Washington, D.C. 20549
Gabelli Investor Funds, Inc.
John C. Ball
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Investment Company Report |
| IMMUNODIAGNOSTIC SYSTEMS HOLDINGS PLC | | |
| Security | G4762F109 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 01-Jul-2021 | |
| ISIN | GB00B01YZ052 | | | | Agenda | 714273644 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE THE RECOMMENDED CASH OFFER FOR IMMUNODIAGNOSTIC SYSTEMS HOLDINGS PLC BY PERKINELMER (UK) HOLDINGS LIMITED AMEND ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| CMMT | DUE TO COVID-19 PANDEMIC, SHAREHOLDERS’ PHYSICAL ATTENDANCE MAY NOT BE-POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE ENCOURAGED | Non-Voting | | | | | | |
| CMMT | 07 JUNE 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| IMMUNODIAGNOSTIC SYSTEMS HOLDINGS PLC | | |
| Security | G4762F109 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 01-Jul-2021 | |
| ISIN | GB00B01YZ052 | | | | Agenda | 714274925 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| CMMT | 07 JUN 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | | | | | | |
| CMMT | 07 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| W.R. GRACE & CO. | | |
| Security | 38388F108 | | | | Meeting Type | Annual |
| Ticker Symbol | GRA | | | | Meeting Date | 07-Jul-2021 | |
| ISIN | US38388F1084 | | | | Agenda | 935445228 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Class I Director (Term expiring 2024): Hudson La Force | Management | | For | | For | | |
| 1.2 | Election of Class I Director (Term expiring 2024): Mark E. Tomkins | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| 3. | Advisory vote to approve the compensation of Grace’s named executive officers, as described in our proxy materials. | Management | | For | | For | | |
| 4. | Advisory vote on the frequency of the advisory vote to approve named executive officer compensation. | Management | | 1 Year | | For | | |
| CENTURY BANCORP, INC. | | |
| Security | 156432106 | | | | Meeting Type | Special |
| Ticker Symbol | CNBKA | | | | Meeting Date | 07-Jul-2021 | |
| ISIN | US1564321065 | | | | Agenda | 935455192 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated as of April 7, 2021, by and among Eastern Bankshares, Inc., Clarion Acquisition Corp., Century Bancorp, Inc., and Century Bank and Trust Company. | Management | | For | | For | | |
| SEVERN TRENT PLC | | |
| Security | G8056D159 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | GB00B1FH8J72 | | | | Agenda | 714299977 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2021 | Management | | For | | For | | |
| 2 | APPROVE THE DIRECTORS REMUNERATION REPORT | Management | | For | | For | | |
| 3 | APPROVE THE DIRECTORS REMUNERATION POLICY | Management | | For | | For | | |
| 4 | APPROVE THE REPLACEMENT LONG TERM INCENTIVE PLAN 2021 | Management | | For | | For | | |
| 5 | APPROVE THE CLIMATE CHANGE ACTION PLAN | Management | | Abstain | | Against | | |
| 6 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2021 | Management | | For | | For | | |
| 7 | REAPPOINT KEVIN BEESTON | Management | | For | | For | | |
| 8 | REAPPOINT JAMES BOWLING | Management | | For | | For | | |
| 9 | REAPPOINT JOHN COGHLAN | Management | | For | | For | | |
| 10 | REAPPOINT OLIVIA GARFIELD | Management | | For | | For | | |
| 11 | REAPPOINT CHRISTINE HODGSON | Management | | For | | For | | |
| 12 | REAPPOINT SHARMILA NEBHRAJANI | Management | | For | | For | | |
| 13 | REAPPOINT PHILIP REMNANT | Management | | For | | For | | |
| 14 | REAPPOINT ANGELA STRANK | Management | | For | | For | | |
| 15 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | | For | | For | | |
| 16 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| 17 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 50,000 POUNDS IN TOTAL | Management | | For | | For | | |
| 18 | RENEW THE COMPANY’S AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| 19 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO FIVE PER CENT OF THE ISSUED SHARE CAPITAL | Management | | Abstain | | Against | | |
| 20 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL FIVE PER CENT OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | | For | | For | | |
| 21 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | | For | | For | | |
| 22 | AUTHORISE GENERAL MEETINGS OF THE COMPANY OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | | |
| ORBCOMM INC. | | |
| Security | 68555P100 | | | | Meeting Type | Special |
| Ticker Symbol | ORBC | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | US68555P1003 | | | | Agenda | 935455255 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 7, 2021, by and among ORBCOMM Inc., GI DI Orion Acquisition Inc, a Delaware corporation, and GI DI Orion Merger Sub Inc, as the same may be amended (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | To approve the compensation proposal of ORBCOMM Inc.’s named executive officers on an advisory (non- binding) basis (the “Compensation Proposal”). | Management | | For | | For | | |
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | | For | | For | | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | | |
| Security | 55826T102 | | | | Meeting Type | Special |
| Ticker Symbol | MSGE | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | US55826T1025 | | | | Agenda | 935458364 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | | For | | For | | |
| 2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.’s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | | For | | For | | |
| MSG NETWORKS INC. | | |
| Security | 553573106 | | | | Meeting Type | Special |
| Ticker Symbol | MSGN | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | US5535731062 | | | | Agenda | 935458376 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time, the “merger agreement”), among MSG Networks Inc. (“MSG Networks”), Madison Square Garden Entertainment Corp. (“MSG Entertainment”) and Broadway Sub Inc., a direct wholly-owned subsidiary of MSG Entertainment (“Merger Sub”), pursuant to which Merger Sub will merge with and into MSG Networks (the “merger”), with MSG Networks surviving the merger as a direct wholly-owned subsidiary of MSG Entertainment. | Management | | For | | For | | |
| 2. | Approval of, on a non-binding advisory basis, certain compensation that may be paid or become payable to MSG Networks’ named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | Approval of the adjournment of MSG Networks’ special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | | For | | For | | |
| MSG NETWORKS INC. | | |
| Security | 553573106 | | | | Meeting Type | Special |
| Ticker Symbol | MSGN | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | US5535731062 | | | | Agenda | 935465600 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time, the “merger agreement”), among MSG Networks Inc. (“MSG Networks”), Madison Square Garden Entertainment Corp. (“MSG Entertainment”) and Broadway Sub Inc., a direct wholly-owned subsidiary of MSG Entertainment (“Merger Sub”), pursuant to which Merger Sub will merge with and into MSG Networks (the “merger”), with MSG Networks surviving the merger as a direct wholly-owned subsidiary of MSG Entertainment. | Management | | For | | For | | |
| 2. | Approval of, on a non-binding advisory basis, certain compensation that may be paid or become payable to MSG Networks’ named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | Approval of the adjournment of MSG Networks’ special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | | For | | For | | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | | |
| Security | 55826T102 | | | | Meeting Type | Special |
| Ticker Symbol | MSGE | | | | Meeting Date | 08-Jul-2021 | |
| ISIN | US55826T1025 | | | | Agenda | 935465612 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | | For | | For | | |
| 2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.’s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | | For | | For | | |
| MDC PARTNERS INC. | | |
| Security | 552697104 | | | | Meeting Type | Annual |
| Ticker Symbol | MDCA | | | | Meeting Date | 09-Jul-2021 | |
| ISIN | CA5526971042 | | | | Agenda | 935439390 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Mark J. Penn | | | | For | | For | | |
| | 2 | Charlene Barshefsky | | | | For | | For | | |
| | 3 | Asha Daniere | | | | For | | For | | |
| | 4 | Bradley J. Gross | | | | For | | For | | |
| | 5 | Wade Oosterman | | | | For | | For | | |
| | 6 | Desirée Rogers | | | | For | | For | | |
| | 7 | Irwin D. Simon | | | | For | | For | | |
| 2 | The recommendation put forth by management is for the approval of a non-binding advisory resolution on the Company’s executive compensation. | Management | | For | | For | | |
| 3 | The auditor nomination proposed by management is BDO USA, LLP, to act as auditors of MDC Partners and to authorize the Audit Committee to fix their remuneration. | Management | | For | | For | | |
| KNOLL, INC. | | |
| Security | 498904200 | | | | Meeting Type | Special |
| Ticker Symbol | KNL | | | | Meeting Date | 13-Jul-2021 | |
| ISIN | US4989042001 | | | | Agenda | 935463466 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 19, 2021 (which, as it may be amended from time to time, we refer to as the “merger agreement”), among Herman Miller, Inc., Heat Merger Sub, Inc. and Knoll, Inc. (which we refer to as the “Knoll merger proposal”). | Management | | For | | For | | |
| 2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Knoll’s named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | Management | | For | | For | | |
| 3. | To adjourn the Knoll special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Knoll special meeting to approve the Knoll merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Knoll stockholders. | Management | | For | | For | | |
| TILT RENEWABLES LTD | | |
| Security | Q9036P105 | | | | Meeting Type | Scheme Meeting |
| Ticker Symbol | | | | | Meeting Date | 14-Jul-2021 | |
| ISIN | NZTLTE0003S8 | | | | Agenda | 714319793 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | THAT THE SCHEME (THE TERMS OF WHICH ARE DESCRIBED IN THE SCHEME BOOKLET) BE APPROVED | Management | | For | | For | | |
| CMMT | 29 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM SGM TO SCH. IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| BROOKFIELD PROPERTY PARTNERS L.P. | | |
| Security | G16249107 | | | | Meeting Type | Special |
| Ticker Symbol | BPY | | | | Meeting Date | 16-Jul-2021 | |
| ISIN | BMG162491077 | | | | Agenda | 935463404 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated June 7, 2021, as the same may be varied (the “Interim Order”), and, if deemed advisable, approve, with or without variation, a resolution of holders (the “BPY Unitholders”) of limited partnership units (the “BPY Units”) of Brookfield Property Partners L.P. (“BPY”), the full text of which is attached as Appendix C to the accompanying circular/prospectus (the “Document”), to approve an arrangement (the “Arrangement”) pursuant to section 182 of the Business Corporations Act (Ontario) as amended, being made pursuant to an Arrangement Agreement dated March 31, 2021, by and among Brookfield Asset Management Inc. (“BAM”), as more particularly described in the information circular. | Management | | For | | For | | |
| 2 | To consider and, if deemed advisable, approve, with or without variation, a resolution of BPY Unitholders to amend (the “BPY LPA Amendment” and together with the Arrangement and the transactions contemplated by the BPY LPA Amendment and the Arrangement, the “Transaction”) the second amended and restated limited partnership agreement dated August 8, 2013, as amended, of BPY to provide for the Arrangement and the grant of dissent rights to registered BPY Unitholders in connection with the Transaction, the full text of which is attached as Appendix C to the Document. | Management | | For | | For | | |
| SOLITON INC. | | |
| Security | 834251100 | | | | Meeting Type | Special |
| Ticker Symbol | SOLY | | | | Meeting Date | 20-Jul-2021 | |
| ISIN | US8342511008 | | | | Agenda | 935465573 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 8, 2021 and as it may be amended or supplemented by and among AbbVie Inc., Scout Merger Sub, Inc., and Soliton, Inc. | Management | | For | | For | | |
| 2. | To approve one or more adjournments of the special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of Proposal 1. | Management | | For | | For | | |
| REMY COINTREAU SA | | |
| Security | F7725A100 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 22-Jul-2021 | |
| ISIN | FR0000130395 | | | | Agenda | 714324148 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | 14 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | | | | | | |
| | SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | | | | | | | | | |
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | | | | | | |
| CMMT | 02 JUL 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202106112102712-70 AND-https://www.journal- officiel.gouv.fr/balo/document/202107022103203-79 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE COMPANY’S FINANCIAL STATEMENTS AMOUNTING TO EUR 131,680,801.70 | Management | | No Action | | | | |
| 2 | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AMOUNTING TO EUR 144,534,367.00 | Management | | No Action | | | | |
| 3 | RESULTS APPROPRIATION AND DIVIDEND PAYMENT OF EUR 1.85 PER SHARE | Management | | No Action | | | | |
| 4 | SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE COMMERCIAL CODE | Management | | No Action | | | | |
| 5 | RENEWAL OF MRS GUYLAINE SAUCIER’S TERM OF OFFICE AS DIRECTOR | Management | | No Action | | | | |
| 6 | RENEWAL OF MR BRUNO PAVLOVSKY’S TERM OF OFFICE AS DIRECTOR | Management | | No Action | | | | |
| 7 | APPOINTMENT OF MR MARC VERSPYCK AS DIRECTOR | Management | | No Action | | | | |
| 8 | APPOINTMENT OF MRS ELIE HERIARD DUBREUIL AS DIRECTOR, REPLACING MRS DOMINIQUE HERIARD DUBREUIL | Management | | No Action | | | | |
| 9 | RATIFICATION OF THE CO-OPTATION OF MRS CAROLINE BOIS AS DIRECTOR, REPLACING MR FRANCOIS HERIARD DUBREUIL | Management | | No Action | | | | |
| 10 | RENEWAL OF MRS CAROLINE BOIS TERM OF OFFICE AS DIRECTOR | Management | | No Action | | | | |
| 11 | APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| 12 | APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE MANAGING DIRECTOR | Management | | No Action | | | | |
| 13 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS | Management | | No Action | | | | |
| 14 | APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION OF CORPORATE OFFICERS | Management | | No Action | | | | |
| 15 | APPROVAL OF THE COMPENSATION OF MR MARC HERIARD DUBREUIL AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| 16 | APPROVAL OF THE COMPENSATION OF MR ERIC VALLAT AS MANAGING DIRECTOR | Management | | No Action | | | | |
| 17 | APPROVAL OF THE ATTENDANCE FEES OF EUR 650,000.00 TO THE DIRECTORS | Management | | No Action | | | | |
| 18 | AUTHORIZATION TO TRADE IN THE COMPANY’S SHARES | Management | | No Action | | | | |
| 19 | AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | | No Action | | | | |
| 20 | ALLOCATION OF SHARES FREE OF CHARGE TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS | Management | | No Action | | | | |
| 21 | ISSUANCE OF STOCK OPTION TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS | Management | | No Action | | | | |
| 22 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES | Management | | No Action | | | | |
| 23 | POWERS TO ACCOMPLISH FORMALITIES | Management | | No Action | | | | |
| UDG HEALTHCARE PLC | | |
| Security | G9285S108 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Jul-2021 | |
| ISIN | IE0033024807 | | | | Agenda | 714447415 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 591924 DUE TO RECEIPT OF- POSTPONEMENT OF MEETING DATE FROM 25 JUN 2021 TO 22 JUL 2021. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| 2 | AMENDMENT TO ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| 3 | AMENDMENT TO THE 2010 LTIP | Management | | For | | For | | |
| UDG HEALTHCARE PLC | | |
| Security | G9285S108 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Jul-2021 | |
| ISIN | IE0033024807 | | | | Agenda | 714450068 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 591629 DUE TO RECEIPT OF- POSTPONEMENT OF MEETING DATE FROM 25 JUN 2021 TO 22 JUL 2021. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| SIGMA CAPITAL GROUP PLC | | |
| Security | G8124S105 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 23-Jul-2021 | |
| ISIN | GB0004225073 | | | | Agenda | 714423237 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| CMMT | 01 JUL 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS’-PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY-VOTING ARE ENCOURAGED. THANK YOU | Non-Voting | | | | | | |
| CMMT | 01 JUL 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| SIGMA CAPITAL GROUP PLC | | |
| Security | G8124S105 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 23-Jul-2021 | |
| ISIN | GB0004225073 | | | | Agenda | 714423263 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE THE RECOMMENDED CASH ACQUISITION OF SIGMA CAPITAL GROUP PLC BY SIX BIDCO LTD AMEND ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| 2 | APPROVE THE REINVESTMENT AND INCENTIVE ARRANGEMENTS | Management | | For | | For | | |
| CMMT | 02 JUL 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| PROOFPOINT, INC. | | |
| Security | 743424103 | | | | Meeting Type | Special |
| Ticker Symbol | PFPT | | | | Meeting Date | 23-Jul-2021 | |
| ISIN | US7434241037 | | | | Agenda | 935464038 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 25, 2021 (the “Merger Agreement”), by and among Proofpoint, Inc. (“Proofpoint”), Proofpoint Parent, LLC (f/k/a Project Kafka Parent, LLC) and Project Kafka Merger Sub, Inc., a wholly owned subsidiary of Parent. | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Proofpoint’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | | For | | For | | |
| LINDE PLC | | |
| Security | G5494J103 | | | | Meeting Type | Annual |
| Ticker Symbol | LIN | | | | Meeting Date | 26-Jul-2021 | |
| ISIN | IE00BZ12WP82 | | | | Agenda | 935428234 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | | For | | For | | |
| 1B. | Election of Director: Stephen F. Angel | Management | | For | | For | | |
| 1C. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | | For | | For | | |
| 1D. | Election of Director: Prof. Dr. Clemens Börsig | Management | | For | | For | | |
| 1E. | Election of Director: Dr. Nance K. Dicciani | Management | | For | | For | | |
| 1F. | Election of Director: Dr. Thomas Enders | Management | | For | | For | | |
| 1G. | Election of Director: Franz Fehrenbach | Management | | For | | For | | |
| 1H. | Election of Director: Edward G. Galante | Management | | For | | For | | |
| 1I. | Election of Director: Larry D. McVay | Management | | For | | For | | |
| 1J. | Election of Director: Dr. Victoria Ossadnik | Management | | For | | For | | |
| 1K. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | | For | | For | | |
| 1L. | Election of Director: Robert L. Wood | Management | | For | | For | | |
| 2A. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers (“PWC”) as the independent auditor. | Management | | For | | For | | |
| 2B. | To authorize the Board, acting through the Audit Committee, to determine PWC’s remuneration. | Management | | For | | For | | |
| 3. | To approve, on an advisory and non-binding basis, the compensation of Linde plc’s Named Executive Officers, as disclosed in the 2021 Proxy Statement. | Management | | For | | For | | |
| 4. | To approve, on an advisory and non-binding basis, a Directors’ Remuneration Policy for the Company’s Directors as required under Irish law. | Management | | For | | For | | |
| 5. | To approve, on an advisory and non-binding basis, the Directors’ Remuneration Report for the financial year ended December 31, 2020 as required under Irish law. | Management | | For | | For | | |
| 6. | To approve the 2021 Linde plc Long Term Incentive Plan. | Management | | Abstain | | Against | | |
| 7. | To determine the price range at which the Company can re-allot shares that it acquires as treasury shares under Irish law. | Management | | For | | For | | |
| MDC PARTNERS INC. | | |
| Security | 552697104 | | | | Meeting Type | Special |
| Ticker Symbol | MDCA | | | | Meeting Date | 26-Jul-2021 | |
| ISIN | CA5526971042 | | | | Agenda | 935439794 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | The approval of the redomiciliation (the “Redomiciliation”) of the Company from the federal jurisdiction of Canada to the State of Delaware (from and after the Redomiciliation, “MDC Delaware”); | Management | | For | | For | | |
| 2 | The approval of each of the transaction contemplated by that certain transaction agreement, dated as of December 21, 2020, by and among the Company, Stagwell Media LP (“Stagwell”), New MDC LLC (“New MDC”), and Midas Merger Sub 1 LLC, other than the Redomiciliation; | Management | | For | | For | | |
| 3 | The granting of a proxy in relation to the common shares of MDC Delaware (the “MDC Delaware Common Shares”) and Series 6 convertible preference shares of MDC Delaware (the “MDC Delaware Series 6 Shares”) to be held by such MDC Canada Shareholder immediately following the consummation of the Redomiciliation, as applicable to each of MDC and The Stagwell Group LLC (each in such capacity, a “Proxyholder”) whereby each Proxyholder, acting singly, with respect to and on behalf of the holders of MDC Delaware Common Shares and the MDC Delaware Series 6 Shares that voted in favor of this proposal, may vote in favor of, or consent to, the approval and adoption of the Transaction Agreement and the Proposed Transactions, including the MDC Reorganization (collectively, the “MDC Delaware Consent”), which MDC Delaware Proxy, as more particularly described in the information circular; | Management | | For | | For | | |
| 4 | In accordance with NASDAQ Listing Rule 5635, the approval of issuance of the MDC Series 6 Shares as described in proposal 3 above; | Management | | For | | For | | |
| 5 | In accordance with NASDAQ Listing Rule 5635, the approval of the issuance by New MDC to Stagwell of 216,250,000 shares of new Class C series of voting-only common stock of New MDC; | Management | | For | | For | | |
| 6 | The non-binding advisory approval of the compensation that may be paid or become payable to Company’s named executive officers in connection with the transactions contemplated by the Transaction Agreement. | Management | | For | | For | | |
| STEEL CONNECT, INC. | | |
| Security | 858098106 | | | | Meeting Type | Annual |
| Ticker Symbol | STCN | | | | Meeting Date | 26-Jul-2021 | |
| ISIN | US8580981061 | | | | Agenda | 935461688 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Jeffrey S. Wald | | | | For | | For | | |
| | 2 | Jeffrey J. Fenton | | | | For | | For | | |
| | 3 | Renata Simril | | | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | | For | | For | | |
| 3. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| 4. | To approve the amendment and three-year extension of the Company’s Tax Benefits Preservation Plan designed to protect the tax benefits of the Company’s net operating loss carryforwards. | Management | | For | | For | | |
| 5. | To approve the amendment of the Company’s Restated Certificate of Incorporation to effect a one-for-ten reverse stock split of the Company’s common stock. | Management | | For | | For | | |
| 6. | To approve, if and only if Proposal 5 is approved, the amendment of the Company’s Restated Certificate of Incorporation to effect a reduction in the total number of authorized shares of the Company’s common stock one- for-ten. | Management | | For | | For | | |
| TALEND S.A. | | |
| Security | 874224207 | | | | Meeting Type | Special |
| Ticker Symbol | TLND | | | | Meeting Date | 26-Jul-2021 | |
| ISIN | US8742242071 | | | | Agenda | 935471134 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| O1 | To approve appointment of Amy Coleman Redenbaugh as director subject to conditions precedent. | Management | | For | | For | | |
| O2 | To approve appointment of Kenneth Virnig as director subject to conditions precedent. | Management | | For | | For | | |
| O3 | To approve appointment of Mike Hoffmann as director subject to conditions precedent. | Management | | For | | For | | |
| O4 | To approve appointment of Elizabeth Yates as director subject to conditions precedent. | Management | | For | | For | | |
| O5 | To approve appointment of David Murphy as director subject to conditions precedent. | Management | | For | | For | | |
| O6 | To approve appointment of Kristin Nimsger as director subject to conditions precedent. | Management | | For | | For | | |
| O7 | To approve appointment of Jim Hagan as director subject to conditions precedent. | Management | | For | | For | | |
| E8 | Review and approval of a draft partial asset contribution agreement and approval of the contribution subject thereof, governed by the demerger legal regime (apport partiel d’actifs soumis au régime des scissions), by Talend SA to Talend SAS, a wholly owned subsidiary of Talend SA, of all of its assets and liabilities, rights and obligations of any kind and other legal relationships in relation to its business in accordance with the terms of the contribution agreement and delegation of powers to the Board of directors to implement such contribution. | Management | | For | | For | | |
| E9 | Review and approval of a draft cross-border merger plan and approval of the merger by absorption subject thereof, of Talend SA by Tahoe AcquireCo B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, in accordance with the terms of the merger plan. | Management | | For | | For | | |
| E10 | To give powers to carry out all filing and publication formalities required by law. | Management | | For | | For | | |
| DOMTAR CORPORATION | | |
| Security | 257559203 | | | | Meeting Type | Special |
| Ticker Symbol | UFS | | | | Meeting Date | 29-Jul-2021 | |
| ISIN | US2575592033 | | | | Agenda | 935470029 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Approve the Agreement and Plan of Merger, dated as of May 10, 2021, (as it may be further amended, modified or supplemented from time to time, the “merger agreement”), by and among Domtar Corporation (“Company”), Karta Halten B. V., (“Parent”), Pearl Merger Sub Inc. (“Merger Sub”), Paper Excellence B.V., (“PE”), and Hervey Investments B.V., (“HI” and, together with Parent and PE, the “Parent Parties” ), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving as a wholly owned subsidiary of Parent. | Management | | For | | For | | |
| 2. | Approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | Approve a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | | For | | For | | |
| XILINX, INC. | | |
| Security | 983919101 | | | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | | | Meeting Date | 04-Aug-2021 | |
| ISIN | US9839191015 | | | | Agenda | 935463860 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Dennis Segers | Management | | For | | For | | |
| 1.2 | Election of Director: Raman K. Chitkara | Management | | For | | For | | |
| 1.3 | Election of Director: Saar Gillai | Management | | For | | For | | |
| 1.4 | Election of Director: Ronald S. Jankov | Management | | For | | For | | |
| 1.5 | Election of Director: Mary Louise Krakauer | Management | | For | | For | | |
| 1.6 | Election of Director: Thomas H. Lee | Management | | For | | For | | |
| 1.7 | Election of Director: Jon A. Olson | Management | | For | | For | | |
| 1.8 | Election of Director: Victor Peng | Management | | For | | For | | |
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered accounting firm for fiscal 2022. | Management | | For | | For | | |
| MMA CAPITAL HOLDINGS, INC | | |
| Security | 55315D105 | | | | Meeting Type | Special |
| Ticker Symbol | MMAC | | | | Meeting Date | 10-Aug-2021 | |
| ISIN | US55315D1054 | | | | Agenda | 935475207 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to adopt Agreement and Plan of Merger (as it may be amended from time to time, “Merger Agreement”), by and among Company, FP Acquisition Parent, LLC, a Delaware ltd. liability company (“Parent”), & FP Acquisition Merger Sub, LLC., a Delaware limited liability company & a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which, subject to terms & conditions of Agreement, Company will merge with & into Merger Sub (“Merger”), with Merger Sub continuing as surviving entity & a wholly owned subsidiary of Parent (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | A proposal to approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement of the special meeting to approve the Merger Proposal (the “Adjournment Proposal”). | Management | | For | | For | | |
| EXFO INC. | | |
| Security | 302046107 | | | | Meeting Type | Special |
| Ticker Symbol | EXFO | | | | Meeting Date | 13-Aug-2021 | |
| ISIN | CA3020461073 | | | | Agenda | 935476223 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | To consider, and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is outlined in Appendix A of the accompanying management proxy circular (the “Circular”), to approve an arrangement pursuant to section 192 of the Canada Business Corporations Act involving the Corporation and 11172239 Canada Inc., the whole as described in the Circular. | Management | | For | | For | | |
| U.S. CONCRETE, INC. | | |
| Security | 90333L201 | | | | Meeting Type | Special |
| Ticker Symbol | USCR | | | | Meeting Date | 16-Aug-2021 | |
| ISIN | US90333L2016 | | | | Agenda | 935476665 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt and approve Agreement & Plan of Merger, dated as of June 6, 2021, among U.S. Concrete, Inc., Vulcan Materials Company (Parent) & Grizzly Merger Sub I, Inc. (merger sub) (as it may be amended, supplemented, or otherwise modified in accordance with its terms, merger agreement), pursuant to which merger sub will be merged with and into U.S. Concrete, Inc. (merger), with U.S. Concrete, Inc. surviving merger as a wholly owned subsidiary of Parent (the merger agreement proposal). | Management | | For | | For | | |
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of U.S. Concrete, Inc. that is based on or otherwise relates to the merger (such proposal, the “non-binding named executive officer merger-related compensation proposal”). | Management | | For | | For | | |
| 3. | To approve the adjournment of the Special Meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal (such proposal, the “adjournment proposal”). | Management | | For | | For | | |
| STERLING BANCORP | | |
| Security | 85917A100 | | | | Meeting Type | Special |
| Ticker Symbol | STL | | | | Meeting Date | 17-Aug-2021 | |
| ISIN | US85917A1007 | | | | Agenda | 935474015 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of April 18, 2021 (as it may be amended from time to time), by and between Sterling Bancorp (“Sterling”) and Webster Financial Corporation (“Webster”), pursuant to which Sterling will merge (the “Merger”) with and into Webster, with Webster surviving the merger (the “Sterling merger proposal”). | Management | | For | | For | | |
| 2. | Approval, on a non-binding advisory basis, of the compensation that will or may be paid or become payable to Sterling’s named executive officers that is based on or otherwise relates to the Merger. | Management | | For | | For | | |
| 3. | Approval of the adjournment of the special meeting of Sterling stockholders, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Sterling merger proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to holders of Sterling common stock. | Management | | For | | For | | |
| BANG & OLUFSEN AS | | |
| Security | K07774126 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-Aug-2021 | |
| ISIN | DK0010218429 | | | | Agenda | 714488435 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | | | | | | |
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION | Non-Voting | | | | | | |
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 6.01 TO 6.06 AND 7.01 THANK YOU | Non-Voting | | | | | | |
| 1. | THE BOARD OF DIRECTORS’ REPORT ON THE COMPANY’S ACTIVITIES DURING THE PAST-YEAR | Non-Voting | | | | | | |
| 2. | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT FOR THE FINANCIAL YEAR 2020/21, INCLUDING A RESOLUTION TO GRANT DISCHARGE TO THE EXECUTIVE MANAGEMENT BOARD AND THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| 3. | RESOLUTION AS TO THE DISTRIBUTION OF PROFIT OR THE COVERING OF LOSS, AS THE CASE MAY BE, IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT | Management | | No Action | | | | |
| 4. | PRESENTATION OF THE COMPANY’S REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | | No Action | | | | |
| 5.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: APPROVAL OF CHANGES TO REMUNERATION POLICY REGARDING INDEMNIFICATION AND REMUNERATION FOR CHAIRING BOARD COMMITTEES | Management | | No Action | | | | |
| 5.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2021/22 | Management | | No Action | | | | |
| 5.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: DELETION OF ARTICLE 4, SECTION 4, OF THE ARTICLES OF ASSOCIATION | Management | | No Action | | | | |
| 5.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | | No Action | | | | |
| 5.5 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF AUTHORISATIONS TO INCREASE THE SHARE CAPITAL | Management | | No Action | | | | |
| 5.6 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION IN THE ARTICLES OF ASSOCIATION TO HOLD PARTLY OR FULLY ELECTRONIC GENERAL MEETINGS | Management | | No Action | | | | |
| 5.7 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE CHAIR OF THE MEETING | Management | | No Action | | | | |
| 6.01 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF JUHA CHRISTEN CHRISTENSEN | Management | | No Action | | | | |
| 6.02 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF ALBERT BENSOUSSAN | Management | | No Action | | | | |
| 6.03 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF JESPER JARLBAEK | Management | | No Action | | | | |
| 6.04 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF ANDERS COLDING FRIIS | Management | | No Action | | | | |
| 6.05 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF TUULA RYTILA | Management | | No Action | | | | |
| 6.06 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF M. CLAIRE CHUNG | Management | | No Action | | | | |
| 7.01 | APPOINTMENT OF AUDITORS: THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF ERNST & YOUNG P/S AS AUDITORS OF THE COMPANY | Management | | No Action | | | | |
| 8. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| VECTURA GROUP PLC | | |
| Security | G9325J118 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Aug-2021 | |
| ISIN | GB00BKM2MW97 | | | | Agenda | 714506992 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | No Action | | | | |
| VECTURA GROUP PLC | | |
| Security | G9325J118 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Aug-2021 | |
| ISIN | GB00BKM2MW97 | | | | Agenda | 714507007 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | No Action | | | | |
| 2 | CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE: A. TO RE-REGISTER THE COMPANY AS A PRIVATE COMPANY; B. TO CHANGE THE NAME OF THE COMPANY TO VECTURA GROUP LIMITED; AND C. TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | No Action | | | | |
| SYKES ENTERPRISES, INCORPORATED | | |
| Security | 871237103 | | | | Meeting Type | Special |
| Ticker Symbol | SYKE | | | | Meeting Date | 24-Aug-2021 | |
| ISIN | US8712371033 | | | | Agenda | 935479279 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of June 17, 2021 (as amended or modified from time to time, the “Merger Agreement”), among Sykes Enterprises, Incorporated, Sitel Worldwide Corporation and Florida Mergersub, Inc. | Management | | For | | For | | |
| 2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to SYKES ENTERPRISES, INCORPORATED’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. | Management | | For | | For | | |
| CORE-MARK HOLDING COMPANY, INC. | | |
| Security | 218681104 | | | | Meeting Type | Special |
| Ticker Symbol | CORE | | | | Meeting Date | 25-Aug-2021 | |
| ISIN | US2186811046 | | | | Agenda | 935476728 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Merger Agreement Proposal - To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of May 17, 2021, which is referred to as the merger agreement, by and among Performance Food Group Company, which is referred to as PFG, Longhorn Merger Sub I, Inc., Longhorn Merger Sub II, LLC and Core-Mark Holding Company, Inc., which is referred to as Core-Mark, as may be amended from time to time, a copy of which is attached as Annex A to the proxy statement/prospectus. | Management | | For | | For | | |
| 2. | Merger-Related Compensation Proposal - To consider and vote on a non-binding advisory vote on compensation payable to executive officers of Core-Mark in connection with the proposed transactions. | Management | | For | | For | | |
| 3. | Core-Mark Adjournment Proposal - To consider and vote on a proposal to adjourn the special meeting from time to time, if necessary or appropriate, (a) due to the absence of a quorum, (b) to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the Merger Agreement Proposal or (c) to allow reasonable additional time for the filing and mailing of any required supplement or amendment to the accompanying proxy statement/ prospectus, & review of such materials by Core-Mark stockholders | Management | | For | | For | | |
| CLOUDERA, INC. | | |
| Security | 18914U100 | | | | Meeting Type | Special |
| Ticker Symbol | CLDR | | | | Meeting Date | 25-Aug-2021 | |
| ISIN | US18914U1007 | | | | Agenda | 935477263 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the adoption of the Agreement and Plan of Merger (the “Merger Agreement”), dated as of June 1, 2021, by and among Sky Parent Inc., Project Sky Merger Sub Inc., and Cloudera, Inc. (“Cloudera”). | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cloudera’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | | For | | For | | |
| KINDRED BIOSCIENCES, INC. | | |
| Security | 494577109 | | | | Meeting Type | Special |
| Ticker Symbol | KIN | | | | Meeting Date | 25-Aug-2021 | |
| ISIN | US4945771099 | | | | Agenda | 935477275 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “merger agreement”), dated June 15, 2021, by and among Kindred Biosciences, Inc. (“KindredBio”), Elanco Animal Health Incorporated (“Elanco”) and Knight Merger Sub, Inc. (“Merger Sub”). | Management | | For | | For | | |
| 2. | To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable by KindredBio to its named executive officers that is based on or otherwise relates to the merger of Merger Sub, a wholly owned subsidiary of Elanco, with and into KindredBio pursuant to the merger agreement. | Management | | For | | For | | |
| 3. | To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | | For | | For | | |
| QTS REALTY TRUST, INC. | | |
| Security | 74736A103 | | | | Meeting Type | Special |
| Ticker Symbol | QTS | | | | Meeting Date | 26-Aug-2021 | |
| ISIN | US74736A1034 | | | | Agenda | 935477403 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the merger of QTS Realty Trust, Inc. with and into Volt Lower Holdings LLC (the “Merger”) pursuant to the terms of the Agreement and Plan of Merger, dated as of June 7, 2021, as it may be amended from time to time, among QTS Realty Trust, Inc., QualityTech, LP, Volt Upper Holdings LLC, Volt Lower Holdings LLC, and Volt Acquisition LP (the “Merger Agreement”), and the other transactions contemplated by the Merger Agreement as more particularly described in the Proxy Statement. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger as more particularly described in the Proxy Statement. | Management | | For | | For | | |
| 3. | To approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the Merger and the other transactions contemplated by the Merger Agreement as more particularly described in the Proxy Statement. | Management | | For | | For | | |
| CAI INTERNATIONAL, INC. | | |
| Security | 12477X106 | | | | Meeting Type | Special |
| Ticker Symbol | CAI | | | | Meeting Date | 02-Sep-2021 | |
| ISIN | US12477X1063 | | | | Agenda | 935482529 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Merger Agreement. | Management | | For | | For | | |
| 2. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| 3. | To approve, on a non-binding, advisory basis, of certain compensation that will be, or may become, payable to our named executive officers in connection with the Merger. | Management | | For | | For | | |
