| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Precision Castparts | | 8/10/2010 | | 740 189 105 | PCP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1.Directors | Issuer | For | |
For | | | | 2. Rat of ind reg pub a/c firm | Issuer | For | |
Against | | | | 3. Sharehold prop re classified board | Shareholder | Against | |
| | | | structure. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Forest Labs. | | 8/9/2010 | | 345 838 106 | FRX | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of the 207eq. Inc. plan | Issuer | For | |
For | | | | 3. Apprvl of exe. Comp. | Issuer | For | |
For | | | | 4. Rat of BDO Seidman as accountants | Issuer | For | |
Against | | | | 5. Apprvl of stockholder prop to amen | Shareholder | Against | |
| | | | the by-laws of the co. to rpovide reimbursement | | | |
| | | | of expenses incurred by a stockholder or | | | |
| | | | group of stockholders in connection with nominating | | | |
| | | | one or more directors | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Qwest Communications | 8/24/2010 | | 749 121 109 | Q | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Adopt agreement and plan of | Issuer | For | |
| | | | merger among Centurylink, Inc. | | | |
For | | | | 2. To vote upon an adjournment of the | Issuer | For | |
| | | | special meeting. | | | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Conagra Foods | | 9/24/2010 | | 205 887 102 | CAG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat appt. of ind. Auditors | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Western Digital | | 11/11/2010 | | 958 102 105 | WDC | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat KPMG | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Archer-Daniels | | 11/4/2010 | | 039 483 102 | ADM | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst & Young | Issuer | For | |
Against | | | | 3. Adopt stkholder prop re political | Shareholder | Against | |
| | | | contributions | | | |
Against | | | | 4. Adopt skholdrs prop re report on | Shareholder | Against | |
| | | | political contributions. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Microsoft Corp. | | 11/16/2010 | | 594 918 104 | MSFT | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
| | | | Shareholder: | | | |
Against | | | | establisment of board committee on | Shareholder | Against | |
Against | | | | environmental sustainability | Shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Motorola Inc. | | 11/29/2010 | | 620 076 109 | MOT | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Authorization for a reverse tok split | Issuer | For | |
| | | | of outstanding/treasury common stk. | | | |
For | | | | 2. Apprvl of corresponding amendment to Motorola's | | For | |
| | | | restated certrificate of inc. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Accenture PLC | | 2/3/2011 | | G11 51C 101 | CAN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Acceptance of the fincl statements | Issuer | For | |
| | | | for period ended 8-31-2010 | | | |
For | | | | 2, Directors | Issuer | For | |
For | | | | 3. Rat KPMG | Issuer | For | |
For | | | | 4. Aproval of comp of exe officers | Issuer | For | |
For | | | | 5. Recommendation of the frequency | Issuer | For | |
| | | | of shareholder votes on exe comp | | | |
For | | | | 6. Authorizaton to hold 2012 annual genl | Issuer | For | |
| | | | meeting of shareholders outside of | | | |
| | | | Ireland. | | | |
For | | | | 7. Authorization to purchase ordinary shs | Issuer | For | |
For | | | | 8. Dertermination of price range the stk re-issue shs. | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Deere & Company | | 2/23/2011 | | 244 199 105 | DE | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Non-binding advisory vote on exe. Comp | Issuer | For | |
For | | | | 3. Non binding advisory vote on the frequency of say- | | For | |
| | | | on-pay votes | | | |
For | | | | 4. Rat of Deloitte & Touche | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Walt Disney Co. | | 3/23/2011 | | 254 687 106 | DIS | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Pricewaterhousecoopers | Issuer | For | |
For | | | | 3. Approve 2011 stock incentive plan | Issuer | For | |
For | | | | 4. Approve the adv resolution on executive comp | Issuer | For | |
1 year | | | | 5. approve holding an adv vote on exe comp every | Issuer | 1 year | |
| | | | one, two or three years | | | |
Against | | | | 6. Approve the shareholder prop relating to perf. | shareholder | Against | |
