Benjamin V. Mollozzi, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALIBABA GROUP HOLDING LIMITED |
| Security | 01609W102 | | | | Meeting Type | Annual |
| Ticker Symbol | BABA | | | | Meeting Date | 15-Jul-2019 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | Effect an increase in the number of
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's
Ordinary Shares. | Management | For | For | For | |
| 2.1 | Election of Director for a three year term:
DANIEL ZHANG | Management | For | For | For | |
| 2.2 | Election of Director for a three year term:
CHEE HWA TUNG | Management | For | For | For | |
| 2.3 | Election of Director for a three year term:
JERRY YANG | Management | For | For | For | |
| 2.4 | Election of Director for a three year term:
WAN LING MARTELLO | Management | For | For | For | |
| 3. | Ratify the appointment of
PricewaterhouseCoopers as the
independent registered public accounting
firm of the Company. | Management | For | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | | | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | | | Meeting Date | 18-Sep-2019 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | For | |
| 1B. | Election of Director: Michael Dornemann | Management | For | For | For | |
| 1C. | Election of Director: J Moses | Management | For | For | For | |
| 1D. | Election of Director: Michael Sheresky | Management | For | For | For | |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | For | |
| 1F. | Election of Director: Susan Tolson | Management | For | For | For | |
| 1G. | Election of Director: Paul Viera | Management | For | For | For | |
| 1H. | Election of Director: Roland Hernandez | Management | For | For | For | |
| 2. | Approval, on a non-binding advisory basis,
of the compensation of the Company's
"named executive officers" as disclosed in
the Proxy Statement. | Management | For | For | For | |
| 3. | Ratification of the appointment of Ernst &
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020. | Management | For | For | For | |
| L3HARRIS TECHNOLOGIES INC. |
| Security | 502431109 | | | | Meeting Type | Annual |
| Ticker Symbol | LHX | | | | Meeting Date | 25-Oct-2019 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For | |
| 1B. | Election of Director: William M. Brown | Management | For | For | For | |
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For | |
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For | |
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For | |
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For | |
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For | |
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For | |
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For | |
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For | |
| 1k. | Election of Director: Robert B. Millard | Management | For | For | For | |
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For | |
| 2. | Advisory Vote to Approve the
Compensation of Named Executive Officers
as Disclosed in the Proxy Statement. | Management | For | For | For | |
| 3. | Ratification of Appointment of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for the fiscal
transition period ending January 3, 2020. | Management | For | For | For | |
| VAIL RESORTS, INC. |
| Security | 91879Q109 | | | | Meeting Type | Annual |
| Ticker Symbol | MTN | | | | Meeting Date | 05-Dec-2019 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1a. | Election of Director: Susan L. Decker | Management | For | For | For | |
| 1b. | Election of Director: Robert A. Katz | Management | For | For | For | |
| 1c. | Election of Director: John T. Redmond | Management | For | For | For | |
| 1d. | Election of Director: Michele Romanow | Management | For | For | For | |
| 1e. | Election of Director: Hilary A. Schneider | Management | For | For | For | |
| 1f. | Election of Director: D. Bruce Sewell | Management | For | For | For | |
| 1g. | Election of Director: John F. Sorte | Management | For | For | For | |
| 1h. | Election of Director: Peter A. Vaughn | Management | For | For | For | |
| 2. | Ratify the selection of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2020. | Management | For | For | For | |
| 3. | Hold an advisory vote to approve executive
compensation. | Management | For | For | For | |
| PALO ALTO NETWORKS, INC. |
| Security | 697435105 | | | | Meeting Type | Annual |
| Ticker Symbol | PANW | | | | Meeting Date | 09-Dec-2019 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Class II Director: Asheem
Chandna | Management | Abstain | For | Against | |
| 1B. | Election of Class II Director: James J.
Goetz | Management | For | For | For | |
| 1C. | Election of Class II Director: Mark D.
