As filed with the Securities and Exchange Commission on August 26, 2022
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Meredith S. Jackson, Esq.
Senior Vice President, General Counsel and Secretary
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2021 – June 30, 2022
Item 1. Proxy Voting Record
TCW Conservative Allocation Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Core Fixed Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Local Currency Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Enhanced Commodity Strategy Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Global Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Short Term Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Total Return Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
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| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 1 | | Elect Anton Dibowitz | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 2 | | Elect Gunnar Eliassen | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 3 | | Elect Dick Fagerstal | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 4 | | Elect Joseph Goldschmid | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 5 | | Elect Elizabeth Darst Leykum | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 6 | | Elect Deepak Munganahalli | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 7 | | Elect James W. Swent III | | Mgmt | | Voted | | For | | For |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 8 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW High Yield Bond Fund | | Valaris Limited | | VAL | | G9460G101 | | 6/8/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 1 | | Elect Amy L. Banse | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 2 | | Elect Brett Biggs | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 3 | | Elect Melanie Boulden | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 4 | | Elect Frank A. Calderoni | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 5 | | Elect Laura Desmond | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 6 | | Elect Shantanu Narayen | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 7 | | Elect Spencer Neumann | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 8 | | Elect Kathleen Oberg | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 9 | | Elect Dheeraj Pandey | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 10 | | Elect David A. Ricks | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 11 | | Elect Daniel Rosensweig | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 12 | | Elect John E. Warnock | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 1 | | Elect Kevin J. Dallas | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 2 | | Elect Joseph M. Hogan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 3 | | Elect Joseph Lacob | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 4 | | Elect C. Raymond Larkin, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 5 | | Elect George J. Morrow | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 6 | | Elect Anne M. Myong | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 7 | | Elect Andrea L. Saia | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 8 | | Elect Greg J. Santora | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 9 | | Elect Susan E. Siegel | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 10 | | Elect Warren S. Thaler | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Align Technology, Inc. | | ALGN | | 016255101 | | 5/18/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 1 | | Elect Jeffrey P. Bezos | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 2 | | Elect Andrew R. Jassy | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 3 | | Elect Keith B. Alexander | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 4 | | Elect Edith W. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 5 | | Elect Jamie S. Gorelick | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 6 | | Elect Daniel P. Huttenlocher | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 7 | | Elect Judith A. McGrath | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 8 | | Elect Indra K. Nooyi | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 9 | | Elect Jonathan J. Rubinstein | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 10 | | Elect Patricia Q. Stonesifer | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 11 | | Elect Wendell P. Weeks | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 14 | | Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding Report on Customer Due Diligence | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Hourly Associate Representation on the Board | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 18 | | Shareholder Report on Plastic Packaging | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Report on Worker Health and Safety Disparities | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 21 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 22 | | Shareholder Proposal Regarding Report on Tax Transparency | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 23 | | Shareholder Proposal Regarding Report on Freedom of Association | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 24 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 25 | | Shareholder Proposal Regarding Multiple Board Nominees | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 26 | | Shareholder Proposal Regarding Report on Working Conditions | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 27 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 28 | | Shareholder Proposal Regarding Diversity and Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 29 | | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 1 | | Elect Thomas A. Bartlett | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 2 | | Elect Kelly C. Chambliss | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 3 | | Elect Teresa H. Clarke | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 4 | | Elect Raymond P. Dolan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 5 | | Elect Kenneth R. Frank | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 6 | | Elect Robert D. Hormats | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 7 | | Elect Grace D. Lieblein | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 8 | | Elect Craig Macnab | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 9 | | Elect JoAnn A. Reed | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 10 | | Elect Pamela D.A. Reeve | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 11 | | Elect David E. Sharbutt | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 12 | | Elect Bruce L. Tanner | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 13 | | Elect Samme L. Thompson | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 1 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 2 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 4 | | Ratification of Management Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 5 | | Ratification of Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 6 | | Long-Term Incentive Plan; Authority to Issue Shares | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 7 | | Management Board Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 8 | | Elect Terri L. Kelly to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 9 | | Elect Alexander F.M. Everke to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 10 | | Elect An Steegen to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 11 | | Appointment of Auditor for for fiscal years 2023 and 2024 | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 14 | | Authority to Suppress Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 15 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 16 | | Cancellation of Shares | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 1 | | Elect Nelda J. Connors | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 2 | | Elect Charles J. Dockendorff | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 3 | | Elect Yoshiaki Fujimori | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 4 | | Elect Donna A. James | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 5 | | Elect Edward J. Ludwig | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 6 | | Elect Michael F. Mahoney | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 7 | | Elect David J. Roux | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 8 | | Elect John E. Sununu | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 9 | | Elect David S. Wichmann | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 10 | | Elect Ellen M. Zane | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Boston Scientific Corporation | | BSX | | 101137107 | | 5/5/2022 | | 13 | | Amendment to the 2006 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 1 | | Elect Susan L. Decker | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 2 | | Elect Kenneth D. Denman | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 3 | | Elect Richard A. Galanti | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 4 | | Elect Hamilton E. James | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 5 | | Elect W. Craig Jelinek | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 6 | | Elect Sally Jewell | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 7 | | Elect Charles T. Munger | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 8 | | Elect Jeffrey S. Raikes | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 9 | | Elect John W. Stanton | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 10 | | Elect Mary Agnes Wilderotter | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 13 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 14 | | Shareholder Proposal Regarding Adoption of Targets to Achieve Net-zero Emissions by 2050 | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Costco Wholesale Corporation | | COST | | 22160K105 | | 1/20/2022 | | 15 | | Shareholder Proposal Regarding Report on Racial Justice and Food Equity | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.1 | | Elect Cary J. Davis | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.2 | | Elect George R. Kurtz | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.3 | | Elect Laura J. Schumacher | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 1 | | Elect Steven R. Altman | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 2 | | Elect Barbara E. Kahn | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 3 | | Elect Kyle Malady | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 4 | | Elect Jay S. Skyler | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | DexCom, Inc. | | DXCM | | 252131107 | | 5/19/2022 | | 7 | | Stock Split | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Enphase Energy, Inc. | | ENPH | | 29355A107 | | 5/18/2022 | | 1.1 | | Elect Steven J. Gomo | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Enphase Energy, Inc. | | ENPH | | 29355A107 | | 5/18/2022 | | 1.2 | | Elect Thurman John Rodgers | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Enphase Energy, Inc. | | ENPH | | 29355A107 | | 5/18/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Enphase Energy, Inc. | | ENPH | | 29355A107 | | 5/18/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 1.1 | | Elect John P. Connaughton | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 1.2 | | Elect John G. Danhakl | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 1.3 | | Elect James A. Fasano | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 1.4 | | Elect Leslie Wims Morris | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 2 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 4 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | IQVIA Holdings Inc. | | IQV | | 46266C105 | | 4/12/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 1 | | Elect Merit E. Janow | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 2 | | Elect Candido Botelho Bracher | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 3 | | Elect Richard K. Davis | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 4 | | Elect Julius Genachowski | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 5 | | Elect GOH Choon Phong | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 6 | | Elect Oki Matsumoto | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 7 | | Elect Michael Miebach | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 8 | | Elect Youngme E. Moon | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 9 | | Elect Rima Qureshi | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 10 | | Elect Gabrielle Sulzberger | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 11 | | Elect Jackson P. Tai | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 12 | | Elect Harit Talwar | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 13 | | Elect Lance Uggla | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 16 | | Restoration of Right to Call a Special Meeting | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 18 | | Shareholder Proposal Regarding Political Donations to Objectors | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 19 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 20 | | Shareholder Proposal Regarding Report on Untraceable Firearms | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.1 | | Elect Peggy Alford | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.2 | | Elect Marc L. Andreessen | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.3 | | Elect Andrew W. Houston | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.4 | | Elect Nancy Killefer | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.5 | | Elect Robert M. Kimmitt | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.6 | | Elect Sheryl K. Sandberg | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.7 | | Elect Tracey T. Travis | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.8 | | Elect Tony Xu | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.9 | | Elect Mark Zuckerberg | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 4 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 5 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 6 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 7 | | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 8 | | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 9 | | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 10 | | Shareholder Proposal Regarding Human Rights Impact Assessment | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 11 | | Shareholder Proposal Regarding Report on Online Child Exploitation | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 12 | | Shareholder Proposal Regarding Non-discrimination Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 13 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 14 | | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 1 | | Elect Timothy M. Haley | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 2 | | Elect Leslie J. Kilgore | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 3 | | Elect Strive T. Masiyiwa | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 4 | | Elect Ann Mather | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 5 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 6 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 7 | | Restoration of Right to Call a Special Meeting | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 8 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 10 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Netflix, Inc. | | NFLX | | 64110L106 | | 6/2/2022 | | 11 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 1 | | Elect Robert K. Burgess | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 2 | | Elect Tench Coxe | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 3 | | Elect John O. Dabiri | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 4 | | Elect Persis S. Drell | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 5 | | Elect Jen-Hsun Huang | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 6 | | Elect Dawn Hudson | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 7 | | Elect Harvey C. Jones | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 8 | | Elect Michael G. McCaffery | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 9 | | Elect Stephen C. Neal | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 10 | | Elect Mark L. Perry | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 11 | | Elect A. Brooke Seawell | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 12 | | Elect Aarti Shah | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 13 | | Elect Mark A. Stevens | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 16 | | Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 17 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 1 | | Elect Rodney C. Adkins | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 2 | | Elect Jonathan Christodoro | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 3 | | Elect John J. Donahoe II | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 4 | | Elect David W. Dorman | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 5 | | Elect Belinda J. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 6 | | Elect Enrique Lores | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 7 | | Elect Gail J. McGovern | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 8 | | Elect Deborah M. Messemer | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 9 | | Elect David M. Moffett | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 10 | | Elect Ann M. Sarnoff | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 11 | | Elect Daniel H. Schulman | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 12 | | Elect Frank D. Yeary | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 14 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 16 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 1 | | Elect Marco Alvera | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 2 | | Elect Jacques Esculier | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 3 | | Elect Gay Huey Evans | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 4 | | Elect William D. Green | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 5 | | Elect Stephanie C. Hill | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 6 | | Elect Rebecca Jacoby | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 7 | | Elect Robert P. Kelly | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 8 | | Elect Ian P. Livingston | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 9 | | Elect Deborah D. McWhinney | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 10 | | Elect Maria R. Morris | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 11 | | Elect Douglas L. Peterson | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 12 | | Elect Edward B. Rust, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 13 | | Elect Richard E. Thornburgh | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 14 | | Elect Gregory Washington | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 1 | | Elect Marc R. Benioff | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 2 | | Elect Bret Taylor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 3 | | Elect Laura Alber | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 4 | | Elect Craig A. Conway | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 5 | | Elect Parker Harris | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 6 | | Elect Alan G. Hassenfeld | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 7 | | Elect Neelie Kroes | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 8 | | Elect Oscar Munoz | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 9 | | Elect Sanford R. Robertson | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 10 | | Elect John V. Roos | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 11 | | Elect Robin L. Washington | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 12 | | Elect Maynard G. Webb | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 13 | | Elect Susan D. Wojcicki | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 14 | | Amendment to the 2013 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 15 | | Amendment to the 2004 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 17 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 18 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 19 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 1 | | Elect Susan L. Bostrom | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 2 | | Elect Teresa Briggs | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 3 | | Elect Jonathan C. Chadwick | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 4 | | Elect Paul E. Chamberlain | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 5 | | Elect Lawrence J Jackson, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 6 | | Elect Frederic B. Luddy | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 7 | | Elect Jeffrey A. Miller | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 8 | | Elect Joseph Quinlan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 9 | | Elect Sukumar Rathnam | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 1 | | Elect Benoit Dageville | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 2 | | Elect Mark S. Garrett | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 3 | | Elect Jayshree V. Ullal | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 1 | | Elect John K. Adams, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 2 | | Elect Stephen A. Ellis | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 3 | | Elect Brian M. Levitt | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 4 | | Elect Arun Sarin | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 5 | | Elect Charles R. Schwab | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 6 | | Elect Paula A. Sneed | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 7 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 8 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 10 | | Approval of the 2022 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 11 | | Adoption of Proxy Access | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 12 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | The Charles Schwab Corporation | | SCHW | | 808513105 | | 5/17/2022 | | 13 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 1 | | Elect Gerard J. Arpey | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 2 | | Elect Ari Bousbib | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 3 | | Elect Jeffery H. Boyd | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 4 | | Elect Gregory D. Brenneman | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 5 | | Elect J. Frank Brown | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 6 | | Elect Albert P. Carey | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 7 | | Elect Edward P. Decker | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 8 | | Elect Linda R. Gooden | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 9 | | Elect Wayne M. Hewett | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 10 | | Elect Manuel Kadre | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 11 | | Elect Stephanie C. Linnartz | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 12 | | Elect Craig A. Menear | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 13 | | Elect Paula Santilli | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 14 | | Elect Caryn Seidman-Becker | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 17 | | Amendment to the Omnibus Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 18 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 19 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 20 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 21 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 22 | | Shareholder Proposal Regarding Deforestation Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Select Equities Fund | | The Home Depot, Inc. | | HD | | 437076102 | | 5/19/2022 | | 23 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.1 | | Elect Lise J. Buyer | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.2 | | Elect Kathryn E. Falberg | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.3 | | Elect David Wells | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 1 | | Elect George M. Awad | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 2 | | Elect Billy Bosworth | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 3 | | Elect Christopher A. Cartwright | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 4 | | Elect Suzanne P. Clark | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 5 | | Elect Russell P. Fradin | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 6 | | Elect Charles E. Gottdiener | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 7 | | Elect Pamela A. Joseph | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 8 | | Elect Thomas L. Monahan III | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 9 | | Elect Andrew Prozes | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | TransUnion | | TRU | | 89400J107 | | 5/11/2022 | | 12 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Select Equities Fund | | Twilio Inc. | | TWLO | | 90138F102 | | 6/22/2022 | | 1.1 | | Elect Donna L. Dubinsky | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Twilio Inc. | | TWLO | | 90138F102 | | 6/22/2022 | | 1.2 | | Elect Deval L. Patrick | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Twilio Inc. | | TWLO | | 90138F102 | | 6/22/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Twilio Inc. | | TWLO | | 90138F102 | | 6/22/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Ulta Beauty, Inc. | | ULTA | | 90384S303 | | 6/1/2022 | | 1.1 | | Elect Kelly E. Garcia | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Ulta Beauty, Inc. | | ULTA | | 90384S303 | | 6/1/2022 | | 1.2 | | Elect Michael R. MacDonald | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Ulta Beauty, Inc. | | ULTA | | 90384S303 | | 6/1/2022 | | 1.3 | | Elect Gisel Ruiz | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Ulta Beauty, Inc. | | ULTA | | 90384S303 | | 6/1/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Select Equities Fund | | Ulta Beauty, Inc. | | ULTA | | 90384S303 | | 6/1/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 1 | | Elect Lloyd A. Carney | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 2 | | Elect Mary B. Cranston | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 3 | | Elect Francisco Javier Fernandez-Carbajal | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 4 | | Elect Alfred F. Kelly, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 5 | | Elect Ramon L. Laguarta | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 6 | | Elect John F. Lundgren | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 7 | | Elect Robert W. Matschullat | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 8 | | Elect Denise M. Morrison | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 9 | | Elect Linda Rendle | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 10 | | Elect Maynard G. Webb | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 1 | | Elect Ronald J. Mittelstaedt | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 2 | | Elect Edward E. Guillet | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 3 | | Elect Michael W. Harlan | | Mgmt | | Voted | | Withhold | | Against |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 4 | | Elect Larry S. Hughes | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 5 | | Elect Worthing F. Jackman | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 6 | | Elect Elise L. Jordan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 7 | | Elect Susan Lee | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 8 | | Elect William J. Razzouk | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 1 | | Elect Paul M. Bisaro | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 2 | | Elect Frank A. D’Amelio | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 3 | | Elect Michael B. McCallister | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 5 | | Amendment to the 2013 Equity and Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 6 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 7 | | Amendment to the Certificate of Incorporation to Eliminate Supermajority Requirements and Pfizer Provisions | | Mgmt | | Voted | | For | | For |
| TCW Select Equities Fund | | Zoetis Inc. | | ZTS | | 98978V103 | | 5/19/2022 | | 8 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Acadia Healthcare Company, Inc. | | ACHC | | 00404A109 | | 5/19/2022 | | 1 | | Elect Jason R. Bernhard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Acadia Healthcare Company, Inc. | | ACHC | | 00404A109 | | 5/19/2022 | | 2 | | Elect William F. Grieco | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Acadia Healthcare Company, Inc. | | ACHC | | 00404A109 | | 5/19/2022 | | 3 | | Elect Reeve B. Waud | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Acadia Healthcare Company, Inc. | | ACHC | | 00404A109 | | 5/19/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Acadia Healthcare Company, Inc. | | ACHC | | 00404A109 | | 5/19/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 1 | | Elect Ray Stata | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 2 | | Elect Vincent Roche | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 3 | | Elect James A. Champy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 4 | | Elect Anantha P. Chandrakasan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 5 | | Elect Tunc Doluca | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 6 | | Elect Bruce R. Evans | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 7 | | Elect Edward H. Frank | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 8 | | Elect Laurie H. Glimcher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 9 | | Elect Karen M. Golz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 10 | | Elect Mercedes Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 11 | | Elect Kenton J. Sicchitano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 12 | | Elect Susie Wee | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 14 | | Approval of the 2022 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Analog Devices, Inc. | | ADI | | 032654105 | | 3/9/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.1 | | Elect Walter Clayton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.2 | | Elect Michael E. Ducey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.3 | | Elect Richard P. Emerson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.4 | | Elect Joshua J. Harris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.5 | | Elect Kerry Murphy Healey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.6 | | Elect Pamela J. Joyner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.7 | | Elect Scott M. Kleinman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.8 | | Elect Alvin B. Krongard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.9 | | Elect Pauline D.E. Richards | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.10 | | Elect Marc Rowan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.11 | | Elect David Simon | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 1.12 | | Elect James C. Zelter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 10/1/2021 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 12/17/2021 | | 1 | | Merger with Athene | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 12/17/2021 | | 2 | | Charter Amendments | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Apollo Global Management, Inc. | | APO | | 03768E105 | | 12/17/2021 | | 3 | | Right to Adjourn Meeting | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 1 | | Elect John L. Bunce, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 2 | | Elect Marc Grandisson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 3 | | Elect Moira A. Kilcoyne | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 4 | | Elect Eugene S. Sunshine | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 6 | | 2022 Long-Term Incentive and Share Award Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 7 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 8 | | Elect Robert Appleby | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 9 | | Elect Matthew Dragonetti | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 10 | | Elect Seamus Fearon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 11 | | Elect H. Beau Franklin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 12 | | Elect Jerome Halgan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 13 | | Elect James Haney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 14 | | Elect Chris Hovey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 15 | | Elect W. Preston Hutchings | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 16 | | Elect Pierre Jal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 17 | | Elect Francois Morin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 18 | | Elect David J. Mulholland | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 19 | | Elect Chiara Nannini | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 20 | | Elect Maamoun Rajoh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 5/4/2022 | | 21 | | Elect Christine Todd | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 1 | | Elect Joseph Alvarado | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 2 | | Elect Rhys J. Best | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 3 | | Elect Antonio Carrillo | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 4 | | Elect Jeffrey A. Craig | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 5 | | Elect Ronald J. Gafford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 6 | | Elect John W. Lindsay | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 7 | | Elect Kimberly S. Lubel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 8 | | Elect Julie A. Piggott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 9 | | Elect Douglas L. Rock | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 10 | | Elect Melanie M. Trent | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Arcosa, Inc. | | ACA | | 039653100 | | 5/3/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 1 | | Elect Francisco L. Borges | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 2 | | Elect G. Lawrence Buhl | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 3 | | Elect Dominic J. Frederico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 4 | | Elect Bonnie L. Howard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 5 | | Elect Thomas W. Jones | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 6 | | Elect Patrick W. Kenny | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 7 | | Elect Alan J. Kreczko | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 8 | | Elect Simon W. Leathes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 9 | | Elect Michelle McCloskey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 10 | | Elect Yukiko Omura | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 11 | | Elect Lorin P.T. Radtke | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 12 | | Elect Courtney C. Shea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 15 | | Elect Howard W Albert | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 16 | | Elect Robert A. Bailenson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 17 | | Elect Gary Burnet | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 18 | | Elect Ling Chow | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 19 | | Elect Stephen Donnarumma | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 20 | | Elect Dominic J. Frederico | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 21 | | Elect Darrin Futter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 22 | | Elect Jorge Gana | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 23 | | Elect Holly L. Horn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 24 | | Elect Walter A. Scott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Assured Guaranty Ltd. | | AGO | | G0585R106 | | 5/4/2022 | | 25 | | Ratification of Subsidiary Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 1 | | Elect Rodney C. Adkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 2 | | Elect Carlo Bozotti | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 3 | | Elect Brenda L. Freeman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 4 | | Elect Philip R. Gallagher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 5 | | Elect Jo Ann Jenkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 6 | | Elect Oleg Khaykin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 7 | | Elect James A. Lawrence | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 8 | | Elect Ernest E. Maddock | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 9 | | Elect Avid Modjtabai | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 10 | | Elect Adalio T. Sanchez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 11 | | Elect William H. Schumann, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 13 | | Approval of the 2021 Stock Compensation and Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Avnet, Inc. | | AVT | | 053807103 | | 11/18/2021 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 1 | | Elect W. Geoffrey Beattie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 2 | | Elect Gregory D. Brenneman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 3 | | Elect Cynthia B. Carroll | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 4 | | Elect Nelda J. Connors | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 5 | | Elect Michael R. Dumais | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 6 | | Elect Gregory L. Ebel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 7 | | Elect Lynn L. Elsenhans | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 8 | | Elect John G. Rice | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 9 | | Elect Lorenzo Simonelli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 1 | | Elect Sara A. Greenstein | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 2 | | Elect David S. Haffner | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 3 | | Elect Michael S. Hanley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 4 | | Elect Frederic B. Lissalde | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 5 | | Elect Paul A. Mascarenas | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 6 | | Elect Shaun E. McAlmont | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 7 | | Elect Deborah D. McWhinney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 8 | | Elect Alexis P. Michas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 11 | | Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 12 | | Shareholder Proposal Regarding Right to Call Special Meeting | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 1 | | Elect Robin J. Adams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 2 | | Elect Jonathan R. Collins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 3 | | Elect D. Christian Koch | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 4 | | Amendment to Articles Regarding Enhanced Voting Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 6 | | Amendment to the 2019 Incentive Compensation Program | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 7 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 1 | | Elect Orlando Ayala | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 2 | | Elect Kenneth A. Burdick | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 3 | | Elect H. James Dallas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 4 | | Elect Sarah M London | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 5 | | Elect Theodore R. Samuels, II | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 7 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 8 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 9 | | Advisory Proposal Regarding Shareholders’ Right to Call Special Meetings | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 10 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 1 | | Elect Anil Arora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 2 | | Elect Thomas K. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 3 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 4 | | Elect Sean M. Connolly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 5 | | Elect Joie A. Gregor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 6 | | Elect Fran Horowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 7 | | Elect Rajive Johri | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 8 | | Elect Richard H. Lenny | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 9 | | Elect Melissa B. Lora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 10 | | Elect Ruth Ann Marshall | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 11 | �� | Elect Craig P. Omtvedt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 12 | | Elect Scott Ostfeld | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 1 | | Elect C. Maury Devine | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 2 | | Elect Jody L. Freeman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 3 | | Elect Gay Huey Evans | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 4 | | Elect Jeffrey A. Joerres | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 5 | | Elect Ryan M. Lance | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 6 | | Elect Timothy A. Leach | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 7 | | Elect William H. McRaven | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 8 | | Elect Sharmila Mulligan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 9 | | Elect Eric D. Mullins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 10 | | Elect Arjun N. Murti | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 11 | | Elect Robert A. Niblock | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 12 | | Elect David T. Seaton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 13 | | Elect R. A. Walker | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 16 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 17 | | Advisory Vote on Right to Call Special Meeting | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 18 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 19 | | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | ConocoPhillips | | COP | | 20825C104 | | 5/10/2022 | | 20 | | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 1 | | Elect Lamberto Andreotti | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 2 | | Elect Klaus A. Engel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 3 | | Elect David C. Everitt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 4 | | Elect Janet Plaut Giesselman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 5 | | Elect Karen H. Grimes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 6 | | Elect Michael O. Johanns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 7 | | Elect Rebecca B. Liebert | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 8 | | Elect Marcos Marinho Lutz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 9 | | Elect Charles V. Magro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 10 | | Elect Nayaki R. Nayyar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 11 | | Elect Gregory R. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 12 | | Elect Kerry J. Preete | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 13 | | Elect Patrick J. Ward | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.1 | | Elect Beatrice Ballini | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.2 | | Elect Joachim Creus | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.3 | | Elect Nancy G. Ford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.4 | | Elect Olivier Goudet | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.5 | | Elect Peter Harf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.6 | | Elect Johannes P. Huth | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.7 | | Elect Maria Asuncion Aramburuzabala Larregui | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.8 | | Elect Anna Adeola Makanju | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.9 | | Elect Sue Y. Nabi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.10 | | Elect Isabelle Parize | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.11 | | Elect Erhard Schoewel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.12 | | Elect Robert S. Singer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 1.13 | | Elect Justine Tan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Coty Inc. | | COTY | | 222070203 | | 11/4/2021 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 1 | | Elect Charles T. Cannada | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 2 | | Elect Robert M. Chapman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 3 | | Elect M. Colin Connolly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 4 | | Elect Scott W. Fordham | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 5 | | Elect Lillian C. Giornelli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 6 | | Elect R. Kent Griffin Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 7 | | Elect Donna W. Hyland | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 8 | | Elect Dionne Nelson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 9 | | Elect R. Dary Stone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 11 | | Approval of the 2021 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 1 | | Elect Donald R. Horton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 2 | | Elect Barbara K. Allen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 3 | | Elect Brad S. Anderson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 4 | | Elect Michael R. Buchanan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 5 | | Elect Benjamin S. Carson, Sr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 6 | | Elect Michael W. Hewatt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 7 | | Elect Maribess L. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | D.R. Horton, Inc. | | DHI | | 23331A109 | | 1/26/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.1 | | Elect Margaret Shan Atkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.2 | | Elect James P. Fogarty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.3 | | Elect Cynthia T. Jamison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.4 | | Elect Eugene I. Lee, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.5 | | Elect Nana Mensah | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.6 | | Elect William S. Simon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.7 | | Elect Charles M. Sonsteby | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.8 | | Elect Timothy J. Wilmott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 4 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 5 | | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 1 | | Elect Mark J. Barrenechea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 2 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 3 | | Elect William J. Colombo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 4 | | Elect Anne Fink | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 5 | | Elect Sandeep Lakhmi Mathrani | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 6 | | Elect Desiree Ralls-Morrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 7 | | Elect Larry D. Stone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 1 | | Reclassification of Share Classes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 2 | | Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 3 | | Increase in Authorized Preferred Stock | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 4 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 5 | | Additional Bundled Amendments | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 6 | | AT&T Transaction | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 7 | | Advisory Vote on Golden Parachutes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.1 | | Elect Paul A. Gould | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.2 | | Elect Kenneth W. Lowe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.3 | | Elect Daniel E. Sanchez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 3 | | Approval of the Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 1 | | Elect Thomas W. Dickson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 2 | | Elect Richard W. Dreiling | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 3 | | Elect Cheryl W. Grise | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 4 | | Elect Daniel J. Heinrich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 5 | | Elect Paul C. Hilal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 6 | | Elect Edward J. Kelly, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 7 | | Elect Mary A. Laschinger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 8 | | Elect Jeffrey G. Naylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 9 | | Elect Winnie Y. Park | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 10 | | Elect Bertram L. Scott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 11 | | Elect Stephanie P. Stahl | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 12 | | Elect Michael A. Witynski | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 15 | | Permit Shareholders to Call Special Meetings | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dollar Tree, Inc. | | DLTR | | 256746108 | | 6/30/2022 | | 16 | | Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 1 | | Elect Deborah L. DeHaas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 2 | | Elect H. John Gilbertson, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 3 | | Elect Kristiane C. Graham | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 4 | | Elect Michael F. Johnston | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 5 | | Elect Eric A. Spiegel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 6 | | Elect Richard J. Tobin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 7 | | Elect Stephen M. Todd | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 8 | | Elect Stephen K. Wagner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 9 | | Elect Keith E. Wandell | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 10 | | Elect Mary A. Winston | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Dover Corporation | | DOV | | 260003108 | | 5/6/2022 | | 13 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 1 | | Elect Amy G. Brady | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 3 | | Elect Ruby R. Chandy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 4 | | Elect Terrence R. Curtin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 5 | | Elect Alexander M. Cutler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 6 | | Elect Eleuthere I. du Pont | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 7 | | Elect Kristina M. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 8 | | Elect Luther C. Kissam IV | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 9 | | Elect Frederick M. Lowery | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 10 | | Elect Raymond J. Milchovich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 11 | | Elect Deanna M. Mulligan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 12 | | Elect Steven M. Sterin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 15 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 1 | | Elect Mukesh Aghi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 2 | | Elect Amy E. Alving | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 3 | | Elect David A. Barnes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 4 | | Elect Raul J. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 5 | | Elect David L. Herzog | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 6 | | Elect Mary L. Krakauer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 7 | | Elect Ian C. Read | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 8 | | Elect Dawn Rogers | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 9 | | Elect Michael J. Salvino | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 10 | | Elect Manoj P. Singh | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 11 | | Elect Akihiko Washington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 12 | | Elect Robert F. Woods | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | DXC Technology Company | | DXC | | 23355L106 | | 8/17/2021 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 1 | | Elect Adriane M. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 2 | | Elect Logan D. Green | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 3 | | Elect E. Carol Hayles | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 4 | | Elect Jamie Iannone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 5 | | Elect Kathleen C. Mitic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 6 | | Elect Paul S. Pressler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 7 | | Elect Mohak Shroff | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 8 | | Elect Robert H. Swan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 9 | | Elect Perry M. Traquina | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 12 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | EBay Inc. | | EBAY | | 278642103 | | 6/8/2022 | | 13 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 1 | | Elect Kapila K. Anand | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 2 | | Elect John P. Bilbrey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 3 | | Elect Scott D. Ferguson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 4 | | Elect Paul Herendeen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 5 | | Elect Lawrence E. Kurzius | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 6 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 7 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 8 | | Approval of the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 9 | | Elimination of Supermajority Requirements in Articles | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Elanco Animal Health Incorporated | | ELAN | | 28414H103 | | 5/18/2022 | | 10 | | Amendment to Articles to Eliminate Legacy Parent Provisions | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Envista Holdings Corporation | | NVST | | 29415F104 | | 5/24/2022 | | 1.1 | | Elect Amir Aghdaei | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Envista Holdings Corporation | | NVST | | 29415F104 | | 5/24/2022 | | 1.2 | | Elect Vivek Jain | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Envista Holdings Corporation | | NVST | | 29415F104 | | 5/24/2022 | | 1.3 | | Elect Daniel A. Raskas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Envista Holdings Corporation | | NVST | | 29415F104 | | 5/24/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Envista Holdings Corporation | | NVST | | 29415F104 | | 5/24/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 1 | | Elect Francis A. Hondal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 2 | | Elect Daniel G. Kaye | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 3 | | Elect Joan Lamm-Tennant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 4 | | Elect Kristi A. Matus | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 5 | | Elect Mark Pearson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 6 | | Elect Bertram L. Scott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 7 | | Elect George Stansfield | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 8 | | Elect Charles G.T. Stonehill | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Equitable Holdings, Inc. | | EQH | | 29452E101 | | 5/19/2022 | | 11 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.1 | | Elect Roger C. Altman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.2 | | Elect Richard I. Beattie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.3 | | Elect Pamela G. Carlton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.4 | | Elect Ellen V. Futter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.5 | | Elect Gail B. Harris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.6 | | Elect Robert B. Millard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.7 | | Elect Willard J. Overlock, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.8 | | Elect Sir Simon M. Robertson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.9 | | Elect John S. Weinberg | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.10 | | Elect William J. Wheeler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 1.11 | | Elect Sarah K. Williamson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 4 | | Amendment to the 2016 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Evercore Inc. | | EVR | | 29977A105 | | 6/16/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.1 | | Elect Ellen R. Alemany | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.2 | | Elect John M. Alexander, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.3 | | Elect Victor E. Bell III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.4 | | Elect Peter M. Bristow | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.5 | | Elect Hope H. Bryant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.6 | | Elect Michael A. Carpenter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.7 | | Elect H. Lee Durham, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.8 | | Elect Daniel L. Heavner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.9 | | Elect Frank B. Holding, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.10 | | Elect Robert R. Hoppe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.11 | | Elect Floyd L. Keels | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.12 | | Elect Robert E. Mason IV | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.13 | | Elect Robert T. Newcomb | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 1.14 | | Elect John R. Ryan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | First Citizens BancShares, Inc. | | FCNCA | | 31946M103 | | 4/26/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 1 | | Elect Revathi Advaithi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 2 | | Elect Michael D. Capellas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 3 | | Elect John D. Harris II | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 4 | | Elect Michael E. Hurlston | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 5 | | Elect Jennifer Xin-Zhe Li | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 6 | | Elect Erin L. McSweeney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 7 | | Elect Marc A. Onetto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 8 | | Elect Willy C. Shih | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 9 | | Elect Charles K. Stevens III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 10 | | Elect Lay Koon Tan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 11 | | Elect William D. Watkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 14 | | Authority to Issue Ordinary Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 15 | | Renewal of Share Purchase Mandate | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 1 | | Elect David P. Abney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 2 | | Elect Richard C. Adkerson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 3 | | Elect Marcela E. Donadio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 4 | | Elect Robert W. Dudley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 5 | | Elect Hugh Grant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 6 | | Elect Lydia H. Kennard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 7 | | Elect Ryan M. Lance | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 8 | | Elect Sara Grootwassink Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 9 | | Elect Dustan E. McCoy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 10 | | Elect John J. Stephens | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 11 | | Elect Frances F. Townsend | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.1 | | Elect Maurice Marciano | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.2 | | Elect Anthony Chidoni | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.3 | | Elect Cynthia Livingston | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.4 | | Elect Paul Marciano | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 4 | | Amendment to the 2004 Equity Incentive Plan | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 5 | | Amendment to the 2002 Employee Stock Purchase Plan | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.1 | | Vote to withhold on Paul Marciano and Maurice Marc | | Mgmt | | Voted | | Withhold | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.2 | | Elect Management Nominee Anthony Chidoni | | Mgmt | | Voted | | Withhold | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 1.3 | | Elect Management Nominee Cynthia Livingston | | Mgmt | | Voted | | For | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | N/A |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 4 | | Amendment to the 2004 Equity Incentive Plan | | Mgmt | | Voted | | Against | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Guess?, Inc. | | GES | | 401617105 | | 4/22/2022 | | 5 | | Amendment to the 2002 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | N/A |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 1 | | Elect Mohamad Ali | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 2 | | Elect Stanley M. Bergman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 3 | | Elect James P. Breslawski | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 4 | | Elect Deborah M. Derby | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 5 | | Elect Joseph L. Herring | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 6 | | Elect Kurt P. Kuehn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 7 | | Elect Philip A. Laskawy | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 8 | | Elect Anne H. Margulies | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 9 | | Elect Mark E. Mlotek | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 10 | | Elect Steven Paladino | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 11 | | Elect Carol Raphael | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 12 | | Elect E. Dianne Rekow | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 13 | | Elect Scott Serota | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 14 | | Elect Bradley T. Sheares | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 15 | | Elect Reed V. Tuckson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Henry Schein, Inc. | | HSIC | | 806407102 | | 5/18/2022 | | 17 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Hertz Global Holdings, Inc. | | HTZ | | 42806J700 | | 5/19/2022 | | 1 | | Elect Michael Gregory O’Hara | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Mid Cap Fund | | Hertz Global Holdings, Inc. | | HTZ | | 42806J700 | | 5/19/2022 | | 2 | | Elect Thomas Wagner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Hertz Global Holdings, Inc. | | HTZ | | 42806J700 | | 5/19/2022 | | 3 | | Elect Vincent J. Intrieri | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Hertz Global Holdings, Inc. | | HTZ | | 42806J700 | | 5/19/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Hertz Global Holdings, Inc. | | HTZ | | 42806J700 | | 5/19/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 1 | | Elect Alan D. Gold | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 2 | | Elect Gary A. Kreitzer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 3 | | Elect Mary A. Curran | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 4 | | Elect Scott Shoemaker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 5 | | Elect Paul Smithers | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 6 | | Elect David Stecher | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 7 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 5/18/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 1 | | Elect Kathryn J. Boor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 3 | | Elect Barry A. Bruno | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 4 | | Elect Franklin K. Clyburn, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 5 | | Elect Carol A. Davidson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 6 | | Elect Michael L. Ducker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 8 | | Elect John F. Ferraro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 9 | | Elect Christina A. Gold | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 10 | | Elect Ilene S. Gordon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 11 | | Elect Matthias Heinzel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 12 | | Elect Dale F. Morrison | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 13 | | Elect Kare Schultz | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 14 | | Elect Stephen Williamson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 1 | | Elect Steven J. Demetriou | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 2 | | Elect Chris M.T. Thompson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 3 | | Elect Priya Abani | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 4 | | Elect Vincent K. Brooks | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 5 | | Elect Ralph E. Eberhart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 6 | | Elect Manuel J. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 7 | | Elect Georgette D. Kiser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 8 | | Elect Barbara L. Loughran | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 9 | | Elect Robert A. McNamara | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 10 | | Elect Peter J. Robertson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Jacobs Engineering Group Inc. | | J | | 469814107 | | 1/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 1 | | Elect Hugo Bague | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 2 | | Elect Matthew Carter, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 3 | | Elect Samuel A. Di Piazza, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 4 | | Elect Tina Ju | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 5 | | Elect Bridget Macaskill | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 6 | | Elect Deborah H. McAneny | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 7 | | Elect Siddharth N. Mehta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 8 | | Elect Jeetendra I. Patel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 9 | | Elect Ann Marie Petach | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 10 | | Elect Larry Quinlan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 11 | | Elect Efrain Rivera | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 12 | | Elect Christian Ulbrich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 1 | | Elect Gary J. Daichendt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 2 | | Elect Anne DelSanto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 3 | | Elect Kevin A. DeNuccio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 4 | | Elect James Dolce | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 5 | | Elect Christine M. Gorjanc | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 6 | | Elect Janet B. Haugen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 7 | | Elect Scott Kriens | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 8 | | Elect Rahul Merchant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 9 | | Elect Rami Rahim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 10 | | Elect William Stensrud | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 13 | | Amendment to the 2015 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 1 | | Elect Arthur R. Collins | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 2 | | Elect Dorene C. Dominguez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 3 | | Elect Kevin P. Eltife | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 4 | | Elect Timothy W. Finchem | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 5 | | Elect Stuart A. Gabriel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 6 | | Elect Thomas W. Gilligan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 7 | | Elect Jodeen A. Kozlak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 8 | | Elect Melissa B. Lora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 9 | | Elect Jeffrey T. Mezger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 10 | | Elect Brian R. Niccol | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 11 | | Elect James C. Weaver | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | KB Home | | KBH | | 48666K109 | | 4/7/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 1 | | Elect Alexander M. Cutler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 2 | | Elect H. James Dallas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 3 | | Elect Elizabeth R. Gile | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 4 | | Elect Ruth Ann M. Gillis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 5 | | Elect Christopher M. Gorman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 6 | | Elect Robin Hayes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 7 | | Elect Carlton L. Highsmith | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 8 | | Elect Richard J. Hipple | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 9 | | Elect Devina Rankin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 10 | | Elect Barbara R. Snyder | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 11 | | Elect Richard J. Tobin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 12 | | Elect Todd J. Vasos | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 13 | | Elect David K. Wilson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Keycorp | | KEY | | 493267108 | | 5/12/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Kirby Corporation | | KEX | | 497266106 | | 4/26/2022 | | 1 | | Elect Anne-Marie N. Ainsworth | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Kirby Corporation | | KEX | | 497266106 | | 4/26/2022 | | 2 | | Elect William M. Waterman | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Kirby Corporation | | KEX | | 497266106 | | 4/26/2022 | | 3 | | Elect Shawn D. Williams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Kirby Corporation | | KEX | | 497266106 | | 4/26/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Kirby Corporation | | KEX | | 497266106 | | 4/26/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 1 | | Elect Amy L. Banse | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 2 | | Elect Richard Beckwitt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 3 | | Elect Steven L. Gerard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 4 | | Elect Theron I. Gilliam | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 5 | | Elect Sherrill W. Hudson | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 6 | | Elect Jonathan M. Jaffe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 7 | | Elect Sidney Lapidus | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 8 | | Elect Teri P. McClure | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 9 | | Elect Stuart A. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 10 | | Elect Armando J. Olivera | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 11 | | Elect Jeffrey Sonnenfeld | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 14 | | Amendment to the 2016 Equity Incentive Plan | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 1 | | Elect Evan Bayh | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 2 | | Elect Charles E. Bunch | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 3 | | Elect Edward G. Galante | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 4 | | Elect Kim K.W. Rucker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 7 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 8 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 9 | | Approval of Exclusive Forum Provisions | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 10 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 11 | | Shareholder Proposal Regarding Amendment to Clawback Policy | | ShrHoldr | | Voted | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Marathon Petroleum Corporation | | MPC | | 56585A102 | | 4/27/2022 | | 12 | | Shareholder Proposal Regarding Just Transition Reporting | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 1 | | Elect Barbara L. Brasier | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 2 | | Elect Daniel Cooperman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 3 | | Elect Stephen H. Lockhart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 4 | | Elect Steven J. Orlando | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 5 | | Elect Ronna E. Romney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 6 | | Elect Richard M. Schapiro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 7 | | Elect Dale Wolf | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 8 | | Elect Richard Zoretic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 9 | | Elect Joseph M. Zubretsky | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 1 | | Elect Clay C. Williams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 2 | | Elect Greg L. Armstrong | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 3 | | Elect Marcela E. Donadio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 4 | | Elect Ben A. Guill | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 5 | | Elect James T. Hackett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 6 | | Elect David D. Harrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 7 | | Elect Eric L. Mattson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 8 | | Elect Melody B. Meyer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 9 | | Elect William R. Thomas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 10 | | Elect Robert S. Welborn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | NOV Inc. | | NOV | | 62955J103 | | 5/24/2022 | | 13 | | Amendment to the 2018 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | OneMain Holdings, Inc. | | OMF | | 68268W103 | | 6/13/2022 | | 1.1 | | Elect Valerie Soranno Keating | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | OneMain Holdings, Inc. | | OMF | | 68268W103 | | 6/13/2022 | | 1.2 | | Elect Aneek S. Mamik | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | OneMain Holdings, Inc. | | OMF | | 68268W103 | | 6/13/2022 | | 1.3 | | Elect Richard A. Smith | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | OneMain Holdings, Inc. | | OMF | | 68268W103 | | 6/13/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 1 | | Elect Bradley A. Alford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 2 | | Elect Orlando D. Ashford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 3 | | Elect Katherine C. Doyle | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 4 | | Elect Adriana Karaboutis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 5 | | Elect Murray S. Kessler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 6 | | Elect Jeffrey B. Kindler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 7 | | Elect Erica L. Mann | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 8 | | Elect Donal O’Connor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 9 | | Elect Geoffrey M. Parker | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 10 | | Elect Theodore R. Samuels, II | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 12 | | Advisory vote on executive compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 13 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 14 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Perrigo Company plc | | PRGO | | G97822103 | | 5/6/2022 | | 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 1 | | Elect Alejandro M. Ballester | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 2 | | Elect Richard L. Carrion | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 3 | | Elect Betty K. DeVita | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 4 | | Elect Carlos A. Unanue | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 5 | | Elect Joaquin E. Bacardi, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 6 | | Elect Robert Carrady | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 7 | | Elect John W. Diercksen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 8 | | Elect Myrna M. Soto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 9 | | Elect Jose R. Rodriguez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Popular, Inc. | | BPOP | | 733174700 | | 5/12/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 1 | | Elect Alan L. Boeckmann | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 2 | | Elect Andres Conesa Labastida | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 3 | | Elect Maria Contreras-Sweet | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 4 | | Elect Pablo A. Ferrero | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 5 | | Elect Jeffrey W. Martin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 6 | | Elect Bethany J. Mayer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 7 | | Elect Michael N. Mears | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 8 | | Elect Jack T. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 9 | | Elect Cynthia L. Walker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 10 | | Elect Cynthia J. Warner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 11 | | Elect James C. Yardley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Sempra Energy | | SRE | | 816851109 | | 5/13/2022 | | 14 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 1 | | Elect Derrick D. Cephas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 2 | | Elect Judith A. Huntington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 3 | | Elect Eric R. Howell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 6 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 7 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 1 | | Elect Linda B. Abraham | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 2 | | Elect Terrance R. Ahern | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 3 | | Elect Jane E. DeFlorio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 4 | | Elect David R. Lukes | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 5 | | Elect Victor B. MacFarlane | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 6 | | Elect Alexander Otto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 7 | | Elect Dawn M. Sweeney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SITE Centers Corp. | | SITC | | 82981J109 | | 5/11/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | SPX FLOW, Inc. | | FLOW | | 78469X107 | | 3/3/2022 | | 1 | | Lone Star Transaction | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | SPX FLOW, Inc. | | FLOW | | 78469X107 | | 3/3/2022 | | 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | SPX FLOW, Inc. | | FLOW | | 78469X107 | | 3/3/2022 | | 3 | | Right to Adjourn Meeting | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 1 | | Elect Paula H.J. Cholmondeley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 2 | | Elect Don DeFosset | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 3 | | Elect John L. Garrison Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 4 | | Elect Thomas J. Hansen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 5 | | Elect Sandie O’Connor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 6 | | Elect Christopher Rossi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 7 | | Elect Andra Rush | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 8 | | Elect David A. Sachs | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 10 | | Amendment to Deferred Compensation Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Terex Corporation | | TEX | | 880779103 | | 5/19/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 1 | | Elect Scott C. Donnelly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 2 | | Elect Richard F. Ambrose | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 3 | | Elect Kathleen M. Bader | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 4 | | Elect R. Kerry Clark | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 5 | | Elect James T. Conway | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 6 | | Elect Ralph D. Heath | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 7 | | Elect Deborah Lee James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 8 | | Elect Lionel L. Nowell, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 9 | | Elect James L. Ziemer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 10 | | Elect Maria T. Zuber | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 13 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 1 | | Elect Janet G. Davidson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 2 | | Elect Andres R. Gluski | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 3 | | Elect Tarun Khanna | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 4 | | Elect Holly K. Koeppel | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 5 | | Elect Julia M. Laulis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 6 | | Elect James H. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 7 | | Elect Alain Monie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 8 | | Elect John B. Morse, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 9 | | Elect Moises Naim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 10 | | Elect Teresa M. Sebastian | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 11 | | Elect Maura Shaughnessy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 14 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.1 | | Elect Anne E. Belec | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.2 | | Elect Robert G. Bohn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.3 | | Elect Anne M. Cooney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.4 | | Elect Amy R. Davis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.5 | | Elect Kenneth W. Krueger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.6 | | Elect Robert W. Malone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.7 | | Elect C. David Myers | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.8 | | Elect John C. Pfeifer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 1.9 | | Elect Aaron H. Ravenscroft | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | The Manitowoc Company, Inc. | | MTW | | 563571405 | | 5/3/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 1 | | Elect Douglas C. Yearley, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 2 | | Elect Stephen F. East | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 3 | | Elect Christine N. Garvey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 4 | | Elect Karen H. Grimes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 5 | | Elect Derek T. Kan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 6 | | Elect Carl B. Marbach | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 7 | | Elect John A. McLean | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 8 | | Elect Wendell E Pritchett | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 9 | | Elect Paul E. Shapiro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 10 | | Elect Scott D. Stowell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Toll Brothers, Inc. | | TOL | | 889478103 | | 3/8/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.1 | | Elect Louise F. Brady | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.2 | | Elect Michael D. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.3 | | Elect James E. Buckman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.4 | | Elect George Herrera | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.5 | | Elect Stephen P. Holmes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.6 | | Elect Lucinda C. Martinez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.7 | | Elect Denny Marie Post | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.8 | | Elect Ronald L. Rickles | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 1.9 | | Elect Michael H. Wargotz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Travel + Leisure Co. | | TNL | | 894164102 | | 5/18/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | TTM Technologies, Inc. | | TTMI | | 87305R109 | | 5/12/2022 | | 1.1 | | Elect Thomas T. Edman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | TTM Technologies, Inc. | | TTMI | | 87305R109 | | 5/12/2022 | | 1.2 | | Elect Chantel E. Lenard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | TTM Technologies, Inc. | | TTMI | | 87305R109 | | 5/12/2022 | | 1.3 | | Elect Dov S. Zakheim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | TTM Technologies, Inc. | | TTMI | | 87305R109 | | 5/12/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | TTM Technologies, Inc. | | TTMI | | 87305R109 | | 5/12/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 1 | | Elect Carolyn Corvi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 2 | | Elect Matthew Friend | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 3 | | Elect Barnaby “Barney” M. Harford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 4 | | Elect Michele J. Hooper | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 5 | | Elect Walter Isaacson | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 6 | | Elect James A.C. Kennedy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 7 | | Elect J. Scott Kirby | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 8 | | Elect Edward M. Philip | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 9 | | Elect Edward L. Shapiro | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 10 | | Elect Laysha Ward | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 11 | | Elect James M. Whitehurst | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | United Airlines Holdings, Inc. | | UAL | | 910047109 | | 5/25/2022 | | 14 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Mid Cap Fund | | Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | 5/18/2022 | | 1.1 | | Elect William E. Kassling | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | 5/18/2022 | | 1.2 | | Elect Albert J. Neupaver | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | 5/18/2022 | | 1.3 | | Elect Ann R. Klee | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Mid Cap Fund | | Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | 5/18/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | 5/18/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 1 | | Elect Samuel R. Allen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 2 | | Elect Marc R. Bitzer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 3 | | Elect Greg Creed | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 4 | | Elect Gary T. DiCamillo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 5 | | Elect Diane M. Dietz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 6 | | Elect Geraldine Elliott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 7 | | Elect Jennifer A. LaClair | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 8 | | Elect John D. Liu | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 9 | | Elect James M. Loree | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 10 | | Elect Harish Manwani | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 11 | | Elect Patricia K. Poppe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 12 | | Elect Larry O. Spencer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 13 | | Elect Michael D. White | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 1 | | Elect Laura Alber | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 2 | | Elect Esi Eggleston Bracey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 3 | | Elect Scott Dahnke | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 4 | | Elect Anne M. Finucane | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 5 | | Elect Paula B. Pretlow | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 6 | | Elect William J. Ready | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 7 | | Elect Frits Dirk van Paasschen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Mid Cap Fund | | Williams-Sonoma, Inc. | | WSM | | 969904101 | | 6/1/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.1 | | Elect William H.L. Burnside | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.2 | | Elect Thomas C. Freyman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.3 | | Elect Brett J. Hart | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.4 | | Elect Edward J. Rapp | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 4 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 5 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 6 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 7 | | Shareholder Proposal Regarding Anticompetitive Practices | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 8 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 1 | | Elect James M. Cracchiolo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 2 | | Elect Dianne Neal Blixt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 3 | | Elect Amy DiGeso | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 4 | | Elect Lon R. Greenberg | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 5 | | Elect Robert F. Sharpe, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 6 | | Elect Brian T. Shea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 7 | | Elect W. Edward Walter | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 8 | | Elect Christopher J. Williams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 1 | | Elect Wanda M. Austin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 2 | | Elect Robert A. Bradway | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 3 | | Elect Brian J. Druker | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 4 | | Elect Robert A. Eckert | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 5 | | Elect Greg C. Garland | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 6 | | Elect Charles M. Holley, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 7 | | Elect S. Omar Ishrak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 8 | | Elect Tyler Jacks | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 9 | | Elect Ellen J. Kullman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 10 | | Elect Amy Miles | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 11 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 12 | | Elect R. Sanders Williams | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 1 | | Elect Susan D. DeVore | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 2 | | Elect Bahija Jallal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 3 | | Elect Ryan M. Schneider | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 4 | | Elect Elizabeth E. Tallett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 6 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 7 | | Company Name Change | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 8 | | Shareholder Proposal Regarding Prohibiting Political Contributions | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Anthem, Inc. | | ANTM | | 036752103 | | 5/18/2022 | | 9 | | Shareholder Proposal Regarding Racial Impact Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 1 | | Elect Samuel A. Di Piazza, Jr. | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 2 | | Elect Scott T. Ford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 3 | | Elect Glenn H. Hutchins | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 4 | | Elect William E. Kennard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 5 | | Elect Debra L. Lee | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 6 | | Elect Stephen J. Luczo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 7 | | Elect Michael B. McCallister | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 8 | | Elect Beth E. Mooney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 9 | | Elect Matthew K. Rose | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 10 | | Elect John T. Stankey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 11 | | Elect Cindy B. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 12 | | Elect Luis A. Ubinas | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 13 | | Elect Geoffrey Y. Yang | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 16 | | Shareholder Proposal Regarding Pay Ratio | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 18 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 19 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 1 | | Elect W. Geoffrey Beattie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 2 | | Elect Gregory D. Brenneman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 3 | | Elect Cynthia B. Carroll | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 4 | | Elect Nelda J. Connors | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 5 | | Elect Michael R. Dumais | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 6 | | Elect Gregory L. Ebel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 7 | | Elect Lynn L. Elsenhans | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 8 | | Elect John G. Rice | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 9 | | Elect Lorenzo Simonelli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 1 | | Elect Sara A. Greenstein | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 2 | | Elect David S. Haffner | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 3 | | Elect Michael S. Hanley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 4 | | Elect Frederic B. Lissalde | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 5 | | Elect Paul A. Mascarenas | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 6 | | Elect Shaun E. McAlmont | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 7 | | Elect Deborah D. McWhinney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 8 | | Elect Alexis P. Michas | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 11 | | Allow 10% of Shares to Request a Record Date to Initiate Shareholder Written Consent | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | BorgWarner Inc. | | BWA | | 099724106 | | 4/27/2022 | | 12 | | Shareholder Proposal Regarding Right to Call Special Meeting | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 1 | | Elect Diane M. Bryant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 2 | | Elect Gayla J. Delly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 3 | | Elect Raul J. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 4 | | Elect Eddy W. Hartenstein | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 5 | | Elect Check Kian Low | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 6 | | Elect Justine F. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 7 | | Elect Dr. Henry S. Samueli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 8 | | Elect Hock E. Tan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 9 | | Elect Harry L. You | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 1 | | Elect Robin J. Adams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 2 | | Elect Jonathan R. Collins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 3 | | Elect D. Christian Koch | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 4 | | Amendment to Articles Regarding Enhanced Voting Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 6 | | Amendment to the 2019 Incentive Compensation Program | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Carlisle Companies Incorporated | | CSL | | 142339100 | | 5/4/2022 | | 7 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 1 | | Elect Wanda M. Austin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 2 | | Elect John B. Frank | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 3 | | Elect Alice P. Gast | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 4 | | Elect Enrique Hernandez, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 5 | | Elect Marillyn A. Hewson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 6 | | Elect Jon M. Huntsman, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 7 | | Elect Charles W. Moorman IV | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 8 | | Elect Dambisa F. Moyo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 9 | | Elect Debra L. Reed-Klages | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 10 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 11 | | Elect D. James Umpleby III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 12 | | Elect Michael K. Wirth | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 15 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 18 | | Shareholder Proposal Regarding Methane Emission Disclosures | | ShrHoldr | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 21 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 1 | | Elect Ellen M. Costello | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 2 | | Elect Grace E. Dailey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 3 | | Elect Barbara J. Desoer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 4 | | Elect John C. Dugan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 5 | | Elect Jane N. Fraser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 6 | | Elect Duncan P. Hennes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 7 | | Elect Peter B. Henry | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 8 | | Elect S. Leslie Ireland | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 9 | | Elect Renee J. James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 10 | | Elect Gary M. Reiner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 11 | | Elect Diana L. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 12 | | Elect James S. Turley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 15 | | Amendment to the 2019 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 16 | | Shareholder Proposal Regarding Clawback Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 18 | | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 19 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 20 | | Shareholder Proposal Regarding Non-discrimination Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.1 | | Elect Kenneth J. Bacon | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.2 | | Elect Madeline S. Bell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.3 | | Elect Edward D. Breen | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.4 | | Elect Gerald L. Hassell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.5 | | Elect Jeffrey A. Honickman | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.6 | | Elect Maritza Gomez Montiel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.7 | | Elect Asuka Nakahara | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.8 | | Elect David C. Novak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.9 | | Elect Brian L. Roberts | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 2 | | Advisory vote on executive compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 4 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 5 | | Shareholder Proposal Regarding a Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 6 | | Shareholder Proposal Regarding EEO Policy Risk Report | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 7 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 8 | | Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 1 | | Elect Anil Arora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 2 | | Elect Thomas K. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 3 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 4 | | Elect Sean M. Connolly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 5 | | Elect Joie A. Gregor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 6 | | Elect Fran Horowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 7 | | Elect Rajive Johri | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 8 | | Elect Richard H. Lenny | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 9 | | Elect Melissa B. Lora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 10 | | Elect Ruth Ann Marshall | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 11 | | Elect Craig P. Omtvedt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 12 | | Elect Scott Ostfeld | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 1 | | Elect Donald W. Blair | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 2 | | Elect Leslie A. Brun | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 3 | | Elect Stephanie A. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 4 | | Elect Richard T. Clark | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 5 | | Elect Pamela J. Craig | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 6 | | Elect Robert F. Cummings, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 8 | | Elect Deborah Ann Henretta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 9 | | Elect Daniel P. Huttenlocher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 10 | | Elect Kurt M. Landgraf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 11 | | Elect Kevin J. Martin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 12 | | Elect Deborah D. Rieman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 13 | | Elect Hansel E. Tookes II | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 14 | | Elect Wendell P. Weeks | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 15 | | Elect Mark S. Wrighton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 17 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 1 | | Elect Lamberto Andreotti | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 2 | | Elect Klaus A. Engel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 3 | | Elect David C. Everitt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 4 | | Elect Janet Plaut Giesselman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 5 | | Elect Karen H. Grimes | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 6 | | Elect Michael O. Johanns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 7 | | Elect Rebecca B. Liebert | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 8 | | Elect Marcos Marinho Lutz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 9 | | Elect Charles V. Magro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 10 | | Elect Nayaki R. Nayyar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 11 | | Elect Gregory R. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 12 | | Elect Kerry J. Preete | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 13 | | Elect Patrick J. Ward | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Corteva, Inc. | | CTVA | | 22052L104 | | 4/29/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 1 | | Elect Charles T. Cannada | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 2 | | Elect Robert M. Chapman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 3 | | Elect M. Colin Connolly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 4 | | Elect Scott W. Fordham | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 5 | | Elect Lillian C. Giornelli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 6 | | Elect R. Kent Griffin Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 7 | | Elect Donna W. Hyland | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 8 | | Elect Dionne Nelson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 9 | | Elect R. Dary Stone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 11 | | Approval of the 2021 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Cousins Properties Incorporated | | CUZ | | 222795502 | | 4/26/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.1 | | Elect Margaret Shan Atkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.2 | | Elect James P. Fogarty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.3 | | Elect Cynthia T. Jamison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.4 | | Elect Eugene I. Lee, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.5 | | Elect Nana Mensah | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.6 | | Elect William S. Simon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.7 | | Elect Charles M. Sonsteby | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.8 | | Elect Timothy J. Wilmott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 4 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 5 | | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 1 | | Elect Mark J. Barrenechea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 2 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 3 | | Elect William J. Colombo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 4 | | Elect Anne Fink | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 5 | | Elect Sandeep Lakhmi Mathrani | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 6 | | Elect Desiree Ralls-Morrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 7 | | Elect Larry D. Stone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 1 | | Elect Amy G. Brady | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 3 | | Elect Ruby R. Chandy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 4 | | Elect Terrence R. Curtin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 5 | | Elect Alexander M. Cutler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 6 | | Elect Eleuthere I. du Pont | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 7 | | Elect Kristina M. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 8 | | Elect Luther C. Kissam IV | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 9 | | Elect Frederick M. Lowery | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 10 | | Elect Raymond J. Milchovich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 11 | | Elect Deanna M. Mulligan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 12 | | Elect Steven M. Sterin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 15 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 1 | | Elect Michael J. Angelakis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 2 | | Elect Susan K. Avery | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 3 | | Elect Angela F. Braly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 4 | | Elect Ursula M. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 5 | | Elect Gregory J. Goff | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 6 | | Elect Kaisa H. Hietala | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 7 | | Elect Joseph L. Hooley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 8 | | Elect Steven A. Kandarian | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 9 | | Elect Alexander A. Karsner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 10 | | Elect Jeffrey W. Ubben | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 11 | | Elect Darren W. Woods | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 14 | | Shareholder Proposal Regarding Executive Perquisites | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Restricting Precatory Proposals | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Report on Business Model Changes | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 18 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 1 | | Elect David P. Abney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 2 | | Elect Richard C. Adkerson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 3 | | Elect Marcela E. Donadio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 4 | | Elect Robert W. Dudley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 5 | | Elect Hugh Grant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 6 | | Elect Lydia H. Kennard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 7 | | Elect Ryan M. Lance | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 8 | | Elect Sara Grootwassink Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 9 | | Elect Dustan E. McCoy | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 10 | | Elect John J. Stephens | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 11 | | Elect Frances F. Townsend | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 1 | | Elect Stephen F. Angel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 2 | | Elect Sebastien Bazin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 3 | | Elect Ashton Carter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 4 | | Elect H. Lawrence Culp, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 5 | | Elect Francisco D’Souza | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 6 | | Elect Edward Garden | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 7 | | Elect Isabella D. Goren | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 8 | | Elect Thomas Horton | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 9 | | Elect Risa Lavizzo-Mourey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 10 | | Elect Catherine Lesjak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 11 | | Elect Tomislav Mihaljevic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 12 | | Elect Paula Rosput Reynolds | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 13 | | Elect Leslie Seidman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 16 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 18 | | Shareholder Proposal Regarding Severance or Termination Payment | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 19 | | Shareholder Proposal Regarding Employee Representative Director | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 1 | | Elect Jacqueline K. Barton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 2 | | Elect Jeffrey A. Bluestone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 3 | | Elect Sandra J. Horning | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 4 | | Elect Kelly A. Kramer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 5 | | Elect Kevin E. Lofton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 6 | | Elect Harish Manwani | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 7 | | Elect Daniel P. O’Day | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 8 | | Elect Javier J. Rodriguez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 9 | | Elect Anthony Welters | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 12 | | Approval of the 2022 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 13 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 14 | | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 16 | | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Anticompetitive Practices | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 1 | | Elect Aida M. Alvarez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 2 | | Elect Shumeet Banerji | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 3 | | Elect Robert R. Bennett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 4 | | Elect Charles V. Bergh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 5 | | Elect Bruce Broussard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 6 | | Elect Stacy Brown-Philpot | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 7 | | Elect Stephanie A. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 8 | | Elect Mary Anne Citrino | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 9 | | Elect Richard Clemmer | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 10 | | Elect Enrique Lores | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 11 | | Elect Judith Miscik | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 12 | | Elect Kim K.W. Rucker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 13 | | Elect Subra Suresh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 16 | | Amendment to the 2004 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 1 | | Elect Sharon Y. Bowen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 2 | | Elect Shantella E. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 3 | | Elect Duriya M. Farooqui | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 4 | | Elect Lord Hague of Richmond | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 5 | | Elect Mark F. Mulhern | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 6 | | Elect Thomas E. Noonan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 7 | | Elect Caroline L. Silver | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 8 | | Elect Jeffrey C. Sprecher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 9 | | Elect Judith A. Sprieser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 10 | | Elect Martha A. Tirinnanzi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 12 | | Approval of the 2022 Omnibus Employee Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 13 | | Approval of the 2022 Omnibus Non-Employee Director Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 14 | | Elimination of Supermajority Requirements | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 15 | | Reduce Ownership Threshold for Shareholders to Call Special Meetings | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 1 | | Elect Thomas Buberl | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 2 | | Elect David N. Farr | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 3 | | Elect Alex Gorsky | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 4 | | Elect Michelle Howard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 5 | | Elect Arvind Krishna | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 6 | | Elect Andrew N. Liveris | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 7 | | Elect F. William McNabb, III | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 8 | | Elect Martha E. Pollack | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 9 | | Elect Joseph R. Swedish | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 10 | | Elect Peter R. Voser | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 11 | | Elect Frederick H. Waddell | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 12 | | Elect Alfred W. Zollar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 16 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 17 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 1 | | Elect Kathryn J. Boor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 3 | | Elect Barry A. Bruno | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 4 | | Elect Franklin K. Clyburn, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 5 | | Elect Carol A. Davidson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 6 | | Elect Michael L. Ducker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 8 | | Elect John F. Ferraro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 9 | | Elect Christina A. Gold | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 10 | | Elect Ilene S. Gordon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 11 | | Elect Matthias Heinzel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 12 | | Elect Dale F. Morrison | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 13 | | Elect Kare Schultz | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 14 | | Elect Stephen Williamson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 1 | | Elect Darius Adamczyk | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 2 | | Elect Mary C. Beckerle | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 3 | | Elect D. Scott Davis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 4 | | Elect Ian E.L. Davis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 5 | | Elect Jennifer A. Doudna | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 6 | | Elect Joaquin Duato | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 7 | | Elect Alex Gorsky | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 8 | | Elect Marillyn A. Hewson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 9 | | Elect Hubert Joly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 10 | | Elect Mark B. McClellan | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 11 | | Elect Anne Mulcahy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 12 | | Elect A. Eugene Washington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 13 | | Elect Mark A. Weinberger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 14 | | Elect Nadja Y. West | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 16 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 17 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 18 | | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 19 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 20 | | Shareholder Proposal Regarding Racial Impact Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 21 | | Shareholder Proposal Regarding Report on Access to COVID-19 Products | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 22 | | Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 23 | | Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 24 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 25 | | Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 26 | | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson & Johnson | | JNJ | | 478160104 | | 4/28/2022 | | 27 | | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 1 | | Elect Jean S. Blackwell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 2 | | Elect Pierre E. Cohade | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 3 | | Elect Michael E. Daniels | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 4 | | Elect W. Roy Dunbar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 5 | | Elect Gretchen R. Haggerty | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 6 | | Elect Simone Menne | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 7 | | Elect George R. Oliver | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 8 | | Elect Carl Jurgen Tinggren | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 9 | | Elect Mark P. Vergnano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 10 | | Elect R. David Yost | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 11 | | Elect John D. Young | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 12 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 13 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 14 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 15 | | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 17 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 18 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 1 | | Elect Linda B. Bammann | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 2 | | Elect Stephen B. Burke | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 3 | | Elect Todd A. Combs | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 4 | | Elect James S. Crown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 5 | | Elect James Dimon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 6 | | Elect Timothy P. Flynn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 7 | | Elect Mellody Hobson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 8 | | Elect Michael A. Neal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 9 | | Elect Phebe N. Novakovic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 10 | | Elect Virginia M. Rometty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 13 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 15 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 16 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 17 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | ShrHoldr | | Voted | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 18 | | Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 1 | | Elect Amy L. Banse | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 2 | | Elect Richard Beckwitt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 3 | | Elect Steven L. Gerard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 4 | | Elect Theron I. Gilliam | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 5 | | Elect Sherrill W. Hudson | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 6 | | Elect Jonathan M. Jaffe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 7 | | Elect Sidney Lapidus | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 8 | | Elect Teri P. McClure | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 9 | | Elect Stuart A. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 10 | | Elect Armando J. Olivera | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 11 | | Elect Jeffrey Sonnenfeld | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 14 | | Amendment to the 2016 Equity Incentive Plan | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 1 | | Elect Dominic J. Caruso | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 2 | | Elect Donald R. Knauss | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 3 | | Elect Bradley E. Lerman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 4 | | Elect Linda P. Mantia | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 5 | | Elect Maria Martinez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 6 | | Elect Edward A. Mueller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 7 | | Elect Susan R. Salka | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 8 | | Elect Brian S. Tyler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 9 | | Elect Kenneth E. Washington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 12 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 1 | | Elect Richard H. Anderson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 2 | | Elect Craig Arnold | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 3 | | Elect Scott C. Donnelly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 4 | | Elect Andrea J. Goldsmith | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 5 | | Elect Randall J. Hogan, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 6 | | Elect Kevin E. Lofton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 7 | | Elect Geoffrey Straub Martha | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 8 | | Elect Elizabeth G. Nabel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 9 | | Elect Denise M. O’Leary | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 10 | | Elect Kendall J. Powell | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 13 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 14 | | 2021 Long Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 17 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 1 | | Elect Cheryl W. Grise | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 2 | | Elect Carlos M. Gutierrez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 3 | | Elect Carla A. Harris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 4 | | Elect Gerald L. Hassell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 5 | | Elect David L. Herzog | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 6 | | Elect R. Glenn Hubbard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 7 | | Elect Edward J. Kelly, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 8 | | Elect William E. Kennard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 9 | | Elect Michel A. Khalaf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 10 | | Elect Catherine R. Kinney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 11 | | Elect Diana L. McKenzie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 12 | | Elect Denise M. Morrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 13 | | Elect Mark A. Weinberger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 1 | | Elect Alistair Darling | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 2 | | Elect Thomas H. Glocer | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 3 | | Elect James P. Gorman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 4 | | Elect Robert H. Herz | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 5 | | Elect Erika H. James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 6 | | Elect Hironori Kamezawa | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 7 | | Elect Shelley B. Leibowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 8 | | Elect Stephen J. Luczo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 9 | | Elect Judith Miscik | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 10 | | Elect Masato Miyachi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 11 | | Elect Dennis M. Nally | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 12 | | Elect Mary L. Schapiro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 13 | | Elect Perry M. Traquina | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 14 | | Elect Rayford Wilkins Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 17 | | Shareholder Proposal Regarding Fossil Fuel Underwriting Policy | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 2 | | Ratification of Board and Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 4 | | Cancellation of Shares and Reduction in Share Capital | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 5 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 6 | | Board Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 7 | | Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 8 | | Compensation Report | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 9 | | Elect Jorg Reinhardt As Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 10 | | Elect Nancy C. Andrews | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 11 | | Elect Ton Buchner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 12 | | Elect Patrice Bula | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 13 | | Elect Elizabeth Doherty | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 14 | | Elect Bridgette P. Heller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 15 | | Elect Frans van Houten | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 16 | | Elect Simon Moroney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 17 | | Elect Andreas von Planta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 18 | | Elect Charles L. Sawyers | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 19 | | Elect William T. Winters | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 20 | | Elect Ana de Pro Gonzalo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 21 | | Elect Daniel Hochstrasser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 22 | | Elect Patrice Bula as Compensation Committee Member | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 23 | | Elect Bridgette P. Heller as Compensation Committee Member | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 24 | | Elect Simon Moroney as Compensation Committee Member | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 25 | | Elect William T. Winters as Compensation Committee Member | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 26 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 27 | | Appointment of Independent Proxy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Novartis AG | | NOVN | | 66987V109 | | 3/4/2022 | | 28 | | Additional or Amended Proposals | | Mgmt | | Voted | | Against | | N/A |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 1 | | Elect Jerry W. Burris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 2 | | Elect Susan M. Cameron | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 3 | | Elect Michael L. Ducker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 4 | | Elect Randall J. Hogan, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 5 | | Elect Danita Ostling | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 6 | | Elect Nicola T. Palmer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 7 | | Elect Herbert K. Parker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 8 | | Elect Greg Scheu | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 9 | | Elect Beth A. Wozniak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 10 | | Elect Jacqueline Wright | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | nVent Electric plc | | NVT | | G6700G107 | | 5/13/2022 | | 15 | | Authorize the Price Range at which the Company can Re-allot Treasury Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 1 | | Elect Segun Agbaje | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 2 | | Elect Shona L. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 3 | | Elect Cesar Conde | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 4 | | Elect Ian M. Cook | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 5 | | Elect Edith W. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 6 | | Elect Dina Dublon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 7 | | Elect Michelle D. Gass | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 8 | | Elect Ramon L. Laguarta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 9 | | Elect Dave Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 10 | | Elect David C. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 11 | | Elect Robert C. Pohlad | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 12 | | Elect Daniel L. Vasella | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 13 | | Elect Darren Walker | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 14 | | Elect Alberto Weisser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 18 | | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 19 | | Shareholder Proposal Regarding Report on External Public Health Impact | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 1 | | Elect Mark W. Adams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 2 | | Elect Shankar Arumugavelu | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 3 | | Elect Pratik Bhatt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 4 | | Elect Judy Bruner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 5 | | Elect Michael R. Cannon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 6 | | Elect Jay L. Geldmacher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 7 | | Elect Dylan G. Haggart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 8 | | Elect William D. Mosley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 9 | | Elect Stephanie Tilenius | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 10 | | Elect Edward J. Zander | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Seagate Technology Holdings Plc | | STX | | G7997R103 | | 10/20/2021 | | 13 | | Approval of the 2022 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 1 | | Elect Glyn F. Aeppel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 2 | | Elect Larry C. Glasscock | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 3 | | Elect Karen N. Horn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 4 | | Elect Allan B. Hubbard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 5 | | Elect Reuben S. Leibowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 6 | | Elect Gary M. Rodkin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 7 | | Elect Peggy Fang Roe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 8 | | Elect Stefan M. Selig | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 9 | | Elect Daniel C. Smith | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 10 | | Elect J. Albert Smith, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 11 | | Elect Marta R. Stewart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Simon Property Group, Inc. | | SPG | | 828806109 | | 5/11/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 1 | | Elect David P. Abney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 2 | | Elect Douglas M. Baker, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 3 | | Elect George S. Barrett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 4 | | Elect Gail K. Boudreaux | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 5 | | Elect Brian C. Cornell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 6 | | Elect Robert L. Edwards | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 7 | | Elect Melanie L. Healey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 8 | | Elect Donald R. Knauss | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 9 | | Elect Christine A. Leahy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 10 | | Elect Monica C. Lozano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 11 | | Elect Derica W. Rice | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 12 | | Elect Dmitri L. Stockton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 15 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | | Voted | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 1 | | Elect Scott C. Donnelly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 2 | | Elect Richard F. Ambrose | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 3 | | Elect Kathleen M. Bader | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 4 | | Elect R. Kerry Clark | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 5 | | Elect James T. Conway | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 6 | | Elect Ralph D. Heath | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 7 | | Elect Deborah Lee James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 8 | | Elect Lionel L. Nowell, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 9 | | Elect James L. Ziemer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 10 | | Elect Maria T. Zuber | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 13 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 1 | | Elect Janet G. Davidson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 2 | | Elect Andres R. Gluski | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 3 | | Elect Tarun Khanna | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 4 | | Elect Holly K. Koeppel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 5 | | Elect Julia M. Laulis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 6 | | Elect James H. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 7 | | Elect Alain Monie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 8 | | Elect John B. Morse, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 9 | | Elect Moises Naim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 10 | | Elect Teresa M. Sebastian | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 11 | | Elect Maura Shaughnessy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 14 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 1 | | Elect Carol B. Tome | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 2 | | Elect Rodney C. Adkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 3 | | Elect Eva C. Boratto | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 4 | | Elect Michael J. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 5 | | Elect Wayne M. Hewett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 6 | | Elect Angela Hwang | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 7 | | Elect Kate E. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 8 | | Elect William R. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 9 | | Elect Ann M. Livermore | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 10 | | Elect Franck J. Moison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 11 | | Elect Christiana Smith Shi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 12 | | Elect Russell Stokes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 13 | | Elect Kevin M. Warsh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 17 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 18 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 19 | | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 20 | | Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 21 | | Shareholder Proposal Regarding Diversity and Inclusion Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 1 | | Elect Steven D. Black | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 2 | | Elect Mark A. Chancy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 3 | | Elect Celeste A. Clark | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 4 | | Elect Theodore F. Craver, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 5 | | Elect Richard K. Davis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 6 | | Elect Wayne M. Hewett | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 7 | | Elect CeCelia Morken | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 8 | | Elect Maria R. Morris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 9 | | Elect Felicia F. Norwood | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 10 | | Elect Richard B. Payne, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 11 | | Elect Juan A. Pujadas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 12 | | Elect Ronald L. Sargent | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 13 | | Elect Charles W. Scharf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 14 | | Elect Suzanne M. Vautrinot | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 16 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 17 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 18 | | Shareholder Proposal Regarding Clawback Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 19 | | Shareholder Proposal Regarding Incentive Compensation Report | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 20 | | Shareholder Proposal Regarding Board Diversity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 21 | | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 22 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 23 | | Shareholder Proposal regarding racial equity audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Dividend Appreciation Fund | | Wells Fargo & Company | | WFC | | 949746101 | | 4/26/2022 | | 24 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 1 | | Elect Samuel R. Allen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 2 | | Elect Marc R. Bitzer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 3 | | Elect Greg Creed | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 4 | | Elect Gary T. DiCamillo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 5 | | Elect Diane M. Dietz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 6 | | Elect Geraldine Elliott | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 7 | | Elect Jennifer A. LaClair | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 8 | | Elect John D. Liu | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 9 | | Elect James M. Loree | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 10 | | Elect Harish Manwani | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 11 | | Elect Patricia K. Poppe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 12 | | Elect Larry O. Spencer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 13 | | Elect Michael D. White | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Dividend Appreciation Fund | | Whirlpool Corporation | | WHR | | 963320106 | | 4/19/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.1 | | Elect William H.L. Burnside | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.2 | | Elect Thomas C. Freyman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.3 | | Elect Brett J. Hart | | Mgmt | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 1.4 | | Elect Edward J. Rapp | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 4 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 5 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 6 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 7 | | Shareholder Proposal Regarding Anticompetitive Practices | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | AbbVie Inc. | | ABBV | | 00287Y109 | | 5/6/2022 | | 8 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 1 | | Elect James M. Cracchiolo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 2 | | Elect Dianne Neal Blixt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 3 | | Elect Amy DiGeso | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 4 | | Elect Lon R. Greenberg | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 5 | | Elect Robert F. Sharpe, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 6 | | Elect Brian T. Shea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 7 | | Elect W. Edward Walter | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 8 | | Elect Christopher J. Williams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 4/27/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 1 | | Elect Wanda M. Austin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 2 | | Elect Robert A. Bradway | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 3 | | Elect Brian J. Druker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 4 | | Elect Robert A. Eckert | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 5 | | Elect Greg C. Garland | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 6 | | Elect Charles M. Holley, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 7 | | Elect S. Omar Ishrak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 8 | | Elect Tyler Jacks | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 9 | | Elect Ellen J. Kullman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 10 | | Elect Amy Miles | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 11 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 12 | | Elect R. Sanders Williams | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AMGEN Inc. | | AMGN | | 031162100 | | 5/17/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 1 | | Elect Samuel A. Di Piazza, Jr. | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 2 | | Elect Scott T. Ford | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 3 | | Elect Glenn H. Hutchins | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 4 | | Elect William E. Kennard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 5 | | Elect Debra L. Lee | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 6 | | Elect Stephen J. Luczo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 7 | | Elect Michael B. McCallister | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 8 | | Elect Beth E. Mooney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 9 | | Elect Matthew K. Rose | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 10 | | Elect John T. Stankey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 11 | | Elect Cindy B. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 12 | | Elect Luis A. Ubinas | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 13 | | Elect Geoffrey Y. Yang | | Mgmt | | Voted | | Abstain | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 16 | | Shareholder Proposal Regarding Pay Ratio | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | �� | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 18 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | AT&T Inc. | | T | | 00206R102 | | 5/19/2022 | | 19 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 1 | | Elect W. Geoffrey Beattie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 2 | | Elect Gregory D. Brenneman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 3 | | Elect Cynthia B. Carroll | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 4 | | Elect Nelda J. Connors | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 5 | | Elect Michael R. Dumais | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 6 | | Elect Gregory L. Ebel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 7 | | Elect Lynn L. Elsenhans | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 8 | | Elect John G. Rice | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 9 | | Elect Lorenzo Simonelli | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Baker Hughes Company | | BKR | | 05722G100 | | 5/17/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 1 | | Elect Diane M. Bryant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 2 | | Elect Gayla J. Delly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 3 | | Elect Raul J. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 4 | | Elect Eddy W. Hartenstein | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 5 | | Elect Check Kian Low | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 6 | | Elect Justine F. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 7 | | Elect Dr. Henry S. Samueli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 8 | | Elect Hock E. Tan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 9 | | Elect Harry L. You | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 1 | | Elect Orlando Ayala | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 2 | | Elect Kenneth A. Burdick | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 3 | | Elect H. James Dallas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 4 | | Elect Sarah M London | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 5 | | Elect Theodore R. Samuels, II | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 7 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 8 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 9 | | Advisory Proposal Regarding Shareholders’ Right to Call Special Meetings | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Centene Corporation | | CNC | | 15135B101 | | 4/26/2022 | | 10 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 1 | | Elect Wanda M. Austin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 2 | | Elect John B. Frank | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 3 | | Elect Alice P. Gast | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 4 | | Elect Enrique Hernandez, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 5 | | Elect Marillyn A. Hewson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 6 | | Elect Jon M. Huntsman, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 7 | | Elect Charles W. Moorman IV | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 8 | | Elect Dambisa F. Moyo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 9 | | Elect Debra L. Reed-Klages | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 10 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 11 | | Elect D. James Umpleby III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 12 | | Elect Michael K. Wirth | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 15 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 18 | | Shareholder Proposal Regarding Methane Emission Disclosures | | ShrHoldr | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Chevron Corporation | | CVX | | 166764100 | | 5/25/2022 | | 21 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 1 | | Elect Ellen M. Costello | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 2 | | Elect Grace E. Dailey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 3 | | Elect Barbara J. Desoer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 4 | | Elect John C. Dugan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 5 | | Elect Jane N. Fraser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 6 | | Elect Duncan P. Hennes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 7 | | Elect Peter B. Henry | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 8 | | Elect S. Leslie Ireland | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 9 | | Elect Renee J. James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 10 | | Elect Gary M. Reiner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 11 | | Elect Diana L. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 12 | | Elect James S. Turley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 15 | | Amendment to the 2019 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 16 | | Shareholder Proposal Regarding Clawback Policy | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 18 | | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 19 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Citigroup Inc. | | C | | 172967424 | | 4/26/2022 | | 20 | | Shareholder Proposal Regarding Non-discrimination Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.1 | | Elect Kenneth J. Bacon | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.2 | | Elect Madeline S. Bell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.3 | | Elect Edward D. Breen | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.4 | | Elect Gerald L. Hassell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.5 | | Elect Jeffrey A. Honickman | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.6 | | Elect Maritza Gomez Montiel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.7 | | Elect Asuka Nakahara | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.8 | | Elect David C. Novak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 1.9 | | Elect Brian L. Roberts | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 2 | | Advisory vote on executive compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 4 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 5 | | Shareholder Proposal Regarding a Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 6 | | Shareholder Proposal Regarding EEO Policy Risk Report | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 7 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Comcast Corporation | | CMCSA | | 20030N101 | | 6/1/2022 | | 8 | | Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 1 | | Elect Anil Arora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 2 | | Elect Thomas K. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 3 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 4 | | Elect Sean M. Connolly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 5 | | Elect Joie A. Gregor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 6 | | Elect Fran Horowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 7 | | Elect Rajive Johri | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 8 | | Elect Richard H. Lenny | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 9 | | Elect Melissa B. Lora | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 10 | | Elect Ruth Ann Marshall | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 11 | | Elect Craig P. Omtvedt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 12 | | Elect Scott Ostfeld | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Conagra Brands, Inc. | | CAG | | 205887102 | | 9/15/2021 | | 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 1 | | Elect Donald W. Blair | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 2 | | Elect Leslie A. Brun | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 3 | | Elect Stephanie A. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 4 | | Elect Richard T. Clark | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 5 | | Elect Pamela J. Craig | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 6 | | Elect Robert F. Cummings, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 8 | | Elect Deborah Ann Henretta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 9 | | Elect Daniel P. Huttenlocher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 10 | | Elect Kurt M. Landgraf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 11 | | Elect Kevin J. Martin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 12 | | Elect Deborah D. Rieman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 13 | | Elect Hansel E. Tookes II | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 14 | | Elect Wendell P. Weeks | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 15 | | Elect Mark S. Wrighton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Corning Incorporated | | GLW | | 219350105 | | 4/28/2022 | | 17 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.1 | | Elect Margaret Shan Atkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.2 | | Elect James P. Fogarty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.3 | | Elect Cynthia T. Jamison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.4 | | Elect Eugene I. Lee, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.5 | | Elect Nana Mensah | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.6 | | Elect William S. Simon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.7 | | Elect Charles M. Sonsteby | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 1.8 | | Elect Timothy J. Wilmott | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 4 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Darden Restaurants, Inc. | | DRI | | 237194105 | | 9/22/2021 | | 5 | | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 1 | | Elect Mark J. Barrenechea | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 2 | | Elect Emanuel Chirico | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 3 | | Elect William J. Colombo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 4 | | Elect Anne Fink | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 5 | | Elect Sandeep Lakhmi Mathrani | | Mgmt | | Voted | | Withhold | | Against |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 6 | | Elect Desiree Ralls-Morrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 7 | | Elect Larry D. Stone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 8 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DICK’S Sporting Goods, Inc. | | DKS | | 253393102 | | 6/15/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 1 | | Reclassification of Share Classes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 2 | | Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 3 | | Increase in Authorized Preferred Stock | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 4 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 5 | | Additional Bundled Amendments | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 6 | | AT&T Transaction | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 3/11/2022 | | 7 | | Advisory Vote on Golden Parachutes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.1 | | Elect Paul A. Gould | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.2 | | Elect Kenneth W. Lowe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 1.3 | | Elect Daniel E. Sanchez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Discovery, Inc. | | DISCA | | 25470F104 | | 4/8/2022 | | 3 | | Approval of the Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 1 | | Elect Amy G. Brady | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 3 | | Elect Ruby R. Chandy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 4 | | Elect Terrence R. Curtin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 5 | | Elect Alexander M. Cutler | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 6 | | Elect Eleuthere I. du Pont | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 7 | | Elect Kristina M. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 8 | | Elect Luther C. Kissam IV | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 9 | | Elect Frederick M. Lowery | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 10 | | Elect Raymond J. Milchovich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 11 | | Elect Deanna M. Mulligan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 12 | | Elect Steven M. Sterin | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | �� | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | DuPont de Nemours, Inc. | | DD | | 26614N102 | | 5/26/2022 | | 15 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 1 | | Elect Michael J. Angelakis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 2 | | Elect Susan K. Avery | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 3 | | Elect Angela F. Braly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 4 | | Elect Ursula M. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 5 | | Elect Gregory J. Goff | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 6 | | Elect Kaisa H. Hietala | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 7 | | Elect Joseph L. Hooley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 8 | | Elect Steven A. Kandarian | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 9 | | Elect Alexander A. Karsner | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 10 | | Elect Jeffrey W. Ubben | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 11 | | Elect Darren W. Woods | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 14 | | Shareholder Proposal Regarding Executive Perquisites | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Restricting Precatory Proposals | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Report on Business Model Changes | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 18 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.1 | | Elect Frank J. Bisignano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.2 | | Elect Alison Davis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.3 | | Elect Henrique de Castro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.4 | | Elect Harry F. DiSimone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.5 | | Elect Dylan G. Haggart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.6 | | Elect Wafaa Mamilli | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.7 | | Elect Heidi G. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.8 | | Elect Doyle R. Simons | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 1.9 | | Elect Kevin M. Warren | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Fiserv, Inc. | | FISV | | 337738108 | | 5/18/2022 | | 4 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 1 | | Elect Revathi Advaithi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 2 | | Elect Michael D. Capellas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 3 | | Elect John D. Harris II | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 4 | | Elect Michael E. Hurlston | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 5 | | Elect Jennifer Xin-Zhe Li | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 6 | | Elect Erin L. McSweeney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 7 | | Elect Marc A. Onetto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 8 | | Elect Willy C. Shih | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 9 | | Elect Charles K. Stevens III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 10 | | Elect Lay Koon Tan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 11 | | Elect William D. Watkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 14 | | Authority to Issue Ordinary Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Flex Ltd. | | FLEX | | Y2573F102 | | 8/4/2021 | | 15 | | Renewal of Share Purchase Mandate | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 1 | | Elect David P. Abney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 2 | | Elect Richard C. Adkerson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 3 | | Elect Marcela E. Donadio | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 4 | | Elect Robert W. Dudley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 5 | | Elect Hugh Grant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 6 | | Elect Lydia H. Kennard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 7 | | Elect Ryan M. Lance | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 8 | | Elect Sara Grootwassink Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 9 | | Elect Dustan E. McCoy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 10 | | Elect John J. Stephens | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 11 | | Elect Frances F. Townsend | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Freeport-McMoRan Inc. | | FCX | | 35671D857 | | 6/9/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 1 | | Elect Stephen F. Angel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 2 | | Elect Sebastien Bazin | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 3 | | Elect Ashton Carter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 4 | | Elect H. Lawrence Culp, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 5 | | Elect Francisco D’Souza | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 6 | | Elect Edward Garden | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 7 | | Elect Isabella D. Goren | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 8 | | Elect Thomas Horton | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 9 | | Elect Risa Lavizzo-Mourey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 10 | | Elect Catherine Lesjak | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 11 | | Elect Tomislav Mihaljevic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 12 | | Elect Paula Rosput Reynolds | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 13 | | Elect Leslie Seidman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 16 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 18 | | Shareholder Proposal Regarding Severance or Termination Payment | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | General Electric Company | | GE | | 369604301 | | 5/4/2022 | | 19 | | Shareholder Proposal Regarding Employee Representative Director | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 1 | | Elect Jacqueline K. Barton | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 2 | | Elect Jeffrey A. Bluestone | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 3 | | Elect Sandra J. Horning | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 4 | | Elect Kelly A. Kramer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 5 | | Elect Kevin E. Lofton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 6 | | Elect Harish Manwani | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 7 | | Elect Daniel P. O’Day | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 8 | | Elect Javier J. Rodriguez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 9 | | Elect Anthony Welters | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 12 | | Approval of the 2022 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 13 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 14 | | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 16 | | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Gilead Sciences, Inc. | | GILD | | 375558103 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Anticompetitive Practices | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 1 | | Elect Aida M. Alvarez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 2 | | Elect Shumeet Banerji | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 3 | | Elect Robert R. Bennett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 4 | | Elect Charles V. Bergh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 5 | | Elect Bruce Broussard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 6 | | Elect Stacy Brown-Philpot | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 7 | | Elect Stephanie A. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 8 | | Elect Mary Anne Citrino | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 9 | | Elect Richard Clemmer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 10 | | Elect Enrique Lores | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 11 | | Elect Judith Miscik | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 12 | | Elect Kim K.W. Rucker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 13 | | Elect Subra Suresh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 16 | | Amendment to the 2004 Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | HP Inc. | | HPQ | | 40434L105 | | 4/19/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 1 | | Elect Sharon Y. Bowen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 2 | | Elect Shantella E. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 3 | | Elect Duriya M. Farooqui | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 4 | | Elect Lord Hague of Richmond | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 5 | | Elect Mark F. Mulhern | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 6 | | Elect Thomas E. Noonan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 7 | | Elect Caroline L. Silver | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 8 | | Elect Jeffrey C. Sprecher | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 9 | | Elect Judith A. Sprieser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 10 | | Elect Martha A. Tirinnanzi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 12 | | Approval of the 2022 Omnibus Employee Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 13 | | Approval of the 2022 Omnibus Non-Employee Director Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 14 | | Elimination of Supermajority Requirements | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 15 | | Reduce Ownership Threshold for Shareholders to Call Special Meetings | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 5/13/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 1 | | Elect Thomas Buberl | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 2 | | Elect David N. Farr | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 3 | | Elect Alex Gorsky | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 4 | | Elect Michelle Howard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 5 | | Elect Arvind Krishna | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 6 | | Elect Andrew N. Liveris | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 7 | | Elect F. William McNabb, III | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 8 | | Elect Martha E. Pollack | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 9 | | Elect Joseph R. Swedish | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 10 | | Elect Peter R. Voser | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 11 | | Elect Frederick H. Waddell | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 12 | | Elect Alfred W. Zollar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 16 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | International Business Machines Corporation | | IBM | | 459200101 | | 4/26/2022 | | 17 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 1 | | Elect Kathryn J. Boor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 2 | | Elect Edward D. Breen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 3 | | Elect Barry A. Bruno | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 4 | | Elect Franklin K. Clyburn, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 5 | | Elect Carol A. Davidson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 6 | | Elect Michael L. Ducker | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 8 | | Elect John F. Ferraro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 9 | | Elect Christina A. Gold | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 10 | | Elect Ilene S. Gordon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 11 | | Elect Matthias Heinzel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 12 | | Elect Dale F. Morrison | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 13 | | Elect Kare Schultz | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 14 | | Elect Stephen Williamson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 1 | | Elect Jean S. Blackwell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 2 | | Elect Pierre E. Cohade | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 3 | | Elect Michael E. Daniels | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 4 | | Elect W. Roy Dunbar | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 5 | | Elect Gretchen R. Haggerty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 6 | | Elect Simone Menne | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 7 | | Elect George R. Oliver | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 8 | | Elect Carl Jurgen Tinggren | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 9 | | Elect Mark P. Vergnano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 10 | | Elect R. David Yost | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 11 | | Elect John D. Young | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 12 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 13 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 14 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 15 | | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 17 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Johnson Controls International plc | | JCI | | G51502105 | | 3/9/2022 | | 18 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 1 | | Elect Hugo Bague | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 2 | | Elect Matthew Carter, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 3 | | Elect Samuel A. Di Piazza, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 4 | | Elect Tina Ju | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 5 | | Elect Bridget Macaskill | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 6 | | Elect Deborah H. McAneny | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 7 | | Elect Siddharth N. Mehta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 8 | | Elect Jeetendra I. Patel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 9 | | Elect Ann Marie Petach | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 10 | | Elect Larry Quinlan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 11 | | Elect Efrain Rivera | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 12 | | Elect Christian Ulbrich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 5/26/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 1 | | Elect Linda B. Bammann | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 2 | | Elect Stephen B. Burke | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 3 | | Elect Todd A. Combs | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 4 | | Elect James S. Crown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 5 | | Elect James Dimon | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 6 | | Elect Timothy P. Flynn | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 7 | | Elect Mellody Hobson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 8 | | Elect Michael A. Neal | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 9 | | Elect Phebe N. Novakovic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 10 | | Elect Virginia M. Rometty | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 13 | | Shareholder Proposal Regarding Fossil Fuel Financing Policy | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 15 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 16 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 17 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/17/2022 | | 18 | | Shareholder Proposal Regarding Aligning GHG Reductions with UNEP FI Recommendations | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 1 | | Elect Gary J. Daichendt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 2 | | Elect Anne DelSanto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 3 | | Elect Kevin A. DeNuccio | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 4 | | Elect James Dolce | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 5 | | Elect Christine M. Gorjanc | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 6 | | Elect Janet B. Haugen | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 7 | | Elect Scott Kriens | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 8 | | Elect Rahul Merchant | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 9 | | Elect Rami Rahim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 10 | | Elect William Stensrud | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Juniper Networks, Inc. | | JNPR | | 48203R104 | | 5/11/2022 | | 13 | | Amendment to the 2015 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 1 | | Elect Amy L. Banse | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 2 | | Elect Richard Beckwitt | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 3 | | Elect Steven L. Gerard | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 4 | | Elect Theron I. Gilliam | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 5 | | Elect Sherrill W. Hudson | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 6 | | Elect Jonathan M. Jaffe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 7 | | Elect Sidney Lapidus | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 8 | | Elect Teri P. McClure | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 9 | | Elect Stuart A. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 10 | | Elect Armando J. Olivera | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 11 | | Elect Jeffrey Sonnenfeld | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 14 | | Amendment to the 2016 Equity Incentive Plan | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Lennar Corporation | | LEN | | 526057302 | | 4/12/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 1 | | Elect Dominic J. Caruso | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 2 | | Elect Donald R. Knauss | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 3 | | Elect Bradley E. Lerman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 4 | | Elect Linda P. Mantia | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 5 | | Elect Maria Martinez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 6 | | Elect Edward A. Mueller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 7 | | Elect Susan R. Salka | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 8 | | Elect Brian S. Tyler | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 9 | | Elect Kenneth E. Washington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Mckesson Corporation | | MCK | | 58155Q103 | | 7/23/2021 | | 12 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 1 | | Elect Richard H. Anderson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 2 | | Elect Craig Arnold | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 3 | | Elect Scott C. Donnelly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 4 | | Elect Andrea J. Goldsmith | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 5 | | Elect Randall J. Hogan, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 6 | | Elect Kevin E. Lofton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 7 | | Elect Geoffrey Straub Martha | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 8 | | Elect Elizabeth G. Nabel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 9 | | Elect Denise M. O’Leary | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 10 | | Elect Kendall J. Powell | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 13 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 14 | | 2021 Long Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Medtronic Plc | | MDT | | G5960L103 | | 12/9/2021 | | 17 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 1 | | Elect Cheryl W. Grise | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 2 | | Elect Carlos M. Gutierrez | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 3 | | Elect Carla A. Harris | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 4 | | Elect Gerald L. Hassell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 5 | | Elect David L. Herzog | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 6 | | Elect R. Glenn Hubbard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 7 | | Elect Edward J. Kelly, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 8 | | Elect William E. Kennard | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 9 | | Elect Michel A. Khalaf | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 10 | | Elect Catherine R. Kinney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 11 | | Elect Diana L. McKenzie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 12 | | Elect Denise M. Morrison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 13 | | Elect Mark A. Weinberger | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | MetLife, Inc. | | MET | | 59156R108 | | 6/21/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 1 | | Elect Barbara L. Brasier | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 2 | | Elect Daniel Cooperman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 3 | | Elect Stephen H. Lockhart | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 4 | | Elect Steven J. Orlando | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 5 | | Elect Ronna E. Romney | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 6 | | Elect Richard M. Schapiro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 7 | | Elect Dale Wolf | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 8 | | Elect Richard Zoretic | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 9 | | Elect Joseph M. Zubretsky | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Molina Healthcare, Inc. | | MOH | | 60855R100 | | 5/4/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 1 | | Elect Alistair Darling | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 2 | | Elect Thomas H. Glocer | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 3 | | Elect James P. Gorman | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 4 | | Elect Robert H. Herz | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 5 | | Elect Erika H. James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 6 | | Elect Hironori Kamezawa | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 7 | | Elect Shelley B. Leibowitz | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 8 | | Elect Stephen J. Luczo | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 9 | | Elect Judith Miscik | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 10 | | Elect Masato Miyachi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 11 | | Elect Dennis M. Nally | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 12 | | Elect Mary L. Schapiro | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 13 | | Elect Perry M. Traquina | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 14 | | Elect Rayford Wilkins Jr. | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Morgan Stanley | | MS | | 617446448 | | 5/26/2022 | | 17 | | Shareholder Proposal Regarding Fossil Fuel Underwriting Policy | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 1 | | Elect Atsushi Abe | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 2 | | Elect Alan Campbell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 3 | | Elect Susan K. Carter | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 4 | | Elect Thomas L. Deitrich | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 5 | | Elect Gilles Delfassy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 6 | | Elect Hassane S. El-Khoury | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 7 | | Elect Bruce E. Kiddoo | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 8 | | Elect Paul A. Mascarenas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 9 | | Elect Gregory L. Waters | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 10 | | Elect Christine Y. Yan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 1 | | Elect Segun Agbaje | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 2 | | Elect Shona L. Brown | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 3 | | Elect Cesar Conde | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 4 | | Elect Ian M. Cook | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 5 | | Elect Edith W. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 6 | | Elect Dina Dublon | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 7 | | Elect Michelle D. Gass | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 8 | | Elect Ramon L. Laguarta | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 9 | | Elect Dave Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 10 | | Elect David C. Page | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 11 | | Elect Robert C. Pohlad | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 12 | | Elect Daniel L. Vasella | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 13 | | Elect Darren Walker | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 14 | | Elect Alberto Weisser | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 18 | | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 19 | | Shareholder Proposal Regarding Report on External Public Health Impact | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 1 | | Elect Derrick D. Cephas | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 2 | | Elect Judith A. Huntington | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 3 | | Elect Eric R. Howell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 6 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | Signature Bank | | SBNY | | 82669G104 | | 4/27/2022 | | 7 | | Repeal of Classified Board | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 1 | | Elect David P. Abney | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 2 | | Elect Douglas M. Baker, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 3 | | Elect George S. Barrett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 4 | | Elect Gail K. Boudreaux | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 5 | | Elect Brian C. Cornell | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 6 | | Elect Robert L. Edwards | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 7 | | Elect Melanie L. Healey | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 8 | | Elect Donald R. Knauss | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 9 | | Elect Christine A. Leahy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 10 | | Elect Monica C. Lozano | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 11 | | Elect Derica W. Rice | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 12 | | Elect Dmitri L. Stockton | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Target Corporation | | TGT | | 87612E106 | | 6/8/2022 | | 15 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | | Voted | | Against | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 1 | | Elect Scott C. Donnelly | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 2 | | Elect Richard F. Ambrose | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 3 | | Elect Kathleen M. Bader | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 4 | | Elect R. Kerry Clark | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 5 | | Elect James T. Conway | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 6 | | Elect Ralph D. Heath | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 7 | | Elect Deborah Lee James | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 8 | | Elect Lionel L. Nowell, III | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 9 | | Elect James L. Ziemer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 10 | | Elect Maria T. Zuber | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Textron Inc. | | TXT | | 883203101 | | 4/27/2022 | | 13 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 1 | | Elect Janet G. Davidson | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 2 | | Elect Andres R. Gluski | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 3 | | Elect Tarun Khanna | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 4 | | Elect Holly K. Koeppel | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 5 | | Elect Julia M. Laulis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 6 | | Elect James H. Miller | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 7 | | Elect Alain Monie | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 8 | | Elect John B. Morse, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 9 | | Elect Moises Naim | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 10 | | Elect Teresa M. Sebastian | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 11 | | Elect Maura Shaughnessy | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | The AES Corporation | | AES | | 00130H105 | | 4/21/2022 | | 14 | | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 1 | | Elect Carol B. Tome | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 2 | | Elect Rodney C. Adkins | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 3 | | Elect Eva C. Boratto | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 4 | | Elect Michael J. Burns | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 5 | | Elect Wayne M. Hewett | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 6 | | Elect Angela Hwang | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 7 | | Elect Kate E. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 8 | | Elect William R. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 9 | | Elect Ann M. Livermore | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 10 | | Elect Franck J. Moison | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 11 | | Elect Christiana Smith Shi | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 12 | | Elect Russell Stokes | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 13 | | Elect Kevin M. Warsh | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 17 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 18 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 19 | | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 20 | | Shareholder Proposal Regarding Reporting on Balancing Climate Measures and Financial Returns | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | United Parcel Service, Inc. | | UPS | | 911312106 | | 5/5/2022 | | 21 | | Shareholder Proposal Regarding Diversity and Inclusion Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 1 | | Elect Mark A. Emmert | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 2 | | Elect Rick R. Holley | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 3 | | Elect Sara G. Lewis | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 4 | | Elect Deidra C. Merriwether | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 5 | | Elect Al Monaco | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 6 | | Elect Nicole W. Piasecki | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 7 | | Elect Lawrence A. Selzer | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 8 | | Elect Devin W. Stockfish | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 9 | | Elect Kim Williams | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 11 | | Approval of the 2022 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Relative Value Large Cap Fund | | Weyerhaeuser Company | | WY | | 962166104 | | 5/13/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 3 | | Election of Executive Director: YANG Sang Hee | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 4 | | Election of Independent Director: KIM Kwang Soo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 5 | | Election of Independent Director: JO Jung Hui | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 6 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 7 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 4 | | Elect CHAN Cheuk Hung | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 5 | | Elect HUANG Fengchao | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 6 | | Elect Stephen HUI Chiu Chung | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 7 | | Elect Peter WONG Shiu Hoi | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 12 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 1 | | Directors’ Report | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 2 | | Corporate Governance Report; Audit Committee Report | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 3 | | Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 4 | | Financial Statements | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 5 | | Presentation of Report on Penalties | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 7 | | Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 8 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 9 | | Allocation of Profits to Statutory Reserves | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 10 | | Related Party Transactions (Board Members) | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 11 | | Authorise Listing in Foreign Markets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 13 | | Related Party Transactions | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 14 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 15 | | Authority to Issue Bonds or Sukuk | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 16 | | Ratification of Board Acts | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 17 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 18 | | Election of Directors | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 19 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 1 | | Increase in Authorised Capital | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 2 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 3 | | Amendments to Articles and Memorandum (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 4 | | Amendments to Article 50 (Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 5 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 6 | | Amendments to Article 28 (Board Powers) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 2 | | Increase in Authorised Capital; Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 3 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 4 | | Amendments to Articles and Memorandum (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 5 | | Amendments to Article 50 (Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 6 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 7 | | Amendments to Article 28 (Board Powers) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 1 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 2 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 3 | | Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 4 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 5 | | Interim Dividend | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 6 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 7 | | Amendments to Article 3 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 8 | | Amendments to Article 6 (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 9 | | Amendments to Article 10 (Shareholders’ Register) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 10 | | Amendments to Article 11 (Preferred Shares) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 11 | | Amendments to Article 14 (Board of Directors) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 12 | | Amendments to Article 15 (Termination of Board Membership) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 13 | | Amendments to Article 16 (Board Powers) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 14 | | Amendments to Article 17 (Executive Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 15 | | Amendments to Article 19 (Chair, Vice Chair and Secretary Powers) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 16 | | Amendments to Article 21 (Powers of the Managing Director) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 17 | | Amendments to Article 22 (Audit and Compliance Committee Composition) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 18 | | Amendments to Article 31 (Shareholders’ Meetings Invitation) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 19 | | Amendments to Article 39 (Auditor Appointment) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 20 | | Amendments to Article 41 (Auditor Reports) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 21 | | Amendments to Article 43 (Financial Statements) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 22 | | Amendments to Article 44 (Dividend Distribution) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 23 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 24 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 25 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 26 | | Audit and Compliance Committee Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 27 | | Amendments to Audit and Compliance Committee Charter | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 28 | | Amendments to NomRem Committee Charter | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 29 | | Board Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 30 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 1) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 31 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 2) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 32 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 3) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 33 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 4) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 34 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 5) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 35 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 6) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 1 | | 2021 Business Report and the Consolidated Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 3 | | Change of the Fund Using Plan for the Issuance of Common Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 4 | | Elect Kinying Kwan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 5 | | Elect Johnny Shyang-Lin -Lin Shen | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 6 | | Elect Herbert Chang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 7 | | Elect Daniel Wang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 8 | | Elect Mao-Wei Hung | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 9 | | Elect Brian Chiang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 10 | | Elect Binfu Chuang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 11 | | Amendments to the Memorandum and Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 12 | | Amendments to the Procedural Rules for Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 13 | | Amendments to the Procedural Rules for Shareholders Meetings | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 14 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 6 | | Directors’ and Supervisors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 7 | | Renewal of Liability Insurance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 9 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 10 | | Authority to Issue Bonds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 11 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 13 | | Elect LIU Jianping | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 14 | | Elect ZHU Runzhou | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 15 | | Elect OU Xiaowu | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 16 | | Elect JIANG Tao | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 17 | | Elect ZHANG Jilong | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 18 | | Elect CHEN Pengjun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 19 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 20 | | Elect QIU Guanzhou | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 21 | | Elect YU Jinsong | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 22 | | Elect Kelly CHAN Yuen Sau | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 23 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 24 | | Elect YE Guohua | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 25 | | Elect SHAN Shulan | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 26 | | Elect LIN Ni | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 1 | | Election of Series L Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 2 | | Elect Claudia Janez Sanchez | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 3 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 2 | | Transfer of Asset to Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 3 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 4 | | Elect Preetha Reddy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 5 | | Elect Som Mittal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 6 | | Authority to Issue Non-Convertible Debentures | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 7 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 12/20/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 12/20/2021 | | 2 | | Elect Rama Bijapurkar | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 2 | | 2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 3 | | Adoption of Employee Restricted Stock Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 4 | | Capitalization of Profits and Issuance of New Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 5 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 6 | | Amendments to Procedural Rules for Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Asymchem Laboratories (Tianjin) Co Ltd | | 002821 | | Y0370S103 | | 5/5/2022 | | 1 | | An Investment Agreement To Be Signed With A Company | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Asymchem Laboratories (Tianjin) Co Ltd | | 002821 | | Y0370S103 | | 5/5/2022 | | 2 | | Connected Transaction Regarding Introduction of External Investors by a Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 2 | | Elect Elvin Elias Machado | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 3 | | Independent Directors’ Commission | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 1 | | Report on the Audit and Corporate Governance Committee’s Activities | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 2 | | Approve Board’s opinion on CEO’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 3 | | Approve Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 4 | | Approve Commissioner’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 5 | | Approve Board’s Report on Policies and Accounting Criteria | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 6 | | Approve Report on Board’s Operations and Activities | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 7 | | Report on Tax Compliance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 8 | | Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 9 | | Allocation of Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 10 | | Report on Share Repurchase Programme; Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 11 | | Elect Salvador Onate Ascencio | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 12 | | Elect Gerardo Plascencia Reyes As Alternate Director | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 13 | | Elect Hector Armando Martinez Martinez | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 14 | | Elect Alejandro Martinez Martinez as Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 15 | | Elect Jose Harari Uziel | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 16 | | Elect Carlos Minvielle Lagos As Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 17 | | Elect Salvador Onate Barron | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 18 | | Elect Javier Marina Tanda As Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 19 | | Elect Carlos de la Cerda Serrano | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 20 | | Elect Fabian Federico Uribe Fernandez as Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 21 | | Elect Barbara Jean Mair Rowberry | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 22 | | Elect Jorge Arturo Martinez Gonzalez | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 23 | | Elect Jose Oliveres Vidal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 24 | | Elect Gabriel Ramirez Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 25 | | Elect Fernando de Ovando Pacheco | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 26 | | Elect Dan Ostrosky Shejet | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 27 | | Elect Alfredo Emilio Colin Babio | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 28 | | Elect Ramon Santoyo Vazquez | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 29 | | Elect Genaro Carlos Leal Martinez as Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 30 | | Elect Benjamin Zermeno Padilla as Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 31 | | Elect Rolando Uziel Candiotti As Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 32 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 33 | | Elect Salvador Onate Ascencio as Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 34 | | Elect Blanca Veronica Casillas Plasencia as Board Secretary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 35 | | Elect Eduardo Gomez Navarro as Commissioner | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 36 | | Elect Arturo Rabago Fonseca As Alternate Commissioner | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 37 | | Elect Gabriel Ramirez Fernandez as Audit and Corporate Governance Committee Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 38 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 3 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 1 | | Capitalization of Reserves w/o Share Issuance | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 2 | | Amendments to Chapter II (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 3 | | Amendments to Chapter III (General Shareholders’ Meeting) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 4 | | Amendments to Chapter IV | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 5 | | Amendments to Chapter V (Board Duties) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 6 | | Amendments to Chapter VI (Technical Amendments) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 7 | | Amendments to Chapter VII (Audit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 8 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 2 | | Elect Lucineia Possar as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 3 | | Elect Adriano Pereira de Paula as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 4 | | Elect Francisco Olinto Velo Schmitt as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 5 | | Ratify Co-Option and Elect Daniel Alves Maria | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 6 | | Elect Bruno Silva Dalcolmo | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 7 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 8 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 9 | | Allocate Cumulative Votes to Daniel Alves Maria | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 10 | | Allocate Cumulative Votes to Bruno Silva Dalcolmo | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 11 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 12 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 13 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 14 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 15 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 16 | | Committees Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 2 | | Ratify Updated Global Remuneration Amount | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 3 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 4 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 5 | | Committees Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 6 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 4 | | Opening; Election of Presiding Chair; Minutes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 5 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 6 | | Presentation of Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 8 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 9 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 10 | | Amendments to Article 4 (Scope of Business) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 11 | | Election of Directors; Directors’ Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 12 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 13 | | Presentation of Report on Repurchase of Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 14 | | Presentation of Report on Charitable Donations | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 15 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 16 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 17 | | Wishes And Closing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 2 | | Amendments to Articles | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 3 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 4 | | Elect JEONG Seong Uk | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 5 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 1 | | Request Separate Election for Board Member (Preferred) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 2 | | Elect Lirio Albino Parisotto to the Board Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 3 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 4 | | Request Separate Election for Supervisory Council Member (Preferred) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 5 | | Elect Marcos Aurelio Pamplona da Silva to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 2 | | Purpose of Share Repurchase | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 3 | | Relevant Conditions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 4 | | Methods and Purpose of Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 5 | | Pricing of the Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 6 | | Amount and Source of Capital for Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 7 | | Class, Quantity and Percentage to the Total Share Capital Intended to be Repurchased | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 8 | | Share Repurchase Period | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 9 | | Validity Period of the Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 10 | | Board Authorization Regarding the Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 11 | | Adoption of the BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 12 | | Adoption of Management Measures for BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 13 | | Board Authorization Regarding the BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 14 | | Capital Injection to BYD Auto Finance Company Limited and Related Party Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 5 | | Annual Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 7 | | Preparation of Financial Statements in Accordance with CASBE and Cessation of Appointment of International Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 9 | | Authority to Give Guarantees | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 10 | | Approval of Caps of Ordinary Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 11 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 12 | | Authority to Issue Shares of BYD Electronic w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 13 | | Provision of Phased Guarantee for Mortgage-backed Car Buyers to BYD Auto Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 14 | | Authority to Issue Domestic and Overseas Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 1 | | Business Report and Financial Statements for 2021 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 2 | | Earnings Distribution for 2021 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 3 | | Amendment of the Articles of Incorporation | | Mgmt | | Take No Action | | TNA | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 4 | | Amendment of the Rules of Procedure for Shareholders Meetings | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 5 | | Amendment of the Rules for Handling the Acquisition and Disposal of Assets | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 6 | | Discussion on the Company’s Long-term Capital Raising Plan | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 7 | | Elect TSAI Cheng-Ta | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 8 | | Elect TSAI Hong-Tu | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 9 | | Elect TSAI Cheng-Chiu | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 10 | | Elect JOONG Chi-Wei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 11 | | Elect KUO Ming-Jian | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 12 | | Elect HUANG Tiao-Kuei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 13 | | Elect HSIUNG Ming-Ho | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 14 | | Elect LEE Chang-Ken | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 15 | | Elect MIAU Matthew Feng-Chiang | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 16 | | Elect WAY Edward Yung-Do | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 17 | | Elect WANG Li-Ling | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 18 | | Elect WU Tang-Chieh | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 19 | | Elect YU Pei-Pei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 20 | | Discussion on the Relief of Certain Directors from Their Non-competition Obligations | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 5 | | Board Size | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 6 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 7 | | Election of Directors | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 8 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 10 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 11 | | Allocate Cumulative Votes to Ana Maria Marcondes Penido Sant’Anna | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 12 | | Allocate Cumulative Votes to Renato Torres de Faria | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 13 | | Allocate Cumulative Votes to Wilson Nelio Brumer | | Mgmt | | Voted | | Abstain | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 14 | | Allocate Cumulative Votes to Luiz Carlos Cavalcanti Dutra Junior | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 15 | | Allocate Cumulative Votes to Luis Claudio Rapparini Soares | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 16 | | Allocate Cumulative Votes to Jose Henrique Braga Polido Lopes | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 17 | | Allocate Cumulative Votes to Paulo Marcio de Oliveira Monteiro | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 18 | | Allocate Cumulative Votes to Flavio Mendes Aidar | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 19 | | Allocate Cumulative Votes to Aluisio de Assis Buzaid Junior | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 20 | | Allocate Cumulative Votes to Eduardo Bunker Gentil | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 21 | | Allocate Cumulative Votes to Luiz Alberto Colonna Rosman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 22 | | Allocate Cumulative Votes to Leonardo Porciuncula Gomes Pereira | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 23 | | Allocate Cumulative Votes to Eliane Aleixo Lustosa de Andrade | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 24 | | Request Separate Election for Board Member | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 25 | | Election of Board Chair and Vice Chair | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 26 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 27 | | Request Establishment of Supervisory Council | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 28 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 3 | | Amendments to Article 5 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 4 | | Ratification of Appointment of Appraiser (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 5 | | Valuation Report (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 6 | | Merger Agreement (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 7 | | Merger (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 8 | | Ratification of Appointment of Appraiser (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 9 | | Valuation Report (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 10 | | Merger Agreement (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 11 | | Merger (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 6 | | Authority to Issue Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 7 | | Financial Budget 2022 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 9 | | Directors’ and Supervisors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 3 | | Increase in Authorized Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 1 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 2 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 3 | | Approval of 2021 Independent Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 4 | | Approval of Independent Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 5 | | Approval of 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 6 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 7 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 8 | | Planned Issue Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 9 | | Bond Varieties | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 10 | | Distribution Method | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 11 | | Release Recipients | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 12 | | Issue Term and Variety | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 13 | | Use of Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 14 | | Underwriting and Listing Arrangements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 15 | | Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 16 | | Guarantee Methods | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 17 | | Bond Interest Rate and Determination Method | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 18 | | Resolution Validity | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 19 | | Types of Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 20 | | Distribution Method | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 21 | | Release Recipients | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 22 | | Issue Rate | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 23 | | Issue Term | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 24 | | Use of Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 25 | | Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 26 | | Guarantee Methods | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 27 | | Resolution Validity | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 28 | | Authorized Matters | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 29 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 30 | | Amendments to Articles | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 31 | | Elect WU Yining | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 1 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 2 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 3 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 4 | | Approval of 2021 Financial Accounts and 2022 Financial Budget | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 5 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 6 | | Estimated Daily Connected Transactions in FY2022 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 7 | | Entering into Financial Services Agreement with Weapon Equipment Group Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 8 | | Entering into the Financial Services Agreement with Changan Automobile Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 9 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 10 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 11 | | Proposal to Adjust and Change the Use of Part of the Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 13 | | Elect LI Keqiang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 14 | | Elect DING Wei | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 15 | | Elect TANG Guliang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 16 | | Elect ZHANG Ying | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 3 | | Elect Andrea Costa Amancio Negrao as Supervisory Council Member Presented by the Preferred Shareholders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 4 | | Elect Fernando Simoes Cardozo as Board Member Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 5 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | For | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 6 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 3 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 4 | | Election Luis Alfonso Nicolau Gutierrez by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 5 | | Election Victor Alberto Tiburcio Celorio by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 6 | | Election Luis F. Rubio by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 7 | | Elect Board Chair and Secretary; Fees; Verification of Directors’ Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 8 | | Election of Board Committee Members and Chairs; Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 9 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 10 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 1 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 2 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 3 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 4 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 5 | | Approval of 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 6 | | Approval of Directors’ Fees: ZENG Yuqun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 7 | | Approval of Directors’ Fees: LI Ping | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 8 | | Approval of Directors’ Fees: HUANG Shilin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 9 | | Approval of Directors’ Fees: PAN Jian | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 10 | | Approval of Directors’ Fees: ZHOU Jia | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 11 | | Approval of Directors’ Fees: WU Kai | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 12 | | Approval of Directors’ Fees: XUE Zuyun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 13 | | Approval of Directors’ Fees: HONG Bo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 14 | | Approval of Directors’ Fees: CAI Xiuling | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 15 | | Approval of Directors’ Fees: WANG Hongbo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 16 | | Approval of Supervisors’ Fees: WU Yangming | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 17 | | Approval of Supervisors’ Fees: FENG Chunyan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 18 | | Approval of Supervisors’ Fees: LIU Na | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 19 | | Approval of Supervisors’ Fees: WANG Siye | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 20 | | Proposal on the Purchase of Liability Insurance By the Company for Directors, Supervisors and Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 21 | | Authority to Give Guarantees in 2022 | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 22 | | Approval of Line of Credit | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 23 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 24 | | Proposal to Repurchase Note Part of Restricted Shares Considered At the Thirty-fourth Meeting of the Second Session of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 25 | | Proposal on the Repurchase and Cancellation of Certain Restricted Shares Considered At the Third Meeting of the Third Session of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 26 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 27 | | Amendments to Procedural Rules | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 28 | | Proposal to Invest in the Construction of a Power Battery Industry Chain Project in Indonesia by a Holding Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 1 | | Company’s Eligibility for Private Placement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 2 | | Type and Face Value | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 3 | | Issuance Method and Date | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 6 | | Issuance Amount | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 7 | | Lockup Period | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 8 | | Total Amount and Purpose of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 9 | | Arrangement for Accumulated Retained Profits Before the Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 10 | | Validity of the Resolution | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 11 | | Listing Place | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 12 | | Preliminary Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 13 | | Demonstration Analysis Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 14 | | Feasibility Analysis Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 15 | | Report on Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 16 | | Diluted Immediate Return After Private Placement, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 17 | | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 18 | | Authorization to the Board And Its Authorized Persons to Handle Matters Regarding Private Placement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 1 | | Adoption of 2021 Employee Stock Options and Restricted Shares Plan (Draft) and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 2 | | Establishment of the Management Measures for 2021 Employee Stock Options and Restricted Shares Plan | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 3 | | Board Authorization to Handle Matters of 2021 Employee Stock Options and Restricted Shares Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 4 | | Additional and Adjusted 2021 Estimated Guarantees Provided in 2021 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 2 | | Elect ZENG Yuqun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 3 | | Elect LI Ping | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 4 | | Elect HUANG Shilin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 5 | | Elect PAN Jian | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 6 | | Elect ZHOU Jia | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 7 | | Elect WU Kai | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 8 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 9 | | Elect XUE Zuyun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 10 | | Elect CAI Xiuling | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 11 | | Elect HONG Bo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 13 | | Elect WU Yingming | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 14 | | Elect FENG Chunyan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 3 | | Directors’ Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 4 | | Supervisors’ Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 7 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 9 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 10 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 2 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 3 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 2 | | Shipbuilding Contracts and Shipbuilding Transaction | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 3 | | Revision of Annual Caps of Master Shipping Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 4 | | Revision of Annual Caps of Master Port Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 5 | | Revision of Annual Caps of Financial Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 6 | | Ten Shipbuilding Contracts All Dated 2 September 2021 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 2 | | Elect WAN Min | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 3 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 4 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 2 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 3 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 5 | | Elect LI Changjiang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 6 | | Elect YANG Huiyan | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 7 | | Elect YANG Zhicheng | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 11 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 12 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 13 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 5 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 6 | | Compliance with Rules of Convocation | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 7 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 8 | | Presentation of Management Board Activity Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 9 | | Presentation of Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 10 | | Presentation of Allocation of Profits Proposal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 11 | | Presentation of Supervisory Board Activity Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 12 | | Presentation of Supervisory Board Report (Company’s Activity; Financial Statements; Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 13 | | Presentation of Motion to Approve Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 14 | | Presentation of Motion to Approve Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 15 | | Presentation of Motion to Approve Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 16 | | Presentation of Motion to Approve Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 17 | | Presentation of Motion to Ratify Management and Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 18 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 19 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 20 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 21 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 22 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 23 | | Ratification of Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 24 | | Amendments to Articles/Uniform Text of Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 25 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 26 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 4 | | Elect ZHANG Zhefeng | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 5 | | Elect ZHANG Bishu | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 6 | | Elect YANG Xiaoyang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 7 | | Directors’ fees | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 9 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 10 | | Adoption of New Memorandum and Articles of Association | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 12 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 13 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 1 | | FY2021 Financial Statements and Business Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 2 | | FY2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 3 | | Elect Michael HO | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 4 | | Cash Distribution from Capital Surplus | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 5 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 6 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 7 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 4 | | Opening; Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 5 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 6 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 7 | | Presentation of Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 8 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 9 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 10 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 11 | | Election of Independent Directors; Board Term Length | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 13 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 14 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 15 | | Amendment to Article 7 (Increase in Authorised Capital) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 16 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 17 | | Charitable Donations | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 18 | | Closing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 2 | | The Company’s Eligibility for A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 3 | | Stock Type and Par Value | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 4 | | Issuing Method and Date | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 6 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 7 | | Issuing Volume | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 8 | | Lockup Period | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 9 | | Listing Place | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 10 | | Arrangement for the Accumulated Retained Profits Before the Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 11 | | Purpose of the Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 12 | | Valid Period of the Resolution on the Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 13 | | Preplan For 2022 A-Share Offering To Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 14 | | Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 15 | | Feasibility Analysis Report on the Use of Funds to Be Raised from 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 16 | | Connected Transactions Involved in the 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 17 | | Conditional Share Subscription Agreement to Be Signed with the Controlling Shareholder and De Facto Controller | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 18 | | Diluted Immediate Return After The 2022 A-Share Offering To Specific Targets, Filling Measures And Commitments Of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 19 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 20 | | Special Report On The Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 21 | | Verification Report On Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 22 | | Setting Up a Dedicated Account for the Funds Raised from A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 23 | | Exemption of Controlling Shareholder and De Facto Controller from the Tender Offer Obligation | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 24 | | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 25 | | Adjustment And Addition Of The Guarantee For Subsidiaries | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 26 | | A Project Investment Agreement To Be Signed | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 27 | | A Cooperation Agreement to Be Signed with the Administration Committee of Donghu High-tech Zone by the Company and Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 28 | | Approve Signing of Equity Investment Agreement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | �� | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 3 | | Proposal of Capital Reduction with Cash Return | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 4 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 5 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 3 | | Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 4 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 6 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 7 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 8 | | Ratification of Auditor’s Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 10 | | Sharia Supervisory Committee Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 11 | | Amendments to Article 6 (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 12 | | Authority to Renew Issuance Programs | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 13 | | Bonds or Islamic Sukuk | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 14 | | Additional Tier 1 Bonds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 4 | | Elect Paddy TANG Lui Wai Yu | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 5 | | Elect Charles CHEUNG Wai Bun | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 6 | | Elect Michael Mecca | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 9 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 11 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 2 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 3 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 4 | | 2021 Annual Report And Its Summary And Performance Announcement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 5 | | 2021 Financial Reports Respectively Audited By Domestic And Overseas Audit Firms | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 6 | | Reappointment Of 2022 Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 7 | | 2022 Estimated Audit Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 8 | | Determination Of Remuneration For Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 9 | | Determination Of Remuneration For Supervisors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 10 | | By-Elect WANG Jinben as Independent Director | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 11 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 12 | | General Mandate To Issue Additional A-shares And H-shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 13 | | General Authorization To Issue Domestic And Overseas Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 14 | | Launching Foreign Exchange Hedging Business By The Company And Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 15 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 16 | | Connected Transaction Regarding Provision Of Guarantee For A Company | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 17 | | Industrial Investment With Proprietary Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 18 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 19 | | Adoption of Restricted Share Unit Scheme (H Shares) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 20 | | Board Authorization to Handle Matters Related Restricted Shares Unit Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 21 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 22 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gaona Aero Material Co. Ltd | | 300034 | | Y07726105 | | 4/6/2022 | | 1 | | Repurchase of Previously Granted Employee Restricted Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gaona Aero Material Co. Ltd | | 300034 | | Y07726105 | | 4/6/2022 | | 2 | | Accepting an Entrusted Loan from Controlling Shareholder | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 1 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 2 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 3 | | 2021 Work Report Of Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 4 | | 2021 Annual Accounts And 2022 Financial Budget | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 5 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 6 | | Financing To Financial Institutions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 7 | | Financing By Affiliate Companies | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 8 | | Financing Guarantee Provided By The Company | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 9 | | Reappointment Of 2022 Financial Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 10 | | Appointment Of 2022 Internal Control Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 11 | | 2022 Continuing Connected Transactions Of The Company And Its Controlled Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 3 | | Report on the Company’s Share Repurchase Program | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 4 | | Report on Tax Compliance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 5 | | Election of Directors; Election of Audit and Corporate Governance Committee Chair; Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 6 | | Election of Board Chair; Election of Board Secretary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 7 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 2 | | Remuneration Report (Advisory) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 3 | | Approval of Share Incentive Plan (‘SIP’) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 4 | | Approval of International Share Incentive Plan (‘International SIP’) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 5 | | Final Dividend | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 6 | | Elect Jason Chin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 7 | | Elect Iain G.T. Ferguson | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 8 | | Elect Stephen Wilson | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 9 | | Elect Alison Henriksen | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 10 | | Elect Lysanne Gray | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 11 | | Elect Lykele van der Broek | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 12 | | Elect Lesley Knox | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 13 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 14 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 17 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 18 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 19 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 20 | | Adoption of New Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 3 | | Elect CHUNG Kyung Koo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 4 | | Elect LEE Bang Joo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 5 | | Elect KIM Jin Oh | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 6 | | Election of Audit Committee Member: LEE Bang Joo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 7 | | Election of Audit Committee Member: KIM Jin Oh | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 4 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 5 | | Accounts and Reports; Non Tax-Deductible Expenses | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 6 | | Consolidated Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 7 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 8 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 9 | | Special Auditors Report on Regulated Agreements | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 10 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 11 | | 2021 Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 12 | | 2021 Remuneration of Axel Dumas, Executive Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 13 | | 2021 Remuneration of Emile Hermes SAS, Managing General Partner | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 14 | | 2021 Remuneration of Eric de Seynes, Supervisory Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 15 | | 2022 Remuneration Policy (Executive Chair and General Managing Partner) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 16 | | 2022 Remuneration Policy (Supervisory Board) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 17 | | Elect Charles-Eric Bauer | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 18 | | Elect Estelle Brachlianoff | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 19 | | Elect Julie Guerrand | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 20 | | Elect Dominique Senequier | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 21 | | Authority to Cancel Shares and Reduce Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 22 | | Authority to Grant Stock Options | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 23 | | Authority to Issue Performance Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 24 | | Authorisation of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 25 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 3 | | Elect Sunil Kumar | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 4 | | Elect Vinod S. Shenoy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 5 | | Elect Alka Mittal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 6 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 7 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 2 | | Elect PARK Gi Tae | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 3 | | Election of Audit Committee Member: PARK Gi Tae | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 4 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 1 | | Transfer of business | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 2 | | Elect CHOI Cheol Gon | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 3 | | Ratify Co-Option and Elect Cledorvino Belini | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 4 | | Ratify Co-Option and Elect Francisco Sergio Turra | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 5 | | Ratify Co-Option and Elect Carlos Hamilton Vasconcelos Araujo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 6 | | Ratify Cledorvino Belini’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 7 | | Ratify Francisco Sergio Turra’s Independence Status | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 8 | | Ratify Carlos Hamilton Vasconcelos Araujo’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 9 | | Amendments to Article 5 (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 11 | | Amendments to Merger Agreements (Midtown Participacoes Ltda. & Bertin S.A.) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 5 | | Supervisory Council Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 6 | | Election of Supervisory Council | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 7 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 8 | | Elect Roberto Lamb to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 9 | | Elect Fernando Florencio Campos to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 10 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Jindal Steel & Power Limited | | JINDALSTEL | | Y4447P100 | | 9/3/2021 | | 1 | | Divestiture | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Jindal Steel & Power Limited | | JINDALSTEL | | Y4447P100 | | 9/3/2021 | | 2 | | Related Party Transactions (Divestiture) | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 2 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 3 | | Article 10 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 4 | | Article 18 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 5 | | Article 37-2 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 6 | | Articles 8, 26 and 36 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 7 | | Elect NAM Koong Hun | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 8 | | Elect KIM Sung Soo | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 9 | | Elect HONG Eun Taek | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 10 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 11 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 12 | | Capital Reduction by Cancellation of Treasury Shares | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 13 | | Amendments to Executive Officer Retirement Allowance Policy | | Mgmt | | Take No Action | | TNA | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 14 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 5 | | Elect ZOU Tao | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | �� | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 6 | | Elect KAU Pak Kwan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 11 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 2 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 7 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 8 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 11 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 12 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 2 | | Article 2 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 3 | | Article 4 and 18 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 4 | | Article 49 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 5 | | Article 2 and 29 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 6 | | Elect PARK Jong Ook | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 7 | | Elect YUN Gyeong Rim | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 8 | | Elect YU Hee Yol | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 9 | | Elect KIM Yong Hun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 10 | | Elect HONG Benjamin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 11 | | Election of Audit Committee Member: KIM Yong Hun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 13 | | Amendments to Executive Officer Retirement Allowance Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 1 | | Change of Investment Project Financed with Raised Funds from 2018 Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 2 | | Authority to Give Financial Guarantees to the Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 3 | | Authority to Give Performance Guarantees to the Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 1 | | Holding the Equities in Controlled Subsidiaries Through the Employee Stock Ownership Plan by Directors and Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 2 | | Connected Transaction Regarding Transfer of Equities in Controlled Subsidiaries to the Employee Stock Ownership Platform | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 3 | | Increase of the Quota for Supply Chain Finance Business and Provision of Guarantee for Wholly-owned Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 4 | | Election of Supervisory Board Members | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 5 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 6 | | Elect Axel Erhard Brod to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 7 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 8 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 1 | | FY2021 Financial Statements and Business Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 2 | | FY2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 3 | | Amendments to Articles (Bundled) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 4 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 5 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 6 | | Capitalization of Profits and Issuance of New Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 7 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.1 | | Elect Richard Sanders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.2 | | Elect Emiliano Calemzuk | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.3 | | Elect Marcos Galperin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.4 | | Elect Andrea M. Petroni Merhy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 3 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 4 | | Amendments to Procedural Rules: Acquisition or Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 5 | | Elect WU Chia Chau | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 6 | | Elect WONG Wen Yuan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 7 | | Elect Susan Wang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 8 | | Elect LEE Pei-Ing | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 9 | | Elect TZOU Ming Jen | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 10 | | Elect SU Lin-Chin | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 11 | | Elect Joseph Wu | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 12 | | Elect Rex Chuang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 13 | | Elect LAI Ching-Chyi | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 14 | | Elect HSU Shu-Po | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 15 | | Elect HOU Tsai-Feng | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 16 | | Elect CHEN Tain-Jy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 17 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 2 | | Elect CHOI Soo Yeon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 3 | | Elec CHAI Seon Joo | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 4 | | Elect JUNG Do Jin | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 5 | | Elect NOH Hyuk Joon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 6 | | Election of Audit Committee Member: JUNG Do Jin | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 7 | | Election of Audit Committee Member: NOH Hyuk Joon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 1 | | Elect Phumzile Langeni | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 2 | | Re-elect Michael (Mike) W.T. Brown | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 3 | | Re-elect Brian A. Dames | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 4 | | Re-elect Rob A.G. Leith | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 5 | | Re-elect Stanley Subramoney | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 6 | | Appointment of Auditor (Deloitte & Touche) | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 7 | | Appointment of Auditor (Ernst & Young) | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 8 | | Election of Audit Committee Member (Stanley Subramoney) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 9 | | Election of Audit Committee Member (Hubert R. Brody) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 10 | | Election of Audit Committee Member (Neo P. Dongwana) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 11 | | Election of Audit Committee Member (Errol M. Kruger) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 12 | | General Authority to Issue Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 13 | | Approve Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 14 | | Approve Implementation Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 15 | | Approve NEDs’ Fees (Chair) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 16 | | Approve NEDs’ Fees (Lead Independent Director) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 17 | | Approve NEDs’ Fees (Board Member) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 18 | | Approve NEDs’ Fees (Audit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 19 | | Approve NEDs’ Fees (Credit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 20 | | Approve NEDs’ Fees (Directors’ Affairs Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 21 | | Approve NEDs’ Fees (Information Technology Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 22 | | Approve NEDs’ Fees (Remuneration Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 23 | | Approve NEDs’ Fees (Risk and Capital Management Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 24 | | Approve NEDs’ Fees (Transformation, Social & Ethics Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 25 | | Approve NEDs’ Fees (Climate Resilience Committee) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 26 | | Approve Acting NEDs’ Fees (Acting Chair) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 27 | | Approve Acting NEDs’ Fees (Acting Lead Independent Director) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 28 | | Approve Acting NEDs’ Fees (Acting Board Committee Chair) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 29 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 30 | | Approve Financial Assistance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 5 | | Allocation of Final Dividend | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 6 | | Allocation of Special Dividend | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 7 | | Elect WAN Min | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 