SCHEDULE 14A INFORMATION
(RULE 14a-101)
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF
THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )
Filed by the Registrant ☒
Filed by a Party other than the Registrant o
Check the appropriate box:
o | Preliminary Proxy Statement |
o | Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) |
o | Definitive Proxy Statement |
☒ | Definitive Additional Materials |
o | Soliciting Material Under Rule 14a-12 |
AB Large Cap Growth Fund, Inc. |
(Name of Registrant as Specified in Its Charter) |
(Name of Persons(s) Filing Proxy Statement, if Other Than the Registrant) |
Payment of Filing Fee (Check the appropriate box):
☒ | No fee required. | ||
o | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | ||
(1) | Title of each class of securities to which transaction applies: | ||
(2) | Aggregate number of securities to which transaction applies: | ||
(3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | ||
(4) | Proposed maximum aggregate value of transaction: | ||
(5) | Total fee paid: | ||
o | Fee paid previously with preliminary materials: | ||
o | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. | ||
(1) | Amount previously paid: | ||
(2) | Form, Schedule or Registration Statement No.: | ||
(3) | Filing Party: | ||
(4) | Date Filed: | ||
AB Cap Fund, Inc. AB Small Cap Growth Portfolio AB Core Opportunities Fund, Inc. AB Large Cap Growth Fund, Inc. AB Municipal Income Fund, Inc. AB New York Portfolio AB Municipal Income Fund II AB Massachusetts Portfolio AB Ohio Portfolio | AB Sustainable International Thematic Fund, Inc. AB Trust AB International Value Fund The AB Portfolios AB Growth Fund (the “Funds”) |
January 7, 2019
Dear Shareholder:
I am writing to ask for your vote at the adjourned session of the Joint Meeting of Shareholders (“Meeting”) of the Funds scheduled for March 12, 2019. The purpose of the Meeting is to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.
Please take a minute to cast your vote. Each Board of Directors/Trustees recommends that you vote “FOR” the proposal.
Your vote “FOR” the proposal will help ensure the approval of the new investment advisory agreements and that existing investment advisory services can continue uninterrupted.
Once you have decided how you will vote, please promptly complete, sign, date and return the enclosed proxy card or vote by telephone or internet. Voting is quick and easy. Please vote as soon as possible to save the expense of additional solicitations.
Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If we have not received your proxy authorization as the date of the Meeting approaches, you may receive a telephone call from Broadridge reminding you to authorize the proxy holders to cast your votes. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.
Please vote as soon as possible to avoid additional contact from our proxy solicitation firm.
Sincerely,
/s/ Robert M. Keith
Robert M. Keith
President of AB Funds
AB Cap Fund, Inc. AB Small Cap Growth Portfolio AB Core Opportunities Fund, Inc. AB Large Cap Growth Fund, Inc. AB Municipal Income Fund, Inc. AB New York Portfolio AB Municipal Income Fund II AB Massachusetts Portfolio AB Ohio Portfolio | AB Sustainable International Thematic Fund, Inc. AB Trust AB International Value Fund The AB Portfolios AB Growth Fund (the “Funds”) |
January 7, 2019
Dear Shareholder:
I am writing to ask for your vote at the adjourned session of the Joint Meeting of Shareholders (“Meeting”) of the Funds scheduled for March 12, 2019. The purpose of the Meeting is to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.
As you may recall from previous mailings, each Board of Directors/Trustees unanimously recommends approval of the proposal.
Your vote “FOR” the proposal will help ensure the approval of the new investment advisory agreements and that existing investment advisory services can continue uninterrupted.
Once you have decided how you will vote, please promptly complete, sign, date and return the enclosed proxy card or vote by telephone or internet. Voting is quick and easy. Please vote as soon as possible to save the expense of additional solicitations.
Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If we have not received your proxy authorization as the date of the Meeting approaches, you may receive a telephone call from Broadridge reminding you to authorize the proxy holders to cast your votes. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.
Please vote as soon as possible to avoid additional contact from our proxy solicitation firm.
Sincerely,
/s/ Robert M. Keith
Robert M. Keith
President of AB Funds
AB Cap Fund, Inc. AB Small Cap Growth Portfolio AB Core Opportunities Fund, Inc. AB Large Cap Growth Fund, Inc. AB Municipal Income Fund, Inc. AB New York Portfolio AB Municipal Income Fund II AB Massachusetts Portfolio AB Ohio Portfolio | AB Sustainable International Thematic Fund, Inc. AB Trust AB International Value Fund The AB Portfolios AB Growth Fund (the “Funds”) |
January 7, 2019
Dear Shareholder:
Enclosed are the materials notifying you of the adjourned session of the Joint Meeting of Shareholders of the Funds scheduled for March 12, 2019. YOU HAVE PREVIOUSLY VOTED YOUR SHARES.
• | IF YOU DO NOT WISH TO CHANGE YOUR VOTE, NO ACTION IS NECESSARY. Unless we receive instructions from you to the contrary, we will vote your shares according to your previous instructions on any previously submitted proxy card or pursuant to any instructions previously submitted by telephone or through the internet. |
• | IF YOU WISH TO CHANGE YOUR VOTE, please call Broadridge Financial Solutions Inc., at (844) 670-2143. |
As you may recall from previous mailings, each Board of Directors/Trustees recommends approval of the proposal to approve new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.
Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.
Sincerely,
/s/ Robert M. Keith
Robert M. Keith
President of AB Funds
AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
AB Core Opportunities Fund, Inc.