| | | | tests for restricted stock units. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Huntinton Bancshares | | 4/21/2011 | | 446 150 104 | HBAN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of mgmnt incentive plan for covered officers | Issuer | For | |
For | | | | 3. Approval of the supplemental stk purchase and | Issuer | For | |
| | | | tax savings plan & trust. | | | |
For | | | | 4. Rat Deloitte & Touche | Issuer | For | |
For | | | | 5. A resolution to approve, the comp of exe. As | Issuer | For | |
| | | | disclosed in the accompanyinig proxy statement | | | |
3 years | | | | 6. An advisory on the frequency of future advisory | Issuer | 3 years | |
| | | | votes on exe. Comp. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Carnival Corp | | 4/13/2011 | | 143 658 300 | CCL | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. To re appoint Pricewaterhouse | Issuer | For | |
For | | | | 3. To authorize the audit committee to agree the | Issuer | For | |
| | | | remuneration of the ind. Auditors. | | | |
For | | | | 4. To receive the UK accounts and reports of the | | | |
| | | | directors and auditors for the year ended 11/30/11. | Issuer | For | |
For | | | | 5. To approe the fiscal 2010 comp of the named | Issuer | For | |
| | | | exe. Officers. | | | |
1 year | | | | 6. Determine frequency advisory vote re the comp of | Issuer | 1 year | |
| | | | the named exe officers. | | | |
For | | | | 7, Approve the remuneration report for the year 2010. | Issuer | For | |
For | | | | 8. Approve the giving of authority for the allotment | Issuer | For | |
| | | | of nu shs. | | | |
For | | | | 9. To approe the disapplication of the pre emption | Issuer | For | |
| | | | rites in relation to the allotment of new shs. | | | |
For | | | | 10. To approe the genl authority to buy back | Issuer | For | |
| | | | ordinary shs in the open market. | | | |
For | | | | 11. To approe 2011 stock plan | Issuer | For | |
For | | | | 12. Vote upon such other business | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Honeywell Intl. | | 4/25/2011 | | 438 516 106 | HON | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of ind. Accountants. | Issuer | For | |
For | | | | 3. Advisory vote on exe. Comp. | Issuer | For | |
1 year | | | | 4. Advisory vote on frequency of the vote for exe. Comp. | Issuer | 1 year | |
For | | | | 5. 2011 stock incentive plan | Issuer | For | |
For | | | | 6. Incentive comp plan of exe. Employees | Issuer | For | |
Against | | | | 7. Shareholder action by written consent. | shareholder | Against | |
Against | | | | 8. Special shareowner meetings | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Fifth Third Bancorp | | 4/19/2011 | | 316 773 100 | FITB | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of Deloitte & Touche | Issuer | For | |
For | | | | 3. Approve 2011 incentive comp plan. | Issuer | For | |
For | | | | 4. Approval of advisory vote on exe. Comp | Issuer | For | |
1 year | | | | 5. Approval of voting on exe comp plan. | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
A T & T, Inc. | | 4/29/2011 | | 014 154 800 | T | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat ind auditors | Issuer | For | |
For | | | | 3. Approve 2011 Incentive Plan | Issuer | For | |
For | | | | 4. Advisory vote on exe. Comp. | Issuer | For | |
3 year | | | | 5. Advisory vote on frequency of vote on exe. Comp | Issuer | 3 years | |
Against | | | | 6. Political contributions | shareholder | Against | |
Against | | | | 7. Special stockholder meetings | shareholder | Against | |
Against | | | | 8. Written consent | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Berkshire Hathaway | | 4/30/2011 | | 084 670 702 | BRK-B | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve comp. of the exe. Officers | Issuer | For | |
3 year | | | | 3. Frequency of vote on executive comp | Issuer | 3 years | |
Against | | | | 4. Establishment of quantitative goas for the | shareholder | Against | |
| | | | reduction of greenhouse gas and other air emissions | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Stanley Black & Decker | 4/19/2011 | | 854 502 101 | SWK | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve Ernst & Young | Issuer | For | |
For | | | | 3. Approve the comp of the exe. Officers | Issuer | For | |
3 years | | | | 4. Frequency votes on named exe. Officers comp. | Issuer | 3 years | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Marathon Oil | | 4/27/2011 | | 565 849 106 | MRO | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Pricewaterhouse Coopers | Issuer | For | |
For | | | | 3. Amend by-laws to lower the threshold for stkholdrs | Issuer | For | |
| | | | to call special meetings | | | |
