UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07168)
HENNESSY FUNDS TRUST
(Exact name of registrant as specified in charter)
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Address of principal executive offices) (Zip code)
NEIL J. HENNESSY
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2007 Item 1. Proxy Voting Record.
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Trammell Crow Co. | 8/3/2006 | | 89288R106 | TCC | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Rat provisions of Sect 4A of the | Issuer | | |
| | | | L/T incentive plan | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Spartan Stores | | 8/16/2006 | | 846822104 | SPTN | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | Issuer | | |
| | | | 2. Rat of Deloitte & Touche Ind auditors | | |
| | | | 2007 | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Riviera Holdings | | 8/8/2006 | | 769627100 | RIV | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Approve agreement and plan of | issuer | | |
| | | | merger. | | | |
| | | | 2. Approve the adjournment of annual | | |
| | | | meeting | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Stolt Offshore | | 8/1/2006 | | 861567105 | SOSA | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Apprvl annual mting date | issuer | | |
| | | | 2. Apprvl so consolidate fincl statmnt | | |
| | | | 3. Apprvl unconsolidate bal sheet | | |
| | | | and statmnt of p/l | | | |
| | | | 4. Apprvl consolidated statement of ops. | | |
| | | | 5. Dischge of BOD and statutory auditors | | |
| | | | 6. Apprvl authorization of share repur. | | |
| | | | 7. Election of statutory auditors and | | |
| | | | ind. Auditors | | | |
| | | | 8. Apprvl of the changes to the articles | | |
| | | | of incorporation. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Amerco | | 8/25/2006 | | 23586100 | UHAL | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
World Air Holdings | 8/16/2006 | | 98142V104 | WLDA | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Riviera Holdings | | 8/8/2006 | | 769627100 | RIV | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Approve plan of merger | issuer | | |
| | | | 2. Approve adjournment of annual mtg. | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Transmontaigne Inc. | 8/31/2006 | | 893934109 | TMG | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Approve plan of merger | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
National Beverage | | 9/29/2006 | | 635017106 | FIZ | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Matrix Service Co. | 10/23/2006 | | 576853105 | | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat appt. of Deloitte as ind reg a/c '07 | | |
| | | | 3. Approve increase of common stk | | |
| | | | 4. Approve restatemnt of stock option pl. | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Archer-Daniels | | 11/2/2006 | | 39483102 | ADM | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Adopt stkhldrs prop #1 | | | |
| | | | 3. Adopt stkhldrs prop #2 | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Crosstex Energy | | 10/26/2006 | | 22756Y104 | XTXI | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Prop to amend restated cert. Of inc. | issuer | | |
| | | | 2. Prop to approve l/t incentive plan | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Celadon Group | | 11/3/2006 | | 150838100 | CLDN | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. The proxies are authorized to vote | | |
| | | | upon each toher matter that may properly | | |
| | | | come before the meeting or any adjournments thereof |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Mentor Graphics | | 11/29/2006 | | 587200106 | MENT | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Prop TO AMEND THE CO. 1982 | issuer | | |
| | | | stock option plan. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Wimm Bill Dann Foods | 12/5/2006 | | 97263M109 | WBD | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Announc Dividends payment 2006 | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
AEP Industries | | 4/10/2007 | | 1031103 | AEPI | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat KPMG 2007 | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Marathon Oil | | 4/25/2007 | | 565849106 | MRO | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat Pricewaterhousecoopers | | | |
| | | | 3. Apprvl of 2007 inc. comp plan | | |
| | | | 4. Amend restated cert. Of inc. | | | |
| | | | 5. Amend restate cert of inc to increase | | |
| | | | the number of authorized shares of stock | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Arkansas Best Corp | 4/24/2007 | | 40790107 | ABFS | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer/shareholder | |
| | | | 2. Rat Ernst & Young | | | |
| | | | 3. Stholder prop re declassificaton of | | |
| | | | board of directors | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
SAIA, Inc. | | 4/24/2007 | | 40790107 | ABFS | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat. Appt Kpmg | | | |
| | | | 3. Approve amendment to omnibus incentive | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Arch Chemicals | | 4/26/2007 | | 03937R102 | ARJ | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat appt KPMG | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Ampco-Pittsburgh Corp | 4/25/2007 | | 32037103 | AP | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
AMN Healthcare Services | 4/18/2007 | | 1744101 | AHS | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Approvl amendments to the companys | | |
| | | | equity plan. | | | |
| | | | 3. Rat. KPMG | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Frontier Oil Corp | | 4/24/2007 | | 35914P105 | FTO | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Rat appt. Deloitte & Touche | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Natco Group | | 5/10/2007 | | 63227W203 | NTG | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat KPMG | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Alon USA Energy | | 5/8/2007 | | 20520102 | ALJ | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat appt KPMG | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Ryder System Inc. | 5/4/2007 | | 783549108 | R | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat Pricewaterhousecoopers | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Cenveo Inc. | | 5/3/2007 | | 15670S105 | CVO | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat Deloitte & Touche 2007 | | | |
| | | | 3. Apprvl 2007 Long term equity inc. plan | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Lincoln Electric Hlg. | 4/27/2007 | | 533900106 | LECO | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Apprvl 2007 mgmnt incentive comp | | |
| | | | plan. | | | |