McLaughlin | Management | Abstain | For | Against | |
| 2. | To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2020. | Management | For | For | For | |
| 3. | To approve, on an advisory basis, the
compensation of our named executive
officers. | Management | Against | For | Against | |
| SPOTIFY TECHNOLOGY S.A. |
| Security | L8681T102 | | | | Meeting Type | Special |
| Ticker Symbol | SPOT | | | | Meeting Date | 08-Jan-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | Elect Barry McCarthy as a member (B
Director) of the Board of Directors for the
period ending at the general meeting
approving the annual accounts for the
financial year ending on December 31,
2019. | Management | For | For | For | |
| APPLE INC. |
| Security | 037833100 | | | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | | | Meeting Date | 26-Feb-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: James Bell | Management | For | For | For | |
| 1B. | Election of Director: Tim Cook | Management | For | For | For | |
| 1C. | Election of Director: Al Gore | Management | For | For | For | |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For | |
| 1E. | Election of Director: Art Levinson | Management | For | For | For | |
| 1F. | Election of Director: Ron Sugar | Management | For | For | For | |
| 1G. | Election of Director: Sue Wagner | Management | For | For | For | |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for 2020 | Management | For | For | For | |
| 3. | Advisory vote to approve executive
compensation | Management | For | For | For | |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments" | Shareholder | Against | Against | For | |
| 5. | A shareholder proposal relating to
sustainability and executive compensation | Shareholder | Against | Against | For | |
| 6. | A shareholder proposal relating to policies
on freedom of expression | Shareholder | For | Against | Against | |
| THE WALT DISNEY COMPANY |
| Security | 254687106 | | | | Meeting Type | Annual |
| Ticker Symbol | DIS | | | | Meeting Date | 11-Mar-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | For | |
| 1B. | Election of Director: Mary T. Barra | Management | For | For | For | |
| 1C. | Election of Director: Safra A. Catz | Management | For | For | For | |
| 1D. | Election of Director: Francis A. deSouza | Management | For | For | For | |
| 1E. | Election of Director: Michael B.G. Froman | Management | For | For | For | |
| 1F. | Election of Director: Robert A. Iger | Management | For | For | For | |
| 1G. | Election of Director: Maria Elena
Lagomasino | Management | For | For | For | |
| 1H. | Election of Director: Mark G. Parker | Management | For | For | For | |
| 1I. | Election of Director: Derica W. Rice | Management | For | For | For | |
| 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's registered public accountants
for fiscal 2020. | Management | For | For | For | |
| 3. | To approve the advisory resolution on
executive compensation. | Management | Against | For | Against | |
| 4. | To approve an amendment to the
Company's Amended and Restated 2011
Stock Incentive Plan. | Management | For | For | For | |
| 5. | Shareholder proposal requesting an annual
report disclosing information regarding the
Company's lobbying policies and activities. | Shareholder | Against | Against | For | |
| STARBUCKS CORPORATION |
| Security | 855244109 | | | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | | | Meeting Date | 18-Mar-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | For | For | For | |
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | For | |
| 1C. | Election of Director: Andrew Campion | Management | For | For | For | |
| 1D. | Election of Director: Mary N. Dillon | Management | For | For | For | |
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For | |
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For | |
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For | |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For | |
| 1I. | Election of Director: Satya Nadella | Management | For | For | For | |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | |
| 1K. | Election of Director: Clara Shih | Management | For | For | For | |
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For | |
| 1M. | Election of Director: Myron E. Ullman, III | Management | For | For | For | |
| 2. | Advisory resolution to approve our
executive officer compensation | Management | Against | For | Against | |
| 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2020 | Management | For | For | For | |
| 4. | EEO Policy Risk Report | Shareholder | Against | Against | For | |
| CITIGROUP INC. |
| Security | 172967424 | | | | Meeting Type | Annual |
| Ticker Symbol | C | | | | Meeting Date | 21-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Michael L. Corbat | Management | For | For | For | |
| 1B. | Election of Director: Ellen M. Costello | Management | For | For | For | |
| 1C. | Election of Director: Grace E. Dailey | Management | For | For | For | |
| 1D. | Election of Director: Barbara J. Desoer | Management | For | For | For | |
| 1E. | Election of Director: John C. Dugan | Management | For | For | For | |
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | For | |
| 1G. | Election of Director: Peter B. Henry | Management | For | For | For | |
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | For | |
| 1I. | Election of Director: Lew W. (Jay) Jacobs,
IV | Management | For | For | For | |
| 1J. | Election of Director: Renée J. James | Management | For | For | For | |
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | For | |
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | For | |
| 1M. | Election of Director: James S. Turley | Management | For | For | For | |
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | For | |
| 1O. | Election of Director: Alexander R.