For | | | | 4. Prop for advisory vote on exe comp. | Issuer | For | |
1 year | | | | 5. Frequency votes on exe. Comp. | Issuer | 1 year | |
Against | | | | 6. Prop for safety report outlining steps to reduce | shareholder | Against | |
| | | | the risk of accidents | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Texas Instruments | | 4/21/2011 | | 882 508 104 | TXN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Prop. Re adv vote on exe. Comp | Issuer | For | |
3 years | | | | 3. Frequency of votes on exe. Comp. | Issuer | 3 years | |
For | | | | 4. Rat Ernst & Young | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Citigroup, Inc. | | 4/21/2011 | | 172 967 101 | C | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat KPMG | Issuer | For | |
For | | | | 3. Prop to approve amendment to stock incentive plan. | Issuer | For | |
For | | | | 4. Approval of 2011 exe. Performance plan. | Issuer | For | |
For | | | | 5. Advisory vote on 2010 exe. Comp. | Issuer | For | |
1 year | | | | 6. Frequency of vote on exe. Comp. | Issuer | 1 year | |
For | | | | 7. Prop to approve reverse stk split extension | Issuer | For | |
Against | | | | 8. Prop re political non-partisanship | shareholder | Against | |
Against | | | | 9. Prop re a report on political contributions | shareholder | Against | |
Against | | | | 10. Prop re a report on restroing trust and confidence | shareholder | Against | |
| | | | in the Financial systems. | | | |
Against | | | | 11. Prop re stkholder holding 15% or above have the | shareholder | Against | |
| | | | right to call specal stkhldr meetings | | | |
Against | | | | 12. Prop re the audit committee conduct an ind. Review | shareholder | Against | |
| | | | and report on controls related to loans, foreclosures, | | | |
| | | | and securitizations. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Owens Corning | | 4/14/2011 | | 690 742 101 | OC | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat PricewaterHousecooopers | Issuer | For | |
For | | | | 3. Approve the corp. incentive plan. | Issuer | For | |
For | | | | 4. Advisory vote on comp. for exe. Officers | Issuer | For | |
1 years | | | | 5. Frequency of advisory vote on comp for exe. Officers | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
The Progressive Corp | | 4/29/2011 | | 743 315 103 | PGR | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve an amendment to the companys code of | Issuer | For | |
| | | | regulations | | | |
For | | | | 3. Advisory vote on exe. Comp. program | Issuer | For | |
1 year | | | | 4. Frequency of vote on exe. Comp program | Issuer | For | |
For | | | | 5. Rat PricewaterHouseCoopers | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Solutia Incorp. | | 4/18/2011 | | 834 376 501 | SOA | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Adv. Vote on the freq. of an exe. Comp adv. Vote | Issuer | For | |
1 year | | | | 3. Frequency of exe comp votes | Issuer | 1 year | |
For | | | | 4. Rat Deloitte & Touche | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Pfizer Incorp. | | 4/28/2011 | | 717 081 103 | PFE | | |
| | | | | | | |
| | | �� | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2, Rat KPMG | Issuer | For | |
For | | | | 3. Adv. Vote on exe. Comp | Issuer | For | |
2 years | | | | 4. Frequency of future vote on exe comp. | Issuer | 2 years | |
Against | | | | 5. Prop re publication of political contributions | shareholder | Against | |
Against | | | | 6. Prop re public policy initiatives | shareholder | Against | |
Against | | | | 7. Prop re pharmeaceutical price restraints | shareholder | Against | |
Against | | | | 8. Prop re action by written consent | shareholder | Against | |
Against | | | | 9. Prop re special shareholder meetings | shareholder | Against | |
Against | | | | 10. Prop re animal research | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Pfizer Incorp. | | 4/28/2011 | | 717 081 103 | PFE | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat KPMG | Issuer | For | |
For | | | | 3. Approval of the comp of the exe officers. | Issuer | For | |
3 years | | | | 4. Frequency of vote on comp for exe. Officers | Issuer | 3 years | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Bank of America | | 5/11/2011 | | 060 505 104 | BAC | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on exe. Comp | Issuer | For | |
1 years | | | | 3. Frequency on vote for future say on pay votes. | Issuer | 1 years | |
For | | | | 4. Rat ind. Pub. a/c ing firm 2011 | Issuer | For | |
Against | | | | 5. Disclosure of Government Employment | shareholder | Against | |
Against | | | | 6. Stockholder action by written consent | shareholder | Against | |