| | | | 3. Rat ind. Auditors. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Standard Parking | | 4/25/2007 | | 853790103 | STAN | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Appoint Ernst & Young 2007 | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Crosstex Energy | | 5/9/2007 | | 22765Y104 | XTXI | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Cray Inc. | | 5/16/2007 | | 225223304 | CRAY | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Harleysville Group | | 4/25/2007 | | 412824104 | HGIC | | |
| | | | | | | |
Vote: Not voted | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
| | | | 1. Directors | issuer | | |
| | | | 2. Apprvl of equity incentive plan | | |
| | | | 3. Apprvl Directors' equity comp. | | |
| | | | 4. Rat KPMG 2007 | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
FMC Technologies | 5/4/2007 | | 30249U101 | FTI | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
AnnTaylor Stores | 5/17/2007 | 5/4/2007 | | 36115103 | ANN | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Approve perf comp. Plan | | | |
| | | | 3. Rat Deloitte & Touche for 2007 | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Belden CDT Inc. | | 5/24/2007 | | 77454106 | BDC | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Apprv perf. Goals for perf. Based awards. | | |
| | | | 3. Appve perf. Goals for awards made under | | |
| | | | the companys annual cash incentive plan. | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Qwest Communi. | | 5/23/2007 | | 749121109 | Q | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer/shareholder | |
| | | | 2. Rat. KPmg 2007 | | | |
| | | | 3. Apprvl amended Equity incentive plan | | |
| | | | 4. Stkhldr Prop: | | | |
| | | | re75% future equity comp to senior exe. | | |
| | | | be performance based. | | | |
| | | | re Board establish policy for skhldrs meet to vote | |
| | | | on an advisory rsolution proposed by | | |
| | | | management to rat. Certain comp. | | |
| | | | re re that stkhldr see approval of certain benefits for sr |
| | | | executives under non qualified | | | |
| | | | pension plan | | | |
| | | | re Board establish a policy of separating | | |
| | | | the roles of Chairman and CEO | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Clean Harbors Inc. | 5/18/2007 | | 184496107 | CLHB | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Approve chges in stock incentive plan | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Old Dominion Freight | 5/21/2007 | | 679580100 | ODFL | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
EMC Insurance Grp | 5/24/2007 | | 268664109 | EMCI | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. 2007 stock incentive plan | | | |
| | | | 3. Rat Ernst & Young | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Meadowbrook Insurance | 5/9/2007 | | 58319P108 | MIG | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat. Ind. Reg pub. a/c firm | | | |
| | | | 3. Amend article of inc. increase | | |
| | | | common stock shares. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
AMR Corporation | | 5/16/2007 | | 1765106 | AMR | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer/shareholder | |
| | | | 2. Rat Ernst & Young | | | |
| | | | 3. Stkhldr prop: | | | |
| | | | re cumulative voting for the election | | |
| | | | of directors | | | |
| | | | re to special shareholder meetings | | |
| | | | re to performance based stock options | | |
| | | | re to advisory resolution to rat executive | | |
| | | | comp. | | | |
| | | | | | | |
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Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Gentek Inc. | | 5/17/2007 | | 37245X203 | GETI | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Amend and restate incentive plan. | | |
| | | | 3. Rat Deloitte & Touche | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Safety Insurance | | 5/18/2007 | | 78648T100 | SAFT | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat Pricewaterhousecoopers | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Holly Corporation | | 5/24/2007 | | 435758305 | HOC | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Apprvl of amendment to the corporations | | |
| | | | restated certificate of inc. to increase | | |
| | | | shares of common stock. | | | |
| | | | 3. Apprvl of perf. Standards and eligibiltiy | | |
| | | | provisionng of corp l/t incentive comp. | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Continental Airlines | 6/12/2007 | | 210795308 | CAL | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer/shareholders | |
| | | | 2. Rat of appt. of ind auditors | | | |
| | | | 3. Stkhldr prop: | | | |
| | | | re to political activities | | | |
| | | | re to perf based equity comp for | | |
| | | | senior officers | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
DSW Inc. | | 5/30/2007 | | 233334L102 | DSW | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Interstate Hotels & Res | 5/31/2007 | | 46088S106 | IHR | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Approve 2007 Award plan | issuer | | |
| | | | 2. Rat appt. KPMG | | | |
| | | | 3a. Election as director of the company | | |
| | | | to serve one year term | | | |
| | | | 4a. Election as a director of the company | | |
| | | | to serve two year term. | | | |
| | | | 5a. Re-elections as director of the company | | |
| | | | to serve a three year term. | | | |
| | | | 5b. Re-election as director of the company | | |
| | | | to serve three year term. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
P.A. M. Transporation | 5/24/2007 | | 693149106 | PTSI | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
World Fuel Services | 5/31/2007 | | 981475106 | INT | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat Pricewaterhousecoopers | | | |
| | | | 3. Shlder prop: | | | |
| | | | re establishing a policy re discrimination | | |
| | | | based upon sexual orientation and | | |
| | | | gender identity. | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Universal Truckload | 6/15/2007 | | 91388P105 | UACL | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat KPMG | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
The Gymboree Corp | 6/12/2007 | | 403777105 | GYMB | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Appt Deloitte & Touche | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Dillards Incl. | | 6/12/2007 | | 403777105 | GYMB | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
The AES Corporation | 6/25/2007 | | 00130H105 | AES | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat of appt. ind. Auditors | | | |
| | | | | | | |
| | | | | | | |
Name of Fund: | | Hennessy Cornerstone Growth II | | | |
Period: | | | | | | |
| | | | | | | |
Company Name | | Meeting Date | Cusip | Ticker | | |
Casual Male Retail | 7/31/2007 | | 148711104 | CMRG | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: |
Director's recommendations | | 1. Directors | issuer | | |
| | | | 2. Rat appt. of Ernst & Young | | | |
| | | | | | | |
| | | | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Funds Trust
By (Signature and Title)* /s/Neil J. Hennessy
Neil J. Hennessy
President and Principal Executive Officer
Date 7/26/07