmt For For For
Rieko
Kamada
9 Elect Tadayuki Seki Mgmt For For For
10 Elect Natsunosuke Yago Mgmt For For For
11 Elect Tatsuya Yoshimoto Mgmt For For For
12 Elect Taro Sawada Mgmt For For For
13 Elect Kozo Makiyama Mgmt For For For
14 Elect Hayato Mgmt For For For
Wakabayashi
________________________________________________________________________________
Jardine Matheson Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
JARJ CINS G50736100 05/07/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect David HSU Mgmt For Against Against
4 Elect Adam P.C. Keswick Mgmt For Against Against
5 Elect Anthony Mgmt For Against Against
Nightingale
6 Elect John R. Witt Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
KBC Groupe SA NV
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/07/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits Mgmt For For For
8 Allocation of Dividends Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Ratification of Board Mgmt For Against Against
Acts
11 Ratification of Mgmt For For For
Auditor's
Acts
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Ratification of Mgmt For For For
Independence of
Koenraad
Debackere
14 Elect Erik Clinck Mgmt For Against Against
15 Elect Liesbet Okkerse Mgmt For Against Against
16 Elect Theodoros Roussis Mgmt For Against Against
17 Elect Sonja De Becker Mgmt For Against Against
18 Elect Johan Thijs Mgmt For For For
19 Elect Vladimira Mgmt For For For
Papirnik
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KDDI CORPORATION
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Tanaka Mgmt For Against Against
4 Elect Makoto Takahashi Mgmt For For For
5 Elect Takashi Shoji Mgmt For For For
6 Elect Shinichi Muramoto Mgmt For For For
7 Elect Keiichi Mori Mgmt For For For
8 Elect Kei Morita Mgmt For For For
9 Elect Toshitake Amamiya Mgmt For For For
10 Elect Hirokuni Takeyama Mgmt For For For
11 Elect Kazuyuki Mgmt For For For
Yoshimura
12 Elect Goro Yamaguchi Mgmt For For For
13 Elect Keiji Yamamoto Mgmt For For For
14 Elect Shigeo Oyagi Mgmt For For For
15 Elect Riyo Kano Mgmt For For For
16 Elect Shigeki Goto Mgmt For For For
17 Elect Kenichiro Takagi Mgmt For For For
18 Elect Shin Honto Mgmt For For For
19 Elect Toshihiko Mgmt For For For
Matsumiya
20 Elect Jun Karube Mgmt For Against Against
________________________________________________________________________________
Keppel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BN4 CINS Y4722Z120 06/02/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Danny TEOH Leong Mgmt For Against Against
Kay
4 Elect Veronica Eng Mgmt For For For
5 Elect Till Vestring Mgmt For Against Against
6 Elect TEO Siong Seng Mgmt For Against Against
7 Elect Tham Sai Choy Mgmt For For For
8 Elect Penny GOH Mgmt For Against Against
9 Directors' Fees for FY Mgmt For For For
2019
10 Directors' Fees for FY Mgmt For For For
2020
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Related Party Mgmt For For For
Transactions
15 Adoption of KCL Mgmt For For For
Restricted Share Plan
2020
16 Adoption of KCL Mgmt For For For
Performance Share
Plan
2020
________________________________________________________________________________
Kerry Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0683 CINS G52440107 05/20/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Siu Kong Mgmt For Against Against
6 Elect KUOK Khoon Hua Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Share Option Scheme Mgmt For Against Against
________________________________________________________________________________
Koninklijke Ahold Delhaize N.V.
Ticker Security ID: Meeting Date Meeting Status
AD CINS N0074E105 04/08/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Report Mgmt For For For
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Approval of the Mgmt For For For
Principles and
Procedures Underlying
the Management Board
Remuneration
Policy
11 Supervisory Board Mgmt For For For
Remuneration
Policy
12 Elect Frank van Zanten Mgmt For For For
to the Supervisory
Board
13 Elect Helen A. Weir to Mgmt For For For
the Supervisory
Board
14 Elect Mary Anne Mgmt For For For
Citrino to the
Supervisory
Board
15 Elect Dominique Leroy Mgmt For For For
to the Supervisory
Board
16 Elect Bill McEwan to Mgmt For For For
the Supervisory
Board
17 Elect Kevin Holt to Mgmt For For For
the Management
Board
18 Elect Natalie Knight Mgmt For For For
to the Management
Board
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Suppress Mgmt For For For
Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Cancellation of Shares Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SE
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 06/30/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For Against Against
Report on Regulated
Agreements
9 Elect Delphine Arnault Mgmt For For For
10 Elect Antonio Belloni Mgmt For For For
11 Elect Diego Della Valle Mgmt For Against Against
12 Elect Marie-Josee Mgmt For For For
Kravis
13 Elect Marie-Laure Mgmt For For For
Sauty de
Chalon
14 Elect Natacha Valla Mgmt For For For
15 Elect Charles D. Mgmt For Against Against
Powell as
Censor
16 Remuneration Report Mgmt For Against Against
17 Remuneration of Mgmt For Against Against
Bernard Arnault,
Chair and
CEO
18 Remuneration of Mgmt For Against Against
Antonio Belloni,
Deputy
CEO
19 Remuneration Policy Mgmt For For For
(Board of
Directors)
20 Remuneration Policy Mgmt For Against Against
(Chair and
CEO)
21 Remuneration Policy Mgmt For Against Against
(Deputy
CEO)
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Authority to Issue Mgmt For Against Against
Performance
Shares
25 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
26 Amendments to Articles Mgmt For For For
27 Amendments to Articles Mgmt For For For
Regarding the Role of
the Board of
Directors
28 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Macquarie Group Limited
Ticker Security ID: Meeting Date Meeting Status
MQG CINS Q57085286 07/25/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael J. Mgmt For For For
Hawker
3 Re-elect Michael J. Mgmt For For For
Coleman
4 Elect Philip M. Coffey Mgmt For For For
5 Elect Jillian R. Mgmt For For For
Broadbent
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Shemara
Wikramanayake)
8 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
9 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Marks and Spencer Group plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Archie Norman Mgmt For For For
5 Elect Steve Rowe Mgmt For For For
6 Elect Humphrey S.M. Mgmt For For For
Singer
7 Elect Katie Mgmt For For For
Bickerstaffe
8 Elect Alison Brittain Mgmt For For For
9 Elect Andrew Fisher Mgmt For For For
10 Elect Andy Halford Mgmt For For For
11 Elect Pip McCrostie Mgmt For For For
12 Elect Justin King Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Authorisation of Mgmt For For For
Political
Donations
21 ShareSave Plan Mgmt For For For
________________________________________________________________________________
Mediobanca - Banca Di Credito Finanziario Spa
Ticker Security ID: Meeting Date Meeting Status
MB CINS T10584117 10/28/2019 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Maximum Variable Pay Mgmt For For For
Ratio
5 Severance-Related Mgmt For For For
Provisions
6 Amendment to 2015-2020 Mgmt For For For
Performance Share
Plan
________________________________________________________________________________
Medipal Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
7459 CINS J4189T101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shuichi Watanabe Mgmt For Against Against
3 Elect Yasuhiro Chofuku Mgmt For For For
4 Elect Toshihide Yoda Mgmt For For For
5 Elect Yuji Sakon Mgmt For For For
6 Elect Takuro Hasegawa Mgmt For For For
7 Elect Shinjiro Watanabe Mgmt For For For
8 Elect Seiichi Kasutani Mgmt For For For
9 Elect Mitsuko Kagami Mgmt For For For
10 Elect Toshio Asano Mgmt For For For
11 Elect Kuniko Shoji Mgmt For For For
12 Elect Koichi Mimura Mgmt For Against Against
________________________________________________________________________________
Mitsubishi UFJ Lease & Finance Company Limited
Ticker Security ID: Meeting Date Meeting Status
8593 CINS J4706D100 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tadashi Shiraishi Mgmt For For For
3 Elect Takahiro Yanai Mgmt For For For
4 Elect Toshimitsu Urabe Mgmt For For For
5 Elect Tsuyoshi Mgmt For For For
Nonoguchi
6 Elect Yoichi Shimoyama Mgmt For For For
7 Elect Teruyuki Minoura Mgmt For For For
8 Elect Toshio Haigo Mgmt For For For
9 Elect Mitsumasa Icho Mgmt For For For
10 Elect Naomi Hayashi Mgmt For For For
11 Elect Naohito Suzuki Mgmt For Against Against
12 Elect Hiroko Kaneko Mgmt For For For
________________________________________________________________________________
Mitsui & Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masami Iijima Mgmt For For For
4 Elect Tatsuo Yasunaga Mgmt For For For
5 Elect Yukio Takebe Mgmt For For For
6 Elect Takakazu Uchida Mgmt For For For
7 Elect Kenichi Hori Mgmt For For For
8 Elect Hirotatsu Mgmt For For For
Fujiwara
9 Elect Yoshio Kometani Mgmt For For For
10 Elect Shinichiro Omachi Mgmt For For For
11 Elect Miki Yoshikawa Mgmt For For For
12 Elect Izumi Kobayashi Mgmt For For For
13 Elect Jenifer Rogers Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Takeshi Mgmt For For For
Uchiyamada
16 Elect Masako Egawa Mgmt For For For
________________________________________________________________________________
Mitsui Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
4183 CINS J4466L136 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Tannowa Mgmt For For For
4 Elect Osamu Hashimoto Mgmt For For For
5 Elect Hideki Matsuo Mgmt For For For
6 Elect Takayoshi Mgmt For For For
Shimogori
7 Elect Hajime Nakajima Mgmt For For For
8 Elect Yukiko Kuroda Mgmt For For For
Yukiko
Matsumoto
9 Elect Hajime Bada Mgmt For For For
10 Elect Yukiko Yoshimaru Mgmt For For For
11 Elect Masaharu Kubo as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Mizuho Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tatsufumi Sakai Mgmt For For For
3 Elect Satoshi Ishii Mgmt For For For
4 Elect Motonori Mgmt For For For
Wakabayashi
5 Elect Makoto Umemiya Mgmt For For For
6 Elect Hiroaki Ehara Mgmt For For For
7 Elect Yasuhiro Sato Mgmt For For For
8 Elect Hisaaki Hirama Mgmt For For For
9 Elect Tetsuo Seki Mgmt For For For
10 Elect Tatsuo Kainaka Mgmt For For For
11 Elect Yoshimitsu Mgmt For For For
Kobayashi
12 Elect Ryoji Sato Mgmt For For For
13 Elect Masami Yamamoto Mgmt For For For
14 Elect Izumi Kobayashi Mgmt For For For
15 Share Consolidation Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Joint Management and Mgmt For For For
Shareholder Proposal
Regarding Dividend
Proposals
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Aligning
Investments with The
Paris
Agreement
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Text of
Shareholder
Proposals
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Prohibition of Abuse
of Dominant
Bargaining Position
Against
Shareholders
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Prohibition of Abuse
of Dominant
Bargaining Position
Against Attorneys of
Shareholders
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishing a
Contact Point for
Whistle-Blowing
________________________________________________________________________________
Muenchener Rueckversicherungs-Gesellschaft AG
Ticker Security ID: Meeting Date Meeting Status
MUV2 CINS D55535104 04/29/2020 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Carsten Spohr as Mgmt For TNA N/A
Supervisory Board
Member
11 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Amendments to Articles Mgmt For TNA N/A
14 Amendments to Articles Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
16 Amendments to Articles Mgmt For TNA N/A
17 Amendments to Articles Mgmt For TNA N/A
18 Amendments to Articles Mgmt For TNA N/A
19 Amendments to Articles Mgmt For TNA N/A
20 Amendments to Articles Mgmt For TNA N/A
21 Amendments to Articles Mgmt For TNA N/A
22 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/23/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Elect Paul Bulcke as Mgmt For TNA N/A
Board
Chair
8 Elect Ulf Mark Mgmt For TNA N/A
Schneider
9 Elect Henri de Castries Mgmt For TNA N/A
10 Elect Renato Fassbind Mgmt For TNA N/A
11 Elect Ann M. Veneman Mgmt For TNA N/A
12 Elect Eva Cheng Mgmt For TNA N/A
13 Elect Patrick Aebischer Mgmt For TNA N/A
14 Elect Ursula M. Burns Mgmt For TNA N/A
15 Elect Kasper Rorsted Mgmt For TNA N/A
16 Elect Pablo Isla Mgmt For TNA N/A
17 Elect Kimberly A. Ross Mgmt For TNA N/A
18 Elect Dick Boer Mgmt For TNA N/A
19 Elect Dinesh Paliwal Mgmt For TNA N/A
20 Elect Hanne Jimenez de Mgmt For TNA N/A
Mora
21 Elect Patrick Mgmt For TNA N/A
Aebischer as
Compensation
Committee
Member
22 Elect Ursula M. Burns Mgmt For TNA N/A
as Compensation
Committee
Member
23 Elect Pablo Isla as Mgmt For TNA N/A
Compensation
Committee
Member
24 Elect Dick Boer as Mgmt For TNA N/A
Compensation
Committee
Member
25 Appointment of Auditor Mgmt For TNA N/A
26 Appointment of Mgmt For TNA N/A
Independent
Proxy
27 Board Compensation Mgmt For TNA N/A
28 Executive Compensation Mgmt For TNA N/A
29 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
30 Additional or Amended ShrHoldr Against TNA N/A
Shareholder
Proposals
________________________________________________________________________________
Nexon Company Limited
Ticker Security ID: Meeting Date Meeting Status
3659 CINS J4914X104 03/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Owen Mahoney Mgmt For Against Against
2 Elect Shiro Uemura Mgmt For For For
3 Elect Patrick Soderlund Mgmt For For For
4 Elect Hongwoo Lee Mgmt For Against Against
5 Elect Satoshi Honda Mgmt For For For
6 Elect Shiro Kuniya Mgmt For For For
7 Equity Compensation Mgmt For Against Against
Plan
________________________________________________________________________________
Nexon Company Limited
Ticker Security ID: Meeting Date Meeting Status
3659 CINS J4914X104 09/25/2019 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of New Shares Mgmt For For For
by Third Party
Allotment
(1)
2 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(1)
3 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(2)
4 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(3)
5 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(4)
6 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(5)
7 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(6)
8 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(7)
9 Issuance of Stock Mgmt For For For
Acquisition Rights by
Third Party Allotment
(8)
10 Issuance of New Shares Mgmt For For For
by Third Party
Allotment
(2)
11 Elect Hongwoo Lee as Mgmt For Against Against
Non-Audit Committee
Director
________________________________________________________________________________
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
Ticker Security ID: Meeting Date Meeting Status
9432 CINS J59396101 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiromichi Mgmt For For For
Shinohara
4 Elect Jun Sawada Mgmt For For For
5 Elect Akira Shimada Mgmt For For For
6 Elect Naoki Shibutani Mgmt For For For
7 Elect Katsuhiko Shirai Mgmt For For For
8 Elect Sadayuki Mgmt For For For
Sakakibara
9 Elect Ken Sakamura Mgmt For For For
10 Elect Keiko Takegawa Mgmt For For For
11 Elect Kanae Takahashi Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/28/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Compensation Report Mgmt For TNA N/A
10 Elect Jorg Reinhardt Mgmt For TNA N/A
as Board
Chair
11 Elect Nancy C. Andrews Mgmt For TNA N/A
12 Elect Ton Buchner Mgmt For TNA N/A
13 Elect Patrice Bula Mgmt For TNA N/A
14 Elect Srikant M. Datar Mgmt For TNA N/A
15 Elect Elizabeth Doherty Mgmt For TNA N/A
16 Elect Ann M. Fudge Mgmt For TNA N/A
17 Elect Frans van Houten Mgmt For TNA N/A
18 Elect Andreas von Mgmt For TNA N/A
Planta
19 Elect Charles L. Mgmt For TNA N/A
Sawyers
20 Elect Enrico Vanni Mgmt For TNA N/A
21 Elect William T. Mgmt For TNA N/A
Winters
22 Elect Bridgette P. Mgmt For TNA N/A
Heller
23 Elect Simon Moroney Mgmt For TNA N/A
24 Elect Patrice Bula as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Srikant M. Datar Mgmt For TNA N/A
as Compensation
Committee
Member
26 Elect Enrico Vanni as Mgmt For TNA N/A
Compensation
Committee
Member
27 Elect William T. Mgmt For TNA N/A
Winters as
Compensation
Committee
Member
28 Elect Bridgette P. Mgmt For TNA N/A
Heller as
Compensation
Committee
Member
29 Appointment of Auditor Mgmt For TNA N/A
30 Appointment of Mgmt For TNA N/A
Independent
Proxy
31 Additional or Amended Mgmt For TNA N/A
Proposals
________________________________________________________________________________
NTT Data Corporation
Ticker Security ID: Meeting Date Meeting Status
9613 CINS J59031104 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yo Honma Mgmt For For For
5 Elect Shigeki Yamaguchi Mgmt For For For
6 Elect Toshi Fujiwara Mgmt For For For
7 Elect Kazuhiro Mgmt For For For
Nishihata
8 Elect Hisashi Matsunaga Mgmt For For For
9 Elect Masanori Suzuki Mgmt For For For
10 Elect Eiji Hirano Mgmt For For For
11 Elect Mariko Fujii Mgmt For For For
12 Elect Patrizio Mapelli Mgmt For For For
13 Elect Takeshi Arimoto Mgmt For For For
14 Elect Fumihiko Ike Mgmt For For For
15 Elect Tetsuro Yamaguchi Mgmt For For For
16 Elect Tetsuya Obata Mgmt For Against Against
17 Elect Katsura Sakurada Mgmt For For For
18 Elect Rieko Sato Mgmt For For For
Rieko
Kamada
19 Non-Audit Committee Mgmt For For For
Directors'
Fees
20 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Obayashi Corporation
Ticker Security ID: Meeting Date Meeting Status
1802 CINS J59826107 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeo Obayashi Mgmt For For For
4 Elect Kenji Hasuwa Mgmt For For For
5 Elect Shingo Ura Mgmt For For For
6 Elect Takehito Sato Mgmt For For For
7 Elect Yasuo Kotera Mgmt For For For
8 Elect Toshihiko Murata Mgmt For For For
9 Elect Toshimi Sato Mgmt For For For
10 Elect Shinichi Otake Mgmt For For For
11 Elect Shinichi Koizumi Mgmt For For For
12 Elect Naoki Izumiya Mgmt For For For
13 Elect Yoko Kobayashi Mgmt For For For
14 Elect Masako Orii Mgmt For For For
15 Elect Masahiro Saito Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Orange
Ticker Security ID: Meeting Date Meeting Status
ORA CINS F6866T100 05/19/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Elect Frederic Sanchez Mgmt For For For
10 Elect Christel Mgmt For For For
Heydemann
11 Elect Bernard Mgmt For For For
Ramanantsoa
12 Elect Laurence Mgmt For For For
Dalboussiere
13 Remuneration Report Mgmt For For For
14 Remuneration of Mgmt For For For
Stephane Richard,
Chair and
CEO
15 Remuneration of Ramon Mgmt For For For
Fernandez, Deputy
CEO
16 Remuneration of Mgmt For For For
Gervais Pellissier,
Deputy
CEO
17 Remuneration Policy Mgmt For For For
(Chair and
CEO)
18 Remuneration Policy Mgmt For For For
(Deputy
CEOs)
19 Remuneration Policy of Mgmt For For For
the Non Executive
Directors
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Amendments to Articles Mgmt For For For
Regarding Company
Mission
22 Amendments to Articles Mgmt For For For
regarding Employee
Representatives
23 Authority to Issue Mgmt For For For
Performance
Shares
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Amendments to Articles Mgmt For For For
Regarding Employee
Shareholding
27 Interim Scrip Dividend Mgmt For For For
for Fiscal Year
2020
28 Authorisation of Legal Mgmt For For For
Formalities
29 Shareholder Proposal A ShrHoldr Against Against For
Regarding the
Company's Authority
to Repurchase and
Reissue
Shares
30 Shareholder Proposal B ShrHoldr Against Against For
Regarding Limit on
Board
Memberships
31 Shareholder Proposal C ShrHoldr Against Against For
Regarding Equity Plan
Metrics
32 Shareholder Proposal D ShrHoldr Against Against For
Regarding Employee
Stock Purchase
Plan
________________________________________________________________________________
Orix Corporation
Ticker Security ID: Meeting Date Meeting Status
8591 CINS J61933123 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Makoto Inoue Mgmt For For For
3 Elect Shuji Irie Mgmt For For For
4 Elect Shoji Taniguchi Mgmt For For For
5 Elect Satoru Matsuzaki Mgmt For For For
6 Elect Stan H. Koyanagi Mgmt For For For
7 Elect Yoshiteru Suzuki Mgmt For For For
8 Elect Ryuji Yasuda Mgmt For For For
9 Elect Heizo Takenaka Mgmt For For For
10 Elect Michael A. Mgmt For For For
Cusumano
11 Elect Sakie Akiyama Mgmt For For For
12 Elect Hiroshi Watanabe Mgmt For For For
13 Elect Aiko Sekine Mgmt For For For
Aiko
Sano
________________________________________________________________________________
Renesas Electronics Corporation
Ticker Security ID: Meeting Date Meeting Status
6723 CINS J4881V107 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tetsuya Tsurumaru Mgmt For For For
3 Elect Hidetoshi Shibata Mgmt For For For
4 Elect Tetsuro Toyoda Mgmt For For For
5 Elect Jiro Iwasaki Mgmt For For For
6 Elect Selena Loh Mgmt For For For
Lacroix
7 Elect Arunjai Mittal Mgmt For For For
8 Elect Kazuki Fukuda as Mgmt For Against Against
Statutory
Auditor
9 Equity Compensation Mgmt For Against Against
Plan
________________________________________________________________________________
Resona Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8308 CINS J6448E106 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuhiro Higashi Mgmt For For For
3 Elect Masahiro Minami Mgmt For For For
4 Elect Mikio Noguchi Mgmt For For For
5 Elect Takahiro Mgmt For For For
Kawashima
6 Elect Mitsudo Urano Mgmt For For For
7 Elect Tadamitsu Matsui Mgmt For For For
8 Elect Hidehiko Sato Mgmt For For For
9 Elect Chiharu Baba Mgmt For For For
10 Elect Kimie Iwata Mgmt For For For
11 Elect Setsuko Egami Mgmt For For For
Setsuko
Kusumoto
________________________________________________________________________________
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/07/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For For For
(Advisory -
UK)
5 Remuneration Report Mgmt For For For
(Advisory -
AUS)
6 Approve Termination Mgmt For For For
Benefits
7 Elect Hinda Gharbi Mgmt For For For
8 Elect Jennifer Nason Mgmt For For For
9 Elect Ngaire Woods Mgmt For For For
10 Re-elect Megan E. Clark Mgmt For For For
11 Re-elect David E. Mgmt For For For
Constable
12 Re-elect Simon P. Henry Mgmt For For For
13 Re-elect Mgmt For For For
Jean-Sebastien D.F.
Jacques
14 Re-elect Sam H. Laidlaw Mgmt For For For
15 Re-elect Michael G. Mgmt For For For
L'Estrange
16 Re-elect Simon McKeon Mgmt For For For
17 Re-elect Jakob Mgmt For For For
Stausholm
18 Re-elect Simon R. Mgmt For For For
Thompson
19 Appointment of Auditor Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Authorisation of Mgmt For For For
Political
Donations
22 Amendments to Articles Mgmt For For For
(General
Updates)
23 Amendments to Articles Mgmt For For For
(Hybrid
Meetings)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
26 Shareholder Proposal ShrHoldr Against Against For
Regarding
Paris-Aligned
Greenhouse Gas
Emissions Reduction
Targets
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/08/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Approve Termination Mgmt For For For
Benefits
6 Elect Hinda Gharbi Mgmt For For For
7 Elect Jennifer Nason Mgmt For For For
8 Elect Ngaire Woods Mgmt For For For
9 Elect Megan E. Clark Mgmt For For For
10 Elect David W. Mgmt For For For
Constable
11 Elect Simon P. Henry Mgmt For For For
12 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
13 Elect Sam H. Laidlaw Mgmt For For For
14 Elect Michael G. Mgmt For For For
L'Estrange
15 Elect Simon McKeon Mgmt For For For
16 Elect Jakob Stausholm Mgmt For For For
17 Elect Simon R. Thompson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Amendments to Articles Mgmt For For For
(General
Updates)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Amendments to Articles Mgmt For For For
(Hybrid
Meetings)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Dick Boer Mgmt For For For
5 Elect Andrew Mackenzie Mgmt For For For
6 Elect Martina Mgmt For For For
Hund-Mejean
7 Elect Ben Van Beurden Mgmt For For For
8 Elect Neil A.P. Carson Mgmt For For For
9 Elect Ann F. Godbehere Mgmt For For For
10 Elect Euleen GOH Yiu Mgmt For For For
Kiang
11 Elect Charles O. Mgmt For For For
Holliday,
Jr.
