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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-07242
The Cutler Trust | |
Exact name of registrant as specified in charter) | |
225 Pictoria Drive, Suite 450 Cincinnati, Ohio | 45246 |
(Address of principal executive offices) | (Zip code) |
Wade R. Bridge Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 | |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (513) 587-3400
Date of fiscal year end: June 30
Date of reporting period: July 1, 2005 - June 30, 2006
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
[See General Instruction F]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
(Registrant) | The Cutler Trust | |
By (Signature and Title)* | /s/ Erich M. Patten | |
Erich M. Patten, President |
Date: August 15, 2006
EXHIBIT A
to | Ticker | CUSIP | Annual Meeting Date | Item | Voted Y/N | Type I/S* | Vote | With or Against Management |
7/1/05 - 6/30/06 | ||||||||
3M | MMM | 88579Y101 | 9-May-06 | Directors (4) | Y | I | For | With Management |
3M | MMM | 88579Y101 | 9-May-06 | Ratification of the appointment of PWC as indept. Auditor for 2006. | Y | I | For | With Management |
3M | MMM | 88579Y101 | 9-May-06 | Proposal to amend the certificate of incorporation to authorize the annual election of directors. | Y | I | For | With Management |
3M | MMM | 88579Y101 | 9-May-06 | Stockholder proposal regarding executive compensation. | Y | S | For | Against Management |
3M | MMM | 88579Y101 | 9-May-06 | Stockholder proposal regarding 3M's animal welfare policy. | Y | S | Against | With Management |
3M | MMM | 88579Y101 | 9-May-06 | Stockholder proposal regarding 3M's business operations in China. | Y | S | Against | With Management |
Alcoa Inc. | AA | 013817101 | 21-Apr-06 | Directors (3) | Y | I | For | With Management |
Alcoa Inc. | AA | 013817101 | 21-Apr-06 | Proposal to ratify the independent auditor. | Y | I | For | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | Directors (17) | Y | I | For | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | Approve appointment of independent auditors. | Y | I | For | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | Approve 2006 incentive plan. | Y | I | For | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | Approve amendment to restate certificate of incorporation. | Y | I | For | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal regarding a report on political contributions was defeated by a vote of 84.8 percent against to 15.2 percent in favor. | Y | S | Against | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal that would prohibit AT&T's chief executive officer from also serving as chairman of the board of AT&T was defeated by a vote of 66.7 percent against to 33.3 percent in favor. | Y | S | Against | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal requiring a special report on executive compensation was defeated by a vote of 88.1 percent against to 11.9 percent in favor. | Y | S | Against | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal requiring annual stockholder approval of director compensation was defeated by a vote of 89.1 percent against to 10.9 percent in favor. | Y | S | Against | With Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal to amend the bylaws to require stockholder approval of certain severance agreements was not put to a vote because no one was present at the meeting to present the proposal. | Y | S | For | Against Management |
AT&T | T | 00206R102 | 28-Apr-06 | A proposal calling for a majority vote on matters that come before AT&T stockholders was defeated by a vote of 72.2 percent against to 27.8 percent in favor. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Directors (16) | Y | I | For | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Ratify the selection of KPMG as Ind. Registered Accountant for 2006 | Y | I | For | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Proposal to amend article fourth of the restated certificate of incorp. | Y | I | For | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Proposal to amend article eight of the restated certificate of incorp. | Y | I | For | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Proposal to amend article ninth of the restated certificate of incorp. | Y | I | For | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting no future new stock option. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting a report on political contributions. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting a report on charitable contributions. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting the adoptation of a policy regarding performance-based equity compensation for senior executives. | Y | S | For | Against Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal regarding reimbursement of expenses. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting that the chairman of the board have no management duties, titles or responsibilities. | Y | S | Against | With Management |