AB Large Cap Growth Fund, Inc.
AB Municipal Income Fund, Inc.
AB New York Portfolio
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
AB Sustainable International Thematic Fund, Inc.
AB Trust
AB International Value Fund
The AB Portfolios
AB Growth Fund
1345 Avenue of the Americas, New York, New York 10105
Toll Free (800) 221-5672
NOTICE OF ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS
SCHEDULED FOR MARCH 12, 2019
To the Shareholders of the Funds:
Notice is hereby given that an adjourned session of the Joint Meeting of Shareholders (the “Meeting”) of the funds listed above (individually, a “Fund”, and, collectively, the “Funds”) will be held at the offices of the Funds, 1345 Avenue of the Americas, 41st Floor, New York, New York 10105, on March 12, 2019, at 11:00 a.m., Eastern Time. The Meeting is designated as the “Annual” shareholder meeting for each of the Funds. The election of Directors/Trustees as set forth in the original Notice of Joint Meeting of Shareholders, dated August 20, 2018, has been completed.
The Meeting is being reconvened for the following purposes:
1. | To consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P. |
2. | To transact such other business as may properly come before the Meeting and any postponements or adjournments thereof. |
The Board of Directors/Trustees of each Fund has established a new record date of December 26, 2018 (the “New Record Date”) for the Meeting. Only shareholders of record at the close of business on the New Record Date are entitled to notice of and to vote at the Meeting (and any further postponements or adjournments thereof).
By Order of the Boards of Directors/Trustees, | |
Emilie D. Wrapp Secretary |
New York, New York
January 7, 2019
IF YOU WERE A SHAREHOLDER OF RECORD AS OF THE CLOSE OF BUSINESS ON AUGUST 13, 2018, THE ORIGINAL RECORD DATE FOR THE MEETING, AND HAVE ALREADY AUTHORIZED YOUR PROXY, YOU DO NOT NEED TO TAKE ANY ACTION AT THIS TIME.
YOUR VOTE IS IMPORTANT
Please indicate your voting instructions on the enclosed proxy card, sign and date it, and return it in the envelope provided, which needs no postage if mailed in the United States. You may also authorize proxies to cast your vote by telephone or through the Internet. To do so, please follow the instructions on the enclosed proxy card. Your vote is very important no matter how many shares you own. Please mark and mail or otherwise authorize your proxy promptly in order for the Meeting to be held as scheduled and to avoid any further proxy solicitation.
The [A/B] Logo is a service mark of AllianceBernstein and AllianceBernstein® is a registered trademark used by permission of the owner, AllianceBernstein L.P.
PROXY STATEMENT SUPPLEMENT DATED JANUARY 7, 2019
ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS
March 12, 2019
AB Cap Fund, Inc. AB Small Cap Growth Portfolio AB Core Opportunities Fund, Inc. AB Large Cap Growth Fund, Inc. AB Municipal Income Fund, Inc. AB New York Portfolio AB Municipal Income Fund II AB Massachusetts Portfolio AB Ohio Portfolio | AB Sustainable International Thematic Fund, Inc. AB Trust AB International Value Fund The AB Portfolios AB Growth Fund (the “Funds”) |
1345 Avenue of the Americas
New York, New York 10105
This is a supplement dated January 7, 2019 (“Supplement”), to the proxy statement for the AB Funds, SCB Funds and AB Multi-Manager Alternative Fund dated August 20, 2018 (the “Proxy Statement”), for the joint meeting (the “Meeting”) of shareholders of each investment company (each, a “Company”) and each fund organized as a series of the Company identified in the Proxy Statement. This Supplement and the accompanying Notice of Adjourned Session of Joint Meeting of Shareholders (the “Notice”) relate only to the Funds listed above, as the Meeting for the other funds has already concluded.
The Meeting was originally convened on October 11, 2018, was adjourned to November 14, 2018, and was adjourned again until December 11, 2018. With respect to the Funds, the Meeting has been adjourned until Tuesday, March 12, 2019, at 11:00 a.m., Eastern Time to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P (the “Adviser”). The proposal is identical to the proposal that was previously submitted to shareholders. The Board of Directors/Trustees of each Fund has established a new record date as of the close of business on December 26, 2018. (The original record date was the close of business on August 13, 2018.)
INSTRUCTIONS FOR NEW SHAREHOLDERS:
If you have become a shareholder of a Fund since August 13, 2018 – Copies of the Notice and Proxy Statement are enclosed with this Supplement, together with a proxy card relating to the proposal. Please take a moment to authorize a proxy to vote your shares today by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. NO MATTER HOW MANY SHARES YOU OWN, YOUR VOTE IS VERY IMPORTANT.
INSTRUCTIONS FOR SHAREHOLDERS AS OF August 13, 2018:
If you were a shareholder of a Fund as of the close of business on August 13, 2018 – A proxy card relating to the proposal is enclosed. Please consult the Notice and Proxy Statement for more information regarding the proposal. The Proxy Statement is available at www.alliancebernstein.com/abfundsproxy. If you would like another copy of the Notice and the Proxy Statement, please call 844-670-2143, and one will be provided free of charge.