12 Elect Catherine J. Mgmt For For For
Hughes
13 Elect Sir Nigel Mgmt For For For
Sheinwald
14 Elect Jessica Uhl Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non-Tax Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Ratification of the Mgmt For For For
Co-option of Paul
Hudson
9 Elect Laurent Attal Mgmt For For For
10 Elect Carole Piwnica Mgmt For For For
11 Elect Diane Souza Mgmt For For For
12 Elect Thomas Sudhof Mgmt For For For
13 Elect Rachel Duan Mgmt For For For
14 Elect Lise Kingo Mgmt For For For
15 Directors' fees Mgmt For For For
16 Remuneration Policy Mgmt For For For
(Board of
Directors)
17 Remuneration Policy Mgmt For For For
(Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Remuneration Report Mgmt For For For
20 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
21 Remuneration of Paul Mgmt For For For
Hudson,
CEO
22 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
Former
CEO
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sekisui House, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1928 CINS J70746136 04/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshinori Abe Mgmt For Against Against
5 Elect Shiro Inagaki Mgmt For Against Against
6 Elect Yoshihiro Nakai Mgmt For Against Against
7 Elect Takashi Uchida Mgmt For Against Against
8 Elect Shiro Wakui Mgmt For For For
9 Elect Yukiko Yoshimaru Mgmt For For For
10 Elect Toshifumi Mgmt For For For
Kitazawa
11 Elect Satoshi Tanaka Mgmt For For For
12 Elect Kunpei Nishida Mgmt For For For
13 Elect Yosuke Horiuchi Mgmt For For For
14 Elect Toshiharu Miura Mgmt For For For
15 Elect Toru Ishii Mgmt For For For
16 Elect Yoritomo Wada as Mgmt For For For
Statutory
Auditor
17 Bonus Mgmt For Against Against
18 Adoption of Mgmt For For For
Performance-Based
Bonus
System
19 Adoption of Mgmt For For For
Performance Based
Equity Compensation
Plan and Revision of
Existing Restricted
Stock
Plan
20 Elect Dissident ShrHoldr Against For Against
Nominee Christopher
Brady
21 Elect Dissident ShrHoldr Against Against For
Nominee Pamela
Jacobs
22 Elect Dissident ShrHoldr Against Against For
Nominee Yasushi
Okada
23 Elect Dissident ShrHoldr Against Against For
Nominee Terumichi
Saeki
24 Elect Dissident ShrHoldr Against Against For
Nominee Jiro
Iwasaki
25 Elect Dissident ShrHoldr Against Against For
Nominee Makoto
Saito
26 Elect Dissident ShrHoldr Against For Against
Nominee Hitomi
Kato
27 Elect Dissident ShrHoldr Against For Against
Nominee Fumiyasu
Suguro
28 Elect Dissident ShrHoldr Against Against For
Nominee Motohiko
Fujiwara
29 Elect Dissident ShrHoldr Against Against For
Nominee Koji
Yamada
30 Elect Dissident ShrHoldr Against For Against
Nominee Isami
Wada
________________________________________________________________________________
Shimizu Corporation
Ticker Security ID: Meeting Date Meeting Status
1803 CINS J72445117 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoichi Miyamoto Mgmt For For For
4 Elect Kazuyuki Inoue Mgmt For For For
5 Elect Toshiyuki Imaki Mgmt For For For
6 Elect Toru Yamaji Mgmt For For For
7 Elect Tsunehiko Mgmt For For For
Yamanaka
8 Elect Hiroshi Fujimura Mgmt For For For
9 Elect Kimio Handa Mgmt For For For
10 Elect Motoaki Shimizu Mgmt For For For
11 Elect Tamotsu Iwamoto Mgmt For For For
12 Elect Aya Murakami Mgmt For For For
13 Elect Mayumi Tamura Mgmt For For For
14 Elect Koichi Matsuoka Mgmt For For For
15 Elect Kaoru Ishikawa Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Skanska AB
Ticker Security ID: Meeting Date Meeting Status
SKAB CINS W83567110 03/26/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Hans Biorck Mgmt For For For
19 Elect Par Boman Mgmt For For For
20 Elect Jan Gurander Mgmt For For For
21 Elect Fredrik Lundberg Mgmt For For For
22 Elect Catherine Marcus Mgmt For For For
23 Elect Jayne McGivern Mgmt For For For
24 Elect Asa Soderstrom Mgmt For For For
Winberg
25 Elect Hans Biorck as Mgmt For For For
Chair
26 Appointment of Auditor Mgmt For For For
27 Remuneration Policy Mgmt For For For
28 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
LTIP
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 04/30/2020 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For Abstain Against
4 Elect Lourdes Melgar Mgmt For For For
5 Elect Irial Finan Mgmt For For For
6 Elect Anthony Smurfit Mgmt For For For
7 Elect Ken Bowles Mgmt For For For
8 Elect Anne Anderson Mgmt For For For
9 Elect Frits Beurskens Mgmt For For For
10 Elect Carol Fairweather Mgmt For For For
11 Elect James A. Lawrence Mgmt For For For
12 Elect John Moloney Mgmt For For For
13 Elect Jorgen Buhl Mgmt For For For
Rasmussen
14 Elect Gonzalo Restrepo Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 10/23/2019 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Early Termination of Mgmt For For For
Auditor (PwC);
Appointment of
Auditor (Deloitte &
Touche)
________________________________________________________________________________
Solvay SA
Ticker Security ID: Meeting Date Meeting Status
SOLB CINS B82095116 04/03/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Amendments to Articles Mgmt For For For
(Increase in
Authorised
Capital)
8 Authority to Mgmt For For For
Repurchase
Shares
9 Amendments to Articles Mgmt For For For
(Voting at
Shareholder
Meetings)
10 Opt-in to the Mgmt For For For
Companies and
Associations
Code
________________________________________________________________________________
Solvay SA
Ticker Security ID: Meeting Date Meeting Status
SOLB CINS B82095116 05/12/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Remuneration Policy Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Aude Thibaut de Mgmt For For For
Maisiere to the Board
of
Directors
13 Ratification of Mgmt For For For
Independence of Aude
Thibaut de
Maisiere
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Increase in Authorised Mgmt For For For
Capital
17 Authority to Repurchase Mgmt For For For
18 Amendments to Articles Mgmt For For For
(Voting at
Shareholder
Meetings)
19 Opt in to the Mgmt For For For
Companies and
Associations
Code
________________________________________________________________________________
SSE plc
Ticker Security ID: Meeting Date Meeting Status
SSE CINS G8842P102 07/18/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Gregor Alexander Mgmt For For For
6 Elect Sue Bruce Mgmt For For For
7 Elect Tony Cocker Mgmt For For For
8 Elect Crawford Gillies Mgmt For For For
9 Elect Richard Mgmt For For For
Gillingwater
10 Elect Peter Lynas Mgmt For For For
11 Elect Helen Mahy Mgmt For For For
12 Elect Alistair Mgmt For For For
Phillips-Davies
13 Elect Martin Pibworth Mgmt For For For
14 Elect Melanie Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Stockland
Ticker Security ID: Meeting Date Meeting Status
SGP CINS Q8773B105 10/21/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Barry H.R. Mgmt For For For
Neil
4 Re-elect Stephen Newton Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Equity Grant (MD Mark Mgmt For For For
Steinert)
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 06/04/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Pursuant
to
LTIP
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Corporation
Ticker Security ID: Meeting Date Meeting Status
8053 CINS J77282119 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kuniharu Nakamura Mgmt For For For
4 Elect Masayuki Hyodo Mgmt For For For
5 Elect Toshikazu Nambu Mgmt For For For
6 Elect Hideki Yamano Mgmt For For For
7 Elect Takayuki Seishima Mgmt For For For
8 Elect Masaru Shiomi Mgmt For For For
9 Elect Nobuyoshi Ehara Mgmt For For For
10 Elect Koji Ishida Mgmt For For For
11 Elect Kimie Iwata Mgmt For For For
12 Elect Hisashi Yamazaki Mgmt For For For
13 Elect Akiko Ide Mgmt For For For
14 Elect Toshio Nagai Mgmt For For For
15 Elect Yoshitaka Kato Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Mitsui Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8316 CINS J7771X109 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeshi Kunibe Mgmt For For For
4 Elect Jun Ota Mgmt For For For
5 Elect Makoto Takashima Mgmt For For For
6 Elect Haruyuki Nagata Mgmt For For For
7 Elect Toru Nakashima Mgmt For For For
8 Elect Atsuhiko Inoue Mgmt For For For
9 Elect Toru Mikami Mgmt For For For
10 Elect Yoshihiko Shimizu Mgmt For For For
11 Elect Masayuki Mgmt For For For
Matsumoto
12 Elect Arthur M. Mgmt For For For
Mitchell
13 Elect Shozo Yamazaki Mgmt For For For
14 Elect Masaharu Kono Mgmt For For For
15 Elect Yoshinobu Tsutsui Mgmt For For For
16 Elect Katsuyoshi Shimbo Mgmt For For For
17 Elect Eriko Sakurai Mgmt For For For
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHRN CINS H83949133 05/14/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Management
Acts
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Fixed Board Mgmt For TNA N/A
Compensation
(Non-Executive
Functions)
6 Fixed Board Mgmt For TNA N/A
Compensation
(Executive
Functions)
7 Executive Compensation Mgmt For TNA N/A
(Fixed)
8 Variable Board Mgmt For TNA N/A
Compensation
(Executive
Functions)
9 Executive Compensation Mgmt For TNA N/A
(Variable)
10 Elect Nayla Hayek Mgmt For TNA N/A
11 Elect Ernst Tanner Mgmt For TNA N/A
12 Elect Daniela Mgmt For TNA N/A
Aeschlimann
13 Elect Georges Nick Mgmt For TNA N/A
Hayek
14 Elect Claude Nicollier Mgmt For TNA N/A
15 Elect Jean-Pierre Roth Mgmt For TNA N/A
16 Appoint Nayla Hayek as Mgmt For TNA N/A
Board
Chair
17 Elect Nayla Hayek as Mgmt For TNA N/A
Compensation
Committee
Member
18 Elect Ernst Tanner as Mgmt For TNA N/A
Compensation
Committee
Member
19 Elect Daniela Mgmt For TNA N/A
Aeschlimann as
Compensation
Committee
Member
20 Elect Georges Nick Mgmt For TNA N/A
Hayek as Compensation
Committee
Member
21 Elect Claude Nicollier Mgmt For TNA N/A
as Compensation
Committee
Member
22 Elect Jean-Pierre Roth Mgmt For TNA N/A
as Compensation
Committee
Member
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Appointment of Auditor Mgmt For TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Swedish Match AB
Ticker Security ID: Meeting Date Meeting Status
SWMA CINS W92277115 04/02/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Number of Auditors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Remuneration Policy Mgmt For For For
21 Capital Redemption Plan Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Issue Mgmt For For For
Treasury
Shares
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Abolition
of Voting
Differentiation
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-sized
Shareholders
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swisscom AG
Ticker Security ID: Meeting Date Meeting Status
SCMN CINS H8398N104 04/06/2020 Take No Action
Meeting Type Country of Trade
Ordinary Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Roland Abt Mgmt For TNA N/A
8 Elect Alain Carrupt Mgmt For TNA N/A
9 Elect Frank Esser Mgmt For TNA N/A
10 Elect Barbara Frei Mgmt For TNA N/A
11 Elect Sandra Mgmt For TNA N/A
Lathion-Zweifel
12 Elect Anna Mossberg Mgmt For TNA N/A
13 Elect Michael Mgmt For TNA N/A
Rechsteiner
14 Elect Hansueli Loosli Mgmt For TNA N/A
15 Appoint Hansueli Mgmt For TNA N/A
Loosli as Board
Chair
16 Elect Roland Abt as Mgmt For TNA N/A
Compensation
Committee
Member
17 Elect Frank Esser as Mgmt For TNA N/A
Compensation
Committee
Member
18 Elect Barbara Frei as Mgmt For TNA N/A
Compensation
Committee
Member
19 Elect Hansueli Loosli Mgmt For TNA N/A
as Non-Voting
Compensation
Committee
Member
20 Elect Renzo Simoni as Mgmt For TNA N/A
Compensation
Committee
Member
21 Board Compensation Mgmt For TNA N/A
22 Executive Compensation Mgmt For TNA N/A
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Tate & Lyle plc
Ticker Security ID: Meeting Date Meeting Status
TATE CINS G86838128 07/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Gerry M. Murphy Mgmt For For For
5 Elect Nick Hampton Mgmt For For For
6 Elect Imran Nawaz Mgmt For For For
7 Elect Paul Forman Mgmt For For For
8 Elect Lars Vinge Mgmt For For For
Frederiksen
9 Elect Anne E. Minto Mgmt For For For
10 Elect Kimberly A. Mgmt For For For
Nelson
11 Elect Ajai Puri Mgmt For For For
12 Elect Sybella Stanley Mgmt For For For
13 Elect Warren G. Tucker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 04/29/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
6 Remuneration Report Mgmt For Against Against
7 Ratification of Bert Mgmt For Against Against
de Graeve's
Acts
8 Ratification of Jo van Mgmt For For For
Biesbroeck's
Acts
9 Ratification of Mgmt For For For
Christiane Franck's
Acts
10 Ratification of John Mgmt For For For
Porter's
Acts
11 Ratification of Mgmt For For For
Charles H. Bracken's
Acts
12 Ratification of Manuel Mgmt For For For
Kohnstamm's
Acts
13 Ratification of Mgmt For For For
Severina Pascu's
Acts
14 Ratification of Amy Mgmt For For For
Blair's
Acts
15 Ratification of Mgmt For For For
Enrique Rodriguez's
Acts
16 Ratification of Mgmt For For For
Diederick Karsten's
Acts
17 Ratification of Mgmt For For For
Auditor's
Acts
18 Elect Charles H.R. Mgmt For For For
Bracken to the Board
of
Directors
19 Director Fees (Charles Mgmt For For For
H.R.
Bracken)
20 Appointment of Auditor Mgmt For For For
and Authority to set
fees
21 Change in Control Mgmt For Against Against
Clause
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 04/29/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
Regarding Company's
Registered
Office
4 Cancellation of Shares Mgmt For For For
5 Opt-in to the New Mgmt For Against Against
Belgian Companies and
Associations
Code
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 12/04/2019 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Special Dividend Mgmt For For For
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 12/04/2019 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Shares Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sol J. Barer Mgmt For For For
2 Elect Jean-Michel Mgmt For For For
Halfon
3 Elect Nechemia J. Peres Mgmt For For For
4 Elect Janet S. Vergis Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of 2020 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
7 Amend Employment Terms Mgmt For Against Against
of
CEO
8 Amendment to Articles Mgmt For For For
of
Association
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Berkeley Group Holdings plc
Ticker Security ID: Meeting Date Meeting Status
BKG CINS G1191G120 09/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Tony Pidgley Mgmt For For For
5 Elect Rob Perrins Mgmt For For For
6 Elect Richard J. Stearn Mgmt For For For
7 Elect Karl Whiteman Mgmt For For For
8 Elect Sean Ellis Mgmt For For For
9 Elect John Armitt Mgmt For For For
10 Elect Alison Nimmo Mgmt For For For
11 Elect Veronica Wadley Mgmt For For For
12 Elect Glyn A. Barker Mgmt For For For
13 Elect Adrian David Man Mgmt For Against Against
Kiu
LI
14 Elect Andy Myers Mgmt For For For
15 Elect Diana Mgmt For For For
Brightmore-Armour
16 Elect Justin Tibaldi Mgmt For For For
17 Elect Paul Vallone Mgmt For For For
18 Elect Peter Vernon Mgmt For For For
19 Elect Rachel Downey Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Authority to Set Mgmt For For For
Auditor's
Fees
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
26 Authority to Mgmt For For For
Repurchase
Shares
27 Authorisation of Mgmt For For For
Political
Donations
28 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
29 Amendment to 2011 Mgmt For Against Against
Long-Term Incentive
Plan
________________________________________________________________________________
The Yokohama Rubber Company,Limited
Ticker Security ID: Meeting Date Meeting Status
5101 CINS J97536171 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masataka Yamaishi Mgmt For For For
4 Elect Osamu Mikami Mgmt For For For
5 Elect Masaki Noro Mgmt For For For
6 Elect Gota Matsuo Mgmt For For For
7 Elect Toru Nakamura Mgmt For For For
8 Elect Nitin Mantri Mgmt For For For
9 Elect Hideichi Okada Mgmt For For For
10 Elect Nobuo Takenaka Mgmt For For For
11 Elect Hirokazu Kono Mgmt For For For
12 Elect Takashi Yamane Mgmt For For For
13 Elect Masatoshi Hori Mgmt For For For
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/11/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takeshi Mgmt For Against Against
Uchiyamada
3 Elect Shigeru Hayakawa Mgmt For For For
4 Elect Akio Toyoda Mgmt For For For
5 Elect Koji Kobayashi Mgmt For For For
6 Elect Shigeki Terashi Mgmt For For For
7 Elect James Kuffner Mgmt For For For
8 Elect Ikuro Sugawara Mgmt For For For
9 Elect Philip Craven Mgmt For Against Against
10 Elect Teiko Kudo Mgmt For For For
11 Elect Ryuji Sakai as Mgmt For For For
Alternate Statutory
Auditor
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Toyota Tsusho Corporation
Ticker Security ID: Meeting Date Meeting Status
8015 CINS J92719111 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jun Karube Mgmt For For For
4 Elect Ichiro Kashitani Mgmt For For For
5 Elect Hideki Yanase Mgmt For For For
6 Elect Takahiro Kondo Mgmt For For For
7 Elect Kumi Fujisawa Mgmt For For For
Kumi
Kakuda
8 Elect Kunihito Komoto Mgmt For For For
9 Elect Didier Leroy Mgmt For For For
10 Elect Yukari Inoue Mgmt For For For
11 Elect Kazumasa Miyazaki Mgmt For For For
12 Elect Shuhei Toyoda Mgmt For Against Against
13 Elect Yuichiro Kuwano Mgmt For For For
14 Bonus Mgmt For For For
15 Adoption of Restricted Mgmt For For For
Stock
Plan
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H42097107 04/29/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management Acts
(Excluding French
Cross-Border
Matter)
7 Elect Axel A. Weber as Mgmt For TNA N/A
Board
Chair
8 Elect Jeremy Anderson Mgmt For TNA N/A
9 Elect William C. Dudley Mgmt For TNA N/A
10 Elect Reto Francioni Mgmt For TNA N/A
11 Elect Fred Hu Mgmt For TNA N/A
12 Elect Julie G. Mgmt For TNA N/A
Richardson
13 Elect Beatrice Weder Mgmt For TNA N/A
di
Mauro
14 Elect Dieter Wemmer Mgmt For TNA N/A
15 Elect Jeanette Wong Mgmt For TNA N/A
16 Elect Mark Hughes Mgmt For TNA N/A
17 Elect Nathalie Rachou Mgmt For TNA N/A
18 Elect Julie G. Mgmt For TNA N/A
Richardson as
Compensation
Committee
Member
19 Elect Reto Francioni Mgmt For TNA N/A
as Compensation
Committee
Member
20 Elect Dieter Wemmer as Mgmt For TNA N/A
Compensation
Committee
Member
21 Elect Jeanette Wong as Mgmt For TNA N/A
Compensation
Committee
Member
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation Mgmt For TNA N/A
(Variable)
24 Executive Compensation Mgmt For TNA N/A
(Fixed)
25 Appointment of Mgmt For TNA N/A
Independent
Proxy
26 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/30/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Profit/Dividends
7 Remuneration Report Mgmt For Against Against
8 Remuneration Policy Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Elect Pierre Gurdjian Mgmt For For For
12 Ratification of Mgmt For For For
Independence of
Pierre
Gurdjian
13 Elect Ulf Wiinberg Mgmt For Against Against
14 Ratification of Mgmt For For For
Independence of Ulf
Wiinberg
15 Elect Charles Antoine Mgmt For For For
Janssen
16 Long Term Incentive Mgmt For For For
Plan (Free Allocation
of
Shares)
17 Change in Control Mgmt For For For
Clause (EMTN
Program)
18 Change in Control Mgmt For For For
Clause (Term Facility
Agreement)
19 Change in Control Mgmt For For For
Clause (Revolving
Facility
Agreement)
20 Opt-in to the Mgmt For For For
Companies and
Associations
Code
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Increase in Authorised Mgmt For For For
Capital
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Internet AG
Ticker Security ID: Meeting Date Meeting Status
UTDI CINS D8542B125 05/20/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratify Ralph Dommermuth Mgmt For For For
4 Ratify Frank Krause Mgmt For For For
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Claudia Mgmt For For For
Borgas-Herold
8 Elect Manuel Cubero Mgmt For For For
del
Castillo-Olivares
9 Elect Kurt Dobitsch Mgmt For For For
10 Increase in Mgmt For For For
Supervisory Board
Size
11 Amendment to Articles Mgmt For Against Against
Regarding Nomination
Right of Ralph
Dommermuth
12 Elect Michael Scheeren Mgmt For For For
13 Elect Philipp von Mgmt For For For
Bismarck
14 Elect Yasmin M. Wei Mgmt For For For
15 Revocation of 2015 Mgmt For For For
Resolution
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Amendments to Articles Mgmt For For For
Regarding SRD
II
18 Amendments to Articles Mgmt For For For
(Electronic
Participation)
19 Amendments to Articles Mgmt For For For
(Absentee
Voting)
20 Amendments to Articles Mgmt For For For
(Editorial)
21 Amendments to Articles Mgmt For Against Against
(Supervisory Board
Attendance)
22 Amendments to Articles Mgmt For For For
Regarding Interim
Dividends
23 Increase in Authorised Mgmt For For For
Capital
24 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
25 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valeo SA
Ticker Security ID: Meeting Date Meeting Status
FR CINS F96221340 06/25/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Ratification of the Mgmt For For For
Co-option of
Stephanie
Frachet
9 Ratification of the Mgmt For For For
Co-option of Julie
Avrane-Chopard
10 Elect Thierry Mgmt For For For
Moulonguet
11 Elect Ulrike Steinhorst Mgmt For For For
12 Elect Julie Mgmt For For For
Avrane-Chopard
13 Remuneration Report Mgmt For For For
14 Remuneration of Mgmt For For For
Jacques Aschenbroich,
Chair and
CEO
15 Remuneration Policy Mgmt For For For
(Board of
Directors)
16 Remuneration Policy Mgmt For For For
(Chair and
CEO)
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
19 Amendments to Articles Mgmt For For For
20 Conversion of Mgmt For For For
Corporate Form to
Societas Europea
("SE")
21 Adoption of New Mgmt For For For
Articles Regarding
the Conversion of
Legal
Form
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Venture Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
V03 CINS Y9361F111 06/03/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jonathan S. Mgmt For Against Against
Huberman
4 Elect HAN Thong Kwang Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Issue Mgmt For Against Against
Shares under the
Venture Corporation
Executives' Share
Option Scheme
2015
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/12/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Nerida F. Mgmt For For For
Caesar
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Steven Harker Mgmt For For For
6 Re-elect Peter R. Mgmt For Against Against
Marriott
7 Elect Margaret Mgmt For For For
(Margie) L.
Seale
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Remuneration Report Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Board Spill Resolution Mgmt Against Against For
(Conditional)
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
________________________________________________________________________________
Wheelock & Company Limited
Ticker Security ID: Meeting Date Meeting Status
0020 CINS Y9553V106 06/16/2020 Voted
Meeting Type Country of Trade
Court Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Scheme of Arrangement Mgmt For For For
Related to
Delisting
________________________________________________________________________________
Wheelock & Company Limited
Ticker Security ID: Meeting Date Meeting Status
0020 CINS Y9553V106 06/16/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Douglas WOO Chun Mgmt For Against Against
Kuen
5 Elect Ricky WONG Kwong Mgmt For For For
Yiu
6 Elect Horace LEE Wai Mgmt For For For
Chung
7 Elect Winston LEONG Mgmt For For For
Kwok
Wai
8 Elect Richard Y.S. TANG Mgmt For Against Against
9 Elect Glenn YEE Sekkemn Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Scheme of Arrangement Mgmt For For For
Related to
Delisting
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 06/12/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KWAH Thiam Hock Mgmt For Against Against
5 Retention of KWAH Mgmt For For For
Thiam Hock as
Independent
Director
6 Elect TAY Kah Chye Mgmt For For For
7 Retention of TAY Kah Mgmt For For For
Chye as Independent
Director
8 Elect KUOK Khoon Hua Mgmt For Against Against
9 Elect KUOK Khoon Ean Mgmt For For For
10 Elect TEO Siong Seng Mgmt For Against Against
11 Elect SOH Gim Teik Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
14 Authority to Grant Mgmt For Against Against
Options and Issue
Shares under the
Wilmar Executive
Share Option Scheme
2019
15 Related Party Mgmt For Against Against
Transactions
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Wm Morrison Supermarkets plc
Ticker Security ID: Meeting Date Meeting Status
MRW CINS G62748119 06/11/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 2020 Sharesave Scheme Mgmt For For For
6 Elect Andrew Higginson Mgmt For For For
7 Elect David Potts Mgmt For For For
8 Elect Trevor Strain Mgmt For For For
9 Elect Michael Gleeson Mgmt For For For
10 Elect Rooney Anand Mgmt For For For
11 Elect Kevin Havelock Mgmt For For For
12 Elect Belinda Richards Mgmt For For For
13 Elect Paula A. Vennells Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yangzijiang Shipbuilding (Holdings) Ltd.
Ticker Security ID: Meeting Date Meeting Status
BS6 CINS Y9728A102 04/30/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect XU Wen Jiong Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Zurich Insurance Group AG Ltd
Ticker Security ID: Meeting Date Meeting Status
ZURN CINS H9870Y105 04/01/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Michel M. Lies Mgmt For TNA N/A
as Board
Chair
8 Elect Joan L. Amble Mgmt For TNA N/A
9 Elect Catherine P. Mgmt For TNA N/A
Bessant
10 Elect Alison J. Mgmt For TNA N/A
Carnwath
11 Elect Christoph Franz Mgmt For TNA N/A
12 Elect Michael Halbherr Mgmt For TNA N/A
13 Elect Jeffrey L. Hayman Mgmt For TNA N/A
14 Elect Monica Machler Mgmt For TNA N/A
15 Elect Kishore Mahbubani Mgmt For TNA N/A
16 Elect Jasmin Staiblin Mgmt For TNA N/A
17 Elect Barry Stowe Mgmt For TNA N/A
18 Elect Michel M. Lies Mgmt For TNA N/A
as Compensation
Committee
Member
19 Elect Catherine P. Mgmt For TNA N/A
Bessant as
Compensation
Committee
Member
20 Elect Christoph Franz Mgmt For TNA N/A
as Compensation
Committee
Member
21 Elect Kishore Mgmt For TNA N/A
Mahbubani as
Compensation
Committee
Member
22 Elect Jasmin Staiblin Mgmt For TNA N/A
as Compensation
Committee
Member
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Appointment of Auditor Mgmt For TNA N/A
25 Board Compensation Mgmt For TNA N/A
26 Executive Compensation Mgmt For TNA N/A
27 Renewal of Authorised Mgmt For TNA N/A
and Conditional
Capital
28 Amendments to Articles Mgmt For TNA N/A
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B. Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
________________________________________________________________________________
AECOM
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Card Mgmt For For For
2 Elect Peter A. Feld Mgmt For For For
3 Elect William H. Frist Mgmt For For For
4 Elect Jacqueline C. Mgmt For For For
Hinman
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Robert J. Routs Mgmt For For For
7 Elect Clarence T. Mgmt For For For
Schmitz
8 Elect Douglas W. Mgmt For For For
Stotlar
9 Elect Daniel R. Tishman Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Jeffrey Noddle Mgmt For For For
6 Elect Robert F. Mgmt For For For
Sharpe,
Jr.
7 Elect Brian T. Shea Mgmt For For For
8 Elect W. Edward Walter Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Charles M. Mgmt For For For
Holley,
Jr.
8 Elect Tyler Jacks Mgmt For For For
9 Elect Ellen J. Kullman Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect R. Sanders Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Antero Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
AM CUSIP 03676B102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Howard Mgmt For Withhold Against
Keenan,
Jr.
1.2 Elect Peter A. Dea Mgmt For Withhold Against
1.3 Elect Janine J. McArdle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Andrea Jung Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Levinson
6 Elect Ronald D. Sugar Mgmt For For For
7 Elect Susan L. Wagner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Freedom of
Expression and Access
to
Information
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Permit Shareholders To Mgmt For For For
Act By Written
Consent
________________________________________________________________________________
Aramark
Ticker Security ID: Meeting Date Meeting Status
ARMK CUSIP 03852U106 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Greg Creed Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Richard W. Mgmt For For For
Dreiling
5 Elect Irene M. Esteves Mgmt For For For
6 Elect Daniel J. Mgmt For For For
Heinrich
7 Elect Paul C. Hilal Mgmt For For For
8 Elect Karen M. King Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Arthur B. Mgmt For For For
Winkleblack
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
15 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
________________________________________________________________________________
Ardagh Group S.A.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP L0223L101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
6 Reelect Philip Hammond Mgmt For For For
7 Reelect Elect Paul Mgmt For Against Against
Coulson
8 Ratify Appointment of Mgmt For Against Against
David
Matthews
9 Reelect Edward White Mgmt For For For
10 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
11 Reelect Philip Hammond Mgmt For For For
12 Elect Abigail P. Blunt Mgmt For For For
13 Elect Yves Elsen Mgmt For For For
14 Elect Oliver Graham Mgmt For For For
15 Aggregate Remuneration Mgmt For For For
of
Directors
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Debra L. Lee Mgmt For For For
8 Elect Stephen J. Luczo Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Beth E. Mooney Mgmt For For For
11 Elect Matthew K. Rose Mgmt For For For
12 Elect Cindy B. Taylor Mgmt For For For
13 Elect Geoffrey Y. Yang Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Representative
Director
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Guiding Principles
of Executive
Compensation
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect Michael M. Mgmt For For For
Calbert
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Gale V. King Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect William C. Mgmt For For For
Rhodes,
III
10 Elect Jill Ann Soltau Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Denise L. Ramos Mgmt For For For
13 Elect Clayton S. Rose Mgmt For For For
14 Elect Michael D. White Mgmt For For For
15 Elect Thomas D. Woods Mgmt For For For
16 Elect R. David Yost Mgmt For For For
17 Elect Maria T. Zuber Mgmt For Against Against
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
a
Corporation
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect William A. Mgmt For For For
Hawkins
4 Elect Nancy L. Leaming Mgmt For For For
5 Elect Jesus B. Mantas Mgmt For For For
6 Elect Richard C. Mgmt For For For
Mulligan
7 Elect Robert W. Pangia Mgmt For For For
8 Elect Stelios Mgmt For For For
Papadopoulos
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Elect Michel Vounatsos Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader M. Alsaad Mgmt For For For
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Mgmt For Abstain Against
Demchak
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Laurence D. Fink Mgmt For For For
7 Elect William E. Ford Mgmt For For For
8 Elect Fabrizio Freda Mgmt For For For
9 Elect Murry S. Gerber Mgmt For For For
10 Elect Margaret L. Mgmt For For For
Johnson
11 Elect Robert S. Kapito Mgmt For For For
12 Elect Cheryl D. Mills Mgmt For For For
13 Elect Gordon M. Nixon Mgmt For For For
14 Elect Charles H. Mgmt For For For
Robbins
15 Elect Marco Antonio Mgmt For For For
Slim
Domit
16 Elect Susan L. Wagner Mgmt For For For
17 Elect Mark Wilson Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Michael W. Bonney Mgmt For Against Against
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Julia A. Haller Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels,
II
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Elect Phyllis R. Yale Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Brixmor Property Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRX CUSIP 11120U105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Taylor Mgmt For For For
Jr.
2 Elect John G. Schreiber Mgmt For For For
3 Elect Michael Berman Mgmt For For For
4 Elect Julie Bowerman Mgmt For For For
5 Elect Sheryl M. Mgmt For For For
Crosland
6 Elect Thomas W. Dickson Mgmt For For For
7 Elect Daniel B. Hurwitz Mgmt For For For
8 Elect William D. Rahm Mgmt For For For
9 Elect Gabrielle Mgmt For For For
Sulzberger
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Ostrander
3 Elect Jesse G. Singh Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125523100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Eric J. Foss Mgmt For For For
4 Elect Elder Granger Mgmt For For For
5 Elect Isaiah Harris, Mgmt For For For
Jr.
6 Elect Roman Martinez IV Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect Mark B. McClellan Mgmt For For For
9 Elect John M. Partridge Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Eric C. Wiseman Mgmt For For For
12 Elect Donna F. Zarcone Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For For For
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Carol B. Tome Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Grace E Dailey Mgmt For For For
4 Elect Barbara J. Desoer Mgmt For For For
5 Elect John C. Dugan Mgmt For For For
6 Elect Duncan P. Hennes Mgmt For For For
7 Elect Peter B. Henry Mgmt For For For
8 Elect S. Leslie Ireland Mgmt For For For
9 Elect Lew W. Jacobs, IV Mgmt For For For
10 Elect Renee J. James Mgmt For For For
11 Elect Gary M. Reiner Mgmt For For For
12 Elect Diana L. Taylor Mgmt For For For
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Alexander R. Mgmt For For For
Wynaendts
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Stock Option
Plan
4 Amendment to the 2002 Mgmt For For For
Restricted Stock
Plan
5 Advisory vote on Mgmt For For For
executive
compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Conway Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Donahue
1.3 Elect Richard H. Fearon Mgmt For Withhold Against
1.4 Elect Andrea Funk Mgmt For For For
1.5 Elect Stephen J. Hagge Mgmt For For For
1.6 Elect Rose Lee Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
1.8 Elect Josef M. Muller Mgmt For For For
1.9 Elect B. Craig Owens Mgmt For For For
1.10 Elect Caesar F. Mgmt For For For
Sweitzer
1.11 Elect Jim L. Turner Mgmt For For For
1.12 Elect William S. Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Bruce D. Hoechner Mgmt For For For
1.5 Elect Glenda J. Minor Mgmt For For For
1.6 Elect John B. Nathman Mgmt For For For
1.7 Elect Robert J. Rivet Mgmt For For For
1.8 Elect Albert E. Smith Mgmt For For For
1.9 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Larry J. Merlo Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Amendment to the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Horton Mgmt For For For
2 Elect Barbara K. Allen Mgmt For For For
3 Elect Bradley S. Mgmt For For For
Anderson
4 Elect Michael R. Mgmt For For For
Buchanan
5 Elect Michael W. Hewatt Mgmt For For For
6 Elect Maribess L. Mgmt For For For
Miller
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 01/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2011 Mgmt For Against Against
Incentive Award
Plan
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Arway Mgmt For For For
2 Elect Charles G. Berg Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect Pascal Desroches Mgmt For For For
5 Elect Paul J. Diaz Mgmt For For For
6 Elect John M. Nehra Mgmt For For For
7 Elect Javier J. Mgmt For For For
Rodriguez
8 Elect Phyllis R. Yale Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For Against Against
Incentive Award
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect Michael A. Coke Mgmt For For For
4 Elect VeraLinn Jamieson Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect William G. Mgmt For For For
LaPerch
7 Elect Jean F.H.P. Mgmt For For For
Mandeville
8 Elect Afshin Mohebbi Mgmt For For For
9 Elect Mark R. Patterson Mgmt For For For
10 Elect Mary Hogan Mgmt For For For
Preusse
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Discovery, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. Bennett Mgmt For For For
1.2 Elect John C. Malone Mgmt For Withhold Against
1.3 Elect David M. Zaslav Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
DISH Network Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen Q. Mgmt For For For
Abernathy
1.2 Elect George R. Brokaw Mgmt For For For
1.3 Elect James DeFranco Mgmt For For For
1.4 Elect Cantey M. Ergen Mgmt For For For
1.5 Elect Charles W. Ergen Mgmt For For For
1.6 Elect Afshin Mohebbi Mgmt For For For
1.7 Elect Tom A. Ortolf Mgmt For For For
1.8 Elect Joseph T. Mgmt For For For
Proietti
1.9 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For For For
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
DXC Technology Company
Ticker Security ID: Meeting Date Meeting Status
DXC CUSIP 23355L106 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Aghi Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect David L. Herzog Mgmt For For For
4 Elect Sachin S. Lawande Mgmt For For For
5 Elect J. Michael Lawrie Mgmt For For For
6 Elect Mary L. Krakauer Mgmt For For For
7 Elect Julio A. Mgmt For For For
Portalatin
8 Elect Peter Rutland Mgmt For For For
9 Elect Michael J. Mgmt For For For
Salvino
10 Elect Manoj P. Singh Mgmt For For For
11 Elect Robert F. Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Michael J. Mgmt For For For
Critelli
4 Elect Richard H. Fearon Mgmt For Against Against
5 Elect Olivier Leonetti Mgmt For For For
6 Elect Deborah L. McCoy Mgmt For For For
7 Elect Silvio Napoli Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Lori J. Ryerkerk Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Approval of the 2020 Mgmt For For For
Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Bates Mgmt For For For
2 Elect Adriane M. Brown Mgmt For For For
3 Elect Jesse A. Cohn Mgmt For For For
4 Elect Diana Farrell Mgmt For For For
5 Elect Logan D. Green Mgmt For For For
6 Elect Bonnie S. Hammer Mgmt For For For
7 Elect Jamie Iannone Mgmt For For For
8 Elect Kathleen C. Mitic Mgmt For For For
9 Elect Matthew J. Murphy Mgmt For For For
10 Elect Pierre M. Omidyar Mgmt For For For
11 Elect Paul S. Pressler Mgmt For For For
12 Elect Robert H. Swan Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeanne Mgmt For For For
Beliveau-Dunn
2 Elect Michael C. Mgmt For For For
Camunez
3 Elect Vanessa C.L. Mgmt For For For
Chang
4 Elect James T. Morris Mgmt For For For
5 Elect Timothy T. Mgmt For For For
O'Toole
6 Elect Pedro J. Pizarro Mgmt For For For
7 Elect Carey A. Smith Mgmt For For For
8 Elect Linda G. Stuntz Mgmt For For For
9 Elect William P. Mgmt For For For
Sullivan
10 Elect Peter J. Taylor Mgmt For For For
11 Elect Keith Trent Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Julie J. Mgmt For For For
Robertson
7 Elect Donald F. Textor Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equitable Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQH CUSIP 29452E101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel G. Kaye Mgmt For For For
1.2 Elect Joan Lamm-Tennant Mgmt For For For
1.3 Elect Kristi A. Matus Mgmt For For For
1.4 Elect Ramon de Oliveira Mgmt For For For
1.5 Elect Mark Pearson Mgmt For For For
1.6 Elect Bertram L. Scott Mgmt For For For
1.7 Elect George Stansfield Mgmt For For For
1.8 Elect Charles G.T. Mgmt For For For
Stonehill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Foley Mgmt For For For
1.2 Elect Douglas K. Mgmt For For For
Ammerman
1.3 Elect Thomas M. Hagerty Mgmt For For For
1.4 Elect Peter O. Shea, Mgmt For Withhold Against
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity National Information Services Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 07/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Burdick
2 Elect John C. Compton Mgmt For For For
3 Elect Wendy P. Davidson Mgmt For For For
4 Elect Mark A. Emkes Mgmt For For For
5 Elect Corydon J. Mgmt For For For
Gilchrist
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Rajesh Mgmt For For For
Subramaniam
11 Elect R. Eugene Taylor Mgmt For For For
12 Elect Luke Yancy III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Anderson,
Sr.