Citigroup Inc. | C | 172967101 | 18-Apr-06 | Stockholder proposal requesting the recumbent of management bonuses in the event of a restatement of earnings. | Y | S | Against | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Directors (4) | Y | I | For | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Amend articles of incorporation. | Y | I | For | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Approve long-term incentive plan. | Y | I | For | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Approve short-term incentive plan. | Y | I | For | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Ratify auditors. | Y | I | For | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Declassify Board. | Y | S | For | Against Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Separate CEO & Chair | Y | S | Against | With Management |
Caterpillar Inc. | CAT | 149123101 | 14-Jun-06 | Majority vote standard. | Y | S | For | Against Management |
ChevronTexaco Corp | CVX | 166764100 | 26-Apr-06 | Directors (13) | Y | I | For | With Management |
ChevronTexaco Corp | CVX | 166764100 | 26-Apr-06 | Ratification of independent reg. public accounting firm. | Y | I | For | With Management |
ChevronTexaco Corp | CVX | 177674100 | 26-Apr-06 | Amend company by-laws to include proponent reimbursement. | Y | S | Against | With Management |
ChevronTexaco Corp | CVX | 177674100 | 26-Apr-06 | Report on oil & gas drilling in protected areas. | Y | S | Against | With Management |
ChevronTexaco Corp | CVX | 17767410 | 26-Apr-06 | Report on political contributions. | Y | S | Against | With Management |
ChevronTexaco Corp | CVX | 17767410 | 26-Apr-06 | Adopt an animal welfare policy. | Y | S | Against | With Management |
ChevronTexaco Corp | CVX | 17767410 | 26-Apr-06 | Report on human rights. | Y | S | Against | With Management |
ChevronTexaco Corp | CVX | 17767410 | 26-Apr-06 | Report on Ecuador. | Y | S | Against | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Directors (6) | Y | I | For | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Ratification of the appointment of E&Y as independent registered public accounting firm for 2006. | Y | I | For | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Drilling in sensitive areas. | Y | S | Against | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Director election vote standard. | Y | S | Against | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Shareholder approval of future extraordinary retirement benefits for senior executives. | Y | S | Against | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Enviromental accountability to communities. | Y | S | Against | With Management |
ConocoPhillips | COP | 20825C104 | 10-May-06 | Equitable compensation of non-employee directors. | Y | S | Against | With Management |
Dow Chemical Co. | DOW | 260543103 | 11-May-06 | Ratification of the appointment of the independent registered public accounting firm. | Y | I | For | With Management |
Dow Chemical Co. | DOW | 260543103 | 11-May-06 | Stockholder proposal on BHOPAL. | Y | S | Against | With Management |
Dow Chemical Co. | DOW | 260543103 | 11-May-06 | Stockholder proposal on genetically engineered seed. | Y | S | Against | With Management |
Dow Chemical Co. | DOW | 260543103 | 11-May-06 | Stockholder proposal on chemicals with links to respiratory problems. | Y | S | Against | With Management |
Dow Chemical Co. | DOW | 260543103 | 11-May-06 | Stockholder proposal on security of chemical facilities. | Y | S | Against | With Management |
Emerson Electric Co. | EMR | 291011104 | 7-Feb-06 | Directors (17) | Y | I | For | With Management |
Emerson Electric Co. | EMR | 291011104 | 7-Feb-06 | Approve the Emerson Electric Co. Inceitve Shares Plan. | Y | I | For | With Management |
Emerson Electric Co. | EMR | 291011104 | 7-Feb-06 | Ratification of independent registered public accounting firm. | Y | I | For | With Management |
Emerson Electric Co. | EMR | 291011104 | 7-Feb-06 | Stockholder proposal on severance agreements described in the proxy statement. | Y | S | Against | With Management |
Emerson Electric Co. | EMR | 291011104 | 7-Feb-06 | To transact such other and further business, if any, as lawfully may be brought before the meeting. | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Election of directors | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Approval of share issuance | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Approval of restated articles of incorporation | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Ratification of independent auditors | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Approval of 2006 long term incentive plan | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Approval of Exelon employee stock purchase plan | Y | I | For | With Management |
Exelon Corporation | EXC | 30161n101 | 22-Jul-05 | Approval to adjourn or postpone annual meeting | Y | I | For | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Directors (12) | Y | I | For | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Ratification of independent auditors. (p.32) | Y | I | For | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Cumulative voting. (p.34) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Majority vote. (p.35) | Y | S | For | Against Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Industry experience. (p.37) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Director qualifications. (p.38) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Director compensation. (p.40) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Board chairman and CEO (p.41) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Executive compensation report. (p.43) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Executive compensation criteria. (p.45) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Political contributions. (p.47) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Corporate sponsorships report. (p.49) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Amendment of EEO policy (p.50) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Biodiversity impact report (p.53) | Y | S | Against | With Management |