| DSV PANALPINA A/S | | |
| Security | K3186P102 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-Sep-2021 | |
| ISIN | DK0060079531 | | | | Agenda | 714558814 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | | | | | | |
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN | Non-Voting | | | | | | |
| | MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | ELECTION OF NEW MEMBER FOR THE BOARD OF DIRECTORS: TAREK SULTAN AL-ESSA | Management | | No Action | | | | |
| 2.1 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: PROPOSED AUTHORISATION TO INCREASE THE SHARE CAPITAL | Management | | No Action | | | | |
| 2.2 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CHANGE OF THE NAME OF THE COMPANY: DSV A/S | Management | | No Action | | | | |
| 3 | AMENDMENTS TO THE REMUNERATION POLICY | Management | | No Action | | | | |
| FERRO CORPORATION | | |
| Security | 315405100 | | | | Meeting Type | Special |
| Ticker Symbol | FOE | | | | Meeting Date | 09-Sep-2021 | |
| ISIN | US3154051003 | | | | Agenda | 935478809 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of May 11, 2021 (as it may be amended from time to time), by and among PMHC II Inc. (“Parent”), PMHC Merger Sub, Inc. (“Merger Sub”) and Ferro Corporation (“Ferro”) and approval of the transactions contemplated thereby, including the merger of Merger Sub with and into Ferro (the “merger”) with Ferro surviving and continuing as the surviving corporation in the merger and a wholly owned subsidiary of Parent (the “merger proposal”). | Management | | For | | For | | |
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Ferro to its named executive officers that is based on or otherwise relates to the merger (the “named executive officer merger-related compensation proposal”). | Management | | For | | For | | |
| 3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Ferro shareholders (the “adjournment proposal”). | Management | | For | | For | | |
| ENDEAVOUR MINING PLC | | |
| Security | G3042J105 | | | | Meeting Type | Annual |
| Ticker Symbol | EDVMF | | | | Meeting Date | 09-Sep-2021 | |
| ISIN | GB00BL6K5J42 | | | | Agenda | 935484840 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | Approval of Reduction of Capital | Management | | For | | For | | |
| 2 | Approval of Tracker Shares in connection with Performance Share Plan | Management | | For | | For | | |
| NORTONLIFELOCK INC | | |
| Security | 668771108 | | | | Meeting Type | Annual |
| Ticker Symbol | NLOK | | | | Meeting Date | 14-Sep-2021 | |
| ISIN | US6687711084 | | | | Agenda | 935476932 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Sue Barsamian | Management | | For | | For | | |
| 1B. | Election of Director: Eric K. Brandt | Management | | For | | For | | |
| 1C. | Election of Director: Frank E. Dangeard | Management | | For | | For | | |
| 1D. | Election of Director: Nora M. Denzel | Management | | For | | For | | |
| 1E. | Election of Director: Peter A. Feld | Management | | For | | For | | |
| 1F. | Election of Director: Kenneth Y. Hao | Management | | For | | For | | |
| 1G. | Election of Director: Emily Heath | Management | | For | | For | | |
| 1H. | Election of Director: Vincent Pilette | Management | | For | | For | | |
| 1I. | Election of Director: Sherrese Smith | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal regarding independent board chairman. | Shareholder | | Against | | For | | |
| LYDALL, INC. | | |
| Security | 550819106 | | | | Meeting Type | Special |
| Ticker Symbol | LDL | | | | Meeting Date | 14-Sep-2021 | |
| ISIN | US5508191062 | | | | Agenda | 935486313 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to approve & adopt Agreement & Plan of Merger, dated June 21, 2021, by & among Lydall, Inc. (Lydall), Unifrax Holding Co. (Parent), Outback Merger Sub, Inc., a Delaware corporation & a direct, wholly owned subsidiary of Parent (Merger Sub), & solely with respect to certain payment obligations of Parent thereunder, Unifrax I LLC (Unifrax), as may be amended from time to time (merger agreement), pursuant to which Merger Sub will be merged with & into Lydall, with Lydall surviving merger as a wholly owned subsidiary of Parent (merger). | Management | | For | | For | | |
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Lydall to its named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Management | | For | | For | | |
| RAVEN INDUSTRIES, INC. | | |
| Security | 754212108 | | | | Meeting Type | Special |
| Ticker Symbol | RAVN | | | | Meeting Date | 15-Sep-2021 | |
| ISIN | US7542121089 | | | | Agenda | 935484395 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to approve the Agreement and Plan of Merger dated June 20, 2021, by and among Raven, CNH Industrial N.V. (“CNH Industrial”), and CNH Industrial South Dakota, Inc., a wholly owned subsidiary of CNH Industrial (“Merger Subsidiary”), pursuant to which, among other things and subject to the satisfaction or waiver of specified conditions, Merger Subsidiary will merge with and into Raven (the “Merger”), with Raven surviving the Merger as a wholly owned subsidiary of CNH Industrial. | Management | | For | | For | | |
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Raven to its named executive officers that is based on or otherwise relates to the Merger. | Management | | For | | For | | |
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve the Merger Agreement, if there are not sufficient votes at the time of such adjournment to approve the Merger Agreement. | Management | | For | | For | | |
| CHARLES STANLEY GROUP PLC | | |
| Security | G66892103 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 16-Sep-2021 | |
| ISIN | GB0006556046 | | | | Agenda | 714592498 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| CHARLES STANLEY GROUP PLC | | |
| Security | G66892103 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 16-Sep-2021 | |
| ISIN | GB0006556046 | | | | Agenda | 714593577 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.A | APPROVE RECOMMENDED CASH ACQUISITION OF CHARLES STANLEY GROUP PLC BY RAYMOND JAMES UK WEALTH MANAGEMENT HOLDINGS LIMITED | Management | | For | | For | | |
| 1.B | AMEND ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| 2 | APPROVE CAPITAL REDUCTION | Management | | For | | For | | |
| 3 | APPROVE CANCELLATION OF SHARE WARRANTS TO BEARER | Management | | For | | For | | |
| W.R. GRACE & CO. | | |
| Security | 38388F108 | | | | Meeting Type | Special |
| Ticker Symbol | GRA | | | | Meeting Date | 17-Sep-2021 | |
| ISIN | US38388F1084 | | | | Agenda | 935485929 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 26, 2021 (as it may be amended from time to time, the “Merger Agreement”), by and among W. R. Grace Holdings LLC, a Delaware limited liability company (formerly known as Gibraltar Acquisition Holdings LLC) (“Parent”), Gibraltar Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and W. R. Grace & Co., a Delaware corporation (“Grace”). | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Grace’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement (the “Compensation Proposal”). | Management | | For | | For | | |
| 3. | To adjourn the special meeting of stockholders of Grace (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting (the “Adjournment Proposal”). | Management | | For | | For | | |
| STOCK SPIRITS GROUP PLC | | |
| Security | G8505K101 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-Sep-2021 | |
| ISIN | GB00BF5SDZ96 | | | | Agenda | 714606160 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH ACQUISITION OF STOCK SPIRITS BY BIDCO | Management | | For | | For | | |
| CMMT | 31 AUG 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| STOCK SPIRITS GROUP PLC | | |
| Security | G8505K101 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-Sep-2021 | |
| ISIN | GB00BF5SDZ96 | | | | Agenda | 714613470 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO APPROVE THE SCHEME | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| MEGGITT PLC | | |
| Security | G59640105 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 21-Sep-2021 | |
| ISIN | GB0005758098 | | | | Agenda | 714559878 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| MEGGITT PLC | | |
| Security | G59640105 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 21-Sep-2021 | |
| ISIN | GB0005758098 | | | | Agenda | 714559880 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | | For | | For | | |
| BANK OF COMMERCE HOLDINGS | | |
| Security | 06424J103 | | | | Meeting Type | Special |
| Ticker Symbol | BOCH | | | | Meeting Date | 21-Sep-2021 | |
| ISIN | US06424J1034 | | | | Agenda | 935487175 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the principal terms of the Agreement and Plan of Merger, dated as of June 23, 2021, by and between Columbia Banking System, Inc. and the Company. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the mergers. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, including adjournments to solicit additional proxies in favor of proposal 1. | Management | | For | | For | | |
| MACQUARIE INFRASTRUCTURE CORPORATION | | |
| Security | 55608B105 | | | | Meeting Type | Special |
| Ticker Symbol | MIC | | | | Meeting Date | 21-Sep-2021 | |
| ISIN | US55608B1052 | | | | Agenda | 935490615 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to approve the stock purchase agreement, dated as of June 7, 2021, by and among MIC, Macquarie Infrastructure Holdings, LLC (“MIH”), a Delaware limited liability company and a wholly-owned subsidiary of MIC, MIC Hawaii Holdings, LLC, solely for purposes of specified provisions, (“MIC Hawaii”), an indirect, wholly- owned subsidiary of MIC, and KKR Apple Bidco, LLC (“AA Purchaser”), a Delaware limited liability company controlled by funds affiliated with Kohlberg Kravis Roberts & Co. L.P. (“KKR”). | Management | | For | | For | | |
| 2. | A proposal to approve the agreement and plan of merger, dated as of June 14, 2021, by and among MIC, MIH, AMF Hawaii Holdings, LLC (“AMF Parent”), a Delaware limited liability company affiliated with Argo Infrastructure Partners, LP (“Argo”) and AMF Hawaii Merger Sub LLC (“AMF Merger Sub”), a recently formed Delaware limited liability company and direct wholly owned subsidiary of AMF Parent, providing for AMF Merger Sub to be merged with and into MIH, with MIH surviving as a wholly-owned subsidiary of AMF Parent (the “MH merger”). | Management | | For | | For | | |
| 3. | A proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the AA transaction proposal and/or the MH merger proposal (the “adjournment proposal”). | Management | | For | | For | | |
| NELES CORPORATION | | |
| Security | X6000X108 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Sep-2021 | |
| ISIN | FI4000440664 | | | | Agenda | 714536630 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | | | | | |
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| 1 | OPENING OF THE MEETING | Non-Voting | | | | | | |
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | | |
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | | | | | | |
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | | |
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | | |
| 6 | PURSUANT TO THE MERGER PLAN, NELES WOULD BE MERGED INTO VALMET THROUGH AN ABSORPTION MERGER, SO THAT ALL ASSETS AND LIABILITIES OF NELES WOULD BE TRANSFERRED WITHOUT A LIQUIDATION PROCEDURE TO VALMET IN A MANNER DESCRIBED IN MORE DETAIL IN THE MERGER PLAN. THE BOARD OF DIRECTORS OF NELES PROPOSES THAT THE EXTRAORDINARY GENERAL MEETING RESOLVES ON THE MERGER OF NELES INTO VALMET IN ACCORDANCE WITH THE MERGER PLAN AND APPROVES THE MERGER PLAN. THE GENERAL MEETING CAN ONLY APPROVE OR REJECT THE PROPOSED MERGER IN ACCORDANCE WITH THE MERGER PLAN BUT CANNOT ALTER IT. PURSUANT TO THE MERGER PLAN, THE SHAREHOLDERS OF NELES SHALL RECEIVE AS MERGER CONSIDERATION 0.3277 NEW | Management | | No Action | | | | |
| | SHARES OF VALMET FOR EACH SHARE THEY HOLD IN NELES (THE MERGER CONSIDERATION). IN CASE THE NUMBER OF SHARES RECEIVED BY A SHAREHOLDER OF NELES AS MERGER CONSIDERATION (PER EACH INDIVIDUAL BOOK- ENTRY ACCOUNT) IS A FRACTIONAL NUMBER, THE FRACTIONS SHALL BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER. FRACTIONAL ENTITLEMENTS TO NEW SHARES OF VALMET | | | | | | | | | |
| 7 | BASED ON THE COMBINATION AGREEMENT BETWEEN NELES AND VALMET, NELES MAY AT ANY TIME PRIOR TO THE EXECUTION OF THE MERGER DISTRIBUTE TO ITS SHAREHOLDERS AN EXTRA DISTRIBUTION OF FUNDS IN THE AMOUNT OF UP TO EUR 2.00 PER SHARE EITHER AS DIVIDEND OR RETURN OF EQUITY FROM THE COMPANY’S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO. IN ORDER TO ENABLE THE ABOVE-MENTIONED EXTRA DISTRIBUTION OF FUNDS, THE COMPANY’S BOARD OF DIRECTORS PROPOSES TO THE EXTRAORDINARY GENERAL MEETING THAT THE EXTRAORDINARY GENERAL MEETING WOULD AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE, BEFORE THE COMPLETION OF THE MERGER, ON A DISTRIBUTION OF FUNDS NOT EXCEEDING EUR 2.00 PER SHARE TO BE PAID EITHER AS DIVIDEND FROM THE COMPANY’S RETAINED EARNINGS OR RETURN OF EQUITY FROM THE COMPANY’S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO.THE AUTHORIZATION WOULD BE IN FORCE UNTIL THE OPENING OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.THE COMPANY WILL SEPARATELY PUBLISH ITS BOARD OF DIRECTORS’ | Management | | No Action | | | | |
| 8 | CLOSING OF THE MEETING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| GP STRATEGIES CORPORATION | | |
| Security | 36225V104 | | | | Meeting Type | Special |
| Ticker Symbol | GPX | | | | Meeting Date | 28-Sep-2021 | |
| ISIN | US36225V1044 | | | | Agenda | 935490108 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 15, 2021, and as it may be amended or supplemented by and among Learning Technologies Group plc, Learning Technologies Acquisition Corporation, Gravity Merger Sub, Inc., and GP Strategies Corporation. | Management | | For | | For | | |
| 2. | To approve on a non-binding, advisory basis, the compensation that will or may be paid to GP Strategies’ named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of adoption of the merger agreement. | Management | | For | | For | | |
| J. ALEXANDER’S HOLDINGS, INC. | | |
| Security | 46609J106 | | | | Meeting Type | Special |
| Ticker Symbol | JAX | | | | Meeting Date | 28-Sep-2021 | |
| ISIN | US46609J1060 | | | | Agenda | 935490172 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated July 2, 2021 (the “Merger Agreement”), by and among J. Alexander’s Holdings, Inc. (the “Company”), SPB Hospitality LLC and Titan Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on an advisory, non-binding basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the special meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement or in the absence of a quorum. | Management | | For | | For | | |
| STATE AUTO FINANCIAL CORPORATION | | |
| Security | 855707105 | | | | Meeting Type | Special |
| Ticker Symbol | STFC | | | | Meeting Date | 29-Sep-2021 | |
| ISIN | US8557071052 | | | | Agenda | 935491011 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt the Agreement and Plan of Merger and Combination, dated as of July 12, 2021 (the “Merger Agreement”), by and among the Company, State Automobile Mutual Insurance Company, an Ohio mutual insurance company, Liberty Mutual Holding Company Inc., a Massachusetts mutual holding company (“LMHC”), Pymatuning, Inc., an Ohio corporation and wholly-owned indirect subsidiary of LMHC (“Merger Sub I”), and Andover, Inc., an Ohio corporation and wholly- owned direct subsidiary of LMHC (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | Proposal to approve, on a non-binding advisory basis, compensation that may be received by our named executive officers, which is based on or otherwise relates to the acquisition of the Company by LMHC through the merger of Merger Sub I with and into the Company pursuant to the Merger Agreement. | Management | | For | | For | | |
| 3. | Proposal to adjourn the Special Meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the Special Meeting or any adjournment thereof to approve the Merger Proposal. | Management | | For | | For | | |
| STAMPS.COM INC. | | |
| Security | 852857200 | | | | Meeting Type | Special |
| Ticker Symbol | STMP | | | | Meeting Date | 30-Sep-2021 | |
| ISIN | US8528572006 | | | | Agenda | 935491958 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger dated as of July 8, 2021, by and among Stamps.com, Stream Parent, LLC and Stream Merger Sub, Inc., as amended from time to time. | Management | | For | | For | | |
| 2. | To approve on an advisory (non-binding) basis, the compensation that may be paid or become payable to Stamps.com’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To approve any proposal to adjourn the Special Meeting from time to time, if necessary or appropriate as determined in the discretion of the Board of Directors or the Chairman of the Board, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| WELBILT, INC. | | |
| Security | 949090104 | | | | Meeting Type | Special |
| Ticker Symbol | WBT | | | | Meeting Date | 30-Sep-2021 | |
| ISIN | US9490901041 | | | | Agenda | 935493560 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Merger Proposal - To vote on the Agreement and Plan of Merger, dated as of July 14, 2021, by and among Ali Holding S.r.l., Ali Group North America Corporation, Ascend Merger Corp. and Welbilt (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Welbilt’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | | For | | For | | |
| ULTRA ELECTRONICS HOLDINGS PLC | | |
| Security | G9187G103 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-Oct-2021 | |
| ISIN | GB0009123323 | | | | Agenda | 714632925 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS SET OUT IN THE NOTICE OF COURT MEETING DATED 8 SEPTEMBER 2021 | Management | | For | | For | | |
| CMMT | 09 SEP 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | | | | | | |
| CMMT | 09 SEP 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO CRT AND-ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ULTRA ELECTRONICS HOLDINGS PLC | | |
| Security | G9187G103 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-Oct-2021 | |
| ISIN | GB0009123323 | | | | Agenda | 714633078 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING INCLUDING THE AMENDMENTS TO ULTRA ELECTRONICS HOLDINGS PLCS ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| CMMT | 09 SEP 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| INTERSECT ENT, INC. | | |
| Security | 46071F103 | | | | Meeting Type | Special |
| Ticker Symbol | XENT | | | | Meeting Date | 08-Oct-2021 | |
| ISIN | US46071F1030 | | | | Agenda | 935495641 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated August 6, 2021 (the “Merger Agreement”), by and among Intersect ENT, Inc. (“Intersect ENT”), Medtronic, Inc., and Project Kraken Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Intersect ENT’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| COVANTA HOLDING CORPORATION | | |
| Security | 22282E102 | | | | Meeting Type | Special |
| Ticker Symbol | CVA | | | | Meeting Date | 12-Oct-2021 | |
| ISIN | US22282E1029 | | | | Agenda | 935493510 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 14, 2021 (as it may be amended, modified or supplemented from time to time, the “merger agreement”), by and among the Company, Covert Intermediate, Inc. and Covert Mergeco, Inc. | Management | | For | | For | | |
| 2. | To approve, by a non-binding advisory vote, the compensation that will be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | | For | | For | | |
| THE L.S. STARRETT COMPANY | | |
| Security | 855668109 | | | | Meeting Type | Annual |
| Ticker Symbol | SCX | | | | Meeting Date | 13-Oct-2021 | |
| ISIN | US8556681091 | | | | Agenda | 935495413 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Deborah R. Gordon | | | | Withheld | | Against | | |
| | 2 | Douglas A. Starrett | | | | For | | For | | |
| 2. | To approve The L.S. Starrett Company 2021 Long-Term Incentive Plan. | Management | | Against | | Against | | |
| 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | | |
| S IMMO AG | | |
| Security | A7468Q101 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 14-Oct-2021 | |
| ISIN | AT0000652250 | | | | Agenda | 714687463 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 636982 DUE TO RECEIPT OF-SPLITING OF RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| 1 | PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS INCLUDING THE MANAGEMENT- REPORT AND CORPORATE GOVERNANCE REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS- INCLUDING THE GROUP MANAGEMENT REPORT, THE PROPOSAL FOR THE DISTRIBUTION OF- PROFITS AND THE REPORT OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | | | | | | |
| 2 | RESOLUTION ON THE APPROPRIATION OF NET PROFIT | Management | | No Action | | | | |
| 3 | RESOLUTION DISCHARGING THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | | No Action | | | | |
| 4 | RESOLUTION DISCHARGING THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | | No Action | | | | |
| 5 | ELECTION OF THE AUDITOR OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021: KPMG AUSTRIA GMBH | Management | | No Action | | | | |
| 6.1 | ELECTION OF EWALD ASCHAUER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.2 | ELECTION OF FLORIAN BECKERMANN TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.3 | ELECTION OF CHRISTIAN BOHM TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.4 | ELECTION OF JOHN NACOS TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7 | RESOLUTION ON COMPENSATION REPORT | Management | | No Action | | | | |
| 8 | VOTING INSTRUCTIONS REGARDING SHAREHOLDER PROPOSALS THAT ARE MADE AVAILABLE ON THE COMPANY’S WEBSITE AFTER THE RECORD DATE OF THE GENERAL MEETING (4 OCTOBER 2021, 24:00, VIENNA TIME) OR THAT ARE ONLY SUBMITTED OR AMENDED IN THE COURSE OF THE GENERAL MEETING | Shareholder | | No Action | | | | |
| CMMT | 24 SEP 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 24 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| MEDALLIA, INC. | | |
| Security | 584021109 | | | | Meeting Type | Special |
| Ticker Symbol | MDLA | | | | Meeting Date | 14-Oct-2021 | |
| ISIN | US5840211099 | | | | Agenda | 935497126 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated July 25, 2021, between Project Metal Parent, LLC, Project Metal Merger Sub, Inc. and Medallia. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Medallia to its named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting. | Management | | For | | For | | |
| NEWAYS ELECTRONICS INTERNATIONAL NV | | |
| Security | N62597179 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-Oct-2021 | |
| ISIN | NL0000440618 | | | | Agenda | 714614458 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | | | | | | |
| 2. | RECOMMENDED PUBLIC OFFER | Non-Voting | | | | | | |
| 2.a. | EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY INFESTOS SUSTAINABLE SOLUTIONS- B.V. ON ALL ISSUED AND OUTSTANDING SHARES IN THE CAPITAL OF THE COMPANY | Non-Voting | | | | | | |
| 2.b. | DECISION-MAKING ON POST-CLOSING RESTRUCTURING | Non-Voting | | | | | | |
| 2b.i | CONDITIONAL MERGER RESOLUTION | Management | | For | | For | | |
| 2b.ii | CONDITIONAL RESOLUTION APPROVING: 1. THE RESOLUTIONS OF THE BOARDS TO EXECUTE THE SHARE SALE (AS DEFINED IN THE EXPLANATORY NOTES); AND 2. THE LIQUIDATION (AS DEFINED IN THE EXPLANATORY NOTES) | Management | | For | | For | | |
| 2.c. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2c.i | CONDITIONAL CHANGE PROFILE (PROFIELSCHETS) SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2c.ii | NOTICE OF TWO (2) CONDITIONAL VACANCIES ON THE SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2ciii | OPPORTUNITY FOR THE GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY (THE- “GENERAL MEETING”) TO MAKE CONDITIONAL RECOMMENDATIONS | Non-Voting | | | | | | |
| 2c.iv | CONDITIONAL NOTIFICATION BY THE SUPERVISORY BOARD OF THE PERSONS NOMINATED-FOR APPOINTMENT | Non-Voting | | | | | | |
| 2c.v | CONDITIONAL APPOINTMENT OF D.W.E. RIEFEL AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM THE SETTLEMENT DATE | Management | | For | | For | | |
| 2c.vi | CONDITIONAL APPOINTMENT OF F.C.P. VAN ROIJ AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM THE SETTLEMENT DATE | Management | | For | | For | | |
| 2.d. | CONDITIONAL AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION AFTER SETTLEMENT | Management | | Abstain | | Against | | |
| 3. | CLOSING | Non-Voting | | | | | | |
| CMMT | 06 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING- RESOLUTION. I F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| SANDERSON FARMS, INC. | | |
| Security | 800013104 | | | | Meeting Type | Special |
| Ticker Symbol | SAFM | | | | Meeting Date | 21-Oct-2021 | |
| ISIN | US8000131040 | | | | Agenda | 935496566 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve the Agreement and Plan of Merger (the “Merger Agreement”), dated as of August 8, 2021, by and among Sanderson Farms, Inc. (the “Company”), Walnut Sycamore Holdings LLC, Sycamore Merger Sub LLC and, solely for purposes of certain provisions specified therein, Wayne Farms LLC. | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | Proposal to adjourn the special meeting of stockholders of the Company (the “Special Meeting”) to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the Special Meeting. | Management | | For | | For | | |
| TRILLIUM THERAPEUTICS INC. | | |
| Security | 89620X506 | | | | Meeting Type | Special |
| Ticker Symbol | TRIL | | | | Meeting Date | 26-Oct-2021 | |
| ISIN | CA89620X5064 | | | | Agenda | 935501723 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | To consider and, if deemed advisable, pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying Management Information Circular and Proxy Statement of Trillium dated September 27, 2021 (the “Information Circular”), approving a statutory arrangement (the “Arrangement”) under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving Trillium, all as more particularly described in the Information Circular. | Management | | For | | For | | |
| 2 | To consider and, if deemed advisable, pass an advisory (non- binding) resolution on specified compensation that may become payable to the named executive officers of Trillium in connection with the Arrangement, all as more particularly described in the Information Circular. | Management | | For | | For | | |
| MISONIX, INC. | | |
| Security | 604871103 | | | | Meeting Type | Special |
| Ticker Symbol | MSON | | | | Meeting Date | 26-Oct-2021 | |
| ISIN | US6048711039 | | | | Agenda | 935501747 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger (the “Merger Agreement”), dated July 29, 2021, as it may be amended from time to time, by and among Misonix, Inc, Bioventus, Inc., Oyster Merger Sub I, Inc., and Oyster Merger Sub II, LLC (the “Misonix merger proposal”). | Management | | For | | For | | |
| 2. | Approval, on an advisory non-binding basis, of certain compensation that may be paid or become payable to Misonix named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | Adjournment of the Special Meeting of Misonix Stockholders to another time and place if necessary or appropriate in order to permit the solicitation of additional proxies if there are insufficient votes to approve the Misonix merger proposal or to ensure that any supplement or amendment to the related joint proxy statement/prospectus is timely provided to Misonix stockholders. | Management | | For | | For | | |
| QAD INC. | | |
| Security | 74727D306 | | | | Meeting Type | Special |
| Ticker Symbol | QADA | | | | Meeting Date | 02-Nov-2021 | |
| ISIN | US74727D3061 | | | | Agenda | 935495235 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of June 27, 2021 (as amended from time to time, the “Merger Agreement”) by and among QAD Inc. (the “Company”), Project Quick Parent, LLC, a limited liability company organized under the laws of Delaware (“Parent”), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), and approve the transactions contemplated thereby, including the Merger. | Management | | For | | For | | |
| 2. | To approve by a non-binding, advisory vote certain compensation arrangements for the Company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | To approve one or more proposals to adjourn the Special Meeting, if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal. | Management | | For | | For | | |
| QAD INC. | | |
| Security | 74727D207 | | | | Meeting Type | Special |
| Ticker Symbol | QADB | | | | Meeting Date | 02-Nov-2021 | |
| ISIN | US74727D2071 | | | | Agenda | 935495235 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of June 27, 2021 (as amended from time to time, the “Merger Agreement”) by and among QAD Inc. (the “Company”), Project Quick Parent, LLC, a limited liability company organized under the laws of Delaware (“Parent”), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), and approve the transactions contemplated thereby, including the Merger. | Management | | For | | For | | |
| 2. | To approve by a non-binding, advisory vote certain compensation arrangements for the Company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | To approve one or more proposals to adjourn the Special Meeting, if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal. | Management | | For | | For | | |
| ATOTECH LIMITED | | |
| Security | G0625A105 | | | | Meeting Type | Special |
| Ticker Symbol | ATC | | | | Meeting Date | 03-Nov-2021 | |
| ISIN | JE00BMVMZ478 | | | | Agenda | 935506216 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| C1. | Considering, and if thought fit, approving the Scheme referred to in the notice convening the Court Meeting contained in Part IX of the Scheme Document to which the proxy relates. | Management | | For | | For | | |
| S1. | To give effect to the scheme of arrangement between Atotech Limited and the Scheme Shareholders: To authorize the directors of Atotech Limited to take all such action as they may consider necessary or appropriate. | Management | | For | | For | | |
| S2. | To give effect to the scheme of arrangement between Atotech Limited and the Scheme Shareholders: To make certain amendments to the articles of association of Atotech Limited, | Management | | For | | For | | |
| KADMON HOLDINGS, INC. | | |
| Security | 48283N106 | | | | Meeting Type | Special |
| Ticker Symbol | KDMN | | | | Meeting Date | 05-Nov-2021 | |
| ISIN | US48283N1063 | | | | Agenda | 935504616 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated September 7, 2021, by and among Kadmon Holdings, Inc., Sanofi and Latour Merger Sub, Inc. and approve the Merger. | Management | | For | | For | | |
| 2. | To adjourn the Special Meeting, if necessary and for the minimum amount of time reasonable under the circumstances, to ensure any supplement or amendment to the proxy statement is provided to the stockholders of Kadmon Holdings, Inc. a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve to the proposal to adopt the Merger Agreement and approve the Merger. | Management | | For | | For | | |
| THE EXONE COMPANY | | |
| Security | 302104104 | | | | Meeting Type | Special |
| Ticker Symbol | XONE | | | | Meeting Date | 09-Nov-2021 | |
| ISIN | US3021041047 | | | | Agenda | 935506937 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 11, 2021, among Desktop Metal, Inc., Texas Merger Sub I, Inc. (“Merger Sub I”), Texas Merger Sub II, LLC (“Merger Sub II”), and The ExOne Company (“ExOne”), pursuant to which Merger Sub I will merge into ExOne (the “First Merger”), and immediately thereafter ExOne, as the surviving corporation of the First Merger, will merge into Merger Sub II (the “Second Merger” and together with the First Merger, the “Mergers”), with Merger Sub II surviving the Second Merger (“Merger Proposal”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ExOne’s named executive officers in connection with the Mergers. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | | For | | For | | |
| PERNOD RICARD SA | | |
| Security | F72027109 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 10-Nov-2021 | |
| ISIN | FR0000120693 | | | | Agenda | 714725869 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON 30 JUNE 2021, SHOWING EARNINGS AMOUNTING TO EUR 657,285,968.52 AND THE APPROVAL OF THE NON DEDUCTIBLE EXPENSES AND CHARGES | Management | | No Action | | | | |
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR | Management | | No Action | | | | |
| 3 | ALLOCATION OF THE RESULT FOR SAID FISCAL YEAR AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS OF EUR 3.12 PER SHARE | Management | | No Action | | | | |
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LANGE AS DIRECTOR | Management | | No Action | | | | |
| 5 | RENEWAL OF THE TERM OF OFFICE OF PAUL RICARD COMPANY REPRESENTED BY M. PAUL- CHARLES RICHARD ACTING AS DIRECTOR | Management | | No Action | | | | |
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. VERONICA VARGAS AS DIRECTOR | Management | | No Action | | | | |
| 7 | APPOINTMENT OF MRS NAMITA SHAH AS DIRECTOR | Management | | No Action | | | | |
| 8 | APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER, FOR FISCAL YEAR 2021-2021 | Management | | No Action | | | | |
| 9 | APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR | Management | | No Action | | | | |
| 10 | APPROVAL OF THE COMPENSATION POLICY OF MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER | Management | | No Action | | | | |
| 11 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS | Management | | No Action | | | | |
| 12 | AUTHORIZATION FOR THE COMPANY TO TRADE ON ITS OWN SHARES | Management | | No Action | | | | |
| 13 | APPROVAL OF THE SPECIAL AUDITORS’ REPORT ON AGREEMENTS GOVERNED BY ARTICLES L.225- 38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | | No Action | | | | |
| 14 | AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL | Management | | No Action | | | | |
| 15 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED | Management | | No Action | | | | |
| 16 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, BY A PUBLIC OFFER, WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | | No Action | | | | |
| 17 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE AMOUNT OF SECURITIES ISSUED IN CASE OF SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS WITHIN THE LIMIT OF 15 PER CENT OF THE INITIAL ISSUE UNDER THE 15TH, 16TH AND 18TH RESOLUTIONS | Management | | No Action | | | | |
| 18 | SHARE CAPITAL INCREASE BY ISSUANCE OF ORDINARY SHARES AND/OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED BY PRIVATE PLACEMENT, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00 | Management | | No Action | | | | |
| 19 | SHARE CAPITAL INCREASE UP TO 10 PER CENT OF THE SHARE CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL | Management | | No Action | | | | |
| 20 | SHARE CAPITAL INCREASE BY ISSUANCE OF COMPANY’S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | | No Action | | | | |
| 21 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00 BY CAPITALIZING RESERVES, PROFITS OR PREMIUMS | Management | | No Action | | | | |
| 22 | ALLOCATION OF PERFORMANCE SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES AND SENIOR CORPORATE OFFICERS OF THE COMPANY | Management | | No Action | | | | |
| 23 | ALLOCATION OF SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES OF THE COMPANY | Management | | No Action | | | | |
| 24 | SHARE CAPITAL INCREASE BY THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF MEMBERS OF COMPANY SAVINGS PLANS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | | No Action | | | | |
| 25 | THE SHAREHOLDERS MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL WITHIN THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL , BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF AN IDENTIFIED PERSONS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | | No Action | | | | |
| 26 | AMENDMENT OF THE ARTICLES 7 ‘CAPITAL INCREASE AND REDUCTION’ AND 33 ‘COMPOSITION AND HOLDING OF GENERAL MEETINGS’ OF THE BYLAWS TO COMPLY WITH THE LEGAL AND REGULATORY PROVISIONS | Management | | No Action | | | | |
| 27 | POWERS TO ACCOMPLISH FORMALITIES | Management | | No Action | | | | |
| CMMT | 20 OCT 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202110062104025-120,- https://www.journal- officiel.gouv.fr/balo/document/202110202104087-126 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | 12 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN | Non-Voting | | | | | | |
| | THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| FOX CORPORATION | | |
| Security | 35137L204 | | | | Meeting Type | Annual |
| Ticker Symbol | FOX | | | | Meeting Date | 10-Nov-2021 | |
| ISIN | US35137L2043 | | | | Agenda | 935498825 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: K. Rupert Murdoch AC | Management | | For | | For | | |
| 1B. | Election of Director: Lachlan K. Murdoch | Management | | For | | For | | |
| 1C. | Election of Director: William A. Burck | Management | | For | | For | | |
| 1D. | Election of Director: Chase Carey | Management | | For | | For | | |
| 1E. | Election of Director: Anne Dias | Management | | For | | For | | |
| 1F. | Election of Director: Roland A. Hernandez | Management | | For | | For | | |
| 1G. | Election of Director: Jacques Nasser AC | Management | | For | | For | | |
| 1H. | Election of Director: Paul D. Ryan | Management | | For | | For | | |
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | | Abstain | | Against | | |
| 5. | Stockholder proposal to transition to a public benefit corporation. | Shareholder | | Against | | For | | |
| ITAMAR MEDICAL LTD | | |
| Security | 465437101 | | | | Meeting Type | Annual |
| Ticker Symbol | ITMR | | | | Meeting Date | 16-Nov-2021 | |
| ISIN | US4654371016 | | | | Agenda | 935510215 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the acquisition of the Company by ZOLL Medical Corporation (“Parent”), including the approval of: (i) the Agreement and Plan of Merger, dated September 13, 2021 (as it may be amended from time to time, the “Merger Agreement”), ...(Due to space limits, see proxy material for full proposal). MUST VOTE ON PROPOSAL 1A FOR YOUR VOTE TO COUNT ON PROPOSAL 1. | Management | | For | | For | | |
| 1A. | Please confirm that you ARE NOT a “Parent Affiliate” by checking the “YES” box. If you cannot confirm that you are not a Parent Affiliate, check the “NO” box. As described under the heading “Required Vote” in Item 1 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). IF YOU ARE NOT A PARENT AFFILIATE SELECT FOR = YES. IF YOU ARE A PARENT AFFILIATE SELECT AGAINST = NO. | Management | | For | | | | |
| 2. | To approve the adjournment of the Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Meeting. | Management | | For | | For | | |
| 3. | DIRECTOR | Management | | | | | | |
| | 1 | Giora Yaron | | | | For | | For | | |
| | 2 | Ilan Biran | | | | For | | For | | |
| | 3 | Christopher M. Cleary | | | | For | | For | | |
| | 4 | Scott P. Serota | | | | For | | For | | |
| | 5 | Brad Fluegel | | | | For | | For | | |
| | 6 | Marga Ortigas-Wedekind | | | | For | | For | | |
| 4. | To approve amendments to the Company’s compensation policy governing the compensation of the Company’s office holders. MUST VOTE ON PROPOSAL 4A FOR YOUR VOTE TO COUNT ON PROPOSAL 4. | Management | | For | | For | | |
| 4A. | Please confirm that you ARE NOT a “controlling shareholder” and DO NOT have a “personal interest” in Proposal 4 by checking the “YES” box. If you cannot confirm the same, check the “NO” box. As described under the heading “Required Vote” in Item 4 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). SELECT FOR = YES IF YOU ARE NOT A CONTROLLING SH AND DO NOT HAVE A PERSONAL INTEREST. SELECT AGAINST = NO IF ARE A CONTROLLING SH OR HAVE A PERSONAL INTEREST. | Management | | For | | | | |
| 5. | To approve a modification to the base compensation of the Company’s President and Chief Executive Officer. MUST VOTE ON PROPOSAL 5A FOR YOUR VOTE TO COUNT ON PROPOSAL 5. | Management | | For | | For | | |
| 5A. | Please confirm that you ARE NOT a “controlling shareholder” and DO NOT have a “personal interest” in Proposal 5 by checking the “YES” box. If you cannot confirm the same, check the “NO” box. As described under the heading “Required Vote” in Item 5 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). SELECT FOR = YES IF YOU ARE NOT A CONTROLLING SH AND DO NOT HAVE A PERSONAL INTEREST. SELECT AGAINST = NO IF ARE A CONTROLLING SH OR HAVE A PERSONAL INTEREST. | Management | | For | | | | |