Wynaendts | Management | Against | For | Against | |
| 1P. | Election of Director: Ernesto Zedillo Ponce
de Leon | Management | For | For | For | |
| 2. | Proposal to ratify the selection of KPMG
LLP as Citi's independent registered public
accounting firm for 2020. | Management | For | For | For | |
| 3. | Advisory vote to approve Citi's 2019
Executive Compensation. | Management | For | For | For | |
| 4. | Approval of Additional Authorized Shares
Under the Citigroup 2019 Stock Incentive
Plan. | Management | For | For | For | |
| 5. | Stockholder proposal requesting an
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit. | Shareholder | Against | Against | For | |
| 6. | Stockholder proposal requesting that the
Board review Citi's governance documents
and make recommendations to
shareholders on how the "Purpose of a
Corporation" signed by Citi's CEO can be
fully implemented. | Shareholder | Against | Against | For | |
| 7. | Stockholder proposal requesting a report
disclosing information regarding Citi's
lobbying policies and activities. | Shareholder | Against | Against | For | |
| THE SHERWIN-WILLIAMS COMPANY |
| Security | 824348106 | | | | Meeting Type | Annual |
| Ticker Symbol | SHW | | | | Meeting Date | 22-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: K.B. Anderson | Management | For | For | For | |
| 1B. | Election of Director: A.F. Anton | Management | For | For | For | |
| 1C. | Election of Director: J.M. Fettig | Management | For | For | For | |
| 1D. | Election of Director: R.J. Kramer | Management | For | For | For | |
| 1E. | Election of Director: S.J. Kropf | Management | For | For | For | |
| 1F. | Election of Director: J.G. Morikis | Management | For | For | For | |
| 1G. | Election of Director: C.A. Poon | Management | For | For | For | |
| 1H. | Election of Director: M.H. Thaman | Management | For | For | For | |
| 1I. | Election of Director: M. Thornton III | Management | For | For | For | |
| 1J. | Election of Director: S.H. Wunning | Management | For | For | For | |
| 2. | Advisory approval of the compensation of
the named executives. | Management | For | For | For | |
| 3. | Ratification of Ernst & Young LLP as our
independent registered public accounting
firm for 2020. | Management | For | For | For | |
| SPOTIFY TECHNOLOGY S.A. |
| Security | L8681T102 | | | | Meeting Type | Annual |
| Ticker Symbol | SPOT | | | | Meeting Date | 22-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | Approve the Company's annual accounts
for the financial year ended December 31,
2019 and the Company's consolidated
financial statements for the financial year
ended December 31, 2019. | Management | For | For | For | |
| 2. | Approve allocation of the Company's annual
results for the financial year ended
December 31, 2019. | Management | For | For | For | |
| 3. | Grant discharge of the liability of the
members of the Board of Directors for, and
in connection with, the financial year ended
December 31, 2019. | Management | For | For | For | |
| 4A. | Appoint a member of the Board of
Directors: Mr. Daniel Ek (A Director) | Management | For | For | For | |
| 4B. | Appoint a member of the Board of
Directors: Mr. Martin Lorentzon (A Director) | Management | For | For | For | |
| 4C. | Appoint a member of the Board of
Directors: Mr. Shishir Samir Mehrotra (A
Director) | Management | For | For | For | |
| 4D. | Appoint a member of the Board of
Directors: Mr. Christopher Marshall (B
Director) | Management | For | For | For | |
| 4E. | Appoint a member of the Board of
Directors: Mr. Barry McCarthy (B Director) | Management | For | For | For | |
| 4F. | Appoint a member of the Board of
Directors: Ms. Heidi O'Neill (B Director) | Management | For | For | For | |
| 4G. | Appoint a member of the Board of
Directors: Mr. Ted Sarandos (B Director) | Management | For | For | For | |
| 4H. | Appoint a member of the Board of
Directors: Mr. Thomas Owen Staggs (B
Director) | Management | For | For | For | |
| 4I. | Appoint a member of the Board of
Directors: Ms. Cristina Mayville Stenbeck (B
Director) | Management | For | For | For | |
| 4J. | Appoint a member of the Board of
Directors: Ms. Padmasree Warrior (B
Director) | Management | For | For | For | |
| 5. | Appoint Ernst & Young S.A. (Luxembourg)
as the independent auditor for the period
ending at the general meeting approving
the annual accounts for the financial year
ending on December 31, 2020. | Management | For | For | For | |
| 6. | Approve the directors' remuneration for the
year 2020. | Management | For | For | For | |
| 7. | Authorize and empower each of Mr. Guy
Harles and Mr. Alexandre Gobert to
execute and deliver, under their sole
signature, on behalf of the Company and
with full power of substitution, any
documents necessary or useful in
connection with the annual filing and
registration required by the Luxembourg
laws. | Management | For | For | For | |
| BANK OF AMERICA CORPORATION |
| Security | 060505104 | | | | Meeting Type | Annual |
| Ticker Symbol | BAC | | | | Meeting Date | 22-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | For | |
| 1B. | Election of Director: Susan S. Bies | Management | For | For | For | |
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For | |
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | |
| 1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | |
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | For | |
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | For | |
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | For | |
| 1I. | Election of Director: Thomas J. May | Management | For | For | For | |
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | For | |
| 1K. | Election of Director: Lionel L. Nowell III | Management | For | For | For | |
| 1L. | Election of Director: Denise L. Ramos | Management | For | For | For | |
| 1M. | Election of Director: Clayton S. Rose | Management | For | For | For | |
| 1N. | Election of Director: Michael D. White | Management | For | For | For | |
| 1O. | Election of Director: Thomas D. Woods | Management | For | For | For | |
| 1P. | Election of Director: R. David Yost | Management | For | For | For | |