2 Elect Steven J. Mgmt For For For
Demetriou
3 Elect Julia L. Johnson Mgmt For For For
4 Elect Charles E. Jones Mgmt For For For
5 Elect Donald T. Misheff Mgmt For For For
6 Elect Thomas N. Mgmt For For For
Mitchell
7 Elect James F. O'Neil Mgmt For For For
III
8 Elect Christopher D. Mgmt For For For
Pappas
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Luis A. Reyes Mgmt For For For
11 Elect Leslie M. Turner Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
15 Amend Regulations to Mgmt For For For
Permit the Board to
Make Future
Amendments
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Elizabeth C. Mgmt For For For
Lempres
7 Elect Diane L. Neal Mgmt For For For
8 Elect Stephen A. Odland Mgmt For For For
9 Elect Maria A. Sastre Mgmt For For For
10 Elect Eric D. Sprunk Mgmt For For For
11 Elect Jorge A. Uribe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Doss Mgmt For For For
1.2 Elect Dean A. Mgmt For For For
Scarborough
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Adoption of Right to Mgmt For For For
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect Leldon E. Echols Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Frank J. Mgmt For For For
Bisignano
3 Elect Bruce D. Mgmt For For For
Broussard
4 Elect Frank A. D'Amelio Mgmt For For For
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Wayne A.I. Mgmt For For For
Frederick
7 Elect John W. Garratt Mgmt For For For
8 Elect David A. Jones Mgmt For For For
Jr.
9 Elect Karen W. Katz Mgmt For For For
10 Elect William J. Mgmt For For For
McDonald
11 Elect James J. O'Brien Mgmt For For For
12 Elect Marissa T. Mgmt For For For
Peterson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntington Ingalls Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HII CUSIP 446413106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Bilden Mgmt For For For
1.2 Elect Augustus L. Mgmt For For For
Collins
1.3 Elect Kirkland H. Mgmt For For For
Donald
1.4 Elect Victoria D. Mgmt For For For
Harker
1.5 Elect Anastasia D. Mgmt For For For
Kelly
1.6 Elect Tracy B. McKibben Mgmt For For For
1.7 Elect C. Michael Mgmt For For For
Petters
1.8 Elect Thomas C. Mgmt For For For
Schievelbein
1.9 Elect John K. Welch Mgmt For For For
1.10 Elect Stephen R. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 02/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Goetz Mgmt For For For
2 Elect Alyssa Henry Mgmt For For For
3 Elect Omar Ishrak Mgmt For For For
4 Elect Risa Mgmt For For For
Lavizzo-Mourey
5 Elect Tsu-Jae King Liu Mgmt For For For
6 Elect Gregory D. Smith Mgmt For For For
7 Elect Robert H. Swan Mgmt For For For
8 Elect Andrew Wilson Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Buberl Mgmt For For For
2 Elect Michael L. Eskew Mgmt For Against Against
3 Elect David N. Farr Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michelle Howard Mgmt For For For
6 Elect Arvind Krishna Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect F. William Mgmt For For For
McNabb,
III
9 Elect Martha E. Pollack Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joseph R. Swedish Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Peter R. Voser Mgmt For For For
14 Elect Frederick H. Mgmt For Against Against
Waddell
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Ability to Remove
Directors
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect Stephen B. Burke Mgmt For For For
3 Elect Todd A. Combs Mgmt For For For
4 Elect James S. Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Mellody Hobson Mgmt For For For
8 Elect Michael A. Neal Mgmt For For For
9 Elect Lee R. Raymond Mgmt For Against Against
10 Elect Virginia M. Mgmt For For For
Rometty
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Oil Sands
and Arctic Oil and
Gas Reputational Risk
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Aligning
GHG Reductions with
Paris
Agreement
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Gary M. Crosby Mgmt For For For
3 Elect Alexander M. Mgmt For For For
Cutler
4 Elect H. James Dallas Mgmt For For For
5 Elect Elizabeth R. Gile Mgmt For For For
6 Elect Ruth Ann M. Mgmt For For For
Gillis
7 Elect Christopher M. Mgmt For For For
Gorman
8 Elect Carlton L. Mgmt For For For
Highsmith
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Kristen L. Manos Mgmt For For For
11 Elect Barbara R. Snyder Mgmt For For For
12 Elect David K. Wilson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Supermajority Voting
and "Fair Price"
Requirement for
Business Combinations
Involving Interested
Shareholders
16 Amendment Regarding Mgmt For For For
the Elimination of
the Anti-Greenmail
Provision
17 Elimination of Mgmt For For For
Cumulative Voting
Provision
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Youssef A. Mgmt For For For
El-Mansy
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Bethany J. Mayer Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For For For
TSAI
1.10 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Angelica
1.2 Elect Carol Anthony Mgmt For For For
Davidson
1.3 Elect Edward P. Garden Mgmt For For For
1.4 Elect Michelle J. Mgmt For For For
Goldberg
1.5 Elect Stephen C. Hooley Mgmt For For For
1.6 Elect John V. Murphy Mgmt For For For
1.7 Elect Nelson Peltz Mgmt For For For
1.8 Elect Alison A. Quirk Mgmt For For For
1.9 Elect Joseph A. Mgmt For For For
Sullivan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Leidos Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDOS CUSIP 525327102 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory R. Mgmt For For For
Dahlberg
2 Elect David G. Fubini Mgmt For For For
3 Elect Miriam E. John Mgmt For For For
4 Elect Frank Kendall III Mgmt For For For
5 Elect Robert C. Mgmt For For For
Kovarik,
Jr.
6 Elect Harry M.J. Mgmt For For For
Kraemer,
Jr.
7 Elect Roger A. Krone Mgmt For For For
8 Elect Gary S. May Mgmt For For For
9 Elect Surya N. Mgmt For For For
Mohapatra
10 Elect Lawrence C. Mgmt For For For
Nussdorf
11 Elect Robert S. Shapard Mgmt For For For
12 Elect Susan M. Mgmt For For For
Stalnecker
13 Elect Noel B. Williams Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Elimination of Mgmt For For For
Cumulative
Voting
17 Elimination of Mgmt For For For
Supermajority
Requirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick Beckwitt Mgmt For For For
2 Elect Irving Bolotin Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Elect Scott D. Stowell Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For Against Against
4 Elect Joseph Dunford Mgmt For For For
Jr.
5 Elect James O. Ellis, Mgmt For For For
Jr.
6 Elect Thomas J. Falk Mgmt For For For
7 Elect Ilene S. Gordon Mgmt For For For
8 Elect Marillyn A. Mgmt For For For
Hewson
9 Elect Vicki A. Hollub Mgmt For For For
10 Elect Jeh C. Johnson Mgmt For For For
11 Elect Debra L. Mgmt For For For
Reed-Klages
12 Elect James D. Mgmt For For For
Taiclet,
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Incentive Performance
Award
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 09/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Steven A. Davis Mgmt For Against Against
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Elect Susan Tomasky Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive Pay
to Community
Impact
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect David L. Herzog Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect William E. Mgmt For For For
Kennard
8 Elect Michel A. Khalaf Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Diana McKenzie Mgmt For For For
11 Elect Denise M. Mgmt For For For
Morrison
12 Elect Mark A. Mgmt For For For
Weinberger
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Stephen J. Luczo Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Takeshi Ogasawara Mgmt For For For
11 Elect Hutham S. Olayan Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick Arnold Mgmt For For For
2 Elect Anna Escobedo Mgmt For For For
Cabral
3 Elect Larry A. Klane Mgmt For For For
4 Elect Katherine A. Mgmt For For For
Lehman
5 Elect Linda A. Mills Mgmt For For For
6 Elect John F. Remondi Mgmt For For For
7 Elect Jane J. Thompson Mgmt For For For
8 Elect Laura S. Unger Mgmt For For For
9 Elect David L. Yowan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominick Ciampa Mgmt For For For
2 Elect Leslie Dunn Mgmt For For For
3 Elect Lawrence Rosano, Mgmt For For For
Jr.
4 Elect Robert Wann Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
9 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Age and
Tenure Limits for
Directors
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J Warden Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Ann M. Fudge Mgmt For For For
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect William H. Mgmt For For For
Hernandez
7 Elect Madeleine A. Mgmt For For For
Kleiner
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Gary Roughead Mgmt For For For
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect James S. Turley Mgmt For For For
12 Elect Mark A. Welsh III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights Impact
Assessments
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. E. Andrews Mgmt For For For
2 Elect Sallie B. Bailey Mgmt For For For
3 Elect Thomas D. Eckert Mgmt For For For
4 Elect Alfred E. Festa Mgmt For For For
5 Elect Manuel H. Johnson Mgmt For For For
6 Elect Alexandra A. Jung Mgmt For For For
7 Elect Mel Martinez Mgmt For For For
8 Elect William A. Moran Mgmt For Against Against
9 Elect David A. Preiser Mgmt For For For
10 Elect W. Grady Rosier Mgmt For For For
11 Elect Susan Williamson Mgmt For For For
Ross
12 Elect Dwight C. Schar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay N. Levine Mgmt For Withhold Against
1.2 Elect Roy A. Guthrie Mgmt For For For
1.3 Elect Peter B. Sinensky Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Safra A. Catz Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect George H. Mgmt For Withhold Against
Conrades
1.6 Elect Lawrence J. Mgmt For For For
Ellison
1.7 Elect Rona Fairhead Mgmt For For For
1.8 Elect Hector Mgmt For Withhold Against
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For Withhold Against
1.11 Elect Renee J. James Mgmt For For For
1.12 Elect Charles W. Mgmt For Withhold Against
Moorman
IV
1.13 Elect Leon E. Panetta Mgmt For Withhold Against
1.14 Elect William G. Mgmt For For For
Parrett
1.15 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre Mgmt For For For
Calantzopoulos
2 Elect Louis C. Mgmt For For For
Camilleri
3 Elect Werner Geissler Mgmt For For For
4 Elect Lisa A. Hook Mgmt For For For
5 Elect Jennifer Xin-Zhe Mgmt For For For
Li
6 Elect Jun Makihara Mgmt For For For
7 Elect Kalpana Morparia Mgmt For For For
8 Elect Lucio A. Noto Mgmt For For For
9 Elect Frederik Paulsen Mgmt For For For
10 Elect Robert B. Polet Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Conway Mgmt For For For
2 Elect Steven G. Elliott Mgmt For For For
3 Elect Raja Rajamannar Mgmt For For For
4 Elect Craig A. Rogerson Mgmt For Against Against
5 Elect Vincent Sorgi Mgmt For For For
6 Elect William H. Spence Mgmt For For For
7 Elect Natica von Mgmt For For For
Althann
8 Elect Keith H. Mgmt For For For
Williamson
9 Elect Phoebe A. Wood Mgmt For For For
10 Elect Armando Zagalo Mgmt For For For
de
Lima
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Mgmt For For For
Bennack,
Jr.
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Michael A. George Mgmt For Withhold Against
1.4 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect Joseph L. Mgmt For For For
Goldstein
3 Elect Christine A. Poon Mgmt For Against Against
4 Elect P. Roy Vagelos Mgmt For For For
5 Elect Huda Y. Zoghbi Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect James D. Hoffman Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For For For
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
14 Amendment to the Mgmt For For For
Director Equity
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Silgan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLGN CUSIP 827048109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leigh J. Abramson Mgmt For For For
1.2 Elect D. Greg Horrigan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy Atkins Mgmt For For For
3 Elect Edwin Burton III Mgmt For For For
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spirit Realty Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRC CUSIP 84860W300 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jackson Hsieh Mgmt For For For
2 Elect Kevin M. Charlton Mgmt For For For
3 Elect Todd A. Dunn Mgmt For For For
4 Elect Elizabeth F. Mgmt For For For
Frank
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Diana M. Laing Mgmt For For For
7 Elect Sheli Z. Mgmt For For For
Rosenberg
8 Elect Thomas D. Mgmt For For For
Senkbeil
9 Elect Nicholas P. Mgmt For For For
Shepherd
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de Mgmt For For For
Saint-Aignan
2 Elect Marie A. Chandoha Mgmt For For For
3 Elect Lynn A. Dugle Mgmt For For For
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect William C. Freda Mgmt For For For
6 Elect Sara Mathew Mgmt For For For
7 Elect William L. Meaney Mgmt For For For
8 Elect Ronald. P. Mgmt For For For
O'Hanley
9 Elect Sean O'Sullivan Mgmt For For For
10 Elect Richard P. Sergel Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
STORE Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
STOR CUSIP 862121100 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Donovan Mgmt For For For
1.2 Elect Mary Fedewa Mgmt For For For
1.3 Elect Morton H. Mgmt For For For
Fleischer
1.4 Elect William F. Hipp Mgmt For For For
1.5 Elect Tawn Kelley Mgmt For For For
1.6 Elect Catherine D. Rice Mgmt For For For
1.7 Elect Einar A. Seadler Mgmt For For For
1.8 Elect Quentin P. Mgmt For For For
Smith,
Jr.
1.9 Elect Christopher H. Mgmt For For For
Volk
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin M. Murai Mgmt For For For
1.2 Elect Dwight A. Mgmt For For For
Steffensen
1.3 Elect Dennis Polk Mgmt For For For
1.4 Elect Fred A. Mgmt For For For
Breidenbach
1.5 Elect Laurie Simon Mgmt For For For
Hodrick
1.6 Elect LEE Hau Leung Mgmt For For For
1.7 Elect MIAU Matthew Mgmt For Withhold Against
Feng-Chiang
1.8 Elect Gregory Quesnel Mgmt For For For
1.9 Elect Ann Vezina Mgmt For For For
1.10 Elect Thomas Wurster Mgmt For For For
1.11 Elect Duane E. Zitzner Mgmt For For For
1.12 Elect Andrea M. Mgmt For For For
Zulberti
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Freeman A. Mgmt For For For
Hrabowski
III
5 Elect Robert F. Mgmt For For For
MacLellan
6 Elect Olympia J. Snowe Mgmt For For For
7 Elect Robert J. Stevens Mgmt For For For
8 Elect William J. Mgmt For For For
Stromberg
9 Elect Richard R. Verma Mgmt For For For
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Elect Alan D. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Proxy Voting
Practices
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect George S. Barrett Mgmt For For For
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Robert L. Edwards Mgmt For For For
6 Elect Melanie L. Healey Mgmt For For For
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Mary E. Minnick Mgmt For For For
10 Elect Kenneth L. Mgmt For For For
Salazar
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
The Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kermit R. Mgmt For For For
Crawford
2 Elect Michael L. Eskew Mgmt For For For
3 Elect Margaret M. Keane Mgmt For For For
4 Elect Siddharth N. Mgmt For For For
Mehta
5 Elect Jacques P. Perold Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect Gregg M. Sherrill Mgmt For For For
8 Elect Judith A. Mgmt For For For
Sprieser
9 Elect Perry M. Traquina Mgmt For For For
10 Elect Thomas J. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Drew G. Faust Mgmt For For For
3 Elect Mark Flaherty Mgmt For For For
4 Elect Ellen J. Kullman Mgmt For For For
5 Elect Lakshmi N. Mittal Mgmt For For For
6 Elect Adebayo O. Mgmt For For For
Ogunlesi
7 Elect Peter Oppenheimer Mgmt For For For
8 Elect David M. Solomon Mgmt For For For
9 Elect Jan E. Tighe Mgmt For For For
10 Elect David A. Viniar Mgmt For For For
11 Elect Mark O. Winkelman Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect James W. Brown Mgmt For For For
1.3 Elect Michele G. Buck Mgmt For For For
1.4 Elect Victor L. Mgmt For For For
Crawford
1.5 Elect Charles A. Davis Mgmt For For For
1.6 Elect Mary Kay Haben Mgmt For For For
1.7 Elect James C. Katzman Mgmt For For For
1.8 Elect M. Diane Koken Mgmt For For For
1.9 Elect Robert M. Malcolm Mgmt For For For
1.10 Elect Anthony J. Palmer Mgmt For For For
1.11 Elect Juan R. Perez Mgmt For For For
1.12 Elect Wendy L. Mgmt For For For
Schoppert
1.13 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Anne Gates Mgmt For For For
3 Elect Karen M. Hoguet Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Clyde R. Moore Mgmt For For For
7 Elect Ronald L. Sargent Mgmt For For For
8 Elect Bobby S. Mgmt For For For
Shackouls
9 Elect Mark S. Sutton Mgmt For For For
10 Elect Ashok Vemuri Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Charles E. Bunch Mgmt For Against Against
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect William S. Mgmt For For For
Demchak
6 Elect Andrew T. Mgmt For For For
Feldstein
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Daniel R. Hesse Mgmt For For For
9 Elect Linda R. Medler Mgmt For For For
10 Elect Martin Pfinsgraff Mgmt For For For
11 Elect Toni Mgmt For For For
Townes-Whitley
12 Elect Michael J. Ward Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of The 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Amy L. Chang Mgmt For For For
4 Elect Scott D. Cook Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect Christine M. Mgmt For For For
McCarthy
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Nelson Peltz Mgmt For For For
10 Elect David. S. Taylor Mgmt For For For
11 Elect Margaret C. Mgmt For For For
Whitman
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2019 Mgmt For For For
Stock and Incentive
Compensation
Plan
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Jon A. Boscia Mgmt For For For
4 Elect Henry A. Clark Mgmt For For For
III
5 Elect Anthony F. Mgmt For For For
Earley,
Jr.
6 Elect Thomas A. Fanning Mgmt For For For
7 Elect David J. Grain Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect E. Jenner Wood Mgmt For For For
III
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For For For
4 Elect Mike D. Beebe Mgmt For For For
5 Elect Mikel A. Durham Mgmt For For For
6 Elect Jonathan D. Mgmt For For For
Mariner
7 Elect Kevin M. McNamara Mgmt For For For
8 Elect Cheryl S. Miller Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For Against Against
12 Elect Noel White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Deforestation
Impacts
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Permit Shareholders to Mgmt For For For
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Eric D. Mullins Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Philip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Mgmt For For For
Profusek
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Omnibus Stock
Incentive
Plan
________________________________________________________________________________
Valvoline Inc.
Ticker Security ID: Meeting Date Meeting Status
VVV CUSIP 92047W101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald W. Evans, Mgmt For For For
Jr.
2 Elect Richard J. Mgmt For Against Against
Freeland
3 Elect Stephen F. Kirk Mgmt For For For
4 Elect Carol H. Kruse Mgmt For For For
5 Elect Stephen E. Mgmt For For For
Macadam
6 Elect Vada O. Manager Mgmt For For For
7 Elect Samuel J. Mgmt For For For
Mitchell
8 Elect Charles M. Mgmt For For For
Sonsteby
9 Elect Mary J. Twinem Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Deferral
Plan
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to Data
Privacy
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
VICI Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
VICI CUSIP 925652109 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Abrahamson
2 Elect Diana F. Cantor Mgmt For For For
3 Elect Monica H. Douglas Mgmt For For For
4 Elect Elizabeth Holland Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect Edward B. Mgmt For For For
Pitoniak
7 Elect Michael D. Mgmt For For For
Rumbolz
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Elimination of Mgmt For For For
Supermajority Voting
Provisions
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas A. Cifu Mgmt For For For
1.2 Elect Joseph Grano, Jr. Mgmt For For For
1.3 Elect Robert Greifeld Mgmt For For For
1.4 Elect John F. Sandner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah J. Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas W. Horton Mgmt For Against Against
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the ASDA Mgmt For For For
Sharesave Plan
2000
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Single-Use Plastic
Shopping
Bags
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
________________________________________________________________________________
Wyndham Destinations, Inc.
Ticker Security ID: Meeting Date Meeting Status
WYND CUSIP 98310W108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louise F. Brady Mgmt For For For
1.2 Elect Michael D. Brown Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Denny Marie Post Mgmt For For For
1.7 Elect Ronald L. Rickles Mgmt For For For
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
XPO Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley S. Jacobs Mgmt For For For
2 Elect Gena L. Ashe Mgmt For For For
3 Elect Marlene M. Mgmt For For For
Colucci
4 Elect AnnaMaria DeSalva Mgmt For For For
5 Elect Michael G. Mgmt For For For
Jesselson
6 Elect Adrian P. Mgmt For For For
Kingshott
7 Elect Jason D. Mgmt For For For
Papastavrou
8 Elect Oren G. Shaffer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Compensation
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Linking Executive
Compensation to ESG
Metrics
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL BEHAVIORAL SMALL CAP VALUE EQUITY FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
ADT Inc.
Ticker Security ID: Meeting Date Meeting Status
ADT CUSIP 00090Q103 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc E. Becker Mgmt For For For
1.2 Elect Stephanie Mgmt For For For
Drescher
1.3 Elect Reed B. Rayman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Ameris Bancorp
Ticker Security ID: Meeting Date Meeting Status
ABCB CUSIP 03076K108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney D. Bullard Mgmt For For For
1.2 Elect James B. Miller, Mgmt For For For
Jr.
1.3 Elect William I. Mgmt For For For
Bowen,
Jr.
1.4 Elect Wm. Millard Mgmt For For For
Choate
1.5 Elect Robert P. Lynch Mgmt For For For
1.6 Elect Elizabeth A. Mgmt For For For
McCague
1.7 Elect Gloria A. O'Neal Mgmt For For For
1.8 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Amkor Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMKR CUSIP 031652100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Kim Mgmt For For For
1.2 Elect Susan Y. Kim Mgmt For For For
1.3 Elect Stephen D. Kelley Mgmt For For For
1.4 Elect Douglas A. Mgmt For For For
Alexander
1.5 Elect Roger A. Carolin Mgmt For For For
1.6 Elect Winston J. Mgmt For For For
Churchill
1.7 Elect Daniel Liao Mgmt For For For
1.8 Elect MaryFrances Mgmt For For For
McCourt
1.9 Elect Robert R. Morse Mgmt For For For
1.10 Elect Gil C. Tily Mgmt For For For
1.11 Elect David N. Watson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph E. McAdams Mgmt For For For
2 Elect Joe E. Davis Mgmt For For For
3 Elect Robert C. Davis Mgmt For For For
4 Elect Mark S. Maron Mgmt For For For
5 Elect Lloyd McAdams Mgmt For For For
6 Elect Dominique Mielle Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Hospitality REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
APLE CUSIP 03784Y200 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn W. Bunting Mgmt For For For
1.2 Elect Jon A. Fosheim Mgmt For For For
1.3 Elect Kristian M. Mgmt For Withhold Against
Gathright
1.4 Elect Glade M. Knight Mgmt For For For
1.5 Elect Justin G. Knight Mgmt For For For
1.6 Elect Blythe J. Mgmt For For For
McGarvie
1.7 Elect Daryl A. Nickel Mgmt For For For
1.8 Elect L. Hugh Redd Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARCH CUSIP 039380407 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Bartels,
Jr.
1.2 Elect James N. Chapman Mgmt For For For
1.3 Elect John W. Eaves Mgmt For For For
1.4 Elect Sherman K. Mgmt For For For
Edmiston
III
1.5 Elect Robert B Hamill Mgmt For For For
1.6 Elect Holly K. Koeppel Mgmt For For For
1.7 Elect Patrick A Mgmt For For For
Krieghauser
1.8 Elect Paul A. Lang Mgmt For For For
1.9 Elect Richard A. Mgmt For Withhold Against
Navarre
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arcosa, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACA CUSIP 039653100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Jeffrey A. Craig Mgmt For For For
3 Elect John W. Lindsay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardagh Group S.A.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP L0223L101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
6 Reelect Philip Hammond Mgmt For For For
7 Reelect Elect Paul Mgmt For Against Against
Coulson
8 Ratify Appointment of Mgmt For Against Against
David
Matthews
9 Reelect Edward White Mgmt For For For
10 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
11 Reelect Philip Hammond Mgmt For For For
12 Elect Abigail P. Blunt Mgmt For For For
13 Elect Yves Elsen Mgmt For For For
14 Elect Oliver Graham Mgmt For For For
15 Aggregate Remuneration Mgmt For For For
of
Directors
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ares Commercial Real Estate Corporation
Ticker Security ID: Meeting Date Meeting Status
ACRE CUSIP 04013V108 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Mgmt For For For
Benjamin
1.2 Elect Caroline E. Mgmt For For For
Blakely
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Asbury Automotive Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABG CUSIP 043436104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Reddin Mgmt For For For
1.2 Elect Joel Alsfine Mgmt For For For
1.3 Elect Thomas C. Mgmt For For For
DeLoach,
Jr.
1.4 Elect David W. Hult Mgmt For For For
1.5 Elect Juanita T. James Mgmt For For For
1.6 Elect Philip F. Maritz Mgmt For For For
1.7 Elect Maureen F. Mgmt For For For
Morrison
1.8 Elect Bridget M. Mgmt For For For
Ryan-Berman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco L. Mgmt For For For
Borges
2 Elect G. Lawrence Buhl Mgmt For For For
3 Elect Dominic J. Mgmt For For For
Frederico
4 Elect Bonnie L. Howard Mgmt For For For
5 Elect Thomas W. Jones Mgmt For For For
6 Elect Patrick W. Kenny Mgmt For For For
7 Elect Alan J. Kreczko Mgmt For For For
8 Elect Simon W. Leathes Mgmt For For For
9 Elect Michael T. O'Kane Mgmt For For For
10 Elect Yukiko Omura Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Elect Howard W Albert Mgmt For For For
14 Elect Robert A Mgmt For For For
Bailenson
15 Elect Russell B Brewer Mgmt For For For
II
16 Elect Gary Burnet Mgmt For For For
17 Elect Ling Chow Mgmt For For For
18 Elect Stephen Mgmt For For For
Donnarumma
19 Elect Dominic J. Mgmt For For For
Frederico
20 Elect Walter A. Scott Mgmt For For For
21 Ratification of Mgmt For For For
Subsidiary
Auditor
________________________________________________________________________________
Athene Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP G0684D107 02/12/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bundled Bylaw Mgmt For For For
Amendments
2 Conversion of Class B Mgmt For For For
Common Shares into
Class A Common
Shares
3 Conversion of Class M Mgmt For For For
Common Shares into
Class A Common Shares
and
Warrants
4 Issuance of Common Mgmt For For For
Stock
5 Right to Adjourn Mgmt For For For
Meeting
6 Declaration of Mgmt N/A For N/A
Material
Interest
7 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Atkore International Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ATKR CUSIP 047649108 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Betty R. Johnson Mgmt For For For
2 Elect William R. Waltz Mgmt For For For
Jr.
3 Elect A. Mark Zeffiro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atlas Air Worldwide Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAWW CUSIP 049164205 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect Charles F. Mgmt For For For
Bolden,
Jr.
3 Elect John W. Dietrich Mgmt For For For
4 Elect William J. Flynn Mgmt For For For
5 Elect Bobby J. Griffin Mgmt For For For
6 Elect Carol B. Hallett Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Duncan J. McNabb Mgmt For For For
9 Elect Sheila A. Stamps Mgmt For For For
10 Elect John K. Wulff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mike Jackson Mgmt For For For
2 Elect Thomas J. Mgmt For Against Against
Baltimore,
Jr.
3 Elect Rick L. Burdick Mgmt For For For
4 Elect David B. Edelson Mgmt For For For
5 Elect Steven L. Gerard Mgmt For For For
6 Elect Robert R. Grusky Mgmt For For For
7 Elect Lisa Lutoff-Perlo Mgmt For For For
8 Elect G. Mike Mikan Mgmt For For For
9 Elect Cheryl S. Miller Mgmt For For For
10 Elect Jacqueline A. Mgmt For For For
Travisano
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Avista Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kristianne Blake Mgmt For For For
2 Elect Donald C. Burke Mgmt For For For
3 Elect Rebecca A. Klein Mgmt For For For
4 Elect Scott H. Maw Mgmt For For For
5 Elect Scott L. Morris Mgmt For For For
6 Elect Jeffry L. Mgmt For For For
Philipps
7 Elect Marc F. Racicot Mgmt For For For
8 Elect Heidi B. Stanley Mgmt For For For
9 Elect R. John Taylor Mgmt For For For
10 Elect Dennis Vermillion Mgmt For For For
11 Elect Janet D. Widmann Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AVX Corporation
Ticker Security ID: Meeting Date Meeting Status
AVX CUSIP 002444107 07/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. DeCenzo Mgmt For For For
1.2 Elect Koichi Kano Mgmt For For For
1.3 Elect Hideo Tanimoto Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Bank OZK
Ticker Security ID: Meeting Date Meeting Status
OZK CUSIP 06417N103 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Brown Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Beverly Cole Mgmt For For For
4 Elect Robert East Mgmt For For For
5 Elect Kathleen Franklin Mgmt For For For
6 Elect Catherine B. Mgmt For For For
Freedberg
7 Elect Jeffrey Gearhart Mgmt For For For
8 Elect George Gleason Mgmt For For For
9 Elect Peter Kenny Mgmt For For For
10 Elect William A. Mgmt For For For
Koefoed,
Jr.