Against | | | | 7. Mortgage servicing operations | shareholder | Against | |
Against | | | | 8. Grassroots lobbying | shareholder | Against | |
Against | | | | 9. OTC derivatives trading | shareholder | Against | |
Against | | | | 10. Cumulative voting in contested elections | shareholder | Against | |
Against | | | | 11. Recoupment of incentive compensation | shareholder | Against | |
Against | | | | 12. Prohibition of certain relocation benefits | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
The Coca-Cola Co. | | 4/27/2011 | | 191 216 100 | KO | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst & Young | Issuer | For | |
For | | | | 3. Approval of the performance measures under plan. | Issuer | For | |
For | | | | 4. Approval of the plan to preserve the tax deduct. Of awards. | Issuer | For | |
For | | | | 5. Advisory vote on exe. Comp | Issuer | For | |
1 year | | | | 6. Advisory vote on frequency of pay vote | Issuer | 1 year | |
Against | | | | 7. Proposal re a report on Bisphenol-A | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Church & Dwight | | 5/5/2011 | | 171 340 102 | CHD | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on comp of named exe officers | Issuer | For | |
3 Years | | | | 3. Frequency of vote on comp for exe. Officers | Issuer | 3 years | |
For | | | | 4. Rat Deloitte & Touche | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Prudential Fincl | | 5/10/2011 | | 744 320 102 | PRU | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat PricewaterhouseCoopers | Issuer | For | |
For | | | | 3. Advisory vote on exe. Comp. | Issuer | For | |
1 year | | | | 4. Advisory vote frequency | Issuer | 1 year | |
For | | | | 5. Prop re supermajority voting | shareholder | For | |
Against | | | | 6. Re lobbying contributions & expenditures | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
EBAY, Incorp. | | 4/28/2011 | | 278 642 103 | EBAY | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on comp on exe officers | Issuer | For | |
1 year | | | | 3. Frequency of adisory vote on comp for officers | Issuer | 1 year | |
For | | | | 4. Rat PricewaterhouseCoopers | Issuer | For | |
Against | | | | 5. Prop re supermajority voting standards | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Pepisco, Inc. | | 5/4/2011 | | 713 448 108 | PEP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of non binding vote of exe. Comp | Issuer | For | |
3 years | | | | 3. Frequency of exe. Comp votes | Issuer | 3 years | |
For | | | | 4. Approval of I nd. Reg publ a/c 2011 | Issuer | For | |
For | | | | 5. Approval/amend. Implement majority voting for | Issuer | For | |
| | | | directors in uncontested elections | | | |
Against | | | | 6. Prop right to call speal meetings | shareholder | Against | |
Against | | | | 7. Prop political contributions report | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
American Elec. Pwr | | 4/26/2011 | | 025 537 101 | AEP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Young | Issuer | For | |
For | | | | 3. Advisory vote on exe comp | Issuer | For | |
1 year | | | | 4. Frequency of vote on executive comp. | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Selext Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Merck & Co. | | 5/24/2011 | | 589 33Y 105 | MRK | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat ind. Reg. public accounting firm. | Issuer | For | |
For | | | | 3. Adv. Vote on exe. Comp | Issuer | For | |
3 years | | | | 4. Frequency of votes for exe. Comp | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
ConocoPhillips | | 5/11/2011 | | 208 25C 104 | COP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst & Young | Issuer | For | |
For | | | | 3. Advisory of executive compensation | Issuer | For | |
No recommendations | | | | 4. Frequency of votes on executive compensation | Issuer | no recommendation |
For | | | | 5. Approval of 2011 omnibus stock and perf. Inc. plan | Issuer | For | |
Against | | | | 6. Gender expression ono-discrimination | shareholder | Against | |
Against | | | | 7. Politcal contribution | shareholder | Against | |
Against | | | | 8. Report on grassroots lobbying expenditures | shareholder | Against | |
Against | | | | 9. Accident risk mitigation | shareholder | Against | |
Against | | | | 10. Company environmental policy | shareholder | Against | |
Against | | | | 11. Greenhouse gas reduction targets | shareholder | Against | |
Against | | | | 12. Report on financial risks from climate change | shareholder | Against | |
Against | | | | 13. Canadian oilsands | shareholder | Against | |