1
• | IF YOU HAVE PREVIOUSLY AUTHORIZED A PROXY TO VOTE YOUR SHARES, NO ACTION IS NECESSARY. Unless we receive instructions from you to the contrary, your duly authorized proxy will vote your shares according to your previous instructions. |
• | IF YOU HAVE PREVIOUSLY AUTHORIZED A PROXY TO VOTE YOUR SHARES AND WISH TO CHANGE YOUR VOTE, you may do so by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. |
• | IF YOU DID NOT PREVIOUSLY AUTHORIZE A PROXY TO VOTE YOUR SHARES, please take a moment to vote your shares today by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. AUTHORIZING A PROXY TO VOTE YOUR SHARES NOW WILL SAVE ADDITIONAL PROXY COSTS AND ELIMINATE PHONE CALLS TO YOU. |
The information in this Supplement amends the Proxy Statement and supplements any other information about the Meeting previously delivered to you. This Supplement includes updates to certain Appendices to the Proxy Statement to reflect 2018 fiscal year data for certain Funds, as indicated below.
Please read the Proxy Statement and this Supplement carefully for information concerning the proposal to be brought before the adjourned session of the Meeting. We urge you to authorize a proxy to vote your shares by following the applicable instructions that appear on the enclosed proxy card regarding authorizing a proxy to vote by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. If you attend the adjourned session of the Meeting, you may vote in person even if you have previously returned your proxy card or have authorized a proxy to vote via the internet or by telephone. Proxies may be revoked at any time before they are exercised by submitting a revised proxy, by giving written notice of revocation to the Fund or by voting in person at the adjourned session of the Meeting.
Exhibit A to this Supplement sets forth the number of shares of each Fund issued and outstanding as of the record date, which is the close of business on December 26, 2018. Information regarding person(s) who owned of record or were known by a Fund to beneficially own 5% or more of the Fund’s shares (or class of shares, if applicable) on the close of business on December 26, 2018 is provided in Exhibit B to this Supplement.
As indicated above, this Supplement updates certain information provided in the Appendices to the Proxy Statement. This updated information is provided in Exhibit C to this Supplement: the supplement to Appendix E (Information Regarding Current Agreements) to the Proxy Statement provides updated information on the aggregate amount of management fees paid by certain Funds to the Adviser for the respective most recently ended fiscal years and on net assets as of the respective most recently ended fiscal years; the supplement to Appendix F (Reimbursement of Administrative Expenses to the Adviser) to the Proxy Statement provides updated information on the costs reimbursed by certain Funds to the Adviser for certain administrative services for the respective fiscal years; and the supplement to Appendix J (Fees Paid to Affiliates of the Adviser) to the Proxy Statement provides updated information on the fees paid by certain Funds to the Funds’ distributor and transfer agent, as well as any affiliated brokerage commissions paid for the Funds’ respective fiscal year ends.
To the extent the information in the Proxy Statement has not been amended by this Supplement or the accompanying Notice, such information remains applicable to this solicitation of proxies and the Meeting.
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EXHIBIT A – SHARES OUTSTANDING AS OF THE RECORD DATE
The following table sets forth the outstanding shares of each Fund as of the close of business on the record date. Each full share is entitled to one vote, and each fractional share is entitled to a proportionate fractional vote.
Fund (Place of Organization) | Class A | Class B | Class C | Advisor Class | Class R | Class K | Class I | Class Z | Outstanding Shares | ||||||||||||||||||
AB Cap Fund, Inc. (MD) | |||||||||||||||||||||||||||
AB Small Cap Growth Portfolio | 11,009,671.13 | 37,216.16 | 986,786.67 | 7,320,355.12 | 642,855.25 | 793,212.58 | 7,694,388.12 | 3,603,914.09 | 32,088,399.13 | ||||||||||||||||||
AB Core Opportunities Fund, Inc. (MD) | 8,098,415.38 | 69,330.22 | 1,372,516.10 | 3,242,170.12 | 413,417.63 | 306,444.61 | 379,016.84 | 139,401.46 | 14,020,712.36 | ||||||||||||||||||
AB Large Cap Growth Fund, Inc. (MD) | 48,600,086.52 | 469,187.00 | 12,064,626.69 | 58,983,350.52 | 1,489,015.18 | 2,019,489.46 | 8,048,832.03 | 20,649,752.98 | 152,324,340.40 | ||||||||||||||||||
AB Municipal Income Fund, Inc. (MD) | |||||||||||||||||||||||||||
AB New York Portfolio | 41,705,633.59 | 17,304.86 | 5,405,644.43 | 11,296,665.40 | N/A | N/A | N/A | N/A | 58,425,248.28 | ||||||||||||||||||
AB Municipal Income Fund II (MA) | |||||||||||||||||||||||||||
AB Massachusetts Portfolio | 11,646,798.60 | 5,154.51 | 2,913,354.05 | 4,498,458.27 | N/A | N/A | N/A | N/A | 19,063,765.43 | ||||||||||||||||||
AB Ohio Portfolio | 7,609,373.26 | 2,607.23 | 976,559.35 | N/A | N/A | N/A | N/A | N/A | 8,588,539.84 | ||||||||||||||||||
AB Sustainable International Thematic Fund, Inc. (MD) | 11,315,289.57 | 60,983.57 | 457,349.53 | 3,372,817.21 | 511,067.32 | 373,576.69 | 121,765.25 | N/A | 16,212,849.14 | ||||||||||||||||||
AB Trust (MA) | |||||||||||||||||||||||||||
AB International Value Fund | 9,386,445.64 | 42,337.43 | 674,569.95 | 3,603,981.27 | 994,342.24 | 759,609.76 | 356,712.13 | N/A | 15,817,998.42 | ||||||||||||||||||
The AB Portfolios (MA) | |||||||||||||||||||||||||||
AB Growth Fund | 10,865,729.10 | 288,496.73 | 959,387.39 | 1,289,837.28 | 29,269.57 | 23,326.45 | 303,678.15 | N/A | 13,759,724.67 |
A-1
EXHIBIT B – STOCK OWNERSHIP
To the knowledge of each Fund, as of December 26, 2018, the persons below owned of record or beneficially 5% or more of the noted class of outstanding shares of the Fund.