11 Elect Walter J. Mullen Mgmt For For For
12 Elect Christopher Mgmt For For For
Orndorff
13 Elect John Reynolds Mgmt For For For
14 Elect Steven Sadoff Mgmt For For For
15 Elect Ross Whipple Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick R. Gaston Mgmt For For For
2 Elect Mary A. Winston Mgmt For For For
3 Elect Stephanie Mgmt For For For
Bell-Rose
4 Elect Harriet Edelman Mgmt For For For
5 Elect John E. Fleming Mgmt For For For
6 Elect Sue Gove Mgmt For For For
7 Elect Jeffrey A. Kirwan Mgmt For For For
8 Elect Johnathan Osborne Mgmt For For For
9 Elect Harsha Ramalingam Mgmt For For For
10 Elect Virginia P. Mgmt For For For
Ruesterholz
11 Elect Joshua E. Mgmt For For For
Schechter
12 Elect Andrea M. Weiss Mgmt For For For
13 Elect Ann Yerger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Benchmark Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHE CUSIP 08160H101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce A. Carlson Mgmt For For For
1.2 Elect Douglas G. Duncan Mgmt For For For
1.3 Elect Robert K. Gifford Mgmt For For For
1.4 Elect Kenneth T. Mgmt For For For
Lamneck
1.5 Elect Jeffrey McCreary Mgmt For For For
1.6 Elect Merilee Raines Mgmt For For For
1.7 Elect David W. Scheible Mgmt For For For
1.8 Elect Jeffrey W. Benck Mgmt For For For
1.9 Elect Anne De Mgmt For For For
Greef-Safft
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BMC Stock Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMCH CUSIP 05591B109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Alexander Mgmt For For For
2 Elect David W. Bullock Mgmt For For For
3 Elect David L. Keltner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Boise Cascade Company
Ticker Security ID: Meeting Date Meeting Status
BCC CUSIP 09739D100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas E. Carlile Mgmt For For For
2 Elect Kristopher J. Mgmt For For For
Matula
3 Elect Duane C. Mgmt For For For
McDougall
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amend the Articles to Mgmt For For For
Remove Certain
Provisions
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brixmor Property Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRX CUSIP 11120U105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Taylor Mgmt For For For
Jr.
2 Elect John G. Schreiber Mgmt For For For
3 Elect Michael Berman Mgmt For For For
4 Elect Julie Bowerman Mgmt For For For
5 Elect Sheryl M. Mgmt For For For
Crosland
6 Elect Thomas W. Dickson Mgmt For For For
7 Elect Daniel B. Hurwitz Mgmt For For For
8 Elect William D. Rahm Mgmt For For For
9 Elect Gabrielle Mgmt For For For
Sulzberger
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrea F. Gilbert Mgmt For For For
2 Elect Lynn B. McKee Mgmt For For For
3 Elect F. Kevin Tylus Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Camden National Corporation
Ticker Security ID: Meeting Date Meeting Status
CAC CUSIP 133034108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robin A. Sawyer, Mgmt For For For
CPA
2 Elect Lawrence J. Mgmt For For For
Sterrs
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardtronics plc
Ticker Security ID: Meeting Date Meeting Status
CATM CUSIP G1991C105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas L. Mgmt For For For
Braunstein
2 Elect Michelle Moore Mgmt For For For
3 Elect G. Patrick Mgmt For For For
Phillips
4 Elect Rahul Gupta As Mgmt For For For
Class II
Director
5 Ratification of U.S. Mgmt For For For
Auditor
6 Appointment of U.K. Mgmt For For For
Auditor
7 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of Share Mgmt For For For
Repurchase Contracts
and Repurchase
Counterparties
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For For For
(Advisory)
12 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Cathay General Bancorp
Ticker Security ID: Meeting Date Meeting Status
CATY CUSIP 149150104 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelson Chung Mgmt For For For
2 Elect Felix S. Mgmt For For For
Fernandez
3 Elect Maan-Huei Hung Mgmt For For For
4 Elect Richard Sun Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chatham Lodging Trust
Ticker Security ID: Meeting Date Meeting Status
CLDT CUSIP 16208T102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin B. Brewer Mgmt For For For
1.2 Elect Thomas J. Crocker Mgmt For For For
1.3 Elect Jack P. DeBoer Mgmt For For For
1.4 Elect Jeffrey H. Fisher Mgmt For For For
1.5 Elect Mary Beth Higgins Mgmt For For For
1.6 Elect Robert Perlmutter Mgmt For For For
1.7 Elect Rolf E. Ruhfus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 08/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Carter Mgmt For For For
1.2 Elect Alexander M. Mgmt For For For
Davern
1.3 Elect Timothy R. Dehne Mgmt For For For
1.4 Elect Deirdre Hanford Mgmt For For For
1.5 Elect Jason P. Rhode Mgmt For For For
1.6 Elect Alan R. Schuele Mgmt For For For
1.7 Elect David J. Tupman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CIT Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CIT CUSIP 125581801 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen R. Alemany Mgmt For For For
2 Elect Michael L. Mgmt For For For
Brosnan
3 Elect Michael A. Mgmt For For For
Carpenter
4 Elect Dorene C. Mgmt For For For
Dominguez
5 Elect Alan Frank Mgmt For For For
6 Elect William M. Mgmt For For For
Freeman
7 Elect R. Brad Oates Mgmt For For For
8 Elect Gerald Rosenfeld Mgmt For For For
9 Elect John R. Ryan Mgmt For For For
10 Elect Sheila A. Stamps Mgmt For For For
11 Elect Khanh T. Tran Mgmt For For For
12 Elect Laura S. Unger Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CNO Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary C. Bhojwani Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Stephen N. David Mgmt For For For
4 Elect David B. Foss Mgmt For For For
5 Elect Robert C. Greving Mgmt For For For
6 Elect Nina Henderson Mgmt For For For
7 Elect Charles J. Mgmt For For For
Jacklin
8 Elect Daniel R. Maurer Mgmt For For For
9 Elect Frederick J. Mgmt For For For
Sievert
10 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coca-Cola Consolidated, Inc.
Ticker Security ID: Meeting Date Meeting Status
COKE CUSIP 191098102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Frank Mgmt For For For
Harrison,
III
1.2 Elect Sharon A. Decker Mgmt For For For
1.3 Elect Morgan H. Everett Mgmt For For For
1.4 Elect James R. Helvey, Mgmt For For For
III
1.5 Elect William H. Jones Mgmt For For For
1.6 Elect Umesh M. Kasbekar Mgmt For For For
1.7 Elect David M. Katz Mgmt For For For
1.8 Elect Jennifer Mann Mgmt For For For
1.9 Elect James H. Morgan Mgmt For For For
1.10 Elect John W. Murrey, Mgmt For For For
III
1.11 Elect Sue Anne H. Wells Mgmt For For For
1.12 Elect Dennis A. Wicker Mgmt For For For
1.13 Elect Richard T. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Alexander A. Bol Mgmt For For For
1.4 Elect Stephen Boswell Mgmt For For For
1.5 Elect Katherin Mgmt For For For
Nukk-Freeman
1.6 Elect Frank Huttle III Mgmt For For For
1.7 Elect Michael Kempner Mgmt For For For
1.8 Elect Nicholas Minoia Mgmt For For For
1.9 Elect Joseph Parisi Jr. Mgmt For For For
1.10 Elect Daniel E. Rifkin Mgmt For For For
1.11 Elect William A. Mgmt For For For
Thompson
1.12 Elect Mark Sokolich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Corporate
Actions
4 Technical Amendments Mgmt For For For
to Certificate of
Incorporation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 12/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Corcept Therapeutics Incorporated
Ticker Security ID: Meeting Date Meeting Status
CORT CUSIP 218352102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James N. Wilson Mgmt For Withhold Against
1.2 Elect Gregg Alton Mgmt For For For
1.3 Elect G. Leonard Mgmt For For For
Baker,
Jr.
1.4 Elect Joseph K. Mgmt For For For
Belanoff
1.5 Elect David L. Mahoney Mgmt For Withhold Against
1.6 Elect Kimberly Park Mgmt For For For
1.7 Elect Daniel N. Mgmt For For For
Swisher,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CorEnergy Infrastructure Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CORR CUSIP 21870U502 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd E. Banks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cushman & Wakefield plc
Ticker Security ID: Meeting Date Meeting Status
CWK CUSIP G2717B108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brett White Mgmt For For For
2 Elect Richard A. McGinn Mgmt For For For
3 Elect Jodie W. McLean Mgmt For For For
4 Elect Billie I. Mgmt For For For
Williamson
5 Ratification of Auditor Mgmt For For For
6 Appointment of U.K. Mgmt For For For
Statutory
Auditor
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Customers Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUBI CUSIP 23204G100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Lawrence Way Mgmt For For For
2 Elect Steven J. Mgmt For For For
Zuckerman
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin P. Mgmt For Withhold Against
McDermott
1.2 Elect James B. Morgan Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 01/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2011 Mgmt For Against Against
Incentive Award
Plan
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Arway Mgmt For For For
2 Elect Charles G. Berg Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect Pascal Desroches Mgmt For For For
5 Elect Paul J. Diaz Mgmt For For For
6 Elect John M. Nehra Mgmt For For For
7 Elect Javier J. Mgmt For For For
Rodriguez
8 Elect Phyllis R. Yale Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For Against Against
Incentive Award
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 09/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Gibbons Mgmt For For For
1.2 Elect Nelson C. Chan Mgmt For For For
1.3 Elect Cynthia L. Davis Mgmt For For For
1.4 Elect Michael F. Mgmt For For For
Devine,
III
1.5 Elect David Powers Mgmt For For For
1.6 Elect James Quinn Mgmt For For For
1.7 Elect Lauri Shanahan Mgmt For For For
1.8 Elect Brian Spaly Mgmt For For For
1.9 Elect Bonita C. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 24665A103 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Richard J. Mgmt For For For
Marcogliese
1.4 Elect Gary M. Sullivan Mgmt For For For
Jr.
1.5 Elect Vicky Sutil Mgmt For For For
1.6 Elect David Wiessman Mgmt For For For
1.7 Elect Shlomo Zohar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Deluxe Corporation
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald C. Baldwin Mgmt For For For
1.2 Elect William C. Cobb Mgmt For For For
1.3 Elect Cheryl Mayberry Mgmt For For For
McKissack
1.4 Elect Barry C. McCarthy Mgmt For For For
1.5 Elect Don J. McGrath Mgmt For For For
1.6 Elect Thomas J. Reddin Mgmt For For For
1.7 Elect Martyn R. Mgmt For For For
Redgrave
1.8 Elect John L. Stauch Mgmt For For For
1.9 Elect Victoria A. Mgmt For For For
Treyger
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DHT Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHT CUSIP Y2065G121 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeremy Kramer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DiamondRock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William W. Mgmt For For For
McCarten
2 Elect Mark W. Brugger Mgmt For For For
3 Elect Timothy R. Chi Mgmt For For For
4 Elect Maureen L. McAvey Mgmt For For For
5 Elect Gilbert T. Ray Mgmt For For For
6 Elect William J. Shaw Mgmt For For For
7 Elect Bruce D. Mgmt For For For
Wardinski
8 Elect Kathleen A. Mgmt For For For
Wayton
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dillard's, Inc.
Ticker Security ID: Meeting Date Meeting Status
DDS CUSIP 254067101 05/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank R. Mori Mgmt For For For
2 Elect Reynie Rutledge Mgmt For For For
3 Elect J.C. Watts, Jr. Mgmt For For For
4 Elect Nick White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diodes Incorporated
Ticker Security ID: Meeting Date Meeting Status
DIOD CUSIP 254543101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHEN C.H. Mgmt For For For
1.2 Elect Warren CHEN Mgmt For Withhold Against
1.3 Elect Michael R. Mgmt For For For
Giordano
1.4 Elect LU Ken-Shew Mgmt For For For
1.5 Elect Peter M. Menard Mgmt For For For
1.6 Elect Christina Mgmt For For For
Wen-Chi
Sung
1.7 Elect Michael K.C. Tsai Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DISH Network Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen Q. Mgmt For For For
Abernathy
1.2 Elect George R. Brokaw Mgmt For For For
1.3 Elect James DeFranco Mgmt For For For
1.4 Elect Cantey M. Ergen Mgmt For For For
1.5 Elect Charles W. Ergen Mgmt For For For
1.6 Elect Afshin Mohebbi Mgmt For For For
1.7 Elect Tom A. Ortolf Mgmt For For For
1.8 Elect Joseph T. Mgmt For For For
Proietti
1.9 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EchoStar Corporation
Ticker Security ID: Meeting Date Meeting Status
SATS CUSIP 278768106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Stanton Dodge Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For For For
1.3 Elect Charles W. Ergen Mgmt For For For
1.4 Elect Anthony M. Mgmt For For For
Federico
1.5 Elect Pradman P. Kaul Mgmt For For For
1.6 Elect C. Michael Mgmt For For For
Schroeder
1.7 Elect Jeffrey R. Tarr Mgmt For For For
1.8 Elect William David Mgmt For Withhold Against
Wade
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ellington Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
EFC CUSIP 28852N109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Robards Mgmt For For For
1.2 Elect Lisa Mumford Mgmt For Withhold Against
1.3 Elect Laurence Penn Mgmt For For For
1.4 Elect Ronald I. Simon Mgmt For For For
1.5 Elect Edward Resendez Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ennis, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBF CUSIP 293389102 07/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Blind Mgmt For For For
2 Elect Barbara T. Mgmt For For For
Clemens
3 Elect Michael J. Mgmt For For For
Schaefer
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Essential Properties Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPRT CUSIP 29670E107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Bossidy Mgmt For For For
1.2 Elect Joyce DeLucca Mgmt For For For
1.3 Elect Anthony K. Dobkin Mgmt For For For
1.4 Elect Scott A. Estes Mgmt For For For
1.5 Elect Peter M. Mavoides Mgmt For For For
1.6 Elect Lawrence J. Mgmt For For For
Minich
1.7 Elect Heather Neary Mgmt For For For
1.8 Elect Stephen D. Sautel Mgmt For For For
1.9 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Extreme Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXTR CUSIP 30226D106 11/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles P. Mgmt For For For
Carinalli
1.2 Elect Kathleen M. Mgmt For For For
Holmgren
1.3 Elect Raj Khanna Mgmt For For For
1.4 Elect Edward H. Kennedy Mgmt For For For
1.5 Elect Edward B. Mgmt For For For
Meyercord
III
1.6 Elect John C. Shoemaker Mgmt For For For
1.7 Elect Ingrid Burton Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
FGL Holdings
Ticker Security ID: Meeting Date Meeting Status
FG CUSIP G3402M102 05/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fidelity National Mgmt For For For
Transaction
2 Amendments to Articles Mgmt For For For
3 Decrease in Authorized Mgmt For For For
Stock
4 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
THFF CUSIP 320218100 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory L. Gibson Mgmt For For For
1.2 Elect Paul J Pierson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Burdick
2 Elect John C. Compton Mgmt For For For
3 Elect Wendy P. Davidson Mgmt For For For
4 Elect Mark A. Emkes Mgmt For For For
5 Elect Corydon J. Mgmt For For For
Gilchrist
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Rajesh Mgmt For For For
Subramaniam
11 Elect R. Eugene Taylor Mgmt For For For
12 Elect Luke Yancy III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara A. Mgmt For For For
Boigegrain
2 Elect Thomas L. Brown Mgmt For For For
3 Elect Phupinder S. Gill Mgmt For For For
4 Elect Kathryn J. Hayley Mgmt For For For
5 Elect Peter J. Henseler Mgmt For For For
6 Elect Frank B. Modruson Mgmt For For For
7 Elect Ellen A. Rudnick Mgmt For For For
8 Elect Mark G. Sander Mgmt For For For
9 Elect Michael L. Mgmt For For For
Scudder
10 Elect Michael J. Small Mgmt For For For
11 Elect Stephen C. Van Mgmt For For For
Arsdell
12 Elect J. Stephen Mgmt For For For
Vanderwoude
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Foundation Building Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBM CUSIP 350392106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Espe Mgmt For For For
2 Elect Fareed Khan Mgmt For For For
3 Elect James F. Mgmt For For For
Underhill
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Genesco Inc.
Ticker Security ID: Meeting Date Meeting Status
GCO CUSIP 371532102 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joanna Barsh Mgmt For For For
1.2 Elect Matthew C. Mgmt For For For
Diamond
1.3 Elect Marty G. Dickens Mgmt For For For
1.4 Elect Thurgood Mgmt For For For
Marshall,
Jr.
1.5 Elect Kathleen Mason Mgmt For For For
1.6 Elect Kevin P. Mgmt For For For
McDermott
1.7 Elect Mimi E. Vaughn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Genworth Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Kent Conrad Mgmt For For For
2 Elect Melina E. Higgins Mgmt For For For
3 Elect Thomas J. Mgmt For For For
McInerney
4 Elect David M. Moffett Mgmt For For For
5 Elect Thomas E. Moloney Mgmt For For For
6 Elect Debra J. Perry Mgmt For For For
7 Elect Robert P. Mgmt For For For
Restrepo,
Jr.
8 Elect James S. Riepe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 07/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
GMS Inc.
Ticker Security ID: Meeting Date Meeting Status
GMS CUSIP 36251C103 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Mgmt For For For
Hoesterey
2 Elect Teri P. McClure Mgmt For For For
3 Elect Richard K. Mgmt For For For
Mueller
4 Elect J. Louis Sharpe Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GNC Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNC CUSIP 36191G107 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hsing Chow Mgmt For For For
1.2 Elect Alan D. Feldman Mgmt For Withhold Against
1.3 Elect Michael F. Hines Mgmt For For For
1.4 Elect Amy B. Lane Mgmt For For For
1.5 Elect Rachel Lau Mgmt For For For
1.6 Elect Philip E. Mallott Mgmt For Withhold Against
1.7 Elect Kenneth A. Mgmt For For For
Martindale
1.8 Elect Michele S. Meyer Mgmt For For For
1.9 Elect Robert F. Moran Mgmt For For For
1.10 Elect Alan Wan Mgmt For For For
1.11 Elect Yong Kai Wong Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GLNG CUSIP G9456A100 09/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor Olav Troim Mgmt For For For
2 Elect Daniel W. Rabun Mgmt For For For
3 Elect Thorleif Egeli Mgmt For For For
4 Elect Carl Erik Steen Mgmt For Against Against
5 Elect Niels G. Mgmt For Against Against
Stolt-Nielsen
6 Elect Lori Wheeler Mgmt For For For
Naess
7 Elect Georgina Sousa Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Great Ajax Corp.
Ticker Security ID: Meeting Date Meeting Status
AJX CUSIP 38983D300 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence Mgmt For For For
Mendelsohn
1.2 Elect Russell Schaub Mgmt For For For
1.3 Elect Steven Begleiter Mgmt For Withhold Against
1.4 Elect John C. Condas Mgmt For For For
1.5 Elect Jonathan Mgmt For For For
Bradford Handley,
Jr.
1.6 Elect Paul M. Friedman Mgmt For For For
1.7 Elect J. Kirk Ogren, Mgmt For Withhold Against
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Lakes Dredge & Dock Corporation
Ticker Security ID: Meeting Date Meeting Status
GLDD CUSIP 390607109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Mgmt For For For
Dorward-King
2 Elect Ryan J. Levenson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Southern Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBC CUSIP 390905107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin R. Ausburn Mgmt For For For
1.2 Elect Larry D. Frazier Mgmt For Withhold Against
1.3 Elect Douglas M. Pitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Teresa M. Brenner Mgmt For For For
1.3 Elect Michael T. Mgmt For For For
Eckhart
1.4 Elect Simone F. Mgmt For For For
Lagomarsino
1.5 Elect Charles M. O'Neil Mgmt For For For
1.6 Elect Richard J. Mgmt For For For
Osborne
1.7 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Lawrence S. Mgmt For For For
Hershfield
1.4 Elect Peter R. Ingram Mgmt For For For
1.5 Elect Randall L. Jenson Mgmt For For For
1.6 Elect Crystal K. Rose Mgmt For For For
1.7 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Miscellaneous - Mgmt For For For
Resident
Status
5 Miscellaneous - Mgmt For Against Against
Resident
Status
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Robert H. Getz Mgmt For For For
3 Elect Dawne S. Hickton Mgmt For For For
4 Elect Michael L. Shor Mgmt For For For
5 Elect Larry O. Spencer Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect Leldon E. Echols Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Hope Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOPE CUSIP 43940T109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald Byun Mgmt For For For
1.2 Elect Jinho Doo Mgmt For For For
1.3 Elect Daisy Y. Ha Mgmt For For For
1.4 Elect James U. Hwang Mgmt For For For
1.5 Elect Jin Chul Jhung Mgmt For For For
1.6 Elect Joon K. Kim Mgmt For For For
1.7 Elect Kevin S. Kim Mgmt For For For
1.8 Elect Steven Koh Mgmt For For For
1.9 Elect Chung Hyun Lee Mgmt For For For
1.10 Elect William J. Lewis Mgmt For For For
1.11 Elect David P. Malone Mgmt For For For
1.12 Elect John R. Taylor Mgmt For For For
1.13 Elect Scott Yoon-Suk Mgmt For For For
Whang
1.14 Elect Dale S. Zuehls Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter R. Huntsman Mgmt For For For
2 Elect Nolan D. Mgmt For For For
Archibald
3 Elect Mary C. Beckerle Mgmt For For For
4 Elect M. Anthony Burns Mgmt For For For
5 Elect Daniele Ferrari Mgmt For For For
6 Elect Robert J. Mgmt For For For
Margetts
7 Elect Wayne A. Reaud Mgmt For For For
8 Elect Jan E. Tighe Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laura Black Mgmt For For For
2 Elect Iain MacKenzie Mgmt For For For
3 Elect Thomas M. Rohrs Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idacorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDA CUSIP 451107106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darrel T. Mgmt For For For
Anderson
1.2 Elect Thomas E. Carlile Mgmt For For For
1.3 Elect Richard J. Dahl Mgmt For For For
1.4 Elect Annette G. Elg Mgmt For For For
1.5 Elect Lisa A. Grow Mgmt For For For
1.6 Elect Ronald W. Jibson Mgmt For For For
1.7 Elect Judith A. Mgmt For For For
Johansen
1.8 Elect Dennis L. Johnson Mgmt For For For
1.9 Elect Christine King Mgmt For For For
1.10 Elect Richard J. Mgmt For For For
Navarro
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Industrial Logistics Properties Trust
Ticker Security ID: Meeting Date Meeting Status
ILPT CUSIP 456237106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce M. Gans Mgmt For Abstain Against
2 Elect Adam D. Portnoy Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ingles Markets, Incorporated
Ticker Security ID: Meeting Date Meeting Status
IMKTA CUSIP 457030104 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest E. Mgmt For Withhold Against
Ferguson
1.2 Elect John R. Lowden Mgmt For Withhold Against
________________________________________________________________________________
Innoviva, Inc.
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Mgmt For For For
Bickerstaff,
III
2 Elect Mark A. DiPaolo Mgmt For For For
3 Elect Jules A. Mgmt For For For
Haimovitz
4 Elect Odysseas D. Mgmt For For For
Kostas
5 Elect Sarah J. Mgmt For For For
Schlesinger
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Allen Mgmt For For For
2 Elect Bruce W. Mgmt For For For
Armstrong
3 Elect Linda M. Breard Mgmt For For For
4 Elect Timothy A. Crown Mgmt For For For
5 Elect Catherine Courage Mgmt For For For
6 Elect Anthony A. Mgmt For For For
Ibarguen
7 Elect Kenneth T. Mgmt For For For
Lamneck
8 Elect Kathleen S. Mgmt For For For
Pushor
9 Elect Girish Rishi Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Omnibus
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Elect Beatrice Bassey Mgmt For For For
4 Elect Massimiliano Mgmt For Against Against
Chiara
5 Elect Alberto Dessy Mgmt For For For
6 Elect Marco Drago Mgmt For For For
7 Elect James F. McCann Mgmt For For For
8 Elect Heather McGregor Mgmt For For For
9 Elect Lorenzo Mgmt For For For
Pellicioli
10 Elect Samantha Ravich Mgmt For For For
11 Elect Vincent L. Mgmt For For For
Sadusky
12 Elect Gianmario Mgmt For For For
Tondato da
Ruos
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of Amended Mgmt For For For
Articles
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Elect Beatrice Bassey Mgmt For For For
4 Elect Massimiliano Mgmt For Against Against
Chiara
5 Elect Alberto Dessy Mgmt For For For
6 Elect Marco Drago Mgmt For For For
7 Elect James F. McCann Mgmt For For For
8 Elect Heather McGregor Mgmt For For For
9 Elect Lorenzo Mgmt For For For
Pellicioli
10 Elect Samantha Ravich Mgmt For For For
11 Elect Vincent L. Mgmt For For For
Sadusky
12 Elect Gianmario Mgmt For For For
Tondato da
Ruos
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of Amended Mgmt For For For
Articles
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Day Mgmt For For For
2 Elect Carolyn B. Mgmt For For For
Handlon
3 Elect Edward J. Hardin Mgmt For For For
4 Elect James R. Lientz, Mgmt For For For
Jr.
5 Elect Dennis P. Mgmt For For For
Lockhart
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Elect Loren M. Starr Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JetBlue Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Ben Baldanza Mgmt For For For
2 Elect Peter Boneparth Mgmt For For For
3 Elect Virginia Gambale Mgmt For For For
4 Elect Robin Hayes Mgmt For For For
5 Elect Ellen Jewett Mgmt For For For
6 Elect Robert Ledluc Mgmt For For For
7 Elect Teri P. McClure Mgmt For For For
8 Elect Sarah Robb Mgmt For For For
O'Hagan
9 Elect Vivek Sharma Mgmt For For For
10 Elect Thomas Winkelmann Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Omnibus Equity
Incentive
Plan
13 Approval of the 2020 Mgmt For For For
Crewmember Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Amend Shareholder Mgmt For For For
Right to Call Special
Meeting
16 Amend Shareholder Mgmt For For For
Right to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Matthew Carter, Mgmt For For For
Jr.
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Ming Lu Mgmt For For For
5 Elect Bridget Macaskill Mgmt For For For
6 Elect Deborah H. Mgmt For For For
McAneny
7 Elect Siddharth N. Mgmt For For For
Mehta
8 Elect Martin H. Nesbitt Mgmt For For For
9 Elect Jeetendra I. Mgmt For For For
Patel
10 Elect Sheila A. Penrose Mgmt For For For
11 Elect Ann Marie Petach Mgmt For For For
12 Elect Christian Ulbrich Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
K12 Inc.
Ticker Security ID: Meeting Date Meeting Status
LRN CUSIP 48273U102 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Craig R. Barrett Mgmt For For For
1.3 Elect Guillermo Bron Mgmt For For For
1.4 Elect Robert L. Cohen Mgmt For For For
1.5 Elect Nathaniel A. Mgmt For For For
Davis
1.6 Elect John M. Engler Mgmt For For For
1.7 Elect Steven B. Fink Mgmt For For For
1.8 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.9 Elect Liza McFadden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keane Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRAC CUSIP 48669A108 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 C&J Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacob Kotzubei Mgmt For For For
2 Elect Robert G. Paul Mgmt For For For
3 Elect Yasuko Matsumoto Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ann E. Dunwoody Mgmt For For For
1.2 Elect N. John Simmons, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Lannett Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCI CUSIP 516012101 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick G. LePore Mgmt For For For
1.2 Elect John C. Chapman Mgmt For For For
1.3 Elect Timothy C. Crew Mgmt For For For
1.4 Elect David Drabik Mgmt For For For
1.5 Elect Jeffrey Farber Mgmt For For For
1.6 Elect Melissa Mgmt For For For
Rewolinski
1.7 Elect Paul Taveira Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lantheus Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNTH CUSIP 516544103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie H. McHugh Mgmt For For For
1.2 Elect Frederick Mgmt For For For
Robertson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lantheus Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNTH CUSIP 516544103 06/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Progenics Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Barberio Mgmt For For For
1.2 Elect Joseph V. Saffire Mgmt For For For
1.3 Elect Charles E. Lannon Mgmt For For For
1.4 Elect Stephen R. Mgmt For For For
Rusmisel
1.5 Elect Arthur L. Mgmt For For For
Havener,
Jr.
1.6 Elect Dana Hamilton Mgmt For For For
1.7 Elect Edward J. Mgmt For For For
Pettinella
1.8 Elect David L. Rogers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Outside Directors'
Stock Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Dennis R. Glass Mgmt For For For
4 Elect George W. Mgmt For For For
Henderson,
III
5 Elect Eric G. Johnson Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect M. Leanne Lachman Mgmt For For For
8 Elect Michael F. Mee Mgmt For For For
9 Elect Patrick S. Mgmt For For For
Pittard
10 Elect Lynn M. Utter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sidney B. DeBoer Mgmt For For For
2 Elect Bryan B. DeBoer Mgmt For For For
3 Elect Susan O. Cain Mgmt For For For
4 Elect Shauna F. Mgmt For For For
McIntyre
5 Elect Louis P. Mgmt For For For
Miramontes
6 Elect Kenneth E. Mgmt For For For
Roberts
7 Elect David J. Robino Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LTC Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTC CUSIP 502175102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boyd W. Mgmt For For For
Hendrickson
2 Elect James J. Mgmt For For For
Pieczynski
3 Elect Devra G. Shapiro Mgmt For For For
4 Elect Wendy L. Simpson Mgmt For For For
5 Elect Timothy J. Triche Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Magnolia Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
MGY CUSIP 559663109 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen I. Chazen Mgmt For For For
2 Elect Arcilia C. Acosta Mgmt For For For
3 Elect Angela M. Busch Mgmt For For For
4 Elect Edward P. Mgmt For For For
Djerejian
5 Elect James R. Larson Mgmt For For For
6 Elect Dan F. Smith Mgmt For For For
7 Elect John B. Walker Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Masonite International Corporation
Ticker Security ID: Meeting Date Meeting Status
DOOR CUSIP 575385109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard C. Heckes Mgmt For For For
1.2 Elect Jody L. Bilney Mgmt For For For
1.3 Elect Robert J. Byrne Mgmt For For For
1.4 Elect Peter R. Mgmt For For For
Dachowski
1.5 Elect Jonathan F. Mgmt For For For
Foster
1.6 Elect Thomas W. Greene Mgmt For For For
1.7 Elect Daphne E. Jones Mgmt For For For
1.8 Elect George A. Lorch Mgmt For Withhold Against
1.9 Elect William S. Mgmt For For For
Oesterle
1.10 Elect Francis M. Mgmt For For For
Scricco
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernst N. Csiszar Mgmt For For For
1.2 Elect Julia L. Johnson Mgmt For For For
1.3 Elect Jorge Mas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Mark A. Mgmt For For For
Hellerstein
5 Elect Dennis W. Johnson Mgmt For For For
6 Elect Patricia L. Moss Mgmt For For For
7 Elect Edward A Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Elect John K. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medpace Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEDP CUSIP 58506Q109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian T. Carley Mgmt For For For
1.2 Elect Thomas C. King Mgmt For For For
1.3 Elect Robert O. Kraft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Hilton Mgmt For For For
2 Elect Raymond Oppel Mgmt For For For
3 Elect Dana C. Bradford Mgmt For For For
4 Elect Deborah Ann Mgmt For For For
Henretta
5 Elect P. Kelly Mooney Mgmt For For For
6 Elect Joseph Keough Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meritor, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTOR CUSIP 59001K100 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Mgmt For For For
Beringhause
1.2 Elect Rhonda L. Brooks Mgmt For For For
1.3 Elect Jeffrey A. Craig Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Amendment Regarding Mgmt For For For
Shareholders Ability
to Amend
Bylaws
6 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel A. Mgmt For For For
Arrigoni
1.2 Elect C. Edward Chaplin Mgmt For For For
1.3 Elect Curt S. Culver Mgmt For For For
1.4 Elect Jay C. Hartzell Mgmt For For For
1.5 Elect Timothy A. Holt Mgmt For For For
1.6 Elect Kenneth M. Mgmt For For For
Jastrow
II
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Midland States Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
MSBI CUSIP 597742105 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer L. Mgmt For For For
DiMotta
2 Elect Richard T. Ramos Mgmt For For For
3 Elect Jeffrey C. Smith Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Minerals Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
MTX CUSIP 603158106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph C. Breunig Mgmt For For For
2 Elect Alison A. Deans Mgmt For For For
3 Elect Duane R. Dunham Mgmt For For For
4 Elect Franklin Lee Mgmt For For For
Feder
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2015 Mgmt For For For
Stock Award and
Incentive
Plan
________________________________________________________________________________
Mr. Cooper Group Inc.