Exxon Mobil Corp | XOM | 30231G102 | 31-May-06 | Community Environmental impact (p.53) | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Directors (15) | Y | I | For | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Ratification of selection of independent auditor. | Y | I | For | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Cumulative voting. | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Curb over-extended directors. | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | One director from the ranks of retirees. | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Independent board chairman. | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Director election majority vote stand. | Y | S | Against | With Management |
General Electric Co. | GE | 369604103 | 26-Apr-06 | Report on global warming science. | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Directors (11) | Y | I | For | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Ratify appointment of KPMG | Y | I | For | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Committee report | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Employment diversity report | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Chairman & CEO | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Method of voting for directors. | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Retirement Benefits | Y | S | For | Against Management |
Home Depot | HD | 437076102 | 25-May-06 | Political contributions | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Governing documents | Y | S | Against | With Management |
Home Depot | HD | 437076102 | 25-May-06 | Political nonpartisanship | Y | S | Against | With Management |
Hewlett-Packard Company | HPQ | 428236103 | 15-Mar-06 | Directors (11) | Y | I | For | With Management |
Hewlett-Packard Company | HPQ | 428236103 | 15-Mar-06 | Proposal to ratify the appointment of indep. Reg. public acc. Till yr. end. | Y | I | For | With Management |
Hewlett-Packard Company | HPQ | 428236103 | 15-Mar-06 | Proposal to approve the HP company 2005, pay-for-results plan. | Y | I | For | With Management |
Hewlett-Packard Company | HPQ | 428236103 | 15-Mar-06 | Stockholder proposal entitled "director election majority vote std. proposal." | Y | S | Against | With Management |
Hewlett-Packard Company | HPQ | 428236103 | 15-Mar-06 | Stockholder proposal entitled "recoup unearned management bonuses." | Y | S | Against | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Directors (11) | Y | I | For | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Amendment of the second restated cert. of incorporation to repeal Article 10. | Y | I | For | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Amendment of the certificate of incorportation to repeal Article 7 and Article 12. | Y | I | For | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Ratification of the appointment of E&Y as our independent reg. public accounting firm for the current year. | Y | I | For | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Approval of the 2006 Equity Incentive Plan. | Y | I | For | With Management |
Intel Corporation | INTC | 458140100 | 17-May-06 | Approval of the 2006 Stock Purchas Plan. | Y | I | For | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Directors (14) | Y | I | For | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Appointment of indep. reg. public accounting firm. | Y | I | For | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Stock Options | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Performance based restricted stock | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Separate Chairman | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Sexual Orientation | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Special Shareholder Meetings | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Lobbying priorities report | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Political contributions report | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Poison Pill | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Cumulative voting | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Bonus recumbent | Y | S | Against | With Management |
J.P. Morgan Chase & Co. | JPM | 46625H100 | 16-May-06 | Overcommitted directors | Y | S | Against | With Management |
Johnson & Johnson | JNJ | 478160104 | 27-Apr-06 | Directors (13) | Y | I | For | With Management |
Johnson & Johnson | JNJ | 478160104 | 27-Apr-06 | Approval of amendments to the restated certificate of incorp. | Y | I | For | With Management |