| 6. | To approve the reappointment of Somekh Chaikin, a member of KPMG International, as the Company’s independent auditor, ...(Due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| ATLANTIC CAPITAL BANCSHARES, INC. | | |
| Security | 048269203 | | | | Meeting Type | Special |
| Ticker Symbol | ACBI | | | | Meeting Date | 16-Nov-2021 | |
| ISIN | US0482692037 | | | | Agenda | 935510239 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A proposal to approve the Agreement and Plan of Merger, dated as of July 22, 2021, by and between Atlantic Capital Bancshares Inc. and SouthState Corporation, which provides for the merger of Atlantic Capital Bancshares, Inc. with and into SouthState Corporation with SouthState Corporation as the surviving company, and the transactions contemplated by the Agreement and Plan of Merger. | Management | | For | | For | | |
| 2. | A proposal to approve, on an advisory (non-binding) basis, the merger-related named executive officer compensation that will or may be paid to Atlantic Capital’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | A proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the Merger Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Atlantic Capital common stock. | Management | | For | | For | | |
| INOVALON HOLDINGS INC. | | |
| Security | 45781D101 | | | | Meeting Type | Special |
| Ticker Symbol | INOV | | | | Meeting Date | 16-Nov-2021 | |
| ISIN | US45781D1019 | | | | Agenda | 935510291 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the “Merger Agreement”) by and among Inovalon Holdings, Inc. (the “Company”), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. (“Merger Sub”) pursuant to which Merger Sub will merge with and into the Company (the “Merger”). | Management | | For | | For | | |
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | | For | | For | | |
| INOVALON HOLDINGS INC. | | |
| Security | 45781D101 | | | | Meeting Type | Special |
| Ticker Symbol | INOV | | | | Meeting Date | 16-Nov-2021 | |
| ISIN | US45781D1019 | | | | Agenda | 935513160 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the “Merger Agreement”) by and among Inovalon Holdings, Inc. (the “Company”), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. (“Merger Sub”) pursuant to which Merger Sub will merge with and into the Company (the “Merger”). | Management | | For | | For | | |
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | | For | | For | | |
| AVAST PLC | | |
| Security | G0713S109 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | | | | Agenda | 714852298 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | | | | | | |
| CMMT | 01 NOV 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS’-PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY-VOTING ARE ENCOURAGED. THANK YOU | Non-Voting | | | | | | |
| CMMT | 01 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| AVAST PLC | | |
| Security | G0713S109 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | | | | Agenda | 714879686 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | A. FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 28 OCTOBER 2021 (THE “SCHEME”) BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF, IN ITS ORIGINAL FORM IN THE DOCUMENT SENT TO SHAREHOLDERS OF THE COMPANY DATED 28 OCTOBER 2021 OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BETWEEN THE COMPANY, NORTONLIFELOCK INC. (’‘NORTONLIFELOCK”) AND NITRO BIDCO LIMITED (“BIDCO”), A WHOLLY OWNED SUBSIDIARY OF NORTONLIFELOCK AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES (THE “COURT”), THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; B. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND HEREBY ARE AMENDED BY THE ADOPTION AND INCLUSION OF NEW ARTICLE 160; AND C. SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, PURSUANT TO SECTION 97 OF THE COMPANIES ACT 2006, THE COMPANY BE RE- REGISTERED AS A PRIVATE LIMITED COMPANY WITH THE NAME “AVAST LIMITED”, TO TAKE EFFECT FOLLOWING APPROVAL BY THE REGISTRAR OF COMPANIES | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS’ PHYSICAL ATTENDANCE-MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE-ENCOURAGED. THANK YOU | Non-Voting | | | | | | |
| EXACTEARTH LTD. | | |
| Security | 30064C103 | | | | Meeting Type | Special |
| Ticker Symbol | EXRTF | | | | Meeting Date | 18-Nov-2021 | |
| ISIN | CA30064C1032 | | | | Agenda | 935510772 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | To pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying management information circular dated October 19, 2021 (the “Information Circular”), and is incorporated by reference herein, to approve a proposed plan of arrangement involving the Corporation, Spire Global Canada Acquisition Corp. (the “Purchaser”) and Spire Global, Inc. (“Parent”) pursuant to Section 192 of the Canada Business Corporations Act, as contemplated by an arrangement agreement dated September 13, 2021, as amended on October 15, 2021, among the Corporation, the Purchaser and Parent, all as more particularly described in the accompanying Information Circular. | Management | | For | | For | | |
| BLUE PRISM GROUP PLC | | |
| Security | G1193C101 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-Nov-2021 | |
| ISIN | GB00BYQ0HV16 | | | | Agenda | 714796008 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH ACQUISITION OF BLUE PRISM GROUP PLC BY BALI BIDCO LIMITED | Management | | For | | For | | |
| CMMT | 25 OCT 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS’-PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY-VOTING ARE ENCOURAGED. THANK YOU | Non-Voting | | | | | | |
| CMMT | 26 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MEETING TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| BLUE PRISM GROUP PLC | | |
| Security | G1193C101 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-Nov-2021 | |
| ISIN | GB00BYQ0HV16 | | | | Agenda | 714809742 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | | | | | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| ECHO GLOBAL LOGISTICS, INC. | | |
| Security | 27875T101 | | | | Meeting Type | Special |
| Ticker Symbol | ECHO | | | | Meeting Date | 19-Nov-2021 | |
| ISIN | US27875T1016 | | | | Agenda | 935512447 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of September 9, 2021 (the “merger agreement”), by and among Einstein MidCo, LLC, Einstein Merger Sub, Inc. (“Merger Sub”) and Echo Global Logistics (the “Company”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger. | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | Proposal to approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the proposal to approve the merger agreement or in the absence of a quorum. | Management | | For | | For | | |
| CERVED GROUP S.P.A. | | |
| Security | T2R840120 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 25-Nov-2021 | |
| ISIN | IT0005010423 | | | | Agenda | 714892901 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| E.1 | TO AMEND ART. 13.1 (GENERAL FUNCTION ON NUTRITION AND HEALTH) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.1.a | TO APPOINT THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: TO STATE THE NUMBER OF BOARD OF DIRECTORS’ MEMBERS | Management | | No Action | | | | |
| O.1.b | TO APPOINT THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: TO STATE THE TERM OF OFFICE OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| O.1.c | TO APPOINT THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS’ MEMBERS | Management | | No Action | | | | |
| O.1.d | TO APPOINT THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: TO STATE THE BOARD OF DIRECTORS’ EMOLUMENTS | Management | | No Action | | | | |
| O.2 | DISTRIBUTION TO THE SHAREHOLDERS OF AN EXTRAORDINARY DIVIDEND OF EURO 0.50 (FIFTY CENTS) FOR EACH OUTSTANDING SHARE | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 638817 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| DSP GROUP, INC. | | |
| Security | 23332B106 | | | | Meeting Type | Special |
| Ticker Symbol | DSPG | | | | Meeting Date | 29-Nov-2021 | |
| ISIN | US23332B1061 | | | | Agenda | 935513627 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt and approve the agreement and plan of merger, dated as of August 30, 2021, with Synaptics Incorporated, a Delaware corporation, and Osprey Merger Sub, Inc., a wholly- owned subsidiary of Synaptics (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Synaptics. The adoption of the merger agreement will also constitute approval of the merger and the other transactions contemplated by the merger agreement. | Management | | For | | For | | |
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to permit further solicitation of proxies in the event there are insufficient number of votes at the time of the special meeting to adopt the merger agreement proposal. | Management | | For | | For | | |
| MEREDITH CORPORATION | | |
| Security | 589433101 | | | | Meeting Type | Special |
| Ticker Symbol | MDP | | | | Meeting Date | 30-Nov-2021 | |
| ISIN | US5894331017 | | | | Agenda | 935523882 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider and vote upon a proposal to adopt the Agreement and Plan of Merger, dated as of May 3, 2021, as amended June 2, 2021 and October 6, 2021, by and among Gray Television, Inc. (“Gray”), Gray Hawkeye Stations, Inc., a wholly-owned subsidiary of Gray (“Merger Sub”), and Meredith (as so amended, and as it may be further amended, modified or supplemented from time to time, the “Merger Agreement”). | Management | | For | | For | | |
| 2. | To consider and vote, on an advisory basis, upon a proposal to approve the compensation that Meredith’s named executive officers may receive in connection with the Merger contemplated by the Merger Agreement (the “Merger”). | Management | | For | | For | | |
| 3. | To vote to adjourn the Special Meeting if necessary to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | | For | | For | | |
| PLAYTECH PLC | | |
| Security | G7132V100 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 01-Dec-2021 | |
| ISIN | IM00B7S9G985 | | | | Agenda | 714910266 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE DISPOSAL BY THE COMPANY OF THE FINALTO BUSINESS TO THE PURCHASER | Management | | For | | For | | |
| CMMT | 17 NOV 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| TELENET GROUP HOLDING NV | | |
| Security | B89957110 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 02-Dec-2021 | |
| ISIN | BE0003826436 | | | | Agenda | 714831840 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1. | AT THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE (GROSS) DIVIDEND PER SHARE OF EUR 1.375 (NET: EUR 0.9625 PER SHARE) OR IN TOTAL EUR 150.4 MILLION BASED ON THE NUMBER OF DIVIDEND-ENTITLED SHARES OUTSTANDING ON 26 OCTOBER 2021, (WHICH TOTAL AMOUNT MAY VARY IN FUNCTION OF THE DIVIDEND-ENTITLED SHARES ON 6 DECEMBER 2021), PAYABLE AS FROM 8 DECEMBER 2021, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | | No Action | | | | |
| 2. | THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | | No Action | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| HILL-ROM HOLDINGS, INC. | | |
| Security | 431475102 | | | | Meeting Type | Special |
| Ticker Symbol | HRC | | | | Meeting Date | 02-Dec-2021 | |
| ISIN | US4314751029 | | | | Agenda | 935513108 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. (“Hillrom”), Baxter International Inc. (“Baxter”), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter (“Merger Sub”), as it may be amended from time to time (the “merger agreement”), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the “merger”). | Management | | For | | For | | |
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Management | | For | | For | | |
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| COLUMBIA PROPERTY TRUST, INC | | |
| Security | 198287203 | | | | Meeting Type | Special |
| Ticker Symbol | CXP | | | | Meeting Date | 02-Dec-2021 | |
| ISIN | US1982872038 | | | | Agenda | 935514085 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider and vote on a proposal to approve the merger (the “merger”) of Panther Merger Parent, Inc. (“Parent”) with and into Columbia Property Trust, Inc. (“Columbia”) pursuant to the Agreement and Plan of Merger, dated as of September 7, 2021 and as it may be amended from time to time, among Columbia, Columbia Property Trust Operating Partnership, L.P., Parent and Panther Merger Sub, LLC. | Management | | For | | For | | |
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger. | Management | | For | | For | | |
| MADISON SQUARE GARDEN SPORTS CORP. | | |
| Security | 55825T103 | | | | Meeting Type | Annual |
| Ticker Symbol | MSGS | | | | Meeting Date | 08-Dec-2021 | |
| ISIN | US55825T1034 | | | | Agenda | 935510087 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Joseph M. Cohen | | | | For | | For | | |
| | 2 | Richard D. Parsons | | | | For | | For | | |
| | 3 | Nelson Peltz | | | | For | | For | | |
| | 4 | Ivan Seidenberg | | | | For | | For | | |
| | 5 | Anthony J. Vinciquerra | | | | For | | For | | |
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | | For | | For | | |
| LANDMARK INFRASTRUCTURE PARTNERS LP | | |
| Security | 51508J108 | | | | Meeting Type | Special |
| Ticker Symbol | LMRK | | | | Meeting Date | 09-Dec-2021 | |
| ISIN | US51508J1088 | | | | Agenda | 935515063 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Transaction Agreement (as it may be amended from time to time, the “Transaction Agreement”), dated as of August 21, 2021, by and among Landmark Infrastructure Partners LP, a Delaware limited partnership (the “Partnership”), Landmark Infrastructure Partners GP LLC, a Delaware limited liability company (the “Partnership GP”), Landmark Infrastructure REIT LLC, a Delaware limited liability company (“REIT LLC”), Landmark Infrastructure Inc., a Delaware corporation (“REIT Subsidiary”, ...(due to space limits, see proxy statement for full proposal). | Management | | For | | For | | |
| KRATON CORPORATION | | |
| Security | 50077C106 | | | | Meeting Type | Special |
| Ticker Symbol | KRA | | | | Meeting Date | 09-Dec-2021 | |
| ISIN | US50077C1062 | | | | Agenda | 935519035 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Merger Proposal: To approve and adopt the Agreement and Plan of Merger, dated as of September 27, 2021 (as it may be amended from time to time, the “Merger Agreement”), by and between DL Chemical Co., Ltd. (“Parent”), DLC US Holdings, Inc., DLC US, Inc. (“Merger Subsidiary”) and Kraton, under which Merger Subsidiary will merge with and into Kraton with Kraton surviving the merger as an indirect, wholly-owned, subsidiary of Parent (the “Merger”). | Management | | For | | For | | |
| 2. | Advisory Compensation Proposal: To approve, by a non- binding, advisory vote, the compensation arrangements that will or may become payable to Kraton’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies to vote in favor of the proposal to adopt the Merger Agreement, in the event that there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | | For | | For | | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | | |
| Security | 55826T102 | | | | Meeting Type | Annual |
| Ticker Symbol | MSGE | | | | Meeting Date | 10-Dec-2021 | |
| ISIN | US55826T1025 | | | | Agenda | 935510532 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Martin Bandier | | | | For | | For | | |
| | 2 | Joseph J. Lhota | | | | For | | For | | |
| | 3 | Joel M. Litvin | | | | For | | For | | |
| | 4 | Frederic V. Salerno | | | | For | | For | | |
| | 5 | John L. Sykes | | | | For | | For | | |
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | | For | | For | | |
| VIATRIS INC. | | |
| Security | 92556V106 | | | | Meeting Type | Annual |
| Ticker Symbol | VTRS | | | | Meeting Date | 10-Dec-2021 | |
| ISIN | US92556V1061 | | | | Agenda | 935512219 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Class I Director each to hold office until the 2023 annual meeting: Neil Dimick | Management | | For | | For | | |
| 1B. | Election of Class I Director each to hold office until the 2023 annual meeting: Michael Goettler | Management | | For | | For | | |
| 1C. | Election of Class I Director each to hold office until the 2023 annual meeting: Ian Read | Management | | For | | For | | |
| 1D. | Election of Class I Director each to hold office until the 2023 annual meeting: Pauline van der Meer Mohr | Management | | For | | For | | |
| 2. | Approval, on non-binding advisory basis, of the 2020 compensation of the named executive officers of the Company (the “Say-on-Pay vote”). | Management | | For | | For | | |
| 3. | A non-binding advisory vote on the frequency of the Say- on-Pay vote. | Management | | 1 Year | | For | | |
| 4. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| KANSAS CITY SOUTHERN | | |
| Security | 485170302 | | | | Meeting Type | Special |
| Ticker Symbol | KSU | | | | Meeting Date | 10-Dec-2021 | |
| ISIN | US4851703029 | | | | Agenda | 935517726 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of September 15, 2021 (as it may be amended from time to time, the “merger agreement”) by and among Kansas City Southern (“KCS”), Canadian Pacific Railway Limited (“CPRL”), Cygnus Merger Sub 1 Corporation, a wholly owned subsidiary of CPRL, and Cygnus Merger Sub 2 Corporation, a wholly owned subsidiary of Cygnus Merger Sub 1 Corporation (the “merger proposal”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to the proxy statement/prospectus is timely provided to KCS stockholders. | Management | | For | | For | | |
| BRIDGEBIO PHARMA INC. | | |
| Security | 10806X102 | | | | Meeting Type | Special |
| Ticker Symbol | BBIO | | | | Meeting Date | 15-Dec-2021 | |
| ISIN | US10806X1028 | | | | Agenda | 935523755 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider and vote on a proposal to approve a resolution ratifying the equity awards granted to the Company’s directors in 2019, 2020 and 2021 under the Company’s Director Compensation Policy (“Proposal 1“). | Management | | Abstain | | Against | | |
| 2. | To consider and vote on a proposal to approve the Company’s Amended and Restated Director Compensation Policy. Approval of Proposal 1 by our stockholders is a condition to the adoption by the Company of the Amended and Restated Director Compensation Policy set forth in Proposal 2. Subject to and effective on the approval of Proposal 1 and Proposal 2, the Board of Directors has adopted amendments to the 2019 Incentive Plan. | Management | | For | | For | | |
| 3. | To consider and vote on a proposal to adjourn the Special Meeting, if necessary or appropriate to solicit additional votes in favor of Proposal 1 or Proposal 2 or to ensure that a quorum is present (“Proposal 3“). | Management | | Abstain | | Against | | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | | |
| Security | 609720107 | | | | Meeting Type | Annual |
| Ticker Symbol | MNR | | | | Meeting Date | 16-Dec-2021 | |
| ISIN | US6097201072 | | | | Agenda | 935523440 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Catherine B. Elflein | | | | For | | For | | |
| | 2 | Eugene W. Landy | | | | For | | For | | |
| | 3 | Michael P. Landy | | | | For | | For | | |
| | 4 | Samuel A. Landy | | | | For | | For | | |
| 2. | Ratification of the appointment of PKF O’Connor Davies, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| 3. | An advisory resolution for the executive compensation of the Company’s named executive officers for the fiscal year ended September 30, 2021 as more fully described in the proxy statement. | Management | | For | | For | | |
| VEONEER, INC. | | |
| Security | 92336X109 | | | | Meeting Type | Special |
| Ticker Symbol | VNE | | | | Meeting Date | 16-Dec-2021 | |
| ISIN | US92336X1090 | | | | Agenda | 935523806 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 4, 2021, by and among Veoneer, Inc. (“Veoneer”), QUALCOMM Incorporated, SSW HoldCo LP (“SSW”) and SSW Merger Sub Corp (“Merger Sub”) (as may be amended from time to time) (the “Veoneer merger proposal”) pursuant to which Merger Sub will merge with and into Veoneer (the “Merger”), with Veoneer surviving the Merger, and becoming a direct, wholly owned subsidiary of SSW. | Management | | For | | For | | |
| 2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Veoneer to its named executive officers in connection with the Merger (the “Veoneer compensation proposal”). | Management | | For | | For | | |
| AKKA TECHNOLOGIES SE | | |
| Security | F0181L108 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Dec-2021 | |
| ISIN | FR0004180537 | | | | Agenda | 714937034 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | 23 NOV 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND A BENEFICIAL OWNER SIGNED-POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO-POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 664406 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTIONS 2 AND 5. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED. THANK YOU | Non-Voting | | | | | | |
| CMMT | 23 NOV 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202111172104323-138 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| 1 | CANCELLATION OF PARAGRAPHS 6 AND 7 OF ARTICLE 17 “COMPOSITION OF THE BOARD OF DIRECTORS” OF THE COMPANY’S BYLAWS | Management | | No Action | | | | |
| 2 | ACKNOWLEDGEMENT OF THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY- REGARDING THE CANCELLATION OF THE 7.927.487 PROFIT SHARES ISSUED BY THE-COMPANY, ESTABLISHED IN ACCORDANCE WITH ARTICLE 7:155 READ IN CONJUNCTION-WITH ARTICLE 15:2 OF THE COMPANIES AND ASSOCIATIONS CODE | Non-Voting | | | | | | |
| 3 | CANCELLATION OF THE 7.927.487 PROFIT SHARES ISSUED BY THE COMPANY | Management | | No Action | | | | |
| 4 | POWERS TO CARRY OUT FORMALITIES | Management | | No Action | | | | |
| 5 | MISCELLANEOUS | Non-Voting | | | | | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Special |
| Ticker Symbol | CNHI | | | | Meeting Date | 23-Dec-2021 | |
| ISIN | NL0010545661 | | | | Agenda | 935521749 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | | For | | For | | |
| 4A. | Appointment of Asa Tamsons (non-executive Director) | Management | | For | | For | | |
| 4B. | Appointment of Catia Bastioli (non-executive Director) | Management | | For | | For | | |
| 5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | | For | | For | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Special |
| Ticker Symbol | CNHI | | | | Meeting Date | 23-Dec-2021 | |
| ISIN | NL0010545661 | | | | Agenda | 935529896 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | | For | | For | | |
| 4A. | Appointment of Asa Tamsons (non-executive Director) | Management | | For | | For | | |
| 4B. | Appointment of Catia Bastioli (non-executive Director) | Management | | For | | For | | |
| 5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | | For | | For | | |
| BLUE PRISM GROUP PLC | | |
| Security | G1193C101 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | | | | Agenda | 714986215 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO VOTE FOR OR AGAINST THE SCHEME | Management | | For | | For | | |
| CMMT | 20 DEC 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | | | | | | |
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| BLUE PRISM GROUP PLC | | |
| Security | G1193C101 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | | | | Agenda | 714986708 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY ACTION TO GIVE EFFECT TO THE SCHEME, AMEND THE ARTICLES OF ASSOCIATION AND RE-REGISTER THE COMPANY AS A PLC | Management | | For | | For | | |
| VALLEY NATIONAL BANCORP | | |
| Security | 919794107 | | | | Meeting Type | Special |
| Ticker Symbol | VLY | | | | Meeting Date | 13-Jan-2022 | |
| ISIN | US9197941076 | | | | Agenda | 935533023 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the issuance of shares of common stock, no par value, of Valley pursuant to the Agreement and Plan of Merger, dated as of September 22, 2021, by and among Bank Leumi Le-Israel Corporation, Valley and Volcano Merger Sub Corporation. | Management | | For | | For | | |
| 2. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, including to permit further solicitation of proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal above. | Management | | For | | For | | |
| CERVED GROUP S.P.A. | | |
| Security | T2R840120 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 14-Jan-2022 | |
| ISIN | IT0005010423 | | | | Agenda | 714992282 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| O.1 | TO DECREASE THE NUMBER OF BOARD OF DIRECTORS’ MEMBERS FROM 11 TO 10. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.1 | APPROVAL OF THE MERGER BY INCORPORATION PROJECT OF CASTOR BIDCO S.P.A. IN CERVED GROUP S.P.A. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.2 | ADOPTION OF A NEW TEXT OF THE BYLAWS EFFECTIVE FROM THE DATE OF DELISTING OF THE SHARES OF CERVED GROUP S.P.A. FROM EURONEXT MILAN, ORGANIZED AND MANAGED BY BORSA ITALIANA S.P.A. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 671427 DUE TO RECEIPT OF-UPDATED AGENDA AND CHANGE IN MEETING TYPE. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | | | | | | |
| COGECO INC. | | |
| Security | 19238T100 | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | CGECF | | | | Meeting Date | 14-Jan-2022 | |
| ISIN | CA19238T1003 | | | | Agenda | 935535623 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Louis Audet | | | | For | | For | | |
| | 2 | Arun Bajaj | | | | For | | For | | |
| | 3 | Mary-Ann Bell | | | | For | | For | | |
| | 4 | James C. Cherry | | | | For | | For | | |
| | 5 | Patricia Curadeau-Grou | | | | For | | For | | |
| | 6 | Samih Elhage | | | | For | | For | | |
| | 7 | Philippe Jetté | | | | For | | For | | |
| | 8 | Normand Legault | | | | For | | For | | |
| | 9 | David McAusland | | | | For | | For | | |
| 2 | Board’s approach to Executive Compensation The advisory resolution accepting the Board’s approach to executive compensation. The text of the advisory resolution accepting the Board’s approach to executive compensation is set out on page 17 of the Information Circular. | Management | | For | | For | | |
| 3 | Amended and Restated By-Laws The resolution ratifying and approving the Amended and Restated By-Laws of the Corporation. The text of the resolution ratifying and approving the Amended and Restated By-Laws of the Corporation is set out on page 18 of the Information Circular. | Management | | Against | | Against | | |
| 4 | Shareholder proposal 1 The Board of Directors of the Corporation and Management recommend voting AGAINST shareholder proposal 1. | Shareholder | | Against | | For | | |
| 5 | Shareholder proposal 2 The Board of Directors of the Corporation and Management recommend voting AGAINST shareholder proposal 2. | Shareholder | | Against | | For | | |
| 6 | Shareholder proposal 3 The Board of Directors of the Corporation and Management recommend voting AGAINST shareholder proposal 3. The text of each of the shareholder proposals is set out in Schedule “B” to the Information Circular. | Shareholder | | Against | | For | | |
| 7 | Appointment of Auditors The appointment of Deloitte LLP, Chartered Accountants, as auditors and the authorization to the Directors to fix their remuneration. | Management | | For | | For | | |
| CASPER SLEEP INC. | | |
| Security | 147626105 | | | | Meeting Type | Special |
| Ticker Symbol | CSPR | | | | Meeting Date | 19-Jan-2022 | |
| ISIN | US1476261052 | | | | Agenda | 935536497 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of November 14, 2021 (the “Merger Agreement”), by and among Marlin Parent, Inc., Marlin Merger Sub, Inc., and Casper Sleep Inc. | Management | | For | | For | | |
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the Merger Agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the Merger Agreement. | Management | | For | | For | | |
| VIVO ENERGY PLC | | |
| Security | G9375M102 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | | | | Agenda | 714986823 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | | For | | For | | |
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| VIVO ENERGY PLC | | |
| Security | G9375M102 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | | | | Agenda | 714989300 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | | | | | | |
| HEXION HOLDINGS CORP | | |
| Security | 42830K103 | | | | Meeting Type | Consent |
| Ticker Symbol | HXOH | | | | Meeting Date | 21-Jan-2022 | |
| ISIN | US42830K1034 | | | | Agenda | 935542539 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | A RESOLUTION TO ADOPT AND APPROVE THAT CERTAIN AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 20, 2021, BY AND AMONG HEXION HOLDINGS CORPORATION, ASP RESINS INTERMEDIATE HOLDINGS, INC. AND ASP RESINS MERGER SUB, INC., THE MERGER (AS DEFINED THEREIN) AND THE OTHER TRANSACTIONS CONTEMPLATED THEREBY. (FOR = ACCEPT, AGAINST = REJECT)(ABSTAIN VOTES DO NOT COUNT) | Management | | For | | | | |
| MILLICOM INTERNATIONAL CELLULAR SA | | |
| Security | L6388F128 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Jan-2022 | |
| ISIN | SE0001174970 | | | | Agenda | 714984247 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1 | APPOINT CHAIRMAN, SCRUTINEER AND SECRETARY OF MEETING | Management | | No Action | | | | |
| 2 | INCREASE AUTHORIZED SHARE CAPITAL AND AMEND ARTICLES OF ASSOCIATION | Management | | No Action | | | | |
| 3 | RECEIVE AND APPROVE DIRECTORS’ SPECIAL REPORT RE: AUTHORIZED SHARE CAPITAL INCREASE | Management | | No Action | | | | |
| CMMT | 17 DEC 2021: AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF-THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A- RESOLUTION | Non-Voting | | | | | | |
| CMMT | 17 DEC 2021: IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER-SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR-VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR-INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | 17 DEC 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED | Non-Voting | | | | | | |
| | MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | 17 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ROGERS CORPORATION | | |
| Security | 775133101 | | | | Meeting Type | Special |
| Ticker Symbol | ROG | | | | Meeting Date | 25-Jan-2022 | |
| ISIN | US7751331015 | | | | Agenda | 935538287 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated as of November 1, 2021 (as it may be amended from time to time, the “Merger Agreement”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, the “golden parachute” compensation that may be payable to our named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement. | Management | | For | | For | | |
| UGI CORPORATION | | |
| Security | 902681105 | | | | Meeting Type | Annual |
| Ticker Symbol | UGI | | | | Meeting Date | 28-Jan-2022 | |
| ISIN | US9026811052 | | | | Agenda | 935531916 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for term expiring in 2023: Frank S. Hermance, Chair | Management | | For | | For | | |
| 1B. | Election of Director for term expiring in 2023: M. Shawn Bort | Management | | For | | For | | |
| 1C. | Election of Director for term expiring in 2023: Theodore A. Dosch | Management | | For | | For | | |
| 1D. | Election of Director for term expiring in 2023: Alan N. Harris | Management | | For | | For | | |
| 1E. | Election of Director for term expiring in 2023: Mario Longhi | Management | | For | | For | | |
| 1F. | Election of Director for term expiring in 2023: William J. Marrazzo | Management | | For | | For | | |
| 1G. | Election of Director for term expiring in 2023: Cindy J. Miller | Management | | For | | For | | |
| 1H. | Election of Director for term expiring in 2023: Roger Perreault | Management | | For | | For | | |
| 1I. | Election of Director for term expiring in 2023: Kelly A. Romano | Management | | For | | For | | |
| 1J. | Election of Director for term expiring in 2023: James B. Stallings, Jr. | Management | | For | | For | | |
| 1K. | Election of Director for term expiring in 2023: John L. Walsh | Management | | For | | For | | |
| 2. | Advisory Vote on Executive Compensation | Management | | For | | For | | |
| 3. | Ratification of Independent Registered Public Accounting Firm for 2022 | Management | | For | | For | | |
| DIGI INTERNATIONAL, INC. | | |
| Security | 253798102 | | | | Meeting Type | Annual |
| Ticker Symbol | DGII | | | | Meeting Date | 28-Jan-2022 | |
| ISIN | US2537981027 | | | | Agenda | 935535863 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Spiro C. Lazarakis | Management | | For | | For | | |
| 1B. | Election of Director: Hatem H. Naguib | Management | | For | | For | | |
| 2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | | For | | For | | |
| 3. | Company proposal to ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| 4. | Company proposal to approve the amendment and restatement of the Digi International Inc. 2021 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| ROCKET INTERNET SE | | |
| Security | D6S914104 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 31-Jan-2022 | |
| ISIN | DE000A12UKK6 | | | | Agenda | 714990973 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | |
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| 1 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES; AUTHORIZE SHARE CAPITAL REDUCTION | Management | | No Action | | | | |
| ENERGIZER HOLDINGS, INC. | | |
| Security | 29272W109 | | | | Meeting Type | Annual |
| Ticker Symbol | ENR | | | | Meeting Date | 31-Jan-2022 | |
| ISIN | US29272W1099 | | | | Agenda | 935535635 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | | For | | For | | |
| 1B. | Election of Director: Bill G. Armstrong | Management | | For | | For | | |
| 1C. | Election of Director: Cynthia J. Brinkley | Management | | For | | For | | |
| 1D. | Election of Director: Rebecca D. Frankiewicz | Management | | For | | For | | |
| 1E. | Election of Director: Kevin J. Hunt | Management | | For | | For | | |
| 1F. | Election of Director: James C. Johnson | Management | | For | | For | | |
| 1G. | Election of Director: Mark S. LaVigne | Management | | For | | For | | |
| 1H. | Election of Director: Patrick J. Moore | Management | | For | | For | | |
| 1I. | Election of Director: Donal L. Mulligan | Management | | For | | For | | |
| 1J. | Election of Director: Nneka L. Rimmer | Management | | For | | For | | |
| 1K. | Election of Director: Robert V. Vitale | Management | | For | | For | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. | Management | | For | | For | | |
| 3. | Advisory, non-binding vote on executive compensation. | Management | | For | | For | | |
| 4. | Advisory, non-binding vote on frequency of future votes to approve executive compensation. | Management | | 1 Year | | For | | |
| ROCKWELL AUTOMATION, INC. | | |
| Security | 773903109 | | | | Meeting Type | Annual |
| Ticker Symbol | ROK | | | | Meeting Date | 01-Feb-2022 | |
| ISIN | US7739031091 | | | | Agenda | 935535849 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| A. | DIRECTOR | Management | | | | | | |
| | 1 | James P. Keane | | | | For | | For | | |
| | 2 | Blake D. Moret | | | | For | | For | | |
| | 3 | Thomas W. Rosamilia | | | | For | | For | | |
| | 4 | Patricia A. Watson | | | | For | | For | | |
| B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | Management | | For | | For | | |
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2022. | Management | | For | | For | | |
| NEOPHOTONICS CORPORATION | | |
| Security | 64051T100 | | | | Meeting Type | Special |
| Ticker Symbol | NPTN | | | | Meeting Date | 01-Feb-2022 | |
| ISIN | US64051T1007 | | | | Agenda | 935539556 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated November 3, 2021 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”) by and among NeoPhotonics Corporation (“NeoPhotonics”), Lumentum Holdings Inc. and Neptune Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to NeoPhotonics’ named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| CYRUSONE INC. | | |
| Security | 23283R100 | | | | Meeting Type | Special |
| Ticker Symbol | CONE | | | | Meeting Date | 01-Feb-2022 | |
| ISIN | US23283R1005 | | | | Agenda | 935540890 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the merger (the “merger”) of Cavalry Merger Sub LLC, a wholly owned subsidiary of Parent (“Merger Sub”), with and into CyrusOne Inc. (the “Company”), with the Company surviving the merger, in accordance with the terms of the Agreement and Plan of Merger, dated as of November 14, 2021 (the “merger agreement”), by and among Cavalry Parent L.P. (“Parent”), Merger Sub and the Company, the merger agreement and the other transactions contemplated by the merger agreement. | Management | | For | | For | | |
| 2. | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the consummation of the merger. | Management | | For | | For | | |
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1. | Management | | For | | For | | |
| PLAYTECH PLC | | |
| Security | G7132V100 | | | | Meeting Type | Court Meeting |
| Ticker Symbol | | | | | Meeting Date | 02-Feb-2022 | |
| ISIN | IM00B7S9G985 | | | | Agenda | 714907562 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPROVAL OF SCHEME | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN ‘FOR’ AND ‘AGAINST’ ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | | | | | | |
| CMMT | 05 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 12 JAN 2022 TO 02 FEB 2022. IF YOU HAVE ALREADY SENT IN-YOUR VOTES , PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| PLAYTECH PLC | | |
| Security | G7132V100 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 02-Feb-2022 | |
| ISIN | IM00B7S9G985 | | | | Agenda | 714907726 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO ADOPT NEW ARTICLE 170. | Management | | For | | For | | |
| CMMT | 05 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1 AND POSTPONEMENT OF THE MEETING DATE FROM 12 JAN 2022 TO-02 FEB 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ARENA PHARMACEUTICALS, INC. | | |
| Security | 040047607 | | | | Meeting Type | Special |
| Ticker Symbol | ARNA | | | | Meeting Date | 02-Feb-2022 | |
| ISIN | US0400476075 | | | | Agenda | 935540888 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated December 12, 2021 (the “Merger Agreement”), by and among Arena Pharmaceuticals, Inc. (“Arena”), Pfizer Inc., and Antioch Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Arena’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| MCKESSON EUROPE AG | | |
| Security | D5347G101 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-Feb-2022 | |
| ISIN | DE000CLS1001 | | | | Agenda | 714985833 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | 17 DEC 2021: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY-YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | | | | | |
| | PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | | | | | | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS AND REPORTS FOR FISCAL YEAR 2023 | Management | | No Action | | | | |
| 5 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | 21 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | 21 DEC 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED | Non-Voting | | | | | | |
| | CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| HUNTER DOUGLAS NV | | |
| Security | N4327C122 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-Feb-2022 | |
| ISIN | ANN4327C1220 | | | | Agenda | 715057320 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | THE APPOINTMENT OF THE FOLLOWING PERSONS NOMINATED TO THE BOARD EFFECTIVE-UPON COMPLETION | Non-Voting | | | | | | |
| 1.i. | THE APPOINTMENT OF THE FOLLOWING PERSON NOMINATED TO THE BOARD EFFECTIVE UPON COMPLETION: MR. JUSTIN FOX, BORN IN NEW YORK, UNITED STATES OF AMERICA ON SEPTEMBER 6, 1987 | Management | | No Action | | | | |
| 1.ii | THE APPOINTMENT OF THE FOLLOWING PERSON NOMINATED TO THE BOARD EFFECTIVE UPON COMPLETION: MR. BRAD BROWN, BORN IN NEW YORK, UNITED STATES OF AMERICA ON OCTOBER 26, 1981 | Management | | No Action | | | | |
| 1.iii | THE APPOINTMENT OF THE FOLLOWING PERSON NOMINATED TO THE BOARD EFFECTIVE UPON COMPLETION: MR. EVERT WIND, BORN IN COEVORDEN, THE NETHERLANDS ON JULY 17, 1974 | Management | | No Action | | | | |
| 2. | THE GRANTING OF FULL AND FINAL DISCHARGE FOR THEIR ACTS OF MANAGEMENT, TO THE- MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, TO THE FOLLOWING MEMBERS OF THE- BOARD WHO WILL RESIGN FROM THEIR POSITIONS EFFECTIVE UPON COMPLETION | Non-Voting | | | | | | |
