UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06727
Dominion Funds, Inc.
(Exact name of registrant as specified in charter)
21509 Willisville Road, Upperville, VA 20184
(Address of principal executive offices) (Zip code)
Paul Dietrich
21509 Willisville Road
Upperville, VA 20184
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (540) 905-5858
Date of fiscal year end: June 30
Date of reporting period: July 1, 2012 - June 30, 2013
ITEM 1. PROXY VOTING RECORD: (see attached tables)
Item 1, Exhibit A contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2013 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: Dominion Funds, Inc. - Fairfax Global Trends Fund |
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Investment Company Act file number: 811-06727 |
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Reporting Period: July 1, 2012 through June 30, 2013 |
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Item 1 |
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FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | THE COCA-COLA CO | KO | 191216-100 | Consent Mtg 07/10/2012 | 1. TO AMEND ARTICLE FOURTH OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY | MGMT | Y | FOR | FOR |
2 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1A. ELECTION OF DIRECTOR: STEPHEN M BENNETT | MGMT | Y | FOR | FOR |
3 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1B. ELECTION OF DIRECTOR: MICHAEL A BROWN | MGMT | Y | FOR | FOR |
4 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1C. ELECTION OF DIRECTOR: FRANK E DANGEARD | MGMT | Y | FOR | FOR |
5 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1D. ELECTION OF DIRECTOR: STEPHEN E GILLETT | MGMT | Y | FOR | FOR |
6 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1E. ELECTION OF DIRECTOR: GERALDINE B LAYBOURNE | MGMT | Y | FOR | FOR |
7 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1F. ELECTION OF DIRECTOR: DAVID L MAHONEY | MGMT | Y | FOR | FOR |
8 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1G. ELECTION OF DIRECTOR: ROBERT S MILLER | MGMT | Y | FOR | FOR |
9 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1H. ELECTION OF DIRECTOR: DANIEL H SCHULMAN | MGMT | Y | FOR | FOR |
10 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 1I. ELECTION OF DIRECTOR: V PAUL UNRUH | MGMT | Y | FOR | FOR |
11 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013 | MGMT | Y | FOR | FOR |
12 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | Y | FOR | FOR |
13 | SYMANTEC CORPORATION | SYMC | 871503-108 | Annual Mtg 10/23/2012 | 4. STOCKHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE MEETING | SHAREHLDR | Y | AGAINST | AGAINST |
14 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1A. ELECTION OF DIRECTOR: STEPHEN J LUCZO | MGMT | Y | FOR | FOR |
15 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1B. ELECTION OF DIRECTOR: FRANK J BIONDI JR | MGMT | Y | FOR | FOR |
16 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1C. ELECTION OF DIRECTOR: MICHAEL R CANNON | MGMT | Y | FOR | FOR |
17 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1D. ELECTION OF DIRECTOR: MEI-WEI CHENG | MGMT | Y | FOR | FOR |
18 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1E. ELECTION OF DIRECTOR: WILLIAM T COLEMAN | MGMT | Y | FOR | FOR |
19 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1F. ELECTION OF DIRECTOR: JAY L GELDMACHER | MGMT | Y | FOR | FOR |
20 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1G. ELECTION OF DIRECTOR: DR SEH-WOONG JEONG | MGMT | Y | FOR | FOR |
21 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1H. ELECTION OF DIRECTOR: LYDIA M MARSHALL | MGMT | Y | FOR | FOR |
22 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1I. ELECTION OF DIRECTOR: KRISTEN M ONKEN | MGMT | Y | FOR | FOR |
23 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1J. ELECTION OF DIRECTOR: DR CHONG SUP PARK | MGMT | Y | FOR | FOR |
24 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1K. ELECTION OF DIRECTOR: GREGORIO REYES | MGMT | Y | FOR | FOR |
25 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 1L. ELECTION OF DIRECTOR:EDWARD J ZANDER | MGMT | Y | FOR | FOR |
26 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 2. TO APPROVE THE AMENDED AND RESTATED 2007 EMPLOYEE STOCK PURCHASE PLAN | MGMT | Y | FOR | FOR |
27 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 3. TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ISSUE TREASURY SHARES OFF- MARKET | MGMT | Y | FOR | FOR |
28 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 4. TO AUTHORIZE HOLDING THE 2013 ANNUAL GENERAL MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF IRELAND | MGMT | Y | FOR | FOR |
29 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 5. TO APPROVE IN A NON-BINDING ADVISORY VOTE, THE NAMED EXECUTIVE OFFICE COMPENSATION | MGMT | Y | FOR | FOR |
30 | SEAGATE TECHNOLOGY PLC | STX | G7945M-107 | Annual Mtg 10/24/2012 | 6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2013 | MGMT | Y | FOR | FOR |
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Registrant: Dominion Funds, Inc. - Fairfax Gold and Precious Metals Fund |
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Investment Company Act file number: 811-06727 |
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Reporting Period: July 1, 2012 through June 30, 2013 |
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Item 1 |
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FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | There were no proxy votes to report during the Reporting Period. |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
DOMINION FUNDS, INC.
By (Signature and Title) /s/Paul Dietrich
Paul Dietrich, President and Principal Executive Officer
Date: August 27, 2013