| 1Q. | Election of Director: Maria T. Zuber | Management | For | For | For | |
| 2. | Approving Our Executive Compensation (an
Advisory, Non-binding "Say on Pay"
Resolution). | Management | For | For | For | |
| 3. | Ratifying the Appointment of Our
Independent Registered Public Accounting
Firm for 2020. | Management | For | For | For | |
| 4. | Make Shareholder Proxy Access More
Accessible. | Shareholder | Against | Against | For | |
| 5. | Adopt a New Shareholder Right - Written
Consent | Shareholder | Against | Against | For | |
| 6. | Report Concerning Gender/Racial Pay
Equity. | Shareholder | Against | Against | For | |
| 7. | Review of Statement of the Purpose of a
Corporation and Report on Recommended
Changes to Governance Documents,
Policies, and Practices. | Shareholder | Against | Against | For | |
| HUMANA INC. |
| Security | 444859102 | | | | Meeting Type | Annual |
| Ticker Symbol | HUM | | | | Meeting Date | 23-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Kurt J. Hilzinger | Management | For | For | For | |
| 1B. | Election of Director: Frank J. Bisignano | Management | For | For | For | |
| 1C. | Election of Director: Bruce D. Broussard | Management | For | For | For | |
| 1D. | Election of Director: Frank A. D'Amelio | Management | For | For | For | |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | |
| 1F. | Election of Director: Wayne A. I. Frederick,
M.D. | Management | For | For | For | |
| 1G. | Election of Director: John W. Garratt | Management | For | For | For | |
| 1H. | Election of Director: David A. Jones, Jr. | Management | For | For | For | |
| 1I. | Election of Director: Karen W. Katz | Management | For | For | For | |
| 1J. | Election of Director: William J. McDonald | Management | For | For | For | |
| 1K. | Election of Director: James J. O'Brien | Management | For | For | For | |
| 1L. | Election of Director: Marissa T. Peterson | Management | For | For | For | |
| 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm. | Management | For | For | For | |
| 3. | Non-binding advisory vote for the approval
of the compensation of the named
executive officers as disclosed in the 2020
proxy statement. | Management | For | For | For | |
| INTUITIVE SURGICAL, INC. |
| Security | 46120E602 | | | | Meeting Type | Annual |
| Ticker Symbol | ISRG | | | | Meeting Date | 23-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | For | |
| 1B. | Election of Director: Joseph C. Beery | Management | For | For | For | |
| 1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | For | |
| 1D. | Election of Director: Amal M. Johnson | Management | For | For | For | |
| 1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | For | |
| 1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | For | |
| 1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | For | |
| 1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | For | |
| 1I. | Election of Director: Jami Dover
Nachtsheim | Management | For | For | For | |
| 1J. | Election of Director: Mark J. Rubash | Management | For | For | For | |
| 2. | To approve, by advisory vote, the
compensation of the Company's Named
Executive Officers. | Management | For | For | For | |
| 3. | The ratification of appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020. | Management | For | For | For | |
| 4. | To approve the Company's Amended and
Restated 2010 Incentive Award Plan. | Management | For | For | For | |
| 5. | To approve the amendment of the
Certificate of Incorporation to adopt simple
majority voting provisions. | Management | For | For | For | |
| 6. | To approve the amendment of the
Certificate of Incorporation to permit
stockholders to call a special meeting. | Management | For | For | For | |
| LOCKHEED MARTIN CORPORATION |
| Security | 539830109 | | | | Meeting Type | Annual |
| Ticker Symbol | LMT | | | | Meeting Date | 23-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Daniel F. Akerson | Management | For | For | For | |
| 1B. | Election of Director: David B. Burritt | Management | For | For | For | |
| 1C. | Election of Director: Bruce A. Carlson | Management | For | For | For | |
| 1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | For | |
| 1E. | Election of Director: James O. Ellis, Jr. | Management | For | For | For | |
| 1F. | Election of Director: Thomas J. Falk | Management | For | For | For | |
| 1G. | Election of Director: Ilene S. Gordon | Management | For | For | For | |
| 1H. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |
| 1I. | Election of Director: Vicki A. Hollub | Management | For | For | For | |
| 1J. | Election of Director: Jeh C. Johnson | Management | For | For | For | |
| 1K. | Election of Director: Debra L. Reed-Klages | Management | For | For | For | |
| 1L. | Election of Director: James D. Taiclet, Jr. | Management | For | For | For | |
| 2. | Ratification of Appointment of Ernst &
Young LLP as Independent Auditors for
2020. | Management | For | For | For | |
| 3. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers (Say-on-Pay). | Management | For | For | For | |
| 4. | Management Proposal to Approve the
Lockheed Martin Corporation 2020
Incentive Performance Award Plan. | Management | For | For | For | |
| 5. | Stockholder Proposal to Adopt Stockholder
Action By Written Consent. | Shareholder | For | Against | Against | |
| L3HARRIS TECHNOLOGIES INC. |
| Security | 502431109 | | | | Meeting Type | Annual |
| Ticker Symbol | LHX | | | | Meeting Date | 24-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For | |
| 1B. | Election of Director: William M. Brown | Management | For | For | For | |
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For | |
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For | |
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For | |
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For | |
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For | |
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For | |
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For | |
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For | |
| 1K. | Election of Director: Robert B. Millard | Management | For | For | For | |
