Exhibit 1.01
Conflict Minerals Report of SL Industries, Inc.
This Conflict Minerals Report of SL Industries, Inc., a Delaware corporation, together with its wholly-owned subsidiaries (“SL Industries”), for calendar year 2014 is presented to comply with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Section 1502”) and Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Unless the context requires otherwise, the terms the “Company,” “we,” “us,” and “our” mean SL Industries and its wholly-owned subsidiaries. Section 1502 and Rule 13p-1 require that SL Industries perform certain procedures and disclose information about the use and origin of conflict minerals if these minerals are deemed to be necessary to the functionality or production of a product manufactured by SL Industries, or contracted to be manufactured for SL Industries. The minerals covered by these rules are commonly referred to as “conflict minerals” and include tin, tantalum, tungsten and gold (collectively “3TG”).
SL Industries, Inc., through its subsidiaries, designs, manufactures and markets power electronics, motion control, power protection, and power quality electromagnetic equipment that are used in a variety of medical, commercial and military aerospace, computer, datacom, industrial, and telecom applications. Its products are generally incorporated into larger systems to improve operating performance, safety, reliability and efficiency. The Company’s products are largely sold to Original Equipment Manufacturers (“OEMs”) and, to a lesser extent, to commercial distributors.
The Company currently operates under three business segments: SL Power Electronics Corp. (“SLPE”), the High Power Group, and SL Montevideo Technology, Inc. (“SL-MTI”). TEAL Electronics Corp. (“TEAL”) and MTE Corporation (“MTE”) are combined into one business segment, which is reported as the High Power Group. On November 17, 2014, the Company entered into a stock purchase agreement to sell all of the outstanding equity interests of its RFL Electronics Inc. (“RFL”) segment. The closing of the sale occurred on November 17, 2014.
SLPE designs, manufactures and markets high-reliability power conversion products in internal and external footprints. The Company’s power supplies provide a reliable and safe power source for the customer’s specific equipment needs. SLPE, which sells products under three brand names (SL Power Electronics, Condor and Ault), is a major supplier to the OEMs of medical, industrial/instrumentation, LED, and information technology equipment.
HIGH POWER GROUP sells products under two brand names: TEAL and MTE. TEAL designs and manufactures power quality products that include noise suppression isolation transformers, power conditioned distribution systems, voltage regulators, and high level integrated cabinets with preinstalled prewired power quality and distribution components. TEAL primarily sells to OEMs of medical imaging, medical treatment, military aerospace, semiconductor, solar, and advanced simulation systems. MTE designs and manufactures power quality solutions used to protect electrical equipment, bring harmonics into compliance, and improve the efficiency of variable speed motor drive systems. MTE’s standard product lines include: harmonic filters, three-phase AC reactors, DC link chokes, and motor protection filters. TEAL and MTE also design and build customer specific and custom products for special applications. These products are typically used in industrial plants, renewable energy facilities, and commercial buildings.
SL-MTI designs and manufactures high power density precision motors that are used in numerous mission critical applications, including military and commercial aerospace, oil and gas, medical, and industrial products.
RFL designs and manufactures communication and power protection products/systems that are used to protect electric utility transmission lines and apparatus by isolating faulty transmission lines from a transmission grid. On November 17, 2014, the Company sold all of the issued and outstanding capital stock of RFL.
Description of SL Industries’ Reasonable Country of Origin Inquiry
In accordance with Section 1502, SL Industries has performed a ‘reasonable country of origin inquiry’ (“RCOI”) on minerals that were in our supply chain during 2014 to determine whether these minerals were sourced from the Democratic Republic of the Congo (“DRC”) or adjoining countries (“the Covered Countries”) or come from recycled or scrap sources. As a result of the RCOI process, SL Industries has concluded in good faith that during 2014:
• | SL Industries has manufactured and contracted to manufacture products to which 3TG are necessary to the functionality or production of such products and; |
• | SL Industries was not able to conclude the source of raw materials for all products the Company manufactures or contracts to be manufactured. |
Due Diligence
SL Industries designed its due diligence measures to conform in all material respects with the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas (“OECD Framework”).
SL Industries’ due diligence measures were based on the OECD Framework and extensive communications with its suppliers. SL Industries, as a purchaser, is many steps removed from the mining of the conflict minerals and does not purchase raw ore or unrefined conflict minerals. The Company focused its efforts for the second reporting year on continuing to build conflict mineral awareness with its suppliers and contract manufacturers, assessing the transparency of its supply chain, and identifying the smelters/refiners in its supply chain.