8 | | Elect YANG Zhijian | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 10 | | Elect Ip Sing Chi | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 11 | | Elect Timpson CHUNG Shui Ming | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 12 | | Elect SO Gregory Kam Leung | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 13 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 16 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 17 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 3 | | Shipbuilding Transaction | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 4 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 5 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 6 | | Corporate Governance Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 7 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 9 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 10 | | Amendments to Articles 8.18, 8.33.23 and 15.1 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 11 | | Remuneration Guidelines | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 12 | | Board of Directors, Supervisory Board and Audit Committee Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 13 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 14 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 3 | | Acquisiton (Holding Petix) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 4 | | Issuance of Shares (Merger) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 5 | | Ratification of Appointment of Appraiser | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 6 | | Valuation Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 7 | | Acquisition (Petix) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 8 | | Amendments to Article 4 (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 9 | | Amendments to Article 16 (Board Duties) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 11 | | Ratify Updated Global Remuneration Amount | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 12 | | Authorization of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 5 | | Management Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 6 | | Capital Expenditure Budget | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 7 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 8 | | Board Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 9 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 10 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 11 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 13 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 14 | | Allocate Cumulative Votes to Sergio Zimerman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 15 | | Allocate Cumulative Votes to Tania Zimerman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 16 | | Allocate Cumulative Votes to Claudio Roberto Ely | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 17 | | Allocate Cumulative Votes to Gregory Louis Reider | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 18 | | Allocate Cumulative Votes to Irlau Machado Filho | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 19 | | Allocate Cumulative Votes to Ricardo Dias Mieskalo Silva | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 20 | | Allocate Cumulative Votes to Eduardo de Almeida Salles | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 21 | | Request Separate Election for Board Member | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 22 | | Ratify Director’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 23 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 24 | | Request Establishment of Supervisory Council | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 25 | | Elect Catia Yuassa Tokoro to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 2 | | Merger Agreement | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 3 | | Ratification of Appointment of Appraiser | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 4 | | Valuation Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 5 | | Acquisition (Zee Dog) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 6 | | Amendments to Articles (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 7 | | Ratify Co-Option of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 8 | | Authorization of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 1 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 2 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 3 | | Request Cumulative Voting | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 4 | | Allocate Cumulative Votes to Eduardo Bacellar Leal Ferreira | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 5 | | Allocate Cumulative Votes to Joaquim Silva e Luna | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 6 | | Allocate Cumulative Votes to Ruy Flaks Schneider | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 7 | | Allocate Cumulative Votes to Sonia Julia Sulzbeck Villalobos | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 8 | | Allocate Cumulative Votes to Marcio Andrade Weber | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 9 | | Allocate Cumulative Votes to Murilo Marroquim de Souza | | Mgmt | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 10 | | Allocate Cumulative Votes to Cynthia Santana Silveira | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 11 | | Allocate Cumulative Votes to Carlos Eduardo Lessa Brandao | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 12 | | Allocate Cumulative Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 13 | | Allocate Cumulative Votes to Marcelo Gasparino da Silva | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 14 | | Allocate Cumulative Votes to Pedro Rodrigues Galvao de Medeiros | | Mgmt | | Voted | | For | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 15 | | Elect Eduardo Bacellar Leal Ferreira as Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 16 | | Elect Jeferson Luis Bittencourt as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 17 | | Ratify Updated Audit Committee Remuneration Amount (FY2021) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 18 | | Ratify Updated Advisory Committees Remuneration Amount (FY2021) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 19 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 3 | | Board Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 4 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 5 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 6 | | Request Cumulative Voting | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 7 | | Allocation of Votes to Luiz Rodolfo Landim Machado | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 8 | | Allocate Cumulative Votes to Adriano Jose Pires Rodrigues | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 9 | | Allocation of Votes to Carlos Eduardo Lessa Brandao | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 10 | | Allocate Cumulative Votes to Eduardo Karrer | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 11 | | Allocation of Votes to Luiz Henrique Caroli | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 12 | | Allocation of Votes to Marcio Andrade Weber | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 13 | | Allocation of Votes to Ruy Flaks Schneider | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 14 | | Allocation of Votes to Sonia Julia Sulzbeck Villalobos | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 15 | | Allocation of Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 16 | | Allocation of Votes to Marcelo Gasparino da Silva | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 17 | | Elect Ana Marta Veloso as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 18 | | Elect Rodrigo Mesquita Pereira as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 19 | | Elect Francisco Petros Oliveira Lima Papathanasiadis as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 20 | | Elect Luiz Rodolfo Landim Machado as Board Chair | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 21 | | Supervisory Council Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 22 | | Election of Supervisory Council | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 23 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 24 | | Elect Michele da Silva Gonsales Torres to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 25 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 26 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 27 | | Amendments to Articles; Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 28 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 4 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 5 | | Compliance with Rules of Convocation | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 6 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 7 | | Withdrawal from the Election of Scrutiny Commission | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 8 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 9 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 10 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 11 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 12 | | Presentation of Compliance with Best Practice for WSE Listed Companies 2021 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 13 | | Presentation of Supervisory Board Report (Activities) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 14 | | Presentation of Supervisory Board Report (Company Standing) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 15 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 16 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 17 | | Ratification of Management and Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 18 | | Changes to Supervisory Board Composition | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 19 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 20 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 2 | | 2021 Restricted A Share Incentive Scheme (Draft) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 3 | | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 4 | | Board Authorization to Implement Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 5 | | Repurchase and Cancellation of Restricted Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 6 | | Reduction in Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 7 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 8 | | Board Authorization to handle matters pertaining to the amendments to the Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 2 | | 2021 Restricted A Share Incentive Scheme (Draft) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 3 | | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 4 | | Board Authorization to Implement Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 5 | | Repurchase and Cancellation of Restricted Share | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 6 | | Reduction in Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 4 | | 2021 Annual Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 8 | | Elect HE Jianfeng | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 9 | | Elect CAI Xun | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 10 | | Elect ZHU Xinrong | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 11 | | Elect LIEW Fui Kiang | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 12 | | Elect Clement HUNG Ka Hai | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 13 | | Development Plan of the Company for the Years 2022 to 2024 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 14 | | Adoption of Management Policy for Remuneration of Directors and Supervisors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 15 | | Authority to Issue Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 16 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 17 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 1 | | Annual Report | | Mgmt | | Take No Action | | TNA | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 2 | | Financial Statements | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 5 | | Elect Victor F. Rashnikov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 6 | | Elect Andrey A. Eremin | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 7 | | Elect Rashid Rustam ogly Ismailov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 8 | | Elect Natalia I. Kasperski | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 9 | | Elect Olga V. Naumova | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 10 | | Elect Sergei A. Nenashev | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 11 | | Elect Mikhail E. Oseevsky | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 12 | | Elect Sergei N. Ushakov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 13 | | Elect Aleksandr L. Shestakov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 14 | | Elect Pavel V. Shilyaev | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 15 | | Appointment of Auditor | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 16 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 9/10/2021 | | 1 | | Interim Dividends (1H2021) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 12/24/2021 | | 1 | | Interim Dividends (3Q2021) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 3 | | Elect LEE Kyung Il | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 4 | | Elect PARK Kyung Soo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 5 | | Elect CHANG Hong Young | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 6 | | Election of Corporate Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 8 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 1 | | Resignation of Raden Pardede and Election of Budi Bowoleksono | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 2 | | Elect Michael William Soeryadjaya | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 3 | | Change in Company Name | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 3 | | Appointment of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 5 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 1 | | Elect Gladys LEONG | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 2 | | Elect TEH Hong Piow | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 3 | | Elect TAY Ah Lek | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 4 | | Elect CHEAH Kim Ling | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 5 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 6 | | Directors’ Benefits | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 2 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 4 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 5 | | Election of Supervisory Council | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 6 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 7 | | Elect Antonio Edson Maciel dos Santos to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 8 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 2 | | Amendments to Article 3 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 3 | | Amendments to Article 5 (Administration) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 4 | | Amendments to Articles 7 and 12 (Board of Directors and Management Board Meetings) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 5 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 6 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 7 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 8 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 9 | | Amendments to Article 10 (Interim CEO) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 3 | | Merger (Dr. Cuco Desenvolvimento de Software Ltda.) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 1 | | Financial Statements; CEO’s Report; Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 2 | | Report of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 3 | | Report of the Audit Committee | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 4 | | Report of the Corporate Governance Committee | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 5 | | Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 6 | | Allocation of Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 7 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 8 | | Report on Share Repurchase Program | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 9 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 10 | | Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 11 | | Election of Audit and Corporate Governance Committee Chair and Members | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 13 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 14 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Reliance Industries Ltd | | RELIANCE | | Y72596102 | | 10/19/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Reliance Industries Ltd | | RELIANCE | | Y72596102 | | 10/19/2021 | | 2 | | Elect Yasir Al-Rumayyan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | �� | Reliance Industries Ltd | | RELIANCE | | Y72570206 | | 10/19/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Reliance Industries Ltd | | RELIANCE | | Y72570206 | | 10/19/2021 | | 2 | | Elect Yasir Al-Rumayyan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 1 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 2 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 3 | | 2021 Annual Accounts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 4 | | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 5 | | 2021 Annual Report And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 6 | | 2022 Remuneration Plan For Directors, Supervisors And Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 7 | | Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 8 | | Reappointment Of Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 9 | | Launching Forward Foreign Exchange Settlement And Sale Business | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 1 | | The Company’s Eligibility for Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 2 | | Stock Type and Par Value | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 3 | | Issuing Method and Date | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 5 | | Issue Price and Pricing Base Date | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 6 | | Issuing Volume | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 7 | | Purpose and Scale of the Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 8 | | Lockup Period | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 9 | | Listing Place | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 10 | | Arrangement for the Accumulated Retained Profits | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 11 | | The Valid Period of the Resolution on the Non-public Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 12 | | Preplan For 2022 Non-Public A-Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 13 | | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 14 | | Report On Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 15 | | Connected Transactions Involved In The 2022 Non-Public A-Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 16 | | Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuance Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 17 | | Diluted Immediate Return After the 2022 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 18 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 19 | | Exemption of De Facto Controller and Its Concert Party from the Tender Offer Obligation to Increase Shareholding in the Company | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 20 | | Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 21 | | Application for Additional Comprehensive Credit Line to Financial Institutions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 2 | | Elect KIM Dong Joong | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 3 | | Elect HEO Geun Nyung | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 4 | | Elect BAHK Jae Wan | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 5 | | Election of Independent Director to Be Appointed as Audit Committee Member: LEE Chang Woo | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 6 | | Election of Audit Committee Member: HEO Geun Nyung | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 7 | | Election of Audit Committee Member: Eunice Kyonghee KIM | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 4 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 5 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 6 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 8 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 9 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 10 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 11 | | Ratify Michal Gajewski | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 12 | | Ratify Andrzej Burliga | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 13 | | Ratify Lech Galkowski | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 14 | | Ratify Michael McCarthy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 15 | | Ratify Patryk Nowakowski | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 16 | | Ratify Juan de Porras Aguirre | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 17 | | Ratify Arkadiusz Przybyl | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 18 | | Ratify Carlos Polaino Izquierdo | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 19 | | Ratify Maciej Reluga | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 20 | | Ratify Dorota Strojkowska | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 21 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 22 | | Supervisory Board Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 23 | | Ratify Antonio Escamez Torres | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 24 | | Ratify Gerry Byrne | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 25 | | Ratify Dominika Bettman | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 26 | | Ratify Jose Garcia Cantera | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 27 | | Ratify Danuta Dabrowska | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 28 | | Ratify Isabel Guerreiro | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 29 | | Ratify David Hexter | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 30 | | Ratify Jose Luis De Mora | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 31 | | Ratify John Power | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 32 | | Ratify Jerzy Surma | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 33 | | Ratify Marynika Woroszylska-Sapieha | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 34 | | Long-Term Incentive Plan (Plan VII) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 35 | | Amendments to Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 36 | | Amendments to Maximum Variable Payout Ratio | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 37 | | Adoption of Best Practice for WSE Listed Companies 2021 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 38 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 39 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 40 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sea Limited | | SE | | 81141R100 | | 2/14/2022 | | 1 | | Amendments to Articles | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 3 | | Elect Manish Gupta | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 4 | | Elect Sharat Pandu Rang Narasapur | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 5 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 1 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 2 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 3 | | Approval of Use of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 4 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 5 | | Amendments to Procedural Rules of Investment Decision Making | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 6 | | Amendments to Procedural Rules of Financial Management System | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 7 | | Amendments to Procedural Rules of Information Disclosure Management System | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 8 | | Amendments to Procedural Rules of Management System for Use of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 9 | | Amendments to Procedural Rules of Connected Transactions Decision Making System | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 10 | | Amendments to Procedural Rules of External Guarantee Management System | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Senior Technology Material Co Ltd. | | 300568 | | Y774BJ109 | | 6/13/2022 | | 1 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Shenzhen Senior Technology Material Co Ltd. | | 300568 | | Y774BJ109 | | 6/13/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/7/2022 | | 1 | | Elect HU Yuanhua | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/7/2022 | | 2 | | Elect MA Qingyun | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/24/2022 | | 1 | | 2022 Credit And Guarantee Plan | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/24/2022 | | 2 | | 2022 Estimated Amount Of Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 1 | | 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 2 | | 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 3 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 4 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 5 | | 2021 Annual Report And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 6 | | Appointment of 2022 Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 7 | | Appointment of 2022 Internal Controller | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 8 | | 2021 Internal Control Self-assessment Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 9 | | Adjustment on Remuneration Plan for Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 10 | | Management Measures For The 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 11 | | Adoption of 2021 Restricted Stock Incentive Plan and Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 12 | | Appraisal Management Measures for the Implementation 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 13 | | Board Authorization to Implement Matters of 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 14 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 1 | | Connected Transactions Regarding the Entrusted Management of Three Target Companies before the Merger and Acquisition Completed | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 2 | | Amendments to Management Measures for Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 3 | | Adjustment of the 2021 Connected Transactions Amount | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 5 | | Elect CAI Dong | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 6 | | Elect SUN Shaojun | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 7 | | Elect JIANG Kui | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 8 | | Elect Alexander A. G. Vlaskamp | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 9 | | Elect Karsten Oellers | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 10 | | Elect Mats Lennart Harborn | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 11 | | Elect LIN Zhijun | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 12 | | Elect LYU Shousheng | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 13 | | Elect ZHANG Zhong | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 14 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 1 | | To Accept 2021 Business Report And Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 2 | | To Revise The Articles Of Incorporation | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 3 | | To Revise The Procedures For Acquisition Or Disposal Of Assets | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 4 | | To Approve The Issuance Of Employee Restricted Stock Awards For Year 2022 | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 4 | | Elect N. Chandrasekaran | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 5 | | Elect Anjali Bansal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 6 | | Elect Vibha Padalkar | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 7 | | Elect Sanjay V. Bhandarkar | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 8 | | Appointment of Branch Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 9 | | Authority to Set Cost Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 2 | | Related Party Transactions (TCILOperational) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 3 | | Related Party Transactions (TCILFinancial) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 4 | | Related Party Transactions (TSLP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 5 | | Related Party Transactions (TBSPL) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 6 | | Related Party Transactions (JCAPCPL) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 7 | | Related Party Transactions (TMILL) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 8 | | Related Party Transactions (TML) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 9 | | Related Party Transactions (TSGPL & TSLP) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 10 | | Related Party Transactions (TSGPL & Tata NYK Shipping Pte. Ltd.) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 11 | | Related Party Transactions (TSIBV & WSNBV) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 12 | | Elect Noel N. Tata | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 13 | | Elect Vijay Kumar Sharma | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 2 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 3 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 5 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 6 | | Elect Reynaldo Passanezi Filho | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 7 | | Elect Jose Joao Abdalla Filho | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 8 | | Elect Jose Reinaldo Magalhaes | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 9 | | Elect Reinaldo Le Grazie | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 10 | | Elect Jaime Leoncio Singer | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 11 | | Elect Jaime Caballero Uribe | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 12 | | Elect Cesar Augusto Ramirez Rojas | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 13 | | Elect Fernando Augusto Rojas Pinto | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 14 | | Elect Fernando Bunker Gentil | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 15 | | Elect Andre Fernandes Berenguer | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 16 | | Elect Celso Maia de Barros | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 17 | | Elect Hermes Jorge Chipp | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 18 | | Elect Rodrigo de Mesquita Pereira | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 19 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 20 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 21 | | Allocate Cumulative Votes to Reynaldo Passanezi Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 22 | | Allocate Cumulative Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 23 | | Allocate Cumulative Votes to Jose Reinaldo Magalhaes | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 24 | | Allocate Cumulative Votes to Reinaldo Le Grazie | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 25 | | Allocate Cumulative Votes to Jaime Leoncio Singer | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 26 | | Allocate Cumulative Votes to Jaime Caballero Uribe | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 27 | | Allocate Cumulative Votes to Cesar Augusto Ramirez Rojas | | Mgmt | | Voted | | Abstain | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 28 | | Allocate Cumulative Votes to Fernando Augusto Rojas Pinto | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 29 | | Allocate Cumulative Votes to Fernando Bunker Gentil | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 30 | | Allocate Cumulative Votes to Andre Fernandes Berenguer | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 31 | | Allocate Cumulative Votes to Celso Maia de Barros | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 32 | | Allocate Cumulative Votes to Hermes Jorge Chipp | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 33 | | Allocate Cumulative Votes to Rodrigo de Mesquita Pereira | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 34 | | Supervisory Council Board Size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 35 | | Elect Manuel Domingues de Jesus e Pinho as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 36 | | Elect Custodio Antonio de Mattos as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 37 | | Elect Julia Figueiredo Goytacaz Sant’Anna as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 38 | | Elect Marcello Joaquim Pacheco to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 39 | | Elect Murici dos Santos to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 40 | | Elect Rodrigo Angelo Inacio to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 41 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 42 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 4 | | Opening; Election of Presiding Council | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 5 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 6 | | Presentation of Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 8 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 9 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 10 | | Charitable Donations | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 11 | | Ratification of Co-option of Directors | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 13 | | Amendment to Internal Regulation of Shareholder Meetings | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 14 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 15 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 17 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 18 | | Closing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 2 | | Request Separate Election for Board Member (Preferred Shareholders) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 3 | | Elect Fabricio Santos Debortoli as Board Member Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 4 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | Against | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 5 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 6 | | Elect Marcelo Marques Pacheco to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 7 | | Elect Paulo Roberto Bellentani Brandao to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 8 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 4 | | Elect Anil Kumar Agarwal | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 6 | | Elect Padmini Somani | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 7 | | Elect Dindayal Jalan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 8 | | Elect Upendra Kumar Sinha | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 9 | | Election and Appointment of Sunil Duggal (CEO); Approval of Remuneration | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 10 | | Elect Akhilesh Joshi | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 11 | | Authority to Set Cost Auditor’s Remuneration | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 2 | | Adoption of the 2021 H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 3 | | Proposed Grant of Awards to the Connected Selected Participants under the 2021 H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 4 | | Board Authorization to Implement H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 5 | | Adoption of the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 6 | | Proposed Grant of SAI Awards to the SAI Connected Selected Participants under the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 7 | | Board Authorization to Implement the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 8 | | Change in Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 9 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 3 | | Adoption of Subsidiary Share Option Schemes | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 1 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 2 | | Application for Comprehensive Credit Line to Banks | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 3 | | Provision of Guarantee for the Bank Credit Line Applied for by Wholly-owned Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 4 | | Launching Forward Foreign Exchange Settlement and Sale Business | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 5 | | Repurchase and Cancellation of Some Restricted Stocks | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 6 | | Change of the Company’s Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 7 | | Amendments to the Company’s Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 2 | | Type of Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 3 | | Nominal value of per Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 4 | | Place of listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 5 | | Offering size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 6 | | Target subscribers | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 7 | | Method of issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 8 | | Method of pricing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 9 | | Method of underwriting | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 10 | | Distribution of the accumulated profit prior to the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 11 | | Validity period of the resolution | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 13 | | Adoption of 2022 Employee Share Ownership Scheme | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 14 | | Board Authorization Regarding Proposed A Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 15 | | Use of Proceeds from the A Share Offering and Listing and Feasibility Analysis | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 16 | | Amendments to the Corporate Governance Rules | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 17 | | Measures and Undertakings for Dilution of Immediate Returns | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 18 | | Three Year Price Stabilization Plan | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 19 | | Plan for the Shareholders’ Return Within Three Years Following the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 20 | | Undertakings and Corresponding Restrictive Measures in Connection with the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 2 | | Type of Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 3 | | Nominal value of per Shares | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 4 | | Place of listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 5 | | Offering size | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 6 | | Target subscribers | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 7 | | Method of issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 8 | | Method of pricing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 9 | | Method of underwriting | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 10 | | Distribution of the accumulated profit prior to the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 11 | | Validity period of the resolution | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 1 | | The Company’s Eligibility for Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 2 | | Stock Type and Par Value | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 3 | | Issuing Method and Date | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 6 | | Issuing Volume | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 7 | | Lockup Period | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 8 | | Arrangement for the Accumulated Retained Profits Before the Issuance | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 9 | | The Valid Period of This Issuance Resolution | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 10 | | Listing Place | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 11 | | Purpose of the Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 12 | | Implementing Parties and Investment Method of the Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 13 | | Preplan For The 2021 Non-Public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 14 | | Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 15 | | Report On The Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 16 | | Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 17 | | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 18 | | Setting Up A Dedicated Account For Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 19 | | Authorization to the Board to Handle Matters Regarding the Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 1 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 2 | | 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 3 | | Formulation of the Appraisal Management Measures For the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 4 | | Authorization To the Board To Handle Matters Regarding the Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 10/25/2021 | | 1 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 11/22/2021 | | 1 | | By-Elect MA Weihua | | Mgmt | | Voted | | For | | For |
| TCW Emerging Markets Multi-Asset Opportunities Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 12/2/2021 | | 1 | | Additional Guarantee Quota For Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 1 | | Elect Thomas A. Bartlett | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 2 | | Elect Kelly C. Chambliss | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 3 | | Elect Teresa H. Clarke | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 4 | | Elect Raymond P. Dolan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 5 | | Elect Kenneth R. Frank | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 6 | | Elect Robert D. Hormats | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 7 | | Elect Grace D. Lieblein | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 8 | | Elect Craig Macnab | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 9 | | Elect JoAnn A. Reed | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 10 | | Elect Pamela D.A. Reeve | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 11 | | Elect David E. Sharbutt | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 12 | | Elect Bruce L. Tanner | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 13 | | Elect Samme L. Thompson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 1 | | Elect George F. Chappelle Jr. | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 2 | | Elect George J. Alburger, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 3 | | Elect Kelly H. Barrett | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 4 | | Elect Robert L. Bass | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 5 | | Elect Antonio F. Fernandez | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 6 | | Elect Pamela K. Kohn | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 7 | | Elect David J. Neithercut | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 8 | | Elect Mark R. Patterson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 9 | | Elect Andrew P. Power | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 11 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 12 | | Reorganization | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Americold Realty Trust | | COLD | | 03064D108 | | 5/17/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Apartment Investment and Management Company | | AIV | | 03748R747 | | 12/9/2021 | | 1 | | Elect Quincy L. Allen | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Apartment Investment and Management Company | | AIV | | 03748R747 | | 12/9/2021 | | 2 | | Elect Patricia L. Gibson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Apartment Investment and Management Company | | AIV | | 03748R747 | | 12/9/2021 | | 3 | | Elect Kirk A. Sykes | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Apartment Investment and Management Company | | AIV | | 03748R747 | | 12/9/2021 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Apartment Investment and Management Company | | AIV | | 03748R747 | | 12/9/2021 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 1 | | Elect Glyn F. Aeppel | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 2 | | Elect Terry S. Brown | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 3 | | Elect Alan B. Buckelew | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 4 | | Elect Ronald L. Havner, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 5 | | Elect Stephen P. Hills | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 6 | | Elect Christopher B. Howard | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 7 | | Elect Richard J. Lieb | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 8 | | Elect Nnenna Lynch | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 9 | | Elect Timothy J. Naughton | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 10 | | Elect Benjamin W. Schall | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 11 | | Elect Susan Swanezy | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 12 | | Elect W. Edward Walter | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | AvalonBay Communities, Inc. | | AVB | | 053484101 | | 5/19/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 1 | | Elect Catherine D. Rice | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 2 | | Elect Kim S. Diamond | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 3 | | Elect Catherine Long | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 4 | | Elect Vernon B. Schwartz | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 5 | | Elect John E. Westerfield | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 6 | | Elect Michael J. Mazzei | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 7 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 8 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | BrightSpire Capital, Inc. | | BRSP | | 10949T109 | | 5/5/2022 | | 9 | | Approval of the 2022 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 3 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 4 | | Elect LEE Chee Koon | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 5 | | Elect Judy HSU Chung Wei | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 6 | | Elect Helen WONG Siu Ming | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 7 | | Elect David SU Tuong Sing | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 9 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 10 | | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | CapitaLand Investment Limited | | 9CI | | Y1091P105 | | 4/29/2022 | | 11 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 4 | | Report on Non-Financial Information | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 5 | | Allocation of Losses | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 6 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 8 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 9 | | Authority to Issue Treasury Shares Pursuant to Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 10 | | Board Size | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 11 | | Elect Tobias Martinez Gimeno | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 12 | | Elect Bertrand Boudewijn Kan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 13 | | Elect Pierre Blayau | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 14 | | Elect Anne Bouverot | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 15 | | Elect Maria Luisa Guijarro Pinal | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 16 | | Elect Peter Shore | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 17 | | Ratify Co-Option and Elect Kate Holgate | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 18 | | Amendments to Articles (Website) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 19 | | Amendments to Articles (Directors’ Term) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 20 | | Amendments to Articles (Directors’ Remuneration) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 21 | | Approval of Consolidated Text of Articles | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 22 | | Issuance of Shares w/o Preemptive Rights (Hutchinson Transaction) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 23 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 24 | | Authority to Issue Convertible Debt Instruments | | Mgmt | | Voted | | Abstain | | Against |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 25 | | Authorisation of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Cellnex Telecom S.A. | | CLNX | | E2R41M104 | | 4/27/2022 | | 26 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.1 | | Elect Edwin B. Brewer | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.2 | | Elect Thomas J. Crocker | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.3 | | Elect Jeffrey H. Fisher | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.4 | | Elect David J. Grissen | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.5 | | Elect Mary Beth Higgins | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.6 | | Elect Robert Perlmutter | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.7 | | Elect Rolf E. Ruhfus | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 1.8 | | Elect Ethel Isaacs Williams | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 4 | | Amendment to the Declaration of Trust | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Chatham Lodging Trust | | CLDT | | 16208T102 | | 5/24/2022 | | 5 | | Approval of Amendment to the Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 5 | | Elect LIU Xiaoyong | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 6 | | Elect ZHANG Liang | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 7 | | Elect Dou Jian | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 8 | | Elect CHENG Hong | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 9 | | Elect XIE Ji | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 10 | | Elect WU Bingqi | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 11 | | Elect Bosco HO Hin Ngai | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 12 | | Elect ZHONG Wei | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 13 | | Elect SUN Zhe | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 14 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 16 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 17 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 18 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | China Resources Land Limited | | 1109 | | G2108Y105 | | 6/15/2022 | | 19 | | Amendments to Memorandum and Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.1 | | Elect Catherine Cotman | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.2 | | Elect Alan Gardner | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.3 | | Elect Clarie Gulmi | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.4 | | Elect Robert Z. Hensley | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.5 | | Elect R. Lawrence Van Horn | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 1.6 | | Elect Timothy G. Wallace | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 5/5/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 1 | | Elect Nanci E. Caldwell | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 2 | | Elect Adaire Fox-Martin | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 3 | | Elect Ron Guerrier | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 4 | | Elect Gary F. Hromadko | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 5 | | Elect Irving F. Lyons, III | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 6 | | Elect Charles Meyers | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 7 | | Elect Christopher B. Paisley | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 8 | | Elect Sandra Rivera | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 9 | | Elect Peter F. Van Camp | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | Equinix, Inc. | | EQIX | | 29444U700 | | 5/25/2022 | | 12 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 1 | | Elect Peter M. Carlino | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 2 | | Elect JoAnne A. Epps | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 3 | | Elect Carol Lynton | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 4 | | Elect Joseph W. Marshall, III | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 5 | | Elect James B. Perry | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 6 | | Elect Barry F. Schwartz | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 7 | | Elect Earl C. Shanks | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 8 | | Elect E. Scott Urdang | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Gaming And Leisure Properties, Inc. | | GLPI | | 36467J108 | | 6/16/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 3 | | Appoint Auditor (Goodman Logistics (HK) Ltd) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 4 | | Re-elect Rebecca J. McGrath | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 5 | | Re-elect Danny Peeters (Goodman Ltd) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 6 | | Re-elect Danny Peeters (Goodman Logistics (HK) Ltd) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 7 | | Re-elect David Collins (Goodman Logistics (HK) Ltd) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 8 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 9 | | Equity Grant (CEO Greg Goodman) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 10 | | Equity Grant (Executive Director Danny Peeters) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Goodman Group | | GMG | | Q4229W132 | | 11/18/2021 | | 11 | | Equity Grant (Deputy CEO, CEO North America Anthony Rozic) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.1 | | Elect Michael D. Fascitelli | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.2 | | Elect Dallas B. Tanner | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.3 | | Elect Jana Cohen Barbe | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.4 | | Elect Richard D. Bronson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.5 | | Elect Jeffrey E. Kelter | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.6 | | Elect Joseph D. Margolis | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.7 | | Elect John B. Rhea | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.8 | | Elect J. Heidi Roizen | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 1.9 | | Elect Janice L. Sears | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Invitation Homes Inc. | | INVH | | 46187W107 | | 5/17/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.1 | | Elect Philip D. Fraser | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.2 | | Elect Robert G. Kay | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.3 | | Elect Aldea Landry | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.4 | | Elect James C. Lawley | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.5 | | Elect Karine L. Maclndoe | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.6 | | Elect Laurie M. MacKeigan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.7 | | Elect A. Douglas McGregor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.8 | | Elect Robert G. Richardson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 1.9 | | Elect Manfred J. Walt | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Killam Apartment Real Estate Investment Trust | | KMP.UN | | 49410M102 | | 5/6/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 1 | | Elect Friedrich K. M. Bohm | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 2 | | Elect William H. Carter | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 3 | | Elect Robert H. Schottenstein | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 5 | | Amendment to the 2018 Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | M/I Homes, Inc. | | MHO | | 55305B101 | | 5/12/2022 | | 6 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.1 | | Elect William J. Braithwaite | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.2 | | Elect Chris J. Cahill | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.3 | | Elect Graeme M. Eadie | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.4 | | Elect Bruce Robertson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.5 | | Elect Angela Sahi | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.6 | | Elect K. (Rai) Sahi | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.7 | | Elect Leonard Peter Sharpe | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 1.8 | | Elect Stephen R. Taylor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard Corporation | | MRC | | 617577101 | | 5/4/2022 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 1 | | Elect Avtar T. Bains | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 2 | | Elect Dino Chiesa | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 3 | | Elect Mel Leiderman | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 4 | | Elect Frank Munsters | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 5 | | Elect Bruce Robertson | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 6 | | Elect K. (Rai) Sahi | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 7 | | Elect William O. Wallace | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Morguard North American Residential Real Estate Investment Trust | | MRG.UN | | 61761E100 | | 5/4/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | New Residential Investment Corp. | | NRZ | | 64828T201 | | 5/26/2022 | | 1.1 | | Elect Robert J. McGinnis | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | New Residential Investment Corp. | | NRZ | | 64828T201 | | 5/26/2022 | | 1.2 | | Elect Andrew Sloves | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | New Residential Investment Corp. | | NRZ | | 64828T201 | | 5/26/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | NexPoint Strategic Opportunities Fund | | NHF | | 65340G205 | | 6/14/2022 | | 1.1 | | Elect Bryan A. Ward | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.1 | | Elect Phyllis R. Caldwell | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.2 | | Elect Alan J. Bowers | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.3 | | Elect Jenne K. Britell | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.4 | | Elect Jacques J. Busquet | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.5 | | Elect Glen A. Messina | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.6 | | Elect DeForest B. Soaries, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 1.7 | | Elect Kevin Stein | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Ocwen Financial Corporation | | OCN | | 675746606 | | 5/25/2022 | | 4 | | Amendment to the 2021 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 2 | | Final Dividend | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 3 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 4 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 5 | | Elect Gerald Corbett | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 6 | | Elect Mary Barnard | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 7 | | Elect Sue Clayton | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 8 | | Elect Soumen Das | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 9 | | Elect Carol Fairweather | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 10 | | Elect Andy Gulliford | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 11 | | Elect Martin Moore | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 12 | | Elect David Sleath | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 13 | | Elect Simon Fraser | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 14 | | Elect Andy Harrison | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 15 | | Elect Linda Yueh | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 16 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 17 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 18 | | Authorisation of Political Donations | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 19 | | Amendment to Long-Term Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 20 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 21 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 22 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | �� | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 23 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Segro Plc | | SGRO | | G80277141 | | 4/21/2022 | | 24 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 4 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 7 | | Ratification of General Partner Acts | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 8 | | Ratification of Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 9 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 10 | | Elect Kai Sauermann to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 11 | | Management Board Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Stroer SE & Co. KGaA | | SAX | | D8169G100 | | 9/3/2021 | | 12 | | Supervisory Board Remuneration Policy | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 1.1 | | Elect Paul Dykeman | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 1.2 | | Elect Louis J. Maroun | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 1.3 | | Elect Larry Morassutti | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 1.4 | | Elect Anne McLellan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 1.5 | | Elect Jo-Ann Lempert | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Summit Industrial Income REIT | | SMU.UN | | 866120116 | | 5/11/2022 | | 3 | | Amendment to the Deferred Share Unit Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 1 | | Elect Peter Lane | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 2 | | Elect William H. Lyon | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 3 | | Elect Anne L. Mariucci | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 4 | | Elect David C. Merritt | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 5 | | Elect Andrea Owen | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 6 | | Elect Sheryl D. Palmer | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 7 | | Elect Denise F. Warren | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 8 | | Elect Christopher J. Yip | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Taylor Morrison Home Corporation | | TMHC | | 87724P106 | | 5/26/2022 | | 11 | | Amendment to the 2013 Omnibus Equity Award Plan | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.1 | | Elect Avi Banyasz | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.2 | | Elect Doug Bouquard | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.3 | | Elect Julie Hong Clayton | | Mgmt | | Voted | | Withhold | | Against |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.4 | | Elect Michael Gillmore | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.5 | | Elect Todd S. Schuster | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.6 | | Elect Wendy A. Silverstein | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.7 | | Elect Bradley Smith | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 1.8 | | Elect Gregory A. White | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | TPG RE Finance Trust, Inc. | | TRTX | | 87266M107 | | 5/17/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 2 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 3 | | Elect Aubrey Adams | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 4 | | Elect Richard Laing | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 5 | | Elect Alastair Hughes | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 6 | | Elect Karen Whitworth | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 7 | | Elect Wu Gang | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 8 | | Elect Elizabeth Brown | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 9 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 10 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 11 | | Dividend Policy | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 12 | | Proposed amendments to the Company’s Investment Management Agreement (IMA”) “ | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 15 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 16 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Global Real Estate Fund | | Tritax Big Box Reit Plc | | BBOX | | G9101W101 | | 5/4/2022 | | 17 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 1 | | Elect Hans E. Bishop | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 2 | | Elect Otis W. Brawley | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 3 | | Elect Mikael Dolsten | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Agilent Technologies, Inc. | | A | | 00846U101 | | 3/16/2022 | | 6 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | AMETEK, Inc. | | AME | | 031100100 | | 5/5/2022 | | 1 | | Elect Steven W. Kohlhagen | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | AMETEK, Inc. | | AME | | 031100100 | | 5/5/2022 | | 2 | | Elect Dean L. Seavers | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | AMETEK, Inc. | | AME | | 031100100 | | 5/5/2022 | | 3 | | Elect David A. Zapico | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | AMETEK, Inc. | | AME | | 031100100 | | 5/5/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | AMETEK, Inc. | | AME | | 031100100 | | 5/5/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 1 | | Elect Jose E. Almeida | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 2 | | Elect Thomas F. Chen | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 3 | | Elect Peter S. Hellman | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 4 | | Elect Michael F. Mahoney | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 5 | | Elect Patricia Morrison | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 6 | | Elect Stephen N. Oesterle | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 7 | | Elect Nancy M. Schlichting | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 8 | | Elect Catherine R. Smith | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 9 | | Elect Albert P.L. Stroucken | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 10 | | Elect Amy M. Wendell | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 11 | | Elect David S. Wilkes | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 14 | | Permit Shareholders to Act by Written Consent | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 15 | | Reduce Ownership Threshold for Shareholders to Call Special Meetings | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 16 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | Baxter International Inc. | | BAX | | 071813109 | | 5/3/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.1 | | Elect Warren E. Buffett | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.2 | | Elect Charles T. Munger | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.3 | | Elect Gregory E. Abel | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.4 | | Elect Howard G. Buffett | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.5 | | Elect Susan A. Buffett | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.6 | | Elect Stephen B. Burke | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.7 | | Elect Kenneth I. Chenault | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.8 | | Elect Christopher C. Davis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.9 | | Elect Susan L. Decker | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.10 | | Elect David S. Gottesman | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.11 | | Elect Charlotte Guyman | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.12 | | Elect Ajit Jain | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.13 | | Elect Ronald L. Olson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.14 | | Elect Wallace R. Weitz | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 1.15 | | Elect Meryl B. Witmer | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 2 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 3 | | Shareholder Proposal Regarding Climate Report | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 4 | | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Berkshire Hathaway Inc. | | BRKA | | 084670702 | | 4/30/2022 | | 5 | | Shareholder Proposal Regarding Diversity and Inclusion Reports | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 1 | | Elect Diane M. Bryant | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 2 | | Elect Gayla J. Delly | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 3 | | Elect Raul J. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 4 | | Elect Eddy W. Hartenstein | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 5 | | Elect Check Kian Low | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 6 | | Elect Justine F. Page | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 7 | | Elect Dr. Henry S. Samueli | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 8 | | Elect Hock E. Tan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 9 | | Elect Harry L. You | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Broadcom Inc. | | AVGO | | 11135F101 | | 4/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 1 | | Elect Bradlen S. Cashaw | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 2 | | Elect James R. Craigie | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 3 | | Elect Matthew T. Farrell | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 4 | | Elect Bradley C. Irwin | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 5 | | Elect Penry W. Price | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 6 | | Elect Susan G. Saideman | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 7 | | Elect Ravichandra K. Saligram | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 8 | | Elect Robert K. Shearer | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 9 | | Elect Janet S. Vergis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 10 | | Elect Arthur B. Winkleblack | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 11 | | Elect Laurie J. Yoler | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 14 | | Amendment to the Omnibus Equity Compensation Plan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 4/28/2022 | | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.1 | | Elect Jeff Bender | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.2 | | Elect John Billowits | | Mgmt | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.3 | | Elect Lawrence Cunningham | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.4 | | Elect Susan S. Gayner | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.5 | | Elect Claire Kennedy | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.6 | | Elect Robert Kittel | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.7 | | Elect Mark Leonard | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.8 | | Elect Mark Miller | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.9 | | Elect Lori O’Neill | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.10 | | Elect Donna Parr | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.11 | | Elect Andrew Pastor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.12 | | Elect Dexter Salna | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.13 | | Elect Laurie Schultz | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.14 | | Elect Barry Symons | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 1.15 | | Elect Robin Van Poelje | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 3 | | Amendments to Articles Regarding Board Size | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Constellation Software Inc. | | CSU | | 21037X100 | | 5/5/2022 | | 5 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 1 | | Elect Rainer M. Blair | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 2 | | Elect Linda P. Hefner Filler | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 3 | | Elect Teri L. List | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 4 | | Elect Walter G. Lohr, Jr. | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 5 | | Elect Jessica L. Mega | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 6 | | Elect Mitchell P. Rales | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 7 | | Elect Steven M. Rales | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 8 | | Elect Pardis C. Sabeti | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 9 | | Elect A. Shane Sanders | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 10 | | Elect John T. Schwieters | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 11 | | Elect Alan G. Spoon | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 12 | | Elect Raymond C. Stevens | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 13 | | Elect Elias A. Zerhouni | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Danaher Corporation | | DHR | | 235851102 | | 5/10/2022 | | 16 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.1 | | Elect Brian L. Derksen | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.2 | | Elect Matthew Proud | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.3 | | Elect Mario Di Pietro | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.4 | | Elect David L. MacDonald | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.5 | | Elect Brad Wall | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.6 | | Elect Edward D. Prittie | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 1.7 | | Elect Ronnie Wahi | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 3 | | Option Grants to Directors | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Dye & Durham Limited | | DND | | 267488104 | | 12/21/2021 | | 4 | | Option Grants to Global CEO | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 1 | | Elect Siew Kai Choy | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 2 | | Elect Lee M. Shavel | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 3 | | Elect Joseph R. Zimmel | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Factset Research Systems Inc. | | FDS | | 303075105 | | 12/16/2021 | | 6 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.1 | | Elect Thomas M. Culligan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.2 | | Elect Adolfo Henriques | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.3 | | Elect Mark H. Hildebrandt | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.4 | | Elect Eric A. Mendelson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.5 | | Elect Laurans A. Mendelson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.6 | | Elect Victor H. Mendelson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.7 | | Elect Julie Neitzel | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.8 | | Elect Alan Schriesheim | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 1.9 | | Elect Frank J. Schwitter | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | HEICO Corporation | | HEI | | 422806208 | | 3/18/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 1 | | Elect Robert F. Spoerry | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 2 | | Elect Wah-Hui Chu | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 3 | | Elect Domitille Doat-Le Bigot | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 4 | | Elect Olivier A. Filliol | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 5 | | Elect Elisha W. Finney | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 6 | | Elect Richard Francis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 7 | | Elect Michael A. Kelly | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 8 | | Elect Thomas P. Salice | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Mettler-Toledo International Inc. | | MTD | | 592688105 | | 5/5/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 1 | | Elect Reid G. Hoffman | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 2 | | Elect Hugh F. Johnston | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 3 | | Elect Teri L. List | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 4 | | Elect Satya Nadella | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 5 | | Elect Sandra E. Peterson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 6 | | Elect Penny S. Pritzker | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 7 | | Elect Carlos A. Rodriguez | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 8 | | Elect Charles W. Scharf | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 9 | | Elect John W. Stanton | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 10 | | Elect John W. Thompson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 11 | | Elect Emma N. Walmsley | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 12 | | Elect Padmasree Warrior | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 14 | | Approval of the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 16 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 17 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 18 | | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 19 | | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | | ShrHoldr | | Voted | | Against | | For |
| TCW New America Premier Equities Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 20 | | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 1 | | Elect Joe Mansueto | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 2 | | Elect Kunal Kapoor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 3 | | Elect Robin Diamonte | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 4 | | Elect Cheryl A. Francis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 5 | | Elect Steve Joynt | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 6 | | Elect Steven Kaplan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 7 | | Elect Gail Landis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 8 | | Elect Bill Lyons | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 9 | | Elect Doniel N. Sutton | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 10 | | Elect Caroline J. Tsay | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Morningstar, Inc. | | MORN | | 617700109 | | 5/13/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 1 | | Elect Henry A. Fernandez | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 2 | | Elect Robert G. Ashe | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 3 | | Elect Wayne Edmunds | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 4 | | Elect Catherine R. Kinney | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 5 | | Elect Jacques P. Perold | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 6 | | Elect Sandy C. Rattray | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 7 | | Elect Linda H. Riefler | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 8 | | Elect Marcus L. Smith | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 9 | | Elect Rajat Taneja | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 10 | | Elect Paula Volent | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | MSCI Inc. | | MSCI | | 55354G100 | | 4/26/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 1 | | Elect Segun Agbaje | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 2 | | Elect Shona L. Brown | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 3 | | Elect Cesar Conde | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 4 | | Elect Ian M. Cook | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 5 | | Elect Edith W. Cooper | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 6 | | Elect Dina Dublon | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 7 | | Elect Michelle D. Gass | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 8 | | Elect Ramon L. Laguarta | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 9 | | Elect Dave Lewis | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 10 | | Elect David C. Page | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 11 | | Elect Robert C. Pohlad | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 12 | | Elect Daniel L. Vasella | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 13 | | Elect Darren Walker | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 14 | | Elect Alberto Weisser | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 16 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 17 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 18 | | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | PepsiCo, Inc. | | PEP | | 713448108 | | 5/4/2022 | | 19 | | Shareholder Proposal Regarding Report on External Public Health Impact | | ShrHoldr | | Voted | | For | | Against |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 1 | | Elect Shellye L. Archambeau | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 2 | | Elect Amy W. Brinkley | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 3 | | Elect Irene M. Esteves | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 4 | | Elect L. Neil Hunn | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 5 | | Elect Robert D. Johnson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 6 | | Elect Thomas P. Joyce, Jr. | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 7 | | Elect Laura G. Thatcher | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 8 | | Elect Richard F. Wallman | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 9 | | Elect Christopher Wright | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Roper Technologies, Inc. | | ROP | | 776696106 | | 6/15/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 1 | | Elect Marco Alvera | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 2 | | Elect Jacques Esculier | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 3 | | Elect Gay Huey Evans | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 4 | | Elect William D. Green | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 5 | | Elect Stephanie C. Hill | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 6 | | Elect Rebecca Jacoby | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 7 | | Elect Robert P. Kelly | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 8 | | Elect Ian P. Livingston | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 9 | | Elect Deborah D. McWhinney | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 10 | | Elect Maria R. Morris | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 11 | | Elect Douglas L. Peterson | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 12 | | Elect Edward B. Rust, Jr. | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 13 | | Elect Richard E. Thornburgh | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 14 | | Elect Gregory Washington | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | S&P Global Inc. | | SPGI | | 78409V104 | | 5/4/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.1 | | Elect Lise J. Buyer | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.2 | | Elect Kathryn E. Falberg | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.3 | | Elect David Wells | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 1 | | Elect Lloyd A. Carney | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 2 | | Elect Mary B. Cranston | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 3 | | Elect Francisco Javier Fernandez-Carbajal | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 4 | | Elect Alfred F. Kelly, Jr. | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 5 | | Elect Ramon L. Laguarta | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 6 | | Elect John F. Lundgren | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 7 | | Elect Robert W. Matschullat | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 8 | | Elect Denise M. Morrison | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 9 | | Elect Linda Rendle | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 10 | | Elect Maynard G. Webb | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Visa Inc. | | V | | 92826C839 | | 1/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 1 | | Elect Ronald J. Mittelstaedt | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 2 | | Elect Edward E. Guillet | | Mgmt | | Voted | | Withhold | | Against |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 3 | | Elect Michael W. Harlan | | Mgmt | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 4 | | Elect Larry S. Hughes | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 5 | | Elect Worthing F. Jackman | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 6 | | Elect Elise L. Jordan | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 7 | | Elect Susan Lee | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 8 | | Elect William J. Razzouk | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW New America Premier Equities Fund | | Waste Connections, Inc. | | WCN | | 94106B101 | | 5/13/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 3 | | Election of Executive Director: YANG Sang Hee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 4 | | Election of Independent Director: KIM Kwang Soo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 5 | | Election of Independent Director: JO Jung Hui | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 6 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Advanced Process Systems Corporation | | 265520 | | Y0R1B8128 | | 3/30/2022 | | 7 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 4 | | Elect CHAN Cheuk Hung | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 5 | | Elect HUANG Fengchao | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 6 | | Elect Stephen HUI Chiu Chung | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 7 | | Elect Peter WONG Shiu Hoi | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agile Group Holdings Limited | | 3383 | | G01198103 | | 6/28/2022 | | 12 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 1 | | Directors’ Report | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | �� | AGLTY | | M8788D124 | | 5/16/2022 | | 2 | | Corporate Governance Report; Audit Committee Report | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 3 | | Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 4 | | Financial Statements | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 5 | | Presentation of Report on Penalties | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 7 | | Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 8 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 9 | | Allocation of Profits to Statutory Reserves | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 10 | | Related Party Transactions (Board Members) | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 11 | | Authorise Listing in Foreign Markets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 13 | | Related Party Transactions | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 14 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 15 | | Authority to Issue Bonds or Sukuk | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 16 | | Ratification of Board Acts | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 17 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 18 | | Election of Directors | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 19 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 1 | | Increase in Authorised Capital | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 2 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 3 | | Amendments to Articles and Memorandum (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 4 | | Amendments to Article 50 (Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/16/2022 | | 5 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | �� | M8788D124 | | 5/16/2022 | | 6 | | Amendments to Article 28 (Board Powers) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 2 | | Increase in Authorised Capital; Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 3 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 4 | | Amendments to Articles and Memorandum (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 5 | | Amendments to Article 50 (Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 6 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Agility Public Warehousing Company | | AGLTY | | M8788D124 | | 5/30/2022 | | 7 | | Amendments to Article 28 (Board Powers) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 1 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 2 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 3 | | Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 4 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 5 | | Interim Dividend | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 6 | | Authority to Increase Capital for Bonus Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 7 | | Amendments to Article 3 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 8 | | Amendments to Article 6 (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 9 | | Amendments to Article 10 (Shareholders’ Register) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 10 | | Amendments to Article 11 (Preferred Shares) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 11 | | Amendments to Article 14 (Board of Directors) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 12 | | Amendments to Article 15 (Termination of Board Membership) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 13 | | Amendments to Article 16 (Board Powers) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 14 | | Amendments to Article 17 (Executive Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 15 | | Amendments to Article 19 (Chair, Vice Chair and Secretary Powers) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 16 | | Amendments to Article 21 (Powers of the Managing Director) | | Mgmt | �� | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 17 | | Amendments to Article 22 (Audit and Compliance Committee Composition) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 18 | | Amendments to Article 31 (Shareholders’ Meetings Invitation) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 19 | | Amendments to Article 39 (Auditor Appointment) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 20 | | Amendments to Article 41 (Auditor Reports) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 21 | | Amendments to Article 43 (Financial Statements) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 22 | | Amendments to Article 44 (Dividend Distribution) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 23 | | Authority to Pay Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 24 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 25 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 26 | | Audit and Compliance Committee Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 27 | | Amendments to Audit and Compliance Committee Charter | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 28 | | Amendments to NomRem Committee Charter | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 29 | | Board Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 30 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 1) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 31 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 2) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 32 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 3) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 33 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 4) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 34 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 5) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Al Rajhi Bank | | 1120 | | M0R60D105 | | 5/8/2022 | | 35 | | Related Party Transactions (Al Rajhi Co. for Cooperative Insurance 6) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 1 | | 2021 Business Report and the Consolidated Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 3 | | Change of the Fund Using Plan for the Issuance of Common Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 4 | | Elect Kinying Kwan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 5 | | Elect Johnny Shyang-Lin -Lin Shen | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 6 | | Elect Herbert Chang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 7 | | Elect Daniel Wang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 8 | | Elect Mao-Wei Hung | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 9 | | Elect Brian Chiang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 10 | | Elect Binfu Chuang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 11 | | Amendments to the Memorandum and Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 12 | | Amendments to the Procedural Rules for Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 13 | | Amendments to the Procedural Rules for Shareholders Meetings | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Alchip Technologies Ltd. | | 3661 | | G02242108 | | 6/10/2022 | | 14 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 6 | | Directors’ and Supervisors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 7 | | Renewal of Liability Insurance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 9 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 10 | | Authority to Issue Bonds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 11 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 13 | | Elect LIU Jianping | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 14 | | Elect ZHU Runzhou | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 15 | | Elect OU Xiaowu | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 16 | | Elect JIANG Tao | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 17 | | Elect ZHANG Jilong | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 18 | | Elect CHEN Pengjun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 19 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 20 | | Elect QIU Guanzhou | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 21 | | Elect YU Jinsong | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 22 | | Elect Kelly CHAN Yuen Sau | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 23 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 24 | | Elect YE Guohua | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 25 | | Elect SHAN Shulan | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Aluminum Corporation of China Limited | | 2600 | | Y0094N109 | | 6/21/2022 | | 26 | | Elect LIN Ni | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 1 | | Election of Series L Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 2 | | Elect Claudia Janez Sanchez | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | America Movil S.A.B.DE C.V. | | AMX | | 02364W105 | | 4/20/2022 | | 3 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 2 | | Transfer of Asset to Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/14/2021 | | 3 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 4 | | Elect Preetha Reddy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 5 | | Elect Som Mittal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 6 | | Authority to Issue Non-Convertible Debentures | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 8/31/2021 | | 7 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 12/20/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Apollo Hospitals Enterprise Limited | | APOLLOHOSP | | Y0187F138 | | 12/20/2021 | | 2 | | Elect Rama Bijapurkar | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 2 | | 2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 3 | | Adoption of Employee Restricted Stock Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 4 | | Capitalization of Profits and Issuance of New Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 5 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | ASPEED Technology Inc. | | 5274 | | Y04044106 | | 5/31/2022 | | 6 | | Amendments to Procedural Rules for Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Asymchem Laboratories (Tianjin) Co Ltd | | 002821 | | Y0370S103 | | 5/5/2022 | | 1 | | An Investment Agreement To Be Signed With A Company | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Asymchem Laboratories (Tianjin) Co Ltd | | 002821 | | Y0370S103 | | 5/5/2022 | | 2 | | Connected Transaction Regarding Introduction of External Investors by a Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 2 | | Elect Elvin Elias Machado | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Avenue Supermarts Ltd | | DMART | | Y04895101 | | 8/17/2021 | | 3 | | Independent Directors’ Commission | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 1 | | Report on the Audit and Corporate Governance Committee’s Activities | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 2 | | Approve Board’s opinion on CEO’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 3 | | Approve Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 4 | | Approve Commissioner’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 5 | | Approve Board’s Report on Policies and Accounting Criteria | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 6 | | Approve Report on Board’s Operations and Activities | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 7 | | Report on Tax Compliance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 8 | | Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 9 | | Allocation of Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 10 | | Report on Share Repurchase Programme; Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 11 | | Elect Salvador Onate Ascencio | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 12 | | Elect Gerardo Plascencia Reyes As Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 13 | | Elect Hector Armando Martinez Martinez | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 14 | | Elect Alejandro Martinez Martinez as Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 15 | | Elect Jose Harari Uziel | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 16 | | Elect Carlos Minvielle Lagos As Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 17 | | Elect Salvador Onate Barron | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 18 | | Elect Javier Marina Tanda As Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 19 | | Elect Carlos de la Cerda Serrano | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 20 | | Elect Fabian Federico Uribe Fernandez as Alternate Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 21 | | Elect Barbara Jean Mair Rowberry | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 22 | | Elect Jorge Arturo Martinez Gonzalez | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 23 | | Elect Jose Oliveres Vidal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 24 | | Elect Gabriel Ramirez Fernandez | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 25 | | Elect Fernando de Ovando Pacheco | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 26 | | Elect Dan Ostrosky Shejet | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 27 | | Elect Alfredo Emilio Colin Babio | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 28 | | Elect Ramon Santoyo Vazquez | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 29 | | Elect Genaro Carlos Leal Martinez as Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 30 | | Elect Benjamin Zermeno Padilla as Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 31 | | Elect Rolando Uziel Candiotti As Honorary Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 32 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 33 | | Elect Salvador Onate Ascencio as Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 34 | | Elect Blanca Veronica Casillas Plasencia as Board Secretary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 35 | | Elect Eduardo Gomez Navarro as Commissioner | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 36 | | Elect Arturo Rabago Fonseca As Alternate Commissioner | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 37 | | Elect Gabriel Ramirez Fernandez as Audit and Corporate Governance Committee Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco del Bajio S.A. | | BBAJIOO | | P1R2ZN117 | | 4/27/2022 | | 38 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Banco Santander (Brasil) SA | | SANB3 | | 05967A107 | | 4/29/2022 | | 3 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 1 | | Capitalization of Reserves w/o Share Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 2 | | Amendments to Chapter II (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 3 | | Amendments to Chapter III (General Shareholders’ Meeting) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 4 | | Amendments to Chapter IV | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 5 | | Amendments to Chapter V (Board Duties) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 6 | | Amendments to Chapter VI (Technical Amendments) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 7 | | Amendments to Chapter VII (Audit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 8 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 2 | | Elect Lucineia Possar as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 3 | | Elect Adriano Pereira de Paula as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 4 | | Elect Francisco Olinto Velo Schmitt as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 5 | | Ratify Co-Option and Elect Daniel Alves Maria | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 6 | | Elect Bruno Silva Dalcolmo | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 7 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 8 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 9 | | Allocate Cumulative Votes to Daniel Alves Maria | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 10 | | Allocate Cumulative Votes to Bruno Silva Dalcolmo | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 11 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 12 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 13 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 14 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 15 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 4/29/2022 | | 16 | | Committees Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 2 | | Ratify Updated Global Remuneration Amount | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 3 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 4 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 5 | | Committees Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 6 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BB Seguridade Participacoes SA | | BBSE3 | | P1R1WJ103 | | 6/30/2022 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Bilibili Inc | | 9626 | | 090040106 | | 9/1/2021 | | 1 | | Amendments to Company’s Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Bilibili Inc | | 9626 | | 090040106 | | 9/1/2021 | | 2 | | Amendments to Company’s Articles of Association (Appendix 13, 8A.09, 8A.13-19, 8A.19-24) | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Bilibili Inc | | 9626 | | 090040106 | | 9/1/2021 | | 3 | | Amendments to Articles of Association (Appendix 3 & 13, RA.26-35, RA.37-41) | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Bilibili Inc | | 9626 | | 090040106 | | 9/1/2021 | | 4 | | Dual Foreign Name of the Company | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 4 | | Opening; Election of Presiding Chair; Minutes | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 5 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 6 | | Presentation of Auditors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 8 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 9 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 10 | | Amendments to Article 4 (Scope of Business) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 11 | | Election of Directors; Directors’ Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 12 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 13 | | Presentation of Report on Repurchase of Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 14 | | Presentation of Report on Charitable Donations | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 15 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 16 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BIM Birlesik Magazalar A.S | | BIMAS | | M2014F102 | | 6/7/2022 | | 17 | | Wishes And Closing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 2 | | Amendments to Articles | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 3 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 4 | | Elect JEONG Seong Uk | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Boditech Med Inc. | | 206640 | | Y04333103 | | 3/28/2022 | | 5 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 1 | | Request Separate Election for Board Member (Preferred) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 2 | | Elect Lirio Albino Parisotto to the Board Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 3 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 4 | | Request Separate Election for Supervisory Council Member (Preferred) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Braskem SA | | BRKM3 | | 105532105 | | 4/19/2022 | | 5 | | Elect Marcos Aurelio Pamplona da Silva to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 2 | | Purpose of Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 3 | | Relevant Conditions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 4 | | Methods and Purpose of Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 5 | | Pricing of the Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 6 | | Amount and Source of Capital for Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 7 | | Class, Quantity and Percentage to the Total Share Capital Intended to be Repurchased | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 8 | | Share Repurchase Period | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 9 | | Validity Period of the Share Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 10 | | Board Authorization Regarding the Repurchase | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 11 | | Adoption of the BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 12 | | Adoption of Management Measures for BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 13 | | Board Authorization Regarding the BYD 2022 Employee Share Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 14 | | Capital Injection to BYD Auto Finance Company Limited and Related Party Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 5/27/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 5 | | Annual Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 7 | | Preparation of Financial Statements in Accordance with CASBE and Cessation of Appointment of International Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 9 | | Authority to Give Guarantees | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 10 | | Approval of Caps of Ordinary Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 11 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 12 | | Authority to Issue Shares of BYD Electronic w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 13 | | Provision of Phased Guarantee for Mortgage-backed Car Buyers to BYD Auto Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | BYD Co Ltd | | 1211 | | Y1023R104 | | 6/8/2022 | | 14 | | Authority to Issue Domestic and Overseas Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 1 | | Business Report and Financial Statements for 2021 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 2 | | Earnings Distribution for 2021 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 3 | | Amendment of the Articles of Incorporation | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 4 | | Amendment of the Rules of Procedure for Shareholders Meetings | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 5 | | Amendment of the Rules for Handling the Acquisition and Disposal of Assets | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 6 | | Discussion on the Company’s Long-term Capital Raising Plan | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 7 | | Elect TSAI Cheng-Ta | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 8 | | Elect TSAI Hong-Tu | | Mgmt | | Take No Action | | TNA | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 9 | | Elect TSAI Cheng-Chiu | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 10 | | Elect JOONG Chi-Wei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 11 | | Elect KUO Ming-Jian | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 12 | | Elect HUANG Tiao-Kuei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 13 | | Elect HSIUNG Ming-Ho | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 14 | | Elect LEE Chang-Ken | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 15 | | Elect MIAU Matthew Feng-Chiang | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 16 | | Elect WAY Edward Yung-Do | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 17 | | Elect WANG Li-Ling | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 18 | | Elect WU Tang-Chieh | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 19 | | Elect YU Pei-Pei | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Cathay Financial Holding Co. | | 2882 | | Y11654103 | | 6/17/2022 | | 20 | | Discussion on the Relief of Certain Directors from Their Non-competition Obligations | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 5 | | Board Size | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 6 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 7 | | Election of Directors | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 8 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 10 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 11 | | Allocate Cumulative Votes to Ana Maria Marcondes Penido Sant’Anna | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 12 | | Allocate Cumulative Votes to Renato Torres de Faria | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 13 | | Allocate Cumulative Votes to Wilson Nelio Brumer | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 14 | | Allocate Cumulative Votes to Luiz Carlos Cavalcanti Dutra Junior | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 15 | | Allocate Cumulative Votes to Luis Claudio Rapparini Soares | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 16 | | Allocate Cumulative Votes to Jose Henrique Braga Polido Lopes | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 17 | | Allocate Cumulative Votes to Paulo Marcio de Oliveira Monteiro | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 18 | | Allocate Cumulative Votes to Flavio Mendes Aidar | | Mgmt | | Voted | | Abstain | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 19 | | Allocate Cumulative Votes to Aluisio de Assis Buzaid Junior | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 20 | | Allocate Cumulative Votes to Eduardo Bunker Gentil | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 21 | | Allocate Cumulative Votes to Luiz Alberto Colonna Rosman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 22 | | Allocate Cumulative Votes to Leonardo Porciuncula Gomes Pereira | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 23 | | Allocate Cumulative Votes to Eliane Aleixo Lustosa de Andrade | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 24 | | Request Separate Election for Board Member | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 25 | | Election of Board Chair and Vice Chair | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 26 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 27 | | Request Establishment of Supervisory Council | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 28 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 3 | | Amendments to Article 5 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 4 | | Ratification of Appointment of Appraiser (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 5 | | Valuation Report (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 6 | | Merger Agreement (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 7 | | Merger (Infra SP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 8 | | Ratification of Appointment of Appraiser (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 9 | | Valuation Report (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 10 | | Merger Agreement (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CCR S.A. | | CCRO3 | | P2170M104 | | 4/19/2022 | | 11 | | Merger (CIIS) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 6 | | Authority to Issue Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 7 | | Financial Budget 2022 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China Coal Energy Company Limited | | 1898 | | Y1434L100 | | 6/15/2022 | | 9 | | Directors’ and Supervisors’ Fees | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | China Hongqiao Group Limited | | 1378 | | G21150100 | | 9/23/2021 | | 3 | | Increase in Authorized Capital | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 1 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 2 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 3 | | Approval of 2021 Independent Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 4 | | Approval of Independent Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 5 | | Approval of 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 6 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 7 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 8 | | Planned Issue Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 9 | | Bond Varieties | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 10 | | Distribution Method | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 11 | | Release Recipients | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 12 | | Issue Term and Variety | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 13 | | Use of Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 14 | | Underwriting and Listing Arrangements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 15 | | Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 16 | | Guarantee Methods | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 17 | | Bond Interest Rate and Determination Method | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 18 | | Resolution Validity | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 19 | | Types of Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 20 | | Distribution Method | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 21 | | Release Recipients | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 22 | | Issue Rate | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 23 | | Issue Term | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 24 | | Use of Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 25 | | Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 26 | | Guarantee Methods | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 27 | | Resolution Validity | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 28 | | Authorized Matters | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 29 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 30 | | Amendments to Articles | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | China National Nuclear Power Co., Ltd. | | 601985 | | Y1507R109 | | 5/24/2022 | | 31 | | Elect WU Yining | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 1 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 2 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 3 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 4 | | Approval of 2021 Financial Accounts and 2022 Financial Budget | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 5 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 6 | | Estimated Daily Connected Transactions in FY2022 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 7 | | Entering into Financial Services Agreement with Weapon Equipment Group Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 8 | | Entering into the Financial Services Agreement with Changan Automobile Finance Company Limited | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 9 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 10 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 11 | | Proposal to Adjust and Change the Use of Part of the Proceeds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 13 | | Elect LI Keqiang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 14 | | Elect DING Wei | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 15 | | Elect TANG Guliang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Chongqing Changan Automobile Co., Ltd. | | 000625 | | Y1R84W100 | | 6/15/2022 | | 16 | | Elect ZHANG Ying | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 3 | | Elect Andrea Costa Amancio Negrao as Supervisory Council Member Presented by the Preferred Shareholders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 4 | | Elect Fernando Simoes Cardozo as Board Member Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 5 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 6 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | CIA Transmissao Energia Eletr Paulista | | TRPL3 | | P30576113 | | 3/24/2022 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 3 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 4 | | Election Luis Alfonso Nicolau Gutierrez by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 5 | | Election Victor Alberto Tiburcio Celorio by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 6 | | Election Luis F. Rubio by Serie L shareholders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 7 | | Elect Board Chair and Secretary; Fees; Verification of Directors’ Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 8 | | Election of Board Committee Members and Chairs; Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 9 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Coca Cola Femsa SAB de CV | | KOF | | 191241108 | | 3/28/2022 | | 10 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 1 | | Approval of 2021 Annual Report and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 2 | | Approval of 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 3 | | Approval of 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 4 | | Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 5 | | Approval of 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 6 | | Approval of Directors’ Fees: ZENG Yuqun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 7 | | Approval of Directors’ Fees: LI Ping | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 8 | | Approval of Directors’ Fees: HUANG Shilin | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 9 | | Approval of Directors’ Fees: PAN Jian | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 10 | | Approval of Directors’ Fees: ZHOU Jia | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 11 | | Approval of Directors’ Fees: WU Kai | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 12 | | Approval of Directors’ Fees: XUE Zuyun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 13 | | Approval of Directors’ Fees: HONG Bo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 14 | | Approval of Directors’ Fees: CAI Xiuling | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 15 | | Approval of Directors’ Fees: WANG Hongbo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 16 | | Approval of Supervisors’ Fees: WU Yangming | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 17 | | Approval of Supervisors’ Fees: FENG Chunyan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 18 | | Approval of Supervisors’ Fees: LIU Na | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 19 | | Approval of Supervisors’ Fees: WANG Siye | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 20 | | Proposal on the Purchase of Liability Insurance By the Company for Directors, Supervisors and Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 21 | | Authority to Give Guarantees in 2022 | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 22 | | Approval of Line of Credit | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 23 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 24 | | Proposal to Repurchase Note Part of Restricted Shares Considered At the Thirty-fourth Meeting of the Second Session of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 25 | | Proposal on the Repurchase and Cancellation of Certain Restricted Shares Considered At the Third Meeting of the Third Session of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 26 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 27 | | Amendments to Procedural Rules | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 5/18/2022 | | 28 | | Proposal to Invest in the Construction of a Power Battery Industry Chain Project in Indonesia by a Holding Subsidiary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 1 | | Company’s Eligibility for Private Placement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 2 | | Type and Face Value | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 3 | | Issuance Method and Date | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 6 | | Issuance Amount | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 7 | | Lockup Period | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 8 | | Total Amount and Purpose of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 9 | | Arrangement for Accumulated Retained Profits Before the Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 10 | | Validity of the Resolution | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 11 | | Listing Place | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 12 | | Preliminary Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 13 | | Demonstration Analysis Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 14 | | Feasibility Analysis Report for Private Placement | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 15 | | Report on Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 16 | | Diluted Immediate Return After Private Placement, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 17 | | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 8/31/2021 | | 18 | | Authorization to the Board And Its Authorized Persons to Handle Matters Regarding Private Placement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 1 | | Adoption of 2021 Employee Stock Options and Restricted Shares Plan (Draft) and its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 2 | | Establishment of the Management Measures for 2021 Employee Stock Options and Restricted Shares Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 3 | | Board Authorization to Handle Matters of 2021 Employee Stock Options and Restricted Shares Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 11/12/2021 | | 4 | | Additional and Adjusted 2021 Estimated Guarantees Provided in 2021 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 2 | | Elect ZENG Yuqun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 3 | | Elect LI Ping | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 4 | | Elect HUANG Shilin | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 5 | | Elect PAN Jian | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 6 | | Elect ZHOU Jia | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 7 | | Elect WU Kai | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 8 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 9 | | Elect XUE Zuyun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 10 | | Elect CAI Xiuling | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 11 | | Elect HONG Bo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 13 | | Elect WU Yingming | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Contemporary Amperex Technology Co. Limited | | 300750 | | Y1R48E105 | | 12/30/2021 | | 14 | | Elect FENG Chunyan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 3 | | Directors’ Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 4 | | Supervisors’ Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 7 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 9 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 10 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 2 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 5/27/2022 | | 3 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 2 | | Shipbuilding Contracts and Shipbuilding Transaction | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 3 | | Revision of Annual Caps of Master Shipping Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 4 | | Revision of Annual Caps of Master Port Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 5 | | Revision of Annual Caps of Financial Services Agreement | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 6 | | Ten Shipbuilding Contracts All Dated 2 September 2021 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 10/29/2021 | | 7 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 2 | | Elect WAN Min | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 3 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 