Fund | Class | Name | Location | Number of Shares of Class | % of Class | ||||
AB Small Cap Growth Portfolio | A | MLPF&S | Jacksonville, FL | 680,090 | 6.18 | % | |||
C | Charles Schwab & Co. | San Francisco, CA | 94,868 | 9.61 | % | ||||
C | MLPF&S | Jacksonville, FL | 76,923 | 7.80 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 245,625 | 24.89 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 92,842 | 9.41 | % | ||||
C | Raymond James | St. Petersburg, FL | 63,220 | 6.41 | % | ||||
C | UBS WM USA | Weehawken, NJ | 77,679 | 7.87 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 155,123 | 15.72 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 2,278,488 | 31.13 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 564,116 | 7.71 | % | ||||
Advisor | UBS WM USA | Weehawken, NJ | 510,646 | 6.98 | % | ||||
Advisor | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 432,492 | 5.91 | % | ||||
R | American United Life Cust | Indianapolis, IN | 75,309 | 11.71 | % | ||||
R | National Financial Services LLC | Jersey City, NJ | 34,599 | 5.38 | % | ||||
R | Patterson & Co. FBO | Charlotte, NC | 36,423 | 5.67 | % | ||||
R | State Street Bank and Trust | Boston, MA | 201,155 | 31.29 | % | ||||
R | Voya Retirement Insurance and Annuity Co. | Windsor, CT | 48,215 | 7.50 | % | ||||
K | FIIOC | Covington, KY | 64,164 | 8.09 | % | ||||
K | National Financial Services LLC | Jersey City, NJ | 247,100 | 31.15 | % | ||||
K | Nationwide Trust Company | Columbus, OH | 89,856 | 11.33 | % | ||||
I | FIIOC | Covington, KY | 2,204,924 | 28.66 | % | ||||
I | John Hancock Trust Co., LLC | Westwood, MA | 391,643 | 5.09 | % | ||||
I | MLPF&S | Jacksonville, FL | 1,778,205 | 23.11 | % | ||||
I | State of South Carolina Trustee | Greenwood Village, CO | 996,746 | 12.95 | % | ||||
Z | Great-West Trust Company LLC | Greenwood Village, CO | 1,220,128 | 33.86 | % | ||||
Z | National Financial Services LLC | Jersey City, NJ | 454,712 | 12.62 | % | ||||
Z | Sanford Bernstein & Co., LLC | White Plains, NY | 315,327 | 8.75 | % | ||||
Z | Voya Institutional Trust Co | Windsor, CT | 188,625 | 5.23 | % | ||||
Z | Wells Fargo Bank | Greenwood Village, CO | 292,175 | 8.11 | % | ||||
AB Core Opportunities Fund, Inc. | A | LPL Financial | San Diego, CA | 481,716 | 5.95 | % | |||
A | MLPF&S | Jacksonville, FL | 630,140 | 7.78 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 1,777,287 | 21.95 | % | ||||
A | Pershing LLC | Jersey City, NJ | 906,112 | 11.19 | % | ||||
A | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 411,243 | 5.08 | % | ||||
B | Ascensus Trust Company | Merrimac, MA | 4,292 | 6.19 | % | ||||
B | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 5,345 | 7.71 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 73,163 | 5.33 | % | ||||
C | LPL Financial | San Diego, CA | 81,971 | 5.97 | % | ||||
C | MLPF&S | Jacksonville, FL | 138,983 | 10.13 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 126,307 | 9.20 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 133,792 | 9.75 | % | ||||
C | Pershing LLC | Jersey City, NJ | 88,014 | 6.41 | % | ||||
C | Raymond James | St. Petersburg, FL | 231,365 | 16.86 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 187,976 | 13.70 | % | ||||
Advisor | Charles Schwab & Co. | San Francisco, CA | 196,440 | 6.06 | % | ||||
Advisor | Charles Schwab & Co. | San Francisco, CA | 478,081 | 14.75 | % | ||||
Advisor | LPL Financial | San Diego, CA | 349,456 | 10.78 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 202,399 | 6.24 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 248,903 | 7.68 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 552,042 | 17.03 | % |
B-1
Fund | Class | Name | Location | Number of Shares of Class | % of Class | ||||
Advisor | Raymond James | St. Petersburg, FL | 175,792 | 5.42 | % | ||||
Advisor | RBC Capital Markets LLC | Minneapolis, MN | 215,652 | 6.65 | % | ||||
Advisor | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 228,321 | 7.04 | % | ||||
R | American United Life | Indianapolis, IN | 23,360 | 5.65 | % | ||||
R | American United Life | Indianapolis, IN | 75,648 | 18.30 | % | ||||
R | C.P. & T.P. | Greenwood Village, CO | 30,335 | 7.34 | % | ||||
R | MLPF&S | Jacksonville, FL | 34,584 | 8.37 | % | ||||
R | National Financial Services LLC | Jersey City, NJ | 124,989 | 30.23 | % | ||||