Against | | | | 14. In its discretion, upon such other matters that | shareholder | Against | |
| | | | may properly come before the meeting or any | | | |
| | | | adjournment or adjournments thereof. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Wyndham Worldwide | | 5/12/2011 | | 983 10W 108 | WYN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensaton | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Rat Deloitte & Touche | Issuer | For | |
Against | | | | 5. Elimination of the classified board | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Amgen Inc. | | 5/20/2011 | | 031 162 100 | AMGN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst & Young | Issuer | For | |
For | | | | 3. Approve compensation for executives | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
Against | | | | 5. Shareholder action by written consent | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Macy's Inc. | | 5/20/2011 | | 556 16P 104 | M | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat. KPMG | Issuer | For | |
For | | | | 3. Approval of amended certificate of incorp. | Issuer | For | |
For | | | | 4. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 5. Frequency of voting on executive compensation | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Interntl Paper | | 5/9/2011 | | 460 146 103 | IP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
For | | | | 3. Approval of compensation for executive officers | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | For | |
Against | | | | 5. Shareowner action by written consent | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Altria Group | | 5/18/2011 | | 022 09S 103 | MO | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat selection of ind. Reg. pub. Accounting firm | Issuer | For | |
For | | | | 3. Advisory vote on compensation for executives | Issuer | For | |
No recommendation | | | | 4. Frequency of voting on executive compensation | Issuer | No rec. | |
Against | | | | 5. Address concerns regarding tobacco flavoring | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
National Oilwell | | 5/19/2011 | | 637 071 101 | NOV | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat of independent auditors | Issuer | For | |
For | | | | 3. Approve compensatin for executives | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 5. Approve the amended certificate of incorporation | Issuer | For | |
For | | | | 6. Approve increase of common stock | Issuer | For | |
Against | | | | 7. Stockholder proposal | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
UnitedHealth Grp | | 5/23/2011 | | 913 24P 102 | UNH | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of compensation for executives | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Approval of 2011 incentive stock plan. | Issuer | For | |
For | | | | 5. Approval of an amendment to 1993 Employee SPP | Issuer | For | |
For | | | | 6. Rat. Deloitte & Touche | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Exelon Corp. | | 5/3/2011 | | 301 61N 101 | EXC | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat PricewaterhouseCoopers | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Union Pacific | | 5/5/2011 | | 907 818 108 | UNP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | For | |
For | | | | 5. Prop to amend the articles of incorp. To reduce | Issuer | For | |
| | | | shareholder voting requirements related to: | | | |
| | | | a. actions adversely affecting preferred stock | | | |
| | | | b. removal of directors | | | |
| | | | c. changing the authorized amount of capital stock | | | |
Against | | | | 6. Prop re ind. Director to serve as Chairman of the | | Against | |
| | | | board if preperly presented at the annual meeting | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
JPMorgan Chase | | 5/17/2011 | | 466 25H 100 | JPM | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat independent reg. pub. Accounting firm | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 years | | | | 4. Frequency of votes on executive compensation | Issuer | 1 year | |
For | | | | 5. Approval of amendment to l/t incentive plan | Issuer | For | |
Against | | | | 6. Political ono partisanship | shareholder | Against | |
Against | | | | 7. Shareholder action by written consent | shareholder | Against | |
Against | | | | 8. Mortgage loan servicing | shareholder | Against | |
Against | | | | 9. Political contributions | shareholder | Against | |
Against | | | | 10. Genocide free investing | shareholder | Against | |