In year two, SL Industries continued its established system of internal controls to identify and trace conflict minerals usage within its supply chain. A summary of SL Industries’ activities, which are in line with the OECD Framework, are outlined below.
Step 1: Establish a company management system
• | SL Industries maintains a conflict minerals policy that reflects the Company’s desire to achieve a DRC conflict free determination over time. SL Industries has established a governance model to oversee the implementation and ongoing management of a conflict minerals compliance including a Steering Committee to solicit the participation of leadership from the various SL Industries business units and a conflict minerals Core Team responsible for maintaining the conflict minerals policy, the annual project plan, communication strategy, awareness training, project status report, and standard retention policy. |
• | SL Industries has an annual process to evaluate parts and suppliers in the supply chain for potential conflict minerals risk. In alignment with the OECD guidelines, SL Industries’ subsidiaries conduct a risk rated analysis of products, parts, and suppliers. Additionally, supplier agreements require suppliers to provide information on their use and source of conflict minerals. |
• | SL Industries has communicated its policy regarding conflict minerals to all suppliers and provides annual conflict minerals training. |
• | SL Industries has provided a feedback mechanism on its website athttp://sli.irpage.net/c-minerals.php, which is available to all interested parties to provide information or voice their concerns regarding the company’s sourcing and use of conflict minerals in its products. |
Step 2: Identify and assess risks in the supply chain
• | On an annual basis, SL Industries performs due diligence in the identification of the parts within each of our active bills of materials (“BOMs”) that are known or are likely to contain conflict minerals using risk based approach. |
• | SL Industries requires suppliers to complete a survey at the supplier and part level utilizing the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (CMRT). |
• | SL Industries reviews survey responses received from suppliers for completeness and follows-up with any supplier that has not completed the survey through an outreach program. |
• | SL Industries reviews survey responses received from suppliers and validates them for completeness and sufficiency. |
• | SL Industries reviews aggregated supplier survey responses and reports key RCOI metrics as part of an internal bi-monthly conflict minerals reporting process. |
• | SL Industries conducts a review of summary smelter information to determine if the smelter is certified as conflict free or if supporting information presents a “red flag” as defined by the OECD Guidance. |
Step 3: Design and implement a strategy to respond to identified risks
• | SL Industries reviews supplier responses to the RCOI, any risks identified are evaluated, and opportunities to mitigate risk are identified. |
• | Conflict mineral reporting requirements have been integrated into SL Industries’ broader internal control procedures. |
• | SL Industries has established the capability to routinely obtain, maintain, and retrieve the key data required to demonstrate reasonable efforts for compliance. Additional fact finding, risk assessments, and changes in circumstances will take place as part of SL Industries’ annual review of the conflict minerals compliance program. |
Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices
• | In accordance with the OECD guidance, SL Industries participates in industry driven programs and supports independent third-party audits of the smelter/refiner’s due diligence by independent industry associations who perform these audits. Given the nature of SL Industries’ business, our position within the supply chain, the associated cost, as well as the current lack of transparency in the supply chain, SL Industries is not in a position to audit smelters/refiners. |
Step 5: Report annually on supply chain due diligence
• | SL Industries performs due diligence on our conflict minerals supply chain annually, and maintains a process to summarize, review, and approve compliance results, completion of the Form Specialized Disclosure and the Conflict Minerals Report and timely file this report with the SEC. |
Risk Mitigation and Future Due Diligence Measures
SL Industries will continue to improve its due diligence efforts through increasingly focused effort including (but not limited to):
• | Continue to require suppliers to identify the 3TG contained in the products they supply and when requested on an annual basis, provide current, accurate and complete information on the smelter and refiners used in the manufacture of parts supplied to SL Industries. |
• | Direct the reasonable country of inquiry for parts purchased from third party distributors to the manufacturer of parts when able. |
• | Continue to work with suppliers in the SL Industries’ supply chain to provide the required information and identify new supply chain partners to improve and refine the country of origin information collected. |
Determination
Based on the information provided by SL Industries’ suppliers utilized through December 31, 2014, SL Industries believes that the facilities that may have been used to process 3TG’s in SL Industries’ product include the smelters and refiners listed in Appendix 1 of this report. The supplier responses included Conflict Free, Known and Unknown smelters, but based on the absence of reliable information on the Unknown smelters, only the Conflict Free and Known smelters are included.