| 2.i | THE GRANTING OF FULL AND FINAL DISCHARGE FOR THEIR ACTS OF MANAGEMENT, TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, TO THE FOLLOWING MEMBER OF THE BOARD WHO WILL RESIGN FROM THEIR POSITIONS EFFECTIVE UPON COMPLETION: MR. RALPH SONNENBERG | Management | | No Action | | | | |
| 2.ii | THE GRANTING OF FULL AND FINAL DISCHARGE FOR THEIR ACTS OF MANAGEMENT, TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, TO THE FOLLOWING MEMBER OF THE BOARD WHO WILL RESIGN FROM THEIR POSITIONS EFFECTIVE UPON COMPLETION: MR. FRANCOIS WAGENER | Management | | No Action | | | | |
| 2.iii | THE GRANTING OF FULL AND FINAL DISCHARGE FOR THEIR ACTS OF MANAGEMENT, TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, TO THE FOLLOWING MEMBER OF THE BOARD WHO WILL RESIGN FROM THEIR POSITIONS EFFECTIVE UPON COMPLETION: MR. ADRIANUS NUHN | Management | | No Action | | | | |
| 3. | THE APPROVAL OF THE ASSET SALE | Management | | No Action | | | | |
| 4. | THE APPOINTMENT AND AUTHORISATION OF EACH INDIVIDUAL MEMBER OF THE BOARD, AS IN OFFICE AT THE TIME OF THE EXTRAORDINARY GENERAL MEETING OR IN OFFICE AT ANY TIME THEREAFTER, TO REPRESENT HUNTER DOUGLAS, TO THE EXTENT AND INSOFAR A CONFLICT OF INTEREST EXISTS WITHIN THE MEANING OF APPLICABLE CURACAO LAW WITH RESPECT TO ANY OF THE MEMBERS OF THE BOARD, IN RELATION TO ALL LEGAL ACTS THAT WILL BE EXECUTED IN CONNECTION WITH THE BLOCK TRADE, THE ASSET SALE AND THE BUY-OUT, AND TO RATIFY SUCH ACTS TO THE EXTENT AND INSOFAR THEY HAVE BEEN EXECUTED PRIOR TO THE DATE OF THE EXTRAORDINARY GENERAL MEETING | Management | | No Action | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | 04 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| MCAFEE CORP. | | |
| Security | 579063108 | | | | Meeting Type | Special |
| Ticker Symbol | MCFE | | | | Meeting Date | 09-Feb-2022 | |
| ISIN | US5790631080 | | | | Agenda | 935541765 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated November 5, 2021, as amended (the “Merger Agreement”), among Condor BidCo, Inc., a Delaware corporation (“Parent”), Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and McAfee Corp., a Delaware corporation (“McAfee”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to McAfee’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | | For | | For | | |
| VONAGE HOLDINGS CORP. | | |
| Security | 92886T201 | | | | Meeting Type | Special |
| Ticker Symbol | VG | | | | Meeting Date | 09-Feb-2022 | |
| ISIN | US92886T2015 | | | | Agenda | 935542464 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of November 22, 2021 (the “Merger Agreement”), by and among Vonage Holdings Corp., Telefonaktiebolaget LM Ericsson (publ), and Ericsson Muon Holding Inc. | Management | | For | | For | | |
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Vonage Holdings Corp.’s named executive officers that is based on or otherwise relates to the merger contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To approve the adjournment of the special meeting of stockholders (the “Special Meeting”) to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of proposal 1 if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | | For | | For | | |
| PAE INCORPORATED | | |
| Security | 69290Y109 | | | | Meeting Type | Special |
| Ticker Symbol | PAE | | | | Meeting Date | 10-Feb-2022 | |
| ISIN | US69290Y1091 | | | | Agenda | 935542515 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger, (as may be amended or modified from time to time, “merger agreement”), among Amentum Government Services Holdings LLC, a Delaware LLC (which we refer to as “Parent”), Pinnacle Virginia Merger Sub Inc., a Delaware corp. (which we refer to as “Merger Sub”), which is a wholly owned indirect subsidiary of Parent, and PAE, pursuant to which Merger Sub will be merged with and into PAE, with PAE continuing as surviving corp. in merger & a wholly owned indirect subsidiary of Parent. which we refer to as merger | Management | | For | | For | | |
| 2. | To approve specified compensation that will or may become payable to PAE’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To adjourn the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve and adopt the merger agreement. | Management | | For | | For | | |
| GREAT BEAR RESOURCES LTD. | | |
| Security | 390143709 | | | | Meeting Type | Special |
| Ticker Symbol | GTBAF | | | | Meeting Date | 14-Feb-2022 | |
| ISIN | CA3901437093 | | | | Agenda | 935544507 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix A to the management information circular of the Company dated January 13, 2022, approving a plan of arrangement involving the Company and Kinross Gold Corporation, and the Great Bear Securityholders under Division 5 of Part 9 of the Business Corporations Act (British Columbia). | Management | | For | | For | | |
| INDEPENDENCE HOLDING COMPANY | | |
| Security | 453440307 | | | | Meeting Type | Special |
| Ticker Symbol | IHC | | | | Meeting Date | 15-Feb-2022 | |
| ISIN | US4534403070 | | | | Agenda | 935541789 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated as of November 9, 2021, by and among Independence Holding Company, Geneve Holdings, Inc. and Geneve Acquisition Corp. | Management | | For | | For | | |
| 2. | Approval, on a non-binding, advisory basis, of compensation that may become payable to named executive officers of Independence Holding Company in connection with the Merger. | Management | | For | | For | | |
| 3. | Approval of the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to obtain Company stockholder approval or majority of the minority stockholder approval. | Management | | For | | For | | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | | |
| Security | 609720107 | | | | Meeting Type | Special |
| Ticker Symbol | MNR | | | | Meeting Date | 17-Feb-2022 | |
| ISIN | US6097201072 | | | | Agenda | 935538819 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the merger (the “Merger”) of Monmouth Real Estate Investment Corporation, a Maryland corporation (“Monmouth”), with and into Maple Delaware Merger Sub LLC (“Merger Sub”), a subsidiary of Industrial Logistics Properties Trust, a Maryland real estate investment trust (“ILPT”), pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (as it may be amended, the “Merger Agreement”), by and among Monmouth, ILPT, and Merger Sub (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | To approve on a non-binding, advisory basis, certain compensation that may be paid or become payable to Monmouth’s named executive officers in connection with the Merger Agreement and the transactions contemplated thereby (the “Compensation Proposal”). | Management | | For | | For | | |
| 3. | To approve any adjournment of the special meeting of the shareholders of Monmouth, if necessary or appropriate, including to solicit additional proxies in favor of the Merger Proposal (the “Adjournment Proposal”). | Management | | For | | For | | |
| MILLICOM INTERNATIONAL CELLULAR SA | | |
| Security | L6388F128 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 28-Feb-2022 | |
| ISIN | SE0001174970 | | | | Agenda | 715111085 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO APPOINT MR. ALEXANDER KOCH, ATTORNEY AT LAW (RECHTSANWALT/ AVOCAT A LA COUR), WITH PROFESSIONAL ADDRESS IN LUXEMBOURG, AS CHAIR OF THE EGM. IN CASE OF ABSENCE OF MR. ALEXANDER KOCH, THE CHAIRMAN OF THE BOARD OF DIRECTORS OF MILLICOM (THE “BOARD”) OR IN THE ABSENCE OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, ANY MEMBER OF THE BOARD OF DIRECTORS SHALL BE EMPOWERED TO APPOINT THE PERSON TO PRESIDE OVER THE EGM AMONGST THE PERSONS PRESENT AT THE MEETING. TO EMPOWER THE CHAIR OF THE EGM TO APPOINT THE OTHER MEMBERS OF THE BUREAU, I.E. THE SECRETARY AND THE SCRUTINEER, AMONGST THE PERSONS PRESENT AT THE MEETING | Management | | No Action | | | | |
| 2 | TO INCREASE THE AUTHORIZED SHARE CAPITAL OF THE COMPANY FROM ONE HUNDRED AND NINETY-NINE MILLION NINE HUNDRED AND NINETY- NINE THOUSAND, EIGHT HUNDRED UNITED STATES DOLLARS (USD 199,999,800.-) DIVIDED INTO ONE HUNDRED AND THIRTY-THREE MILLION, THREE HUNDRED AND THIRTY THREE THOUSAND, TWO HUNDRED (133,333,200) SHARES, WITH A PAR VALUE OF ONE DOLLAR FIFTY CENTS (USD 1.50) EACH, TO THREE HUNDRED MILLION UNITED STATES DOLLARS (USD 300,000,000) DIVIDED INTO TWO HUNDRED MILLION (200,000,000) SHARES WITH A PAR VALUE OF ONE DOLLAR FIFTY CENTS (USD 1.50) EACH, IN ACCORDANCE WITH ARTICLE 420-26 (5) OF THE LAW OF 10 AUGUST 1915 ON COMMERCIAL COMPANIES, AS AMENDED FROM TIME TO TIME (THE “1915 LAW”) AND TO AMEND ARTICLE 5, PARAGRAPHS 1 AND 4 OF MILLICOM’S ARTICLES OF ASSOCIATION ACCORDINGLY | Management | | No Action | | | | |
| 3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN ACCORDANCE WITH ARTICLE 420-26 (5) OF THE 1915 LAW, INTER ALIA, IN RELATION TO THE INCREASE OF THE AUTHORIZED SHARE CAPITAL | Management | | No Action | | | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | 31 JAN 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| CMMT | 31 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| MILLICOM INTERNATIONAL CELLULAR S.A. | | |
| Security | L6388F110 | | | | Meeting Type | Special |
| Ticker Symbol | TIGO | | | | Meeting Date | 28-Feb-2022 | |
| ISIN | LU0038705702 | | | | Agenda | 935552287 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To elect the Chair of the EGM and to empower the Chair to appoint the other members of the bureau of the meeting. | Management | | For | | For | | |
| 2. | To increase authorized share capital of the Company from one hundred and ninety-nine million nine hundred and ninety-nine thousand, eight hundred United States Dollars (USD 199,999,800.) divided into one hundred and thirty-three million, three hundred and thirty-three thousand, two hundred (133,333,200) shares, with a par value of one dollar fifty cents (USD 1.50) each, to three hundred million United States Dollars (USD 300,000,000) divided into two hundred million (200,000,000) shares with a par value of one dollar fifty cents (USD 1.50) each. | Management | | For | | For | | |
| 3. | In relation to the increase of the authorized share capital, to receive the special report of the Board of Directors of Millicom issued in accordance with Article 420-26 (5) of the 1915 Law, inter alia. | Management | | For | | For | | |
| NUANCE COMMUNICATIONS, INC. | | |
| Security | 67020Y100 | | | | Meeting Type | Annual |
| Ticker Symbol | NUAN | | | | Meeting Date | 01-Mar-2022 | |
| ISIN | US67020Y1001 | | | | Agenda | 935542692 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Mark Benjamin | | | | For | | For | | |
| | 2 | Daniel Brennan | | | | For | | For | | |
| | 3 | Lloyd Carney | | | | For | | For | | |
| | 4 | Thomas Ebling | | | | For | | For | | |
| | 5 | Robert Finocchio | | | | For | | For | | |
| | 6 | Laura Kaiser | | | | For | | For | | |
| | 7 | Michal Katz | | | | For | | For | | |
| | 8 | Mark Laret | | | | For | | For | | |
| | 9 | Sanjay Vaswani | | | | For | | For | | |
| 2. | To approve a non-binding advisory resolution regarding Executive Compensation. | Management | | For | | For | | |
| 3. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | | For | | For | | |
| COREPOINT LODGING INC. | | |
| Security | 21872L104 | | | | Meeting Type | Special |
| Ticker Symbol | CPLG | | | | Meeting Date | 01-Mar-2022 | |
| ISIN | US21872L1044 | | | | Agenda | 935544569 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the merger of CorePoint Lodging Inc. (“CorePoint”) with and into Cavalier MergerSub LP (“Merger Sub”) and the other transactions contemplated by the Agreement and Plan of Merger, dated as of November 6, 2021 (as it may be amended from time to time), by and among CorePoint, Cavalier Acquisition Owner LP (as assignee of Cavalier Acquisition JV LP), and Merger Sub (as assignee of Cavalier Acquisition Owner LP) (the “merger proposal”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by CorePoint to its named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | To approve an adjournment of the special meeting of CorePoint stockholders (the “special meeting”) to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger proposal if there are insufficient votes to approve the merger proposal at the time of the special meeting or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to CorePoint stockholders. | Management | | For | | For | | |
| WAERTSILAE CORPORATION | | |
| Security | X98155116 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 03-Mar-2022 | |
| ISIN | FI0009003727 | | | | Agenda | 715112291 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | | | | | | |
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| 2 | CALL THE MEETING TO ORDER | Non-Voting | | | | | | |
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | | | | | | |
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.24 PER SHARE | Management | | No Action | | | | |
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | | No Action | | | | |
| 10 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT (ADVISORY) | Management | | No Action | | | | |
| 11 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | | No Action | | | | |
| 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 200,000 FOR CHAIRMAN, EUR 105,000 FOR VICE CHAIRMAN, AND EUR 80,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | | No Action | | | | |
| 13 | FIX NUMBER OF DIRECTORS AT EIGHT | Management | | No Action | | | | |
| 14 | REELECT KAREN BOMBA, KARIN FALK, JOHAN FORSSELL, TOM JOHNSTONE (CHAIR), RISTO MURTO (VICE CHAIR), MATS RAHMSTROM AND TIINA TUOMELA AS DIRECTORS; ELECT MORTEN H. ENGELSTOFT AS NEW DIRECTOR | Management | | No Action | | | | |
| 15 | APPROVE REMUNERATION OF AUDITORS | Management | | No Action | | | | |
| 16 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | | No Action | | | | |
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | | No Action | | | | |
| 18 | APPROVE ISSUANCE OF UP TO 57 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 19 | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | 21 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 21 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMC MATERIALS, INC. | | |
| Security | 12571T100 | | | | Meeting Type | Special |
| Ticker Symbol | CCMP | | | | Meeting Date | 03-Mar-2022 | |
| ISIN | US12571T1007 | | | | Agenda | 935547616 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of December 14, 2021, by and between CMC Materials, Inc. (“CMC”), Entegris, Inc. and Yosemite Merger Sub (as amended from time to time) (the “merger agreement proposal”). | Management | | For | | For | | |
| 2. | Proposal to approve, on a non-binding, advisory basis, the merger-related compensation that will or may be paid to CMC’s named executive officers in connection with the transactions contemplated by the merger agreement (the “compensation proposal”). | Management | | For | | For | | |
| 3. | Proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to CMC stockholders (the “adjournment proposal”). | Management | | For | | For | | |
| SPX FLOW, INC. | | |
| Security | 78469X107 | | | | Meeting Type | Special |
| Ticker Symbol | FLOW | | | | Meeting Date | 03-Mar-2022 | |
| ISIN | US78469X1072 | | | | Agenda | 935548997 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Merger Proposal - To approve the Agreement and Plan of Merger, dated as of December 12, 2021 (the “Merger Agreement”), by and among LSF11 Redwood Acquisitions, LLC (“Buyer”), Redwood Star Merger Sub, Inc., a wholly owned subsidiary of Buyer (“Merger Sub”), and SPX FLOW, Inc. (the “Company”), pursuant to which Merger Sub will be merged with and into the Company (the “Merger”), with the Company surviving the Merger (the “Merger Proposal”). | Management | | For | | For | | |
| 2. | Advisory Compensation Proposal - To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company’s named executive officers in connection with the Merger (the “Advisory Compensation Proposal”). | Management | | For | | For | | |
| 3. | Adjournment Proposal - To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the merger proposal (the “Adjournment Proposal”). | Management | | For | | For | | |
| DEL TACO RESTAURANTS, INC. | | |
| Security | 245496104 | | | | Meeting Type | Special |
| Ticker Symbol | TACO | | | | Meeting Date | 07-Mar-2022 | |
| ISIN | US2454961044 | | | | Agenda | 935547628 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 5, 2021 (the merger agreement), among Jack in the Box Inc., Epic Merger Sub Inc., and Del Taco Restaurants, Inc. (the merger). | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of Del Taco Restaurants, Inc. in connection with the merger and contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | | For | | For | | |
| GCP APPLIED TECHNOLOGIES INC | | |
| Security | 36164Y101 | | | | Meeting Type | Special |
| Ticker Symbol | GCP | | | | Meeting Date | 08-Mar-2022 | |
| ISIN | US36164Y1010 | | | | Agenda | 935548125 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement and Plan of Merger, dated December 5, 2021 (as it may be amended from time to time, the “Merger Agreement”), by and among Cyclades Parent, Inc., a Delaware corporation, Cyclades Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent, GCP Applied Technologies Inc., a Delaware corporation(“GCP”), and solely for the purpose of Section 8.13 thereof, Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | | For | | For | | |
| 2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| 3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to GCP’s named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| BOTTOMLINE TECHNOLOGIES, INC. | | |
| Security | 101388106 | | | | Meeting Type | Special |
| Ticker Symbol | EPAY | | | | Meeting Date | 08-Mar-2022 | |
| ISIN | US1013881065 | | | | Agenda | 935549002 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 16, 2021, by and among Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), Project RB Merger Sub, Inc. and Bottomline Technologies, Inc., as it may be amended from time to time. | Management | | For | | For | | |
| 2. | To approve the adoption of any proposal to adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | | For | | For | | |
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Bottomline Technologies, Inc. to its named executive officers in connection with the merger. | Management | | For | | For | | |
| JOHNSON CONTROLS INTERNATIONAL PLC | | |
| Security | G51502105 | | | | Meeting Type | Annual |
| Ticker Symbol | JCI | | | | Meeting Date | 09-Mar-2022 | |
| ISIN | IE00BY7QL619 | | | | Agenda | 935543199 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jean Blackwell | Management | | For | | For | | |
| 1B. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Pierre Cohade | Management | | For | | For | | |
| 1C. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Michael E. Daniels | Management | | For | | For | | |
| 1D. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: W. Roy Dunbar | Management | | For | | For | | |
| 1E. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Gretchen R. Haggerty | Management | | For | | For | | |
| 1F. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Simone Menne | Management | | For | | For | | |
| 1G. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: George R. Oliver | Management | | For | | For | | |
| 1H. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jürgen Tinggren | Management | | For | | For | | |
| 1I. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Mark Vergnano | Management | | For | | For | | |
| 1J. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: R. David Yost | Management | | For | | For | | |
| 1K. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: John D. Young | Management | | For | | For | | |
| 2A. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | | For | | For | | |
| 2B. | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | | For | | For | | |
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | | For | | For | | |
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | | For | | For | | |
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | | For | | For | | |
| 6. | To approve the Directors’ authority to allot shares up to approximately 33% of issued share capital. | Management | | For | | For | | |
| 7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | | Against | | Against | | |
| NATIONAL FUEL GAS COMPANY | | |
| Security | 636180101 | | | | Meeting Type | Annual |
| Ticker Symbol | NFG | | | | Meeting Date | 10-Mar-2022 | |
| ISIN | US6361801011 | | | | Agenda | 935543531 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | David C. Carroll | | | | For | | For | | |
| | 2 | Steven C. Finch | | | | For | | For | | |
| | 3 | Joseph N. Jaggers | | | | For | | For | | |
| | 4 | David F. Smith | | | | Withheld | | Against | | |
| 2. | Advisory approval of named executive officer compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. | Management | | For | | For | | |
| LEE ENTERPRISES, INCORPORATED | | |
| Security | 523768406 | | | | Meeting Type | Contested-Annual |
| Ticker Symbol | LEE | | | | Meeting Date | 10-Mar-2022 | |
| ISIN | US5237684064 | | | | Agenda | 935545446 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Mary E. Junck | | | | For | | For | | |
| | 2 | Herbert W. Moloney III | | | | Withheld | | Against | | |
| | 3 | Kevin D. Mowbray | | | | For | | For | | |
| 2. | Ratify, on an advisory (non-binding) basis, the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 25, 2022. | Management | | For | | For | | |
| VERSO CORPORATION | | |
| Security | 92531L207 | | | | Meeting Type | Special |
| Ticker Symbol | VRS | | | | Meeting Date | 11-Mar-2022 | |
| ISIN | US92531L2079 | | | | Agenda | 935550992 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2021, by and among Verso Corporation, BillerudKorsnäs Inc., West Acquisition Merger Sub Inc. and, solely for purposes of certain sections thereof (as specified in the Merger Agreement), BillerudKorsnäs AB (the “Merger Agreement”). | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Verso Corporation’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | Proposal to approve any proposal to adjourn the virtual Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the virtual Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | | For | | For | | |
| MIMECAST LIMITED | | |
| Security | G14838109 | | | | Meeting Type | Special |
| Ticker Symbol | MIME | | | | Meeting Date | 11-Mar-2022 | |
| ISIN | GB00BYT5JK65 | | | | Agenda | 935551033 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| S1. | Authorize the directors of Mimecast Ltd to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into full effect & to amend Articles of Association of Mimecast Ltd so that any ordinary shares of Mimecast Ltd that are issued on or after the Voting Record Time to persons other than Magnesium Bidco Ltd or its nominees will either be subject to the terms of the Scheme of Arrangement or immediately & automatically acquired by Magnesium Bidco Ltd and/or its nominee(s) for the Per Share Consideration. | Management | | For | | For | | |
| O2. | Approve, on a non-binding, advisory basis, the golden parachute compensation between Mimecast Limited and its named executive officers relating to the Transaction. | Management | | For | | For | | |
| MIMECAST LIMITED | | |
| Security | G14838A99 | | | | Meeting Type | Special |
| Ticker Symbol | | | | | Meeting Date | 11-Mar-2022 | |
| ISIN | | | | | Agenda | 935551045 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the scheme of arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Royal Court of Jersey. | Management | | For | | For | | |
| DAWSON GEOPHYSICAL COMPANY | | |
| Security | 239360100 | | | | Meeting Type | Special |
| Ticker Symbol | DWSN | | | | Meeting Date | 15-Mar-2022 | |
| ISIN | US2393601008 | | | | Agenda | 935553354 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger dated as of October 25, 2021 (the “Merger Agreement”), by and among Dawson Geophysical Company (“Dawson”), Wilks Brothers, LLC and WB Acquisitions Inc., as amended from time to time. | Management | | For | | For | | |
| 2. | Proposal to approve on an advisory (non-binding) basis, the compensation that may be paid or become payable to “Dawsons” named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | Proposal to approve any proposal to adjourn the Special Meeting from time to time, if necessary or appropriate as determined in the discretion of the Board of Directors or the Chairman of the Board, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| DSV A/S | | |
| Security | K31864117 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 17-Mar-2022 | |
| ISIN | DK0060079531 | | | | Agenda | 715171295 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | | | | | | |
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION | Non-Voting | | | | | | |
| | MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | | | | | | | | | |
| 1 | REPORT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD ON THE ACTIVITIES OF-THE COMPANY IN 2021 | Non-Voting | | | | | | |
| 2 | PRESENTATION OF THE 2021 ANNUAL REPORT WITH THE AUDIT REPORT FOR ADOPTION | Management | | No Action | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK: 5.50 PER SHARE | Management | | No Action | | | | |
| 4 | APPROVAL OF THE PROPOSED REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | | No Action | | | | |
| 5 | PRESENTATION AND APPROVAL OF THE 2021 REMUNERATION REPORT | Management | | No Action | | | | |
| 6.1 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: THOMAS PLENBORG | Management | | No Action | | | | |
| 6.2 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: JORGEN MOLLER | Management | | No Action | | | | |
| 6.3 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BIRGIT W. NORGAARD | Management | | No Action | | | | |
| 6.4 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: MALOU AAMUND | Management | | No Action | | | | |
| 6.5 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BEAT WALTI | Management | | No Action | | | | |
| 6.6 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: NIELS SMEDEGAARD | Management | | No Action | | | | |
| 6.7 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: TAREK SULTAN AL-ESSA | Management | | No Action | | | | |
| 6.8 | ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BENEDIKTE LEROY | Management | | No Action | | | | |
| 7 | ELECTION OF AUDITOR(S): RE-ELECTION OF PRICEWATERHOUSECOOPERS (ORG. 33 77 12 31) | Management | | No Action | | | | |
| 8.1 | PROPOSED RESOLUTION: EDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION | Management | | No Action | | | | |
| 8.2 | PROPOSED RESOLUTION: AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | | No Action | | | | |
| 8.3 | PROPOSED RESOLUTION: INDEMNIFICATION OF MEMBERS OF BOARD OF DIRECTORS AND OF EXECUTIVE BOARD | Management | | No Action | | | | |
| 9 | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 15 FEB 2022: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR-‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 6.1 TO 6.8 AND 7. THANK YOU | Non-Voting | | | | | | |
| CMMT | 15 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| NELES CORPORATION | | |
| Security | X6000X108 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Mar-2022 | |
| ISIN | FI4000440664 | | | | Agenda | 715189987 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | | | | | | |
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | 24 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| 2 | CALL THE MEETING TO ORDER | Non-Voting | | | | | | |
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS RECEIVE BOARD’S REPORT- RECEIVE AUDITOR’S REPORT | Non-Voting | | | | | | |
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.266 PER SHARE | Management | | No Action | | | | |
| 9 | APPROVE EXTRA DIVIDENDS OF UP TO EUR 2.00.PER SHARE | Management | | No Action | | | | |
| 10 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | | No Action | | | | |
| 11 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | | No Action | | | | |
| 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 115,000 FOR CHAIRMAN, EUR 65,000 FOR VICE CHAIRMAN AND EUR 50,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE MEETING FEES | Management | | No Action | | | | |
| 13 | FIX NUMBER OF DIRECTORS AT SIX | Management | | No Action | | | | |
| 14 | REELECT JAAKKO ESKOLA (CHAIR), ANU HAMALAINEN (VICE CHAIR), NIKO PAKALEN, TEIJA SARAJARVI, JUKKA TIITINEN AND MARK VERNON AS DIRECTORS | Management | | No Action | | | | |
| 15 | APPROVE REMUNERATION OF AUDITORS | Management | | No Action | | | | |
| 16 | RATIFY ERNST YOUNG AS AUDITORS | Management | | No Action | | | | |
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | | No Action | | | | |
| 18 | APPROVE ISSUANCE OF UP TO 15 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 19 | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | 24 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| TOPDANMARK A/S | | |
| Security | K96213176 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Mar-2022 | |
| ISIN | DK0060477503 | | | | Agenda | 715213411 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS VI.A TO VI.F AND VII. THANK YOU | Non-Voting | | | | | | |
| III | ADOPTION OF THE ANNUAL REPORT AND DECISION ON THE APPROPRIATION OF PROFITS ACCORDING TO THE ANNUAL REPORT AS ADOPTED | Management | | No Action | | | | |
| IV | PRESENTATION OF THE REMUNERATION REPORT FOR INDICATIVE BALLOT | Management | | No Action | | | | |
| V.A | PROPOSAL ON REMUNERATION FOR THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| V.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER, THOMAS MEINERT LARSEN FOR TOPDANMARK TO JOIN THE INTERNATIONAL INVESTOR COALITION “NET ZERO ASSET OWNER ALLIANCE” | Shareholder | | No Action | | | | |
| VI.A | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: MARIA HJORTH | Management | | No Action | | | | |
| VI.B | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: CRISTINA LAGE | Management | | No Action | | | | |
| VI.C | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: PETRI NIEMISVIRTA | Management | | No Action | | | | |
| VI.D | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: MORTEN THORSRUD | Management | | No Action | | | | |
| VI.E | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: RICARD WENNERKLINT | Management | | No Action | | | | |
| VI.F | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: JENS AALOSE | Management | | No Action | | | | |
| VII | ELECTION OF ONE STATE-AUTHORISED PUBLIC ACCOUNTANT: KPMG P/S | Management | | No Action | | | | |
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO | Non-Voting | | | | | | |
| | GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | | | | | | | | | |
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | 03 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | | | | | | |
| CMMT | 03 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| APRIA, INC. | | |
| Security | 03836A101 | | | | Meeting Type | Special |
| Ticker Symbol | APR | | | | Meeting Date | 24-Mar-2022 | |
| ISIN | US03836A1016 | | | | Agenda | 935554546 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 7, 2022 (as amended or modified from time to time, the “merger agreement”), among Apria, Inc., Owens & Minor, Inc. and StoneOak Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Apria, Inc. to its named executive officers that is based on or otherwise relates to the merger of StoneOak Merger Sub, Inc. with and into Apria, Inc. pursuant to the merger agreement. | Management | | For | | For | | |
| 3. | To adjourn the special meeting, from time to time, if necessary or appropriate, as determined in good faith by the board of directors of Apria, Inc., including for the purpose of soliciting additional votes for the approval of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | | For | | For | | |
| PHAROL SGPS, SA | | |
| Security | X6454E135 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 25-Mar-2022 | |
| ISIN | PTPTC0AM0009 | | | | Agenda | 715210821 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS, AS PROVIDED BY YOUR- CUSTODIAN BANK, THROUGH DECLARATIONS OF PARTICIPATION AND VOTING. PORTUGUESE-LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR-HOLDINGS. OPPOSING VOTES MAY BE REJECTED BY THE ISSUER. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR? 2021 | Management | | No Action | | | | |
| 2 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2021 | Management | | No Action | | | | |
| 3 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | | No Action | | | | |
| 4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANYS MANAGEMENT AND SUPERVISION | Shareholder | | No Action | | | | |
| 5 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | | No Action | | | | |
| 6 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | | No Action | | | | |
| HINOKIYA GROUP CO.,LTD. | | |
| Security | J34772103 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-Mar-2022 | |
| ISIN | JP3792100004 | | | | Agenda | 715218269 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | | For | | For | | |
| 3.1 | Appoint a Director Kondo, Akira | Management | | For | | For | | |
| 3.2 | Appoint a Director Morita, Tetsuyuki | Management | | For | | For | | |
| 3.3 | Appoint a Director Araki, Shinsuke | Management | | For | | For | | |
| 3.4 | Appoint a Director Tsunesumi, Junichi | Management | | For | | For | | |
| 3.5 | Appoint a Director Shimada, Yukio | Management | | For | | For | | |
| 3.6 | Appoint a Director Arai, Takako | Management | | For | | For | | |
| 3.7 | Appoint a Director Katayama, Masaya | Management | | For | | For | | |
| 3.8 | Appoint a Director Yamaji, Yumi | Management | | For | | For | | |
| 4 | Appoint a Corporate Auditor Hasegawa, Shinsuke | Management | | For | | For | | |
| 5 | Approve Stock-for-stock Exchange Agreement between the Company and YAMADA HOLDINGS CO., LTD. | Management | | For | | For | | |
| CHANGE HEALTHCARE INC | | |
| Security | 15912K100 | | | | Meeting Type | Annual |
| Ticker Symbol | CHNG | | | | Meeting Date | 29-Mar-2022 | |
| ISIN | US15912K1007 | | | | Agenda | 935551211 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Neil E. de Crescenzo | Management | | For | | For | | |
| 1B. | Election of Director: Howard L. Lance | Management | | For | | For | | |
| 1C. | Election of Director: Nella Domenici | Management | | For | | For | | |
| 1D. | Election of Director: Nicholas L. Kuhar | Management | | For | | For | | |
| 1E. | Election of Director: Diana McKenzie | Management | | For | | For | | |
| 1F. | Election of Director: Bansi Nagji | Management | | For | | For | | |
| 1G. | Election of Director: Philip M. Pead | Management | | For | | For | | |
| 1H. | Election of Director: Phillip W. Roe | Management | | For | | For | | |
| 1I. | Election of Director: Neil P. Simpkins | Management | | For | | For | | |
| 1J. | Election of Director: Robert J. Zollars | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation(Say- on-Pay) | Management | | For | | For | | |
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal 2022 | Management | | For | | For | | |
| SOC TELEMED INC. | | |
| Security | 78472F101 | | | | Meeting Type | Special |
| Ticker Symbol | TLMD | | | | Meeting Date | 04-Apr-2022 | |
| ISIN | US78472F1012 | | | | Agenda | 935563723 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt and approve the Agreement and Plan of Merger, dated as of February 2, 2022 (the “Merger Agreement”), by and among SOC Telemed, Inc., Spark Parent, Inc. and Spark Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt and approve the Merger Agreement at the time of the special meeting. | Management | | For | | For | | |
| LENNAR CORPORATION | | |
| Security | 526057302 | | | | Meeting Type | Annual |
| Ticker Symbol | LENB | | | | Meeting Date | 12-Apr-2022 | |
| ISIN | US5260573028 | | | | Agenda | 935554774 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director to serve until the 2023 Annual Meeting: Amy Banse | Management | | For | | For | | |
| 1B. | Election of Director to serve until the 2023 Annual Meeting: Rick Beckwitt | Management | | For | | For | | |
| 1C. | Election of Director to serve until the 2023 Annual Meeting: Steven L. Gerard | Management | | For | | For | | |
| 1D. | Election of Director to serve until the 2023 Annual Meeting: Tig Gilliam | Management | | For | | For | | |
| 1E. | Election of Director to serve until the 2023 Annual Meeting: Sherrill W. Hudson | Management | | For | | For | | |
| 1F. | Election of Director to serve until the 2023 Annual Meeting: Jonathan M. Jaffe | Management | | For | | For | | |
| 1G. | Election of Director to serve until the 2023 Annual Meeting: Sidney Lapidus | Management | | For | | For | | |
| 1H. | Election of Director to serve until the 2023 Annual Meeting: Teri P. McClure | Management | | For | | For | | |
| 1I. | Election of Director to serve until the 2023 Annual Meeting: Stuart Miller | Management | | For | | For | | |
| 1J. | Election of Director to serve until the 2023 Annual Meeting: Armando Olivera | Management | | For | | For | | |
| 1K. | Election of Director to serve until the 2023 Annual Meeting: Jeffrey Sonnenfeld | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2022. | Management | | For | | For | | |
| 4. | Approval of the Lennar Corporation 2016 Equity Incentive Plan, as Amended and Restated. | Management | | For | | For | | |
| 5. | Approval of a stockholder proposal to reduce the common stock ownership threshold to call a special meeting. | Shareholder | | Against | | For | | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | | |
| Security | 09627J102 | | | | Meeting Type | Special |
| Ticker Symbol | BRG | | | | Meeting Date | 12-Apr-2022 | |
| ISIN | US09627J1025 | | | | Agenda | 935565171 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the merger of Bluerock Residential Growth REIT, Inc. (the “Company”) with and into Badger Merger Sub LLC (“Merger Sub”), a wholly owned subsidiary of Badger Parent LLC (“Parent”), contemplated by the Agreement and Plan of Merger, dated as of December 20, 2021, and as it may be amended from time to time, among the Company, Parent and Merger Sub (the “proposal to approve the merger”). | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger (the “proposal to approve the merger-related compensation”). | Management | | For | | For | | |
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger (the “proposal to approve adjournment of the meeting”). | Management | | For | | For | | |
| IVECO GROUP N.V. | | |
| Security | N47017103 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0015000LU4 | | | | Agenda | 715217356 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| O.2.a | ADOPTION OF THE 2021 COMPANY BALANCE SHEET | Management | | No Action | | | | |
| O.2.b | RELEASE FROM LIABILITY OF THE MEMBERS OF THE BOARD | Management | | No Action | | | | |
| O.3 | APPLICATION OF THE REMUNERATION POLICY IN 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| O.4 | APPOINTMENT OF BENOIT RIBADEAU-DUMAS (NON- EXECUTIVE DIRECTOR) | Management | | No Action | | | | |
| O.5.a | PROPOSAL TO RE-APPOINT ERNST AND YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2022 FINANCIAL YEAR | Management | | No Action | | | | |
| O.5.b | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2023 FINANCIAL YEAR | Management | | No Action | | | | |
| O.6 | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 12.6 OF THE COMPANY’S BY-LAWS | Management | | No Action | | | | |
| 7 | CLOSE MEETING | Non-Voting | | | | | | |
| KONINKLIJKE KPN NV | | |
| Security | N4297B146 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0000009082 | | | | Agenda | 715226557 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | | | | | | |
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4. | PROPOSAL TO APPROVE THE REMUNERATION REPORT FOR THE FISCAL YEAR 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | | | | | | |
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2021 | Management | | No Action | | | | |
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | | No Action | | | | |
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | | No Action | | | | |
| 9. | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | | No Action | | | | |
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | | | | | | |
| 11. | PROPOSAL TO APPOINT MS. K. KOELEMEIJER AS MEMBER OF THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 12. | PROPOSAL TO APPOINT MS. C. VERGOUW AS MEMBER OF THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2023 | Non-Voting | | | | | | |
| 14. | DISCUSSION ON PROFILE OF THE SUPERVISORY BOARD | Non-Voting | | | | | | |
| 15. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | | No Action | | | | |
