UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported):March 4, 2020
Qumu Corporation
(Exact name of Registrant as Specified in its Charter)
Minnesota
(State Or Other Jurisdiction Of Incorporation)
000-20728 | | 41-1577970 |
(Commission File Number) | | (I.R.S. Employer Identification No.) |
| | |
510 1st Avenue North, Suite 305 | | |
Minneapolis, MN | | 55403 |
(Address Of Principal Executive Offices) | | (Zip Code) |
(612) 638-9100
Registrant’s Telephone Number, Including Area Code
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[X] | Written communications pursuant to Rule 425 under the Securities Act |
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[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
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[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
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[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | | Trading Symbol | | Name of each exchange on which registered |
Common stock, par value $0.01 | | QUMU | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Items under Sections 1 and 3 through 8 are not applicable and are therefore omitted.
ITEM 2.02 | RESULTS OF OPERATIONS AND FINANCIAL CONDITION. |
On March 4, 2020, Qumu Corporation (the “Company”) issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2019, which is furnished as Exhibit 99.1 and is incorporated herein by reference. Also on March 4, 2020, Vern Hanzlik, the Company’s President and Chief Executive Officer, and David Ristow, the Company’s Chief Financial Officer, held a conference call relating to the fourth quarter and year end December 31, 2019 results. A script used by Messrs. Hanzlik and Ristow for the conference call is furnished as Exhibit 99.2 and is incorporated herein by reference
This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| QUMU CORPORATION |
| | |
| By: | /s/ David G. Ristow |
| | David G. Ristow |
| | Chief Financial Officer |
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Date: March 4, 2020 | | |