Ticker Security ID: Meeting Date Meeting Status
COOP CUSIP 62482R107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay Bray Mgmt For For For
2 Elect Busy Burr Mgmt For For For
3 Elect Robert H. Gidel Mgmt For For For
4 Elect Roy A. Guthrie Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Harrington
6 Elect Michael D. Malone Mgmt For For For
7 Elect Shveta Mujumdar Mgmt For For For
8 Elect Tagar C. Olson Mgmt For For For
9 Elect Steven D. Scheiwe Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Robert J. Mgmt For For For
Cindrich
3 Elect Robert J. Coury Mgmt For For For
4 Elect JoEllen Lyons Mgmt For For For
Dillon
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Harry A. Korman Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Richard A. Mark Mgmt For For For
10 Elect Mark W. Parrish Mgmt For For For
11 Elect Pauline van der Mgmt For For For
Meer
Mohr
12 Elect Randall L. Mgmt For For For
Vanderveen
13 Elect Sjoerd S. Mgmt For For For
Vollebregt
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Adoption of Dutch Mgmt For For For
Annual Accounts for
2019
16 Ratification of Auditor Mgmt For For For
17 Appointment of Auditor Mgmt For For For
for Dutch Annual
Accounts
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Business Combination Mgmt For For For
21 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
22 Advisory Vote Mgmt For For For
Regarding Governance
Features
23 Advisory Vote Mgmt For Against Against
Regarding Right of
Shareholders to Call
Special
Meetings
________________________________________________________________________________
National CineMedia, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCMI CUSIP 635309107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark B. Segall Mgmt For For For
1.2 Elect David E. Glazek Mgmt For For For
1.3 Elect Lawrence A. Mgmt For For For
Goodman
1.4 Elect David R. Haas Mgmt For For For
1.5 Elect Kurt C. Hall Mgmt For For For
1.6 Elect Thomas F. Mgmt For For For
Lesinski
1.7 Elect Lee Roy Mitchell Mgmt For For For
1.8 Elect Donna Reisman Mgmt For For For
1.9 Elect Renana Teperberg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus
Plan
4 Ratification of 2019 Mgmt For For For
Equity Grants to
Thomas F.
Lesinski
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Jeffrey W. Shaw Mgmt For For For
1.5 Elect Thomas E. Skains Mgmt For For For
1.6 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Declassification
________________________________________________________________________________
National General Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NGHC CUSIP 636220303 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against
1.2 Elect Patrick Fallon Mgmt For For For
1.3 Elect Barry Karfunkel Mgmt For For For
1.4 Elect Robert Karfunkel Mgmt For For For
1.5 Elect John Marshaleck Mgmt For For For
1.6 Elect John D. Nichols Mgmt For For For
Jr.
1.7 Elect Barbara Paris Mgmt For For For
1.8 Elect Barry D. Zyskind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick Arnold Mgmt For For For
2 Elect Anna Escobedo Mgmt For For For
Cabral
3 Elect Larry A. Klane Mgmt For For For
4 Elect Katherine A. Mgmt For For For
Lehman
5 Elect Linda A. Mills Mgmt For For For
6 Elect John F. Remondi Mgmt For For For
7 Elect Jane J. Thompson Mgmt For For For
8 Elect Laura S. Unger Mgmt For For For
9 Elect David L. Yowan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy S. Jenks Mgmt For For For
1.2 Elect Yanbing Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newmark Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMRK CUSIP 65158N102 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect Michael Snow Mgmt For Withhold Against
1.3 Elect Virginia S. Bauer Mgmt For For For
1.4 Elect Peter F. Cervinka Mgmt For Withhold Against
________________________________________________________________________________
NorthWestern Corporation
Ticker Security ID: Meeting Date Meeting Status
NWE CUSIP 668074305 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Adik Mgmt For For For
1.2 Elect Anthony T. Clark Mgmt For For For
1.3 Elect Dana J. Dykhouse Mgmt For For For
1.4 Elect Jan R. Horsfall Mgmt For For For
1.5 Elect Britt E. Ide Mgmt For For For
1.6 Elect Julia L. Johnson Mgmt For For For
1.7 Elect Linda G. Sullivan Mgmt For For For
1.8 Elect Robert C. Rowe Mgmt For For For
1.9 Elect Mahvash Yazdi Mgmt For For For
1.10 Elect Jeffrey W. Mgmt For For For
Yingling
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Mauricio Mgmt For For For
Gutierrez
7 Elect Paul W. Hobby Mgmt For For For
8 Elect Alexandra Pruner Mgmt For For For
9 Elect Anne C. Mgmt For For For
Schaumburg
10 Elect Thomas H. Mgmt For For For
Weidemeyer
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Office Properties Income Trust
Ticker Security ID: Meeting Date Meeting Status
OPI CUSIP 67623C109 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Blackman Mgmt For For For
2 Elect Donna D. Fraiche Mgmt For For For
3 Elect Jeffrey P. Somers Mgmt For Abstain Against
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Incentive Share Award
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank A. Bozich Mgmt For For For
2 Elect James H. Brandi Mgmt For For For
3 Elect Peter D. Clarke Mgmt For For For
4 Elect Luke R. Corbett Mgmt For For For
5 Elect David L. Hauser Mgmt For For For
6 Elect Judy R. Mgmt For For For
McReynolds
7 Elect David E. Rainbolt Mgmt For For For
8 Elect J. Michael Sanner Mgmt For For For
9 Elect Sheila G. Talton Mgmt For For For
10 Elect Sean Trauschke Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Elimination of Mgmt For For For
Supermajority Voting
Provisions
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence R. Mgmt For For For
Dickerson
1.2 Elect Christopher T. Mgmt For For For
Seaver
1.3 Elect Cindy B. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Old Republic International Corporation
Ticker Security ID: Meeting Date Meeting Status
ORI CUSIP 680223104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles J. Mgmt For For For
Kovaleski
1.2 Elect Craig R. Smiddy Mgmt For For For
1.3 Elect Arnold L. Steiner Mgmt For For For
1.4 Elect Fredricka Taubitz Mgmt For For For
1.5 Elect Aldo C. Zucaro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay N. Levine Mgmt For Withhold Against
1.2 Elect Roy A. Guthrie Mgmt For For For
1.3 Elect Peter B. Sinensky Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
PK CUSIP 700517105 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
2 Elect Gordon M. Bethune Mgmt For For For
3 Elect Patricia M. Mgmt For For For
Bedient
4 Elect Thomas D. Eckert Mgmt For For For
5 Elect Geoffrey M. Mgmt For For For
Garrett
6 Elect Christie B. Kelly Mgmt For For For
7 Elect Joseph I. Mgmt For For For
Lieberman
8 Elect Thomas A. Natelli Mgmt For For For
9 Elect Timothy J. Mgmt For For For
Naughton
10 Elect Stephen I. Sadove Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Robert C. Frenzel Mgmt For For For
5 Elect Francis J. Mgmt For For For
Malecha
6 Elect Ellen A. Rudnick Mgmt For For For
7 Elect Neil A. Mgmt For For For
Schrimsher
8 Elect Mark S. Walchirk Mgmt For For For
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane Scaccetti Mgmt For For For
1.2 Elect Jay A. Snowden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PennyMac Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFSI CUSIP 70932M107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanford L. Mgmt For For For
Kurland
2 Elect David A. Spector Mgmt For For For
3 Elect Anne D. McCallion Mgmt For For For
4 Elect Matthew Botein Mgmt For For For
5 Elect James K. Hunt Mgmt For For For
6 Elect Patrick Kinsella Mgmt For For For
7 Elect Joseph F. Mgmt For For For
Mazzella
8 Elect Farhad Nanji Mgmt For For For
9 Elect Jeffrey A. Mgmt For For For
Perlowitz
10 Elect Theodore W. Tozer Mgmt For For For
11 Elect Emily Youssouf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Preston Mgmt For For For
DuFauchard
2 Elect Nancy McAllister Mgmt For For For
3 Elect Stacey D. Stewart Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/15/2020 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Vote On The Plan. Mgmt N/A For N/A
(For = Accept,
Against =
Reject)(Abstain Votes
Do Not
Count
2 Opt-In: The Mgmt N/A For N/A
Undersigned Elects To
Grant (I.E.,Opt-In
To) The Releases
Contained In Section
10.9(B) Of The Plan.
(For = Opt In,
Against Or Abstain =
Do Not Opt
In)
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glynis A. Bryan Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Jeffrey B. Mgmt For For For
Guldner
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ignacio Alvarez Mgmt For For For
2 Elect Maria Luisa Ferre Mgmt For For For
3 Elect C. Kim Goodwin Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Board Size Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Mgmt For For For
Ballantine
2 Elect Rodney L. Brown, Mgmt For For For
Jr.
3 Elect Jack E. Davis Mgmt For For For
4 Elect Kirby A. Dyess Mgmt For For For
5 Elect Mark B. Ganz Mgmt For For For
6 Elect Marie Oh Huber Mgmt For For For
7 Elect Kathryn J. Mgmt For For For
Jackson
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil J. Nelson Mgmt For For For
10 Elect M. Lee Pelton Mgmt For For For
11 Elect Maria M. Pope Mgmt For For For
12 Elect Charles W. Mgmt For For For
Shivery
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Preferred Bank
Ticker Security ID: Meeting Date Meeting Status
PFBC CUSIP 740367404 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Li Yu Mgmt For For For
1.2 Elect Clark Hsu Mgmt For Withhold Against
1.3 Elect Kathleen Shane Mgmt For For For
1.4 Elect Gary S. Nunnelly Mgmt For For For
1.5 Elect J. Richard Mgmt For For For
Belliston
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Premier, Inc.
Ticker Security ID: Meeting Date Meeting Status
PINC CUSIP 74051N102 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan D. DeVore Mgmt For For For
1.2 Elect Jody R. Davids Mgmt For For For
1.3 Elect Peter S. Fine Mgmt For For For
1.4 Elect David H. Mgmt For For For
Langstaff
1.5 Elect Marvin R. O'Quinn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QCR Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCRH CUSIP 74727A104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Field Mgmt For For For
1.2 Elect Elizabeth S. Mgmt For For For
Jacobs
1.3 Elect Timothy B. Mgmt For For For
O'Reilly
1.4 Elect Marie Z. Ziegler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanex Building Products Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert R. Buck Mgmt For For For
2 Elect Susan F. Davis Mgmt For For For
3 Elect William C. Mgmt For For For
Griffiths
4 Elect Donald Maier Mgmt For For For
5 Elect Meredith W. Mgmt For For For
Mendes
6 Elect Joseph D. Rupp Mgmt For For For
7 Elect Curtis M. Stevens Mgmt For For For
8 Elect George Wilson Mgmt For For For
9 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radian Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RDN CUSIP 750236101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Wender Mgmt For For For
2 Elect Brad L. Conner Mgmt For For For
3 Elect Howard B. Culang Mgmt For For For
4 Elect Debra A. Hess Mgmt For For For
5 Elect Lisa W. Hess Mgmt For For For
6 Elect Lisa Mumford Mgmt For For For
7 Elect Gaetano Muzio Mgmt For For For
8 Elect Gregory V. Serio Mgmt For For For
9 Elect Noel J. Spiegel Mgmt For For For
10 Elect Richard G. Mgmt For For For
Thornberry
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rambus Inc.
Ticker Security ID: Meeting Date Meeting Status
RMBS CUSIP 750917106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Kissner Mgmt For For For
2 Elect Necip Sayiner Mgmt For For For
3 Elect Luc Seraphin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
7 Amendment to the 2015 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Regional Management Corp.
Ticker Security ID: Meeting Date Meeting Status
RM CUSIP 75902K106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Beck Mgmt For For For
1.2 Elect Jonathan D. Brown Mgmt For For For
1.3 Elect Roel C. Campos Mgmt For For For
1.4 Elect Maria Mgmt For For For
Contreras-Sweet
1.5 Elect Michael R. Dunn Mgmt For For For
1.6 Elect Steven J. Mgmt For For For
Freiberg
1.7 Elect Sandra K. Johnson Mgmt For For For
1.8 Elect Alvaro G. de Mgmt For For For
Molina
1.9 Elect Carlos Palomares Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pina Albo Mgmt For For For
2 Elect Christine R. Mgmt For For For
Detrick
3 Elect J. Cliff Eason Mgmt For For For
4 Elect John J. Gauthier Mgmt For For For
5 Elect Anna Manning Mgmt For For For
6 Elect Hazel M. Mgmt For For For
McNeilage
7 Elect Steven C. Van Wyk Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendments to the Mgmt For For For
Articles of
Incorporation to make
Certain Clarifying
Changes
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect James D. Hoffman Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For For For
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
14 Amendment to the Mgmt For For For
Director Equity
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Rent-A-Center, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCII CUSIP 76009N100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Brown Mgmt For For For
2 Elect Mitchell E. Fadel Mgmt For For For
3 Elect Christopher B. Mgmt For For For
Hetrick
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Retail Value Inc.
Ticker Security ID: Meeting Date Meeting Status
RVI CUSIP 76133Q102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary N. Boston Mgmt For For For
2 Elect Henrie W. Koetter Mgmt For For For
3 Elect David R. Lukes Mgmt For For For
4 Elect Scott D. Roulston Mgmt For For For
5 Elect Barry A. Sholem Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sabra Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBRA CUSIP 78573L106 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig A. Mgmt For For For
Barbarosh
2 Elect Robert A. Ettl Mgmt For For For
3 Elect Michael J. Foster Mgmt For For For
4 Elect Ronald G. Geary Mgmt For For For
5 Elect Lynne S. Katzmann Mgmt For For For
6 Elect Raymond J. Lewis Mgmt For For For
7 Elect Jeffrey A. Mgmt For For For
Malehorn
8 Elect Richard K. Matros Mgmt For For For
9 Elect Milton J. Walters Mgmt For For For
10 Amendment to the 2009 Mgmt For For For
Performance Incentive
Plan
11 Increase of Authorized Mgmt For For For
Common
Stock
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sandy Spring Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SASR CUSIP 800363103 02/11/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revere Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Sandy Spring Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SASR CUSIP 800363103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Friis Mgmt For For For
1.2 Elect Brian J. Lemek Mgmt For For For
1.3 Elect Pamela A. Little Mgmt For For For
1.4 Elect James J. Maiwurm Mgmt For For For
1.5 Elect Craig A. Ruppert Mgmt For For For
1.6 Elect Walter Clayton Mgmt For For For
Martz
II
1.7 Elect Christina B. Mgmt For For For
O'Meara
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sanmina Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 801056102 03/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene A. Delaney Mgmt For For For
2 Elect John P. Mgmt For For For
Goldsberry
3 Elect Rita S. Lane Mgmt For For For
4 Elect Joseph G. Mgmt For For For
Licata,
Jr.
5 Elect Hartmut Liebel Mgmt For For For
6 Elect Krish Prabhu Mgmt For For For
7 Elect Mario M. Rosati Mgmt For For For
8 Elect Jure Sola Mgmt For For For
9 Elect Jackie M. Ward Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Santander Consumer USA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SC CUSIP 80283M101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mahesh Aditya Mgmt For For For
1.2 Elect Homaira Akbari Mgmt For For For
1.3 Elect Juan Carlos Mgmt For For For
Alvarez De
Soto
1.4 Elect Stephen A. Mgmt For For For
Ferriss
1.5 Elect Victor Hill Mgmt For For For
1.6 Elect Edith E. Holiday Mgmt For For For
1.7 Elect Javier Maldonado Mgmt For Withhold Against
1.8 Elect Robert J. Mgmt For For For
McCarthy
1.9 Elect William F. Muir Mgmt For For For
1.10 Elect William Rainer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risk of
Discrimination in
Vehicle
Lending
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For For For
1.2 Elect Judith A. Mgmt For For For
Johansen
1.3 Elect Tamara L. Mgmt For For For
Lundgren
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scorpio Bulkers Inc.
Ticker Security ID: Meeting Date Meeting Status
SALT CUSIP Y7546A122 04/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuele A. Lauro Mgmt For For For
1.2 Elect Roberto Giorgi Mgmt For For For
1.3 Elect Thomas Ostrander Mgmt For For For
2 Ratification of Auditor Mgmt For Abstain Against
3 Reverse Stock Split Mgmt For For For
4 Reduction of Mgmt For For For
Authorized
Capital
________________________________________________________________________________
Select Medical Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
SEM CUSIP 81619Q105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryan C. Cressey Mgmt For Against Against
2 Elect Robert A. Mgmt For For For
Ortenzio
3 Elect Daniel J. Thomas Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Service Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SVC CUSIP 81761L102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John L. Mgmt For For For
Harrington
2 Elect John G. Murray Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Simmons First National Corporation
Ticker Security ID: Meeting Date Meeting Status
SFNC CUSIP 828730200 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Jay D. Burchfield Mgmt For For For
3 Elect Marty D. Casteel Mgmt For For For
4 Elect William E. Mgmt For Against Against
Clark,
II
5 Elect Steven A. Cosse Mgmt For For For
6 Elect Mark C. Doramus Mgmt For Against Against
7 Elect Edward Drilling Mgmt For For For
8 Elect Eugene Hunt Mgmt For For For
9 Elect Jerry Hunter Mgmt For For For
10 Elect Susan S. Lanigan Mgmt For For For
11 Elect George A. Mgmt For For For
Makris,
Jr.
12 Elect W. Scott McGeorge Mgmt For For For
13 Elect Tom E. Purvis Mgmt For For For
14 Elect Robert L. Shoptaw Mgmt For For For
15 Elect Russell W. Mgmt For For For
Teubner
16 Elect Mindy West Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Amendment to the 2015 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Sinclair Broadcast Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBGI CUSIP 829226109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Smith Mgmt For For For
1.2 Elect Frederick G. Mgmt For For For
Smith
1.3 Elect J. Duncan Smith Mgmt For For For
1.4 Elect Robert E. Smith Mgmt For Withhold Against
1.5 Elect Howard E. Mgmt For For For
Friedman
1.6 Elect Lawrence E. Mgmt For Withhold Against
McCanna
1.7 Elect Daniel C. Keith Mgmt For For For
1.8 Elect Martin R. Leader Mgmt For For For
1.9 Elect Benson E. Legg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP 830879102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry C. Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect Russell A. Childs Mgmt For For For
1.4 Elect Henry J. Eyring Mgmt For For For
1.5 Elect Meredith S. Mgmt For For For
Madden
1.6 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.7 Elect Andrew C. Roberts Mgmt For For For
1.8 Elect Keith E. Smith Mgmt For For For
1.9 Elect Steven F. Mgmt For For For
Udvar-Hazy
1.10 Elect James L. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy Atkins Mgmt For For For
3 Elect Edwin Burton III Mgmt For For For
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Earl A. Goode Mgmt For For For
4 Elect Marianne M. Keler Mgmt For For For
5 Elect Mark L. Lavelle Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SMART Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGH CUSIP G8232Y101 02/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth Y. Hao Mgmt For For For
2 Elect Bryan Ingram Mgmt For For For
3 Elect Paul Mercadante Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SMART Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGH CUSIP G8232Y101 03/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Purchase Mgmt For Against Against
Shares and Approval
of Capped Call
Transactions
Purchases
2 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
SpartanNash Company
Ticker Security ID: Meeting Date Meeting Status
SPTN CUSIP 847215100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect Dennis Eidson Mgmt For For For
1.3 Elect Frank M. Gambino Mgmt For For For
1.4 Elect Douglas A. Hacker Mgmt For For For
1.5 Elect Yvonne R. Jackson Mgmt For For For
1.6 Elect Matthew Mannelly Mgmt For For For
1.7 Elect Elizabeth A. Mgmt For For For
Nickels
1.8 Elect Hawthorne L. Mgmt For For For
Proctor
1.9 Elect William R. Voss Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spirit Realty Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRC CUSIP 84860W300 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jackson Hsieh Mgmt For For For
2 Elect Kevin M. Charlton Mgmt For For For
3 Elect Todd A. Dunn Mgmt For For For
4 Elect Elizabeth F. Mgmt For For For
Frank
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Diana M. Laing Mgmt For For For
7 Elect Sheli Z. Mgmt For For For
Rosenberg
8 Elect Thomas D. Mgmt For For For
Senkbeil
9 Elect Nicholas P. Mgmt For For For
Shepherd
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sportsman's Warehouse Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPWH CUSIP 84920Y106 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg Hickey Mgmt For For For
2 Elect Jon Barker Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sprouts Farmers Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFM CUSIP 85208M102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joel D. Anderson Mgmt For For For
1.2 Elect Terri Funk Graham Mgmt For For For
1.3 Elect Douglas G. Rauch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Sheree Bargabos Mgmt For For For
1.3 Elect Keith E. Busse Mgmt For For For
1.4 Elect Frank D. Byrne Mgmt For For For
1.5 Elect Kenneth W. Cornew Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Steven A. Mgmt For For For
Sonnenberg
1.11 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam Berlew Mgmt For For For
1.2 Elect Kathleen Brown Mgmt For For For
1.3 Elect Michael W. Brown Mgmt For For For
1.4 Elect Robert E. Grady Mgmt For For For
1.5 Elect Ronald J. Mgmt For For For
Kruszewski
1.6 Elect Daniel J. Ludeman Mgmt For For For
1.7 Elect Maura A. Markus Mgmt For For For
1.8 Elect James M. Oates Mgmt For For For
1.9 Elect David A. Peacock Mgmt For For For
1.10 Elect Thomas W. Weisel Mgmt For For For
1.11 Elect Michael J. Mgmt For For For
Zimmerman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2001 Mgmt For For For
Incentive Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Summit Hotel Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
INN CUSIP 866082100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Hansen Mgmt For For For
2 Elect Bjorn R. L. Mgmt For For For
Hanson
3 Elect Jeffrey W. Jones Mgmt For For For
4 Elect Kenneth J. Kay Mgmt For For For
5 Elect Thomas W. Storey Mgmt For For For
6 Elect Hope Taitz Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Supernus Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUPN CUSIP 868459108 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick M. Mgmt For For For
Hudson
1.2 Elect Charles W. Mgmt For For For
Newhall
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
5 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tim E. Bentsen Mgmt For For For
2 Elect F. Dixon Brooke Mgmt For For For
Jr.
3 Elect Stephen T. Butler Mgmt For For For
4 Elect Elizabeth W. Camp Mgmt For For For
5 Elect Diana M. Murphy Mgmt For For For
6 Elect Harris Pastides Mgmt For For For
7 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
8 Elect John L. Mgmt For For For
Stallworth
9 Elect Kessel D. Mgmt For For For
Stelling
10 Elect Barry L. Storey Mgmt For For For
11 Elect Teresa White Mgmt For For For
12 Eliminate 10-1 Voting Mgmt For For For
Provisions
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tanger Factory Outlet Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKT CUSIP 875465106 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey B. Citrin Mgmt For For For
2 Elect David B. Henry Mgmt For For For
3 Elect Thomas J. Reddin Mgmt For For For
4 Elect Bridget M. Mgmt For For For
Ryan-Berman
5 Elect Susan E. Skerritt Mgmt For For For
6 Elect Steven B. Tanger Mgmt For For For
7 Elect Luis A. Ubinas Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Taylor Morrison Home Corporation
Ticker Security ID: Meeting Date Meeting Status
TMHC CUSIP 87724P106 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 William Lyon Mgmt For For For
Transaction
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Taylor Morrison Home Corporation
Ticker Security ID: Meeting Date Meeting Status
TMHC CUSIP 87724P106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffry L. Flake Mgmt For For For
1.2 Elect Gary H. Hunt Mgmt For For For
1.3 Elect Peter Lane Mgmt For For For
1.4 Elect William H. Lyon Mgmt For For For
1.5 Elect Anne L. Mariucci Mgmt For For For
1.6 Elect Andrea Owen Mgmt For For For
1.7 Elect Sheryl D. Palmer Mgmt For For For
1.8 Elect Denise F. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Teekay Tankers Ltd.
Ticker Security ID: Meeting Date Meeting Status
TNK CUSIP Y8565N300 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Hvid Mgmt For For For
1.2 Elect Arthur Bensler Mgmt For For For
1.3 Elect Richard T. du Mgmt For Withhold Against
Moulin
1.4 Elect Sai W. Chu Mgmt For Withhold Against
1.5 Elect David Mgmt For For For
Schellenberg
________________________________________________________________________________
Tenet Healthcare Corporation
Ticker Security ID: Meeting Date Meeting Status
THC CUSIP 88033G407 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Elect J. Robert Kerrey Mgmt For For For
3 Elect Lloyd J. Austin, Mgmt For For For
III
4 Elect James L. Bierman Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Meghan FitzGerald Mgmt For For For
7 Elect Christopher S. Mgmt For For For
Lynch
8 Elect Richard J. Mark Mgmt For For For
9 Elect Tammy Romo Mgmt For For For
10 Elect Nadja Y. West Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
The AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet G. Davidson Mgmt For For For
2 Elect Andres R. Gluski Mgmt For For For
3 Elect Tarun Khanna Mgmt For For For
4 Elect Holly K. Koeppel Mgmt For For For
5 Elect Julia M. Laulis Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect Alain Monie Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Jeffrey W. Ubben Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw or
Charter
Amendments
________________________________________________________________________________
The Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBBK CUSIP 05969A105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel G. Cohen Mgmt For For For
2 Elect Damian M. Mgmt For For For
Kozlowski
3 Elect Walter T. Beach Mgmt For For For
4 Elect Michael J. Mgmt For For For
Bradley
5 Elect John C. Chrystal Mgmt For For For
6 Elect Matthew Cohn Mgmt For For For
7 Elect John M. Eggemeyer Mgmt For For For
8 Elect Hersh Kozlov Mgmt For Against Against
9 Elect William H. Lamb Mgmt For For For
10 Elect James J. Mgmt For For For
McEntee,
III
11 Elect Daniela A. Mielke Mgmt For For For
12 Elect Stephanie B. Mgmt For For For
Mudick
13 Elect Mei-Mei Tuan Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Buckle, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Mgmt For For For
Hirschfeld
1.2 Elect Dennis H. Nelson Mgmt For For For
1.3 Elect Thomas B. Heacock Mgmt For Withhold Against
1.4 Elect Karl G. Smith Mgmt For For For
1.5 Elect Hank M. Bounds Mgmt For For For
1.6 Elect Bill L. Fairfield Mgmt For For For
1.7 Elect Bruce L. Hoberman Mgmt For Withhold Against
1.8 Elect Michael E. Huss Mgmt For For For
1.9 Elect Angie J. Klein Mgmt For For For
1.10 Elect John P. Peetz, Mgmt For For For
III
1.11 Elect Karen B. Rhoads Mgmt For For For
1.12 Elect James E. Shada Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Management Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2008 Mgmt For For For
Director Stock
Plan
________________________________________________________________________________
The RMR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RMR CUSIP 74967R106 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer B. Clark Mgmt For For For
2 Elect Ann D. Logan Mgmt For For For
3 Elect Rosen Plevneliev Mgmt For For For
4 Elect Adam D. Portnoy Mgmt For For For
5 Elect Walter C. Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TRI Pointe Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TPH CUSIP 87265H109 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas F. Bauer Mgmt For For For
2 Elect Lawrence B. Mgmt For For For
Burrows
3 Elect Daniel S. Fulton Mgmt For For For
4 Elect Steven J. Gilbert Mgmt For For For
5 Elect Vicki D. Mgmt For For For
McWilliams
6 Elect Constance B. Mgmt For For For
Moore
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triton International Limited
Ticker Security ID: Meeting Date Meeting Status
TRTN CUSIP G9078F107 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian M. Sondey Mgmt For For For
2 Elect Robert W. Mgmt For For For
Alspaugh
3 Elect Malcolm P. Baker Mgmt For For For
4 Elect David A. Coulter Mgmt For For For
5 Elect Claude Germain Mgmt For For For
6 Elect Kenneth Hanau Mgmt For For For
7 Elect John S. Hextall Mgmt For For For
8 Elect Robert L. Rosner Mgmt For For For
9 Elect Simon R. Vernon Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TrueBlue, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBI CUSIP 89785X101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen B. Brown Mgmt For For For
2 Elect A. P. Beharelle Mgmt For For For
3 Elect Steven C. Cooper Mgmt For For For
4 Elect William C. Goings Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Jeffrey B. Mgmt For For For
Sakaguchi
7 Elect Kristi A. Mgmt For For For
Savacool
8 Elect Bonnie W. Soodik Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TTM Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenton K. Alder Mgmt For For For
1.2 Elect Julie S. England Mgmt For For For
1.3 Elect Philip G. Mgmt For For For
Franklin
2 Amendment to the 2014 Mgmt For For For
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Emily M. Liggett Mgmt For For For
5 Elect Thomas T. Edman Mgmt For For For
6 Elect Barbara V. Mgmt For For For
Scherer
7 Elect Ernest E. Maddock Mgmt For For For
8 Elect Jacqueline A. Mgmt For For For
Seto
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Natural Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric F. Artz Mgmt For For For
2 Elect Ann Torre Bates Mgmt For For For
3 Elect Denise M. Clark Mgmt For For For
4 Elect Daphne J. Mgmt For For For
Dufresne
5 Elect Michael S. Funk Mgmt For For For
6 Elect James P. Mgmt For For For
Heffernan
7 Elect James L. Mgmt For For For
Muehlbauer
8 Elect Peter A. Roy Mgmt For For For
9 Elect Steven L. Spinner Mgmt For For For
10 Elect Jack L. Stahl Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
United States Cellular Corporation
Ticker Security ID: Meeting Date Meeting Status
USM CUSIP 911684108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Samuel Crowley Mgmt For For For
1.2 Elect Gregory P. Mgmt For For For
Josefowicz
1.3 Elect Cecelia D. Mgmt For For For
Stewart
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Benjamin J. Mgmt For For For
McLean
2 Elect Mary E. Tuuk Mgmt For For For
3 Elect Michael G. Mgmt For For For
Wooldridge
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
2 Elect Susan L. Cross Mgmt For For For
3 Elect Susan D. DeVore Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Cynthia L. Egan Mgmt For For For
6 Elect Kevin T. Kabat Mgmt For For For
7 Elect Timothy F. Keaney Mgmt For For For
8 Elect Gloria C. Larson Mgmt For For For
9 Elect Richard P. Mgmt For For For
McKenney
10 Elect Ronald. P. Mgmt For For For
O'Hanley
11 Elect Francis J. Shammo Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
15 Savings-Related Share Mgmt For For For
Option Scheme
2021
________________________________________________________________________________
Vectrus, Inc.