| 16. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | | No Action | | | | |
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | | No Action | | | | |
| 18. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | | No Action | | | | |
| 19. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| 20. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | “INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE” | Non-Voting | | | | | | |
| CMMT | 08 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Annual |
| Ticker Symbol | CNHI | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0010545661 | | | | Agenda | 935559154 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2B. | Adoption of the 2021 Annual Financial Statements. | Management | | For | | For | | |
| 2C. | Determination and distribution of dividend. | Management | | For | | For | | |
| 2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | | For | | For | | |
| 3. | Advisory vote on application of the remuneration policy in 2021. | Management | | For | | For | | |
| 4A. | Re-appointment of Suzanne Heywood | Management | | For | | For | | |
| 4B. | Re-appointment of Scott W. Wine | Management | | For | | For | | |
| 4C. | Re-appointment of Catia Bastioli | Management | | For | | For | | |
| 4D. | Re-appointment of Howard W. Buffett | Management | | For | | For | | |
| 4E. | Re-appointment of Léo W. Houle | Management | | For | | For | | |
| 4F. | Re-appointment of John B. Lanaway | Management | | For | | For | | |
| 4G. | Re-appointment of Alessandro Nasi | Management | | For | | For | | |
| 4H. | Re-appointment of Vagn Sørensen | Management | | For | | For | | |
| 4I. | Re-appointment of Åsa Tamsons | Management | | For | | For | | |
| 4J. | Appointment of Karen Linehan | Management | | For | | For | | |
| 5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | | For | | For | | |
| 5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | | For | | For | | |
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | | For | | For | | |
| CNH INDUSTRIAL N V | | |
| Security | N20944109 | | | | Meeting Type | Annual |
| Ticker Symbol | CNHI | | | | Meeting Date | 13-Apr-2022 | |
| ISIN | NL0010545661 | | | | Agenda | 935572366 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 2B. | Adoption of the 2021 Annual Financial Statements. | Management | | For | | For | | |
| 2C. | Determination and distribution of dividend. | Management | | For | | For | | |
| 2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | | For | | For | | |
| 3. | Advisory vote on application of the remuneration policy in 2021. | Management | | For | | For | | |
| 4A. | Re-appointment of Suzanne Heywood | Management | | For | | For | | |
| 4B. | Re-appointment of Scott W. Wine | Management | | For | | For | | |
| 4C. | Re-appointment of Catia Bastioli | Management | | For | | For | | |
| 4D. | Re-appointment of Howard W. Buffett | Management | | For | | For | | |
| 4E. | Re-appointment of Léo W. Houle | Management | | For | | For | | |
| 4F. | Re-appointment of John B. Lanaway | Management | | For | | For | | |
| 4G. | Re-appointment of Alessandro Nasi | Management | | For | | For | | |
| 4H. | Re-appointment of Vagn Sørensen | Management | | For | | For | | |
| 4I. | Re-appointment of Åsa Tamsons | Management | | For | | For | | |
| 4J. | Appointment of Karen Linehan | Management | | For | | For | | |
| 5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | | For | | For | | |
| 5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | | For | | For | | |
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | | For | | For | | |
| IDORSIA LTD | | |
| Security | H3879B109 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 14-Apr-2022 | |
| ISIN | CH0363463438 | | | | Agenda | 715221949 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | | No Action | | | | |
| 2 | APPROVE TREATMENT OF NET LOSS | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | | No Action | | | | |
| 4 | APPROVE INCREASE IN CONDITIONAL CAPITAL POOL TO CHF 2.8 MILLION TO COVER EXERCISE OF CONVERSION RIGHTS AND/OR WARRANTS | Management | | No Action | | | | |
| 5.1.1 | REELECT MATHIEU SIMON AS DIRECTOR | Management | | No Action | | | | |
| 5.1.2 | REELECT JOERN ALDAG AS DIRECTOR | Management | | No Action | | | | |
| 5.1.3 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | | No Action | | | | |
| 5.1.4 | REELECT FELIX EHRAT AS DIRECTOR | Management | | No Action | | | | |
| 5.1.5 | REELECT SRISHTI GUPTA AS DIRECTOR | Management | | No Action | | | | |
| 5.1.6 | REELECT PETER KELLOGG AS DIRECTOR | Management | | No Action | | | | |
| 5.1.7 | REELECT SANDY MAHATME AS DIRECTOR | Management | | No Action | | | | |
| 5.2 | REELECT MATHIEU SIMON AS BOARD CHAIRMAN | Management | | No Action | | | | |
| 5.3.1 | REAPPOINT MATHIEU SIMON AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 5.3.2 | REAPPOINT FELIX EHRAT AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 5.3.3 | REAPPOINT SRISHTI GUPTA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.3 MILLION | Management | | No Action | | | | |
| 6.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 17.22 MILLION | Management | | No Action | | | | |
| 7 | DESIGNATE BACHMANNPARTNER AG AS INDEPENDENT PROXY | Management | | No Action | | | | |
| 8 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | | No Action | | | | |
| ACCELL GROUP N.V. | | |
| Security | N00432257 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-Apr-2022 | |
| ISIN | NL0009767532 | | | | Agenda | 715247258 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1. | OPEN MEETING | Non-Voting | | | | | | |
| 2. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | | | | | | |
| 3a. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | | | | | | |
| 3b. | APPROVE REMUNERATION REPORT FOR MANAGEMENT BOARD MEMBERS | Management | | No Action | | | | |
| 3c. | APPROVE REMUNERATION REPORT FOR SUPERVISORY BOARD MEMBERS | Management | | No Action | | | | |
| 4. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 5. | RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY | Non-Voting | | | | | | |
| 6a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | | No Action | | | | |
| 6b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | No Action | | | | |
| 7. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | | No Action | | | | |
| 8a. | REELECT DANIELLE JANSEN HEIJTMAJER TO SUPERVISORY BOARD | Management | | No Action | | | | |
| 8b. | REELECT GERT VAN DE WEERDHOF TO SUPERVISORY BOARD | Management | | No Action | | | | |
| 8c. | ANNOUNCE VACANCIES ON THE BOARD ARISING IN 2023 | Non-Voting | | | | | | |
| 9a. | ANNOUNCE INTENTION TO REAPPOINT TON ANBEEK TO MANAGEMENT BOARD | Non-Voting | | | | | | |
| 9b. | ANNOUNCE INTENTION TO REAPPOINT RUBEN BALDEW TO MANAGEMENT BOARD | Non-Voting | | | | | | |
| 10. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 11a. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | | No Action | | | | |
| 11b. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | | No Action | | | | |
| 12. | OTHER BUSINESS | Non-Voting | | | | | | |
| 13. | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 28 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| NEWMONT CORPORATION | | |
| Security | 651639106 | | | | Meeting Type | Annual |
| Ticker Symbol | NEM | | | | Meeting Date | 21-Apr-2022 | |
| ISIN | US6516391066 | | | | Agenda | 935558051 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1E. | Election of Director: Emma FitzGerald. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1F. | Election of Director: Mary Laschinger. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1G. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1H. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1I. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1J. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1K. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 1L. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | | For | | For | | |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | | For | | For | | |
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2022. | Management | | For | | For | | |
| CITRIX SYSTEMS, INC. | | |
| Security | 177376100 | | | | Meeting Type | Special |
| Ticker Symbol | CTXS | | | | Meeting Date | 21-Apr-2022 | |
| ISIN | US1773761002 | | | | Agenda | 935574637 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Agreement & Plan of Merger, dated January 31, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among the Company, Picard Parent, Inc. (“Parent”), Picard Merger Sub, Inc. (“Merger Sub”), and for the limited purposes described in the Merger Agreement, TIBCO Software Inc. Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into the Company, with the Company continuing as the surviving corporation & a wholly owned subsidiary of Parent (the “Merger”) | Management | | For | | For | | |
| 2. | Approval, on an advisory, non-binding basis, of the compensation that may be paid or may become payable to the Company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | Approval of a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| ALERION CLEANPOWER | | |
| Security | T0235S104 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 22-Apr-2022 | |
| ISIN | IT0004720733 | | | | Agenda | 715289220 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| O.1 | TO APPROVE THE BALANCE SHEET OF 31 DECEMBER 2021 ACCOMPANIED BY THE DIRECTORS’ REPORT, AS WELL AS THE REPORTS OF THE INTERNAL AUDITORS AND EXTERNAL AUDITORS; TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2021. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.2 | TO PROPOSE THE PARTIAL DISTRIBUTION OF THE RESERVES AVAILABLE TO THE SHAREHOLDERS. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.3.1 | REPORT ON THE REWARDING POLICY AND THE EMOLUMENT PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: FIRST SECTION: REPORT ON THE REWARDING POLICY | Management | | No Action | | | | |
| O.3.2 | REPORT ON THE REWARDING POLICY AND THE EMOLUMENT PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: SECOND SECTION: REPORT ON THE EMOLUMENT PAID | Management | | No Action | | | | |
| O.4 | TO APPOINT DIRECTORS FOLLOWING CO- OPTATION | Management | | No Action | | | | |
| O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES, SUBJECT TO REVOCATION OF THE PREVIOUS AUTHORIZATION APPROVED BY THE ORDINARY SHAREHOLDERS’ MEETING OF 26 APRIL 2021. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.1 | TO EMPOWER THE BOARD OF DIRECTORS AS PER ART. 2443 OF THE ITALIAN CIVIL CODE OF THE RIGHT TO INCREASE THE STOCK CAPITAL, WITH THE EXCLUSION OF THE OPTION RIGHT AS PER ART. 2441, ITEM 5 OF THE ITALIAN CIVIL CODE FOR A MAXIMUM AMOUNT OF EUR 600 MILLION, INCLUDING ANY PREMIUM RESERVE TO BE EXERCISED BEFORE 31 DECEMBER 2023. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| CMMT | 24 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 24 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| VIFOR PHARMA AG | | |
| Security | H9150Q129 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | CH1156060167 | | | | Agenda | 715328793 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | | No Action | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 PER SHARE | Management | | No Action | | | | |
| 4 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 4 MILLION | Management | | No Action | | | | |
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 19.5 MILLION | Management | | No Action | | | | |
| 6.1.1 | REELECT JACQUES THEURILLAT AS DIRECTOR AND BOARD CHAIR | Management | | No Action | | | | |
| 6.1.2 | REELECT ROMEO CERUTTI AS DIRECTOR | Management | | No Action | | | | |
| 6.1.3 | REELECT MICHEL BURNIER AS DIRECTOR | Management | | No Action | | | | |
| 6.1.4 | REELECT ALEXANDRE LEBEAUT AS DIRECTOR | Management | | No Action | | | | |
| 6.1.5 | REELECT SUE MAHONY AS DIRECTOR | Management | | No Action | | | | |
| 6.1.6 | REELECT ASA RIISBERG AS DIRECTOR | Management | | No Action | | | | |
| 6.1.7 | REELECT KIM STRATTON AS DIRECTOR | Management | | No Action | | | | |
| 6.2.1 | ELECT PAUL MCKENZIE AS DIRECTOR AND BOARD CHAIR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.2.2 | ELECT GREG BOSS AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.2.3 | ELECT JOHN LEVY AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.2.4 | ELECT JOY LINTON AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.2.5 | ELECT MARKUS STAEMPFLI AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.2.6 | ELECT ELIZABETH WALKER AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.3.1 | REAPPOINT SUE MAHONY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 6.3.2 | REAPPOINT MICHEL BURNIER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 6.3.3 | REAPPOINT ROMEO CERUTTI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| 6.4.1 | APPOINT GREG BOSS AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.4.2 | APPOINT JOY LINTON AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.4.3 | APPOINT ELIZABETH WALKER AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | | No Action | | | | |
| 6.5 | DESIGNATE WALDER WYSS AG AS INDEPENDENT PROXY | Management | | No Action | | | | |
| 6.6 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | | No Action | | | | |
| EQUITRANS MIDSTREAM CORPORATION | | |
| Security | 294600101 | | | | Meeting Type | Annual |
| Ticker Symbol | ETRN | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US2946001011 | | | | Agenda | 935556146 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for one-year term expiring at the 2023 annual meeting: Vicky A. Bailey | Management | | For | | For | | |
| 1B. | Election of Director for one-year term expiring at the 2023 annual meeting: Sarah M. Barpoulis | Management | | For | | For | | |
| 1C. | Election of Director for one-year term expiring at the 2023 annual meeting: Kenneth M. Burke | Management | | For | | For | | |
| 1D. | Election of Director for one-year term expiring at the 2023 annual meeting: Patricia K. Collawn | Management | | For | | For | | |
| 1E. | Election of Director for one-year term expiring at the 2023 annual meeting: Thomas F. Karam | Management | | For | | For | | |
| 1F. | Election of Director for one-year term expiring at the 2023 annual meeting: D. Mark Leland | Management | | For | | For | | |
| 1G. | Election of Director for one-year term expiring at the 2023 annual meeting: Norman J. Szydlowski | Management | | For | | For | | |
| 1H. | Election of Director for one-year term expiring at the 2023 annual meeting: Robert F. Vagt | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2021 (Say- on-Pay). | Management | | For | | For | | |
| 3. | Approval of the Equitrans Midstream Corporation Employee Stock Purchase Plan. | Management | | For | | For | | |
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2022. | Management | | For | | For | | |
| CHARTER COMMUNICATIONS, INC. | | |
| Security | 16119P108 | | | | Meeting Type | Annual |
| Ticker Symbol | CHTR | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US16119P1084 | | | | Agenda | 935556300 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: W. Lance Conn | Management | | For | | For | | |
| 1B. | Election of Director: Kim C. Goodman | Management | | For | | For | | |
| 1C. | Election of Director: Craig A. Jacobson | Management | | For | | For | | |
| 1D. | Election of Director: Gregory B. Maffei | Management | | For | | For | | |
| 1E. | Election of Director: John D. Markley, Jr. | Management | | For | | For | | |
| 1F. | Election of Director: David C. Merritt | Management | | For | | For | | |
| 1G. | Election of Director: James E. Meyer | Management | | For | | For | | |
| 1H. | Election of Director: Steven A. Miron | Management | | For | | For | | |
| 1I. | Election of Director: Balan Nair | Management | | For | | For | | |
| 1J. | Election of Director: Michael A. Newhouse | Management | | For | | For | | |
| 1K. | Election of Director: Mauricio Ramos | Management | | For | | For | | |
| 1L. | Election of Director: Thomas M. Rutledge | Management | | For | | For | | |
| 1M. | Election of Director: Eric L. Zinterhofer | Management | | For | | For | | |
| 2. | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2022. | Management | | For | | For | | |
| 3. | Stockholder proposal regarding lobbying activities. | Shareholder | | Abstain | | Against | | |
| 4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | | Against | | For | | |
| 5. | Stockholder proposal regarding political and electioneering expenditure congruency report. | Shareholder | | Abstain | | Against | | |
| 6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | | Abstain | | Against | | |
| 7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | | Abstain | | Against | | |
| 8. | Stockholder proposal regarding diversity, equity and inclusion reports. | Shareholder | | Abstain | | Against | | |
| BIO-RAD LABORATORIES, INC. | | |
| Security | 090572207 | | | | Meeting Type | Annual |
| Ticker Symbol | BIO | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US0905722072 | | | | Agenda | 935587545 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Melinda Litherland | Management | | For | | For | | |
| 1.2 | Election of Director: Arnold A. Pinkston | Management | | For | | For | | |
| 2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company’s independent auditors. | Management | | For | | For | | |
| US ECOLOGY, INC. | | |
| Security | 91734M103 | | | | Meeting Type | Special |
| Ticker Symbol | ECOL | | | | Meeting Date | 26-Apr-2022 | |
| ISIN | US91734M1036 | | | | Agenda | 935597825 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt that certain Agreement and Plan of Merger, dated as of February 8, 2022, as may be amended from time to time (the “merger agreement”) by and among US Ecology, Inc., Republic Services, Inc., and Bronco Acquisition Corp. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by US Ecology, Inc., to its named executive officers that is based on or otherwise relates to the merger of Bronco Acquisition Corp. with and into US Ecology, Inc. pursuant to the merger agreement. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the Special Meeting of Stockholders to a later date or time if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve Proposal No. 1. | Management | | For | | For | | |
| COREM PROPERTY GROUP AB | | |
| Security | W2R19Q152 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | SE0010714287 | | | | Agenda | 715313805 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | | | | | | |
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | | | | | | |
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | | | | | | |
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 8.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.40 PER ORDINARY SHARE OF CLASS A AND CLASS B, AND SEK 20.00 PER PREFERENCE SHARE | Management | | No Action | | | | |
| 8.C1 | APPROVE DISCHARGE OF PATRIK ESSEHORN | Management | | No Action | | | | |
| 8.C2 | APPROVE DISCHARGE OF CHRISTINA TILLMAN | Management | | No Action | | | | |
| 8.C3 | APPROVE DISCHARGE OF FREDRIK RAPP | Management | | No Action | | | | |
| 8.C4 | APPROVE DISCHARGE OF KATARINA KLINGSPOR | Management | | No Action | | | | |
| 8.C5 | APPROVE DISCHARGE OF MAGNUS UGGLA | Management | | No Action | | | | |
| 8.C6 | APPROVE DISCHARGE OF EVA LANDEN, CEO | Management | | No Action | | | | |
| 8.D | APPROVE RECORD DATE FOR DIVIDEND PAYMENT | Management | | No Action | | | | |
| 9.1 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | | No Action | | | | |
| 9.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | | No Action | | | | |
| 10.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 550,000 TO CHAIRMAN AND SEK 300,000 TO OTHER DIRECTORS | Management | | No Action | | | | |
| 10.2 | APPROVE REMUNERATION OF AUDITORS | Management | | No Action | | | | |
| 11.1 | REELECT PATRIK ESSEHORN AS DIRECTOR | Management | | No Action | | | | |
| 11.2 | REELECT CHRISTINA TILLMAN AS DIRECTOR | Management | | No Action | | | | |
| 11.3 | REELECT FREDRIK RAPP AS DIRECTOR | Management | | No Action | | | | |
| 11.4 | REELECT KATARINA KLINGSPOR AS DIRECTOR | Management | | No Action | | | | |
| 11.5 | REELECT MAGNUS UGGLA AS DIRECTOR | Management | | No Action | | | | |
| 11.6 | ELECT CHRISTIAN ROOS AS NEW DIRECTOR | Management | | No Action | | | | |
| 11.7 | REELECT PATRIK ESSEHORN (CHAIR) AS DIRECTOR | Management | | No Action | | | | |
| 11.8 | RATIFY ERNST & YOUNG AKTIEBOLAG AS AUDITORS | Management | | No Action | | | | |
| 12 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF FOUR OF COMPANY’S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | | No Action | | | | |
| 13 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 14.A | APPROVE SEK 24.8MILLION REDUCTION IN SHARE CAPITAL VIA PREFERENCE SHARE CANCELLATION | Management | | No Action | | | | |
| 14.B | APPROVE ISSUANCE OF SEK 13.9MILLION COMMON CLASS D SHARES AS PAYMENT (REDEMPTION OFFER) | Management | | No Action | | | | |
| 15 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 16 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | | No Action | | | | |
| 17 | AMEND ARTICLES RE: DIVIDENDS | Management | | No Action | | | | |
| 18 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | Management | | No Action | | | | |
| 19 | CLOSE MEETING | Non-Voting | | | | | | |
| TELENET GROUP HOLDING NV | | |
| Security | B89957110 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | BE0003826436 | | | | Agenda | 715328414 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1. | RECEIVE SPECIAL BOARD REPORT RE: AUTHORIZED CAPITAL | Non-Voting | | | | | | |
| 2. | RENEW AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN THE FRAMEWORK OF AUTHORIZED CAPITAL | Management | | No Action | | | | |
| 3. | AUTHORIZE REPURCHASE OF ISSUED SHARE CAPITAL | Management | | No Action | | | | |
| 4. | AUTHORIZE CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| TELENET GROUP HOLDING NV | | |
| Security | B89957110 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 27-Apr-2022 | |
| ISIN | BE0003826436 | | | | Agenda | 715378407 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE-SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE” | Non-Voting | | | | | | |
| 1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS | Non-Voting | | | | | | |
| 2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | | | | | | |
| 3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS; DIVIDEND; POA | Management | | No Action | | | | |
| 4. | COMMUNICATION OF AND DISCUSSION ON THE REMUNERATION REPORT | Management | | No Action | | | | |
| 5.a. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: BERT DE GRAEVE (IDW CONSULT BV) | Management | | No Action | | | | |
| 5.b. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: JO VAN BIESBROECK (JOVB BV) | Management | | No Action | | | | |
| 5.c. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: CHRISTIANE FRANCK | Management | | No Action | | | | |
| 5.d. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: JOHN PORTER | Management | | No Action | | | | |
| 5.e. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: CHARLES H. BRACKEN | Management | | No Action | | | | |
| 5.f. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: MANUEL KOHNSTAMM | Management | | No Action | | | | |
| 5.g. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: SEVERINA PASCU | Management | | No Action | | | | |
| 5.h. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: AMY BLAIR | Management | | No Action | | | | |
| 5.i. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: ENRIQUE RODRIGUEZ | Management | | No Action | | | | |
| 6. | DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR | Management | | No Action | | | | |
| 7.a. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF LIEVE CRETEN BV (WITH MS. LIEVE CRETEN AS PERMANENT REPRESENTATIVE) AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, ARTICL... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 7.b. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF DIRK JS VAN DEN BERGHE LTD. (WITH MR. DIRK VAN DEN BERGHE AS PERMANENT REPRESENTATIVE) AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND A... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 7.c. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF MR. JOHN GILBERT AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, ARTICLE 3.5 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 7.d. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. MADALINA SUCEVEANU AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPA... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 7.e. | REAPPOINTMENT OF DIRECTOR: RE- APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. AMY BLAIR AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPANY HEL... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 7.f. | REAPPOINTMENT OF DIRECTOR: RE- APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. SEVERINA PASCU AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPAN... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | | No Action | | | | |
| 8. | REMUNERATION OF INDEPENDENT DIRECTORS | Management | | No Action | | | | |
| 9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | | No Action | | | | |
| ASTEC INDUSTRIES, INC. | | |
| Security | 046224101 | | | | Meeting Type | Annual |
| Ticker Symbol | ASTE | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | US0462241011 | | | | Agenda | 935564321 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Tracey H. Cook | | | | For | | For | | |
| | 2 | Mary L. Howell | | | | For | | For | | |
| | 3 | Linda I. Knoll | | | | For | | For | | |
| | 4 | William B. Southern | | | | For | | For | | |
| 2. | To approve, on an advisory basis, the Compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 3. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for calendar year 2022. | Management | | For | | For | | |
| MYERS INDUSTRIES, INC. | | |
| Security | 628464109 | | | | Meeting Type | Annual |
| Ticker Symbol | MYE | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | US6284641098 | | | | Agenda | 935576922 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: YVETTE DAPREMONT BRIGHT | Management | | For | | For | | |
| 1B. | ELECTION OF DIRECTOR: SARAH R. COFFIN | Management | | For | | For | | |
| 1C. | ELECTION OF DIRECTOR: RONALD M. DE FEO | Management | | For | | For | | |
| 1D. | ELECTION OF DIRECTOR: WILLIAM A. FOLEY | Management | | For | | For | | |
| 1E. | ELECTION OF DIRECTOR: JEFFREY KRAMER | Management | | For | | For | | |
| 1F. | ELECTION OF DIRECTOR: F. JACK LIEBAU, JR. | Management | | For | | For | | |
| 1G. | ELECTION OF DIRECTOR: BRUCE M. LISMAN | Management | | For | | For | | |
| 1H. | ELECTION OF DIRECTOR: LORI LUTEY | Management | | For | | For | | |
| 1I. | ELECTION OF DIRECTOR: MICHAEL MCGAUGH | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| ACTIVISION BLIZZARD, INC. | | |
| Security | 00507V109 | | | | Meeting Type | Special |
| Ticker Symbol | ATVI | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | US00507V1098 | | | | Agenda | 935580111 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the “merger agreement”), by and among Activision Blizzard, Inc. (“Activision Blizzard”), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Management | | For | | For | | |
| 2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non- binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Management | | For | | For | | |
| 3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | | For | | For | | |
| WEBSTER FINANCIAL CORPORATION | | |
| Security | 947890109 | | | | Meeting Type | Annual |
| Ticker Symbol | WBS | | | | Meeting Date | 28-Apr-2022 | |
| ISIN | US9478901096 | | | | Agenda | 935582886 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director to serve for one year term: William L. Atwell | Management | | For | | For | | |
| 1B. | Election of Director to serve for one year term: Mona Aboelnaga Kanaan | Management | | For | | For | | |
| 1C. | Election of Director to serve for one year term: John R. Ciulla | Management | | For | | For | | |
| 1D. | Election of Director to serve for one year term: John P. Cahill | Management | | For | | For | | |
| 1E. | Election of Director to serve for one year term: E. Carol Hayles | Management | | For | | For | | |
| 1F. | Election of Director to serve for one year term: Linda H. Ianieri | Management | | For | | For | | |
| 1G. | Election of Director to serve for one year term: Jack L. Kopnisky | Management | | For | | For | | |
| 1H. | Election of Director to serve for one year term: James J. Landy | Management | | For | | For | | |
| 1I. | Election of Director to serve for one year term: Maureen B. Mitchell | Management | | For | | For | | |
| 1J. | Election of Director to serve for one year term: Laurence C. Morse | Management | | For | | For | | |
| 1K. | Election of Director to serve for one year term: Karen R. Osar | Management | | For | | For | | |
| 1L. | Election of Director to serve for one year term: Richard O’Toole | Management | | For | | For | | |
| 1M. | Election of Director to serve for one year term: Mark Pettie | Management | | For | | For | | |
| 1N. | Election of Director to serve for one year term: Lauren C. States | Management | | For | | For | | |
| 1O. | Election of Director to serve for one year term: William E. Whiston | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Proposal 2). | Management | | For | | For | | |
| 3. | To ratify the appointment by the Board of Directors of KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the year ending December 31, 2022 (Proposal 3). | Management | | For | | For | | |
| ENDESA SA | | |
| Security | E41222113 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | ES0130670112 | | | | Agenda | 715293697 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE SEPARATE FINANCIAL STATEMENTS OF ENDESA, S.A. (STATEMENT OF FINANCIAL POSITION, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY: STATEMENT OF RECOGNISED INCOME AND EXPENSE AND STATEMENT OF TOTAL CHANGES IN EQUITY, STATEMENT OF CASH FLOWS AND THE NOTES THERETO), AND OF THE CONSOLIDATED FINANCIAL STATEMENTS OF ENDESA, S.A. AND SUBSIDIARIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED STATEMENT OF CASH FLOWS AND THE NOTES THERETO), ALL FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 2 | APPROVAL OF THE SEPARATE MANAGEMENT REPORT OF ENDESA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 3 | APPROVAL OF THE NON-FINANCIAL STATEMENT AND SUSTAINABILITY REPORT OF THE CONSOLIDATED GROUP FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 4 | APPROVAL OF THE MANAGEMENT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 5 | APPROVAL OF THE PROPOSED DISTRIBUTION OF PROFITS FOR THE YEAR ENDED 31 DECEMBER 2021 AND THE CONSEQUENT DISTRIBUTION OF A DIVIDEND CHARGED TO THOSE PROFITS AND TO RETAINED EARNINGS FROM PREVIOUS YEARS | Management | | No Action | | | | |
| 6 | RE-APPOINTMENT OF KPMG AUDITORES, S.L. AS THE STATUTORY AUDITOR FOR THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS OF ENDESA, S.A. FOR THE YEARS 2023, 2024 AND 2025 | Management | | No Action | | | | |
| 7 | DELEGATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF FIVE YEARS OF THE AUTHORITY TO ISSUE LONG AND SHORT-TERM BONDS, COMMERCIAL PAPER AND OTHER SECURITIES, BOTH SIMPLE AND EXCHANGEABLE AND OR CONVERTIBLE INTO SHARES OF THE COMPANY, AS WELL AS WARRANTS, INCLUDING AUTHORITY TO EXCLUDE SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS, THOUGH THIS WILL BE RESTRICTED TO 10 PCT OF SHARE CAPITAL | Management | | No Action | | | | |
| 8 | RE-ELECTION OF JOSE DAMIAN BOGAS GALVEZ AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | No Action | | | | |
| 9 | RE-ELECTION OF FRANCESCO STARACE AS PROPRIETARY DIRECTOR OF THE COMPANY | Management | | No Action | | | | |
| 10 | APPOINTMENT OF FRANCESCA GOSTINELLI AS PROPRIETARY DIRECTOR OF THE COMPANY | Management | | No Action | | | | |
| 11 | APPOINTMENT OF CRISTINA DE PARIAS HALCON AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | | No Action | | | | |
| 12 | SETTING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT 12 | Management | | No Action | | | | |
| 13 | BINDING VOTE ON THE ANNUAL REPORT ON DIRECTOR REMUNERATION | Management | | No Action | | | | |
| 14 | APPROVAL OF THE DIRECTOR REMUNERATION POLICY FOR 2022 2024 | Management | | No Action | | | | |
| 15 | APPROVAL OF THE 2022 2024 STRATEGIC INCENTIVE (WHICH INCLUDES PAYMENT IN COMPANY SHARES) | Management | | No Action | | | | |
| 16 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO EXECUTE AND IMPLEMENT THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING, AS WELL AS TO SUB DELEGATE THE POWERS THAT THE GENERAL MEETING ENTRUSTS TO THE BOARD AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO FILE AND NOTARISE SUCH RESOLUTIONS IN PUBLIC INSTRUMENT | Management | | No Action | | | | |
| ATLANTIA S.P.A. | | |
| Security | T05404107 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | IT0003506190 | | | | Agenda | 715420991 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 705596 DUE TO RECEIVED-DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | | | | | | |
| O.1.a | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: APPROVAL OF THE BALANCE SHEET OF ATLANTIA S.P.A. AS OF 31 DECEMBER 2021 ACCOMPANIED BY THE REPORTS OF INTERNAL AND EXTERNAL AUDITORS. PRESENTATION OF THE ANNUAL INTEGRATED REPORT AND OF THE CONSOLIDATED FINANCIAL STATEMENTS AS OF 31 DECEMBER 2021. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.1.b | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: ALLOCATION OF NET PROFITS CONCERNING 2021 FINANCIAL YEAR AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.2.a | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| O.2.b | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE TERM OF THE OFFICE OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | | | | | | |
| O.2c1 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY SINTONIA S.P.A., REPRESENTING THE 33.10 PCT OF THE SHARE CAPITAL. 1. MAURIZIO BASILE 2. CARLO BERTAZZO 3. CHRISTIAN COCO 4. ANNA CHIARA INVERNIZZI 5. MARIA LEDDI 6. ANDREA MANGONI 7. VALENTINA MARTINELLI 8. GIAMPIERO MASSOLO 9. GAIA MAZZALVERI 10. JEAN MOUTON 11. ELISABETTA RIPA 12. NICOLA VERDICCHIO | Shareholder | | No Action | | | | |
| O.2c2 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED, ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD GLOBAL INFRASTRUCTURE INCOME FUND, ABERDEEN STANDARD INVESTMENTS - ABRDN GLOBAL INFRASTRUCTURE FUND; ALGEBRIS UCITS FUNDS PLC ALGEBRIS CORE ITALY FUND; ANIMA SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDELITY FUNDS - ITALY, FIDELITY INVESTMENT FUNDS - EUROPEAN FUND, FIDELITY EUROPEAN TRUST PLC; FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY; KAIROS PARTNERS SGR S.P.A., LEGAL & GENERAL ASSURANCE LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING THE ,22800 PCT OF THE SHARE CAPITAL. 1. DARIO FRIGERIO 2. GIUSEPPE GUIZZI 3. LICIA SONCINI | Shareholder | | No Action | | | | |
| O.2.d | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| O.2.e | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO THE DETERMINE THE EMOLUMENT DUE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| O.3 | PROPOSAL TO APPROVE AN EMPLOYEE SHARE PLAN RELATING TO ATLANTIA S.P.A.’S ORDINARY SHARES, CALLED ’2022-2027 EMPLOYEE WIDESPREAD SHARE OWNERSHIP PLAN’’. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.4.a | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: TO APPROVE THE FIRST SECTION OF THE REPORT - REMUNERATION POLICY FOR 2022 (BINDING RESOLUTION) | Management | | No Action | | | | |
| O.4.b | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: NON-BINDING RESOLUTION ON THE SECOND SECTION OF THE REPORT - INFORMATION ON THE REMUNERATIONS PAID IN 2021 | Management | | No Action | | | | |
| O.5 | TO REQUEST TO THE SHAREHOLDERS TO CAST AN ADVISORY VOTE ON CLIMATE TRANSITION PLAN | Management | | No Action | | | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | US0463531089 | | | | Agenda | 935582317 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To receive the Company’s Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021 | Management | | For | | For | | |
| 2. | To confirm dividends | Management | | For | | For | | |
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | | For | | For | | |
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | | For | | For | | |
| 5A. | Re-election of Director: Leif Johansson | Management | | For | | For | | |
| 5B. | Re-election of Director: Pascal Soriot | Management | | For | | For | | |
| 5C. | Election of Director: Aradhana Sarin | Management | | For | | For | | |
| 5D. | Re-election of Director: Philip Broadley | Management | | For | | For | | |
| 5E. | Re-election of Director: Euan Ashley | Management | | For | | For | | |
| 5F. | Re-election of Director: Michel Demaré | Management | | For | | For | | |
| 5G. | Re-election of Director: Deborah DiSanzo | Management | | For | | For | | |
| 5H. | Re-election of Director: Diana Layfield | Management | | For | | For | | |
| 5I. | Re-election of Director: Sheri McCoy | Management | | For | | For | | |
| 5J. | Re-election of Director: Tony Mok | Management | | For | | For | | |
| 5K. | Re-election of Director: Nazneen Rahman | Management | | For | | For | | |
| 5L. | Election of Director: Andreas Rummelt | Management | | For | | For | | |
| 5M. | Re-election of Director: Marcus Wallenberg | Management | | For | | For | | |
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2021 | Management | | For | | For | | |
| 7. | To authorise limited political donations | Management | | For | | For | | |
| 8. | To authorise the Directors to allot shares | Management | | For | | For | | |
| 9. | To authorise the Directors to disapply pre-emption rights (Special Resolution) | Management | | Abstain | | Against | | |
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | | For | | For | | |
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | | For | | For | | |
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | | For | | For | | |
| 13. | To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme | Management | | For | | For | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | Meeting Date | 29-Apr-2022 | |
| ISIN | US0463531089 | | | | Agenda | 935608729 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To receive the Company’s Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021 | Management | | For | | For | | |
| 2. | To confirm dividends | Management | | For | | For | | |
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | | For | | For | | |
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | | For | | For | | |
| 5A. | Re-election of Director: Leif Johansson | Management | | For | | For | | |
| 5B. | Re-election of Director: Pascal Soriot | Management | | For | | For | | |
| 5C. | Election of Director: Aradhana Sarin | Management | | For | | For | | |
| 5D. | Re-election of Director: Philip Broadley | Management | | For | | For | | |
| 5E. | Re-election of Director: Euan Ashley | Management | | For | | For | | |
| 5F. | Re-election of Director: Michel Demaré | Management | | For | | For | | |
| 5G. | Re-election of Director: Deborah DiSanzo | Management | | For | | For | | |
| 5H. | Re-election of Director: Diana Layfield | Management | | For | | For | | |
| 5I. | Re-election of Director: Sheri McCoy | Management | | For | | For | | |
| 5J. | Re-election of Director: Tony Mok | Management | | For | | For | | |
| 5K. | Re-election of Director: Nazneen Rahman | Management | | For | | For | | |
| 5L. | Election of Director: Andreas Rummelt | Management | | For | | For | | |
| 5M. | Re-election of Director: Marcus Wallenberg | Management | | For | | For | | |
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2021 | Management | | For | | For | | |
| 7. | To authorise limited political donations | Management | | For | | For | | |
| 8. | To authorise the Directors to allot shares | Management | | For | | For | | |
| 9. | To authorise the Directors to disapply pre-emption rights (Special Resolution) | Management | | Abstain | | Against | | |
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | | For | | For | | |
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | | For | | For | | |
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | | For | | For | | |
| 13. | To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme | Management | | For | | For | | |
| THE E.W. SCRIPPS COMPANY | | |
| Security | 811054402 | | | | Meeting Type | Annual |
| Ticker Symbol | SSP | | | | Meeting Date | 02-May-2022 | |