K | Ascensus Trust Company | Fargo, ND | 32,232 | 10.52 | % | ||||
K | Great-West Trust Company LLC | Greenwood Village, CO | 30,434 | 9.93 | % | ||||
K | Great-West Trust Company LLC | Greenwood Village, CO | 28,968 | 9.45 | % | ||||
K | Mid Atlantic Trust Company | Pittsburgh, PA | 17,265 | 5.63 | % | ||||
K | Nationwide Trust Company | Columbus, OH | 105,939 | 34.57 | % | ||||
I | FIIOC | Covington, KY | 68,941 | 18.19 | % | ||||
I | Great-West Trust Company LLC | Greenwood Village, CO | 92,495 | 24.40 | % | ||||
I | National Financial Services LLC | Jersey City, NJ | 24,398 | 6.44 | % | ||||
I | Nationwide Trust Company | Columbus, OH | 42,788 | 11.29 | % | ||||
I | Sanford Bernstein & Co., LLC | White Plains, NY | 104,674 | 27.62 | % | ||||
Z | Equitable Life for Separate Account | Jersey City, NJ | 8,451 | 6.06 | % | ||||
Z | FIIOC | Covington, KY | 20,620 | 14.79 | % | ||||
Z | Saxon & Co. | Philadelphia, PA | 11,542 | 8.28 | % | ||||
Z | Voya Retirement Insurance and Annuity Co. | Windsor, CT | 82,234 | 58.99 | % | ||||
AB Large Cap Growth Fund, Inc. | A | Charles Schwab & Co. | San Francisco, CA | 2,488,119 | 5.12 | % | |||
A | MLPF&S | Jacksonville, FL | 7,644,370 | 15.73 | % | ||||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 2,583,926 | 5.32 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 4,248,597 | 8.74 | % | ||||
A | Pershing LLC | Jersey City, NJ | 3,366,231 | 6.93 | % | ||||
A | Wells Fargo Clearing Services LLC | Saint Louis, MO | 3,580,055 | 7.37 | % | ||||
B | Pershing LLC | Jersey City, NJ | 25,353 | 5.40 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 769,696 | 6.38 | % | ||||
C | MLPF&S | Jacksonville, FL | 1,635,312 | 13.55 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 1,469,343 | 12.18 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 1,070,948 | 8.88 | % | ||||
C | Pershing LLC | Jersey City, NJ | 953,565 | 7.90 | % | ||||
C | Raymond James | St. Petersburg, FL | 1,317,013 | 10.92 | % | ||||
C | Wells Fargo Clearing Services LLC | Saint Louis, MO | 2,104,646 | 17.44 | % | ||||
Advisor | LPL Financial | San Diego, CA | 7,059,205 | 11.97 | % | ||||
Advisor | MLPF&S | Jacksonville, FL | 6,509,983 | 11.04 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 7,595,783 | 12.88 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 5,605,950 | 9.50 | % | ||||
Advisor | Raymond James | St. Petersburg, FL | 4,053,213 | 6.87 | % | ||||
Advisor | Wells Fargo Clearing Services LLC | Saint Louis, MO | 5,134,888 | 8.71 | % | ||||
R | DCGT Trustee and/or Custodian | Des Moines, IA | 112,970 | 7.59 | % | ||||
R | Equitable Life for Separate Account | Jersey City NJ | 84,698 | 5.69 | % | ||||
R | MLPF&S | Jacksonville, FL | 180,067 | 12.09 | % | ||||
R | State Street Bank and Trust | Boston, MA | 131,494 | 8.83 | % | ||||
K | Nationwide Trust Company FSB | Columbus, OH | 414,966 | 20.55 | % | ||||
I | FIIOC as Agent | Covington, KY | 611,114 | 7.59 | % | ||||
I | Great-West Trust Company LLC | Greenwood Village, CO | 630,450 | 7.83 | % | ||||
I | Lincoln Retirement Services Co. | Fort Wayne, IN | 522,454 | 6.49 | % | ||||
I | MLPF&S | Jacksonville, FL | 850,537 | 10.57 | % | ||||
I | National Financial Services LLC | Jersey City, NJ | 704,574 | 8.75 | % | ||||
I | Nationwide Trust Company FSB | Columbus, OH | 1,583,318 | 19.67 | % | ||||
I | Reliance Trust Co. | Atlanta, GA | 433,342 | 5.38 | % | ||||
Z | Great-West Trust Company LLC | Greenwood Village, CO | 1,917,020 | 9.28 | % | ||||
Z | Great-West Trust Company LLC | Greenwood Village, CO | 1,178,299 | 5.71 | % |
B-2
Fund | Class | Name | Location | Number of Shares of Class | % of Class | ||||
Z | National Financial Services LLC | Jersey City NJ | 1,611,093 | 7.80 | % | ||||
Z | Voya Retirement Insurance and Annuity Co. | Windsor, CT | 2,892,714 | 14.01 | % | ||||
AB New York Portfolio | A | JPMorgan Securities LLC | Brooklyn, NY | 8,795,311 | 21.09 | % | |||
A | MLPF&S | Jacksonville, FL | 2,113,270 | 5.07 | % | ||||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 2,512,079 | 6.02 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 5,516,859 | 13.23 | % | ||||
A | Pershing LLC | Jersey City, NJ | 8,804,739 | 21.11 | % | ||||
A | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 2,101,103 | 5.04 | % | ||||
B | A.M. | Sunnyside, NY | 2,232 | 12.90 | % | ||||
B | G.S.R. TOD | Brooklyn, NY | 1,236 | 7.14 | % | ||||