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For | |
| 2. | Approval, in an Advisory Vote, of the
Compensation of Named Executive Officers
as Disclosed in the Proxy Statement | Management | For | For | For | |
| 3. | Ratification of Appointment of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for Fiscal Year 2020 | Management | For | For | For | |
| 4. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting and "Fair Price"
Requirements for Business Combinations
Involving Interested Shareholders | Management | For | For | For | |
| 5. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
"Anti-Greenmail" Provision | Management | For | For | For | |
| 6. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
Cumulative Voting Provision that Applies
When We Have a 40% Shareholder | Management | For | For | For | |
| 7. | Shareholder Proposal to Permit the Ability
of Shareholders to Act by Written Consent | Shareholder | For | Against | Against | |
| THE BOEING COMPANY |
| Security | 097023105 | | | | Meeting Type | Annual |
| Ticker Symbol | BA | | | | Meeting Date | 27-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | For | |
| 1B. | Election of Director: David L. Calhoun | Management | For | For | For | |
| 1C. | Election of Director: Arthur D. Collins Jr. | Management | For | For | For | |
| 1D. | Election of Director: Edmund P.
Giambastiani Jr. | Management | For | For | For | |
| 1E. | Election of Director: Lynn J. Good | Management | For | For | For | |
| 1F. | Election of Director: Nikki R. Haley | Management | For | For | For | |
| 1G. | Election of Director: Akhil Johri | Management | For | For | For | |
| 1H. | Election of Director: Lawrence W. Kellner | Management | For | For | For | |
| 1I. | Election of Director: Caroline B. Kennedy | Management | For | For | For | |
| 1J. | Election of Director: Steven M. Mollenkopf | Management | For | For | For | |
| 1K. | Election of Director: John M. Richardson | Management | For | For | For | |
| 1L. | Election of Director: Susan C. Schwab | Management | For | For | For | |
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | |
| 2. | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Management | Against | For | Against | |
| 3. | Ratify the Appointment of Deloitte & Touche
LLP as Independent Auditor for 2020. | Management | For | For | For | |
| 4. | Disclosure of Director Skills, Ideological
Perspectives, and Experience and Minimum
Director Qualifications. | Shareholder | Against | Against | For | |
| 5. | Additional Report on Lobbying Activities. | Shareholder | Against | Against | For | |
| 6. | Policy Requiring Independent Board
Chairman. | Shareholder | Against | Against | For | |
| 7. | Written Consent. | Shareholder | For | Against | Against | |
| 8. | Mandatory Retention of Significant Stock by
Executives. | Shareholder | Against | Against | For | |
| 9. | Additional Disclosure of Compensation
Adjustments. | Shareholder | Against | Against | For | |
| EOG RESOURCES, INC. |
| Security | 26875P101 | | | | Meeting Type | Annual |
| Ticker Symbol | EOG | | | | Meeting Date | 30-Apr-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Janet F. Clark | Management | For | For | For | |
| 1B. | Election of Director: Charles R. Crisp | Management | For | For | For | |
| 1C. | Election of Director: Robert P. Daniels | Management | For | For | For | |
| 1D. | Election of Director: James C. Day | Management | For | For | For | |
| 1E. | Election of Director: C. Christopher Gaut | Management | For | For | For | |
| 1F. | Election of Director: Julie J. Robertson | Management | For | For | For | |
| 1G. | Election of Director: Donald F. Textor | Management | For | For | For | |
| 1H. | Election of Director: William R. Thomas | Management | For | For | For | |
| 2. | To ratify the appointment by the Audit
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020. | Management | For | For | For | |
| 3. | To approve, by non-binding vote, the
compensation of the Company's named
executive officers. | Management | For | For | For | |
| EDWARDS LIFESCIENCES CORPORATION |
| Security | 28176E108 | | | | Meeting Type | Annual |
| Ticker Symbol | EW | | | | Meeting Date | 07-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Michael A. Mussallem | Management | For | For | For | |
| 1B. | Election of Director: Kieran T. Gallahue | Management | For | For | For | |
| 1C. | Election of Director: Leslie S. Heisz | Management | For | For | For | |
| 1D. | Election of Director: William J. Link, Ph.D. | Management | For | For | For | |
| 1E. | Election of Director: Steven R. Loranger | Management | For | For | For | |
| 1F. | Election of Director: Martha H. Marsh | Management | For | For | For | |
| 1G. | Election of Director: Ramona Sequeira | Management | For | For | For | |
| 1H. | Election of Director: Nicholas J. Valeriani | Management | For | For | For | |
| 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | Management | For | For | For | |
| 3. | APPROVAL OF THE 2020
NONEMPLOYEE DIRECTORS STOCK
INCENTIVE PROGRAM. | Management | For | For | For | |
| 4. | APPROVAL OF AMENDMENT OF THE
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON
STOCK FOR THE PURPOSE OF
EFFECTING A THREE-FOR-ONE STOCK
SPLIT. | Management | For | For | For | |
| 5. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | For | For | |
| 6. | ADVISORY VOTE ON A STOCKHOLDER
PROPOSAL REGARDING ACTION BY
WRITTEN CONSENT. | Shareholder | Against | Against | For | |
| VULCAN MATERIALS COMPANY |
| Security | 929160109 | | | | Meeting Type | Annual |
| Ticker Symbol | VMC | | | | Meeting Date | 08-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Melissa H. Anderson | Management | For | For | For | |
| 1B. | Election of Director: O. B. Grayson Hall, Jr. | Management | For | For | For | |
| 1C. | Election of Director: James T. Prokopanko | Management | For | For | For | |
| 1D. | Election of Director: George Willis | Management | For | For | For | |
| 2. | Approval, on an advisory basis, of the
compensation of our named executive
officers. | Management | For | For | For | |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2020. | Management | For | For | For | |
| FIVE9, INC. |