| ISIN | US8110544025 | | | | Agenda | 935566692 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Lauren Rich Fine | Management | | For | | For | | |
| 1B. | Election of Director: Burton F. Jablin | Management | | For | | For | | |
| 1C. | Election of Director: Kim Williams | Management | | For | | For | | |
| GCP APPLIED TECHNOLOGIES INC | | |
| Security | 36164Y101 | | | | Meeting Type | Annual |
| Ticker Symbol | GCP | | | | Meeting Date | 03-May-2022 | |
| ISIN | US36164Y1010 | | | | Agenda | 935567377 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Simon M. Bates | Management | | For | | For | | |
| 1.2 | Election of Director: Peter A. Feld | Management | | For | | For | | |
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | | For | | For | | |
| 1.4 | Election of Director: Clay H. Kiefaber | Management | | For | | For | | |
| 1.5 | Election of Director: Armand F. Lauzon | Management | | For | | For | | |
| 1.6 | Election of Director: Marran H. Ogilvie | Management | | For | | For | | |
| 1.7 | Election of Director: Andrew M. Ross | Management | | For | | For | | |
| 1.8 | Election of Director: Linda J. Welty | Management | | For | | For | | |
| 1.9 | Election of Director: Robert H. Yanker | Management | | For | | For | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP’s independent registered public accounting firm for 2022 | Management | | For | | For | | |
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP’s named executive officers, as described in the accompanying proxy statement | Management | | For | | For | | |
| MILLICOM INTERNATIONAL CELLULAR SA | | |
| Security | L6388F128 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-May-2022 | |
| ISIN | SE0001174970 | | | | Agenda | 715298522 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | | No Action | | | | |
| 2 | RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS | Management | | No Action | | | | |
| 3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 4 | APPROVE ALLOCATION OF INCOME | Management | | No Action | | | | |
| 5 | APPROVE DISCHARGE OF DIRECTORS | Management | | No Action | | | | |
| 6 | FIX NUMBER OF DIRECTORS AT NINE | Management | | No Action | | | | |
| 7 | REELECT JOSE ANTONIO RIOS GARCIA AS DIRECTOR | Management | | No Action | | | | |
| 8 | REELECT PERNILLE ERENBJERG AS DIRECTOR | Management | | No Action | | | | |
| 9 | REELECT ODILON ALMEIDA AS DIRECTOR | Management | | No Action | | | | |
| 10 | REELECT BRUCE CHURCHILL AS DIRECTOR | Management | | No Action | | | | |
| 11 | REELECT MAURICIO RAMOS AS DIRECTOR | Management | | No Action | | | | |
| 12 | REELECT JAMES THOMPSON AS DIRECTOR | Management | | No Action | | | | |
| 13 | REELECT MERCEDES JOHNSON AS DIRECTOR | Management | | No Action | | | | |
| 14 | REELECT LARS-JOHAN JARNHEIMER AS DIRECTOR | Management | | No Action | | | | |
| 15 | ELECT TOMAS ELIASSON AS DIRECTOR | Management | | No Action | | | | |
| 16 | REELECT JOSE ANTONIO RIOS GARCIA AS BOARD CHAIRMAN | Management | | No Action | | | | |
| 17 | APPROVE REMUNERATION OF DIRECTORS | Management | | No Action | | | | |
| 18 | APPROVE ERNST YOUNG S.A., LUXEMBOURG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | | No Action | | | | |
| 19 | APPROVE PROCEDURE ON APPOINTMENT OF NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT OF NOMINATION COMMITTEE | Management | | No Action | | | | |
| 20 | APPROVE SHARE REPURCHASE PLAN | Management | | No Action | | | | |
| 21 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 22 | APPROVE SENIOR MANAGEMENT REMUNERATION POLICY | Management | | No Action | | | | |
| 23 | APPROVE SHARE-BASED INCENTIVE PLANS | Management | | No Action | | | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | 01 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| CMMT | 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ORANGE BELGIUM S.A. | | |
| Security | B6404X104 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 04-May-2022 | |
| ISIN | BE0003735496 | | | | Agenda | 715378964 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1. | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS MANAGEMENT REPORT ON-THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Non-Voting | | | | | | |
| 2. | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITORS REPORT ON THE COMPANY’S-SAID ANNUAL ACCOUNTS | Non-Voting | | | | | | |
| 3. | APPROVAL OF THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | No Action | | | | |
| 4. | APPROVAL OF THE REMUNERATION POLICY | Management | | No Action | | | | |
| 5. | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND APPROPRIATION OF THE RESULT. PRESENTATION OF THE ANNUAL CONSOLIDATED ACCOUNTS AS AT THE SAME DATE | Management | | No Action | | | | |
| 6. | DISCHARGE OF THE DIRECTORS | Management | | No Action | | | | |
| 7. | DISCHARGE OF THE STATUTORY AUDITOR | Management | | No Action | | | | |
| 8. | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MR CHRISTIAN LUGINBUHL (CO-OPTED BY THE BOARD OF DIRECTORS WITH EFFECT AS OF 1 JULY 2021, IN REPLACEMENT OF MR CHRISTOPHE NAULLEAU, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPANY. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | | No Action | | | | |
| 9. | COORDINATION OF THE ARTICLES OF ASSOCIATION - POWERS | Management | | No Action | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 08 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| S&P GLOBAL INC. | | |
| Security | 78409V104 | | | | Meeting Type | Annual |
| Ticker Symbol | SPGI | | | | Meeting Date | 04-May-2022 | |
| ISIN | US78409V1044 | | | | Agenda | 935575691 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Marco Alverà | Management | | For | | For | | |
| 1B. | Election of Director: Jacques Esculier | Management | | For | | For | | |
| 1C. | Election of Director: Gay Huey Evans | Management | | For | | For | | |
| 1D. | Election of Director: William D. Green | Management | | For | | For | | |
| 1E. | Election of Director: Stephanie C. Hill | Management | | For | | For | | |
| 1F. | Election of Director: Rebecca Jacoby | Management | | For | | For | | |
| 1G. | Election of Director: Robert P. Kelly | Management | | For | | For | | |
| 1H. | Election of Director: Ian Paul Livingston | Management | | For | | For | | |
| 1I. | Election of Director: Deborah D. McWhinney | Management | | For | | For | | |
| 1J. | Election of Director: Maria R. Morris | Management | | For | | For | | |
| 1K. | Election of Director: Douglas L. Peterson | Management | | For | | For | | |
| 1L. | Election of Director: Edward B. Rust, Jr. | Management | | For | | For | | |
| 1M. | Election of Director: Richard E. Thornburgh | Management | | For | | For | | |
| 1N. | Election of Director: Gregory Washington | Management | | For | | For | | |
| 2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | | For | | For | | |
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | | For | | For | | |
| MILLICOM INTERNATIONAL CELLULAR S.A. | | |
| Security | L6388F110 | | | | Meeting Type | Annual |
| Ticker Symbol | TIGO | | | | Meeting Date | 04-May-2022 | |
| ISIN | LU0038705702 | | | | Agenda | 935578003 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To elect the Chair of the AGM and to empower the Chair to appoint the other members of the bureau of the meeting. | Management | | For | | For | | |
| 2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2021. | Management | | For | | For | | |
| 3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2021. | Management | | For | | For | | |
| 4. | To allocate the results of the year ended December 31, 2021 to unappropriated net profits to be carried forward. | Management | | For | | For | | |
| 5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2021. | Management | | For | | For | | |
| 6. | To set the number of Directors at nine (9). | Management | | For | | For | | |
| 7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending at the Annual General Meeting to be held in 2023 (the “2023 AGM”). | Management | | For | | For | | |
| 8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 9. | To re-elect Mr. Odilon Almeida as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 10. | To re-elect Mr. Bruce Churchill as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 11. | To re-elect Mr. Mauricio Ramos as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 12. | To re-elect Mr. James Thompson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 13. | To re-elect Ms. Mercedes Johnson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 14. | To re-elect Mr. Lars-Johan Jarnheimer as a Director for a term ending at the 2023 AGM | Management | | For | | For | | |
| 15. | To elect Mr. Tomas Eliasson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 17. | To approve the Directors’ remuneration for the period from the AGM to the 2023 AGM. | Management | | For | | For | | |
| 18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of the 2023 AGM and to approve the external auditor remuneration to be paid against an approved account. | Management | | For | | For | | |
| 19. | To approve an instruction to the Nomination Committee. | Management | | For | | For | | |
| 20. | To approve the Share Repurchase Plan. | Management | | For | | For | | |
| 21. | To vote on the 2021 Remuneration Report. | Management | | For | | For | | |
| 22. | To approve the Senior Management Remuneration Policy. | Management | | For | | For | | |
| 23. | To approve the share-based incentive plans for Millicom employees. | Management | | For | | For | | |
| MILLICOM INTERNATIONAL CELLULAR S.A. | | |
| Security | L6388F110 | | | | Meeting Type | Annual |
| Ticker Symbol | TIGO | | | | Meeting Date | 04-May-2022 | |
| ISIN | LU0038705702 | | | | Agenda | 935630221 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To elect the Chair of the AGM and to empower the Chair to appoint the other members of the bureau of the meeting. | Management | | For | | For | | |
| 2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2021. | Management | | For | | For | | |
| 3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2021. | Management | | For | | For | | |
| 4. | To allocate the results of the year ended December 31, 2021 to unappropriated net profits to be carried forward. | Management | | For | | For | | |
| 5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2021. | Management | | For | | For | | |
| 6. | To set the number of Directors at nine (9). | Management | | For | | For | | |
| 7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending at the Annual General Meeting to be held in 2023 (the “2023 AGM”). | Management | | For | | For | | |
| 8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 9. | To re-elect Mr. Odilon Almeida as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 10. | To re-elect Mr. Bruce Churchill as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 11. | To re-elect Mr. Mauricio Ramos as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 12. | To re-elect Mr. James Thompson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 13. | To re-elect Ms. Mercedes Johnson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 14. | To re-elect Mr. Lars-Johan Jarnheimer as a Director for a term ending at the 2023 AGM | Management | | For | | For | | |
| 15. | To elect Mr. Tomas Eliasson as a Director for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending at the 2023 AGM. | Management | | For | | For | | |
| 17. | To approve the Directors’ remuneration for the period from the AGM to the 2023 AGM. | Management | | For | | For | | |
| 18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of the 2023 AGM and to approve the external auditor remuneration to be paid against an approved account. | Management | | For | | For | | |
| 19. | To approve an instruction to the Nomination Committee. | Management | | For | | For | | |
| 20. | To approve the Share Repurchase Plan. | Management | | For | | For | | |
| 21. | To vote on the 2021 Remuneration Report. | Management | | For | | For | | |
| 22. | To approve the Senior Management Remuneration Policy. | Management | | For | | For | | |
| 23. | To approve the share-based incentive plans for Millicom employees. | Management | | For | | For | | |
| SILTRONIC AG | | |
| Security | D6948S114 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 05-May-2022 | |
| ISIN | DE000WAF3001 | | | | Agenda | 715297087 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 6 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 7 | APPROVE REMUNERATION POLICY | Management | | No Action | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | | | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| CMMT | 31 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 31 MAR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER | Non-Voting | | | | | | |
| | HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | 31 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| HORIZON BANCORP, INC. | | |
| Security | 440407104 | | | | Meeting Type | Annual |
| Ticker Symbol | HBNC | | | | Meeting Date | 05-May-2022 | |
| ISIN | US4404071049 | | | | Agenda | 935564763 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Susan D. Aaron | Management | | For | | For | | |
| 1.2 | Election of Director: Eric P. Blackhurst | Management | | For | | For | | |
| 1.3 | Election of Director: Craig M. Dwight | Management | | For | | For | | |
| 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 3. | Ratification of appointment of BKD, LLP as independent auditors. | Management | | For | | For | | |
| AMPCO-PITTSBURGH CORPORATION | | |
| Security | 032037103 | | | | Meeting Type | Annual |
| Ticker Symbol | AP | | | | Meeting Date | 05-May-2022 | |
| ISIN | US0320371034 | | | | Agenda | 935566844 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Robert A. DeMichiei | | | | For | | For | | |
| | 2 | Elizabeth A. Fessenden | | | | For | | For | | |
| | 3 | William K. Lieberman | | | | For | | For | | |
| | 4 | Laurence E. Paul | | | | For | | For | | |
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | | For | | For | | |
| 3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2022. | Management | | For | | For | | |
| MONEYGRAM INTERNATIONAL, INC. | | |
| Security | 60935Y208 | | | | Meeting Type | Annual |
| Ticker Symbol | MGI | | | | Meeting Date | 05-May-2022 | |
| ISIN | US60935Y2081 | | | | Agenda | 935571340 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Antonio O. Garza | Management | | For | | For | | |
| 1B. | Election of Director: Alka Gupta | Management | | For | | For | | |
| 1C. | Election of Director: W. Alexander Holmes | Management | | For | | For | | |
| 1D. | Election of Director: Francisco Lorca | Management | | For | | For | | |
| 1E. | Election of Director: Michael P. Rafferty | Management | | For | | For | | |
| 1F. | Election of Director: Julie E. Silcock | Management | | For | | For | | |
| 1G. | Election of Director: W. Bruce Turner | Management | | For | | For | | |
| 1H. | Election of Director: Peggy Vaughan | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| HEXCEL CORPORATION | | |
| Security | 428291108 | | | | Meeting Type | Annual |
| Ticker Symbol | HXL | | | | Meeting Date | 05-May-2022 | |
| ISIN | US4282911084 | | | | Agenda | 935571869 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Nick L. Stanage | Management | | For | | For | | |
| 1B. | Election of Director: Jeffrey C. Campbell | Management | | For | | For | | |
| 1C. | Election of Director: Cynthia M. Egnotovich | Management | | For | | For | | |
| 1D. | Election of Director: Thomas A. Gendron | Management | | For | | For | | |
| 1E. | Election of Director: Dr. Jeffrey A. Graves | Management | | For | | For | | |
| 1F. | Election of Director: Guy C. Hachey | Management | | For | | For | | |
| 1G. | Election of Director: Dr. Marilyn L. Minus | Management | | For | | For | | |
| 1H. | Election of Director: Catherine A. Suever | Management | | For | | For | | |
| 2. | Advisory non-binding vote to approve 2021 executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. | Management | | For | | For | | |
| PERRIGO COMPANY PLC | | |
| Security | G97822103 | | | | Meeting Type | Annual |
| Ticker Symbol | PRGO | | | | Meeting Date | 06-May-2022 | |
| ISIN | IE00BGH1M568 | | | | Agenda | 935567339 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Bradley A. Alford | Management | | For | | For | | |
| 1B. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Orlando D. Ashford | Management | | For | | For | | |
| 1C. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Katherine C. Doyle | Management | | For | | For | | |
| 1D. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Adriana Karaboutis | Management | | For | | For | | |
| 1E. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Murray S. Kessler | Management | | For | | For | | |
| 1F. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Jeffrey B. Kindler | Management | | For | | For | | |
| 1G. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Erica L. Mann | Management | | For | | For | | |
| 1H. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Donal O’Connor | Management | | For | | For | | |
| 1I. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Geoffrey M. Parker | Management | | For | | For | | |
| 1J. | Election of Director to hold office until the 2023 Annual General Meeting of Shareholders: Theodore R. Samuels | Management | | For | | For | | |
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company’s independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor | Management | | For | | For | | |
| 3. | Advisory vote on executive compensation | Management | | For | | For | | |
| 4. | Amend the Company’s Long-Term Incentive Plan | Management | | For | | For | | |
| 5. | Renew the Board’s authority to issue shares under Irish law | Management | | For | | For | | |
| 6. | Renew the Board’s authority to opt-out of statutory pre- emption rights under Irish law | Management | | Against | | Against | | |
| PRIMO WATER CORPORATION | | |
| Security | 74167P108 | | | | Meeting Type | Annual |
| Ticker Symbol | PRMW | | | | Meeting Date | 10-May-2022 | |
| ISIN | CA74167P1080 | | | | Agenda | 935576782 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Britta Bomhard | | | | For | | For | | |
| | 2 | Susan E. Cates | | | | For | | For | | |
| | 3 | Jerry Fowden | | | | For | | For | | |
| | 4 | Stephen H. Halperin | | | | For | | For | | |
| | 5 | Thomas J. Harrington | | | | For | | For | | |
| | 6 | Gregory Monahan | | | | For | | For | | |
| | 7 | Billy D. Prim | | | | For | | For | | |
| | 8 | Eric Rosenfeld | | | | For | | For | | |
| | 9 | Archana Singh | | | | For | | For | | |
| | 10 | Steven P. Stanbrook | | | | For | | For | | |
| 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | | For | | For | | |
| 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation’s named executive officers. | Management | | For | | For | | |
| PNM RESOURCES, INC. | | |
| Security | 69349H107 | | | | Meeting Type | Annual |
| Ticker Symbol | PNM | | | | Meeting Date | 10-May-2022 | |
| ISIN | US69349H1077 | | | | Agenda | 935582975 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Vicky A. Bailey | Management | | For | | For | | |
| 1B. | Election of Director: Norman P. Becker | Management | | For | | For | | |
| 1C. | Election of Director: Patricia K. Collawn | Management | | For | | For | | |
| 1D. | Election of Director: E. Renae Conley | Management | | For | | For | | |
| 1E. | Election of Director: Alan J. Fohrer | Management | | For | | For | | |
| 1F. | Election of Director: Sidney M. Gutierrez | Management | | For | | For | | |
| 1G. | Election of Director: James A. Hughes | Management | | For | | For | | |
| 1H. | Election of Director: Maureen T. Mullarkey | Management | | For | | For | | |
| 1I. | Election of Director: Donald K. Schwanz | Management | | For | | For | | |
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2022 proxy statement. | Management | | For | | For | | |
| SOUTH JERSEY INDUSTRIES, INC. | | |
| Security | 838518108 | | | | Meeting Type | Annual |
| Ticker Symbol | SJI | | | | Meeting Date | 10-May-2022 | |
| ISIN | US8385181081 | | | | Agenda | 935621498 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director for a term expiring in 2023: Sarah M. Barpoulis | Management | | For | | For | | |
| 1b. | Election of Director for a term expiring in 2023: Victor A. Fortkiewicz | Management | | For | | For | | |
| 1c. | Election of Director for a term expiring in 2023: Sheila Hartnett-Devlin, CFA | Management | | For | | For | | |
| 1d. | Election of Director for a term expiring in 2023: G. Edison Holland, Jr. | Management | | For | | For | | |
| 1e. | Election of Director for a term expiring in 2023: Sunita Holzer | Management | | For | | For | | |
| 1f. | Election of Director for a term expiring in 2023: Kevin M. O’Dowd | Management | | For | | For | | |
| 1g. | Election of Director for a term expiring in 2023: Christopher J. Paladino | Management | | For | | For | | |
| 1h. | Election of Director for a term expiring in 2023: Michael J. Renna | Management | | For | | For | | |
| 1i. | Election of Director for a term expiring in 2023: Joseph M. Rigby | Management | | For | | For | | |
| 1j. | Election of Director for a term expiring in 2023: Frank L. Sims | Management | | For | | For | | |
| 2. | The approval of the Merger Agreement. | Management | | For | | For | | |
| 3. | The advisory, non-binding compensation proposal relating to the Merger. | Management | | For | | For | | |
| 4. | An advisory vote to approve executive compensation. | Management | | For | | For | | |
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 6. | Adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Annual Meeting. | Management | | For | | For | | |
| KINROSS GOLD CORPORATION | | |
| Security | 496902404 | | | | Meeting Type | Annual |
| Ticker Symbol | KGC | | | | Meeting Date | 11-May-2022 | |
| ISIN | CA4969024047 | | | | Agenda | 935589828 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Ian Atkinson | | | | For | | For | | |
| | 2 | Kerry D. Dyte | | | | For | | For | | |
| | 3 | Glenn A. Ives | | | | For | | For | | |
| | 4 | Ave G. Lethbridge | | | | For | | For | | |
| | 5 | Elizabeth D. McGregor | | | | For | | For | | |
| | 6 | C. McLeod-Seltzer | | | | For | | For | | |
| | 7 | Kelly J. Osborne | | | | For | | For | | |
| | 8 | J. Paul Rollinson | | | | For | | For | | |
| | 9 | David A. Scott | | | | For | | For | | |
| 2 | To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | | For | | For | | |
| 3 | To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross’ approach to executive compensation. | Management | | For | | For | | |
| PAN AMERICAN SILVER CORP. | | |
| Security | 697900108 | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | PAAS | | | | Meeting Date | 11-May-2022 | |
| ISIN | CA6979001089 | | | | Agenda | 935589878 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Michael Carroll | | | | For | | For | | |
| | 2 | Neil de Gelder | | | | For | | For | | |
| | 3 | Charles Jeannes | | | | For | | For | | |
| | 4 | Jennifer Maki | | | | For | | For | | |
| | 5 | Walter Segsworth | | | | For | | For | | |
| | 6 | Kathleen Sendall | | | | For | | For | | |
| | 7 | Michael Steinmann | | | | For | | For | | |
| | 8 | Gillian Winckler | | | | For | | For | | |
| 2 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | | For | | For | | |
| 3 | To consider and, if thought appropriate, to pass an ordinary, non-binding “say on pay” resolution approving the Company’s approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. | Management | | For | | For | | |
| INTERTAPE POLYMER GROUP INC. | | |
| Security | 460919103 | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | ITPOF | | | | Meeting Date | 11-May-2022 | |
| ISIN | CA4609191032 | | | | Agenda | 935597685 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | A special resolution to approve a proposed plan of arrangement under section 192 of the Canada Business Corporations Act pursuant to an arrangement agreement dated March 7, 2022 entered into between 1351693 B.C. Ltd. (the “Purchaser”), a British Columbia corporation and an affiliate of Clearlake Capital Group, L.P., and the Company, to effect among other things, the acquisition by the Purchaser of all of the outstanding common shares of the Company in exchange for C$40.50 cash per common share. | Management | | For | | For | | |
| 2 | DIRECTOR | Management | | | | | | |
| | 1 | Chris R. Cawston | | | | For | | For | | |
| | 2 | Jane Craighead | | | | For | | For | | |
| | 3 | Frank Di Tomaso | | | | For | | For | | |
| | 4 | Robert J. Foster | | | | For | | For | | |
| | 5 | Dahra Granovsky | | | | For | | For | | |
| | 6 | James Pantelidis | | | | For | | For | | |
| | 7 | Jorge N. Quintas | | | | For | | For | | |
| | 8 | Mary Pat Salomone | | | | For | | For | | |
| | 9 | Gregory A.C. Yull | | | | For | | For | | |
| | 10 | Melbourne F. Yull | | | | For | | For | | |
| 3 | Appointment of Raymond Chabot Grant Thornton LLP as Auditor. | Management | | For | | For | | |
| 4 | “Say on Pay” Vote. | Management | | For | | For | | |
| 5 | Approve the continuation of the Company’s shareholder rights plan. | Management | | Against | | Against | | |
| TRONOX HOLDINGS PLC | | |
| Security | G9087Q102 | | | | Meeting Type | Annual |
| Ticker Symbol | TROX | | | | Meeting Date | 12-May-2022 | |
| ISIN | GB00BJT16S69 | | | | Agenda | 935575881 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Ilan Kaufthal | Management | | For | | For | | |
| 1B. | Election of Director: John Romano | Management | | For | | For | | |
| 1C. | Election of Director: Jean-Francois Turgeon | Management | | For | | For | | |
| 1D. | Election of Director: Mutlaq Al-Morished | Management | | For | | For | | |
| 1E. | Election of Director: Vanessa Guthrie | Management | | For | | For | | |
| 1F. | Election of Director: Peter Johnston | Management | | For | | For | | |
| 1G. | Election of Director: Ginger Jones | Management | | For | | For | | |
| 1H. | Election of Director: Stephen Jones | Management | | For | | For | | |
| 1I. | Election of Director: Moazzam Khan | Management | | For | | For | | |
| 1J. | Election of Director: Sipho Nkosi | Management | | For | | For | | |
| 2. | A non-binding advisory vote to approve executive compensation. | Management | | For | | For | | |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP (U.S.) as the Company’s independent registered public accounting firm. | Management | | For | | For | | |
| 4. | Approve receipt of our U.K. audited annual report and accounts and related directors’ and auditor’s reports for the fiscal year ended December 31, 2021. | Management | | For | | For | | |
| 5. | Approve on a non-binding advisory basis our U.K. directors’ remuneration report for the fiscal year ended December 31, 2021. | Management | | For | | For | | |
| 6. | Re-appoint PricewaterhouseCoopers LLP as our U.K. statutory auditor for the year ended December 31, 2022. | Management | | For | | For | | |
| 7. | Authorize the Board or the Audit Committee to determine the remuneration of PwC U.K. in its capacity as the Company’s U.K. statutory auditor. | Management | | For | | For | | |
| VULCAN MATERIALS COMPANY | | |
| Security | 929160109 | | | | Meeting Type | Annual |
| Ticker Symbol | VMC | | | | Meeting Date | 13-May-2022 | |
| ISIN | US9291601097 | | | | Agenda | 935571491 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Kathleen L. Quirk | Management | | For | | For | | |
| 1B. | Election of Director: David P. Steiner | Management | | For | | For | | |
| 1C. | Election of Director: Lee J. Styslinger, III | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| APA CORPORATION | | |
| Security | 03743Q108 | | | | Meeting Type | Annual |
| Ticker Symbol | APA | | | | Meeting Date | 13-May-2022 | |
| ISIN | US03743Q1085 | | | | Agenda | 935572784 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Election of Director: Annell R. Bay | Management | | For | | For | | |
| 2. | Election of Director: John J. Christmann IV | Management | | For | | For | | |
| 3. | Election of Director: Juliet S. Ellis | Management | | For | | For | | |
| 4. | Election of Director: Charles W. Hooper | Management | | For | | For | | |
| 5 | Election of Director: Chansoo Joung | Management | | For | | For | | |
| 6. | Election of Director: John E. Lowe | Management | | For | | For | | |
| 7 | Election of Director: H. Lamar McKay | Management | | For | | For | | |
| 8. | Election of Director: Amy H. Nelson | Management | | For | | For | | |
| 9. | Election of Director: Daniel W. Rabun | Management | | For | | For | | |
| 10. | Election of Director: Peter A. Ragauss | Management | | For | | For | | |
| 11. | Election of Director: David L. Stover | Management | | For | | For | | |
| 12. | Ratification of Ernst & Young LLP as APA’s Independent Auditors | Management | | For | | For | | |
| 13. | Advisory Vote to Approve Compensation of APA’s Named Executive Officers | Management | | For | | For | | |
| ORTHO CLINICAL DIAGNOSTICS HOLDINGS PLC | | |
| Security | G6829J107 | | | | Meeting Type | Special |
| Ticker Symbol | OCDX | | | | Meeting Date | 16-May-2022 | |
| ISIN | GB00BMDNH979 | | | | Agenda | 935617932 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CM1 | Considering, and if thought fit, approving the Scheme referred to in the notice convening the Court Meeting contained in the Scheme Document. | Management | | For | | For | | |
| GM1 | To give effect to the scheme of arrangement between the Company and the Scheme Shareholders: 1a. to authorise the directors of the Company (or a duly authorized committee of the directors) to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect. 1b. with effect from the passing of this special resolution, to adopt as the articles of association of the Company the draft form of articles of association attached to the Scheme Document at Annex ...(due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| GM2 | To approve a non-binding advisory proposal to approve certain compensation arrangements that may be paid or become payable to the Company’s named executive officers in connection with the Combinations. | Management | | For | | For | | |
| ASPEN TECHNOLOGY, INC. | | |
| Security | 045327103 | | | | Meeting Type | Special |
| Ticker Symbol | AZPN | | | | Meeting Date | 16-May-2022 | |
| ISIN | US0453271035 | | | | Agenda | 935622565 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Adopt the Transaction Agreement and Plan of Merger, dated October 10, 2021, as amended by Amendment No. 1 dated March 23, 2022 (as it may be further amended from time to time, the “Transaction Agreement”), among Aspen Technology, Inc. (“AspenTech”), Emerson Electric Co., EMR Worldwide Inc., Emersub CX, Inc., and Emersub CXI, Inc., and approve the transactions contemplated by the Transaction Agreement, including the Merger (as defined in the Transaction Agreement) (collectively, the “Transactions”). | Management | | For | | For | | |
| 2. | Approve, on a non-binding, advisory basis, the compensation that will or may become payable to AspenTech’s named executive officers in connection with the Transactions. | Management | | For | | For | | |
| 3. | Approve the adjournment of the special meeting if AspenTech determines that it is necessary or advisable to permit further solicitation of proxies in the event there are not sufficient votes at the time of the special meeting to adopt the Transaction Agreement. | Management | | For | | For | | |
| VIVO ENERGY PLC | | |
| Security | G9375M102 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 17-May-2022 | |
| ISIN | GB00BDGT2M75 | | | | Agenda | 715302511 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 AS SET OUT ON PAGES 110 TO 117 OF THE ANNUAL REPORT AND ACCOUNTS 2021 | Management | | For | | For | | |
| 3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 105 TO 106 OF THE ANNUAL REPORT AND ACCOUNTS 2021, SUCH POLICY TO TAKE EFFECT FROM THE DATE OF ITS ADOPTION | Management | | For | | For | | |
| 4 | TO RE-ELECT JOHN DALY AS A DIRECTOR | Management | | For | | For | | |
| 5 | TO ELECT STANISLAS MITTELMAN AS A DIRECTOR | Management | | For | | For | | |
| 6 | TO RE-ELECT THEMBALIHLE HIXONIA NYASULU AS A DIRECTOR | Management | | For | | For | | |
| 7 | TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | | For | | For | | |
| 8 | TO RE-ELECT CHRISTOPHER ROGERS AS A DIRECTOR | Management | | For | | For | | |
| 9 | TO RE-ELECT GAWAD ABAZA AS A DIRECTOR | Management | | For | | For | | |
| 10 | TO RE-ELECT JAVED AHMED AS A DIRECTOR | Management | | For | | For | | |
| 11 | TO RE-ELECT TEMITOPE LAWANI AS A DIRECTOR | Management | | For | | For | | |
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | | For | | For | | |
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE, FOR AND ON BEHALF OF THE DIRECTORS, TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | Management | | For | | For | | |
| 15 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | | Abstain | | Against | | |
| 16 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | | |
| 17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | | For | | For | | |
| 18 | TO AUTHORISE THE BOARD TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAY’S NOTICE | Management | | For | | For | | |
| SGL CARBON SE | | |
| Security | D6949M108 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 17-May-2022 | |
| ISIN | DE0007235301 | | | | Agenda | 715369307 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | |
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 5 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 6 | APPROVE AFFILIATION AGREEMENT WITH SGL FUEL CELL COMPONENTS GMBH | Management | | No Action | | | | |
| CFT S.P.A. | | |
| Security | T0478B107 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 17-May-2022 | |
| ISIN | IT0005262313 | | | | Agenda | 715575760 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| O.1 | TO APPROVE THE BALANCE SHEET OF CFT S.P.A. AS AT 31 DECEMBER 2021, REPORT OF THE DIRECTORS ON MANAGEMENT, REPORT OF THE BOARD OF INTERNAL AUDITORS, REPORT OF THE EXTERNAL AUDITORS; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.2 | TO PROPOSE TO COVER THE OPERATING LOSS; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| O.3 | RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.1 | TO APPROVE PURSUANT TO ART. 2502 OF THE CIVIL CODE OF THE MERGER BY INCORPORATION OF CFT ROBOTICS S.R.L. AND ITECH S.R.L. INTO CFT S.P.A.; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.2 | TO AMEND THE BY-LAWS OF CFT S.P.A., RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| E.3 | RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| ICU MEDICAL, INC. | | |
| Security | 44930G107 | | | | Meeting Type | Annual |
| Ticker Symbol | ICUI | | | | Meeting Date | 17-May-2022 | |
| ISIN | US44930G1076 | | | | Agenda | 935577126 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Vivek Jain | | | | For | | For | | |
| | 2 | George A. Lopez, M.D. | | | | For | | For | | |
| | 3 | David C. Greenberg | | | | For | | For | | |
| | 4 | Elisha W. Finney | | | | For | | For | | |
| | 5 | David F. Hoffmeister | | | | For | | For | | |
| | 6 | Donald M. Abbey | | | | For | | For | | |
| | 7 | Laurie Hernandez | | | | For | | For | | |
| | 8 | Kolleen T. Kennedy | | | | For | | For | | |
| | 9 | William Seeger | | | | For | | For | | |
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2022. | Management | | For | | For | | |
| 3. | To approve named executive officer compensation on an advisory basis. | Management | | For | | For | | |
| UNITED STATES CELLULAR CORPORATION | | |
| Security | 911684108 | | | | Meeting Type | Annual |
| Ticker Symbol | USM | | | | Meeting Date | 17-May-2022 | |
| ISIN | US9116841084 | | | | Agenda | 935584955 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A | Election of Director: J. S. Crowley | Management | | For | | For | | |
| 1B | Election of Director: G. P. Josefowicz | Management | | For | | For | | |
| 1C | Election of Director: C. D. Stewart | Management | | For | | For | | |
| 2. | Ratify accountants for 2022 | Management | | For | | For | | |
| 3. | United States Cellular Corporation 2022 Long-Term Incentive Plan | Management | | Against | | Against | | |
| 4. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| LIBERTY LATIN AMERICA LTD. | | |
| Security | G9001E102 | | | | Meeting Type | Annual |
| Ticker Symbol | LILA | | | | Meeting Date | 17-May-2022 | |
| ISIN | BMG9001E1021 | | | | Agenda | 935585010 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Miranda Curtis | Management | | For | | For | | |
| 1.2 | Election of Director: Brendan Paddick | Management | | For | | For | | |
| 1.3 | Election of Director: Daniel E. Sanchez | Management | | For | | For | | |
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | | For | | For | | |
| 3. | A proposal to approve the Liberty Latin America Employee Stock Purchase Plan. | Management | | For | | For | | |
| VALLEY NATIONAL BANCORP | | |
| Security | 919794107 | | | | Meeting Type | Annual |
| Ticker Symbol | VLY | | | | Meeting Date | 17-May-2022 | |
| ISIN | US9197941076 | | | | Agenda | 935591962 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Andrew B. Abramson | Management | | For | | For | | |
| 1B. | Election of Director: Ronen Agassi | Management | | For | | For | | |
| 1C. | Election of Director: Peter J. Baum | Management | | For | | For | | |
| 1D. | Election of Director: Eric P. Edelstein | Management | | For | | For | | |
| 1E. | Election of Director: Marc J. Lenner | Management | | For | | For | | |
| 1F. | Election of Director: Peter V. Maio | Management | | For | | For | | |
| 1G. | Election of Director: Avner Mendelson | Management | | For | | For | | |
| 1H. | Election of Director: Ira Robbins | Management | | For | | For | | |
| 1I. | Election of Director: Suresh L. Sani | Management | | For | | For | | |
| 1J. | Election of Director: Lisa J. Schultz | Management | | For | | For | | |
| 1K. | Election of Director: Jennifer W. Steans | Management | | For | | For | | |
| 1L. | Election of Director: Jeffrey S. Wilks | Management | | For | | For | | |
| 1M. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | | For | | For | | |
| 2. | An advisory vote on named executive officer compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of KPMG LLP as Valley’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 4. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | | Against | | For | | |
| RENEWABLE ENERGY GROUP, INC. | | |
| Security | 75972A301 | | | | Meeting Type | Annual |
| Ticker Symbol | REGI | | | | Meeting Date | 17-May-2022 | |
| ISIN | US75972A3014 | | | | Agenda | 935606131 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt the Merger Agreement. | Management | | For | | For | | |
| 2. | Proposal to approve on an advisory (non-binding) basis certain compensation arrangements for the company’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3A. | Election of Director: Randolph L. Howard | Management | | For | | For | | |
| 3B. | Election of Director: Debora M. Frodl | Management | | For | | For | | |
| 3C. | Election of Director: Dylan Glenn | Management | | For | | For | | |
| 4. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | | For | | For | | |
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 6. | Proposal to approve the adjournment of the Annual Meeting, if necessary, to continue to solicit additional proxies to adopt the Merger Agreement. | Management | | For | | For | | |
| TEGNA INC. | | |
| Security | 87901J105 | | | | Meeting Type | Special |
| Ticker Symbol | TGNA | | | | Meeting Date | 17-May-2022 | |
| ISIN | US87901J1051 | | | | Agenda | 935617918 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the adoption of the Agreement and Plan of Merger, dated as of February 22, 2022, as amended by Amendment No. 1 on March 10, 2022 (as may be further amended or supplemented, the “Merger Agreement”), by and among TEGNA Inc. (“TEGNA”), Teton Parent Corp., Teton Merger Corp., and solely for purposes of certain provisions specified therein, Community News Media LLC, CNM Television Holdings I LLC, SGCI Holdings III LLC, P Standard General Ltd., Standard General Master Fund L.P., Standard ...(due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to TEGNA’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| AMERICAN TOWER CORPORATION | | |
| Security | 03027X100 | | | | Meeting Type | Annual |
| Ticker Symbol | AMT | | | | Meeting Date | 18-May-2022 | |
| ISIN | US03027X1000 | | | | Agenda | 935583080 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Thomas A. Bartlett | Management | | For | | For | | |