Ticker Security ID: Meeting Date Meeting Status
VEC CUSIP 92242T101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Murdy Mgmt For For For
2 Elect Melvin F. Parker Mgmt For For For
3 Elect Stephen L. Mgmt For For For
Waechter
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
VICI Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
VICI CUSIP 925652109 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Abrahamson
2 Elect Diana F. Cantor Mgmt For For For
3 Elect Monica H. Douglas Mgmt For For For
4 Elect Elizabeth Holland Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect Edward B. Mgmt For For For
Pitoniak
7 Elect Michael D. Mgmt For For For
Rumbolz
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Elimination of Mgmt For For For
Supermajority Voting
Provisions
________________________________________________________________________________
Voya Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VOYA CUSIP 929089100 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynne Biggar Mgmt For For For
2 Elect Jane P. Chwick Mgmt For For For
3 Elect Kathleen DeRose Mgmt For For For
4 Elect Ruth Ann M. Mgmt For For For
Gillis
5 Elect J. Barry Griswell Mgmt For For For
6 Elect Rodney O. Mgmt For For For
Martin,
Jr.
7 Elect Byron H. Mgmt For For For
Pollitt,
Jr.
8 Elect Joseph V. Tripodi Mgmt For For For
9 Elect David K. Zwiener Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Therese M. Mgmt For For For
Bassett
2 Elect John G. Boss Mgmt For For For
3 Elect John E. Kunz Mgmt For For For
4 Elect Larry J. Magee Mgmt For For For
5 Elect Ann D. Murtlow Mgmt For For For
6 Elect Scott K. Sorensen Mgmt For For For
7 Elect Stuart A. Mgmt For For For
Taylor,
II
8 Elect Brent L. Yeagy Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walker & Dunlop, Inc.
Ticker Security ID: Meeting Date Meeting Status
WD CUSIP 93148P102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan J. Bowers Mgmt For For For
1.2 Elect Ellen Levy Mgmt For For For
1.3 Elect Michael D. Malone Mgmt For For For
1.4 Elect John Rice Mgmt For For For
1.5 Elect Dana L. Schmaltz Mgmt For For For
1.6 Elect Howard W. Smith Mgmt For For For
III
1.7 Elect William M. Walker Mgmt For For For
1.8 Elect Michael J. Warren Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Warrior Met Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 93627C101 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen D. Mgmt For For For
Williams
1.2 Elect Ana B. Amicarella Mgmt For For For
1.3 Elect J. Brett Harvey Mgmt For For For
1.4 Elect Walter J. Mgmt For For For
Scheller,
III
1.5 Elect Alan H. Mgmt For For For
Schumacher
1.6 Elect Gareth N. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of Section Mgmt For For For
382 Rights
Agreement
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Alliance Bancorporation
Ticker Security ID: Meeting Date Meeting Status
WAL CUSIP 957638109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Beach Mgmt For For For
2 Elect Juan R. Figuereo Mgmt For For For
3 Elect Howard N. Gould Mgmt For For For
4 Elect Steven J. Hilton Mgmt For For For
5 Elect Marianne Boyd Mgmt For For For
Johnson
6 Elect Robert P. Latta Mgmt For For For
7 Elect Todd Marshall Mgmt For For For
8 Elect Adriane C. Mgmt For For For
McFetridge
9 Elect Michael Patriarca Mgmt For For For
10 Elect Robert G. Sarver Mgmt For For For
11 Elect Bryan Segedi Mgmt For For For
12 Elect Donald D. Snyder Mgmt For For For
13 Elect Sung Won Sohn Mgmt For For For
14 Elect Kenneth A. Mgmt For For For
Vecchione
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Kasbar Mgmt For For For
1.2 Elect Kanwaljit Bakshi Mgmt For For For
1.3 Elect Jorge L. Benitez Mgmt For For For
1.4 Elect Sharda Cherwoo Mgmt For For For
1.5 Elect Richard A. Kassar Mgmt For Withhold Against
1.6 Elect John L. Manley Mgmt For For For
1.7 Elect Stephen K. Mgmt For For For
Roddenberry
1.8 Elect Paul H. Stebbins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Xenia Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
XHR CUSIP 984017103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcel Verbaas Mgmt For For For
2 Elect Jeffrey H. Mgmt For For For
Donahue
3 Elect John H. Alschuler Mgmt For For For
4 Elect Keith E. Bass Mgmt For For For
5 Elect Thomas M. Mgmt For For For
Gartland
6 Elect Beverly K. Goulet Mgmt For For For
7 Elect Mary E. McCormick Mgmt For For For
8 Elect Dennis D. Oklak Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xerox Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 98421M106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith Cozza Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Nicholas F. Mgmt For For For
Graziano
5 Elect Cheryl Gordon Mgmt For For For
Krongard
6 Elect Scott Letier Mgmt For For For
7 Elect Giovanni Visentin Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
Zions Bancorporation, National Association
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry C. Atkin Mgmt For For For
2 Elect Gary L. Mgmt For For For
Crittenden
3 Elect Suren K. Gupta Mgmt For For For
4 Elect J. David Heaney Mgmt For For For
5 Elect Vivian S. Lee Mgmt For For For
6 Elect Scott J. McLean Mgmt For For For
7 Elect Edward F. Murphy Mgmt For For For
8 Elect Stephen D. Quinn Mgmt For For For
9 Elect Harris H. Simmons Mgmt For For For
10 Elect Aaron B. Skonnard Mgmt For For For
11 Elect Barbara A. Mgmt For For For
Yastine
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zumiez Inc.
Ticker Security ID: Meeting Date Meeting Status
ZUMZ CUSIP 989817101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Campion Mgmt For For For
2 Elect Sarah G. McCoy Mgmt For For For
3 Elect Ernest R. Johnson Mgmt For For For
4 Elect Liliana Gil Mgmt For For For
Valletta
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL DIVERSIFIED INCOME FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Members Mutual Funds
Ticker Security ID: Meeting Date Meeting Status
MFAXX CUSIP 557492824 10/03/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Imhoff, Mgmt For For For
Jr.
1.2 Elect Scott Craven Mgmt For For For
Jones
1.3 Elect Steven P. Riege Mgmt For For For
1.4 Elect Richard E. Mgmt For For For
Struthers
1.5 Elect Carrie J. Thome Mgmt For For For
1.6 Elect Kevin S. Thompson Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL EQUITY INCOME FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Robert B. Ford Mgmt For For For
1.5 Elect Michelle A. Mgmt For For For
Kumbier
1.6 Elect Edward M. Liddy Mgmt For For For
1.7 Elect Darren W. McDew Mgmt For For For
1.8 Elect Nancy McKinstry Mgmt For For For
1.9 Elect Phebe N. Mgmt For For For
Novakovic
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Daniel J. Starks Mgmt For For For
1.12 Elect John G. Stratton Mgmt For For For
1.13 Elect Glenn F. Tilton Mgmt For For For
1.14 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B. Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Herbert Hainer Mgmt For For For
3 Elect Nancy McKinstry Mgmt For For For
4 Elect Gilles Pelisson Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Venkata Mgmt For For For
Renduchintala
7 Elect David P. Rowland Mgmt For For For
8 Elect Arun Sarin Mgmt For For For
9 Elect Julie Sweet Mgmt For For For
10 Elect Frank Kui Tang Mgmt For For For
11 Elect Tracey T. Travis Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For Against Against
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Karen M. Golz Mgmt For For For
8 Elect Mark M. Little Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Susie Wee Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Robert L. Dixon, Mgmt For For For
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Brookfield Property REIT Inc.
Ticker Security ID: Meeting Date Meeting Status
BPYU CUSIP 11282X103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline M. Mgmt For For For
Atkinson
2 Elect Jeffrey M. Mgmt For For For
Blidner
3 Elect Soon Young Chang Mgmt For Against Against
4 Elect Richard B. Clark Mgmt For For For
5 Elect Omar Carneiro da Mgmt For For For
Cunha
6 Elect Scott R. Cutler Mgmt For For For
7 Elect Stephen DeNardo Mgmt For For For
8 Elect Louis J. Maroun Mgmt For For For
9 Elect A. Douglas Mgmt For For For
McGregor
10 Elect Lars Eric Nils Mgmt For For For
Rodert
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Jonathon Band Mgmt For For For
3 Elect Jason G. Cahilly Mgmt For For For
4 Elect Helen Deeble Mgmt For For For
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Richard J. Mgmt For For For
Glasier
7 Elect Katie Lahey Mgmt For For For
8 Elect John Parker Mgmt For For For
9 Elect Stuart Subotnick Mgmt For For For
10 Elect Laura A. Weil Mgmt For For For
11 Elect Randall J. Mgmt For For For
Weisenburger
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Directors' Mgmt For For For
Remuneration
Report
14 Approval of Director's Mgmt For For For
Remuneration
Policy
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approval of 2020 Stock Mgmt For For For
Plan
22 Approval of Employee Mgmt For For For
Stock Purchase
Plan
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditor
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Michael G. Atieh Mgmt For For For
10 Elect Sheila P. Burke Mgmt For For For
11 Elect James I. Cash, Mgmt For For For
Jr.
12 Elect Mary A. Cirillo Mgmt For For For
13 Elect Michael P. Mgmt For For For
Connors
14 Elect John A. Edwardson Mgmt For For For
15 Elect Robert J. Hugin Mgmt For For For
16 Elect Robert W. Scully Mgmt For For For
17 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
18 Elect Theodore E. Mgmt For For For
Shasta
19 Elect David H. Sidwell Mgmt For For For
20 Elect Olivier Steimer Mgmt For For For
21 Elect Frances F. Mgmt For For For
Townsend
22 Election of Board Mgmt For For For
Chair Evan G.
Greenberg
23 Elect Michael P. Mgmt For For For
Connors
24 Elect Mary A. Cirillo Mgmt For For For
25 Elect John A. Edwardson Mgmt For For For
26 Elect Frances F. Mgmt For For For
Townsend
27 Appointment of Mgmt For For For
Independent Proxy
(Switzerland)
28 Amendment to Articles Mgmt For For For
Regarding Authorized
Share Capital for
General
Purposes
29 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
30 Board Compensation Mgmt For For For
31 Executive Compensation Mgmt For For For
32 Advisory Vote on Mgmt For Against Against
Executive
Compensation
33 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald W. Blair Mgmt For For For
2 Elect Leslie A. Brun Mgmt For For For
3 Elect Stephanie A. Mgmt For For For
Burns
4 Elect Richard T. Clark Mgmt For For For
5 Elect Robert F. Mgmt For For For
Cummings,
Jr.
6 Elect Deborah A. Mgmt For For For
Henretta
7 Elect Daniel P. Mgmt For For For
Huttenlocher
8 Elect Kurt M. Landgraf Mgmt For For For
9 Elect Kevin J. Martin Mgmt For For For
10 Elect Deborah D. Rieman Mgmt For For For
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Mark S. Wrighton Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Mgmt For For For
Garrison
II
6 Elect Andrea J. Mgmt For For For
Goldsmith
7 Elect Lee W. Hogan Mgmt For For For
8 Elect Edward C. Mgmt For For For
Hutcheson,
Jr.
9 Elect J. Landis Martin Mgmt For For For
10 Elect Robert F. Mgmt For For For
McKenzie
11 Elect Anthony J. Melone Mgmt For For For
12 Elect W. Benjamin Mgmt For For For
Moreland
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Larry J. Merlo Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Amendment to the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Roger C. Mgmt For For For
Hochschild
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For Abstain Against
Weinbach
12 Elect Jennifer L. Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For Withhold Against
1.2 Elect Marcel R. Coutu Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Cunningham
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
Fischer
1.7 Elect Gregory J. Goff Mgmt For For For
1.8 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.9 Elect Teresa S. Madden Mgmt For For For
1.10 Elect Al Monaco Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Amendment to By-Law Mgmt For For For
No.
1
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Linda R. Gooden Mgmt For For For
4 Elect Joseph Jimenez Mgmt For For For
5 Elect Jane L. Mendillo Mgmt For For For
6 Elect Judith A. Miscik Mgmt For For For
7 Elect Patricia F. Russo Mgmt For For For
8 Elect Thomas M. Schoewe Mgmt For For For
9 Elect Theodore M. Solso Mgmt For For For
10 Elect Carol M. Mgmt For For For
Stephenson
11 Elect Devin N. Wenig Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Due Diligence
Process
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Deborah Flint Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect Raymond T. Mgmt For For For
Odierno
12 Elect George Paz Mgmt For For For
13 Elect Robin L. Mgmt For For For
Washington
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne M. Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Removal of Directors Mgmt For For For
Without
Cause
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For For For
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect Mercedes Johnson Mgmt For For For
8 Elect William D. Mgmt For For For
Watkins
9 Elect MaryAnn Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Omar Ishrak Mgmt For For For
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Geoffrey Straub Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Sandra E. Mgmt For For For
Peterson
7 Elect Penny S. Pritzker Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect Arne M. Sorenson Mgmt For For For
10 Elect John W. Stanton Mgmt For For For
11 Elect John W. Thompson Mgmt For For For
12 Elect Emma N. Walmsley Mgmt For For For
13 Elect Padmasree Warrior Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Stephen J. Luczo Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Takeshi Ogasawara Mgmt For For For
11 Elect Hutham S. Olayan Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nasdaq, Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melissa M. Mgmt For For For
Arnoldi
2 Elect Charlene T. Mgmt For For For
Begley
3 Elect Steven D. Black Mgmt For For For
4 Elect Adena T. Friedman Mgmt For For For
5 Elect Essa Kazim Mgmt For For For
6 Elect Thomas A. Kloet Mgmt For For For
7 Elect John D. Rainey Mgmt For For For
8 Elect Michael R. Mgmt For For For
Splinter
9 Elect Jacob Wallenberg Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 12/31/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Request to Fix Mgmt For Against Against
a Record Date for a
Planned Consent
Solicitation by
Icahn
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect David C. Page Mgmt For For For
9 Elect Robert C. Pohlad Mgmt For For For
10 Elect Daniel L. Vasella Mgmt For For For
11 Elect Darren Walker Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Mgmt For For For
Holley,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
________________________________________________________________________________
Restaurant Brands International Inc.
Ticker Security ID: Meeting Date Meeting Status
QSR CUSIP 76131D103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexandre Behring Mgmt For Withhold Against
1.2 Elect Joao M. Mgmt For For For
Castro-Neves
1.3 Elect Maximilien de Mgmt For For For
Limburg
Stirum
1.4 Elect Paul J. Fribourg Mgmt For For For
1.5 Elect Neil Golden Mgmt For For For
1.6 Elect Ali Hedayat Mgmt For For For
1.7 Elect Golnar Mgmt For For For
Khosrowshahi
1.8 Elect Giovanni John Mgmt For For For
Prato
1.9 Elect Daniel S. Mgmt For For For
Schwartz
1.10 Elect Carlos Alberto Mgmt For For For
Sicupira
1.11 Elect Roberto Moses Mgmt For For For
Thompson
Motta
2 Advisory vote on Mgmt For Against Against
executive
compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Workforce
Practices
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable Packaging
and Plastic
Pollution
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Mgmt For For For
Allison,
Jr.
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Andrew Campion Mgmt For For For
4 Elect Mary N. Dillon Mgmt For Against Against
5 Elect Isabel Ge Mahe Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman, Mgmt For For For
III
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding EEO Policy
Risk
Report
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Following
Termination of
Employment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Rodney C. Adkins Mgmt For For For
3 Elect Michael J. Burns Mgmt For For For
4 Elect William R. Mgmt For For For
Johnson
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Rudy H.P. Markham Mgmt For For For
7 Elect Franck J. Moison Mgmt For For For
8 Elect Clark T. Randt, Mgmt For For For
Jr.
9 Elect Christiana Smith Mgmt For For For
Shi
10 Elect John T. Stankey Mgmt For For For
11 Elect Carol B. Tome Mgmt For For For
12 Elect Kevin M. Warsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Plans to Reduce Total
Contribution to
Climate
Change
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Deferral
Plan
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to Data
Privacy
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Black Mgmt For For For
2 Elect Celeste A. Clark Mgmt For For For
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect Wayne M. Hewett Mgmt For For For
5 Elect Donald M. James Mgmt For For For
6 Elect Maria R. Morris Mgmt For For For
7 Elect Charles H. Noski Mgmt For For For
8 Elect Richard B. Mgmt For For For
Payne,
Jr.
9 Elect Juan A. Pujadas Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Charles W. Scharf Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For Against Against
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL MID VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Glenn Earle Mgmt For For For
4 Elect Sean M. Healey Mgmt For For For
5 Elect Jay C. Horgen Mgmt For For For
6 Elect Reuben Jeffery Mgmt For For For
III
7 Elect Tracy P. Mgmt For For For
Palandjian
8 Elect Patrick T. Ryan Mgmt For For For
9 Elect Karen Yerburgh Mgmt For For For
10 Elect Jide J. Zeitlin Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Air Lease Corporation
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Susan McCaw Mgmt For For For
5 Elect Robert A. Milton Mgmt For For For
6 Elect John L. Plueger Mgmt For For For
7 Elect Ian M. Saines Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arcosa, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACA CUSIP 039653100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Jeffrey A. Craig Mgmt For For For
3 Elect John W. Lindsay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ASGN Incorporated
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 00191U102 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Frantz Mgmt For For For
2 Elect Jonathan S. Mgmt For For For
Holman
3 Elect Arshad Matin Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axalta Coating Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXTA CUSIP G0750C108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Sona Chawla Mgmt For For For
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Shira D. Goodman Mgmt For Against Against
6 Elect Robert J. Hombach Mgmt For For For
7 Elect David W. Mgmt For For For
McCreight
8 Elect William D. Nash Mgmt For For For
9 Elect Mark F. O'Neil Mgmt For For For
10 Elect Pietro Satriano Mgmt For For For
11 Elect Marcella Shinder Mgmt For For For
12 Elect Mitchell D. Mgmt For For For
Steenrod
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Helena Mgmt For For For
Bejar
2 Elect Virginia Boulet Mgmt For For For
3 Elect Peter C. Brown Mgmt For For For
4 Elect Kevin P. Chilton Mgmt For For For
5 Elect Steven T. Clontz Mgmt For For For
6 Elect T. Michael Glenn Mgmt For For For
7 Elect W. Bruce Hanks Mgmt For For For
8 Elect Hal S. Jones Mgmt For For For
9 Elect Michael J. Mgmt For For For
Roberts
10 Elect Laurie A. Siegel Mgmt For For For
11 Elect Jeffrey K. Storey Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Civeo Corporation
Ticker Security ID: Meeting Date Meeting Status
CVEO CUSIP 17878Y108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley J. Dodson Mgmt For For For
1.2 Elect Timothy Wall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Equity Participation
Plan
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harvey Mgmt For For For
Klingensmith
2 Elect Monique van Mgmt For For For
Dijken
Eeuwijk
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Remuneration Report Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Conway Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Donahue
1.3 Elect Richard H. Fearon Mgmt For Withhold Against
1.4 Elect Andrea Funk Mgmt For For For
1.5 Elect Stephen J. Hagge Mgmt For For For
1.6 Elect Rose Lee Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
1.8 Elect Josef M. Muller Mgmt For For For
1.9 Elect B. Craig Owens Mgmt For For For
1.10 Elect Caesar F. Mgmt For For For
Sweitzer
1.11 Elect Jim L. Turner Mgmt For For For
1.12 Elect William S. Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
E*TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect Robert J. Chersi Mgmt For For For
3 Elect Jaime W. Mgmt For For For
Ellertson
4 Elect James P. Healy Mgmt For For For
5 Elect Kevin T. Kabat Mgmt For For For
6 Elect James Lam Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Shelley B. Mgmt For For For
Leibowitz
9 Elect Michael A. Pizzi Mgmt For For For
10 Elect Rebecca Saeger Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Elect Joshua A. Mgmt For For For
Weinreich
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Bates Mgmt For For For
2 Elect Adriane M. Brown Mgmt For For For
3 Elect Jesse A. Cohn Mgmt For For For
4 Elect Diana Farrell Mgmt For For For
5 Elect Logan D. Green Mgmt For For For
6 Elect Bonnie S. Hammer Mgmt For For For
7 Elect Jamie Iannone Mgmt For For For
8 Elect Kathleen C. Mitic Mgmt For For For
9 Elect Matthew J. Murphy Mgmt For For For
10 Elect Pierre M. Omidyar Mgmt For For For
11 Elect Paul S. Pressler Mgmt For For For
12 Elect Robert H. Swan Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Enstar Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESGR CUSIP G3075P101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Frederick Mgmt For For For
Becker
2 Elect James D. Carey Mgmt For For For
3 Elect Willard Myron Mgmt For For For
Hendry,
Jr.
4 Elect Hitesh R. Patel Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enstar Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESGR CUSIP G3075P101 11/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrzej Mgmt For For For
Olechowski
1.2 Elect Eriberto R. Mgmt For For For
Scocimara
1.3 Elect Mark R. Callegari Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Jon T. Gieselman Mgmt For For For
7 Elect Craig A. Jacobson Mgmt For Abstain Against
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Gregory K. Mondre Mgmt For For For
11 Elect David Sambur Mgmt For For For
12 Elect Alexander von Mgmt For For For
Furstenberg
13 Elect Julie Whalen Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2005 Mgmt For For For
Stock and Annual
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Fidelity National Information Services Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 07/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Steve Downing Mgmt For For For
1.3 Elect Gary Goode Mgmt For For For
1.4 Elect James Hollars Mgmt For For For
1.5 Elect John Mulder Mgmt For For For
1.6 Elect Richard O. Schaum Mgmt For For For
1.7 Elect Kathleen Starkoff Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HD Supply Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDS CUSIP 40416M105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen J. Mgmt For For For
Affeldt
1.2 Elect Joseph J. Mgmt For For For
DeAngelo
1.3 Elect Peter A. Dorsman Mgmt For For For
1.4 Elect Stephen J. Mgmt For For For
konenkamp
1.5 Elect Patrick R. Mgmt For For For
McNamee
1.6 Elect Scott Ostfeld Mgmt For For For
1.7 Elect Charles W. Peffer Mgmt For For For
1.8 Elect James A. Rubright Mgmt For For For
1.9 Elect Lauren Taylor Mgmt For For For
Wolfe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hilton Worldwide Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HLT CUSIP 43300A203 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Nassetta
2 Elect Jonathan D. Gray Mgmt For For For
3 Elect Charlene T. Mgmt For For For
Begley
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Raymond E. Mgmt For For For
Mabus,
Jr.
6 Elect Judith A. McHale Mgmt For For For
7 Elect John G. Schreiber Mgmt For For For
8 Elect Elizabeth A. Mgmt For For For
Smith
9 Elect Douglas M. Mgmt For For For
Steenland
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
J CUSIP 469814107 01/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Demetriou
2 Elect Chris M.T. Mgmt For For For
Thompson
3 Elect Joseph R. Bronson Mgmt For For For
4 Elect Robert C. Mgmt For For For
Davidson,
Jr.
5 Elect Ralph E. Eberhart Mgmt For For For
6 Elect Georgette D. Mgmt For For For
Kiser
7 Elect Linda Fayne Mgmt For For For
Levinson
8 Elect Barbara L. Mgmt For For For
Loughran
9 Elect Robert A. Mgmt For For For
McNamara
10 Elect Peter J. Mgmt For For For
Robertson
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jefferies Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 47233W109 04/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Barry J. Alperin Mgmt For For For
3 Elect Robert D. Beyer Mgmt For For For
4 Elect Francisco L. Mgmt For For For
Borges
5 Elect Brian P. Friedman Mgmt For For For
6 Elect MaryAnne Mgmt For For For
Gilmartin
7 Elect Richard B. Mgmt For For For
Handler
8 Elect Robert E. Joyal Mgmt For For For
9 Elect Jacob M. Katz Mgmt For For For
10 Elect Michael T. O'Kane Mgmt For For For
11 Elect Stuart H. Reese Mgmt For For For
12 Elect Joseph S. Mgmt For For For
Steinberg
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Jean-Luc Mgmt For For For
Belingard
3 Elect Jeffrey A. Davis Mgmt For For For
4 Elect D. Gary Gilliland Mgmt For For For
5 Elect Garheng Kong Mgmt For For For
6 Elect Peter M. Neupert Mgmt For For For
7 Elect Richelle P. Mgmt For For For
Parham
8 Elect Adam H. Schechter Mgmt For For For
9 Elect R. Sanders Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Laureate Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAUR CUSIP 518613203 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian F. Carroll Mgmt For For For
1.2 Elect Andrew B. Cohen Mgmt For For For
1.3 Elect William L. Cornog Mgmt For For For
1.4 Elect Pedro del Corro Mgmt For For For
1.5 Elect Michael J. Durham Mgmt For For For
1.6 Elect Kenneth W. Mgmt For For For
Freeman
1.7 Elect George Munoz Mgmt For For For
1.8 Elect Judith Rodin Mgmt For For For
1.9 Elect Eilif Mgmt For For For
Serck-Hassen
1.10 Elect Ian K. Snow Mgmt For For For
1.11 Elect Steven M. Taslitz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Dennis R. Glass Mgmt For For For
4 Elect George W. Mgmt For For For
Henderson,
III
5 Elect Eric G. Johnson Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect M. Leanne Lachman Mgmt For For For
8 Elect Michael F. Mee Mgmt For For For
9 Elect Patrick S. Mgmt For For For
Pittard
10 Elect Lynn M. Utter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Markel Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Bruce Connell Mgmt For For For
2 Elect Thomas S. Gayner Mgmt For For For
3 Elect Stewart M. Kasen Mgmt For For For
4 Elect Diane Leopold Mgmt For For For
5 Elect Lemuel E. Lewis Mgmt For For For
6 Elect Anthony F. Markel Mgmt For Against Against
7 Elect Steven A. Markel Mgmt For For For
8 Elect Darrell D. Martin Mgmt For Against Against
9 Elect Harold L. Mgmt For For For
Morrison,
Jr.
10 Elect Michael O'Reilly Mgmt For For For
11 Elect Richard R. Mgmt For For For
Whitt,
III
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Elect Brian S. Tyler Mgmt For For For
10 Elect Kenneth E. Mgmt For For For
Washington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
NCR Corporation
Ticker Security ID: Meeting Date Meeting Status
NCR CUSIP 62886E108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Begor Mgmt For For For
1.2 Elect Gregory R. Blank Mgmt For For For
1.3 Elect Catherine L. Mgmt For For For
Burke
1.4 Elect Chinh E. Chu Mgmt For For For
1.5 Elect Deborah A. Mgmt For For For
Farrington
1.6 Elect Michael D. Mgmt For For For
Hayford
1.7 Elect Georgette D. Mgmt For For For
Kiser
1.8 Elect Kirk T. Larsen Mgmt For For For
1.9 Elect Frank R. Martire Mgmt For For For
1.10 Elect Matthew A. Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
News Corporation
Ticker Security ID: Meeting Date Meeting Status
NWS CUSIP 65249B208 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Rupert Murdoch Mgmt For For For
2 Elect Lachlan K. Mgmt For Against Against
Murdoch
3 Elect Robert J. Thomson Mgmt For For For
4 Elect Kelly A. Ayotte Mgmt For For For
5 Elect Jose Maria Aznar Mgmt For For For
6 Elect Natalie Bancroft Mgmt For Against Against
7 Elect Peter L. Barnes Mgmt For For For
8 Elect Joel I. Klein Mgmt For Against Against
9 Elect James Murdoch Mgmt For Against Against
10 Elect Ana Paula Pessoa Mgmt For For For
11 Elect Masroor T. Mgmt For For For
Siddiqui
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Prestige Consumer Healthcare Inc.
Ticker Security ID: Meeting Date Meeting Status
PBH CUSIP 74112D101 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Mgmt For For For
Lombardi
1.2 Elect John E. Byom Mgmt For For For
1.3 Elect Gary E. Costley Mgmt For Withhold Against
1.4 Elect Sheila A. Hopkins Mgmt For For For
1.5 Elect James M. Jenness Mgmt For For For
1.6 Elect Natale S. Mgmt For For For
Ricciardi
1.7 Elect Christopher J. Mgmt For For For
Coughlin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Realogy Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
RLGY CUSIP 75605Y106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fiona P. Dias Mgmt For For For
2 Elect Matthew J. Espe Mgmt For For For
3 Elect V. Ann Hailey Mgmt For For For
4 Elect Bryson R Koehler Mgmt For For For
5 Elect Duncan L. Mgmt For For For
Niederauer
6 Elect Ryan M. Schneider Mgmt For For For
7 Elect Enrique Silva Mgmt For For For
8 Elect Sherry M. Smith Mgmt For For For
9 Elect Chris S. Terrill Mgmt For For For
10 Elect Michael J. Mgmt For For For
Williams
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sensata Technologies Holding Plc
Ticker Security ID: Meeting Date Meeting Status
ST CUSIP G8060N102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Teich Mgmt For For For
2 Elect Jeffrey J. Cote Mgmt For For For
3 Elect John P. Absmeier Mgmt For For For
4 Elect Lorraine A. Mgmt For For For
Bolsinger
5 Elect James E. Mgmt For For For
Heppelmann
6 Elect Charles W. Peffer Mgmt For For For
7 Elect Constance E. Mgmt For For For
Skidmore
8 Elect Steven A. Mgmt For For For
Sonnenberg
9 Elect Martha N. Mgmt For For For
Sullivan
10 Elect Thomas Wroe, Jr. Mgmt For For For
11 Elect Stephen M. Zide Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of UK Mgmt For For For
Auditor
17 Authority to Set UK Mgmt For For For
Auditor's
Fees
18 Accounts and Reports Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Allot Mgmt For For For
Shares Under Equity
Incentive
Plans
23 Authority to Allot Mgmt For For For
Shares w/o Preemptive
Rights Under Equity
Incentive
Plans
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Earl A. Goode Mgmt For For For
4 Elect Marianne M. Keler Mgmt For For For
5 Elect Mark L. Lavelle Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Jon A. Marshall Mgmt For For For
5 Elect Patrick M. Mgmt For For For
Prevost
6 Elect Anne Taylor Mgmt For For For
7 Elect Denis J. Walsh Mgmt For For For
III
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Spectrum Brands Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPB CUSIP 84790A105 07/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherianne James Mgmt For For For
2 Elect Norman S. Mgmt For For For
Matthews
3 Elect Joseph S. Mgmt For For For
Steinberg
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Fernando Aguirre Mgmt For For For
3 Elect Paget L. Alves Mgmt For For For
4 Elect Arthur W. Mgmt For For For
Coviello,
Jr.