Based on these due diligence efforts and the absence of full supply chain visibility throughout the supply base, SL Industries is unable to determine the source of origin of the conflict minerals and does not have sufficient information to conclusively determine the countries of origin of 3TG’s contained in SL Industries’ products.
SL Industries received the following results from its RCOI for all subsidiaries, including RFL:
Initial Assessment and Survey:
Suppliers in scope of conflict minerals requirements: 465
Suppliers surveyed: 465
Supplier Responses: 243 (52%)
No conflict minerals in materials provided to SL Industries: 51 (21%)
Conflict minerals identified as Conflict Free: 27 (11%)
Conflict minerals source is unknown: 165 (68%)
Appendix 1: Smelter List
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID000019 | Gold | Aida Chemical Industries Co. Ltd. | JAPAN | Known | ||||
CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Conflict Free | ||||
CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Known | ||||
CID000058 | Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL | Conflict Free | ||||
CID000077 | Gold | Argor-Heraeus SA | SWITZERLAND | Conflict Free | ||||
CID000082 | Gold | Asahi Pretec Corporation | JAPAN | Conflict Free | ||||
CID000090 | Gold | Asaka Riken Co Ltd | JAPAN | Known | ||||
CID000103 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Conflict Free | ||||
CID000113 | Gold | Aurubis AG | GERMANY | Conflict Free | ||||
CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Known | ||||
CID000141 | Gold | Bauer Walser AG | GERMANY | Known | ||||
CID000157 | Gold | Boliden AB | SWEDEN | Conflict Free | ||||
CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY | Conflict Free | ||||
CID000180 | Gold | Caridad | MEXICO | Known | ||||
CID000185 | Gold | CCR Refinery – Glencore Canada Corporation | CANADA | Conflict Free | ||||
CID000189 | Gold | Cendres + Métaux SA | SWITZERLAND | Known | ||||
CID000233 | Gold | Chimet S.p.A. | ITALY | Conflict Free | ||||
CID000242 | Gold | China National Gold Group Corporation | CHINA | Known | ||||
CID000264 | Gold | Chugai Mining | JAPAN | Known | ||||
CID000288 | Gold | Colt Refining | UNITED STATES | Known | ||||
CID000328 | Gold | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF | Known | ||||
CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Known | ||||
CID000359 | Gold | Do Sung Corporation | KOREA, REPUBLIC OF | Known | ||||
CID000362 | Gold | Doduco | GERMANY | Known | ||||
CID000401 | Gold | Dowa | JAPAN | Conflict Free | ||||
CID000425 | Gold | Eco-System Recycling Co., Ltd. | JAPAN | Conflict Free | ||||
CID000493 | Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | Known | ||||
CID000522 | Gold | Gansu Seemine Material Hi-Tech Co Ltd | CHINA | Known | ||||
CID002312 | Gold | Guangdong Jinding Gold Limited | CHINA | Known | ||||
CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Known | ||||
CID000694 | Gold | Heimerle + Meule GmbH | GERMANY | Conflict Free | ||||
CID000707 | Gold | Heraeus Ltd. Hong Kong | HONG KONG | Conflict Free | ||||
CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Conflict Free | ||||
CID000767 | Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | Known | ||||
CID000778 | Gold | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF | Known | ||||
CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | Known | ||||
CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Conflict Free |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID000814 | Gold | Istanbul Gold Refinery | TURKEY | Conflict Free | ||||
CID000823 | Gold | Japan Mint | JAPAN | Conflict Free | ||||
CID000855 | Gold | Jiangxi Copper Company Limited | CHINA | Known | ||||
CID000920 | Gold | Johnson Matthey Inc | UNITED STATES | Conflict Free | ||||
CID000924 | Gold | Johnson Matthey Ltd | CANADA | Conflict Free | ||||
CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Conflict Free | ||||
CID000929 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Known | ||||
CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Conflict Free | ||||
CID000957 | Gold | Kazzinc Ltd | KAZAKHSTAN | Conflict Free | ||||
CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES | Conflict Free | ||||
CID000981 | Gold | Kojima Chemicals Co., Ltd | JAPAN | Conflict Free | ||||
CID000988 | Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF | Known | ||||
CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Known | ||||
CID001032 | Gold | L’azurde Company For Jewelry | SAUDI ARABIA | Conflict Free | ||||
CID001056 | Gold | Lingbao Gold Company Limited | CHINA | Known | ||||
CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CHINA | Known | ||||
CID001078 | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Conflict Free | ||||