| Security | 338307101 | | | | Meeting Type | Annual |
| Ticker Symbol | FIVN | | | | Meeting Date | 18-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Kimberly Alexy | For | For | For | |
| | 2 | Michael Burkland | For | For | For | |
| | 3 | Robert Zollars | For | For | For | |
| 2. | To approve, on a non-binding advisory
basis, the compensation of the named
executive officers as disclosed in the proxy
statement. | Management | For | For | For | |
| 3. | Ratification of the appointment of KPMG
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020. | Management | For | For | For | |
| CHIPOTLE MEXICAN GRILL, INC. |
| Security | 169656105 | | | | Meeting Type | Annual |
| Ticker Symbol | CMG | | | | Meeting Date | 19-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Al Baldocchi | For | For | For | |
| | 2 | Patricia Fili-Krushel | For | For | For | |
| | 3 | Neil Flanzraich | For | For | For | |
| | 4 | Robin Hickenlooper | For | For | For | |
| | 5 | Scott Maw | For | For | For | |
| | 6 | Ali Namvar | For | For | For | |
| | 7 | Brian Niccol | For | For | For | |
| 2. | An advisory vote to approve the
compensation of our executive officers as
disclosed in the proxy statement ("say-on-
pay"). | Management | For | For | For | |
| 3. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020. | Management | For | For | For | |
| 4. | Shareholder Proposal - Retention of Shares | Shareholder | Against | Against | For | |
| 5. | Shareholder Proposal - Independent Board
Chair | Shareholder | Against | Against | For | |
| 6. | Shareholder Proposal - Report on
Employment Arbitration | Shareholder | For | Against | Against | |
| 7. | Shareholder Proposal - Written Consent of
Shareholders | Shareholder | For | Against | Against | |
| PAYPAL HOLDINGS, INC. |
| Security | 70450Y103 | | | | Meeting Type | Annual |
| Ticker Symbol | PYPL | | | | Meeting Date | 21-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | For | |
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | For | |
| 1C. | Election of Director: John J. Donahoe | Management | For | For | For | |
| 1D. | Election of Director: David W. Dorman | Management | For | For | For | |
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | For | |
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | For | |
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | For | |
| 1H. | Election of Director: David M. Moffett | Management | For | For | For | |
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | For | |
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | For | |
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | For | |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | Against | For | Against | |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditor for 2020. | Management | For | For | For | |
| 4. | Stockholder Proposal - Stockholder right to
act by written consent. | Shareholder | For | Against | Against | |
| 5. | Stockholder Proposal - Human and
indigenous peoples' rights. | Shareholder | Against | Against | For | |
| DEXCOM, INC. |
| Security | 252131107 | | | | Meeting Type | Annual |
| Ticker Symbol | DXCM | | | | Meeting Date | 21-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Richard A. Collins | Management | For | For | For | |
| 1B. | Election of Director: Mark G. Foletta | Management | For | For | For | |
| 1C. | Election of Director: Eric J. Topol, M.D. | Management | For | For | For | |
| 2. | To ratify the selection by the audit
committee of our Board of Directors of Ernst
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020. | Management | For | For | For | |
| 3. | Advisory resolution to approve executive
compensation. | Management | For | For | For | |
| PIONEER NATURAL RESOURCES COMPANY |
| Security | 723787107 | | | | Meeting Type | Annual |
| Ticker Symbol | PXD | | | | Meeting Date | 21-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Edison C. Buchanan | Management | For | For | For | |
| 1B. | Election of Director: Andrew F. Cates | Management | For | For | For | |
| 1C. | Election of Director: Phillip A. Gobe | Management | For | For | For | |
| 1D. | Election of Director: Larry R. Grillot | Management | For | For | For | |
| 1E. | Election of Director: Stacy P. Methvin | Management | For | For | For | |
| 1F. | Election of Director: Royce W. Mitchell | Management | For | For | For | |
| 1G. | Election of Director: Frank A. Risch | Management | For | For | For | |
| 1H. | Election of Director: Scott D. Sheffield | Management | For | For | For | |
| 1I. | Election of Director: Mona K. Sutphen | Management | For | For | For | |
| 1J. | Election of Director: J. Kenneth Thompson | Management | For | For | For | |
| 1K. | Election of Director: Phoebe A. Wood | Management | For | For | For | |
| 1L. | Election of Director: Michael D. Wortley | Management | For | For | For | |
| 2. | RATIFICATION OF SELECTION OF
ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020. | Management | For | For | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | |
| FACEBOOK, INC. |
| Security | 30303M102 | | | | Meeting Type | Annual |
| Ticker Symbol | FB | | | | Meeting Date | 27-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Peggy Alford | For | For | For | |
| | 2 | Marc L. Andreessen | For | For | For | |
| | 3 | Andrew W. Houston | For | For | For | |
| | 4 | Nancy Killefer | For | For | For | |
| | 5 | Robert M. Kimmitt | For | For | For | |
| | 6 | Sheryl K. Sandberg | For | For | For | |
| | 7 | Peter A. Thiel | For | For | For | |
| | 8 | Tracey T. Travis | For | For | For | |
| | 9 | Mark Zuckerberg | For | For | For | |
| 2. | To ratify the appointment of Ernst & Young
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | For | For | |
| 3. | To approve the director compensation
policy. | Management | For | For | For | |
| 4. | A stockholder proposal regarding change in
stockholder voting. | Shareholder | For | Against | Against | |
| 5. | A stockholder proposal regarding an
independent chair. | Shareholder | Against | Against | For | |
| 6. | A stockholder proposal regarding majority
voting for directors. | Shareholder | For | Against | Against | |