| 1B. | Election of Director: Kelly C. Chambliss | Management | | For | | For | | |
| 1C. | Election of Director: Teresa H. Clarke | Management | | For | | For | | |
| 1D. | Election of Director: Raymond P. Dolan | Management | | For | | For | | |
| 1E. | Election of Director: Kenneth R. Frank | Management | | For | | For | | |
| 1F. | Election of Director: Robert D. Hormats | Management | | For | | For | | |
| 1G. | Election of Director: Grace D. Lieblein | Management | | For | | For | | |
| 1H. | Election of Director: Craig Macnab | Management | | For | | For | | |
| 1I. | Election of Director: JoAnn A. Reed | Management | | For | | For | | |
| 1J. | Election of Director: Pamela D.A. Reeve | Management | | For | | For | | |
| 1K. | Election of Director: David E. Sharbutt | Management | | For | | For | | |
| 1L. | Election of Director: Bruce L. Tanner | Management | | For | | For | | |
| 1M. | Election of Director: Samme L. Thompson | Management | | For | | For | | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2022. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | | For | | For | | |
| LUMEN TECHNOLOGIES, INC. | | |
| Security | 550241103 | | | | Meeting Type | Annual |
| Ticker Symbol | LUMN | | | | Meeting Date | 18-May-2022 | |
| ISIN | US5502411037 | | | | Agenda | 935589258 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Quincy L. Allen | Management | | For | | For | | |
| 1B. | Election of Director: Martha Helena Bejar | Management | | For | | For | | |
| 1C. | Election of Director: Peter C. Brown | Management | | For | | For | | |
| 1D. | Election of Director: Kevin P. Chilton | Management | | For | | For | | |
| 1E. | Election of Director: Steven T. “Terry” Clontz | Management | | For | | For | | |
| 1F. | Election of Director: T. Michael Glenn | Management | | For | | For | | |
| 1G. | Election of Director: W. Bruce Hanks | Management | | For | | For | | |
| 1H. | Election of Director: Hal Stanley Jones | Management | | For | | For | | |
| 1I. | Election of Director: Michael Roberts | Management | | For | | For | | |
| 1J. | Election of Director: Laurie Siegel | Management | | For | | For | | |
| 1K. | Election of Director: Jeffrey K. Storey | Management | | For | | For | | |
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve our executive compensation. | Management | | For | | For | | |
| FISERV, INC. | | |
| Security | 337738108 | | | | Meeting Type | Annual |
| Ticker Symbol | FISV | | | | Meeting Date | 18-May-2022 | |
| ISIN | US3377381088 | | | | Agenda | 935593788 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Frank J. Bisignano | | | | For | | For | | |
| | 2 | Alison Davis | | | | For | | For | | |
| | 3 | Henrique de Castro | | | | For | | For | | |
| | 4 | Harry F. DiSimone | | | | For | | For | | |
| | 5 | Dylan G. Haggart | | | | For | | For | | |
| | 6 | Wafaa Mamilli | | | | For | | For | | |
| | 7 | Heidi G. Miller | | | | For | | For | | |
| | 8 | Doyle R. Simons | | | | For | | For | | |
| | 9 | Kevin M. Warren | | | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | | For | | For | | |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2022. | Management | | For | | For | | |
| 4. | Shareholder proposal requesting the board seek shareholder approval of senior manager severance and termination payments. | Shareholder | | Against | | For | | |
| SOUTHWEST GAS HOLDINGS, INC. | | |
| Security | 844895102 | | | | Meeting Type | Contested-Annual |
| Ticker Symbol | SWX | | | | Meeting Date | 19-May-2022 | |
| ISIN | US8448951025 | | | | Agenda | 935583876 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Robert L. Boughner | | | | For | | For | | |
| | 2 | José A. Cárdenas | | | | For | | For | | |
| | 3 | E. Renae Conley | | | | For | | For | | |
| | 4 | Jane Lewis-Raymond | | | | For | | For | | |
| | 5 | Anne L. Mariucci | | | | For | | For | | |
| | 6 | Carlos A. Ruisanchez | | | | For | | For | | |
| | 7 | A. Randall Thoman | | | | For | | For | | |
| | 8 | Thomas A. Thomas | | | | For | | For | | |
| | 9 | Leslie T. Thornton | | | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the Company’s executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2022. | Management | | For | | For | | |
| 4. | To approve a proposal by the Icahn Group to repeal any Bylaw amendments adopted after October 19, 2021 and prior to the Annual Meeting that could interfere with the seating of Icahn’s director nominees for election at the Annual Meeting or any subsequent special meeting of stockholders, if such proposal is properly brought before the meeting. | Management | | Against | | For | | |
| EQUITABLE HOLDINGS, INC. | | |
| Security | 29452E101 | | | | Meeting Type | Annual |
| Ticker Symbol | EQH | | | | Meeting Date | 19-May-2022 | |
| ISIN | US29452E1010 | | | | Agenda | 935589032 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Francis A. Hondal | Management | | For | | For | | |
| 1B. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Daniel G. Kaye | Management | | For | | For | | |
| 1C. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Joan Lamm-Tennant | Management | | For | | For | | |
| 1D. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Kristi A. Matus | Management | | For | | For | | |
| 1E. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Mark Pearson | Management | | For | | For | | |
| 1F. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Bertram L. Scott | Management | | For | | For | | |
| 1G. | Election of Director for a one-year term ending at the 2023 Annual Meeting: George Stansfield | Management | | For | | For | | |
| 1H. | Election of Director for a one-year term ending at the 2023 Annual Meeting: Charles G.T. Stonehill | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | | |
| 3. | Advisory vote to approve the compensation paid to our named executive officers. | Management | | For | | For | | |
| 4. | Amendments to the Company’s Certificate of Incorporation to remove supermajority voting requirements, references to the AXA Shareholder Agreement and other obsolete provisions. | Management | | For | | For | | |
| ZYNGA INC. | | |
| Security | 98986T108 | | | | Meeting Type | Special |
| Ticker Symbol | ZNGA | | | | Meeting Date | 19-May-2022 | |
| ISIN | US98986T1088 | | | | Agenda | 935608818 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated January 9, 2022, which is referred to as the “merger agreement,” among Take-Two Interactive Software, Inc., Zebra MS I, Inc., Zebra MS II, Inc., and Zynga Inc., as it may be amended from time to time, which proposal is referred to as the “Zynga merger proposal”. | Management | | For | | For | | |
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Zynga named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | | For | | For | | |
| 3. | To approve the adjournment of the Zynga special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zynga special meeting to approve the Zynga merger proposal. | Management | | For | | For | | |
| HIBERNIA REIT PLC | | |
| Security | G4432Z105 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-May-2022 | |
| ISIN | IE00BGHQ1986 | | | | Agenda | 715579679 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | AMENDMENT OF MEMORANDUM OF ASSOCIATION | Management | | For | | For | | |
| 2 | APPROVAL OF SCHEME OF ARRANGEMENT | Management | | For | | For | | |
| 3 | CANCELLATION OF CANCELLATION SHARES | Management | | For | | For | | |
| 4 | APPLICATION OF RESERVES | Management | | For | | For | | |
| 5 | AMENDMENT OF ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| 6 | AUTHORISATION OF DIRECTORS TO TAKE ALL STEPS NECESSARY FOR HIBERNIA REIT P.L.C. TO CEASE TO CONSTITUTE AN IRISH REAL ESTATE INVESTMENT TRUST | Management | | For | | For | | |
| 7 | ADJOURNMENT OF THE EGM IN THE EVENT OF INSUFFICIENT VOTES | Management | | For | | For | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD-DATE FROM 18 MAY 2022 TO 16 MAY 2022 AND ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT SHARE BLOCKING DOES NOT APPLY TO THIS SPECIFIC- EVENT SO ANY VOTING THAT IS SUBMITTED WILL NOT BE SUBJECT TO BLOCKING BY THE-LOCAL MARKET | Non-Voting | | | | | | |
| HIBERNIA REIT PLC | | |
| Security | G4432Z105 | | | | Meeting Type | Scheme Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-May-2022 | |
| ISIN | IE00BGHQ1986 | | | | Agenda | 715581181 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1 | THAT THE SCHEME IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION(S), ADDITION(S) OR CONDITION(S) APPROVED OR IMPOSED BY THE HIGH COURT BE AGREED TO | Management | | For | | For | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD-DATE FROM 18 MAY 2022 TO 16 MAY 2022 AND ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| CMMT | 10 MAY 2022: PLEASE NOTE THAT SHARE BLOCKING DOES NOT APPLY TO THIS SPECIFIC- EVENT SO ANY VOTING THAT IS SUBMITTED WILL NOT BE SUBJECT TO BLOCKING BY THE-LOCAL MARKET | Non-Voting | | | | | | |
| ACCELL GROUP N.V. | | |
| Security | N00432257 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 20-May-2022 | |
| ISIN | NL0009767532 | | | | Agenda | 715582943 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 731667 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS OF RES. 2.cii ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | | | | | | |
| 2.a. | RECOMMENDED PUBLIC OFFER: EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY-SPRINT BIDCO B.V. FOR ALL ISSUED AND OUTSTANDING ORDINARY SHARES IN THE-CAPITAL OF THE COMPANY | Non-Voting | | | | | | |
| 2.b. | POST-SETTLEMENT RESTRUCTURING RESOLUTION | Management | | No Action | | | | |
| 2.c.i | COMPOSITION OF THE SUPERVISORY BOARD: NOTICE OF CONDITIONAL VACANT POSITIONS-ON THE SUPERVISORY BOARD | Non-Voting | | | | | | |
| 2.cii | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY FOR THE GENERAL MEETING TO- MAKE CONDITIONAL RECOMMENDATIONS (CONTINGENT VOTING ITEM) | Non-Voting | | | | | | |
| 2ciii | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION BY THE SUPERVISORY BOARD-OF THE NAMES OF THE PERSONS NOMINATED FOR APPOINTMENT | Non-Voting | | | | | | |
| 2.civ | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. KNOTTENBELT AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | | No Action | | | | |
| 2.cv. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. LEWIS-OAKES AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | | No Action | | | | |
| 2.cvi | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. VAN BEUNINGEN AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | | No Action | | | | |
| 2.d.i | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE BOARD OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | | No Action | | | | |
| 2.dii | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | | No Action | | | | |
| 2.e.i | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY FOLLOWING SETTLEMENT | Management | | No Action | | | | |
| 2.eii | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL CONVERSION AND AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DELISTING | Management | | No Action | | | | |
| 3. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| 4. | CLOSURE OF THE MEETING | Non-Voting | | | | | | |
| CMMT | 16 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| TERMINIX GLOBAL HOLDINGS INC | | |
| Security | 88087E100 | | | | Meeting Type | Annual |
| Ticker Symbol | TMX | | | | Meeting Date | 23-May-2022 | |
| ISIN | US88087E1001 | | | | Agenda | 935608022 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Class II Director to serve until the 2025 Annual Meeting: Laurie Ann Goldman | Management | | For | | For | | |
| 1B. | Election of Class II Director to serve until the 2025 Annual Meeting: Steven B. Hochhauser | Management | | For | | For | | |
| 1C. | Election of Class II Director to serve until the 2025 Annual Meeting: Chris S. Terrill | Management | | For | | For | | |
| 1D. | Election of Class III Director for a one-year term to serve until the 2023 Annual Meeting: Teresa M. Sebastian | Management | | For | | For | | |
| 2. | To hold a non-binding advisory vote approving executive compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | | For | | For | | |
| MONEYGRAM INTERNATIONAL, INC. | | |
| Security | 60935Y208 | | | | Meeting Type | Special |
| Ticker Symbol | MGI | | | | Meeting Date | 23-May-2022 | |
| ISIN | US60935Y2081 | | | | Agenda | 935633380 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of February 14, 2022, as such agreement may be amended from time to time (the “Merger Agreement”), by and among Mobius Parent Corp., a Delaware corporation (“Parent”) and an affiliate of Madison Dearborn Partners, LLC, Mobius Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and MoneyGram International, Inc. (“MoneyGram”). | Management | | For | | For | | |
| 2. | Advisory, non-binding proposal to approve compensation that will be or may become payable to MoneyGram’s named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | Proposal to adjourn the special meeting to a later date, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | | For | | For | | |
| HALDEX AB | | |
| Security | W3924P122 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-May-2022 | |
| ISIN | SE0000105199 | | | | Agenda | 715532203 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | | | | | | |
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | | | | | | |
| 1 | OPENING OF MEETING,ELECT CHAIRMAN OF MEETING | Non-Voting | | | | | | |
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | | | | | | |
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | | | | | | |
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 7.B | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | | No Action | | | | |
| 7.C | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | | No Action | | | | |
| 8 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS | Management | | No Action | | | | |
| 9 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 770,000 FOR CHAIR AND SEK 330,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | | No Action | | | | |
| 10 | APPROVE REMUNERATION OF AUDITORS | Management | | No Action | | | | |
| 11 | REELECT HAKAN KARLSSON (CHAIR), STEFAN CHARETTE, VIVEKA EKBERG, CATHARINA MODAHL NILSSON, DETLEF BORGHARDT AND DZEKI MACKINOVSKI AS DIRECTORS | Management | | No Action | | | | |
| 12 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | | No Action | | | | |
| 13 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 14 | APPROVE LONG TERM INCENTIVE PROGRAM 2022 | Management | | No Action | | | | |
| 15 | APPROVE EQUITY PLAN FINANCING FOR LTI 2021 | Management | | No Action | | | | |
| 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS SUBMITTED BY TOMMY JONASSON: ESTABLISH AN INTEGRATION INSTITUTE WITH OPERATIONS IN THE ORESUND REGION | Shareholder | | No Action | | | | |
| 17 | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| CMMT | 25 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | | | | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | | | | | | | | | |
| CMMT | 25 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ENDEAVOUR MINING PLC | | |
| Security | G3042J105 | | | | Meeting Type | Annual |
| Ticker Symbol | EDVMF | | | | Meeting Date | 24-May-2022 | |
| ISIN | GB00BL6K5J42 | | | | Agenda | 935637148 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | Ordinary Resolutions To receive the 2021 Annual Report. | Management | | For | | For | | |
| 2 | To re-elect James Edward Askew as a Director. | Management | | For | | For | | |
| 3 | To re-elect Alison Claire Baker as a Director. | Management | | For | | For | | |
| 4 | To elect Ian Cockerill as Director. | Management | | For | | For | | |
| 5 | To re-elect Livia Mahler as a Director. | Management | | For | | For | | |
| 6 | To re-elect David Jacques Mimran as a Director. | Management | | For | | For | | |
| 7 | To re-elect Sébastien de Montessus as a Director. | Management | | For | | For | | |
| 8 | To re-elect Naguib Onsi Naguib Sawiris as a Director. | Management | | For | | For | | |
| 9 | To elect Srinivasan Venkatakrishnan as a Director. | Management | | For | | For | | |
| 10 | To re-elect Tertius Zongo as a Director. | Management | | For | | For | | |
| 11 | To reappoint BDO LLP as auditors. | Management | | For | | For | | |
| 12 | To authorise the Audit Committee to fix the remuneration of the auditors of the Company. | Management | | For | | For | | |
| 13 | To approve the Directors’ Remuneration Policy set out on pages 135 to 147 in the 2021 Annual Report. | Management | | For | | For | | |
| 14 | To approve the Directors’ Remuneration Report excluding the Directors’ Remuneration Policy set out on pages 128 to 155 in the 2021 Annual Report. | Management | | For | | For | | |
| 15 | Authority to allot shares or grant rights to subscribe for or to convert any security into shares. | Management | | For | | For | | |
| 16 | Special Resolutions General authority to disapply pre- emption rights. | Management | | For | | For | | |
| 17 | Additional authority to disapply pre-emption rights. | Management | | Withheld | | Against | | |
| 18 | Authority to purchase own shares. | Management | | For | | For | | |
| 19 | Notice of general meetings. | Management | | For | | For | | |
| INTRICON CORPORATION | | |
| Security | 46121H109 | | | | Meeting Type | Special |
| Ticker Symbol | IIN | | | | Meeting Date | 24-May-2022 | |
| ISIN | US46121H1095 | | | | Agenda | 935639964 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To (a) approve and adopt the Agreement and Plan of Merger, dated 2/27/22 (as amended, the “Merger Agreement”), by and among Intricon (“Intricon”), IIN Holding Company LLC (“Parent”), and IC Merger Sub Inc., a wholly owned subsidiary of Parent (“Merger Sub”), and (b) pursuant to the Merger Agreement, approve the merger of Merger Sub with and into Intricon, as a result of which the separate corporate existence of Merger Sub will cease, with Intricon continuing as the surviving corporation (the “Merger”) and a wholly owned subsidiary of Parent. | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Intricon Corporation’s named executive officers that is based on or otherwise is related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To approve any proposal to adjourn the Special Meeting from time to time, if necessary or appropriate as determined in the discretion of the Board of Directors of Intricon Corporation to solicit additional proxies if there are insufficient votes to approve and adopt the Merger Agreement and approve the Merger at the time of the Special Meeting. | Management | | For | | For | | |
| AIXTRON SE | | |
| Security | D0257Y135 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 25-May-2022 | |
| ISIN | DE000A0WMPJ6 | | | | Agenda | 715428810 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.30 PER SHARE | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 6 | APPROVE INCREASE IN SIZE OF BOARD TO SIX MEMBERS | Management | | No Action | | | | |
| 7.1 | ELECT KIM SCHINDELHAUER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7.2 | ELECT STEFAN TRAEGER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 8 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| 10 | APPROVE CREATION OF EUR 41.5 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 450 MILLION; APPROVE CREATION OF EUR 15 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | | No Action | | | | |
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | | | | | | |
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | 12 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| CMMT | 12 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| SPORTSMAN’S WAREHOUSE HOLDINGS, INC. | | |
| Security | 84920Y106 | | | | Meeting Type | Annual |
| Ticker Symbol | SPWH | | | | Meeting Date | 25-May-2022 | |
| ISIN | US84920Y1064 | | | | Agenda | 935591568 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Martha Bejar | Management | | For | | For | | |
| 1B. | Election of Director: Richard McBee | Management | | For | | For | | |
| 2. | Approve an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation to declassify the Board of Directors and remove obsolete provisions. | Management | | For | | For | | |
| 3. | Ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | | |
| 4. | Approve, on an advisory basis, the Company’s named executive officer compensation. | Management | | For | | For | | |
| AEROJET ROCKETDYNE HOLDINGS, INC. | | |
| Security | 007800105 | | | | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | | | | Meeting Date | 25-May-2022 | |
| ISIN | US0078001056 | | | | Agenda | 935644270 - Opposition |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | | No Action | | | | |
| AEROJET ROCKETDYNE HOLDINGS, INC. | | |
| Security | 007800105 | | | | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | | | | Meeting Date | 25-May-2022 | |
| ISIN | US0078001056 | | | | Agenda | 935659865 - Opposition |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | | No Action | | | | |
| CERNER CORPORATION | | |
| Security | 156782104 | | | | Meeting Type | Annual |
| Ticker Symbol | CERN | | | | Meeting Date | 26-May-2022 | |
| ISIN | US1567821046 | | | | Agenda | 935595198 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Mitchell E. Daniels, Jr. | Management | | For | | For | | |
| 1B. | Election of Director: Elder Granger, M.D. | Management | | For | | For | | |
| 1C. | Election of Director: John J. Greisch | Management | | For | | For | | |
| 1D. | Election of Director: Melinda J. Mount | Management | | For | | For | | |
| 1E. | Election of Director: George A. Riedel | Management | | For | | For | | |
| 1F. | Election of Director: R. Halsey Wise | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2022. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | | For | | For | | |
| 4A. | Approval of the proposed amendments to our Third Restated Certificate of Incorporation, as amended (the “Certificate”), to remove the supermajority voting standards for certain business combination transactions with interested stockholders. | Management | | For | | For | | |
| 4B. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal any provision of the Bylaws. | Management | | For | | For | | |
| 4C. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal certain provisions of the Certificate. | Management | | For | | For | | |
| 4D. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to remove a director with cause. | Management | | For | | For | | |
| 5. | Approval of an amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan to increase the number of authorized shares and the plan’s term. | Management | | For | | For | | |
| 6. | Shareholder proposal requesting amendment to the Company’s governing documents to give shareholders the right to call a special shareholder meeting. | Shareholder | | Against | | For | | |
| ILLUMINA, INC. | | |
| Security | 452327109 | | | | Meeting Type | Annual |
| Ticker Symbol | ILMN | | | | Meeting Date | 26-May-2022 | |
| ISIN | US4523271090 | | | | Agenda | 935603921 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Frances Arnold, Ph.D. | Management | | For | | For | | |
| 1B. | Election of Director: Francis A. deSouza | Management | | For | | For | | |
| 1C. | Election of Director: Caroline D. Dorsa | Management | | For | | For | | |
| 1D. | Election of Director: Robert S. Epstein, M.D. | Management | | For | | For | | |
| 1E. | Election of Director: Scott Gottlieb, M.D. | Management | | For | | For | | |
| 1F. | Election of Director: Gary S. Guthart, Ph.D. | Management | | For | | For | | |
| 1G. | Election of Director: Philip W. Schiller | Management | | For | | For | | |
| 1H. | Election of Director: Susan E. Siegel | Management | | For | | For | | |
| 1I. | Election of Director: John W. Thompson | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| 4. | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | | Against | | For | | |
| 5. | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | | For | | For | | |
| MERITOR, INC. | | |
| Security | 59001K100 | | | | Meeting Type | Special |
| Ticker Symbol | MTOR | | | | Meeting Date | 26-May-2022 | |
| ISIN | US59001K1007 | | | | Agenda | 935637744 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated as of February 21, 2022 (as amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Meritor, Inc., an Indiana corporation (“Meritor”), Cummins Inc., an Indiana corporation (“Parent”), and Rose NewCo Inc., an Indiana corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will be merged with and into Meritor, with Meritor continuing as the surviving corporation ...(due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Meritor’s named executive officers in connection with the Merger. | Management | | For | | For | | |
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | | For | | For | | |
| INTERTRUST N.V. | | |
| Security | N4584R101 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 31-May-2022 | |
| ISIN | NL0010937058 | | | | Agenda | 715354394 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1. | REPORT OF THE MANAGEMENT BOARD FOR 2021 | Non-Voting | | | | | | |
| 2. | REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | | No Action | | | | |
| 3.a. | ANNUAL ACCOUNTS 2021: ADOPTION ANNUAL ACCOUNTS 2021 | Management | | No Action | | | | |
| 3.b. | ANNUAL ACCOUNTS 2021: DIVIDEND OVER THE FINANCIAL YEAR 2021 | Non-Voting | | | | | | |
| 4.a. | REMUNERATION RISK COMMITTEE: REMUNERATION CHAIR RISK COMMITTEE | Management | | No Action | | | | |
| 4.b. | REMUNERATION RISK COMMITTEE: REMUNERATION MEMBERS RISK COMMITTEE | Management | | No Action | | | | |
| 5. | DISCHARGE MEMBERS OF THE MANAGEMENT BOARD | Management | | No Action | | | | |
| 6. | DISCHARGE MEMBERS OF THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7. | APPOINTMENT OF EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2022 | Management | | No Action | | | | |
| 8.a. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | | No Action | | | | |
| 8.b. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO LIMIT OR EXCLUDE PRE- EMPTIVE RIGHTS | Management | | No Action | | | | |
| 8.c. | SHARES: CONDITIONAL AUTHORISATION OF THE MANAGEMENT BOARD TO RESOLVE THAT THE COMPANY MAY REPURCHASE SHARES | Management | | No Action | | | | |
| 9. | EXPLANATION AND DISCUSSION OF THE OFFER | Non-Voting | | | | | | |
| 10.a. | POST-CLOSING RESTRUCTURING RESOLUTIONS: APPROVAL OF THE ASSET SALE | Management | | No Action | | | | |
| 10.b. | POST-CLOSING RESTRUCTURING RESOLUTIONS: DISSOLUTION OF THE COMPANY, APPOINTMENT OF LIQUIDATOR AND CUSTODIAN | Management | | No Action | | | | |
| 11.a. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. R. WARD III AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | | No Action | | | | |
| 11.b. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MS. J. SMETANA AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | | No Action | | | | |
| 11.c. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. E.J. DEALY AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | | No Action | | | | |
| 11.d. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. J. STOLZFUS AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | | No Action | | | | |
| 11.e. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MRS. H.M. VLETTER-VAN DORT, MR. S.R. BENNETT, MR. A. RUYS AND MR. P.J. WILLING | Management | | No Action | | | | |
| 12.a. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL (I) CONVERSION AND (II) AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER SETTLEMENT | Management | | No Action | | | | |
| 12.b. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DATE OF TERMINATION OF THE LISTING OF ORDINARY SHARES IN THE COMPANY’S CAPITAL ON EURONEXT AMSTERDAM | Management | | No Action | | | | |
| 13. | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| FIRST HORIZON CORPORATION | | |
| Security | 320517105 | | | | Meeting Type | Special |
| Ticker Symbol | FHN | | | | Meeting Date | 31-May-2022 | |
| ISIN | US3205171057 | | | | Agenda | 935631160 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of February 27, 2022, as it may be amended from time to time in accordance with its terms, by and among First Horizon Corporation, The Toronto-Dominion Bank, TD Bank US Holding Company and Falcon Holdings Acquisition Co. (the “merger agreement”) (the “First Horizon merger proposal”). | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid by First Horizon to its named executive officers in connection with the transactions contemplated by the merger agreement (the “First Horizon compensation proposal”). | Management | | For | | For | | |
| 3. | Proposal to approve the adjournment of the First Horizon special meeting, to solicit additional proxies (i) if there are not sufficient votes at the time of the First Horizon special meeting to approve the First Horizon merger proposal or (ii) if adjournment is necessary or appropriate to ensure that any supplement or amendment to this proxy statement is timely provided to holders of First Horizon common stock (the “First Horizon adjournment proposal”). | Management | | For | | For | | |
| S IMMO AG | | |
| Security | A7468Q101 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | AT0000652250 | | | | Agenda | 715615160 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | A MEETING SPECIFIC POWER OF ATTORNEY IS REQUIRED WITH BENEFICIAL OWNER NAME- MATCHING THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK; THE SHARE-AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 742850 DUE TO RECEIVED-CHANGE IN VOTING STATUS OF RES. 2 ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED. THANK YOU | Non-Voting | | | | | | |
| 1 | AMEND ARTICLES RE: MAJORITY REQUIREMENTS AT GENERAL MEETINGS | Management | | No Action | | | | |
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 3 | APPROVE ALLOCATION OF INCOME | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 6 | RATIFY AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 7 | ELECT SUPERVISORY BOARD MEMBER | Management | | No Action | | | | |
| 8 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| STEEL PARTNERS HOLDINGS L.P. | | |
| Security | 85814R107 | | | | Meeting Type | Annual |
| Ticker Symbol | SPLP | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | US85814R1077 | | | | Agenda | 935609478 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | John P. McNiff | | | | For | | For | | |
| | 2 | General Richard I. Neal | | | | For | | For | | |
| | 3 | Lon Rosen | | | | For | | For | | |
| | 4 | Eric P. Karros | | | | For | | For | | |
| | 5 | James Benenson III | | | | For | | For | | |
| | 6 | Rory Tahari | | | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 4. | To amend and restate the Company’s Eighth Amended and Restated Agreement of Limited Partnership to provide for a three-year extension of the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies. | Management | | For | | For | | |
| SPIRE GLOBAL, INC. | | |
| Security | 848560108 | | | | Meeting Type | Annual |
| Ticker Symbol | SPIR | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | US8485601087 | | | | Agenda | 935617196 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1.1 | Election of Class I Director: Peter Platzer | Management | | For | | For | | |
| 1.2 | Election of Class I Director: Stephen Messer | Management | | For | | For | | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | | For | | For | | |
| ORTHO CLINICAL DIAGNOSTICS HOLDINGS PLC | | |
| Security | G6829J107 | | | | Meeting Type | Annual |
| Ticker Symbol | | | | | Meeting Date | 01-Jun-2022 | |
| ISIN | GB00BMDNH979 | | | | Agenda | 935634611 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Say-on-Pay for Named Executive Officers (“NEOs”) - ordinary resolution to approve, on a non-binding advisory basis, the compensation paid to the Company’s NEOs for the year ended January 2, 2022 as described in the Proxy Statement (the “Say- on-Pay proposal for NEOs”). | Management | | For | | For | | |
| 2. | Frequency of Say-on-Pay Proposal for NEOs - ordinary resolution to determine, on a nonbinding advisory basis, the frequency of future advisory votes on the compensation paid to our NEOs. | Management | | 1 Year | | For | | |
| 3. | Ratification of U.S. Auditor - ordinary resolution to ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s U.S. independent registered public accounting firm for the year ending January 1, 2023. | Management | | For | | For | | |
| 4. | U.K. Annual Report and Accounts - ordinary resolution to receive the Company’s audited U.K. accounts for the year ended January 2, 2022, including the reports of the directors and the auditor thereon (the “U.K. Annual Report and Accounts”). | Management | | For | | For | | |
| 5. | 2021 Directors’ Remuneration Report - ordinary resolution to approve, on a non-binding advisory basis, the Company’s directors’ remuneration report, excluding the prospective directors’ remuneration policy (the “2021 Directors’ Remuneration Report”), as set forth in the Company’s U.K. Annual Report and Accounts | Management | | For | | For | | |
| 6. | Prospective Directors’ Remuneration Policy - ordinary resolution to approve the Company’s prospective directors’ remuneration policy for the three years ended December 2024, as set forth in the U.K. Annual Report and Accounts, such policy to take effect immediately after the conclusion of the 2022 Annual General Meeting of Shareholders. | Management | | For | | For | | |
| 7. | Re-appointment of U.K. Statutory Auditor - ordinary resolution to re-appoint PwC as the Company’s U.K. statutory auditor under the U.K. Companies Act 2006, to hold office from the conclusion of the 2022 Annual General Meeting of Shareholders until the next annual general meeting of shareholders at which accounts are laid. | Management | | For | | For | | |
| 8. | U.K. Statutory Auditor Fees - ordinary resolution to authorize the Board and/or the Audit Committee of the board to determine the remuneration of PwC, in its capacity as the Company’s U.K. statutory auditor for the year ending January 1, 2023, and to ratify the remuneration of PwC for the year ended January 2, 2022. | Management | | For | | For | | |
| NEOPHOTONICS CORPORATION | | |
| Security | 64051T100 | | | | Meeting Type | Annual |
| Ticker Symbol | NPTN | | | | Meeting Date | 02-Jun-2022 | |
| ISIN | US64051T1007 | | | | Agenda | 935623911 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Kimberly Y. Chainey | | | | For | | For | | |
| | 2 | Rajiv Ramaswami PhD | | | | For | | For | | |
| | 3 | Ihab Tarazi | | | | For | | For | | |
| 2. | Ratification of the selection by our Audit Committee of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| MANDIANT INC. | | |
| Security | 562662106 | | | | Meeting Type | Special |
| Ticker Symbol | MNDT | | | | Meeting Date | 03-Jun-2022 | |
| ISIN | US5626621065 | | | | Agenda | 935642719 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated March 7, 2022, as it may be amended from time to time, between Mandiant, Inc., Google LLC and Dupin Inc. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable to Mandiant’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting. | Management | | For | | For | | |
| TENNECO INC. | | |
| Security | 880349105 | | | | Meeting Type | Annual |
| Ticker Symbol | TEN | | | | Meeting Date | 07-Jun-2022 | |
| ISIN | US8803491054 | | | | Agenda | 935637263 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Merger Agreement and approve the Merger. | Management | | For | | For | | |
| 2. | To approve certain compensation arrangements for the company’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve the adjournment of the Annual Meeting, if necessary, to continue to solicit votes to adopt the Merger Agreement and approve the Merger. | Management | | For | | For | | |
| 4A. | Election of Director: Roy V. Armes | Management | | For | | For | | |
| 4B. | Election of Director: Thomas C. Freyman | Management | | For | | For | | |
| 4C. | Election of Director: Denise Gray | Management | | For | | For | | |
| 4D. | Election of Director: Brian J. Kesseler | Management | | For | | For | | |
| 4E. | Election of Director: Michelle A. Kumbier | Management | | For | | For | | |
| 4F. | Election of Director: Dennis J. Letham | Management | | For | | For | | |
| 4G. | Election of Director: James S. Metcalf | Management | | For | | For | | |
| 4H. | Election of Director: Aleksandra A. Miziolek | Management | | For | | For | | |
| 4I. | Election of Director: Charles K. Stevens, III | Management | | For | | For | | |
| 4J. | Election of Director: John S. Stroup | Management | | For | | For | | |
| 5. | Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2022. | Management | | For | | For | | |
| 6. | Approve executive compensation in an advisory vote. | Management | | For | | For | | |
| WILLIS TOWERS WATSON PLC | | |
| Security | G96629103 | | | | Meeting Type | Annual |
| Ticker Symbol | WTW | | | | Meeting Date | 08-Jun-2022 | |
| ISIN | IE00BDB6Q211 | | | | Agenda | 935625939 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Dame Inga Beale | Management | | For | | For | | |
| 1b. | Election of Director: Fumbi Chima | Management | | For | | For | | |
| 1c. | Election of Director: Michael Hammond | Management | | For | | For | | |
| 1d. | Election of Director: Carl Hess | Management | | For | | For | | |
| 1e. | Election of Director: Brendan O’Neill | Management | | For | | For | | |
| 1f. | Election of Director: Linda Rabbitt | Management | | For | | For | | |
| 1g. | Election of Director: Paul Reilly | Management | | For | | For | | |
| 1h. | Election of Director: Michelle Swanback | Management | | For | | For | | |
| 1i. | Election of Director: Paul Thomas | Management | | For | | For | | |
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors’ remuneration. | Management | | For | | For | | |
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | | For | | For | | |
| 4. | Renew the Board’s existing authority to issue shares under Irish law. | Management | | For | | For | | |
| 5. | Renew the Board’s existing authority to opt out of statutory pre-emption rights under Irish law. | Management | | Against | | Against | | |
| 6. | Approve the creation of distributable profits by the reduction and cancellation of the Company’s share premium account. | Management | | For | | For | | |
| 7. | Amend and restate the Willis Towers Watson Public Limited Company 2012 Equity Incentive Plan, including to increase the number of shares authorized for issuance under the 2012 Plan. | Management | | For | | For | | |
| FREEPORT-MCMORAN INC. | | |
| Security | 35671D857 | | | | Meeting Type | Annual |
| Ticker Symbol | FCX | | | | Meeting Date | 09-Jun-2022 | |
| ISIN | US35671D8570 | | | | Agenda | 935615279 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: David P. Abney | Management | | For | | For | | |
| 1b. | Election of Director: Richard C. Adkerson | Management | | For | | For | | |
| 1c. | Election of Director: Marcela E. Donadio | Management | | For | | For | | |
| 1d. | Election of Director: Robert W. Dudley | Management | | For | | For | | |
| 1e. | Election of Director: Hugh Grant | Management | | For | | For | | |
| 1f. | Election of Director: Lydia H. Kennard | Management | | For | | For | | |
| 1g. | Election of Director: Ryan M. Lance | Management | | For | | For | | |
| 1h. | Election of Director: Sara Grootwassink Lewis | Management | | For | | For | | |
| 1I. | Election of Director: Dustan E. McCoy | Management | | For | | For | | |
| 1j. | Election of Director: John J. Stephens | Management | | For | | For | | |
| 1k. | Election of Director: Frances Fragos Townsend | Management | | For | | For | | |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | | For | | For | | |
| SINCLAIR BROADCAST GROUP, INC. | | |
| Security | 829226109 | | | | Meeting Type | Annual |
| Ticker Symbol | SBGI | | | | Meeting Date | 09-Jun-2022 | |
| ISIN | US8292261091 | | | | Agenda | 935616409 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | David D. Smith* | | | | For | | For | | |
| | 2 | Frederick G. Smith* | | | | For | | For | | |
| | 3 | J. Duncan Smith* | | | | For | | For | | |
| | 4 | Robert E. Smith* | | | | For | | For | | |
| | 5 | Laurie R. Beyer* | | | | For | | For | | |
| | 6 | Benjamin S Carson, Sr.* | | | | For | | For | | |
| | 7 | Howard E. Friedman* | | | | For | | For | | |
| | 8 | Daniel C. Keith* | | | | For | | For | | |
| | 9 | Benson E. Legg* | | | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of the Company for the year ending December 31, 2022. | Management | | For | | For | | |