B | M.D. | Brooklyn, NY | 2,870 | 16.59 | % | ||||
B | M.B.TOD/DE | Malaga, Spain | 2,948 | 17.04 | % | ||||
B | R.C.K. | Brooklyn, NY | 4,960 | 28.66 | % | ||||
B | R.A.P. & G.S.P. JTWROS | East Brunswick, NJ | 1,695 | 9.80 | % | ||||
C | JPMorgan Securities LLC | Brooklyn, NY | 1,615,256 | 29.88 | % | ||||
C | MLPF&S | Jacksonville, FL | 325,448 | 6.02 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 447,942 | 8.29 | % | ||||
C | Pershing LLC | Jersey City, NJ | 1,458,776 | 26.99 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 464,567 | 8.59 | % | ||||
Advisor | Charles Schwab & Co. | San Francisco, CA | 1,278,215 | 11.31 | % | ||||
Advisor | LPL Financial | San Diego, CA | 874,151 | 7.74 | % | ||||
Advisor | MLPF&S | Jacksonville, FL | 1,255,328 | 11.11 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 900,238 | 7.97 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 833,648 | 7.38 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 1,620,388 | 14.34 | % | ||||
Advisor | UBS WM USA | Weehawken, NJ | 942,499 | 8.34 | % | ||||
AB Massachusetts Portfolio | A | Charles Schwab & Co. | San Francisco, CA | 656,055 | 5.63 | % | |||
A | MLPF&S | Jacksonville, FL | 1,880,011 | 16.14 | % | ||||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 699,260 | 6.00 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 3,210,546 | 27.57 | % | ||||
A | Pershing LLC | Jersey City, NJ | 972,453 | 8.35 | % | ||||
A | UBS WM USA | Weehawken, NJ | 648,173 | 5.57 | % | ||||
B | J.P.O. | W. Springfield, MA | 4,178 | 81.05 | % | ||||
B | Morgan Stanley Smith Barney | Jersey City, NJ | 822 | 15.94 | % | ||||
C | LPL Financial | San Diego, CA | 497,716 | 17.08 | % | ||||
C | MLPF&S | Jacksonville, FL | 528,190 | 18.13 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 166,122 | 5.70 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 274,169 | 9.41 | % | ||||
C | Pershing LLC | Jersey City, NJ | 275,953 | 9.47 | % | ||||
C | Raymond James | St. Petersburg, FL | 147,196 | 5.05 | % | ||||
Advisor | Charles Schwab & Co. | San Francisco, CA | 266,525 | 5.92 | % | ||||
Advisor | MLPF&S | Jacksonville, FL | 313,374 | 6.97 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 1,149,630 | 25.56 | % | ||||
Advisor | SEI Private Trust Co. | Oaks, PA | 1,013,177 | 22.52 | % | ||||
AB Ohio Portfolio | A | JPMorgan Securities LLC | Brooklyn, NY | 895,820 | 11.77 | % | |||
A | MLPF&S | Jacksonville, FL | 587,900 | 7.73 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 736,374 | 9.68 | % | ||||
A | Pershing LLC | Jersey City, NJ | 812,094 | 10.67 | % | ||||
A | RBC Capital Markets LLC | Minneapolis, MN | 471,735 | 6.20 | % | ||||
A | UBS WM USA | Weehawken, NJ | 590,475 | 7.76 | % | ||||
A | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 659,137 | 8.66 | % | ||||
B | M.I.G. TOD/DE | Dublin, OH | 2,590 | 99.32 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 88,349 | 9.05 | % |
B-3
Fund | Class | Name | Location | Number of Shares of Class | % of Class | ||||
C | Edward D. Jones & Co. | Saint Louis, MO | 58,178 | 5.96 | % | ||||
C | LPL Financial | San Diego, CA | 54,516 | 5.58 | % | ||||
C | MLPF&S | Jacksonville, FL | 72,572 | 7.43 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 57,640 | 5.90 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 67,768 | 6.94 | % | ||||
C | Pershing LLC | Jersey City, NJ | 122,693 | 12.56 | % | ||||
C | UBS WM USA | Weehawken, NJ | 58,386 | 5.98 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 103,356 | 10.58 | % | ||||
AB Sustainable International Thematic Fund, Inc. | A | MLPF&S | Jacksonville, FL | 1,141,533 | 10.09 | % | |||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 1,037,027 | 9.16 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 692,297 | 6.12 | % | ||||
A | Pershing LLC | Jersey City, NJ | 673,595 | 5.95 | % | ||||
A | UBS WM USA | Weehawken, NJ | 646,855 | 5.72 | % | ||||
A | Wells Fargo Clearing Services LLC | Saint Louis, MO | 753,709 | 6.66 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 35,419 | 7.74 | % | ||||
C | LPL Financial | San Diego, CA | 40,872 | 8.94 | % | ||||
C | MLPF&S | Jacksonville, FL | 43,326 | 9.47 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 45,723 | 10.00 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 87,665 | 19.17 | % | ||||
C | Raymond James | St. Petersburg, FL | 30,526 | 6.67 | % | ||||