4 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 2 | | Authority to Repurchase A Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Cosco Shipping Holdings Co Ltd | | 1919 | | Y1839M109 | | 12/29/2021 | | 3 | | Authority to Repurchase H Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 5 | | Elect LI Changjiang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 6 | | Elect YANG Huiyan | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 7 | | Elect YANG Zhicheng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 11 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 12 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Country Garden Services Holdings Company Limited | | 6098 | | G2453A108 | | 5/27/2022 | | 13 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 5 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 6 | | Compliance with Rules of Convocation | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 7 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 8 | | Presentation of Management Board Activity Report | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 9 | | Presentation of Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 10 | | Presentation of Allocation of Profits Proposal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 11 | | Presentation of Supervisory Board Activity Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 12 | | Presentation of Supervisory Board Report (Company’s Activity; Financial Statements; Allocation of Profits) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 13 | | Presentation of Motion to Approve Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 14 | | Presentation of Motion to Approve Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 15 | | Presentation of Motion to Approve Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 16 | | Presentation of Motion to Approve Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 17 | | Presentation of Motion to Ratify Management and Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 18 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 19 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 20 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 21 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 22 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 23 | | Ratification of Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 24 | | Amendments to Articles/Uniform Text of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 25 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Dino Polska SA | | DNP | | X188AF102 | | 6/24/2022 | | 26 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 4 | | Elect ZHANG Zhefeng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 5 | | Elect ZHANG Bishu | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 6 | | Elect YANG Xiaoyang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 7 | | Directors’ fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 9 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 10 | | Adoption of New Memorandum and Articles of Association | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 12 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Dongyue Group Limited | | 0189 | | G2816P107 | | 6/9/2022 | | 13 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 1 | | FY2021 Financial Statements and Business Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 2 | | FY2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 3 | | Elect Michael HO | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 4 | | Cash Distribution from Capital Surplus | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 5 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 6 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ememory Technology Inc. | | 3529 | | Y2289B114 | | 6/15/2022 | | 7 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 4 | | Opening; Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 5 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 6 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 7 | | Presentation of Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 8 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 9 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 10 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 11 | | Election of Independent Directors; Board Term Length | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 13 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 14 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 15 | | Amendment to Article 7 (Increase in Authorised Capital) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 16 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 17 | | Charitable Donations | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Eregli Demir ve Celik Fabrikalari TAS | | EREGL | | M40710101 | | 3/17/2022 | | 18 | | Closing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 2 | | The Company’s Eligibility for A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 3 | | Stock Type and Par Value | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 4 | | Issuing Method and Date | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 6 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 7 | | Issuing Volume | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 8 | | Lockup Period | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 9 | | Listing Place | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 10 | | Arrangement for the Accumulated Retained Profits Before the Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 11 | | Purpose of the Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 12 | | Valid Period of the Resolution on the Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 13 | | Preplan For 2022 A-Share Offering To Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 14 | | Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 15 | | Feasibility Analysis Report on the Use of Funds to Be Raised from 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 16 | | Connected Transactions Involved in the 2022 A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 17 | | Conditional Share Subscription Agreement to Be Signed with the Controlling Shareholder and De Facto Controller | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 18 | | Diluted Immediate Return After The 2022 A-Share Offering To Specific Targets, Filling Measures And Commitments Of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 19 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 20 | | Special Report On The Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 21 | | Verification Report On Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 22 | | Setting Up a Dedicated Account for the Funds Raised from A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 23 | | Exemption of Controlling Shareholder and De Facto Controller from the Tender Offer Obligation | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 24 | | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the A-share Offering to Specific Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 25 | | Adjustment And Addition Of The Guarantee For Subsidiaries | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 26 | | A Project Investment Agreement To Be Signed | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 27 | | A Cooperation Agreement to Be Signed with the Administration Committee of Donghu High-tech Zone by the Company and Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | EVE Energy Co., Ltd. | | 300014 | | Y2303F109 | | 6/23/2022 | | 28 | | Approve Signing of Equity Investment Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 3 | | Proposal of Capital Reduction with Cash Return | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 4 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Evergreen Marine Corp. (Taiwan) Ltd. | | 2603 | | Y23632105 | | 5/30/2022 | | 5 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 3 | | Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 4 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 5 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 6 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 7 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 8 | | Ratification of Auditor’s Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 10 | | Sharia Supervisory Committee Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 11 | | Amendments to Article 6 (Capital Increase) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 12 | | Authority to Renew Issuance Programs | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 13 | | Bonds or Islamic Sukuk | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 14 | | Additional Tier 1 Bonds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | First Abu Dhabi Bank PJSC | | FAB | | M7080Z114 | | 2/28/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 4 | | Elect Paddy TANG Lui Wai Yu | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 5 | | Elect Charles CHEUNG Wai Bun | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 6 | | Elect Michael Mecca | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 9 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Galaxy Entertainment Group Limited | | 0027 | | Y2679D118 | | 5/12/2022 | | 11 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 2 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 3 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 4 | | 2021 Annual Report And Its Summary And Performance Announcement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 5 | | 2021 Financial Reports Respectively Audited By Domestic And Overseas Audit Firms | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 6 | | Reappointment Of 2022 Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 7 | | 2022 Estimated Audit Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 8 | | Determination Of Remuneration For Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 9 | | Determination Of Remuneration For Supervisors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 10 | | By-Elect WANG Jinben as Independent Director | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 11 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 12 | | General Mandate To Issue Additional A-shares And H-shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 13 | | General Authorization To Issue Domestic And Overseas Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 14 | | Launching Foreign Exchange Hedging Business By The Company And Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 15 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 16 | | Connected Transaction Regarding Provision Of Guarantee For A Company | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 17 | | Industrial Investment With Proprietary Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 18 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 19 | | Adoption of Restricted Share Unit Scheme (H Shares) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 20 | | Board Authorization to Handle Matters Related Restricted Shares Unit Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 21 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Ganfeng Lithium Co Ltd | | 002460 | | Y2690M105 | | 6/15/2022 | | 22 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Gaona Aero Material Co. Ltd | | 300034 | | Y07726105 | | 4/6/2022 | | 1 | | Repurchase of Previously Granted Employee Restricted Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gaona Aero Material Co. Ltd | | 300034 | | Y07726105 | | 4/6/2022 | | 2 | | Accepting an Entrusted Loan from Controlling Shareholder | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 1 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 2 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 3 | | 2021 Work Report Of Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 4 | | 2021 Annual Accounts And 2022 Financial Budget | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 5 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 6 | | Financing To Financial Institutions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 7 | | Financing By Affiliate Companies | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 8 | | Financing Guarantee Provided By The Company | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 9 | | Reappointment Of 2022 Financial Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 10 | | Appointment Of 2022 Internal Control Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | GD Power Development Co., Ltd. | | 600795 | | Y2685C112 | | 5/17/2022 | | 11 | | 2022 Continuing Connected Transactions Of The Company And Its Controlled Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 3 | | CEVT Acquisition Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 4 | | Haohan Energy Acquisition Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 5 | | Ningbo Viridi Subscription Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 6 | | R&D Services and Technology Licensing Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 7 | | Automobile Components Sales Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 8 | | Automobile Components Procurement Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 8/24/2021 | | 9 | | ZEEKR Finance Cooperation Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 3 | | Services Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 4 | | Automobile Components Procurement Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 5 | | Volvo Finance Cooperation Agreements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/6/2021 | | 6 | | Supplemental Master CKDs and Automobile Components Purchase Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/17/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/17/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Geely Automobile Holdings Ltd. | | 0175 | | G3777B103 | | 12/17/2021 | | 3 | | Share Purchase Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 3 | | Report on the Company’s Share Repurchase Program | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 4 | | Report on Tax Compliance | �� | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 5 | | Election of Directors; Election of Audit and Corporate Governance Committee Chair; Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 6 | | Election of Board Chair; Election of Board Secretary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Gentera S.A | | GENTERA | | P4831V101 | | 4/13/2022 | | 7 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 2 | | Remuneration Report (Advisory) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 3 | | Approval of Share Incentive Plan (‘SIP’) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 4 | | Approval of International Share Incentive Plan (‘International SIP’) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 5 | | Final Dividend | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 6 | | Elect Jason Chin | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 7 | | Elect Iain G.T. Ferguson | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 8 | | Elect Stephen Wilson | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 9 | | Elect Alison Henriksen | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 10 | | Elect Lysanne Gray | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 11 | | Elect Lykele van der Broek | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 12 | | Elect Lesley Knox | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 13 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 14 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 17 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 18 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 19 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Genus plc | | GNS | | G3827X105 | | 11/24/2021 | | 20 | | Adoption of New Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 3 | | Elect CHUNG Kyung Koo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 4 | | Elect LEE Bang Joo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 5 | | Elect KIM Jin Oh | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 6 | | Election of Audit Committee Member: LEE Bang Joo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 7 | | Election of Audit Committee Member: KIM Jin Oh | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | HDC Holdings Co.,Ltd | | 012630 | | Y38397108 | | 3/29/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 4 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 5 | | Accounts and Reports; Non Tax-Deductible Expenses | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 6 | | Consolidated Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 7 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 8 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 9 | | Special Auditors Report on Regulated Agreements | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 10 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 11 | | 2021 Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 12 | | 2021 Remuneration of Axel Dumas, Executive Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 13 | | 2021 Remuneration of Emile Hermes SAS, Managing General Partner | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 14 | | 2021 Remuneration of Eric de Seynes, Supervisory Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 15 | | 2022 Remuneration Policy (Executive Chair and General Managing Partner) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 16 | | 2022 Remuneration Policy (Supervisory Board) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 17 | | Elect Charles-Eric Bauer | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 18 | | Elect Estelle Brachlianoff | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 19 | | Elect Julie Guerrand | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 20 | | Elect Dominique Senequier | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 21 | | Authority to Cancel Shares and Reduce Capital | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 22 | | Authority to Grant Stock Options | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 23 | | Authority to Issue Performance Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 24 | | Authorisation of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hermes International | | RMS | | F48051100 | | 4/20/2022 | | 25 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 3 | | Elect Sunil Kumar | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 4 | | Elect Vinod S. Shenoy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 5 | | Elect Alka Mittal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 6 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hindustan Petroleum Corporation Limited | | HINDPETRO | | Y3224R123 | | 9/15/2021 | | 7 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 2 | | Elect PARK Gi Tae | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 3 | | Election of Audit Committee Member: PARK Gi Tae | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 3/21/2022 | | 4 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 1 | | Transfer of business | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 2 | | Elect CHOI Cheol Gon | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Hyundai Construction Equipment Co. Ltd. | | 267270 | | Y3R40R100 | | 11/30/2021 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 3 | | Ratify Co-Option and Elect Cledorvino Belini | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 4 | | Ratify Co-Option and Elect Francisco Sergio Turra | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 5 | | Ratify Co-Option and Elect Carlos Hamilton Vasconcelos Araujo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 6 | | Ratify Cledorvino Belini’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 7 | | Ratify Francisco Sergio Turra’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 8 | | Ratify Carlos Hamilton Vasconcelos Araujo’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 9 | | Amendments to Article 5 (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 11 | | Amendments to Merger Agreements (Midtown Participacoes Ltda. & Bertin S.A.) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 5 | | Supervisory Council Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 6 | | Election of Supervisory Council | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 7 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 8 | | Elect Roberto Lamb to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 9 | | Elect Fernando Florencio Campos to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 10 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | JBS SA | | JBSS3 | | P59695109 | | 4/22/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Jindal Steel & Power Limited | | JINDALSTEL | | Y4447P100 | | 9/3/2021 | | 1 | | Divestiture | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Jindal Steel & Power Limited | | JINDALSTEL | | Y4447P100 | | 9/3/2021 | | 2 | | Related Party Transactions (Divestiture) | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 2 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 3 | | Article 10 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 4 | | Article 18 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 5 | | Article 37-2 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 6 | | Articles 8, 26 and 36 | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 7 | | Elect NAM Koong Hun | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 8 | | Elect KIM Sung Soo | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 9 | | Elect HONG Eun Taek | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 10 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 11 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 12 | | Capital Reduction by Cancellation of Treasury Shares | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 13 | | Amendments to Executive Officer Retirement Allowance Policy | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kakao Corp. | | 035720 | | Y4519H119 | | 3/29/2022 | | 14 | | Share Option Grant | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 8/25/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 8/25/2021 | | 2 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 8/25/2021 | | 3 | | Interim Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 8/25/2021 | | 4 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 8/25/2021 | | 5 | | Declaration of Residency | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 11/24/2021 | | 1 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 11/24/2021 | | 2 | | Interim Dividends (3Q2021) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kaspi.kz JSC | | KSPI | | 48581R205 | | 11/24/2021 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 5 | | Elect ZOU Tao | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 6 | | Elect KAU Pak Kwan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kingsoft Corp. | | 3888 | | G5264Y108 | | 5/25/2022 | | 11 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Kinsus Interconnect Technology Corp. | | 3189 | | Y4804T109 | | 5/27/2022 | | 1 | | Approval of 2021 Business Reports and Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kinsus Interconnect Technology Corp. | | 3189 | | Y4804T109 | | 5/27/2022 | | 2 | | Approval of Allocation of 2021 Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kinsus Interconnect Technology Corp. | | 3189 | | Y4804T109 | | 5/27/2022 | | 3 | | Amendment of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kinsus Interconnect Technology Corp. | | 3189 | | Y4804T109 | | 5/27/2022 | | 4 | | Amendments to Procedural Rules: Acquisition or Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Kinsus Interconnect Technology Corp. | | 3189 | | Y4804T109 | | 5/27/2022 | | 5 | | Resolving an Issuance of Restricted Stock Awards | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 2 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 7 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 8 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 10 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 11 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Komercni Banka, A.S. | | KOMB | | X45471111 | | 4/20/2022 | | 12 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 2 | | Article 2 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 3 | | Article 4 and 18 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 4 | | Article 49 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 5 | | Article 2 and 29 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 6 | | Elect PARK Jong Ook | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 7 | | Elect YUN Gyeong Rim | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 8 | | Elect YU Hee Yol | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 9 | | Elect KIM Yong Hun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 10 | | Elect HONG Benjamin | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 11 | | Election of Audit Committee Member: KIM Yong Hun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | KT Corporation | | 030200 | | 48268K101 | | 3/31/2022 | | 13 | | Amendments to Executive Officer Retirement Allowance Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 1 | | Change of Investment Project Financed with Raised Funds from 2018 Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 2 | | Authority to Give Financial Guarantees to the Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 4/1/2022 | | 3 | | Authority to Give Performance Guarantees to the Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 1 | | Holding the Equities in Controlled Subsidiaries Through the Employee Stock Ownership Plan by Directors and Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 2 | | Connected Transaction Regarding Transfer of Equities in Controlled Subsidiaries to the Employee Stock Ownership Platform | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | LONGi Green Energy Technology Co Ltd | | 601012 | | Y9727F102 | | 8/11/2021 | | 3 | | Increase of the Quota for Supply Chain Finance Business and Provision of Guarantee for Wholly-owned Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 4 | | Election of Supervisory Board Members | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 5 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 6 | | Elect Axel Erhard Brod to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 7 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Marfrig Global Foods S.A. | | MRFG3 | | P64386116 | | 4/8/2022 | | 8 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 1 | | FY2021 Financial Statements and Business Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 2 | | FY2021 Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 3 | | Amendments to Articles (Bundled) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 4 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 5 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 6 | | Capitalization of Profits and Issuance of New Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Mega Financial Holding Co., Ltd. | | 2886 | | Y59456106 | | 6/17/2022 | | 7 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.1 | | Elect Richard Sanders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.2 | | Elect Emiliano Calemzuk | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.3 | | Elect Marcos Galperin | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 1.4 | | Elect Andrea M. Petroni Merhy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 6/8/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 1 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 2 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 3 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 4 | | Amendments to Procedural Rules: Acquisition or Disposal of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 5 | | Elect WU Chia Chau | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 6 | | Elect WONG Wen Yuan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 7 | | Elect Susan Wang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 8 | | Elect LEE Pei-Ing | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 9 | | Elect TZOU Ming Jen | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 10 | | Elect SU Lin-Chin | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 11 | | Elect Joseph Wu | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 12 | | Elect Rex Chuang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 13 | | Elect LAI Ching-Chyi | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 14 | | Elect HSU Shu-Po | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 15 | | Elect HOU Tsai-Feng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 16 | | Elect CHEN Tain-Jy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nanya Technology Corp. | | 2408 | | Y62066108 | | 5/26/2022 | | 17 | | Non-compete Restrictions for Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 2 | | Elect CHOI Soo Yeon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 3 | | Elec CHAI Seon Joo | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 4 | | Elect JUNG Do Jin | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 5 | | Elect NOH Hyuk Joon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 6 | | Election of Audit Committee Member: JUNG Do Jin | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 7 | | Election of Audit Committee Member: NOH Hyuk Joon | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | NAVER Corporation | | 035420 | | Y62579100 | | 3/14/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 1 | | Elect Phumzile Langeni | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 2 | | Re-elect Michael (Mike) W.T. Brown | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 3 | | Re-elect Brian A. Dames | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 4 | | Re-elect Rob A.G. Leith | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 5 | | Re-elect Stanley Subramoney | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 6 | | Appointment of Auditor (Deloitte & Touche) | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 7 | | Appointment of Auditor (Ernst & Young) | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 8 | | Election of Audit Committee Member (Stanley Subramoney) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 9 | | Election of Audit Committee Member (Hubert R. Brody) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 10 | | Election of Audit Committee Member (Neo P. Dongwana) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 11 | | Election of Audit Committee Member (Errol M. Kruger) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 12 | | General Authority to Issue Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 13 | | Approve Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 14 | | Approve Implementation Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 15 | | Approve NEDs’ Fees (Chair) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 16 | | Approve NEDs’ Fees (Lead Independent Director) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 17 | | Approve NEDs’ Fees (Board Member) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 18 | | Approve NEDs’ Fees (Audit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 19 | | Approve NEDs’ Fees (Credit Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 20 | | Approve NEDs’ Fees (Directors’ Affairs Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 21 | | Approve NEDs’ Fees (Information Technology Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 22 | | Approve NEDs’ Fees (Remuneration Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 23 | | Approve NEDs’ Fees (Risk and Capital Management Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 24 | | Approve NEDs’ Fees (Transformation, Social & Ethics Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 25 | | Approve NEDs’ Fees (Climate Resilience Committee) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 26 | | Approve Acting NEDs’ Fees (Acting Chair) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 27 | | Approve Acting NEDs’ Fees (Acting Lead Independent Director) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 28 | | Approve Acting NEDs’ Fees (Acting Board Committee Chair) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 29 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Nedbank Group Limited | | NED | | S5518R104 | | 5/27/2022 | | 30 | | Approve Financial Assistance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 5 | | Allocation of Final Dividend | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 6 | | Allocation of Special Dividend | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 7 | | Elect WAN Min | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 8 | | Elect YANG Zhijian | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 9 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 10 | | Elect Ip Sing Chi | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 11 | | Elect Timpson CHUNG Shui Ming | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 12 | | Elect SO Gregory Kam Leung | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 13 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 16 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 5/20/2022 | | 17 | | Authority to Issue Repurchased Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Orient Overseas International Ltd. | | 0316 | | G67749153 | | 10/28/2021 | | 3 | | Shipbuilding Transaction | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 4 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 5 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 6 | | Corporate Governance Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 7 | | Ratification of Management Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 9 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 10 | | Amendments to Articles 8.18, 8.33.23 and 15.1 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 11 | | Remuneration Guidelines | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 12 | | Board of Directors, Supervisory Board and Audit Committee Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 13 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 14 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 15 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | OTP Bank | | OTP | | X60746181 | | 4/13/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 3 | | Acquisiton (Holding Petix) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 4 | | Issuance of Shares (Merger) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 5 | | Ratification of Appointment of Appraiser | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 6 | | Valuation Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 7 | | Acquisition (Petix) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 8 | | Amendments to Article 4 (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 9 | | Amendments to Article 16 (Board Duties) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 11 | | Ratify Updated Global Remuneration Amount | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 12 | | Authorization of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 4 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 5 | | Management Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 6 | | Capital Expenditure Budget | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 7 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 8 | | Board Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 9 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 10 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 11 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 12 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 13 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 14 | | Allocate Cumulative Votes to Sergio Zimerman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 15 | | Allocate Cumulative Votes to Tania Zimerman | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 16 | | Allocate Cumulative Votes to Claudio Roberto Ely | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 17 | | Allocate Cumulative Votes to Gregory Louis Reider | | Mgmt | | Voted | | Abstain | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 18 | | Allocate Cumulative Votes to Irlau Machado Filho | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 19 | | Allocate Cumulative Votes to Ricardo Dias Mieskalo Silva | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 20 | | Allocate Cumulative Votes to Eduardo de Almeida Salles | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 21 | | Request Separate Election for Board Member | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 22 | | Ratify Director’s Independence Status | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 23 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 24 | | Request Establishment of Supervisory Council | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 4/26/2022 | | 25 | | Elect Catia Yuassa Tokoro to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 2 | | Merger Agreement | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 3 | | Ratification of Appointment of Appraiser | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 4 | | Valuation Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 5 | | Acquisition (Zee Dog) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 6 | | Amendments to Articles (Reconciliation of Share Capital) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 7 | | Ratify Co-Option of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 8 | | Authorization of Legal Formalities | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pet Center Comercio E Participacoes S.A. | | PETZ3 | | P7S11L108 | | 12/16/2021 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 1 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 2 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 3 | | Request Cumulative Voting | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 4 | | Allocate Cumulative Votes to Eduardo Bacellar Leal Ferreira | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 5 | | Allocate Cumulative Votes to Joaquim Silva e Luna | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 6 | | Allocate Cumulative Votes to Ruy Flaks Schneider | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 7 | | Allocate Cumulative Votes to Sonia Julia Sulzbeck Villalobos | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 8 | | Allocate Cumulative Votes to Marcio Andrade Weber | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 9 | | Allocate Cumulative Votes to Murilo Marroquim de Souza | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 10 | | Allocate Cumulative Votes to Cynthia Santana Silveira | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 11 | | Allocate Cumulative Votes to Carlos Eduardo Lessa Brandao | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 12 | | Allocate Cumulative Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 13 | | Allocate Cumulative Votes to Marcelo Gasparino da Silva | | Mgmt | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 14 | | Allocate Cumulative Votes to Pedro Rodrigues Galvao de Medeiros | | Mgmt | | Voted | | For | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 15 | | Elect Eduardo Bacellar Leal Ferreira as Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 16 | | Elect Jeferson Luis Bittencourt as Supervisory Council Member | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 17 | | Ratify Updated Audit Committee Remuneration Amount (FY2021) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 18 | | Ratify Updated Advisory Committees Remuneration Amount (FY2021) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. - Petrobras | | PETR3 | | 71654V408 | | 8/27/2021 | | 19 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 3 | | Board Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 4 | | Election of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 5 | | Approve Recasting of Votes for Amended Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 6 | | Request Cumulative Voting | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 7 | | Allocation of Votes to Luiz Rodolfo Landim Machado | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 8 | | Allocate Cumulative Votes to Adriano Jose Pires Rodrigues | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 9 | | Allocation of Votes to Carlos Eduardo Lessa Brandao | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 10 | | Allocate Cumulative Votes to Eduardo Karrer | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 11 | | Allocation of Votes to Luiz Henrique Caroli | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 12 | | Allocation of Votes to Marcio Andrade Weber | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 13 | | Allocation of Votes to Ruy Flaks Schneider | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 14 | | Allocation of Votes to Sonia Julia Sulzbeck Villalobos | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 15 | | Allocation of Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 16 | | Allocation of Votes to Marcelo Gasparino da Silva | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 17 | | Elect Ana Marta Veloso as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 18 | | Elect Rodrigo Mesquita Pereira as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 19 | | Elect Francisco Petros Oliveira Lima Papathanasiadis as Board Member Presented by Minority Shareholders | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 20 | | Elect Luiz Rodolfo Landim Machado as Board Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 21 | | Supervisory Council Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 22 | | Election of Supervisory Council | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 23 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 24 | | Elect Michele da Silva Gonsales Torres to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 25 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 26 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 27 | | Amendments to Articles; Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Petroleo Brasileiro S.A. Petrobras | | PETR3 | | 71654V408 | | 4/13/2022 | | 28 | | Instructions if Meeting is Held on Second Call | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 4 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 5 | | Compliance with Rules of Convocation | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 6 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 7 | | Withdrawal from the Election of Scrutiny Commission | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 8 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 9 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 10 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 11 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 12 | | Presentation of Compliance with Best Practice for WSE Listed Companies 2021 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 13 | | Presentation of Supervisory Board Report (Activities) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 14 | | Presentation of Supervisory Board Report (Company Standing) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 15 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 16 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 17 | | Ratification of Management and Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 18 | | Changes to Supervisory Board Composition | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 19 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | PGE Polska Grupa Energetyczna SA | | PGE | | X6447Z104 | | 6/22/2022 | | 20 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 2 | | 2021 Restricted A Share Incentive Scheme (Draft) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 3 | | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 4 | | Board Authorization to Implement Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 5 | | Repurchase and Cancellation of Restricted Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 6 | | Reduction in Registered Capital | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 7 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 8 | | Board Authorization to handle matters pertaining to the amendments to the Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 2 | | 2021 Restricted A Share Incentive Scheme (Draft) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 3 | | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 4 | | Board Authorization to Implement Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 5 | | Repurchase and Cancellation of Restricted Share | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Pharmaron Beijing Co Ltd | | 3759 | | Y989K6119 | | 7/12/2021 | | 6 | | Reduction in Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 2 | | Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 3 | | Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | �� | Y69790106 | | 4/29/2022 | | 4 | | 2021 Annual Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 6 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 8 | | Elect HE Jianfeng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 9 | | Elect CAI Xun | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 10 | | Elect ZHU Xinrong | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 11 | | Elect LIEW Fui Kiang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 12 | | Elect Clement HUNG Ka Hai | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 13 | | Development Plan of the Company for the Years 2022 to 2024 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 14 | | Adoption of Management Policy for Remuneration of Directors and Supervisors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 15 | | Authority to Issue Debt Financing Instruments | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 16 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Ping An Insurance (Group) Company of China, Ltd. | | 2318 | | Y69790106 | | 4/29/2022 | | 17 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 1 | | Annual Report | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 2 | | Financial Statements | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 4 | | Non-Voting Agenda Item | | N/A | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 5 | | Elect Victor F. Rashnikov | | Mgmt | | Take No Action | | TNA | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 6 | | Elect Andrey A. Eremin | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 7 | | Elect Rashid Rustam ogly Ismailov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 8 | | Elect Natalia I. Kasperski | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 9 | | Elect Olga V. Naumova | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 10 | | Elect Sergei A. Nenashev | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 11 | | Elect Mikhail E. Oseevsky | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 12 | | Elect Sergei N. Ushakov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 13 | | Elect Aleksandr L. Shestakov | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 14 | | Elect Pavel V. Shilyaev | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 15 | | Appointment of Auditor | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 6/30/2022 | | 16 | | Directors’ Fees | | Mgmt | | Take No Action | | TNA | | N/A |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 9/10/2021 | | 1 | | Interim Dividends (1H2021) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PJSC Magnitogorsk Iron & Steel Works | | MAGN | | X5171A103 | | 12/24/2021 | | 1 | | Interim Dividends (3Q2021) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 3 | | Elect LEE Kyung Il | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 4 | | Elect PARK Kyung Soo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 5 | | Elect CHANG Hong Young | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 6 | | Election of Corporate Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 7 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PSK Inc | | 319660 | | Y71195112 | | 3/30/2022 | | 8 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 1 | | Resignation of Raden Pardede and Election of Budi Bowoleksono | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 2 | | Elect Michael William Soeryadjaya | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 2/9/2022 | | 3 | | Change in Company Name | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 3 | | Appointment of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | PT Adaro Energy Tbk | | ADRO | | Y7087B109 | | 4/27/2022 | | 5 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 1 | | Elect Gladys LEONG | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 2 | | Elect TEH Hong Piow | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 3 | | Elect TAY Ah Lek | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 4 | | Elect CHEAH Kim Ling | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 5 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 6 | | Directors’ Benefits | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Public Bank Berhad | | PBBANK | | Y71497104 | | 5/23/2022 | | 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 2 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 4 | | Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 5 | | Election of Supervisory Council | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 6 | | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 7 | | Elect Antonio Edson Maciel dos Santos to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 8 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 2 | | Amendments to Article 3 (Corporate Purpose) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 3 | | Amendments to Article 5 (Administration) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 4 | | Amendments to Articles 7 and 12 (Board of Directors and Management Board Meetings) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 5 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 6 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 7 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 8 | | Amendments to Article 8 (Board of Directors Competencies) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 9 | | Amendments to Article 10 (Interim CEO) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 10 | | Consolidation of Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 4/14/2022 | | 11 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Raia Drogasil SA | | RADL3 | | P7942C102 | | 11/18/2021 | | 3 | | Merger (Dr. Cuco Desenvolvimento de Software Ltda.) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 1 | | Financial Statements; CEO’s Report; Auditor’s Report | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 2 | | Report of the Board of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 3 | | Report of the Audit Committee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 4 | | Report of the Corporate Governance Committee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 5 | | Allocation of Profits | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 6 | | Allocation of Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 7 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 8 | | Report on Share Repurchase Program | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 9 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 10 | | Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 11 | | Election of Audit and Corporate Governance Committee Chair and Members | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 13 | | Election of Meeting Delegates | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Regional S.A.B. de C.V | | R | | P8008V109 | | 3/31/2022 | | 14 | | Minutes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Reliance Industries Ltd | | RELIANCE | | Y72596102 | | 10/19/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Reliance Industries Ltd | | RELIANCE | | Y72596102 | | 10/19/2021 | | 2 | | Elect Yasir Al-Rumayyan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Reliance Industries Ltd | | RELIANCE | | Y72570206 | | 10/19/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Reliance Industries Ltd | | RELIANCE | | Y72570206 | | 10/19/2021 | | 2 | | Elect Yasir Al-Rumayyan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 1 | | 2021 Work Report Of The Board Of Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 2 | | 2021 Work Report Of The Supervisory Committee | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 3 | | 2021 Annual Accounts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 4 | | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 5 | | 2021 Annual Report And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 6 | | 2022 Remuneration Plan For Directors, Supervisors And Senior Management | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 7 | | Implementing Results Of 2021 Continuing Connected Transactions And Estimation Of 2022 Continuing Connected Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 8 | | Reappointment Of Audit Firm | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/10/2022 | | 9 | | Launching Forward Foreign Exchange Settlement And Sale Business | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 1 | | The Company’s Eligibility for Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 2 | | Stock Type and Par Value | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 3 | | Issuing Method and Date | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 5 | | Issue Price and Pricing Base Date | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 6 | | Issuing Volume | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 7 | | Purpose and Scale of the Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 8 | | Lockup Period | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 9 | | Listing Place | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 10 | | Arrangement for the Accumulated Retained Profits | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 11 | | The Valid Period of the Resolution on the Non-public Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 12 | | Preplan For 2022 Non-Public A-Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 13 | | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 14 | | Report On Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 15 | | Connected Transactions Involved In The 2022 Non-Public A-Share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 16 | | Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with Issuance Targets | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 17 | | Diluted Immediate Return After the 2022 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 18 | | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 19 | | Exemption of De Facto Controller and Its Concert Party from the Tender Offer Obligation to Increase Shareholding in the Company | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 20 | | Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Riyue Heavy Industry Co Ltd | | 603218 | | Y7304F107 | | 6/27/2022 | | 21 | | Application for Additional Comprehensive Credit Line to Financial Institutions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 2 | | Elect KIM Dong Joong | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 3 | | Elect HEO Geun Nyung | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 4 | | Elect BAHK Jae Wan | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 5 | | Election of Independent Director to Be Appointed as Audit Committee Member: LEE Chang Woo | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 6 | | Election of Audit Committee Member: HEO Geun Nyung | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 7 | | Election of Audit Committee Member: Eunice Kyonghee KIM | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Samsung Biologics Co., Ltd. | | 207940 | | Y7T7DY103 | | 3/29/2022 | | 8 | | Directors’ Fees | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 3 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 4 | | Election of Presiding Chair | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 5 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 6 | | Agenda | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 8 | | Financial Statements (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 9 | | Management Board Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 10 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 11 | | Ratify Michal Gajewski | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 12 | | Ratify Andrzej Burliga | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 13 | | Ratify Lech Galkowski | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 14 | | Ratify Michael McCarthy | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 15 | | Ratify Patryk Nowakowski | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 16 | | Ratify Juan de Porras Aguirre | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 17 | | Ratify Arkadiusz Przybyl | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 18 | | Ratify Carlos Polaino Izquierdo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 19 | | Ratify Maciej Reluga | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 20 | | Ratify Dorota Strojkowska | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 21 | | Remuneration Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 22 | | Supervisory Board Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 23 | | Ratify Antonio Escamez Torres | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 24 | | Ratify Gerry Byrne | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 25 | | Ratify Dominika Bettman | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 26 | | Ratify Jose Garcia Cantera | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 27 | | Ratify Danuta Dabrowska | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 28 | | Ratify Isabel Guerreiro | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 29 | | Ratify David Hexter | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 30 | | Ratify Jose Luis De Mora | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 31 | | Ratify John Power | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 32 | | Ratify Jerzy Surma | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 33 | | Ratify Marynika Woroszylska-Sapieha | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 34 | | Long-Term Incentive Plan (Plan VII) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 35 | | Amendments to Remuneration Policy | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 36 | | Amendments to Maximum Variable Payout Ratio | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 37 | | Adoption of Best Practice for WSE Listed Companies 2021 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 38 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 39 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Santander Bank Polska S. A. | | SPL | | X0646L107 | | 4/27/2022 | | 40 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Sea Limited | | SE | | 81141R100 | | 2/14/2022 | | 1 | | Amendments to Articles | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 2 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 3 | | Elect Manish Gupta | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 4 | | Elect Sharat Pandu Rang Narasapur | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | SeQuent Scientific Limited | | SEQUENT | | Y7670U126 | | 9/21/2021 | | 5 | | Approve Payment of Fees to Cost Auditors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 1 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 2 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 3 | | Approval of Use of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 4 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 5 | | Amendments to Procedural Rules of Investment Decision Making | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 6 | | Amendments to Procedural Rules of Financial Management System | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 7 | | Amendments to Procedural Rules of Information Disclosure Management System | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 8 | | Amendments to Procedural Rules of Management System for Use of Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 9 | | Amendments to Procedural Rules of Connected Transactions Decision Making System | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Inovance Technology Co., Ltd. | | 300124 | | Y7744Z101 | | 11/16/2021 | | 10 | | Amendments to Procedural Rules of External Guarantee Management System | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Senior Technology Material Co Ltd. | | 300568 | | Y774BJ109 | | 6/13/2022 | | 1 | | Authority to Give Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Shenzhen Senior Technology Material Co Ltd. | | 300568 | | Y774BJ109 | | 6/13/2022 | | 2 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/7/2022 | | 1 | | Elect HU Yuanhua | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/7/2022 | | 2 | | Elect MA Qingyun | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/24/2022 | | 1 | | 2022 Credit And Guarantee Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 1/24/2022 | | 2 | | 2022 Estimated Amount Of Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 1 | | 2021 Directors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 2 | | 2021 Supervisors’ Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 3 | | 2021 Accounts and Reports | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 4 | | 2021 Profit Distribution Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 5 | | 2021 Annual Report And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 6 | | Appointment of 2022 Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 7 | | Appointment of 2022 Internal Controller | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 8 | | 2021 Internal Control Self-assessment Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 9 | | Adjustment on Remuneration Plan for Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 10 | | Management Measures For The 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 11 | | Adoption of 2021 Restricted Stock Incentive Plan and Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 12 | | Appraisal Management Measures for the Implementation 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 13 | | Board Authorization to Implement Matters of 2021 Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 4/22/2022 | | 14 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 1 | | Connected Transactions Regarding the Entrusted Management of Three Target Companies before the Merger and Acquisition Completed | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 2 | | Amendments to Management Measures for Independent Directors | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sichuan Road & Bridge | | 600039 | | Y7932N100 | | 12/22/2021 | | 3 | | Adjustment of the 2021 Connected Transactions Amount | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 1 | | Elect CHEN Wei | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 2 | | Elect YOU Bu-Dong | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 3 | | Elect SHI Jun-Hui | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 4 | | Elect TONG Zhi-Xiang | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 5 | | Elect CAI Yong-Song | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 6 | | Elect JIN Wen-Heng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 7 | | Elect TSAI Chih-Chieh | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 8 | | To Accept 2021 Business Report And Consolidated Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 9 | | To Accept The Proposal For The Distribution Of 2021 Earnings. Cash Dividend For Common Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 10 | | To Approve The Subdivision Of Shares And Adoption Of The Amended And Restated Memorandum And Articles Of Association Of The Company (The Restated M And A) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 11 | | To Approve The Amendments To The Handling Procedures For Acquisition Or Disposal Of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 12 | | To Approve The Issuance Of New Employee Restricted Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 13 | | To Lift Non-competition Restrictions On Board Members And Their Representatives | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Silergy Corp. | | 6415 | | G8190F102 | | 5/27/2022 | | 14 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 5 | | Elect CAI Dong | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 6 | | Elect SUN Shaojun | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 7 | | Elect JIANG Kui | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 8 | | Elect Alexander A. G. Vlaskamp | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 9 | | Elect Karsten Oellers | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 10 | | Elect Mats Lennart Harborn | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 11 | | Elect LIN Zhijun | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 12 | | Elect LYU Shousheng | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 13 | | Elect ZHANG Zhong | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 14 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Sinotruk (Hong Kong) Limited | | 3808 | | Y8014Z102 | | 6/28/2022 | | 16 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 1 | | To Accept 2021 Business Report And Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 2 | | To Revise The Articles Of Incorporation | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 3 | | To Revise The Procedures For Acquisition Or Disposal Of Assets | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Y84629107 | | 6/8/2022 | | 4 | | To Approve The Issuance Of Employee Restricted Stock Awards For Year 2022 | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 4 | | Elect N. Chandrasekaran | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 5 | | Elect Anjali Bansal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 6 | | Elect Vibha Padalkar | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 7 | | Elect Sanjay V. Bhandarkar | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 8 | | Appointment of Branch Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Power Co., Ltd. | | TATAPOWER | | Y85481169 | | 7/5/2021 | | 9 | | Authority to Set Cost Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 2 | | Related Party Transactions (TCILOperational) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 3 | | Related Party Transactions (TCILFinancial) | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 4 | | Related Party Transactions (TSLP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 5 | | Related Party Transactions (TBSPL) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 6 | | Related Party Transactions (JCAPCPL) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 7 | | Related Party Transactions (TMILL) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 8 | | Related Party Transactions (TML) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 9 | | Related Party Transactions (TSGPL & TSLP) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 10 | | Related Party Transactions (TSGPL & Tata NYK Shipping Pte. Ltd.) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 11 | | Related Party Transactions (TSIBV & WSNBV) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 12 | | Elect Noel N. Tata | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Tata Steel Limited | | TATASTEEL | | Y8547N139 | | 6/10/2022 | | 13 | | Elect Vijay Kumar Sharma | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 1 | | Financial Statements and Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 2 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | TES Co., Ltd. | | 095610 | | Y85776105 | | 3/21/2022 | | 3 | | Corporate Auditors’ Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 3 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 4 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 5 | | Request Cumulative Voting | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 6 | | Elect Reynaldo Passanezi Filho | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 7 | | Elect Jose Joao Abdalla Filho | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 8 | | Elect Jose Reinaldo Magalhaes | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 9 | | Elect Reinaldo Le Grazie | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 10 | | Elect Jaime Leoncio Singer | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 11 | | Elect Jaime Caballero Uribe | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 12 | | Elect Cesar Augusto Ramirez Rojas | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 13 | | Elect Fernando Augusto Rojas Pinto | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 14 | | Elect Fernando Bunker Gentil | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 15 | | Elect Andre Fernandes Berenguer | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 16 | | Elect Celso Maia de Barros | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 17 | | Elect Hermes Jorge Chipp | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 18 | | Elect Rodrigo de Mesquita Pereira | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 19 | | Proportional Allocation of Cumulative Votes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 20 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 21 | | Allocate Cumulative Votes to Reynaldo Passanezi Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 22 | | Allocate Cumulative Votes to Jose Joao Abdalla Filho | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 23 | | Allocate Cumulative Votes to Jose Reinaldo Magalhaes | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 24 | | Allocate Cumulative Votes to Reinaldo Le Grazie | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 25 | | Allocate Cumulative Votes to Jaime Leoncio Singer | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 26 | | Allocate Cumulative Votes to Jaime Caballero Uribe | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 27 | | Allocate Cumulative Votes to Cesar Augusto Ramirez Rojas | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 28 | | Allocate Cumulative Votes to Fernando Augusto Rojas Pinto | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 29 | | Allocate Cumulative Votes to Fernando Bunker Gentil | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 30 | | Allocate Cumulative Votes to Andre Fernandes Berenguer | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 31 | | Allocate Cumulative Votes to Celso Maia de Barros | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 32 | | Allocate Cumulative Votes to Hermes Jorge Chipp | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 33 | | Allocate Cumulative Votes to Rodrigo de Mesquita Pereira | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 34 | | Supervisory Council Board Size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 35 | | Elect Manuel Domingues de Jesus e Pinho as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 36 | | Elect Custodio Antonio de Mattos as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 37 | | Elect Julia Figueiredo Goytacaz Sant’Anna as Supervisory Council Member | | Mgmt | | Voted | | Abstain | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 38 | | Elect Marcello Joaquim Pacheco to the Supervisory Council Presented by Minority Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 39 | | Elect Murici dos Santos to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 40 | | Elect Rodrigo Angelo Inacio to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 41 | | Remuneration Policy | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Transmissora Alianca De Energia Eletrica S.A. | | TAEE3 | | P9T5CD126 | | 4/28/2022 | | 42 | | Supervisory Council Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 3 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 4 | | Opening; Election of Presiding Council | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 5 | | Presentation of Directors’ Report | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 6 | | Presentation of Auditor’s Report | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 7 | | Financial Statements | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 8 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 9 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 10 | | Charitable Donations | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 11 | | Ratification of Co-option of Directors | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 12 | | Directors’ Fees | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 13 | | Amendment to Internal Regulation of Shareholder Meetings | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 14 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 15 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 17 | | Presentation of Report on Guarantees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Turkcell Iletisim Hizmetleri A.S | | TCELL | | M8903B102 | | 6/16/2022 | | 18 | | Closing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 2 | | Request Separate Election for Board Member (Preferred Shareholders) | | Mgmt | | Voted | | Abstain | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 3 | | Elect Fabricio Santos Debortoli as Board Member Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 4 | | Cumulate Preferred and Common Shares | | Mgmt | | Voted | | Against | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 5 | | Non-Voting Agenda Item | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 6 | | Elect Marcelo Marques Pacheco to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 7 | | Elect Paulo Roberto Bellentani Brandao to the Supervisory Council Presented by Preferred Shareholders | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 8 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Usinas Siderurgicas De Minas Gerais S.A. | | USIM3 | | P9632E117 | | 4/28/2022 | | 9 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 1 | | Accounts and Reports (Standalone) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 2 | | Accounts and Reports (Consolidated) | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 4 | | Elect Anil Kumar Agarwal | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 6 | | Elect Padmini Somani | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 7 | | Elect Dindayal Jalan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 8 | | Elect Upendra Kumar Sinha | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 9 | | Election and Appointment of Sunil Duggal (CEO); Approval of Remuneration | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 10 | | Elect Akhilesh Joshi | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Vedanta Limited | | VEDL | | 92242Y100 | | 8/10/2021 | | 11 | | Authority to Set Cost Auditor’s Remuneration | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 2 | | Call To Order | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 3 | | Certification Of Notice And Determination Of Quorum | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 4 | | Meeting Minutes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 5 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 6 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 7 | | Elect Bertram B. Lim | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 8 | | Elect Ricardo S. Pascua | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 9 | | Elect Rolando S. Narciso | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 10 | | Elect Delfin L. Warren | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 11 | | Elect Lorraine Belo-Cincochan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 12 | | Elect Mark Andrew Y. Belo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 13 | | Elect Careen Y. Belo | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 14 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 15 | | Transaction of Other Business | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wilcon Depot, Inc. | | WLCON | | Y9584X105 | | 6/20/2022 | | 16 | | Right to Adjourn Meeting | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 2 | | Adoption of the 2021 H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 3 | | Proposed Grant of Awards to the Connected Selected Participants under the 2021 H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 4 | | Board Authorization to Implement H Share Award and Trust Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 5 | | Adoption of the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 6 | | Proposed Grant of SAI Awards to the SAI Connected Selected Participants under the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 7 | | Board Authorization to Implement the 2021 Shareholder Alignment Incentive H Share Scheme | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 8 | | Change in Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi AppTec Co. Ltd. | | 2359 | | Y971B1118 | | 8/30/2021 | | 9 | | Amendments to Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 2 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Wuxi Biologics (Cayman) Inc. | | 2269 | | G97008117 | | 11/23/2021 | | 3 | | Adoption of Subsidiary Share Option Schemes | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 1 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 2 | | Application for Comprehensive Credit Line to Banks | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 3 | | Provision of Guarantee for the Bank Credit Line Applied for by Wholly-owned Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 4 | | Launching Forward Foreign Exchange Settlement and Sale Business | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 5 | | Repurchase and Cancellation of Some Restricted Stocks | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 6 | | Change of the Company’s Registered Capital | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Wuxi Lead Intelligent Equipment Co., Ltd. | | 300450 | | Y9717H100 | | 2/11/2022 | | 7 | | Amendments to the Company’s Articles of Association | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 2 | | Type of Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 3 | | Nominal value of per Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 4 | | Place of listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 5 | | Offering size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 6 | | Target subscribers | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 7 | | Method of issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 8 | | Method of pricing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 9 | | Method of underwriting | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 10 | | Distribution of the accumulated profit prior to the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 11 | | Validity period of the resolution | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 13 | | Adoption of 2022 Employee Share Ownership Scheme | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 14 | | Board Authorization Regarding Proposed A Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 15 | | Use of Proceeds from the A Share Offering and Listing and Feasibility Analysis | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 16 | | Amendments to the Corporate Governance Rules | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 17 | | Measures and Undertakings for Dilution of Immediate Returns | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 18 | | Three Year Price Stabilization Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 19 | | Plan for the Shareholders’ Return Within Three Years Following the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 20 | | Undertakings and Corresponding Restrictive Measures in Connection with the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 1 | | Non-Voting Meeting Note | | N/A | | Voted | | N/A | | N/A |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 2 | | Type of Shares | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 3 | | Nominal value of per Shares | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 4 | | Place of listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 5 | | Offering size | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 6 | | Target subscribers | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 7 | | Method of issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 8 | | Method of pricing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 9 | | Method of underwriting | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 10 | | Distribution of the accumulated profit prior to the A Share Offering and Listing | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 11 | | Validity period of the resolution | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Xinte Energy Co Ltd | | 1799 | | Y972BC104 | | 5/5/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 1 | | The Company’s Eligibility for Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 2 | | Stock Type and Par Value | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 3 | | Issuing Method and Date | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 4 | | Issuing Targets and Subscription Method | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 5 | | Pricing Base Date, Pricing Principles and Issue Price | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 6 | | Issuing Volume | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 7 | | Lockup Period | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 8 | | Arrangement for the Accumulated Retained Profits Before the Issuance | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 9 | | The Valid Period of This Issuance Resolution | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 10 | | Listing Place | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 11 | | Purpose of the Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 12 | | Implementing Parties and Investment Method of the Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 13 | | Preplan For The 2021 Non-Public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 14 | | Feasibility Analysis Report on the Use of Funds to Be Raised from the Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 15 | | Report On The Use Of Previously Raised Funds | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 16 | | Diluted Immediate Return After the Non-public Share Offering, Filling Measures and Commitments of Relevant Parties | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 17 | | Shareholder Return Plan For The Next Three Years From 2021 To 2023 | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 18 | | Setting Up A Dedicated Account For Raised Funds | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 1/17/2022 | | 19 | | Authorization to the Board to Handle Matters Regarding the Non-public Share Offering | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 1 | | 2022 Estimated Continuing Connected Transactions | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 2 | | 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 3 | | Formulation of the Appraisal Management Measures For the Implementation of 2022 Stock Option and Restricted Stock Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 2/14/2022 | | 4 | | Authorization To the Board To Handle Matters Regarding the Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 10/25/2021 | | 1 | | Related Party Transactions | | Mgmt | | Voted | | Against | | Against |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 11/22/2021 | | 1 | | By-Elect MA Weihua | | Mgmt | | Voted | | For | | For |
| TCW Developing Markets Equity Fund | | Yunnan Energy New Material Co Ltd | | 002812 | | Y9881M109 | | 12/2/2021 | | 1 | | Additional Guarantee Quota For Subsidiaries | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 1 | | Elect Amy L. Banse | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 2 | | Elect Brett Biggs | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 3 | | Elect Melanie Boulden | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 4 | | Elect Frank A. Calderoni | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 5 | | Elect Laura Desmond | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 6 | | Elect Shantanu Narayen | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 7 | | Elect Spencer Neumann | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 8 | | Elect Kathleen Oberg | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 9 | | Elect Dheeraj Pandey | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 10 | | Elect David A. Ricks | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 11 | | Elect Daniel Rosensweig | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 12 | | Elect John E. Warnock | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Adobe Inc. | | ADBE | | 00724F101 | | 4/14/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alibaba Group Holding Limited | | BABA | | 01609W102 | | 9/17/2021 | | 1 | | Elect Joseph TSAI Chung | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alibaba Group Holding Limited | | BABA | | 01609W102 | | 9/17/2021 | | 2 | | Elect J. Michael Evans | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alibaba Group Holding Limited | | BABA | | 01609W102 | | 9/17/2021 | | 3 | | Elect Borje E. Ekholm | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alibaba Group Holding Limited | | BABA | | 01609W102 | | 9/17/2021 | | 4 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 1 | | Elect Larry Page | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 2 | | Elect Sergey Brin | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 3 | | Elect Sundar Pichai | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 4 | | Elect John L. Hennessy | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 5 | | Elect Frances H. Arnold | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 6 | | Elect L. John Doerr | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 7 | | Elect Roger W. Ferguson, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 8 | | Elect Ann Mather | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 9 | | Elect K. Ram Shriram | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 10 | | Elect Robin L. Washington | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 12 | | Amendment to the 2021 Stock Plan | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 13 | | Increase in Authorized Common Stock | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 14 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 15 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 16 | | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 17 | | Shareholder Proposal Regarding Report on Water Management Risks | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 18 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 19 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 20 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 21 | | Shareholder Proposal Regarding Report on Government Takedown Requests | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 22 | | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 23 | | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 24 | | Shareholder Proposal Regarding Algorithm Disclosures | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 25 | | Shareholder Proposal Regarding Human Rights Impact Assessment Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 26 | | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 27 | | Shareholder Proposal Regarding Report on Board Diversity | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 28 | | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 29 | | Shareholder Proposal Regarding Employee Representative Director | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Alphabet Inc. | | GOOGL | | 02079K305 | | 6/1/2022 | | 30 | | Shareholder Proposal Regarding Report on Military Policing Agencies | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 1 | | Elect Jeffrey P. Bezos | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 2 | | Elect Andrew R. Jassy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 3 | | Elect Keith B. Alexander | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 4 | | Elect Edith W. Cooper | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 5 | | Elect Jamie S. Gorelick | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 6 | | Elect Daniel P. Huttenlocher | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 7 | | Elect Judith A. McGrath | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 8 | | Elect Indra K. Nooyi | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 9 | | Elect Jonathan J. Rubinstein | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 10 | | Elect Patricia Q. Stonesifer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 11 | | Elect Wendell P. Weeks | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 14 | | Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 16 | | Shareholder Proposal Regarding Report on Customer Due Diligence | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 17 | | Shareholder Proposal Regarding Hourly Associate Representation on the Board | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 18 | | Shareholder Report on Plastic Packaging | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 19 | | Shareholder Proposal Regarding Report on Worker Health and Safety Disparities | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 20 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 21 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 22 | | Shareholder Proposal Regarding Report on Tax Transparency | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 23 | | Shareholder Proposal Regarding Report on Freedom of Association | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 24 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 25 | | Shareholder Proposal Regarding Multiple Board Nominees | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 26 | | Shareholder Proposal Regarding Report on Working Conditions | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 27 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 28 | | Shareholder Proposal Regarding Diversity and Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Amazon.com, Inc. | | AMZN | | 023135106 | | 5/25/2022 | | 29 | | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 1 | | Elect Thomas A. Bartlett | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 2 | | Elect Kelly C. Chambliss | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 3 | | Elect Teresa H. Clarke | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 4 | | Elect Raymond P. Dolan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 5 | | Elect Kenneth R. Frank | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 6 | | Elect Robert D. Hormats | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 7 | | Elect Grace D. Lieblein | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 8 | | Elect Craig Macnab | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 9 | | Elect JoAnn A. Reed | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 10 | | Elect Pamela D.A. Reeve | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 11 | | Elect David E. Sharbutt | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 12 | | Elect Bruce L. Tanner | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 13 | | Elect Samme L. Thompson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 14 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | American Tower Corporation | | AMT | | 03027X100 | | 5/18/2022 | | 15 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 1 | | Elect James A. Bell | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 2 | | Elect Timothy D. Cook | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 3 | | Elect Albert A. Gore | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 4 | | Elect Alex Gorsky | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 5 | | Elect Andrea Jung | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 6 | | Elect Arthur D. Levinson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 7 | | Elect Monica C. Lozano | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 8 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 9 | | Elect Susan L. Wagner | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 12 | | Approval of the 2022 Employee Stock Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 13 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 14 | | Shareholder Proposal Regarding App Removals | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 15 | | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 16 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 17 | | Shareholder Proposal Regarding Civil Rights Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Apple Inc. | | AAPL | | 037833100 | | 3/4/2022 | | 18 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Arista Networks, Inc. | | ANET | | 040413106 | | 5/31/2022 | | 1.1 | | Elect Charles H. Giancarlo | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Arista Networks, Inc. | | ANET | | 040413106 | | 5/31/2022 | | 1.2 | | Elect Daniel Scheinman | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Arista Networks, Inc. | | ANET | | 040413106 | | 5/31/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Arista Networks, Inc. | | ANET | | 040413106 | | 5/31/2022 | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Arista Networks, Inc. | | ANET | | 040413106 | | 5/31/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 1 | | Remuneration Report | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 2 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 3 | | Allocation of Profits/Dividends | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 4 | | Ratification of Management Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 5 | | Ratification of Supervisory Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 6 | | Long-Term Incentive Plan; Authority to Issue Shares | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 7 | | Management Board Remuneration Policy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 8 | | Elect Terri L. Kelly to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 9 | | Elect Alexander F.M. Everke to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 10 | | Elect An Steegen to the Supervisory Board | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 11 | | Appointment of Auditor for for fiscal years 2023 and 2024 | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 12 | | Amendments to Articles | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 14 | | Authority to Suppress Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 15 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ASML Holding N.V. | | ASML | | N07059210 | | 4/29/2022 | | 16 | | Cancellation of Shares | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 1 | | Elect Andrew Anagnost | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 2 | | Elect Karen Blasing | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 3 | | Elect Reid French | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 4 | | Elect Ayanna M. Howard | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 5 | | Elect Blake J. Irving | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 6 | | Elect Mary T. McDowell | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 7 | | Elect Stephen D. Milligan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 8 | | Elect Lorrie M. Norrington | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 9 | | Elect Elizabeth S. Rafael | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 10 | | Elect Stacy J. Smith | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Autodesk, Inc. | | ADSK | | 052769106 | | 6/16/2022 | | 13 | | Approval of the 2022 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 1.1 | | Elect Allison Mnookin | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 1.2 | | Elect Steven Piaker | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 1.3 | | Elect Rory T. O’Driscoll | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 1.4 | | Elect Stephen Fisher | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Bill.com Holdings, Inc. | | BILL | | 090043100 | | 12/9/2021 | | 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 1.1 | | Elect Jack Dorsey | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 1.2 | | Elect Paul Deighton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Block, Inc. | | SQ | | 852234103 | | 6/14/2022 | | 5 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 1 | | Elect M. Michele Burns | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 2 | | Elect Wesley G. Bush | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 3 | | Elect Michael D. Capellas | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 4 | | Elect Mark Garrett | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 5 | | Elect John D. Harris II | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 6 | | Elect Kristina M. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 7 | | Elect Roderick C. McGeary | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 8 | | Elect Charles H. Robbins | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 9 | | Elect Brenton L. Saunders | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 10 | | Elect Lisa T. Su | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 11 | | Elect Marianna Tessel | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Cisco Systems, Inc. | | CSCO | | 17275R102 | | 12/13/2021 | | 14 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Confluent, Inc. | | CFLT | | 20717M103 | | 6/2/2022 | | 1 | | Elect Alyssa H. Henry | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Confluent, Inc. | | CFLT | | 20717M103 | | 6/2/2022 | | 2 | | Elect Jay Kreps | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Confluent, Inc. | | CFLT | | 20717M103 | | 6/2/2022 | | 3 | | Elect Greg Schott | | Mgmt | | Voted | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Confluent, Inc. | | CFLT | | 20717M103 | | 6/2/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.1 | | Elect Cary J. Davis | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.2 | | Elect George R. Kurtz | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 1.3 | | Elect Laura J. Schumacher | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | CrowdStrike Holdings, Inc. | | CRWD | | 22788C105 | | 6/29/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Datadog, Inc. | | DDOG | | 23804L103 | | 6/2/2022 | | 1 | | Elect Titi Cole | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Datadog, Inc. | | DDOG | | 23804L103 | | 6/2/2022 | | 2 | | Elect Matthew Jacobson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Datadog, Inc. | | DDOG | | 23804L103 | | 6/2/2022 | | 3 | | Elect Julie G. Richardson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Datadog, Inc. | | DDOG | | 23804L103 | | 6/2/2022 | | 4 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Datadog, Inc. | | DDOG | | 23804L103 | | 6/2/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 1 | | Elect Leanne G. Caret | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 2 | | Elect Tamra A. Erwin | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 3 | | Elect Alan C. Heuberger | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 4 | | Elect Charles O. Holliday, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 5 | | Elect Michael O. Johanns | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 6 | | Elect Clayton M. Jones | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 7 | | Elect John C. May | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 8 | | Elect Gregory R. Page | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 9 | | Elect Sherry M. Smith | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 10 | | Elect Dmitri L. Stockton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 11 | | Elect Sheila G. Talton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 14 | | Approval of the Non-Employee Director Stock Ownership Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Deere & Company | | DE | | 244199105 | | 2/23/2022 | | 15 | | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 1 | | Elect Patrick P. Gelsinger | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 2 | | Elect James J. Goetz | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 3 | | Elect Andrea J. Goldsmith | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 4 | | Elect Alyssa H. Henry | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 5 | | Elect Omar Ishrak | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 6 | | Elect Risa Lavizzo-Mourey | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 7 | | Elect Tsu-Jae King Liu | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 8 | | Elect Gregory D. Smith | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 9 | | Elect Dion J. Weisler | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 10 | | Elect Frank D. Yeary | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 12 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 13 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Intel Corporation | | INTC | | 458140100 | | 5/12/2022 | | 15 | | Shareholder Proposal Regarding Report on Racism in Company Culture | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.1 | | Elect Sohail U. Ahmed | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.2 | | Elect Timothy M. Archer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.3 | | Elect Eric K. Brandt | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.4 | | Elect Michael R. Cannon | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.5 | | Elect Catherine P. Lego | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.6 | | Elect Bethany J. Mayer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.7 | | Elect Abhijit Y. Talwalkar | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.8 | | Elect Rick Lih-Shyng TSAI | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 1.9 | | Elect Leslie F. Varon | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lam Research Corporation | | LRCX | | 512807108 | | 11/8/2021 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 1 | | Elect Kathryn Henry | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 2 | | Elect Jon McNeill | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 3 | | Elect Alison Loehnis | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Lululemon Athletica inc. | | LULU | | 550021109 | | 6/8/2022 | | 6 | | Shareholder Proposal Regarding Policy on Down Products | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 1 | | Elect Merit E. Janow | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 2 | | Elect Candido Botelho Bracher | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 3 | | Elect Richard K. Davis | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 4 | | Elect Julius Genachowski | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 5 | | Elect GOH Choon Phong | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 6 | | Elect Oki Matsumoto | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 7 | | Elect Michael Miebach | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 8 | | Elect Youngme E. Moon | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 9 | | Elect Rima Qureshi | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 10 | | Elect Gabrielle Sulzberger | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 11 | | Elect Jackson P. Tai | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 12 | | Elect Harit Talwar | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 13 | | Elect Lance Uggla | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 16 | | Restoration of Right to Call a Special Meeting | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | �� | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 17 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 18 | | Shareholder Proposal Regarding Political Donations to Objectors | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 19 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Mastercard Incorporated | | MA | | 57636Q104 | | 6/21/2022 | | 20 | | Shareholder Proposal Regarding Report on Untraceable Firearms | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.1 | | Elect Peggy Alford | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.2 | | Elect Marc L. Andreessen | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.3 | | Elect Andrew W. Houston | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.4 | | Elect Nancy Killefer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.5 | | Elect Robert M. Kimmitt | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.6 | | Elect Sheryl K. Sandberg | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.7 | | Elect Tracey T. Travis | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.8 | | Elect Tony Xu | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 1.9 | | Elect Mark Zuckerberg | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 4 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 5 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 6 | | Shareholder Proposal Regarding Concealment Clauses | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 7 | | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 8 | | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 9 | | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 10 | | Shareholder Proposal Regarding Human Rights Impact Assessment | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 11 | | Shareholder Proposal Regarding Report on Online Child Exploitation | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 12 | | Shareholder Proposal Regarding Non-discrimination Audit | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 13 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 14 | | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Meta Platforms, Inc. | | FB | | 30303M102 | | 5/25/2022 | | 15 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 1 | | Elect Richard M. Beyer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 2 | | Elect Lynn A. Dugle | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 3 | | Elect Steven J. Gomo | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 4 | | Elect Linnie M. Haynesworth | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 5 | | Elect Mary Pat McCarthy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 6 | | Elect Sanjay Mehrotra | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 7 | | Elect Robert E. Switz | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 8 | | Elect MaryAnn Wright | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 9 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Micron Technology, Inc. | | MU | | 595112103 | | 1/13/2022 | | 10 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 1 | | Elect Reid G. Hoffman | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 2 | | Elect Hugh F. Johnston | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 3 | | Elect Teri L. List | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 4 | | Elect Satya Nadella | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 5 | | Elect Sandra E. Peterson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 6 | | Elect Penny S. Pritzker | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 7 | | Elect Carlos A. Rodriguez | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 8 | | Elect Charles W. Scharf | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 9 | | Elect John W. Stanton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 10 | | Elect John W. Thompson | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 11 | | Elect Emma N. Walmsley | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 12 | | Elect Padmasree Warrior | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 14 | | Approval of the Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 16 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 17 | | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 18 | | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 19 | | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Microsoft Corporation | | MSFT | | 594918104 | | 11/30/2021 | | 20 | | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 1 | | Elect Gregory Q. Brown | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 2 | | Elect Kenneth D. Denman | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 3 | | Elect Egon Durban | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 4 | | Elect Ayanna M. Howard | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 5 | | Elect Clayton M. Jones | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 6 | | Elect Judy C. Lewent | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 7 | | Elect Gregory K. Mondre | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 8 | | Elect Joseph M. Tucci | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 9 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Motorola Solutions, Inc. | | MSI | | 620076307 | | 5/17/2022 | | 11 | | Amendment to the 2015 Omnibus Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 1 | | Elect Robert K. Burgess | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 2 | | Elect Tench Coxe | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 3 | | Elect John O. Dabiri | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 4 | | Elect Persis S. Drell | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 5 | | Elect Jen-Hsun Huang | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 6 | | Elect Dawn Hudson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 7 | | Elect Harvey C. Jones | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 8 | | Elect Michael G. McCaffery | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 9 | | Elect Stephen C. Neal | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 10 | | Elect Mark L. Perry | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 11 | | Elect A. Brooke Seawell | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 12 | | Elect Aarti Shah | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 13 | | Elect Mark A. Stevens | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 16 | | Increase in Authorized Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NVIDIA Corporation | | NVDA | | 67066G104 | | 6/2/2022 | | 17 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 1 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 2 | | Ratification of Board Acts | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 3 | | Elect Kurt Sievers | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 4 | | Elect Peter L. Bonfield | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 5 | | Elect Annette K. Clayton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 6 | | Elect Anthony R. Foxx | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 7 | | Elect Chunyuan Gu | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 8 | | Elect Lena Olving | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 9 | | Elect Julie Southern | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 10 | | Elect Jasmin Staiblin | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 11 | | Elect Gregory L. Summe | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 12 | | Elect Karl-Henrik Sundstrom | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 15 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 16 | | Authority to Cancel Repurchased Shares | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 6/1/2022 | | 17 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Okta, Inc. | | OKTA | | 679295105 | | 6/21/2022 | | 1.1 | | Elect Jeffrey E. Epstein | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Okta, Inc. | | OKTA | | 679295105 | | 6/21/2022 | | 1.2 | | Elect J. Frederic Kerrest | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Okta, Inc. | | OKTA | | 679295105 | | 6/21/2022 | | 1.3 | | Elect Rebecca Saeger | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Okta, Inc. | | OKTA | | 679295105 | | 6/21/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Okta, Inc. | | OKTA | | 679295105 | | 6/21/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 1 | | Elect Atsushi Abe | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 2 | | Elect Alan Campbell | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 3 | | Elect Susan K. Carter | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 4 | | Elect Thomas L. Deitrich | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 5 | | Elect Gilles Delfassy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 6 | | Elect Hassane S. El-Khoury | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 7 | | Elect Bruce E. Kiddoo | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 8 | | Elect Paul A. Mascarenas | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 9 | | Elect Gregory L. Waters | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 10 | | Elect Christine Y. Yan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 11 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ON Semiconductor Corporation | | ON | | 682189105 | | 5/26/2022 | | 12 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 1 | | Elect John Donovan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 2 | | Elect John Key | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 3 | | Elect Mary Pat McCarthy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 4 | | Elect Nir Zuk | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Palo Alto Networks, Inc. | | PANW | | 697435105 | | 12/14/2021 | | 7 | | Approval of the 2021 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 1 | | Elect Rodney C. Adkins | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 2 | | Elect Jonathan Christodoro | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 3 | | Elect John J. Donahoe II | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 4 | | Elect David W. Dorman | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 5 | | Elect Belinda J. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 6 | | Elect Enrique Lores | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 7 | | Elect Gail J. McGovern | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 8 | | Elect Deborah M. Messemer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 9 | | Elect David M. Moffett | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 10 | | Elect Ann M. Sarnoff | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 11 | | Elect Daniel H. Schulman | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 12 | | Elect Frank D. Yeary | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 13 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 14 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 15 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | PayPal Holdings, Inc. | | PYPL | | 70450Y103 | | 6/2/2022 | | 16 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 1 | | Elect Sylvia Acevedo | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 2 | | Elect Cristiano R. Amon | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 3 | | Elect Mark Fields | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 4 | | Elect Jeffrey W. Henderson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 5 | | Elect Gregory N. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 6 | | Elect Ann M. Livermore | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 7 | | Elect Mark D. McLaughlin | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 8 | | Elect Jamie S. Miller | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 9 | | Elect Irene B. Rosenfeld | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 10 | | Elect Kornelis Smit | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 11 | | Elect Jean-Pascal Tricoire | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 12 | | Elect Anthony J. Vinciquerra | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 13 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | QUALCOMM Incorporated | | QCOM | | 747525103 | | 3/9/2022 | | 14 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 1 | | Elect Marc R. Benioff | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 2 | | Elect Bret Taylor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 3 | | Elect Laura Alber | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 4 | | Elect Craig A. Conway | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 5 | | Elect Parker Harris | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 6 | | Elect Alan G. Hassenfeld | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 7 | | Elect Neelie Kroes | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 8 | | Elect Oscar Munoz | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 9 | | Elect Sanford R. Robertson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 10 | | Elect John V. Roos | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 11 | | Elect Robin L. Washington | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 12 | | Elect Maynard G. Webb | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 13 | | Elect Susan D. Wojcicki | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 14 | | Amendment to the 2013 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 15 | | Amendment to the 2004 Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 16 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 17 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 18 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Against | | For |
| TCW Artificial Intelligence Equity Fund | | Salesforce, Inc. | | CRM | | 79466L302 | | 6/9/2022 | | 19 | | Shareholder Proposal Regarding Racial Equity Audit | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 1 | | Elect Kevin L. Beebe | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 2 | | Elect Jack Langer | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 3 | | Elect Jeffrey A. Stoops | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 4 | | Elect Jay L. Johnson | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | SBA Communications Corporation | | SBAC | | 78410G104 | | 5/12/2022 | | 6 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Sea Limited | | SE | | 81141R100 | | 2/14/2022 | | 1 | | Amendments to Articles | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 1 | | Elect Susan L. Bostrom | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 2 | | Elect Teresa Briggs | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 3 | | Elect Jonathan C. Chadwick | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 4 | | Elect Paul E. Chamberlain | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 5 | | Elect Lawrence J Jackson, Jr. | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 6 | | Elect Frederic B. Luddy | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 7 | | Elect Jeffrey A. Miller | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 8 | | Elect Joseph Quinlan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 9 | | Elect Sukumar Rathnam | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 10 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ServiceNow, Inc. | | NOW | | 81762P102 | | 6/9/2022 | | 11 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 1 | | Elect Benoit Dageville | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 2 | | Elect Mark S. Garrett | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 3 | | Elect Jayshree V. Ullal | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Snowflake Inc. | | SNOW | | 833445109 | | 7/8/2021 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | SpringWorks Therapeutics, Inc. | | SWTX | | 85205L107 | | 5/19/2022 | | 1 | | Elect Alan Fuhrman | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SpringWorks Therapeutics, Inc. | | SWTX | | 85205L107 | | 5/19/2022 | | 2 | | Elect Julie Hambleton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SpringWorks Therapeutics, Inc. | | SWTX | | 85205L107 | | 5/19/2022 | | 3 | | Elect Daniel S. Lynch | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SpringWorks Therapeutics, Inc. | | SWTX | | 85205L107 | | 5/19/2022 | | 4 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | SpringWorks Therapeutics, Inc. | | SWTX | | 85205L107 | | 5/19/2022 | | 5 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Square, Inc. | | SQ | | 852234103 | | 11/3/2021 | | 1 | | Stock Issuance for Acquisition of Afterpay | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Square, Inc. | | SQ | | 852234103 | | 11/3/2021 | | 2 | | Right to Adjourn Meeting | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 1 | | Elect James Murdoch | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 2 | | Elect Kimbal Musk | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 3 | | Reduce Director Terms from Three Years to Two Years | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 4 | | Elimination of Supermajority Requirement | | Mgmt | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 5 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 6 | | Shareholder Proposal Regarding Board Declassification | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 7 | | Shareholder Proposal Regarding Diversity and Inclusion Report | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 8 | | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 9 | | Shareholder Proposal Regarding Board Oversight of Human Capital Management | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | Tesla, Inc. | | TSLA | | 88160R101 | | 10/7/2021 | | 10 | | Shareholder Proposal Regarding Human Rights Reporting | | ShrHoldr | | Voted | | For | | Against |
| TCW Artificial Intelligence Equity Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.1 | | Elect Lise J. Buyer | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.2 | | Elect Kathryn E. Falberg | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 1.3 | | Elect David Wells | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 5/26/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.1 | | Elect Steven W. Berglund | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.2 | | Elect James C. Dalton | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.3 | | Elect Borje Ekholm | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.4 | | Elect Ann Fandozzi | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.5 | | Elect Kaigham Gabriel | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.6 | | Elect Meaghan Lloyd | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.7 | | Elect Sandra MacQuillan | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.8 | | Elect Robert G. Painter | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| Fund Name | | Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Ballot
Issue
Number | | Proposal Text | | Proponent | | Ballot Status | | Vote Cast | | For/Against
Management |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.9 | | Elect Mark S. Peek | | Mgmt | | Voted | | Withhold | | Against |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.10 | | Elect Thomas W. Sweet | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 1.11 | | Elect Johan Wibergh | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 2 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Trimble Inc. | | TRMB | | 896239100 | | 5/25/2022 | | 3 | | Ratification of Auditor | | Mgmt | | Voted | | Against | | Against |
| TCW Artificial Intelligence Equity Fund | | ZoomInfo Technologies Inc. | | ZI | | 98980F104 | | 5/17/2022 | | 1 | | Elect Mark P. Mader | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ZoomInfo Technologies Inc. | | ZI | | 98980F104 | | 5/17/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ZoomInfo Technologies Inc. | | ZI | | 98980F104 | | 5/17/2022 | | 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Voted | | 1 Year | | For |
| TCW Artificial Intelligence Equity Fund | | ZoomInfo Technologies Inc. | | ZI | | 98980F104 | | 5/17/2022 | | 4 | | Amendment Regarding Classes of Common Stock | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | ZoomInfo Technologies Inc. | | ZI | | 98980F104 | | 5/17/2022 | | 5 | | Amendment to Remove Pass-Through Voting Provision | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Zscaler, Inc. | | ZS | | 98980G102 | | 1/5/2022 | | 1.1 | | Elect Karen Blasing | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Zscaler, Inc. | | ZS | | 98980G102 | | 1/5/2022 | | 1.2 | | Elect Charles H. Giancarlo | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Zscaler, Inc. | | ZS | | 98980G102 | | 1/5/2022 | | 1.3 | | Elect Eileen Naughton | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Zscaler, Inc. | | ZS | | 98980G102 | | 1/5/2022 | | 2 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| TCW Artificial Intelligence Equity Fund | | Zscaler, Inc. | | ZS | | 98980G102 | | 1/5/2022 | | 3 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
|
| TCW Funds, Inc. |
| | (Registrant) |
| |
| By: | | /s/ David B. Lippman |
| | David B. Lippman |
| | President and Chief Executive Officer |
| |
| | Date: August 26, 2022 |