Against | | | | 11. independent lead director | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Boston Properties | | 5/17/2011 | | 101 121 101 | BXP | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve executive officer compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensatoin | Issuer | 1 year | |
For | | | | 4. Rat PricewaterhouseCoopers | Issuer | For | |
Against | | | | 5. Prop concerning the preparation of a sustainability | shareholder | Against | |
| | | | report | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Wal-Mart Stores | | 6/3/2011 | | 931 142 103 | WMT | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst Young | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
Against | | | | 5. Gender identity onon-discrimination policy | shareholder | Against | |
Against | | | | 6. Political contributions report | shareholder | Against | |
Against | | | | 7. Special shareown meetings | shareholder | Against | |
Against | | | | 8. Require suppliers to publish an annual sustainablity | shareholder | Against | |
| | | | report | | | |
Against | | | | 9. Climate change risk disclosure | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Chevron Corp. | | 5/25/2011 | | 166 764 100 | CVX | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat independent reg. pub. Accounting firm | Issuer | For | |
For | | | | 3. Advisory vote on execuitve officer compensation | Issuer | For | |
1 year | | | | 4. Frequency on voting for executive compensation | Issuer | 1 year | |
Against | | | | 5. Independent director with envionmental expertise | shareholder | Against | |
Against | | | | 6. Human rights committee | shareholder | Against | |
Against | | | | 7. Sustainability metric for executive comp. | shareholder | Against | |
Against | | | | 8. Guidelines for country selection | shareholder | Against | |
Against | | | | 9. Financial risks from climate change | shareholder | Against | |
Against | | | | 10 Hydraulic fracturing | shareholder | Against | |
Against | | | | 11. Offshore oil wells | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
St. Jude Medical | | 5/12/2011 | | 790 849 103 | STJ | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on compensation of executives | Issuer | For | |
No recommendation | | | | 3. Frequency on voting for executive compensation | Issuer | No rec. | |
For | | | | 4. Approve amendments to 2007 stock incentive plan | Issuer | For | |
No recommendation | | | | 5. To consider/act upon a shareholder prop re the | Issuer | No rec. | |
| | | | declassification of BOD. | | | |
For | | | | 6. Rat Ernst & Young | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Thermo Fisher | | 5/25/2011 | | 8883 556 102 | TMO | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
2 years | | | | 3. Frequency on voting for executive compensation | Issuer | 2 years | |
For | | | | 4. Rat. PricewaterhouseCoopers | Issuer | For | |
Against | | | | 5. Prop re declassification of BOD | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Affiliated Managers | | 5/31/2011 | | 008 252 108 | AMG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve the 2011 stock option and incentive plan | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency on voting for executive compensation | Issuer | 1 year | |
For | | | | 5. Rat. PricewaterhouseCoopoers | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Diamond Offshore | | 5/23/2011 | | 252 71C 102 | DO | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
For | | | | 3. Approve executive compensation | Issuer | For | |
1 year | | | | 4. Frequency on voting for executive compensation | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Xcel Energy | | 5/18/2011 | | 983 89B 100 | XEL | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve amendment to increase shares in the | Issuer | For | |
| | | | non-employee directors stok equivalent plan | | | |
For | | | | 3. Aprove amenment to eliminate cumulative voting | Issuer | For | |
| | | | in the election of directors | | | |
For | | | | 4.Approve other amendments to the articles of Inc. | Issuer | For | |
1 year | | | | 5. Frequency of voting for executive compensation | Issuer | For | |
For | | | | 6. Prop to hold an advisory on executive compensation | Issuer | For | |
For | | | | 7. Rat Deloitte & Touche | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
EOG Resources | | 5/3/2011 | | 268 75P 101 | EOG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
For | | | | 3. Approve compensation of executives | Issuer | For | |
1 year | | | | 4. Frequency of voting for executive comp | Issuer | For | |
Against | | | | 5. Prop concerning accelerated vesting of executive | shareholder | Against | |
| | | | officer stock awards | | | |