| 7. | A stockholder proposal regarding political
advertising. | Shareholder | For | Against | Against | |
| 8. | A stockholder proposal regarding
human/civil rights expert on board. | Shareholder | For | Against | Against | |
| 9. | A stockholder proposal regarding report on
civil and human rights risks. | Shareholder | For | Against | Against | |
| 10. | A stockholder proposal regarding child
exploitation. | Shareholder | For | Against | Against | |
| 11. | A stockholder proposal regarding median
gender/racial pay gap. | Shareholder | For | Against | Against | |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | | | Meeting Date | 27-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For | |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For | |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For | |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For | |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For | |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For | |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | For | For | For | |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For | |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For | |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For | |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For | |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For | |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For | |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For | |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For | |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For | |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For | |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For | |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For | |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For | |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | 1 Year | For | |
| AMAZON.COM, INC. |
| Security | 023135106 | | | | Meeting Type | Annual |
| Ticker Symbol | AMZN | | | | Meeting Date | 27-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For | |
| 1B. | Election of director: Rosalind G. Brewer | Management | For | For | For | |
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For | |
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For | |
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For | |
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For | |
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For | |
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For | |
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For | |
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS | Management | For | For | For | |
| 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | For | For | For | |
| 4. | APPROVAL OF AMENDMENT TO
RESTATED CERTIFICATE OF
INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A
SPECIAL MEETING | Management | Against | For | Against | |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFECTS
OF FOOD WASTE | Shareholder | Against | Against | For | |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES | Shareholder | For | Against | Against | |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
POTENTIAL CUSTOMER MISUSE OF
CERTAIN TECHNOLOGIES | Shareholder | For | Against | Against | |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFORTS
TO RESTRICT CERTAIN PRODUCTS | Shareholder | For | Against | Against | |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A MANDATORY
INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | Against | For | |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
REPORT ON GENDER/RACIAL PAY | Shareholder | Against | Against | For | |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON CERTAIN
COMMUNITY IMPACTS | Shareholder | Against | Against | For | |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
VIEWPOINT DISCRIMINATION | Shareholder | Against | Against | For | |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PROMOTION DATA | Shareholder | For | Against | Against | |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING AN ADDITIONAL
REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER
MEETINGS | Shareholder | For | Against | Against | |
| 15. | SHAREHOLDER PROPOSAL
REQUESTING A SPECIFIC SUPPLY
CHAIN REPORT FORMAT | Shareholder | Against | Against | For | |
| 16. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING | Shareholder | Against | Against | For | |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | | | Meeting Date | 27-May-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For | |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For | |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For | |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For | |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For | |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For | |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | For | For | For | |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For | |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For | |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For | |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For | |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For | |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For | |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For | |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For | |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For | |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For | |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For | |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For | |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For | |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | 1 Year | For | |
| LULULEMON ATHLETICA INC. |
| Security | 550021109 | | | | Meeting Type | Annual |
| Ticker Symbol | LULU | | | | Meeting Date | 03-Jun-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Class I Director: Michael Casey | Management | For | For | For | |
| 1B. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |
| 1C. | Election of Class I Director: David M.
