UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 24, 2016
MOSYS, INC.
(Exact name of registrant as specified in its charter)
000-32929
(Commission File Number)
Delaware | | 77-0291941 |
(State or other jurisdiction | | (I.R.S. Employer Identification No.) |
of incorporation) | | |
3301 Olcott Street
Santa Clara, California 95054
(Address of principal executive offices, with zip code)
(408) 418-7500
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) At the annual meeting of stockholders of MoSys, Inc. (the “Company”) held on June 24, 2016, the Company’s stockholders voted on four proposals which are described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on June 6, 2016.
(b) Voting results were as follows:
· Proposal 1 — Election of directors to serve until the next annual meeting of stockholders.
| | For | | Withheld | | Broker
Non-Vote | |
Stephen L. Domenik | | 33,395,940 | | 3,374,442 | | 20,964,105 | |
Tommy Eng | | 30,625,401 | | 6,144,981 | | 20,964,105 | |
Chi-Ping Hsu | | 31,766,895 | | 5,003,487 | | 20,964,105 | |
Leonard Perham | | 34,985,749 | | 1,784,633 | | 20,964,105 | |
All of the foregoing candidates were elected to serve as directors until the next annual meeting of stockholders.
· Proposal 2 — Ratification of the Audit Committee’s appointment of Burr Pilger Mayer, Inc. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.
For | | Against | | Abstain | | Broker
Non-Vote | |
57,369,464 | | 225,782 | | 139,241 | | — | |
The foregoing proposal was approved.
· Proposal 3 — Authorization of an amendment of our Restated Certificate of Incorporation to effect a reverse stock split of our common stock at a ratio determined by the Company’s board of directors within a specified range, without reducing the authorized number of shares of the Company’s common stock, to be effected in the sole discretion of the board of directors at any time within one year of the date of the Annual Meeting without further approval or authorization of the Company’s stockholders..
For | | Against | | Abstain | | Broker
Non-Vote | |
36,448,576 | | 310,611 | | 11,195 | | 20,964,105 | |
The foregoing proposal was approved.
· Proposal 4 — Approval of a program permitting eligible employees to exchange certain outstanding stock options for a lesser number of stock options with a lower exercise price.
For | | Against | | Abstain | | Broker
Non-Vote | |
30,470,232 | | 6,293,855 | | 6,295 | | 20,964,105 | |
The foregoing proposal was approved.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOSYS, INC. |
| | |
| | |
Date: June 27, 2016 | By: | /s/ James W. Sullivan |
| | James W. Sullivan |
| | Vice President of Finance and Chief Financial Officer |
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