C | UBS WM USA | Weehawken, NJ | 32,505 | 7.11 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 180,323 | 5.35 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 183,102 | 5.43 | % | ||||
Advisor | UBS WM USA | Weehawken, NJ | 363,006 | 10.76 | % | ||||
Advisor | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 277,893 | 8.24 | % | ||||
R | American United Life Cust. FBO | Indianapolis, IN | 33,292 | 6.51 | % | ||||
R | Hartford Life Insurance Company | Hartford, CT | 148,923 | 29.14 | % | ||||
R | MLPF&S | Jacksonville, FL | 115,009 | 22.50 | % | ||||
R | Reliance Trust Company Custodian | Atlanta, GA | 36,367 | 7.12 | % | ||||
R | State Street Bank and Trust | Boston, MA | 46,452 | 9.09 | % | ||||
K | Ascensus Trust Company | Fargo, ND | 27,465 | 7.35 | % | ||||
K | Ascensus Trust Company | Fargo, ND | 31,850 | 8.53 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 32,073 | 8.59 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 45,276 | 12.12 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 20,283 | 5.43 | % | ||||
K | Lincoln Retirement Services Company, LLC | Fort Wayne, IN | 24,076 | 6.44 | % | ||||
K | Lincoln Retirement Services Company, LLC | Fort Wayne, IN | 23,940 | 6.41 | % | ||||
I | FIIOC as Agent | Covington, KY | 33,659 | 27.64 | % | ||||
I | Nationwide Trust Company FSB | Columbus, OH | 26,708 | 21.93 | % | ||||
I | Sanford Bernstein & Co. LLC | White Plains, NY | 26,229 | 21.54 | % | ||||
I | T. Rowe Price Retirement Plan Services | Owings Mills, MD | 16,200 | 13.30 | % | ||||
I | TD Ameritrade FBO | Villanova, PA | 7,049 | 5.79 | % | ||||
AB International Value Fund | A | Charles Schwab & Co. | San Francisco, CA | 497,669 | 5.30 | % | |||
A | Hartford Life Insurance Company | Hartford, CT | 578,325 | 6.16 | % | ||||
A | MLPF&S | Jacksonville, FL | 916,707 | 9.77 | % | ||||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 699,517 | 7.45 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 840,116 | 8.95 | % | ||||
A | Pershing LLC | Jersey City, NJ | 544,303 | 5.80 | % | ||||
A | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 509,873 | 5.43 | % | ||||
B | National Financial Services LLC | Jersey City, NJ | 4,081 | 9.64 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 49,887 | 7.40 | % | ||||
C | LPL Financial | San Diego, CA | 58,823 | 8.72 | % |
B-4
Fund | Class | Name | Location | Number of Shares of Class | % of Class | ||||
C | MLPF&S | Jacksonville, FL | 172,828 | 25.62 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 66,944 | 9.92 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 104,505 | 15.49 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 45,415 | 6.73 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 243,462 | 6.76 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 461,030 | 12.79 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 294,722 | 8.18 | % | ||||
Advisor | Sanford Bernstein & Co. LLC | White Plains, NY | 305,792 | 8.48 | % | ||||
Advisor | UBS WM USA | Weehawken, NJ | 683,045 | 18.95 | % | ||||
Advisor | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 253,173 | 7.02 | % | ||||
R | Hartford Life Insurance Company | Hartford, CT | 468,153 | 47.08 | % | ||||
R | MLPF&S | Jacksonville, FL | 101,939 | 10.25 | % | ||||
R | Reliance Trust Co. | Atlanta, GA | 149,423 | 15.03 | % | ||||
R | State Street Bank and Trust | Boston, MA | 72,237 | 7.26 | % | ||||
K | Great-West Trust Company LLC | Greenwood Village, CO | 80,345 | 10.58 | % | ||||
K | Matrix Trust Company | Phoenix, AZ | 57,725 | 7.60 | % | ||||
K | Nationwide Trust Company | Columbus, OH | 124,017 | 16.33 | % | ||||
I | Ascensus Trust Company | Fargo, ND | 21,554 | 6.04 | % | ||||
I | John Hancock Trust Co., LLC | Westwood, MA | 33,752 | 9.46 | % | ||||
I | John Hancock Trust Co., LLC | Westwood, MA | 45,938 | 12.88 | % | ||||
I | Sanford Bernstein & Co. LLC | White Plains, NY | 30,931 | 8.67 | % | ||||
I | State Street Bank and Trust | Boston, MA | 22,620 | 6.34 | % | ||||
I | TIAA-CREF Trust Co. | Saint Louis, MO | 53,102 | 14.89 | % | ||||
AB Growth Fund | A | MLPF&S | Jacksonville, FL | 1,162,377 | 10.70 | % | |||
A | Morgan Stanley Smith Barney | Jersey City, NJ | 975,968 | 8.98 | % | ||||
A | National Financial Services LLC | Jersey City, NJ | 682,075 | 6.28 | % | ||||
A | Pershing LLC | Jersey City, NJ | 609,643 | 5.61 | % | ||||