Johnson & Johnson | JNJ | 478160104 | 27-Apr-06 | Ratification of PWC as independent accountant. | Y | I | For | With Management |
Johnson & Johnson | JNJ | 478160104 | 27-Apr-06 | Charitable contributions. | Y | S | Against | With Management |
Johnson & Johnson | JNJ | 478160104 | 27-Apr-06 | Majority voting requirements for director nominees. | Y | S | Against | With Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Directors (4) | Y | I | For | With Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Approval of auditors | Y | I | For | With Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Stockholder proposal regarding classified board. | Y | S | For | Against Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Stockholder proposal regarding adoption of global human rights standards based on international labor conventions. | Y | S | Against | With Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Stockholder proposal regarding majority voting. | Y | S | For | Against Management |
Kimberly-Clark Corp. | KMB | 494368103 | 27-Apr-06 | Stockholder proposal requesting a report on sustainable forestry practices. | Y | S | Against | With Management |
Lincoln National Corp. | LNC | 534187109 | 20-Mar-06 | Approve the issuance of shares of LNC common stock no par value, pursuant to the agreement and plan of merger dated as of Oct. 9, 2005. | Y | I | For | With Management |
Lincoln National Corp. | LNC | 534187109 | 20-Mar-06 | Approve the adjournment of the LNC special meeting of shareholders, if necessary to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting to approve item 1. | Y | I | For | With Management |
McDonalds Corp. | MCD | 580135101 | 25-May-06 | Directors (6) | Y | I | For | With Management |
McDonalds Corp. | MCD | 580135101 | 25-May-06 | Approval of the independent registered public accounting firm. | Y | I | For | With Management |
McDonalds Corp. | MCD | 580135101 | 25-May-06 | Approval of a shareholder proposal relating to shareholder approval of future severance agreements. | Y | S | Against | With Management |
McDonalds Corp. | MCD | 580135101 | 25-May-06 | Approval of a shareholder proposal relating to labeling of genetically engineered products. | Y | S | Against | With Management |
McGraw-Hill, Cos. Inc. | MHP | 580645109 | 26-Apr-06 | Directors (3) | Y | I | For | With Management |
McGraw-Hill, Cos. Inc. | MHP | 580645109 | 26-Apr-06 | Ratification of the appointment of independent registered public acc. Firm. | Y | I | For | With Management |
McGraw-Hill, Cos. Inc. | MHP | 580645109 | 26-Apr-06 | Shareholder proposal requesting annual election of each director. | Y | S | For | Against Management |
Merck & Company, Inc. | MRK | 589331107 | - | N | - | - | - | |
National Fuel Gas | NFG | 636180101 | 16-Feb-06 | Directors (3) | Y | I | For | With Management |
National Fuel Gas | NFG | 636180101 | 16-Feb-06 | Appointment of PWC as the company's independent reg. public accounting firm. | Y | I | For | With Management |
National Fuel Gas | NFG | 636180101 | 16-Feb-06 | Adoption of, if presented at the meeting, a shareholder proposal. | Y | I | For | With Management |
People's Energy Corp | PGL | 711030106 | 24-Feb-06 | Directors (11) | Y | I | For | With Management |
People's Energy Corp | PGL | 711030106 | 24-Feb-06 | Raftify thte appointment of D&T as independent public accountants. | Y | I | For | With Management |
Pepsico Inc. | PEP | 713448108 | 3-May-06 | Directors (14) | Y | I | For | With Management |
Pepsico Inc. | PEP | 713448108 | 3-May-06 | Approval of independent registered public accountants. | Y | I | For | With Management |
Pepsico Inc. | PEP | 713448108 | 3-May-06 | Shareholder proposal contributions. | Y | S | Against | With Management |
Pepsico Inc. | PEP | 713448108 | 3-May-06 | Shareholder proposal charitable contributions. | Y | S | Against | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Directors (13) | Y | I | For | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Ratify the appointment of KPMG as indep. Auditor for 2006. | Y | I | For | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Management proposal to amend the company's restated cert. of incorp. | Y | I | For | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Relating to term limits for directors. | Y | S | Against | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Requesting reporting on pharmaceutical price restraint. | Y | S | Against | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Cumulative voting. | Y | S | Against | With Management |
Pfizer Inc. | PFE | m | 27-Apr-06 | Requesting separation of roles of chairman. | Y | S | Against | With Management |
Pfizer Inc. | PFE | 717081103 | 27-Apr-06 | Requesting a report on political contribution. | Y | S | Against | With Management |
Pitney Bowes | PBI | 724479100 | 8-May-06 | Directors (4) | Y | I | For | With Management |
Pitney Bowes | PBI | 724479100 | 8-May-06 | Ratification of PWC as independent registered public accounting firm. | Y | I | For | With Management |
Pitney Bowes | PBI | 724479100 | 8-May-06 | Approval of amended and restated key employees' incentive plan. | Y | I | For | With Management |