5 Elect William W. Mgmt For For For
Graylin
6 Elect Roy A. Guthrie Mgmt For For For
7 Elect Richard C. Mgmt For For For
Hartnack
8 Elect Jeffrey G. Naylor Mgmt For For For
9 Elect Laurel J. Richie Mgmt For For For
10 Elect Olympia J. Snowe Mgmt For For For
11 Elect Ellen M. Zane Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Freeman A. Mgmt For For For
Hrabowski
III
5 Elect Robert F. Mgmt For For For
MacLellan
6 Elect Olympia J. Snowe Mgmt For For For
7 Elect Robert J. Stevens Mgmt For For For
8 Elect William J. Mgmt For For For
Stromberg
9 Elect Richard R. Verma Mgmt For For For
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Elect Alan D. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Proxy Voting
Practices
________________________________________________________________________________
The Stars Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TSGI CUSIP 85570W100 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Flutter Transaction Mgmt For For For
________________________________________________________________________________
Trinity Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRN CUSIP 896522109 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John L. Adams Mgmt For For For
1.2 Elect Brandon B. Boze Mgmt For For For
1.3 Elect John J. Diez Mgmt For For For
1.4 Elect Leldon E. Echols Mgmt For For For
1.5 Elect Charles W. Mgmt For For For
Matthews
1.6 Elect E. Jean Savage Mgmt For For For
1.7 Elect Dunia A. Shive Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Maria Teresa Mgmt For For For
Hilado
10 Elect Syed Jafry Mgmt For For For
11 Elect Michael W. Mgmt For For For
Michelson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : Sterling Capital SMID Opportunites Fund
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Tom Mgmt For For For
Killalea
1.2 Elect F. Thomson Mgmt For For For
Leighton
1.3 Elect Jonathan F. Mgmt For For For
Miller
1.4 Elect Monte Ford Mgmt For For For
1.5 Elect Madhu Ranganathan Mgmt For For For
1.6 Elect Frederic V. Mgmt For For For
Salerno
1.7 Elect Bernardus Mgmt For For For
Verwaayen
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/31/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
12 Increase Quarterly Mgmt For For For
Dividend
13 Accounts and Reports Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aptiv PLC
Ticker Security ID: Meeting Date Meeting Status
APTV CUSIP G6095L109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Clark Mgmt For For For
2 Elect Nancy E. Cooper Mgmt For For For
3 Elect Nicholas M. Mgmt For For For
Donofrio
4 Elect Rajiv L. Gupta Mgmt For For For
5 Elect Joseph L. Hooley Mgmt For For For
6 Elect Sean O. Mahoney Mgmt For For For
7 Elect Paul M. Meister Mgmt For For For
8 Elect Robert K. Ortberg Mgmt For For For
9 Elect Colin J. Parris Mgmt For For For
10 Elect Ana G. Pinczuk Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Zimmerman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aramark
Ticker Security ID: Meeting Date Meeting Status
ARMK CUSIP 03852U106 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Greg Creed Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Richard W. Mgmt For For For
Dreiling
5 Elect Irene M. Esteves Mgmt For For For
6 Elect Daniel J. Mgmt For For For
Heinrich
7 Elect Paul C. Hilal Mgmt For For For
8 Elect Karen M. King Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Arthur B. Mgmt For For For
Winkleblack
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
15 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
________________________________________________________________________________
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Hayes Mgmt For For For
1.2 Elect Cathy D. Ross Mgmt For For For
1.3 Elect Betty Sapp Mgmt For For For
1.4 Elect Stuart A. Mgmt For For For
Taylor,
II
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Black Knight, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 09215C105 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony M. Mgmt For For For
Jabbour
1.2 Elect Richard N. Massey Mgmt For Withhold Against
1.3 Elect John D. Rood Mgmt For For For
1.4 Elect Nancy L. Shanik Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Sona Chawla Mgmt For For For
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Shira D. Goodman Mgmt For Against Against
6 Elect Robert J. Hombach Mgmt For For For
7 Elect David W. Mgmt For For For
McCreight
8 Elect William D. Nash Mgmt For For For
9 Elect Mark F. O'Neil Mgmt For For For
10 Elect Pietro Satriano Mgmt For For For
11 Elect Marcella Shinder Mgmt For For For
12 Elect Mitchell D. Mgmt For For For
Steenrod
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
CDK Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael F. Mgmt For For For
Neidorff
2 Elect H. James Dallas Mgmt For For For
3 Elect Robert K. Ditmore Mgmt For For For
4 Elect Richard A. Mgmt For For For
Gephardt
5 Elect Lori J. Robinson Mgmt For For For
6 Elect William L. Mgmt For For For
Trubeck
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin R. Benante Mgmt For For For
2 Elect Donald G. Cook Mgmt For For For
3 Elect Michael Dinkins Mgmt For For For
4 Elect Ronald C. Lindsay Mgmt For For For
5 Elect Ellen McClain Mgmt For For For
6 Elect Charles G. Mgmt For For For
McClure,
Jr.
7 Elect Max H. Mitchell Mgmt For For For
8 Elect Jennifer M. Mgmt For For For
Pollino
9 Elect James L. L. Mgmt For For For
Tullis
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 01/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization and Mgmt For For For
Re-Domiciliation
2 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Jeffery W. Yabuki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect James C. Madden Mgmt For For For
3 Elect Ajay Agrawal Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Laura Conigliaro Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect Cecelia Morken Mgmt For For For
8 Elect Mark Nunnelly Mgmt For For For
9 Elect Mark Verdi Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Steve Downing Mgmt For For For
1.3 Elect Gary Goode Mgmt For For For
1.4 Elect James Hollars Mgmt For For For
1.5 Elect John Mulder Mgmt For For For
1.6 Elect Richard O. Schaum Mgmt For For For
1.7 Elect Kathleen Starkoff Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Thaddeus Mgmt For For For
Arroyo
2 Elect Robert H.B. Mgmt For Against Against
Baldwin,
Jr.
3 Elect John G. Bruno Mgmt For For For
4 Elect Kriss Cloninger Mgmt For For For
III
5 Elect William I. Jacobs Mgmt For For For
6 Elect Joia M. Johnson Mgmt For For For
7 Elect Ruth Ann Marshall Mgmt For For For
8 Elect Connie D. Mgmt For For For
McDaniel
9 Elect William B. Mgmt For For For
Plummer
10 Elect Jeffrey S. Sloan Mgmt For For For
11 Elect John T. Turner Mgmt For For For
12 Elect M. Troy Woods Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 08/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Declassification of Mgmt For For For
Board
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick L. Stanage Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Jeffrey C. Mgmt For For For
Campbell
4 Elect Cynthia M. Mgmt For For For
Egnotovich
5 Elect Thomas A. Gendron Mgmt For For For
6 Elect Jeffrey A. Graves Mgmt For For For
7 Elect Guy C. Hachey Mgmt For For For
8 Elect Catherine A. Mgmt For For For
Suever
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Mgmt For For For
MacMillan
1.2 Elect Sally Crawford Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Dockendorff
1.4 Elect Scott T. Garrett Mgmt For For For
1.5 Elect Ludwig N. Hantson Mgmt For For For
1.6 Elect Namal Nawana Mgmt For For For
1.7 Elect Christina Mgmt For For For
Stamoulis
1.8 Elect Amy M. Wendell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lydia I. Beebe Mgmt For For For
2 Elect Lu M. Cordova Mgmt For For For
3 Elect Robert J. Druten Mgmt For For For
4 Elect Antonio O. Mgmt For For For
Garza,
Jr.
5 Elect David Francisco Mgmt For For For
Garza-Santos
6 Elect Janet H. Kennedy Mgmt For For For
7 Elect Mitchell J. Krebs Mgmt For For For
8 Elect Henry J Maier Mgmt For For For
9 Elect Thomas A. Mgmt For For For
McDonnell
10 Elect Patrick J. Mgmt For For For
Ottensmeyer
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. E. Andrews Mgmt For For For
2 Elect Sallie B. Bailey Mgmt For For For
3 Elect Thomas D. Eckert Mgmt For For For
4 Elect Alfred E. Festa Mgmt For For For
5 Elect Manuel H. Johnson Mgmt For For For
6 Elect Alexandra A. Jung Mgmt For For For
7 Elect Mel Martinez Mgmt For For For
8 Elect William A. Moran Mgmt For Against Against
9 Elect David A. Preiser Mgmt For For For
10 Elect W. Grady Rosier Mgmt For For For
11 Elect Susan Williamson Mgmt For For For
Ross
12 Elect Dwight C. Schar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Parsley Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Matthew Gallagher Mgmt For For For
3 Elect Karen Hughes Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Premier, Inc.
Ticker Security ID: Meeting Date Meeting Status
PINC CUSIP 74051N102 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan D. DeVore Mgmt For For For
1.2 Elect Jody R. Davids Mgmt For For For
1.3 Elect Peter S. Fine Mgmt For For For
1.4 Elect David H. Mgmt For For For
Langstaff
1.5 Elect Marvin R. O'Quinn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Bruce D. Hoechner Mgmt For For For
1.3 Elect Carol R. Jensen Mgmt For For For
1.4 Elect Ganesh Moorthy Mgmt For For For
1.5 Elect Jeffrey J. Owens Mgmt For For For
1.6 Elect Helene Simonet Mgmt For For For
1.7 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul G. Child Mgmt For For For
2 Elect Mary Carter Mgmt For For For
Warren
Franke
3 Elect Earl A. Goode Mgmt For For For
4 Elect Marianne M. Keler Mgmt For For For
5 Elect Mark L. Lavelle Mgmt For For For
6 Elect Jim Matheson Mgmt For For For
7 Elect Frank C. Puleo Mgmt For For For
8 Elect Vivian C. Mgmt For For For
Schneck-Last
9 Elect William N. Mgmt For For For
Shiebler
10 Elect Robert S. Strong Mgmt For For For
11 Elect Jonathan W. Mgmt For For For
Witter
12 Elect Kirsten O. Mgmt For For For
Wolberg
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For For For
7 Elect Paul Viera Mgmt For For For
8 Elect Roland Hernandez Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Babich, Mgmt For For For
Jr.
2 Elect Gretchen R. Mgmt For For For
Haggerty
3 Elect Liam J. Kelly Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
UHS CUSIP 913903100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence S. Gibbs Mgmt For Withhold Against
2 Approval of the 2020 Mgmt For For For
Omnibus Stock
Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.2 Elect Edward E. Guillet Mgmt For For For
1.3 Elect Michael W. Harlan Mgmt For For For
1.4 Elect Larry S. Hughes Mgmt For For For
1.5 Elect Worthing F. Mgmt For For For
Jackman
1.6 Elect Elise L. Jordan Mgmt For For For
1.7 Elect Susan Lee Mgmt For For For
1.8 Elect William J. Mgmt For For For
Razzouk
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the 2020 Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect John R. Ciulla Mgmt For For For
3 Elect Elizabeth E. Mgmt For For For
Flynn
4 Elect E. Carol Hayles Mgmt For For For
5 Elect Linda H. Ianieri Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Lauren C. States Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL SPECIAL OPPORTUNITIES FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Tom Mgmt For For For
Killalea
1.2 Elect F. Thomson Mgmt For For For
Leighton
1.3 Elect Jonathan F. Mgmt For For For
Miller
1.4 Elect Monte Ford Mgmt For For For
1.5 Elect Madhu Ranganathan Mgmt For For For
1.6 Elect Frederic V. Mgmt For For For
Salerno
1.7 Elect Bernardus Mgmt For For For
Verwaayen
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Aptiv PLC
Ticker Security ID: Meeting Date Meeting Status
APTV CUSIP G6095L109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Clark Mgmt For For For
2 Elect Nancy E. Cooper Mgmt For For For
3 Elect Nicholas M. Mgmt For For For
Donofrio
4 Elect Rajiv L. Gupta Mgmt For For For
5 Elect Joseph L. Hooley Mgmt For For For
6 Elect Sean O. Mahoney Mgmt For For For
7 Elect Paul M. Meister Mgmt For For For
8 Elect Robert K. Ortberg Mgmt For For For
9 Elect Colin J. Parris Mgmt For For For
10 Elect Ana G. Pinczuk Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Zimmerman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Stephen P. Mgmt For For For
MacMillan
7 Elect Michael F. Mgmt For For For
Mahoney
8 Elect David J. Roux Mgmt For For For
9 Elect John E. Sununu Mgmt For For For
10 Elect Ellen M. Zane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Michael W. Bonney Mgmt For Against Against
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Julia A. Haller Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels,
II
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Elect Phyllis R. Yale Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Aparna Mgmt For For For
Chennapragada
3 Elect Ann Fritz Hackett Mgmt For For For
4 Elect Peter Tom Mgmt For For For
Killalea
5 Elect Eli Leenaars Mgmt For For For
6 Elect Pierre E. Leroy Mgmt For For For
7 Elect Francois Mgmt For For For
Locoh-Donou
8 Elect Peter E. Raskind Mgmt For For For
9 Elect Eileen Serra Mgmt For For For
10 Elect Mayo A. Shattuck Mgmt For For For
III
11 Elect Bradford H. Mgmt For For For
Warner
12 Elect Catherine G. West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Permit Shareholders to Mgmt For For For
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
CDK Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Mgmt For For For
Gerberding
2 Elect Brent Shafer Mgmt For For For
3 Elect William D. Mgmt For For For
Zollars
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to the Mgmt For For For
Advance Notice
Provisions
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For For For
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Carol B. Tome Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Stock Option
Plan
4 Amendment to the 2002 Mgmt For For For
Restricted Stock
Plan
5 Advisory vote on Mgmt For For For
executive
compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda P. Hefner Mgmt For For For
Filler
2 Elect Thomas P. Joyce, Mgmt For For For
Jr.
3 Elect Teri List-Stoll Mgmt For For For
4 Elect Walter G. Lohr, Mgmt For For For
Jr.
5 Elect Jessica L. Mega Mgmt For For For
6 Elect Pardis C. Sabeti Mgmt For For For
7 Elect Mitchell P. Rales Mgmt For For For
8 Elect Steven M. Rales Mgmt For For For
9 Elect John T. Mgmt For For For
Schwieters
10 Elect Alan G. Spoon Mgmt For For For
11 Elect Raymond C. Mgmt For For For
Stevens
12 Elect Elias A. Zerhouni Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Edwardson Mgmt For For For
2 Elect Marvin R. Ellison Mgmt For For For
3 Elect Susan Patricia Mgmt For For For
Griffith
4 Elect John Chris Inglis Mgmt For For For
5 Elect Kimberly A. Jabal Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Jeffery W. Yabuki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Sandra J. Horning Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish Manwani Mgmt For For For
6 Elect Daniel P. O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Per Wold-Olsen Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Adoption of Right to Mgmt For For For
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Mgmt For For For
MacMillan
1.2 Elect Sally Crawford Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Dockendorff
1.4 Elect Scott T. Garrett Mgmt For For For
1.5 Elect Ludwig N. Hantson Mgmt For For For
1.6 Elect Namal Nawana Mgmt For For For
1.7 Elect Christina Mgmt For For For
Stamoulis
1.8 Elect Amy M. Wendell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eve Burton Mgmt For For For
2 Elect Scott D. Cook Mgmt For For For
3 Elect Richard Dalzell Mgmt For For For
4 Elect Sasan Goodarzi Mgmt For For For
5 Elect Deborah Liu Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Brad D. Smith Mgmt For For For
9 Elect Thomas J. Szkutak Mgmt For For For
10 Elect Raul Vazquez Mgmt For For For
11 Elect Jeff Weiner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Adoption of
Mandatory Arbitration
Bylaw
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick Beckwitt Mgmt For For For
2 Elect Irving Bolotin Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Elect Scott D. Stowell Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Kurt Sievers Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Kenneth A. Mgmt For For For
Goldman
6 Elect Josef Kaeser Mgmt For Against Against
7 Elect Lena Olving Mgmt For For For
8 Elect Peter Smitham Mgmt For For For
9 Elect Julie Southern Mgmt For For For
10 Elect Jasmin Staiblin Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Elect Karl-Henrik Mgmt For For For
Sundstrom
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For For For
Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Cancel Mgmt For For For
Repurchased
Shares
17 Appointment of Auditor Mgmt For For For
18 Committee Fees Mgmt For For For
19 Amendment to Articles Mgmt For For For
Regarding
Quorum
20 Advisory Vote on Mgmt For For For
Executive
Compensation
21 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William S. Haraf Mgmt For For For
2 Elect Frank C. Mgmt For For For
Herringer
3 Elect Roger O. Walther Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
7 Adoption of Proxy Mgmt For For For
Access
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Pay Data
Reporting
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 06/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Authorization of Mgmt For For For
Non-Voting Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard T. Burke Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Stephen J. Mgmt For For For
Hemsley
4 Elect Michele J. Hooper Mgmt For For For
5 Elect F. William Mgmt For For For
McNabb,
III
6 Elect Valerie C. Mgmt For For For
Montgomery
Rice
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect David S. Wichmann Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Verisk Analytics, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSK CUSIP 92345Y106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher M. Mgmt For For For
Foskett
2 Elect David B. Wright Mgmt For For For
3 Elect Annell R. Bay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON MID CAP VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl H. Lindner, Mgmt For For For
III
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect Kenneth C. Mgmt For For For
Ambrecht
1.4 Elect John B. Berding Mgmt For For For
1.5 Elect Joseph E. Mgmt For Withhold Against
Consolino
1.6 Elect Virginia C. Mgmt For For For
Drosos
1.7 Elect James E. Evans Mgmt For For For
1.8 Elect Terry S. Jacobs Mgmt For For For
1.9 Elect Gregory G. Joseph Mgmt For For For
1.10 Elect Mary Beth Martin Mgmt For For For
1.11 Elect William W. Verity Mgmt For For For
1.12 Elect John I. Von Mgmt For For For
Lehman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect Michelle M. Mgmt For For For
MacKay
7 Elect David J. Mgmt For For For
Neithercut
8 Elect Mark R. Patterson Mgmt For Against Against
9 Elect Andrew Power Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Jeffrey Noddle Mgmt For For For
6 Elect Robert F. Mgmt For For For
Sharpe,
Jr.
7 Elect Brian T. Shea Mgmt For For For
8 Elect W. Edward Walter Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mark J. Mgmt For Against Against
Barrenechea
5 Elect Mitchell R. Mgmt For For For
Butier
6 Elect Ken C. Hicks Mgmt For For For
7 Elect Andres A. Lopez Mgmt For For For
8 Elect Patrick T. Mgmt For For For
Siewert
9 Elect Julia A. Stewart Mgmt For For For
10 Elect Martha N. Mgmt For For For
Sullivan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine M. Mgmt For For For
Burzik
2 Elect R. Andrew Eckert Mgmt For For For
3 Elect Vincent A. Mgmt For For For
Forlenza
4 Elect Claire M. Fraser Mgmt For For For
5 Elect Jeffrey W. Mgmt For For For
Henderson
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect David F. Melcher Mgmt For For For
9 Elect Thomas E. Polen Mgmt For For For
10 Elect Claire Pomeroy Mgmt For For For
11 Elect Rebecca W. Rimel Mgmt For For For
12 Elect Timothy M. Ring Mgmt For For For
13 Elect Bertram L. Scott Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2004 Mgmt For For For
Employee and Director
Equity-Based
Compensation
Plan
17 Approval of French Mgmt For For For
Addendum to 2004
Employee and Director
Equity-Based
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Berry Global Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
BERY CUSIP 08579W103 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Evan Bayh Mgmt For For For
2 Elect Jonathan F. Mgmt For For For
Foster
3 Elect Idalene F. Kesner Mgmt For For For
4 Elect Carl J. Mgmt For For For
Rickertsen
5 Elect Ronald S. Rolfe Mgmt For For For
6 Elect Thomas E. Salmon Mgmt For For For
7 Elect Paula A. Sneed Mgmt For For For
8 Elect Robert A. Steele Mgmt For For For
9 Elect Stephen E. Mgmt For For For
Sterrett
10 Elect Scott B. Ullem Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Callon Petroleum Company
Ticker Security ID: Meeting Date Meeting Status
CPE CUSIP 13123X102 12/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Carrizo Mgmt For Against Against
2 Issuance of Shares for Mgmt For Against Against
Merger
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Advisory Vote on Mgmt For For For
Golden Parachutes
(Withdrawn)
5 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Ostrander
3 Elect Jesse G. Singh Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Judy A. Schmeling Mgmt For For For
3 Elect Allison M. Wing Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment Regarding Mgmt For For For
Board
Size
________________________________________________________________________________
CDW Corporation
Ticker Security ID: Meeting Date Meeting Status
CDW CUSIP 12514G108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven W. Alesio Mgmt For For For
2 Elect Barry K. Allen Mgmt For For For
3 Elect Lynda M. Clarizio Mgmt For For For
4 Elect Christine A. Mgmt For For For
Leahy
5 Elect David W. Nelms Mgmt For For For
6 Elect Joseph R. Swedish Mgmt For For For
7 Elect Donna F. Zarcone Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Ferdman Mgmt For For For
1.2 Elect John W. Gamble, Mgmt For For For
Jr
1.3 Elect Michael A. Klayko Mgmt For Withhold Against
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
1.6 Elect William E. Mgmt For For For
Sullivan
1.7 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 02/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance Mgmt For For For
Pursuant to
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect Michael A. Coke Mgmt For For For
4 Elect VeraLinn Jamieson Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect William G. Mgmt For For For
LaPerch
7 Elect Jean F.H.P. Mgmt For For For
Mandeville
8 Elect Afshin Mohebbi Mgmt For For For
9 Elect Mark R. Patterson Mgmt For For For
10 Elect Mary Hogan Mgmt For For For
Preusse
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Molly Campbell Mgmt For For For
2 Elect Iris S. Chan Mgmt For For For
3 Elect Archana Deskus Mgmt For For For
4 Elect Rudolph I. Mgmt For For For
Estrada
5 Elect Paul H. Irving Mgmt For For For
6 Elect Jack C. Liu Mgmt For For For
7 Elect Dominic Ng Mgmt For For For
8 Elect Lester M. Sussman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. Pike Aloian Mgmt For For For
2 Elect H.C. Bailey, Jr. Mgmt For For For
3 Elect H. Eric Bolton, Mgmt For For For
Jr.
4 Elect Donald F. Mgmt For For For
Colleran
5 Elect Hayden C. Eaves, Mgmt For For For
III
6 Elect David H. Hoster Mgmt For For For
II
7 Elect Marshall A. Loeb Mgmt For For For
8 Elect Mary E. McCormick Mgmt For For For
9 Elect Leland R. Speed Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Mgmt For For For
Herbert,
II
2 Elect Katherine Mgmt For For For
August-deWilde
3 Elect Hafize Gaye Erkan Mgmt For For For
4 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
5 Elect Boris Groysberg Mgmt For For For
6 Elect Sandra R. Mgmt For For For
Hernandez,
M.D.
7 Elect Pamela J. Joyner Mgmt For For For
8 Elect Reynold Levy Mgmt For For For
9 Elect Duncan L. Mgmt For For For
Niederauer
10 Elect George G. C. Mgmt For For For
Parker
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2017 Mgmt For For For
Omnibus Award
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Jeffery W. Yabuki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Globe Life Inc.
Ticker Security ID: Meeting Date Meeting Status
GL CUSIP 37959E102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Adair Mgmt For For For
2 Elect Linda L. Addison Mgmt For For For
3 Elect Marilyn A. Mgmt For For For
Alexander
4 Elect Cheryl D. Alston Mgmt For For For
5 Elect Jane M. Buchan Mgmt For For For
6 Elect Gary L. Coleman Mgmt For For For
7 Elect Larry M. Mgmt For For For
Hutchison
8 Elect Robert W. Ingram Mgmt For For For
9 Elect Steven P. Johnson Mgmt For For For
10 Elect Darren M. Rebelez Mgmt For For For
11 Elect Mary E. Thigpen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HD Supply Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDS CUSIP 40416M105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen J. Mgmt For For For
Affeldt
1.2 Elect Joseph J. Mgmt For For For
DeAngelo
1.3 Elect Peter A. Dorsman Mgmt For For For
1.4 Elect Stephen J. Mgmt For For For
konenkamp
1.5 Elect Patrick R. Mgmt For For For
McNamee
1.6 Elect Scott Ostfeld Mgmt For For For
1.7 Elect Charles W. Peffer Mgmt For For For
1.8 Elect James A. Rubright Mgmt For For For
1.9 Elect Lauren Taylor Mgmt For For For
Wolfe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David J. Hartzell Mgmt For For For
1.6 Elect Sherry A. Kellett Mgmt For For For
1.7 Elect Theodore J. Mgmt For For For
Klinck
1.8 Elect Anne H. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Richard B. Fried Mgmt For For For
4 Elect Jonathan M. Mgmt For For For
Glaser
5 Elect Robert L. Harris Mgmt For Against Against
6 Elect Christy Haubegger Mgmt For For For
7 Elect Mark D. Linehan Mgmt For For For
8 Elect Robert M. Moran Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Alanna Y. Cotton Mgmt For For For
1.3 Elect Ann B. Crane Mgmt For For For
1.4 Elect Robert S. Cubbin Mgmt For For For
1.5 Elect Steven G. Elliott Mgmt For For For
1.6 Elect Gina D. France Mgmt For For For
1.7 Elect J. Michael Mgmt For For For
Hochschwender
1.8 Elect John Chris Inglis Mgmt For For For
1.9 Elect Katherine M.A. Mgmt For For For
Kline
1.10 Elect Richard W. Neu Mgmt For For For
1.11 Elect Kenneth J. Phelan Mgmt For For For
1.12 Elect David L. Porteous Mgmt For For For
1.13 Elect Stephen D. Mgmt For For For
Steinour
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Climax Mgmt For For For
2 Elect Steve Cutler Mgmt For For For
3 Elect William Hall Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
9 Authority to Mgmt For For For
Repurchase
Shares
10 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Gary M. Crosby Mgmt For For For
3 Elect Alexander M. Mgmt For For For
Cutler
4 Elect H. James Dallas Mgmt For For For
5 Elect Elizabeth R. Gile Mgmt For For For
6 Elect Ruth Ann M. Mgmt For For For
Gillis
7 Elect Christopher M. Mgmt For For For
Gorman
8 Elect Carlton L. Mgmt For For For
Highsmith
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Kristen L. Manos Mgmt For For For
11 Elect Barbara R. Snyder Mgmt For For For
12 Elect David K. Wilson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Andre J. Hawaux Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Hala G. Moddelmog Mgmt For For For
7 Elect Maria Renna Mgmt For For For
Sharpe
8 Elect Thomas P. Werner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Pesticide
Reporting
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Mary S. Chan Mgmt For For For
1.4 Elect V. Peter Harder Mgmt For For For
1.5 Elect Kurt J. Lauk Mgmt For For For
1.6 Elect Robert F. Mgmt For For For
MacLellan
1.7 Elect Cynthia A. Mgmt For For For
Niekamp
1.8 Elect William A. Ruh Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect Donald J. Walker Mgmt For For For
1.11 Elect Lisa S. Westlake Mgmt For For For
1.12 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernst N. Csiszar Mgmt For For For
1.2 Elect Julia L. Johnson Mgmt For For For
1.3 Elect Jorge Mas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medpace Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEDP CUSIP 58506Q109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian T. Carley Mgmt For For For
1.2 Elect Thomas C. King Mgmt For For For
1.3 Elect Robert O. Kraft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Eric Bolton, Mgmt For For For
Jr.
2 Elect Russell R. French Mgmt For For For
3 Elect Alan B. Graf, Jr. Mgmt For For For
4 Elect Toni Jennings Mgmt For For For
5 Elect James K. Lowder Mgmt For For For
6 Elect Thomas H. Lowder Mgmt For For For
7 Elect Monica McGurk Mgmt For For For
8 Elect Claude B. Nielsen Mgmt For For For
9 Elect Philip W. Norwood Mgmt For For For
10 Elect W. Reid Sanders Mgmt For For For
11 Elect Gary Shorb Mgmt For For For
12 Elect David P. Stockert Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Performance Food Group Company
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Arthur B. Mgmt For Abstain Against
Winkleblack
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
7 Charter Amendment Mgmt For For For
Regarding Elimination
of Supermajority
Requirement
8 Charter Amendment to Mgmt For For For
Adopt Shareholder
Right to Call a
Special
Meeting
________________________________________________________________________________
Perkinelmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Barrett Mgmt For For For
2 Elect Samuel R. Chapin Mgmt For For For
3 Elect Sylvie Gregoire Mgmt For For For
4 Elect Alexis P. Michas Mgmt For For For
5 Elect Pralad Singh Mgmt For For For
6 Elect Michel Vounatsos Mgmt For For For
7 Elect Frank Witney Mgmt For For For
8 Elect Pascale Witz Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Mgmt For For For
Holley,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Alan S. Batey Mgmt For For For
3 Elect Kevin L. Beebe Mgmt For For For
4 Elect Timothy R. Furey Mgmt For For For
5 Elect Liam K. Griffin Mgmt For For For
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Elect Kimberly S. Mgmt For For For
Stevenson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Approval of a
Merger or
Consolidation,
Disposition of All or
Substantially All
Assets, or
Substantial Issuance
of
Securities
14 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Approval of Business
Combination with Any
Related
Person
15 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Amendment of Charter
Provisions Governing
Directors
16 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Amendment of the
Charter Provision
Governing Action by
Shareholders
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Southwest Gas Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Mgmt For For For
Boughner
1.2 Elect Jose A. Cardenas Mgmt For For For
1.3 Elect Stephen C. Comer Mgmt For For For
1.4 Elect John P. Hester Mgmt For For For
1.5 Elect Jane Mgmt For For For
Lewis-Raymond
1.6 Elect Anne L. Mariucci Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Melarkey
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Thomas A. Thomas Mgmt For For For
1.10 Elect Leslie T. Mgmt For For For
Thornton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For For For
7 Elect Paul Viera Mgmt For For For
8 Elect Roland Hernandez Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jane D. Carlin Mgmt For For For
2 Elect Daniel T. Henry Mgmt For For For
3 Elect Wendell J. Knox Mgmt For For For
4 Elect Kathleen S. Lane Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Jim P. Manzi Mgmt For For For
8 Elect James C. Mullen Mgmt For For For
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Debora L. Spar Mgmt For For For
11 Elect Scott M. Sperling Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Shawn Bort Mgmt For For For
2 Elect Theodore A. Dosch Mgmt For For For
3 Elect Alan N. Harris Mgmt For For For
4 Elect Frank S. Hermance Mgmt For For For
5 Elect William J. Mgmt For For For
Marrazzo
6 Elect Kelly A. Romano Mgmt For For For
7 Elect Marvin O. Mgmt For For For
Schlanger
8 Elect James B. Mgmt For For For
Stallings,
Jr.