Against | | | | 6. Prop concerning corporate political contributions | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Capital One Fincl | | 5/11/2011 | | 140 40H 105 | COF | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Ernst & Young | Issuer | For | |
For | | | | 3. Approval of amendments to provide for the annual | Issuer | For | |
| | | | election of directors | | | |
For | | | | 4. Advisory vote on executive officer compensation | Issuer | For | |
1 year | | | | 5. Frequency of voting for executive compensation | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
AON Corporation | | 5/20/2011 | | 037 389 103 | AON | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat. Ernst & Young | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 years | | | | 4. Frequncy of voting for executive compensation | Issuer | 1 year | |
For | | | | 5. Approval of 2011 incentive plan | Issuer | For | |
For | | | | 6. Approval of 200 employee stk purchase plan | Issuer | For | |
For | | | | 7. Vote upon such other business | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Halliburton Co. | | 5/19/2011 | | 406 216 101 | HAL | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat of selection of auditors | Issuer | For | |
For | | | | 3. Advisory vote executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting for executive compensation | Issuer | 1 year | |
Against | | | | 5. Prop on human rights policy | shareholder | Against | |
Against | | | | 6. Political contributions | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Wells Fargo & Co. | | 5/3/2011 | | 949 746 101 | WFC | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote to approve compensation for executive | Issuer | For | |
1 year | | | | 3. Frequency of voting for executive compensation | Issuer | 1 year | |
For | | | | 4. Rat. KPMG | Issuer | For | |
Against | | | | 5. Allowing the holders of 10% of stk to call special mtg. | shareholder | Against | |
Against | | | | 6. Cumulative voting in contested director elections | shareholder | Against | |
Against | | | | 7. The adoption of a policty to require an independent | shareholder | Against | |
| | | | chairman | | | |
Against | | | | 8. Advisory vote on Director compensation | shareholder | Against | |
Against | | | | 9. Investigation and report on internal controls for | shareholder | Against | |
| | | | mortgage servicing operations | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Simon Property | | 5/19/2011 | | 828 806 109 | SPG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directros | Issuer | For | |
For | | | | 2. Advisory vote on executive compensaton | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | | 1 year | |
For | | | | 4. Rat Ernst & Young | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Watson Pharma. | | 5/13/2011 | | 942 683 103 | WPI | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approve an amendment of the articles of incorp. | Issuer | For | |
| | | | to provide for the declassification of BOD and to | | | |
| | | | delete certain provisions from the articles. | | | |
For | | | | 3. Approve the 4th amendment of the 2001 incentive | Issuer | For | |
| | | | award plan. | | | |
For | | | | 4. Advisory vote to approve executive compenstion | Issuer | For | |
1 year | | | | 5. Frequency of voting on executive compensation | Issuer | For | |
For | | | | 6. Rat. PricewaterhouseCoopers | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Sempra Energy | | 5/13/2011 | | 816 851 109 | SRE | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat ind. Reg. public a/c firm | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
Against | | | | 5. Allow shareholder action by written consent | shareholder | Against | |
Against | | | | 6. Prop regarding retirement benefits | shareholder | Against | |
Against | | | | 7. Prop. Regarding sustainability | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Philip Morris | | 5/11/2011 | | 718 172 109 | PM | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat selection of independent auditors | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
Against | | | | 5. Food insecurity and tobacco use | shareholder | Against | |
Against | | | | 6. Independent board chair | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Goldman Sachs | | 5/6/2011 | | 381 41G 104 | GS | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Rat. PricewaterhouseCoopers | Issuer | For | |
Against | | | | 5. Cumulative voting | shareholder | Against | |
Against | | | | 6. Special shareowner meetings | shareholder | Against | |
Against | | | | 7. Executive compensation and l/t performance | shareholder | Against | |