Pitney Bowes | PBI | 724479100 | 8-May-06 | Approval of the Pitney Bowes 1998 U.K.S.A.Y.E. Stock option plan. | Y | I | For | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Election of directors | Y | I | For | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Ratify appointment of independent accounting firm | Y | I | For | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Approve amendment to articles of incorporation | Y | I | For | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Approve amendment to code of regulations | Y | I | For | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Compliance with animal testing | Y | S | Against | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Sell the company | Y | S | Against | With Management |
Procter & Gamble Co. | PG | 742718109 | 11-Oct-05 | Political contributions | Y | S | Against | With Management |
Procter & Gamble Co. | PG | 742718109 | 12-Jul-05 | Adopt agreement and plan of merger | N | Special Meeting | ||
Procter & Gamble Co. | PG | 742718109 | 12-Jul-05 | Proposal to adjourn special meeting to a later date or dates | N | Special Meeting | ||
Sysco | SYY | 871829107 | 11-Nov-05 | Election of Directors | Y | I | For | With Management |
Sysco | SYY | 871829107 | 11-Nov-05 | Approval of independent accounting firm | Y | I | For | With Management |
Sysco | SYY | 871829107 | 11-Nov-05 | Approval of 2005 incentive plan | Y | I | For | With Management |
Sysco | SYY | 871829107 | 11-Nov-05 | Payment of compensation of certain executive officers | Y | I | For | With Management |
Sysco | SYY | 871829107 | 11-Nov-05 | Approval of 2005 non employee directors stock plan | Y | I | For | With Management |
U.S. Bancorp | USB | 902973304 | 18-Apr-06 | Directors (3) | Y | I | For | With Management |
U.S. Bancorp | USB | 902973304 | 18-Apr-06 | Ratify selection of E&Y as independent auditor for 2006. | Y | I | For | With Management |
U.S. Bancorp | USB | 902973304 | 18-Apr-06 | Approval of the US Bank Corp. 2006 executive incentive plan. | Y | I | For | With Management |
U.S. Bancorp | USB | 902973304 | 18-Apr-06 | Shareholder proposal: declassification of the board of directors. | Y | S | For | Against Management |
U.S. Bancorp | USB | 902973304 | 18-Apr-06 | Shareholder Proposal: Annual approval of the compensation committee report. | Y | S | Against | With Management |
United Technologies Corp. | UTX | 913017109 | 12-Apr-06 | Election of directors | Y | I | For | With Management |
United Technologies Corp. | UTX | 913017109 | 12-Apr-06 | Appointment of Independent Auditors | Y | I | For | With Management |
United Technologies Corp. | UTX | 913017109 | 12-Apr-06 | Restate Cert. of Incorporation | Y | I | For | With Management |
United Technologies Corp. | UTX | 913017109 | 12-Apr-06 | Director Term Limits | Y | S | Against | With Management |
United Technologies Corp. | UTX | 913017109 | 12-Apr-06 | Foreign Military Sales | Y | S | Against | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Directors (13) | Y | I | For | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Ratification of indep. accountants. | Y | I | For | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding humane poultry slaughter. | Y | S | Against | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding a political contributions report. | Y | S | Against | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding a director election majority vote standard. | Y | S | For | Against Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding a sustainability report. | Y | S | Against | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding a compensation disparity. | Y | S | Against | With Management |
Wal-Mart | WMT | 931142103 | 2-Jun-06 | Shareholder proposal regarding an equity compensation glass ceiling report. | Y | S | Against | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Directors (6) | Y | I | For | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Ratify the selection of D&T as independent Public Acc. For 2006 | Y | I | For | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Approve the Wash. Mutual amended and restated '03 equity incentive plan. | Y | I | For | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Approve the Wash. Mutual executive incentive compensation plan. | Y | I | For | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Approve the company proposal to amend the Wash. Mutual articles of Inc. to declassify the board of directors and establish annual elections for all directors commencing with the 2007 annual meeting. | Y | I | For | With Management |
Washington Mutual Inc. | WM | 939322103 | 18-Apr-06 | Shareholder proposal relating to disclosure of the company's political cont. | Y | S | Against | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Directors (14) | Y | I | For | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Proposal to ratify appointment of KPMG as independent auditor. | Y | I | For | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Director by election by-law | Y | S | Against | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Separation of board char & CEO. | Y | S | Against | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Director Compensation | Y | S | Against | With Management |
Wells Fargo & Co. | WFC | 949746101 | 25-Apr-06 | Report on Home Mortgage Disc. Act (HMDA) Data | Y | S | Against | With Management |
* I = Issuer; S = Shareholder |