A | Wells Fargo Clearing Services LLC | Saint Louis, MO | 843,539 | 7.76 | % | ||||
C | Charles Schwab & Co. | San Francisco, CA | 71,234 | 7.42 | % | ||||
C | LPL Financial | San Diego, CA | 62,397 | 6.50 | % | ||||
C | MLPF&S | Jacksonville, FL | 64,684 | 6.74 | % | ||||
C | Morgan Stanley Smith Barney | Jersey City, NJ | 78,373 | 8.17 | % | ||||
C | National Financial Services LLC | Jersey City, NJ | 84,145 | 8.77 | % | ||||
C | Pershing LLC | Jersey City, NJ | 68,896 | 7.18 | % | ||||
C | Raymond James | St. Petersburg, FL | 233,266 | 24.31 | % | ||||
C | Wells Fargo Clearing Services, LLC | Saint Louis, MO | 89,721 | 9.35 | % | ||||
Advisor | LPL Financial | San Diego, CA | 89,081 | 6.91 | % | ||||
Advisor | MLPF&S | Jacksonville, FL | 134,000 | 10.39 | % | ||||
Advisor | Morgan Stanley Smith Barney | Jersey City, NJ | 116,839 | 9.06 | % | ||||
Advisor | National Financial Services LLC | Jersey City, NJ | 228,304 | 17.70 | % | ||||
Advisor | Pershing LLC | Jersey City, NJ | 241,280 | 18.71 | % | ||||
Advisor | UBS WM USA | Weehawken, NJ | 94,976 | 7.36 | % | ||||
R | Alerus Financial | Saint Paul, MN | 1,729 | 5.91 | % | ||||
R | Hartford Life Insurance Company | Hartford, CT | 22,935 | 78.36 | % | ||||
R | MLPF&S | Jacksonville, FL | 1,655 | 5.65 | % | ||||
K | Ascensus Trust Company | Fargo, ND | 3,653 | 15.66 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 2,879 | 12.34 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 1,541 | 6.61 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 4,714 | 20.21 | % | ||||
K | Great-West Trust Company, LLC | Greenwood Village, CO | 2,275 | 9.75 | % | ||||
K | Luciano Prida & Company PA | Tampa, FL | 2,045 | 8.77 | % | ||||
K | Mid Atlantic Trust Company | Pittsburgh, PA | 4,044 | 17.34 | % | ||||
I | Great-West Trust Company, LLC | Greenwood Village, CO | 56,182 | 18.50 | % | ||||
I | National Financial Services LLC | Jersey City, NJ | 182,985 | 60.26 | % | ||||
B-5
EXHIBIT C – SUPPLEMENTS TO APPENDICES TO THE PROXY STATEMENT
Supplement to Appendix E – Information Regarding Current Agreements
Fund | Fiscal Year Ended | Aggregate Amount of Management Fees Paid to Adviser ($) | Net Assets ($) |
AB Core Opportunities Fund, Inc | 11/30/2018 | 1,504,225 | 264,933,737 |
AB Large Cap Growth Fund, Inc. | 7/31/2018 | 32,743,242 | 7,488,358,771 |
AB Sustainable International Thematic Fund, Inc. | 6/30/2018 | 2,319,526 | 278,748,506 |
AB International Value Fund | 11/30/2018 | 1,906,652 | 197,593,442 |
AB Small Cap Growth Portfolio | 7/31/2018 | 11,140,564 | 1,708,993,972 |
AB Growth Fund | 7/31/2018 | 6,436,049 | 971,296,910 |
Supplement to Appendix F – Reimbursement of Administrative Expenses to the Adviser
Fund | Fiscal Year Ended | Amount Reimbursed for Administrative Services ($) | Amount Waived by the Adviser ($) | ||||||
AB Cap Fund, Inc. | |||||||||
AB Small Cap Growth Portfolio | 7/31/2018 | 75,053 | 0 | ||||||
AB Core Opportunities Fund, Inc. | 11/30/2018 | 60,495 | 0 | ||||||
AB Large Cap Growth Fund, Inc. | 7/31/2018 | 78,971 | 0 | ||||||
AB Sustainable International Thematic Fund, Inc. | 6/30/2018 | 66,410 | 0 | ||||||
AB Trust | |||||||||
AB International Value Fund | 11/30/2018 | 64,099 | 0 | ||||||
The AB Portfolios | |||||||||
AB Growth Fund | 7/31/2018 | N/A | N/A |
Supplement to Appendix J – Fees Paid to Affiliates of the Adviser
Fund | Fiscal Year Ended | Fees Paid to the Distributor ($) | Fees Paid to the Transfer Agent ($) | Affiliated Brokerage Commissions Paid ($) | Percentage of Aggregate Brokerage Commissions Paid to Affiliated Brokers | ||||||||||
AB Cap Fund, Inc. | |||||||||||||||
AB Small Cap Growth Portfolio | 7/31/2018 | 1,875,482 | 473,549 | 0 | 0.00 | % | |||||||||
AB Core Opportunities Fund, Inc. | 11/30/2018 | 683,620 | 117,954 | 0 | 0.00 | % | |||||||||
AB Large Cap Growth Fund, Inc. | 7/31/2018 | 9,840,833 | 2,045,038 | 0 | 0.00 | % | |||||||||
AB Sustainable International Thematic Fund, Inc. | 6/30/2018 | 788,845 | 256,992 | 0 | 0.00 | % | |||||||||
AB Trust | |||||||||||||||
AB International Value Fund | 11/30/2018 | 603,907 | 192,665 | 0 | 0.00 | % | |||||||||
The AB Portfolios | |||||||||||||||
AB Growth Fund | 7/31/2018 | 2,248,654 | 653,912 | 139 | 0.00 | % |
C-1
AB FUNDS
NOTICE OF ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS AND PROXY STATEMENT SUPPLEMENT
January 7, 2019