Mussafer | Management | For | For | For | |
| 1D. | Election of Class III Director: Stephanie
Ferris | Management | For | For | For | |
| 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
January 31, 2021. | Management | For | For | For | |
| 3. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | For | For | For | |
| 4. | A stockholder proposal by People for
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc." | Shareholder | Against | Against | For | |
| VERTEX PHARMACEUTICALS INCORPORATED |
| Security | 92532F100 | | | | Meeting Type | Annual |
| Ticker Symbol | VRTX | | | | Meeting Date | 03-Jun-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Sangeeta Bhatia | Management | For | For | For | |
| 1B. | Election of Director: Lloyd Carney | Management | For | For | For | |
| 1C. | Election of Director: Alan Garber | Management | For | For | For | |
| 1D. | Election of Director: Terrence Kearney | Management | For | For | For | |
| 1E. | Election of Director: Reshma Kewalramani | Management | For | For | For | |
| 1F. | Election of Director: Yuchun Lee | Management | For | For | For | |
| 1G. | Election of Director: Jeffrey Leiden | Management | For | For | For | |
| 1H. | Election of Director: Margaret McGlynn | Management | For | For | For | |
| 1I. | Election of Director: Diana McKenzie | Management | For | For | For | |
| 1J. | Election of Director: Bruce Sachs | Management | For | For | For | |
| 2. | Ratification of Ernst & Young LLP as our
independent Registered Public Accounting
firm for the year ending December 31,
2020. | Management | For | For | For | |
| 3. | Advisory vote on named executive officer
compensation. | Management | For | For | For | |
| 4. | Shareholder proposal, if properly presented
at the meeting, requesting that we prepare
a report on our policies and activities with
respect to lobbying. | Shareholder | Against | Against | For | |
| Q2 HOLDINGS INC |
| Security | 74736L109 | | | | Meeting Type | Annual |
| Ticker Symbol | QTWO | | | | Meeting Date | 09-Jun-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | R. Lynn Atchison | For | For | For | |
| | 2 | Charles T. Doyle | For | For | For | |
| | 3 | Carl James Schaper | For | For | For | |
| 2. | To ratify the appointment of Ernst & Young,
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | For | For | |
| 3. | Advisory vote to approve the compensation
of our named executive officers. | Management | Against | For | Against | |
| SALESFORCE.COM, INC. |
| Security | 79466L302 | | | | Meeting Type | Annual |
| Ticker Symbol | CRM | | | | Meeting Date | 11-Jun-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Marc Benioff | Management | For | For | For | |
| 1B. | Election of Director: Craig Conway | Management | For | For | For | |
| 1C. | Election of Director: Parker Harris | Management | For | For | For | |
| 1D. | Election of Director: Alan Hassenfeld | Management | For | For | For | |
| 1E. | Election of Director: Neelie Kroes | Management | For | For | For | |
| 1F. | Election of Director: Colin Powell | Management | For | For | For | |
| 1G. | Election of Director: Sanford Robertson | Management | For | For | For | |
| 1H. | Election of Director: John V. Roos | Management | For | For | For | |
| 1I. | Election of Director: Robin Washington | Management | For | For | For | |
| 1J. | Election of Director: Maynard Webb | Management | For | For | For | |
| 1K. | Election of Director: Susan Wojcicki | Management | For | For | For | |
| 2. | Amendment and restatement of our 2013
Equity Incentive Plan. | Management | For | For | For | |
| 3. | Amendment and restatement of our 2004
Employee Stock Purchase Plan. | Management | For | For | For | |
| 4. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021. | Management | For | For | For | |
| 5. | An advisory vote to approve the fiscal 2020
compensation of our named executive
officers. | Management | For | For | For | |
| 6. | A stockholder proposal requesting the
ability of stockholders to act by written
consent, if properly presented at the
meeting. | Shareholder | Against | Against | For | |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | | | Meeting Type | Annual |
| Ticker Symbol | MA | | | | Meeting Date | 16-Jun-2020 |
| | | | | | | | | | |
| Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management |
| 1A. | Election of Director: Richard
Haythornthwaite | Management | For | For | For | |
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | |
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |
| 1K. | Election of Director: José Octavio Reyes
Lagunes | Management | For | For | For | |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |
| 2. | Advisory approval of Mastercard's executive
compensation | Management | For | For | For | |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020 | Management | For | For | For | |