CID001093 | Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | CHINA | Known | ||||
CID001113 | Gold | Materion | UNITED STATES | Conflict Free | ||||
CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Conflict Free | ||||
CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | Conflict Free | ||||
CID001152 | Gold | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE | Conflict Free | ||||
CID001153 | Gold | Metalor Technologies SA | SWITZERLAND | Conflict Free | ||||
CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES | Conflict Free | ||||
CID001161 | Gold | Met-Mex Peñoles, S.A. | MEXICO | Conflict Free | ||||
CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN | Conflict Free | ||||
CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Conflict Free | ||||
CID001204 | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Known | ||||
CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | Conflict Free | ||||
CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Known | ||||
CID001259 | Gold | Nihon Material Co. LTD | JAPAN | Conflict Free | ||||
CID001322 | Gold | Ohio Precious Metals, LLC | UNITED STATES | Conflict Free | ||||
CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN | Conflict Free | ||||
CID001326 | Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | Conflict Free | ||||
CID001328 | Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | Known | ||||
CID001352 | Gold | PAMP SA | SWITZERLAND | Conflict Free | ||||
CID001362 | Gold | Penglai Penggang Gold Industry Co Ltd | CHINA | Known |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Known | ||||
CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Conflict Free | ||||
CID001498 | Gold | PX Précinox SA | SWITZERLAND | Conflict Free | ||||
CID001512 | Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA | Conflict Free | ||||
CID001534 | Gold | Royal Canadian Mint | CANADA | Conflict Free | ||||
CID001546 | Gold | Sabin Metal Corp. | UNITED STATES | Known | ||||
CID001555 | Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Known | ||||
CID001562 | Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | Known | ||||
CID001573 | Gold | Schone Edelmetaal | NETHERLANDS | Conflict Free | ||||
CID001585 | Gold | SEMPSA Joyería Platería SA | SPAIN | Conflict Free | ||||
CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | Conflict Free | ||||
CID001754 | Gold | So Accurate Group, Inc. | UNITED STATES | Known | ||||
CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Known | ||||
CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN | Conflict Free | ||||
CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Conflict Free | ||||
CID001875 | Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Conflict Free | ||||
CID001909 | Gold | The Great Wall Gold and Silver Refinery of China | CHINA | Known | ||||
CID001916 | Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA | Conflict Free | ||||
CID001938 | Gold | Tokuriki Honten Co., Ltd | JAPAN | Conflict Free | ||||
CID001947 | Gold | Tongling nonferrous Metals Group Co.,Ltd | CHINA | Known | ||||
CID001955 | Gold | Torecom | KOREA, REPUBLIC OF | Known | ||||
CID001977 | Gold | Umicore Brasil Ltda | BRAZIL | Conflict Free | ||||
CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND | Conflict Free | ||||
CID001980 | Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | Conflict Free | ||||
CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES | Conflict Free | ||||
CID002003 | Gold | Valcambi SA | SWITZERLAND | Conflict Free | ||||
CID002030 | Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Conflict Free | ||||
CID002100 | Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | Known | ||||
CID002129 | Gold | Yokohama Metal Co Ltd | JAPAN | Known | ||||
CID000197 | Gold | Yunnan Copper Industry Co Ltd | CHINA | Known | ||||
CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Known | ||||
CID002243 | Gold | Zijin Mining Group Co. Ltd | CHINA | Known | ||||
CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Conflict Free | ||||
CID000291 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Conflict Free | ||||
CID000410 | Tantalum | Duoluoshan | CHINA | Conflict Free | ||||
CID000456 | Tantalum | Exotech Inc. | UNITED STATES | Conflict Free | ||||
CID000460 | Tantalum | F&X Electro-Materials Ltd. | CHINA | Conflict Free | ||||
CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN | Conflict Free | ||||
CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES | Conflict Free |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Conflict Free | ||||
CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND | Conflict Free | ||||
CID002545 | Tantalum | H.C. Starck GmbH Goslar | GERMANY | Conflict Free | ||||
CID002546 | Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | Conflict Free | ||||
CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Conflict Free | ||||
CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES | Conflict Free | ||||
CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN | Conflict Free | ||||
CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Conflict Free | ||||
CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Conflict Free | ||||
CID000731 | Tantalum | Hi-Temp | UNITED STATES | Conflict Free | ||||
CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Conflict Free | ||||
CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Conflict Free | ||||
CID002539 | Tantalum | KEMET Blue Metals | MEXICO | Conflict Free | ||||
CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES | Conflict Free | ||||
CID000973 | Tantalum | King-Tan Tantalum Industry Ltd | CHINA | Conflict Free | ||||
CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL | Conflict Free | ||||
CID001163 | Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA | Conflict Free | ||||
CID001175 | Tantalum | Mineração Taboca S.A. | BRAZIL | Conflict Free | ||||
CID001192 | Tantalum | Mitsui Mining & Smelting | JAPAN | Conflict Free | ||||
CID001200 | Tantalum | Molycorp Silmet A.S. | ESTONIA | Conflict Free | ||||
CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Conflict Free | ||||
CID002540 | Tantalum | Plansee SE Liezen | AUSTRIA | Conflict Free | ||||
CID002556 | Tantalum | Plansee SE Reutte | AUSTRIA | Conflict Free | ||||
CID001508 | Tantalum | QuantumClean | UNITED STATES | Conflict Free | ||||
CID001522 | Tantalum | RFH Tantalum Smeltry Co., Ltd | CHINA | Conflict Free | ||||
CID001634 | Tantalum | Shanghai Jiangxi Metals Co. Ltd | CHINA | Known | ||||
CID001769 | Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Conflict Free | ||||
CID001869 | Tantalum | Taki Chemicals | JAPAN | Conflict Free | ||||
CID001891 | Tantalum | Telex | UNITED STATES | Conflict Free | ||||
CID001969 | Tantalum | Ulba | KAZAKHSTAN | Conflict Free | ||||
CID002307 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CHINA | Known | ||||
CID002232 | Tantalum | Zhuzhou Cement Carbide | CHINA | Conflict Free | ||||
CID000292 | Tin | Alpha | UNITED STATES | Conflict Free | ||||
CID000244 | Tin | China Rare Metal Materials Company | CHINA | Known | ||||
CID001070 | Tin | China Tin Group Co., Ltd. | CHINA | Known | ||||
CID000278 | Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | Known | ||||
CID000295 | Tin | Cooper Santa | BRAZIL | Known | ||||
CID000306 | Tin | CV Gita Pesona | INDONESIA | Known | ||||
CID000307 | Tin | CV JusTindo | INDONESIA | Known |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID000308 | Tin | CV Makmur Jaya | INDONESIA | Known | ||||
CID000309 | Tin | CV Nurjanah | INDONESIA | Known | ||||
CID000313 | Tin | CV Serumpun Sebalai | INDONESIA | Known | ||||
CID000315 | Tin | CV United Smelting | INDONESIA | Conflict Free | ||||
CID000402 | Tin | Dowa | JAPAN | Conflict Free | ||||
CID000438 | Tin | EM Vinto | BOLIVIA | Conflict Free | ||||
CID000448 | Tin | Estanho de Rondônia S.A. | BRAZIL | Known | ||||
CID000468 | Tin | Fenix Metals | POLAND | Known | ||||
CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Known | ||||
CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA | Conflict Free | ||||
CID000555 | Tin | Gejiu Zi-Li | CHINA | Known | ||||
CID000760 | Tin | Huichang Jinshunda Tin Co. Ltd | CHINA | Known | ||||
CID000864 | Tin | Jiangxi Nanshan | CHINA | Known | ||||
CID001063 | Tin | Linwu Xianggui Smelter Co | CHINA | Known | ||||
CID002468 | Tin | Magnu’s Minerais Metais e Ligas LTDA | BRAZIL | Conflict Free | ||||
CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Conflict Free | ||||
CID002500 | Tin | Melt Metais e Ligas S/A | BRAZIL | Conflict Free | ||||
CID001143 | Tin | Metallo Chimique | BELGIUM | Conflict Free | ||||
CID001173 | Tin | Mineração Taboca S.A. | BRAZIL | Conflict Free | ||||
CID001182 | Tin | Minsur | PERU | Conflict Free | ||||
CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN | Conflict Free | ||||
CID001305 | Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | Known | ||||
CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Known | ||||
CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Known | ||||
CID001337 | Tin | OMSA | BOLIVIA | Conflict Free | ||||
CID001393 | Tin | PT Alam Lestari Kencana | INDONESIA | Known | ||||
CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA | Known | ||||
CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Conflict Free | ||||
CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA | Conflict Free | ||||
CID001406 | Tin | PT Babel Surya Alam Lestari | INDONESIA | Known | ||||
CID001409 | Tin | PT Bangka Kudai Tin | INDONESIA | Known | ||||
CID001412 | Tin | PT Bangka Putra Karya | INDONESIA | Conflict Free | ||||
CID001416 | Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | Known | ||||