9 Elect Richard Turner Mgmt For For For
10 Elect John L. Walsh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Permit Shareholders to Mgmt For For For
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
US Foods Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
USFD CUSIP 912008109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Court D. Mgmt For For For
Carruthers
2 Elect David M. Tehle Mgmt For For For
3 Elect Ann E. Ziegler Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westlake Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
WLK CUSIP 960413102 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marius A. Haas Mgmt For Withhold Against
1.2 Elect Dorothy C. Mgmt For For For
Jenkins
1.3 Elect Kimberly S. Lubel Mgmt For For For
1.4 Elect Jeffrey W. Sheets Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Crist Mgmt For For For
2 Elect Bruce K. Crowther Mgmt For For For
3 Elect William J. Doyle Mgmt For For For
4 Elect Marla F. Glabe Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Scott K. Heitmann Mgmt For For For
7 Elect Deborah L. Hall Mgmt For For For
Lefevre
8 Elect Christopher J. Mgmt For For For
Perry
9 Elect Ingrid S. Mgmt For For For
Stafford
10 Elect Gary D. Sweeney Mgmt For For For
11 Elect Karin Gustafson Mgmt For For For
Teglia
12 Elect Alex E. Mgmt For For For
Washington,
III
13 Elect Edward J. Wehmer Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Maria Teresa Mgmt For For For
Hilado
10 Elect Syed Jafry Mgmt For For For
11 Elect Michael W. Mgmt For For For
Michelson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON REAL ESTATE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Alexander & Baldwin, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Benjamin
2 Elect Robert S. Mgmt For Abstain Against
Harrison
3 Elect Stanley M. Mgmt For For For
Kuriyama
4 Elect Diana M. Laing Mgmt For For For
5 Elect Thomas A. Lewis Mgmt For For For
Jr.
6 Elect Douglas M. Mgmt For For For
Pasquale
7 Elect Michele K. Saito Mgmt For For For
8 Elect Eric K. Yeaman Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joel S. Marcus Mgmt For For For
2 Elect Steven R. Hash Mgmt For For For
3 Elect John L. Atkins, Mgmt For For For
III
4 Elect James P. Cain Mgmt For For For
5 Elect Maria C. Freire Mgmt For For For
6 Elect Jennifer Friel Mgmt For For For
Goldstein
7 Elect Richard H. Klein Mgmt For For For
8 Elect James H. Mgmt For For For
Richardson
9 Elect Michael A. Mgmt For For For
Woronoff
10 Amendment to the 1997 Mgmt For For For
Stock Award and
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect Cydney C. Donnell Mgmt For For For
4 Elect Mary Egan Mgmt For For For
5 Elect Edward Lowenthal Mgmt For For For
6 Elect Oliver Luck Mgmt For For For
7 Elect C. Patrick Oles Mgmt For For For
Jr.
8 Elect John T. Rippel Mgmt For For For
9 Elect Carla Pineyro Mgmt For For For
Sublett
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Bartlett Mgmt For For For
2 Elect Raymond P. Dolan Mgmt For For For
3 Elect Robert D. Hormats Mgmt For For For
4 Elect Gustavo Lara Mgmt For For For
Cantu
5 Elect Grace D. Lieblein Mgmt For For For
6 Elect Craig Macnab Mgmt For For For
7 Elect JoAnn A. Reed Mgmt For For For
8 Elect Pamela D.A. Reeve Mgmt For For For
9 Elect David E. Sharbutt Mgmt For For For
10 Elect Bruce L. Tanner Mgmt For For For
11 Elect Samme L. Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect Michelle M. Mgmt For For For
MacKay
7 Elect David J. Mgmt For For For
Neithercut
8 Elect Mark R. Patterson Mgmt For Against Against
9 Elect Andrew Power Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R754 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry Considine Mgmt For For For
2 Elect Thomas L. Keltner Mgmt For For For
3 Elect Robert A. Miller Mgmt For For For
4 Elect Devin I. Murphy Mgmt For For For
5 Elect Kathleen M. Mgmt For For For
Nelson
6 Elect John D. Rayis Mgmt For For For
7 Elect Ann Sperling Mgmt For For For
8 Elect Michael A. Stein Mgmt For For For
9 Elect Nina A. Tran Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Cousins Properties Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUZ CUSIP 222795502 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles T. Mgmt For For For
Cannada
2 Elect Robert M. Chapman Mgmt For For For
3 Elect M. Colin Connolly Mgmt For For For
4 Elect Scott W. Fordham Mgmt For For For
5 Elect Lillian C. Mgmt For For For
Giornelli
6 Elect R. Kent Griffin Mgmt For For For
Jr.
7 Elect Donna W. Hyland Mgmt For For For
8 Elect R. Dary Stone Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Mgmt For For For
Garrison
II
6 Elect Andrea J. Mgmt For For For
Goldsmith
7 Elect Lee W. Hogan Mgmt For For For
8 Elect Edward C. Mgmt For For For
Hutcheson,
Jr.
9 Elect J. Landis Martin Mgmt For For For
10 Elect Robert F. Mgmt For For For
McKenzie
11 Elect Anthony J. Melone Mgmt For For For
12 Elect W. Benjamin Mgmt For For For
Moreland
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CubeSmart
Ticker Security ID: Meeting Date Meeting Status
CUBE CUSIP 229663109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Piero Bussani Mgmt For For For
1.2 Elect Dorothy Dowling Mgmt For For For
1.3 Elect John W. Fain Mgmt For For For
1.4 Elect Marianne M. Keler Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Marr
1.6 Elect Deborah Ratner Mgmt For For For
Salzberg
1.7 Elect John F. Remondi Mgmt For For For
1.8 Elect Jeffrey F. Rogatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Ferdman Mgmt For For For
1.2 Elect John W. Gamble, Mgmt For For For
Jr
1.3 Elect Michael A. Klayko Mgmt For Withhold Against
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
1.6 Elect William E. Mgmt For For For
Sullivan
1.7 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 02/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance Mgmt For For For
Pursuant to
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect Michael A. Coke Mgmt For For For
4 Elect VeraLinn Jamieson Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect William G. Mgmt For For For
LaPerch
7 Elect Jean F.H.P. Mgmt For For For
Mandeville
8 Elect Afshin Mohebbi Mgmt For For For
9 Elect Mark R. Patterson Mgmt For For For
10 Elect Mary Hogan Mgmt For For For
Preusse
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. Pike Aloian Mgmt For For For
2 Elect H.C. Bailey, Jr. Mgmt For For For
3 Elect H. Eric Bolton, Mgmt For For For
Jr.
4 Elect Donald F. Mgmt For For For
Colleran
5 Elect Hayden C. Eaves, Mgmt For For For
III
6 Elect David H. Hoster Mgmt For For For
II
7 Elect Marshall A. Loeb Mgmt For For For
8 Elect Mary E. McCormick Mgmt For For For
9 Elect Leland R. Speed Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equinix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQIX CUSIP 29444U700 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Bartlett Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Adaire Fox-Martin Mgmt For For For
1.4 Elect Gary F. Hromadko Mgmt For For For
1.5 Elect William Luby Mgmt For For For
1.6 Elect Irving F. Lyons, Mgmt For For For
III
1.7 Elect Charles Meyers Mgmt For For For
1.8 Elect Christopher B. Mgmt For For For
Paisley
1.9 Elect Sandra Rivera Mgmt For For For
1.10 Elect Peter F. Van Camp Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Equity LifeStyle Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELS CUSIP 29472R108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Mgmt For For For
Berkenfield
1.2 Elect Philip C. Calian Mgmt For For For
1.3 Elect David J. Contis Mgmt For For For
1.4 Elect Constance Mgmt For For For
Freedman
1.5 Elect Thomas P. Mgmt For For For
Heneghan
1.6 Elect Tao Huang Mgmt For For For
1.7 Elect Marguerite Nader Mgmt For For For
1.8 Elect Scott R. Peppet Mgmt For For For
1.9 Elect Sheli Z. Mgmt For For For
Rosenberg
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Essential Properties Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPRT CUSIP 29670E107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Bossidy Mgmt For For For
1.2 Elect Joyce DeLucca Mgmt For For For
1.3 Elect Anthony K. Dobkin Mgmt For For For
1.4 Elect Scott A. Estes Mgmt For For For
1.5 Elect Peter M. Mavoides Mgmt For For For
1.6 Elect Lawrence J. Mgmt For For For
Minich
1.7 Elect Heather Neary Mgmt For For For
1.8 Elect Stephen D. Sautel Mgmt For For For
1.9 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Guericke Mgmt For For For
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Amal M. Johnson Mgmt For For For
1.4 Elect Mary Kasaris Mgmt For For For
1.5 Elect Irving F. Lyons, Mgmt For For For
III
1.6 Elect George M. Marcus Mgmt For For For
1.7 Elect Thomas E. Mgmt For For For
Robinson
1.8 Elect Michael J. Schall Mgmt For For For
1.9 Elect Byron A. Mgmt For For For
Scordelis
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect Bruce W. Duncan Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Denise A. Olsen Mgmt For For For
7 Elect John Rau Mgmt For For For
8 Elect Leonard Peter Mgmt For For For
Sharpe
9 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Healthcare Trust of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTA CUSIP 42225P501 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Peters Mgmt For For For
2 Elect W. Bradley Mgmt For For For
Blair,
II
3 Elect Vicki U. Booth Mgmt For For For
4 Elect Maurice J. DeWald Mgmt For For For
5 Elect Warren D. Fix Mgmt For For For
6 Elect Peter N. Foss Mgmt For For For
7 Elect Daniel S. Henson Mgmt For For For
8 Elect Larry L. Mathis Mgmt For For For
9 Elect Gary T. Wescombe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David J. Hartzell Mgmt For For For
1.6 Elect Sherry A. Kellett Mgmt For For For
1.7 Elect Theodore J. Mgmt For For For
Klinck
1.8 Elect Anne H. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Richard B. Fried Mgmt For For For
4 Elect Jonathan M. Mgmt For For For
Glaser
5 Elect Robert L. Harris Mgmt For Against Against
6 Elect Christy Haubegger Mgmt For For For
7 Elect Mark D. Linehan Mgmt For For For
8 Elect Robert M. Moran Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invitation Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
INVH CUSIP 46187W107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Dallas B. Tanner Mgmt For For For
1.3 Elect Jana Cohen Barbe Mgmt For For For
1.4 Elect Richard D. Mgmt For For For
Bronson
1.5 Elect Michael D. Mgmt For For For
Fascitelli
1.6 Elect Jeffrey E. Kelter Mgmt For For For
1.7 Elect Joseph D. Mgmt For For For
Margolis
1.8 Elect John B. Rhea Mgmt For For For
1.9 Elect J. Heidi Roizen Mgmt For For For
1.10 Elect Janice L. Sears Mgmt For For For
1.11 Elect William J. Stein Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LPT CUSIP 531172104 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Barberio Mgmt For For For
1.2 Elect Joseph V. Saffire Mgmt For For For
1.3 Elect Charles E. Lannon Mgmt For For For
1.4 Elect Stephen R. Mgmt For For For
Rusmisel
1.5 Elect Arthur L. Mgmt For For For
Havener,
Jr.
1.6 Elect Dana Hamilton Mgmt For For For
1.7 Elect Edward J. Mgmt For For For
Pettinella
1.8 Elect David L. Rogers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Outside Directors'
Stock Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J.W. Marriott, Mgmt For For For
Jr.
2 Elect Bruce W. Duncan Mgmt For For For
3 Elect Deborah Marriott Mgmt For For For
Harrison
4 Elect Frederick A. Mgmt For For For
Henderson
5 Elect Eric Hippeau Mgmt For For For
6 Elect Lawrence W. Mgmt For Against Against
Kellner
7 Elect Debra L. Lee Mgmt For For For
8 Elect Aylwin B. Lewis Mgmt For For For
9 Elect Margaret M. Mgmt For For For
McCarthy
10 Elect George Munoz Mgmt For For For
11 Elect Susan C. Schwab Mgmt For For For
12 Elect Arne M. Sorenson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGM Growth Properties LLC
Ticker Security ID: Meeting Date Meeting Status
MGP CUSIP 55303A105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul J. Salem Mgmt For For For
2 Elect Michael Reitbrock Mgmt For For For
3 Elect Thomas A. Roberts Mgmt For For For
4 Elect Daniel J. Taylor Mgmt For For For
5 Elect Corey Sanders Mgmt For For For
6 Elect John M. McManus Mgmt For For For
7 Elect Robert Smith Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Eric Bolton, Mgmt For For For
Jr.
2 Elect Russell R. French Mgmt For For For
3 Elect Alan B. Graf, Jr. Mgmt For For For
4 Elect Toni Jennings Mgmt For For For
5 Elect James K. Lowder Mgmt For For For
6 Elect Thomas H. Lowder Mgmt For For For
7 Elect Monica McGurk Mgmt For For For
8 Elect Claude B. Nielsen Mgmt For For For
9 Elect Philip W. Norwood Mgmt For For For
10 Elect W. Reid Sanders Mgmt For For For
11 Elect Gary Shorb Mgmt For For For
12 Elect David P. Stockert Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela K. M. Mgmt For For For
Beall
1.2 Elect Steven Cosler Mgmt For For For
1.3 Elect Don DeFosset, Jr. Mgmt For For For
1.4 Elect David M. Fick Mgmt For For For
1.5 Elect Edward J. Fritsch Mgmt For For For
1.6 Elect Kevin B. Habicht Mgmt For Withhold Against
1.7 Elect Betsy D. Holden Mgmt For For For
1.8 Elect Julian E. Mgmt For For For
Whitehurst
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PotlatchDeltic Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda M. Breard Mgmt For For For
2 Elect Lawrence S. Mgmt For For For
Peiros
3 Elect Eric J. Cremers Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect Cristina G. Bita Mgmt For For For
3 Elect George L. Mgmt For For For
Fotiades
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect Irving F. Lyons, Mgmt For For For
III
6 Elect Avid Modjtabai Mgmt For For For
7 Elect David P. O'Connor Mgmt For For For
8 Elect Olivier Piani Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Skelton
10 Elect Carl B. Webb Mgmt For For For
11 Elect William D. Mgmt For For For
Zollars
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 2020 Long Term Mgmt For For For
Incentive
Plan
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Opportunity Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
ROIC CUSIP 76131N101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Baker Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Indiveri
1.3 Elect Edward H. Meyer Mgmt For Withhold Against
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Mgmt For For For
Persico
1.6 Elect Laura H. Mgmt For For For
Pomerantz
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Robert G. Gifford Mgmt For For For
4 Elect Gerald M. Gorski Mgmt For For For
5 Elect Steven P. Grimes Mgmt For For For
6 Elect Richard P. Mgmt For For For
Imperiale
7 Elect Peter L. Lynch Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Sargeant
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78410G104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. Mgmt For For For
Bernstein
2 Elect Duncan H. Cocroft Mgmt For For For
3 Elect Fidelma Russo Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Performance and
Equity Incentive
Plan
________________________________________________________________________________
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glyn F. Aeppel Mgmt For For For
2 Elect Larry C. Mgmt For For For
Glasscock
3 Elect Karen N. Horn Mgmt For For For
4 Elect Allan B. Hubbard Mgmt For For For
5 Elect Reuben S. Mgmt For For For
Leibowitz
6 Elect Gary M. Rodkin Mgmt For For For
7 Elect Stefan M. Selig Mgmt For For For
8 Elect Daniel C. Smith Mgmt For For For
9 Elect J. Albert Smith, Mgmt For For For
Jr.
10 Elect Marta R. Stewart Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UDR, Inc.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine A. Mgmt For For For
Cattanach
2 Elect Jon A. Grove Mgmt For For For
3 Elect Mary Ann King Mgmt For For For
4 Elect James D. Mgmt For For For
Klingbeil
5 Elect Clint D. Mgmt For For For
McDonnough
6 Elect Robert A. Mgmt For For For
McNamara
7 Elect Mark R. Patterson Mgmt For For For
8 Elect Thomas W. Toomey Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Elect Melody C. Barnes Mgmt For For For
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Roxanne M. Mgmt For For For
Martino
8 Elect Sean Nolan Mgmt For For For
9 Elect Walter C. Mgmt For For For
Rakowich
10 Elect Robert D. Reed Mgmt For For For
11 Elect James D. Shelton Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Welltower Inc.
Ticker Security ID: Meeting Date Meeting Status
WELL CUSIP 95040Q104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth J. Bacon Mgmt For For For
2 Elect Thomas J. DeRosa Mgmt For For For
3 Elect Karen B. DeSalvo Mgmt For For For
4 Elect Jeffrey H. Mgmt For For For
Donahue
5 Elect Sharon M. Oster Mgmt For For For
6 Elect Sergio D. Rivera Mgmt For For For
7 Elect Johnese M. Spisso Mgmt For For For
8 Elect Kathryn M. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Sterling Capital Funds
Fund Name : STERLING CAPITAL STRATTON SMALL CAP VALUE FUND
Date of fiscal year end: 09/30
In all markets, for all statuses, for
Key-
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Glenn Earle Mgmt For For For
4 Elect Sean M. Healey Mgmt For For For
5 Elect Jay C. Horgen Mgmt For For For
6 Elect Reuben Jeffery Mgmt For For For
III
7 Elect Tracy P. Mgmt For For For
Palandjian
8 Elect Patrick T. Ryan Mgmt For For For
9 Elect Karen Yerburgh Mgmt For For For
10 Elect Jide J. Zeitlin Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect Cydney C. Donnell Mgmt For For For
4 Elect Mary Egan Mgmt For For For
5 Elect Edward Lowenthal Mgmt For For For
6 Elect Oliver Luck Mgmt For For For
7 Elect C. Patrick Oles Mgmt For For For
Jr.
8 Elect John T. Rippel Mgmt For For For
9 Elect Carla Pineyro Mgmt For For For
Sublett
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Anixter International Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 04/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WESCO Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Belden Inc.
Ticker Security ID: Meeting Date Meeting Status
BDC CUSIP 077454106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Lance C. Balk Mgmt For For For
3 Elect Steven W. Mgmt For For For
Berglund
4 Elect Diane D. Brink Mgmt For For For
5 Elect Judy L. Brown Mgmt For For For
6 Elect Bryan C. Cressey Mgmt For For For
7 Elect Jonathan C. Klein Mgmt For For For
8 Elect George E. Minnich Mgmt For For For
9 Elect John S. Stroup Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph H. Capper Mgmt For For For
2 Elect Joseph A. Frick Mgmt For For For
3 Elect Colin Hill Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BJ's Wholesale Club Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJ CUSIP 05550J101 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maile Clark Mgmt For For For
1.2 Elect Thomas A. Mgmt For For For
Kingsbury
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For Withhold Against
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Marianne Boyd Mgmt For For For
Johnson
1.6 Elect Keith E. Smith Mgmt For For For
1.7 Elect Christine J. Mgmt For For For
Spadafor
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Judy A. Schmeling Mgmt For For For
3 Elect Allison M. Wing Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment Regarding Mgmt For For For
Board
Size
________________________________________________________________________________
Community Bank System, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBU CUSIP 203607106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Ace Mgmt For For For
2 Elect Mark J. Bolus Mgmt For For For
3 Elect Jeffrey L. Davis Mgmt For For For
4 Elect Neil E. Fesette Mgmt For For For
5 Elect Michael R. Kallet Mgmt For For For
6 Elect Kerrie D. Mgmt For For For
MacPherson
7 Elect John Parente Mgmt For For For
8 Elect Raymond C. Pecor Mgmt For For For
III
9 Elect Sally A. Steele Mgmt For For For
10 Elect Eric E. Stickels Mgmt For For For
11 Elect Mark E. Tryniski Mgmt For For For
12 Elect John F. Whipple, Mgmt For For For
Jr.
13 Elect Brian R. Ace Mgmt For For For
14 Elect Michael R. Kallet Mgmt For For For
15 Elect John Parente Mgmt For For For
16 Elect John F. Whipple, Mgmt For For For
Jr.
17 Repeal of Classified Mgmt For For For
Board
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin R. Benante Mgmt For For For
2 Elect Donald G. Cook Mgmt For For For
3 Elect Michael Dinkins Mgmt For For For
4 Elect Ronald C. Lindsay Mgmt For For For
5 Elect Ellen McClain Mgmt For For For
6 Elect Charles G. Mgmt For For For
McClure,
Jr.
7 Elect Max H. Mitchell Mgmt For For For
8 Elect Jennifer M. Mgmt For For For
Pollino
9 Elect James L. L. Mgmt For For For
Tullis
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 09/19/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard I. Hoffen Mgmt For For For
2 Elect David M. Shaffer Mgmt For For For
3 Elect Ronald P. Vargo Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect Bruce W. Duncan Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Denise A. Olsen Mgmt For For For
7 Elect John Rau Mgmt For For For
8 Elect Leonard Peter Mgmt For For For
Sharpe
9 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara A. Mgmt For For For
Boigegrain
2 Elect Thomas L. Brown Mgmt For For For
3 Elect Phupinder S. Gill Mgmt For For For
4 Elect Kathryn J. Hayley Mgmt For For For
5 Elect Peter J. Henseler Mgmt For For For
6 Elect Frank B. Modruson Mgmt For For For
7 Elect Ellen A. Rudnick Mgmt For For For
8 Elect Mark G. Sander Mgmt For For For
9 Elect Michael L. Mgmt For For For
Scudder
10 Elect Michael J. Small Mgmt For For For
11 Elect Stephen C. Van Mgmt For For For
Arsdell
12 Elect J. Stephen Mgmt For For For
Vanderwoude
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C Boyles Mgmt For For For
1.2 Elect Randall M. Mgmt For For For
Chesler
1.3 Elect Sherry L. Mgmt For For For
Cladouhos
1.4 Elect James M. English Mgmt For For For
1.5 Elect Annie M. Goodwin Mgmt For For For
1.6 Elect Craig A. Langel Mgmt For For For
1.7 Elect Douglas J. Mgmt For For For
McBride
1.8 Elect John W. Murdoch Mgmt For For For
1.9 Elect George R. Sutton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David J. Hartzell Mgmt For For For
1.6 Elect Sherry A. Kellett Mgmt For For For
1.7 Elect Theodore J. Mgmt For For For
Klinck
1.8 Elect Anne H. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
IBERIABANK Corporation
Ticker Security ID: Meeting Date Meeting Status
IBKC CUSIP 450828108 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Creek Mgmt For Withhold Against
1.2 Elect Nancy J. Kramer Mgmt For For For
1.3 Elect Norman L. Traeger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernst N. Csiszar Mgmt For For For
1.2 Elect Julia L. Johnson Mgmt For For For
1.3 Elect Jorge Mas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Hilton Mgmt For For For
2 Elect Raymond Oppel Mgmt For For For
3 Elect Dana C. Bradford Mgmt For For For
4 Elect Deborah Ann Mgmt For For For
Henretta
5 Elect P. Kelly Mooney Mgmt For For For
6 Elect Joseph Keough Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moog Inc.
Ticker Security ID: Meeting Date Meeting Status
MOGA CUSIP 615394202 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Coletti Mgmt For Withhold Against
1.2 Elect Kraig M. Kayser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NetScout Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTCT CUSIP 64115T104 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anil K. Singhal Mgmt For For For
1.2 Elect John R. Egan Mgmt For For For
1.3 Elect Robert E. Donahue Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northwest Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWBI CUSIP 667340103 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sonia M. Probst Mgmt For For For
1.2 Elect William F. Mgmt For For For
McKnight
1.3 Elect Ronald J. Mgmt For For For
Seiffert
1.4 Elect David M. Tullio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Gilles Delfassy Mgmt For For For
4 Elect Emmanuel T. Mgmt For For For
Hernandez
5 Elect Keith D. Jackson Mgmt For For For
6 Elect Paul A. Mgmt For For For
Mascarenas
7 Elect Christine Y. Yan Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Performance Food Group Company
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Arthur B. Mgmt For Abstain Against
Winkleblack
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
7 Charter Amendment Mgmt For For For
Regarding Elimination
of Supermajority
Requirement
8 Charter Amendment to Mgmt For For For
Adopt Shareholder
Right to Call a
Special
Meeting
________________________________________________________________________________
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Abernathy
1.2 Elect Richard H. Fearon Mgmt For Withhold Against
1.3 Elect Gregory J. Goff Mgmt For For For
1.4 Elect William R. Mgmt For For For
Jellison
1.5 Elect Sandra Beach Lin Mgmt For For For
1.6 Elect Kim Ann Mink Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
Patterson
1.8 Elect Kerry J. Preete Mgmt For For For
1.9 Elect Patricia Verduin Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity and Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Mgmt For For For
Ballantine
2 Elect Rodney L. Brown, Mgmt For For For
Jr.
3 Elect Jack E. Davis Mgmt For For For
4 Elect Kirby A. Dyess Mgmt For For For
5 Elect Mark B. Ganz Mgmt For For For
6 Elect Marie Oh Huber Mgmt For For For
7 Elect Kathryn J. Mgmt For For For
Jackson
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil J. Nelson Mgmt For For For
10 Elect M. Lee Pelton Mgmt For For For
11 Elect Maria M. Pope Mgmt For For For
12 Elect Charles W. Mgmt For For For
Shivery
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Jeffery Gardner Mgmt For Withhold Against
1.4 Elect John R. Harding Mgmt For For For
1.5 Elect David H.Y. Ho Mgmt For For For
1.6 Elect Roderick D. Mgmt For For For
Nelson
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect Susan L. Spradley Mgmt For For For
1.9 Elect Walter H. Mgmt For Withhold Against
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Robert G. Gifford Mgmt For For For
4 Elect Gerald M. Gorski Mgmt For For For
5 Elect Steven P. Grimes Mgmt For For For
6 Elect Richard P. Mgmt For For For
Imperiale
7 Elect Peter L. Lynch Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Sargeant
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Selective Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGI CUSIP 816300107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John C. Burville Mgmt For For For
2 Elect Terrence W. Mgmt For For For
Cavanaugh
3 Elect Robert Kelly Mgmt For For For
Doherty
4 Elect John J. Marchioni Mgmt For For For
5 Elect Thomas A. Mgmt For For For
McCarthy
6 Elect H. Elizabeth Mgmt For For For
Mitchell
7 Elect Michael J. Mgmt For For For
Morrissey
8 Elect Gregory E. Murphy Mgmt For For For
9 Elect Cynthia S. Mgmt For For For
Nicholson
10 Elect William M. Rue Mgmt For For For
11 Elect John S. Scheid Mgmt For For For
12 Elect J. Brian Thebault Mgmt For For For
13 Elect Philip H. Urban Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph J. DePaolo Mgmt For For For
2 Elect Barney Frank Mgmt For For For
3 Elect Scott A. Shay Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Betsy Atkins Mgmt For For For
3 Elect Edwin Burton III Mgmt For For For
4 Elect Lauren B. Dillard Mgmt For For For
5 Elect Stephen L. Green Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Marc Holliday Mgmt For For For
8 Elect John S. Levy Mgmt For For For
9 Elect Andrew W. Mathias Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwest Gas Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Mgmt For For For
Boughner
1.2 Elect Jose A. Cardenas Mgmt For For For
1.3 Elect Stephen C. Comer Mgmt For For For
1.4 Elect John P. Hester Mgmt For For For
1.5 Elect Jane Mgmt For For For
Lewis-Raymond
1.6 Elect Anne L. Mariucci Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Melarkey
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Thomas A. Thomas Mgmt For For For
1.10 Elect Leslie T. Mgmt For For For
Thornton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect John Clendening Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.7 Elect Kay Matthews Mgmt For For For
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For For For
7 Elect Paul Viera Mgmt For For For
8 Elect Roland Hernandez Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TCF Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TCF CUSIP 872307103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Bell Mgmt For For For
1.2 Elect Craig R. Dahl Mgmt For For For
1.3 Elect Karen L. Mgmt For For For
Grandstrand
1.4 Elect Richard H. King Mgmt For For For
1.5 Elect Ronald A. Klein Mgmt For For For
1.6 Elect Barbara J. Mahone Mgmt For For For
1.7 Elect Barbara L. Mgmt For For For
McQuade
1.8 Elect Vance K. Opperman Mgmt For For For
1.9 Elect David Provost Mgmt For For For
1.10 Elect Roger J. Sit Mgmt For For For
1.11 Elect Julie H. Sullivan Mgmt For For For
1.12 Elect Jeffrey L. Tate Mgmt For For For
1.13 Elect Gary Torgow Mgmt For For For
1.14 Elect Arthur A. Weiss Mgmt For For For
1.15 Elect Franklin C. Mgmt For For For
Wheatlake
1.16 Elect Theresa Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jane D. Carlin Mgmt For For For
2 Elect Daniel T. Henry Mgmt For For For
3 Elect Wendell J. Knox Mgmt For For For
4 Elect Kathleen S. Lane Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark R. Hunter Mgmt For For For
2 Elect Ann M. Sardini Mgmt For For For
3 Elect Jean E. Spence Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peggy Y. Fowler Mgmt For For For
2 Elect Stephen M. Gambee Mgmt For For For
3 Elect James S. Greene Mgmt For For For
4 Elect Luis F. Machuca Mgmt For For For
5 Elect Maria M. Pope Mgmt For For For
6 Elect Cort L. O'Haver Mgmt For For For
7 Elect John F. Schultz Mgmt For For For
8 Elect Susan F. Stevens Mgmt For For For
9 Elect Hilliard C. Mgmt For For For
Terry,
III
10 Elect Bryan L. Timm Mgmt For For For
11 Elect Anddria Varnado Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 04/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Carolina Financial Mgmt For For For
Transaction
2 Issuance of Mgmt For For For
Consideration
Shares
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Adams Mgmt For For For
1.2 Elect Peter A. Converse Mgmt For For For
1.3 Elect Michael P. Mgmt For For For
Fitzgerald
1.4 Elect Theodore J. Mgmt For For For
Georgelas
1.5 Elect J. Paul McNamara Mgmt For For For
1.6 Elect Mark R. Mgmt For For For
Nesselroad
1.7 Elect Jerold L. Rexroad Mgmt For For For
1.8 Elect Albert H. Small, Mgmt For For For
Jr.
1.9 Elect Mary K. Weddle Mgmt For For For
1.10 Elect Gary G. White Mgmt For For For
1.11 Elect P. Clinton Mgmt For For For
Winter,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Permit Shareholders to Mgmt For For For
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect John R. Ciulla Mgmt For For For
3 Elect Elizabeth E. Mgmt For For For
Flynn
4 Elect E. Carol Hayles Mgmt For For For
5 Elect Linda H. Ianieri Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Lauren C. States Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
West Pharmaceutical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WST CUSIP 955306105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Buthman Mgmt For For For
2 Elect William F. Mgmt For For For
Feehery
3 Elect Robert F. Friel Mgmt For For For
4 Elect Eric M. Green Mgmt For For For
5 Elect Thomas W. Hofmann Mgmt For For For
6 Elect Paula A. Johnson Mgmt For For For
7 Elect Deborah L. V. Mgmt For For For
Keller
8 Elect Myla P. Mgmt For For For
Lai-Goldman
9 Elect Douglas A. Mgmt For For For
Michels
10 Elect Paolo Pucci Mgmt For For For
11 Elect Patrick J. Zenner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Crist Mgmt For For For
2 Elect Bruce K. Crowther Mgmt For For For
3 Elect William J. Doyle Mgmt For For For
4 Elect Marla F. Glabe Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Scott K. Heitmann Mgmt For For For
7 Elect Deborah L. Hall Mgmt For For For
Lefevre
8 Elect Christopher J. Mgmt For For For
Perry
9 Elect Ingrid S. Mgmt For For For
Stafford
10 Elect Gary D. Sweeney Mgmt For For For
11 Elect Karin Gustafson Mgmt For For For
Teglia
12 Elect Alex E. Mgmt For For For
Washington,
III
13 Elect Edward J. Wehmer Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Sterling Capital Funds | |
| By (Signature and Title)* | /s/ James T. Gillespie | |
| James T. Gillespie, President | ||
| (principal executive officer) | ||
| Date | August 18, 2020 |
*Print the name and title of each signing officer under his or her signature.