Against | | | | 8. Senior executive compensation | shareholder | Against | |
Against | | | | 9. Report on climate change risk disclosure | shareholder | Against | |
Against | | | | 10. Report on political contributions | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Eastman Chemical | | 5/5/2011 | | 277 432 100 | EMN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | For | |
For | | | | 4. Rat PricewaterhouseCoopers | Issuer | For | |
For | | | | 5. Approval of amendment to certificate of incorp. To | Issuer | For | |
| | | | declassify the BOD | | | |
Against | | | | 6. Requesting that the BOD take steps necessary to | shareholder | Against | |
| | | | implement simple majority vote requirement for all | | | |
| | | | stockholder actions. | | | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
United Rentals | | 5/11/2011 | | 911 363 109 | URI | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat. Independent auditors | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Advisory vote on executive compensation | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Raytheon Co. | | 5/26/2011 | | 755 111 507 | RTN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting for executive compensation | Issuer | 1 year | |
For | | | | 4. Rat. Of independent auditors | Issuer | For | |
Against | | | | 5. Shareholder action by written consent | shareholder | Against | |
Against | | | | 6. Executive stock retention | shareholder | Against | |
Against | | | | 7. Lobbying expenses | shareholder | Against | |
Against | | | | 8. Supplemental executive retirement plans | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
The Hartford Fincl | | 5/18/2011 | | 416 515 104 | HIG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat Deloitte & Touche | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
JPMorgan Chase | | 5/17/2011 | | 466 25H 100 | JPM | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Appointment of ind. Reg. public accounting firm | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 4. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 5. Approval of the amenment to l/t incentive plan | Issuer | For | |
Against | | | | 6. Political non-partisanship | shareholder | Against | |
Against | | | | 7. Shareholder action by written consent | shareholder | Against | |
Against | | | | 8. Mortgage loan servicing | shareholder | Against | |
Against | | | | 9. Political contribtuions | shareholder | Against | |
Against | | | | 10. Genocide free investing | shareholder | Against | |
Against | | | | 11. Independent lead director | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Devon Energy | | 6/8/2011 | | 251 79M 103 | DVN | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Amend certificate of Inc.: eliminate supermajority | Issuer | For | |
| | | | voting provisions | | | |
For | | | | 5. Remove unnecessary and outdated provisions | Issuer | For | |
For | | | | 6. Rat indpendent auditors for 2011 | Issuer | For | |
Against | | | | 7. Action by written consent | shareholder | Against | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
MasterCard Incorp. | | 6/7/2011 | | 576 36Q 14 | MA | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | | | | 3. Frequency of voting on executive compensation | Issuer | 1 year | |
For | | | | 4. Rat PricewaterhouseCoopers | Issuer | For | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
Celgene Corp. | | 6/15/2011 | | 151 020 104 | CELG | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Rat KPMG | Issuer | For | |
For | | | | 3. Approval of amendment to 2008 stk incentive plan | Issuer | For | |
For | | | | 4. Aproval of executive compensation | Issuer | For | |
3 years | | | | 5. Frequency of voting on executive compensation | Issuer | 3 years | |
| | | | | | | |
| | | | | | | |
| | Hennessy Select Large Value | | | |
Period: | | 7/1/10 to 6/30/11 | | | | |
| | | | | | | |
Company Name | | Meeting Date | | Cusip | Ticker | For/Against Mgmnt |
The Kroger, Co. | | 6/23/2011 | | 501 044 101 | KR | | |
| | | | | | | |
| | | | | | | |
Vote: | | MRV: n/a | | Proposal: | Proposed by Issuer or shareholder: | | |
For | | | | 1. Directors | Issuer | For | |
For | | | | 2. Approval of 2011 l/t incentive cash bonus plan | Issuer | For | |
For | | | | 3. Advisory vote on executive compensation | Issuer | For | |
3 years | | | | 4. Frequency of votig on executive compensation | Issuer | 3 years | |
For | | | | 5. Rat. PricewaterhouseCoopers | Issuer | For | |
Against | | | | 6. Approval, if properly presented, to recomment | shareholder | Against | |
| | | | revision to Krogers Code of Conduct. | | | |