CID001419 | Tin | PT Bangka Tin Industry | INDONESIA | Conflict Free | ||||
CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA | Known | ||||
CID001424 | Tin | PT BilliTin Makmur Lestari | INDONESIA | Known | ||||
CID001428 | Tin | PT Bukit Timah | INDONESIA | Conflict Free | ||||
CID001434 | Tin | PT DS Jaya Abadi | INDONESIA | Conflict Free | ||||
CID001438 | Tin | PT Eunindo Usaha Mandiri | INDONESIA | Conflict Free |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID001442 | Tin | PT Fang Di MulTindo | INDONESIA | Known | ||||
CID001445 | Tin | PT HP Metals Indonesia | INDONESIA | Known | ||||
CID002530 | Tin | PT Inti Stania Prima | INDONESIA | Known | ||||
CID001448 | Tin | PT Karimun Mining | INDONESIA | Known | ||||
CID001449 | Tin | PT Koba Tin | INDONESIA | Known | ||||
CID001453 | Tin | PT Mitra Stania Prima | INDONESIA | Known | ||||
CID001457 | Tin | PT Panca Mega Persada | INDONESIA | Conflict Free | ||||
CID001486 | Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | Known | ||||
CID001458 | Tin | PT Prima Timah Utama | INDONESIA | Conflict Free | ||||
CID001460 | Tin | PT REFINED BANGKA TIN | INDONESIA | Conflict Free | ||||
CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA | Conflict Free | ||||
CID001466 | Tin | PT Seirama Tin investment | INDONESIA | Known | ||||
CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA | Conflict Free | ||||
CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA | Known | ||||
CID001477 | Tin | PT Tambang Timah | INDONESIA | Conflict Free | ||||
CID001482 | Tin | PT Timah (Persero), Tbk | INDONESIA | Conflict Free | ||||
CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA | Known | ||||
CID001493 | Tin | PT Tommy Utama | INDONESIA | Known | ||||
CID001494 | Tin | PT Yinchendo Mining Industry | INDONESIA | Known | ||||
CID001539 | Tin | Rui Da Hung | TAIWAN | Known | ||||
CID001758 | Tin | Soft Metais, Ltda. | BRAZIL | Known | ||||
CID001898 | Tin | Thaisarco | THAILAND | Conflict Free | ||||
CID002036 | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Conflict Free | ||||
CID002158 | Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CHINA | Known | ||||
CID002180 | Tin | Yunnan Tin Company, Ltd. | CHINA | Conflict Free | ||||
CID000004 | Tungsten | A.L.M.T. Corp. | JAPAN | Known | ||||
CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Known | ||||
CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Known | ||||
CID000345 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | Known | ||||
CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Known | ||||
CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Conflict Free | ||||
CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Conflict Free | ||||
CID000868 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | Known | ||||
CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Conflict Free | ||||
CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | Conflict Free | ||||
CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Known | ||||
CID002541 | Tungsten | H.C. Starck GmbH | GERMANY | Known | ||||
CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Known | ||||
CID000766 | Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | Known | ||||
CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Conflict Free |
Smelter ID | Smelter | Smelter Name | Smelter Country | Smelter Status | ||||
CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN | Conflict Free | ||||
CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Conflict Free | ||||
CID002313 | Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | Known | ||||
CID002493 | Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA | Known | ||||
CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Known | ||||
CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Known | ||||
CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Known | ||||
CID000966 | Tungsten | Kennametal Fallon | UNITED STATES | Known | ||||
CID000105 | Tungsten | Kennametal Huntsville | UNITED STATES | Known | ||||
CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Conflict Free | ||||
CID002543 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | Known | ||||
CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | Known | ||||
CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | VIET NAM | Conflict Free | ||||
CID002044 | Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | Known | ||||
CID002047 | Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | Known | ||||
CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Conflict Free | ||||
CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Conflict Free | ||||
CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Known |
Note: the above smelter list includes the results from the Company’s RCOI for all subsidiaries, including RFL.