| 3. | Approval of the Company’s 2022 Stock Incentive Plan. | Management | | Against | | Against | | |
| 4. | Approval of the amendment to the Company’s Amended and Restated Articles of Incorporation to provide for the exculpation of directors and officers. | Management | | For | | For | | |
| ALLEGHANY CORPORATION | | |
| Security | 017175100 | | | | Meeting Type | Special |
| Ticker Symbol | Y | | | | Meeting Date | 09-Jun-2022 | |
| ISIN | US0171751003 | | | | Agenda | 935644167 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve and adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “merger agreement”), dated as of March 20, 2022, by and among Berkshire Hathaway Inc., O&M Acquisition Corp. (“Merger Sub”), and Alleghany Corporation, and the merger of Merger Sub with and into Alleghany Corporation (the “merger”). | Management | | For | | For | | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may become payable to Alleghany Corporation’s named executive officers in connection with the merger. | Management | | For | | For | | |
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement and the merger. | Management | | For | | For | | |
| ULTRA ELECTRONICS HOLDINGS PLC | | |
| Security | G9187G103 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 10-Jun-2022 | |
| ISIN | GB0009123323 | | | | Agenda | 715662866 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO RECEIVE THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 3 | TO RE-ELECT MS G GOPALAN AS A DIRECTOR | Management | | For | | For | | |
| 4 | TO RE-ELECT MS V HULL AS A DIRECTOR | Management | | For | | For | | |
| 5 | TO RE-ELECT LT GENK W HUNZEKER AS A DIRECTOR | Management | | For | | For | | |
| 6 | TO RE-ELECT MR S PRYCE AS A DIRECTOR | Management | | For | | For | | |
| 7 | TO RE-ELECT MR W A RICE AS A DIRECTOR | Management | | For | | For | | |
| 8 | TO RE-ELECT MR M J SCLATER AS A DIRECTOR | Management | | For | | For | | |
| 9 | TO RE-ELECT MR D J SHOOK AS A DIRECTOR | Management | | For | | For | | |
| 10 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | | For | | For | | |
| 11 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | Management | | For | | For | | |
| 12 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY | Management | | For | | For | | |
| 13 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO 5 PERCENT OF THE COMPANY’S SHARE CAPITAL | Management | | Abstain | | Against | | |
| 14 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO AN ADDITIONAL 5 PERCENT OF THE COMPANY’S SHARE CAPITAL | Management | | For | | For | | |
| 15 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| 16 | TO PERMIT GENERAL MEETINGS TO BEHELD ON 14 CLEAR DAYS NOTICE | Management | | For | | For | | |
| BROOKFIELD ASSET MANAGEMENT INC. | | |
| Security | 112585104 | | | | Meeting Type | Annual |
| Ticker Symbol | BAM | | | | Meeting Date | 10-Jun-2022 | |
| ISIN | CA1125851040 | | | | Agenda | 935643761 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | M. Elyse Allan | | | | For | | For | | |
| | 2 | Angela F. Braly | | | | For | | For | | |
| | 3 | Janice Fukakusa | | | | For | | For | | |
| | 4 | Maureen Kempston Darkes | | | | For | | For | | |
| | 5 | Frank J. McKenna | | | | For | | For | | |
| | 6 | Hutham S. Olayan | | | | For | | For | | |
| | 7 | Seek Ngee Huat | | | | For | | For | | |
| | 8 | Diana L. Taylor | | | | For | | For | | |
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | | For | | For | | |
| 3 | The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 28, 2022 (the “Circular”). | Management | | For | | For | | |
| 4 | The Shareholder Proposal set out in the Circular. | Shareholder | | Against | | For | | |
| SIERRA METALS INC. | | |
| Security | 82639W106 | | | | Meeting Type | Annual |
| Ticker Symbol | SMTS | | | | Meeting Date | 10-Jun-2022 | |
| ISIN | CA82639W1068 | | | | Agenda | 935657936 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Luis Marchese | | | | For | | For | | |
| | 2 | Douglas F. Cater | | | | For | | For | | |
| | 3 | Koko Yamamoto | | | | For | | For | | |
| | 4 | Oscar Cabrera | | | | For | | For | | |
| | 5 | Carlos Santa Cruz | | | | For | | For | | |
| | 6 | Dawn Whittaker | | | | For | | For | | |
| | 7 | Robert Neal | | | | For | | For | | |
| 2 | To reappoint PricewaterhouseCoopers LLP, Chartered Accountants, as Sierra Metals Inc.’s auditors for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors. | Management | | For | | For | | |
| OCEAN OUTDOOR LTD | | |
| Security | G6702A108 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 13-Jun-2022 | |
| ISIN | VGG6702A1084 | | | | Agenda | 715662258 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | THAT THE MERGER IMPLEMENTATION AGREEMENT (SAVE FOR AMENDMENTS OF AN IMMATERIAL, PROCEDURAL OR ADMINISTRATIVE NATURE MADE BY THE PARTIES THERETO FROM TIME TO TIME), THE PLAN OF MERGER IN THE FORM AS IS APPENDED TO THIS NOTICE OF GENERAL MEETING AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, BE APPROVED IN ACCORDANCE WITH SECTION 170 OF THE BVI BUSINESS COMPANIES ACT, 2004 (AS AMENDED) | Management | | For | | For | | |
| LIBERTY MEDIA CORPORATION | | |
| Security | 531229706 | | | | Meeting Type | Annual |
| Ticker Symbol | BATRA | | | | Meeting Date | 14-Jun-2022 | |
| ISIN | US5312297063 | | | | Agenda | 935634243 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | John C. Malone | | | | For | | For | | |
| | 2 | Robert R. Bennett | | | | For | | For | | |
| | 3 | M. Ian G. Gilchrist | | | | For | | For | | |
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| 3. | The incentive plan proposal, to adopt the Liberty Media Corporation 2022 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| PARROT SA | | |
| Security | F7096P108 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 15-Jun-2022 | |
| ISIN | FR0004038263 | | | | Agenda | 715633055 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | | | | | | |
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | | | | | | |
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2021, WHICH SHOW A LOSS FOR THE PERIOD OF (EUR 32,610,652.00) | Management | | No Action | | | | |
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, WHICH SHOW NEGATIVE NET INCOME (GROUP SHARE) FOR THE PERIOD OF (EUR 1,943,000.00) | Management | | No Action | | | | |
| 3 | ALLOCATION OF THE ENTIRE RESULT FOR SAID FISCAL YEAR TO THE DEBIT ‘RETAINED EARNINGS’ ACCOUNT | Management | | No Action | | | | |
| 4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | | No Action | | | | |
| 5 | RATIFICATION OF THE CO-OPTATION OF MS. AMIRA HABERAH TO REPLACE MS. MARIE EKELAND AS DIRECTOR FOR THE REMAINDER OF HER TERM OF OFFICE | Management | | No Action | | | | |
| 6 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS FOR SAID FISCAL YEAR MENTIONED IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL | Management | | No Action | | | | |
| 7 | APPROVAL OF THE COMPENSATION ITEMS AND BENEFITS OF ALL KINDS PAID OR GRANTED TO THE CEO DURING SAID FISCAL YEAR | Management | | No Action | | | | |
| 8 | APPROVAL OF THE COMPENSATION POLICY FOR THE CEO IN ACCORDANCE WITH ARTICLE L.22-10-8- 2 OF THE FRENCH COMMERCIAL CODE | Management | | No Action | | | | |
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS IN ACCORDANCE WITH ARTICLE L.22-10-8-2 OF THE FRENCH COMMERCIAL CODE | Management | | No Action | | | | |
| 10 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO HAVE THE COMPANY BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF EU REGULATION NO. 2016-1052 AND ARTICLE L. 22-10- 62 OF THE FRENCH COMMERCIAL CODE FOR A MAXIMUM AMOUNT OF EUR 48,000,000.00 | Management | | No Action | | | | |
| 11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE | Management | | No Action | | | | |
| 12 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH AN ALLOCATION OF EXISTING OR FUTURE SHARES FREE OF CHARGE IN FAVOUR OF CERTAIN EMPLOYEES AND CORPORATE OFFICERS, WITHOUT SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | | No Action | | | | |
| 13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L. 3332-18 ET SEQ. OF THE FRENCH LABOUR CODE | Management | | No Action | | | | |
| 14 | POWERS TO ACCOMPLISH FORMALITIES | Management | | No Action | | | | |
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL- LINK:https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pd f/2022/0509/2022050922-01400.pdf | Non-Voting | | | | | | |
| LIBERTY GLOBAL PLC | | |
| Security | G5480U104 | | | | Meeting Type | Annual |
| Ticker Symbol | LBTYA | | | | Meeting Date | 15-Jun-2022 | |
| ISIN | GB00B8W67662 | | | | Agenda | 935642327 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| O1 | Elect Andrew J. Cole as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2025 or until a successor in interest is appointed. | Management | | For | | For | | |
| O2 | Elect Marisa D. Drew as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2025 or until a successor in interest is appointed. | Management | | For | | For | | |
| O3 | Elect Richard R. Green as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2025 or until a successor in interest is appointed. | Management | | For | | For | | |
| O4 | Elect Daniel E. Sanchez as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2025 or until a successor in interest is appointed. | Management | | For | | For | | |
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors’ compensation policy for the year ended December 31, 2021, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | | For | | For | | |
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global’s independent auditor for the year ending December 31, 2022. | Management | | For | | For | | |
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global’s U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | | For | | For | | |
| O8 | Authorize the audit committee of Liberty Global’s board of directors to determine the U.K. statutory auditor’s compensation. | Management | | For | | For | | |
| S9 | Authorize Liberty Global’s board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | | For | | For | | |
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | | For | | For | | |
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global’s directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2022 AGM. | Management | | For | | For | | |
| WELBILT, INC. | | |
| Security | 949090104 | | | | Meeting Type | Annual |
| Ticker Symbol | WBT | | | | Meeting Date | 17-Jun-2022 | |
| ISIN | US9490901041 | | | | Agenda | 935631437 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Cynthia M. Egnotovich | Management | | For | | For | | |
| 1b. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Dino J. Bianco | Management | | For | | For | | |
| 1c. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Joan K. Chow | Management | | For | | For | | |
| 1d. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Janice L. Fields | Management | | For | | For | | |
| 1e. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Brian R. Gamache | Management | | For | | For | | |
| 1f. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Andrew Langham | Management | | For | | For | | |
| 1g. | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: William C. Johnson | Management | | For | | For | | |
| 2. | The approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 3. | The ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| BIOVENTUS INC. | | |
| Security | 09075A108 | | | | Meeting Type | Annual |
| Ticker Symbol | BVS | | | | Meeting Date | 17-Jun-2022 | |
| ISIN | US09075A1088 | | | | Agenda | 935638479 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Michelle McMurry-Heath | | | | For | | For | | |
| | 2 | Guido J. Neels | | | | For | | For | | |
| | 3 | Guy P. Nohra | | | | For | | For | | |
| | 4 | Stavros G Vizirgianakis | | | | For | | For | | |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| MASTERCARD INCORPORATED | | |
| Security | 57636Q104 | | | | Meeting Type | Annual |
| Ticker Symbol | MA | | | | Meeting Date | 21-Jun-2022 | |
| ISIN | US57636Q1040 | | | | Agenda | 935635942 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Merit E. Janow | Management | | For | | For | | |
| 1b. | Election of Director: Candido Bracher | Management | | For | | For | | |
| 1c. | Election of Director: Richard K. Davis | Management | | For | | For | | |
| 1d. | Election of Director: Julius Genachowski | Management | | For | | For | | |
| 1e. | Election of Director: Choon Phong Goh | Management | | For | | For | | |
| 1f. | Election of Director: Oki Matsumoto | Management | | For | | For | | |
| 1g. | Election of Director: Michael Miebach | Management | | For | | For | | |
| 1h. | Election of Director: Youngme Moon | Management | | For | | For | | |
| 1i. | Election of Director: Rima Qureshi | Management | | For | | For | | |
| 1j. | Election of Director: Gabrielle Sulzberger | Management | | For | | For | | |
| 1k. | Election of Director: Jackson Tai | Management | | For | | For | | |
| 1l. | Election of Director: Harit Talwar | Management | | For | | For | | |
| 1m. | Election of Director: Lance Uggla | Management | | For | | For | | |
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Management | | For | | For | | |
| 4. | Approval of an amendment to Mastercard’s Certificate of Incorporation to enable adoption of a stockholders’ right to call special meetings of stockholders. | Management | | For | | For | | |
| 5. | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shareholder | | Against | | For | | |
| 6. | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shareholder | | Abstain | | Against | | |
| 7. | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shareholder | | Abstain | | Against | | |
| 8. | Consideration of a stockholder proposal requesting a report on “ghost guns”. | Shareholder | | Abstain | | Against | | |
| ACTIVISION BLIZZARD, INC. | | |
| Security | 00507V109 | | | | Meeting Type | Annual |
| Ticker Symbol | ATVI | | | | Meeting Date | 21-Jun-2022 | |
| ISIN | US00507V1098 | | | | Agenda | 935640715 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1a. | Election of Director: Reveta Bowers | Management | | For | | For | | |
| 1b. | Election of Director: Kerry Carr | Management | | For | | For | | |
| 1c. | Election of Director: Robert Corti | Management | | For | | For | | |
| 1d. | Election of Director: Brian Kelly | Management | | For | | For | | |
| 1e. | Election of Director: Robert Kotick | Management | | For | | For | | |
| 1f. | Election of Director: Lulu Meservey | Management | | For | | For | | |
| 1g. | Election of Director: Barry Meyer | Management | | For | | For | | |
| 1h. | Election of Director: Robert Morgado | Management | | For | | For | | |
| 1i. | Election of Director: Peter Nolan | Management | | For | | For | | |
| 1j. | Election of Director: Dawn Ostroff | Management | | For | | For | | |
| 2. | Advisory vote to approve our executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | Management | | For | | For | | |
| 4. | Shareholder proposal regarding the nomination of an employee representative director. | Shareholder | | Against | | For | | |
| 5. | Shareholder proposal regarding the preparation of a report about the Company’s efforts to prevent abuse, harassment and discrimination. | Shareholder | | Abstain | | Against | | |
| ANAPLAN, INC. | | |
| Security | 03272L108 | | | | Meeting Type | Special |
| Ticker Symbol | PLAN | | | | Meeting Date | 21-Jun-2022 | |
| ISIN | US03272L1089 | | | | Agenda | 935645816 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Merger Agreement and Plan of Merger, dated as of March 20, 2022, by and among Alpine Parent, LLC, Alpine Merger Sub, Inc., and Anaplan, Inc., as it may be amended from time to time. | Management | | For | | For | | |
| 2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Anaplan, Inc. to its named executive officers in connection with the merger. | Management | | For | | For | | |
| TEGNA INC. | | |
| Security | 87901J105 | | | | Meeting Type | Annual |
| Ticker Symbol | TGNA | | | | Meeting Date | 21-Jun-2022 | |
| ISIN | US87901J1051 | | | | Agenda | 935648987 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1A. | Election of Director: Gina L. Bianchini | Management | | For | | For | | |
| 1B. | Election of Director: Howard D. Elias | Management | | For | | For | | |
| 1C. | Election of Director: Stuart J. Epstein | Management | | For | | For | | |
| 1D. | Election of Director: Lidia Fonseca | Management | | For | | For | | |
| 1E. | Election of Director: David T. Lougee | Management | | For | | For | | |
| 1F. | Election of Director: Karen H. Grimes | Management | | For | | For | | |
| 1G. | Election of Director: Scott K. McCune | Management | | For | | For | | |
| 1H. | Election of Director: Henry W. McGee | Management | | For | | For | | |
| 1I. | Election of Director: Bruce P. Nolop | Management | | For | | For | | |
| 1J. | Election of Director: Neal Shapiro | Management | | For | | For | | |
| 1K. | Election of Director: Melinda C. Witmer | Management | | For | | For | | |
| 2. | COMPANY PROPOSAL TO RATIFY the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| 3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 4. | SHAREHOLDER PROPOSAL regarding shareholder right to call a special meeting. | Shareholder | | Against | | For | | |
| NELES CORPORATION | | |
| Security | X6000X108 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Jun-2022 | |
| ISIN | FI4000440664 | | | | Agenda | 715734352 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | | | | | | |
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | | | | | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | | | | | | |
| 1 | OPEN MEETING | Non-Voting | | | | | | |
| 2 | CALL THE MEETING TO ORDER | Non-Voting | | | | | | |
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | | | | | | |
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | | |
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | | |
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | | | | | | |
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | No Action | | | | |
| 8 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | | No Action | | | | |
| 9 | CLOSE MEETING | Non-Voting | | | | | | |
| CMMT | 06 JUN 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| BRIDGEBIO PHARMA INC. | | |
| Security | 10806X102 | | | | Meeting Type | Annual |
| Ticker Symbol | BBIO | | | | Meeting Date | 22-Jun-2022 | |
| ISIN | US10806X1028 | | | | Agenda | 935640892 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Neil Kumar, Ph.D. | | | | For | | For | | |
| | 2 | Charles Homcy, M.D. | | | | For | | For | | |
| | 3 | Douglas A. Dachille | | | | For | | For | | |
| | 4 | Ronald J. Daniels | | | | For | | For | | |
| | 5 | Andrew W. Lo. Ph.D. | | | | For | | For | | |
| 2. | To cast a non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | Management | | For | | For | | |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Management | | For | | For | | |
| ALVOPETRO ENERGY LTD. | | |
| Security | 02255Q209 | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | ALVOF | | | | Meeting Date | 22-Jun-2022 | |
| ISIN | CA02255Q2099 | | | | Agenda | 935653508 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | 1 | Corey C. Ruttan | | | | For | | For | | |
| | 2 | John D. Wright | �� | | | For | | For | | |
| | 3 | Roderick L. Fraser | | | | For | | For | | |
| | 4 | Kenneth R. McKinnon | | | | For | | For | | |
| | 5 | Firoz Talakshi | | | | For | | For | | |
| | 6 | Geir Ytreland | | | | For | | For | | |
| 2 | Appointment of KPMG LLP, Chartered Accountants as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | | For | | For | | |
| 3 | To approve the new share-based compensation plan of the Corporation, the terms of which are more particularly described in the accompanying Information Circular under the heading “Omnibus Incentive Plan”. | Management | | For | | For | | |
| PLANTRONICS, INC. | | |
| Security | 727493108 | | | | Meeting Type | Special |
| Ticker Symbol | POLY | | | | Meeting Date | 23-Jun-2022 | |
| ISIN | US7274931085 | | | | Agenda | 935658685 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2022, as it may be amended from time to time (the “Merger Agreement”), among HP Inc., Prism Subsidiary Corp. (“Merger Sub”) and Plantronics, Inc. | Management | | For | | For | | |
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Poly to Poly’s named executive officers in connection with the merger of Merger Sub with and into Poly. | Management | | For | | For | | |
| 3. | To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate as determined in good faith by Poly’s Board of Directors, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| TIVITY HEALTH, INC. | | |
| Security | 88870R102 | | | | Meeting Type | Special |
| Ticker Symbol | TVTY | | | | Meeting Date | 23-Jun-2022 | |
| ISIN | US88870R1023 | | | | Agenda | 935668371 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger, dated April 5, 2022 (the Merger Agreement), by and among Tivity Health, Inc. (Tivity Health), Titan-Atlas Parent, Inc. and Titan-Atlas Merger Sub, Inc. | Management | | For | | For | | |
| 2. | To approve, on an advisory, non-binding basis, the compensation that may be paid or become payable to Tivity Health’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To approve one or more adjournments of the special meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement or to seek a quorum if one is not initially obtained. | Management | | For | | For | | |
| QIAGEN N.V. | | |
| Security | N72482123 | | | | Meeting Type | Annual |
| Ticker Symbol | QGEN | | | | Meeting Date | 23-Jun-2022 | |
| ISIN | NL0012169213 | | | | Agenda | 935669448 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt the Annual Accounts for the year ended December 31, 2021 (“Calendar Year 2021“). | Management | | For | | For | | |
| 2. | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2021. | Management | | For | | For | | |
| 3. | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2021. | Management | | For | | For | | |
| 4. | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2021. | Management | | For | | For | | |
| 5a. | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | | For | | For | | |
| 5b. | Reappointment of the Supervisory Director: Mr. Thomas Ebeling | Management | | For | | For | | |
| 5c. | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | | For | | For | | |
| 5d. | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | | For | | For | | |
| 5e. | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | | For | | For | | |
| 5f. | Appointment of the Supervisory Director: Dr. Eva Pisa | Management | | For | | For | | |
| 5g. | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | | For | | For | | |
| 5h. | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | | For | | For | | |
| 6a. | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | | For | | For | | |
| 6b. | Reappointment of the Managing Director: Mr. Roland Sackers | Management | | For | | For | | |
| 7. | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2022. | Management | | For | | For | | |
| 8a. | Proposal to authorize the Supervisory Board, until December 23, 2023 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | | Abstain | | Against | | |
| 8b. | Proposal to authorize the Supervisory Board, until December 23, 2023 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | | For | | For | | |
| 9. | Proposal to authorize the Managing Board, until December 23, 2023, to acquire shares in the Company’s own share capital. | Management | | For | | For | | |
| 10. | Proposal to approve discretionary rights for the Managing Board to implement a capital repayment by means of a synthetic share repurchase. | Management | | For | | For | | |
| 11. | Proposal to approve the cancellation of fractional shares held by the Company. | Management | | For | | For | | |
| AVAST PLC | | |
| Security | G0713S109 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Jun-2022 | |
| ISIN | GB00BDD85M81 | | | | Agenda | 715693190 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 THE REPORT OF THE DIRECTORS TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON | Management | | For | | For | | |
| 2 | TO APPROVE THE DIRECTOR’S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 3 | TO APPROVE THE DIRECTOR’S REMUNERATION POLICY SUCH POLICY TO TAKE EFFECT IMMEDIATELY AFTER THE CONCLUSION OF THE ANNUAL GENERAL MEETING | Management | | For | | For | | |
| 4 | TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR | Management | | For | | For | | |
| 5 | TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR | Management | | For | | For | | |
| 6 | TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR | Management | | For | | For | | |
| 7 | TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR | Management | | For | | For | | |
| 8 | TO RE-ELECT TAMARA MINICK-SCOKALO AS A DIRECTOR | Management | | For | | For | | |
| 9 | TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR | Management | | For | | For | | |
| 10 | TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR | Management | | For | | For | | |
| 11 | TO RE-ELECT EDUARD KUCERA AS A DIRECTOR | Management | | For | | For | | |
| 12 | TO ELECT STUART SIMPSON AS A DIRECTOR | Management | | For | | For | | |
| 13 | TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR | Management | | For | | For | | |
| 14 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS REMUNERATION | Management | | For | | For | | |
| 15 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | | For | | For | | |
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | | |
| 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS WITHOUT RESTRICTION AS TO USE | Management | | Abstain | | Against | | |
| 18 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | Management | | For | | For | | |
| 19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| 20 | TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | | |
| CMMT | 26 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 18. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| ENTAIN PLC | | |
| Security | G3167C109 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Jun-2022 | |
| ISIN | IM00B5VQMV65 | | | | Agenda | 715740901 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | RECEIVE THE 2021 ANNUAL REPORT | Management | | For | | For | | |
| 2 | APPROVE THE 2021 DIRECTORS’ REMUNERATION REPORT | Management | | For | | For | | |
| 3 | RE-APPOINT KPMG LLP AS AUDITOR | Management | | For | | For | | |
| 4 | AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR’S REMUNERATION | Management | | For | | For | | |
| 5 | RE-ELECT DAVID SATZ AS DIRECTOR | Management | | For | | For | | |
| 6 | RE-ELECT ROBERT HOSKIN AS DIRECTOR | Management | | For | | For | | |
| 7 | RE-ELECT STELLA DAVID AS DIRECTOR | Management | | For | | For | | |
| 8 | RE-ELECT VICKY JARMAN AS DIRECTOR | Management | | For | | For | | |
| 9 | RE-ELECT MARK GREGORY AS DIRECTOR | Management | | For | | For | | |
| 10 | RE-ELECT ROB WOOD AS A DIRECTOR | Management | | For | | For | | |
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS A DIRECTOR | Management | | For | | For | | |
| 12 | RE-ELECT J M BARRY GIBSON AS A DIRECTOR | Management | | For | | For | | |
| 13 | RE-ELECT PIERRE BOUCHUT AS A DIRECTOR | Management | | For | | For | | |
| 14 | RE-ELECT VIRGINIA MCDOWELL AS A DIRECTOR | Management | | For | | For | | |
| 15 | TO APPROVE THE ENTAIN PLC FREE SHARE PLAN | Management | | For | | For | | |
| 16 | TO APPROVE THE ENTAIN PLC EMPLOYEE SHARE PURCHASE PLAN | Management | | For | | For | | |
| 17 | AUTHORISE THE DIRECTORS TO ALLOT THE COMPANY’S SHARES | Management | | For | | For | | |
| 18 | APPROVE THE GENERAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | | Abstain | | Against | | |
| 19 | APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT | Management | | For | | For | | |
| 20 | AUTHORISE THE DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | | For | | For | | |
| CORNERSTONE BUILDING BRANDS INC. | | |
| Security | 21925D109 | | | | Meeting Type | Special |
| Ticker Symbol | CNR | | | | Meeting Date | 24-Jun-2022 | |
| ISIN | US21925D1090 | | | | Agenda | 935668357 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to adopt Agreement & Plan of Merger, dated as of 3/5/22, by and among Camelot Return Intermediate Holdings, LLC, a Delaware limited liability company (“Parent”), Camelot Return Merger Sub, Inc., a Delaware corporation & a wholly owned subsidiary of Parent (“Merger Sub”), & Company, a copy of which is attached as Annex A to accompanying proxy statement, pursuant to which, among other things, Merger Sub will merge with & into Company (the “merger”), with Company surviving the merger as a subsidiary of Parent (the “Merger Agreement Proposal”). | Management | | For | | For | | |
| 2. | To consider and vote on one or more proposals to adjourn the special meeting to a later date or dates if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement Proposal (the “Adjournment Proposal”). | Management | | For | | For | | |
| 3. | To approve, by nonbinding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the merger (the “Merger-Related Compensation Proposal”). | Management | | For | | For | | |
| DELL TECHNOLOGIES INC. | | |
| Security | 24703L202 | | | | Meeting Type | Annual |
| Ticker Symbol | DELL | | | | Meeting Date | 27-Jun-2022 | |
| ISIN | US24703L2025 | | | | Agenda | 935647492 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | 1 | Michael S. Dell* | | | | For | | For | | |
| | 2 | David W. Dorman* | | | | For | | For | | |
| | 3 | Egon Durban* | | | | For | | For | | |
| | 4 | David Grain* | | | | For | | For | | |
| | 5 | William D. Green* | | | | For | | For | | |
| | 6 | Simon Patterson* | | | | For | | For | | |
| | 7 | Lynn V. Radakovich* | | | | For | | For | | |
| | 8 | Ellen J. Kullman# | | | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.’s independent registered public accounting firm for fiscal year ending February 3, 2023. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.’s named executive officers as disclosed in the proxy statement. | Management | | For | | For | | |
| 4. | Adoption of Sixth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. as disclosed in the proxy statement. | Management | | For | | For | | |
| MEGGITT PLC | | |
| Security | G59640105 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-Jun-2022 | |
| ISIN | GB0005758098 | | | | Agenda | 715307004 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | THAT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS THEREON NOW LAID BEFORE THIS MEETING BE AND ARE HEREBY RECEIVED | Management | | For | | For | | |
| 2 | THAT THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 145 TO 155 OF THE 2021 ANNUAL REPORT AND ACCOUNTS) FOR THE YEAR ENDED 31 DECEMBER 2021 BE AND IS HEREBY APPROVED | Management | | For | | For | | |
| 3 | THAT SIR NIGEL RUDD BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 4 | THAT MR A WOOD BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 5 | THAT MR G S BERRUYER BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | THAT MRS L S BURDETT BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 7 | THAT MR C R DAY BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 8 | THAT MRS N L GIOIA BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 9 | THAT MS A J P GOLIGHER BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 10 | THAT MR G C HACHEY BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 11 | THAT MRS C L SILVER BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 12 | THAT PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | | For | | For | | |
| 13 | THAT THE AUDIT COMMITTEE, FOR AND ON BEHALF OF THE BOARD, BE AUTHORISED TO SET THE FEES PAID TO THE AUDITORS | Management | | For | | For | | |
| 14 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED (IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 13,033,755; AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 13,033,755 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY UNTIL THE END OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING AFTER THIS RESOLUTION 14 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. REFERENCES IN THIS RESOLUTION 14 TO THE NOMINAL AMOUNT OF RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES (INCLUDING WHERE SUCH RIGHTS ARE REFERRED TO AS EQUITY SECURITIES AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) ARE TO THE NOMINAL AMOUNT OF SHARES THAT MAY BE ALLOTTED PURSUANT TO THE RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION 14 “RIGHTS ISSUE” MEANS AN OFFER TO: (A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (B) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, INCLUDING AN OFFER TO WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY | Management | | For | | For | | |
| | OTHER ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER | | | | | | | | | |
| 15 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES AND SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 14 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (B) OF RESOLUTION 14, BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (A) OF RESOLUTION 14 AND/OR A SALE OF TREASURY SHARES FOR CASH (IN EACH CASE OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT IN PARAGRAPH (A) OF THIS RESOLUTION 15), UP TO A NOMINAL AMOUNT OF GBP 1,955,063 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS), SUCH AUTHORITY TO APPLY UNTIL THE END OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING | Management | | For | | For | | |
| | AFTER THIS RESOLUTION 15 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 15, “RIGHTS ISSUE” HAS THE SAME MEANING AS IN RESOLUTION 14 ABOVE | | | | | | | | | |
| 16 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15, AND SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 14 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,955,063 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING | Management | | For | | For | | |
| | BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | | | | | | | | | |
| 17 | THAT THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION 17 HAS EFFECT BE AND ARE HEREBY AUTHORISED FOR THE PURPOSES OF SECTION 366 OF THE COMPANIES ACT 2006 TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 AND 364 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 AND 364 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE; AND (C) INCUR POLITICAL EXPENDITURE (AS SUCH TERM IS DEFINED IN SECTION 365 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE DURING THE PERIOD COMMENCING WITH THE DATE OF THE PASSING OF THIS RESOLUTION 17 AND ENDING WITH THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023), UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, PROVIDED THAT THE MAXIMUM AMOUNTS REFERRED TO IN (A), (B) AND (C) MAY COMPRISE SUMS IN DIFFERENT CURRENCIES WHICH SHALL BE CONVERTED AT SUCH RATES AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DETERMINE TO BE APPROPRIATE | Management | | For | | For | | |
| 18 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5 PENCE EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 78,202,533 (REPRESENTING APPROXIMATELY 10 PER CENT OF THE COMPANY’S ISSUED ORDINARY SHARE CAPITAL, EXCLUDING TREASURY SHARES); (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5 PENCE; (C) THE | Management | | For | | For | | |
| | MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF (1) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED AND (2) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (D) THIS AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THIS RESOLUTION 18 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023); AND (E) THE COMPANY MAY MAKE A CONTRACT TO PURCHASE SHARES UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY, AND MAY MAKE A PURCHASE OF SHARES IN PURSUANCE OF ANY SUCH CONTRACT | | | | | | | | | |
| 19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | | For | | For | | |
| RANDOLPH BANCORP, INC. | | |
| Security | 752378109 | | | | Meeting Type | Special |
| Ticker Symbol | RNDB | | | | Meeting Date | 29-Jun-2022 | |
| ISIN | US7523781091 | | | | Agenda | 935659827 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To approve the Agreement and Plan of Merger by and among Hometown Financial Group, MHC, Hometown Financial Group, Inc., Hometown Financial Acquisition Group, Inc. and Randolph Bancorp, Inc. | Management | | For | | For | | |
| 2. | To approve a non-binding advisory proposal approving the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | | For | | For | | |
| SIERRA ONCOLOGY INC | | |
| Security | 82640U404 | | | | Meeting Type | Special |
| Ticker Symbol | SRRA | | | | Meeting Date | 29-Jun-2022 | |
| ISIN | US82640U4040 | | | | Agenda | 935660399 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger, as it may be amended from time to time (the “merger agreement”), dated April 12, 2022, between GlaxoSmithKline plc, Orikum Acquisition Inc. and Sierra Oncology, Inc. | Management | | For | | For | | |
| 2. | To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that will or may become payable by Sierra Oncology, Inc. to its named executive officers in connection with the merger of Orikum Acquisition Inc., an indirect wholly owned subsidiary of GlaxoSmithKline plc, with and into Sierra Oncology, Inc. | Management | | For | | For | | |
| 3. | To consider and vote on any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | | For | | For | | |
| NEENAH, INC. | | |
| Security | 640079109 | | | | Meeting Type | Special |
| Ticker Symbol | NP | | | | Meeting Date | 29-Jun-2022 | |
| ISIN | US6400791090 | | | | Agenda | 935662951 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of March 28, 2022, as it may be amended from time to time, by and between Schweitzer- Mauduit International, Inc., the Company, and Samurai Warrior Merger Sub, Inc. | Management | | For | | For | | |
| 2. | Proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | | For | | For | | |
| 3. | Proposal to approve the adjournment of the special meeting from time to time, if determined by the chairperson of the meeting to be necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the merger proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to the Company’s stockholders. | Management | | For | | For | | |
| ROCKET INTERNET SE | | |
| Security | D6S914104 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 30-Jun-2022 | |
| ISIN | DE000A12UKK6 | | | | Agenda | 715688264 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.61 PER SHARE | Management | | No Action | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| 5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2022 | Management | | No Action | | | | |
| 6.1 | REELECT MARCUS ENGLERT TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.2 | REELECT NORBERT LANG TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.3 | REELECT PIERRE LOUETTE TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 6.4 | REELECT JOACHIM SCHINDLER TO THE SUPERVISORY BOARD | Management | | No Action | | | | |
| 7 | APPROVE CREATION OF EUR 40.7 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | | No Action | | | | |
| 8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION; APPROVE CREATION OF EUR 30.2 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | | No Action | | | | |
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | | No Action | | | | |
| 10 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | | No Action | | | | |
| 11 | APPROVE AFFILIATION AGREEMENT WITH KURFUERST 1659 GMBH | Management | | No Action | | | | |
| 12 | AMEND ARTICLES RE: VIRTUAL GENERAL MEETING | Management | | No Action | | | | |
| 13 | APPROVE JAN. 31, 2022, EGM RESOLUTION RE: APPROVE EUR 27.7 MILLION REDUCTION IN SHARE CAPITAL VIA REDEMPTION OF SHARES TO BE ACQUIRED; AUTHORIZE ACQUISITION OF TREASURY SHARES | Management | | No Action | | | | |
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | | | | | | |
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | |
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | |
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| PLAYTECH PLC | | |
| Security | G7132V100 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 30-Jun-2022 | |
| ISIN | IM00B7S9G985 | | | | Agenda | 715713372 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS, THE DIRECTORS’ REPORTS AND AUDITORS’ REPORT THEREON FOR THE FINANCIAL YEAR ENDED DECEMBER 2021 | Management | | For | | For | | |
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY, IN THE FORM SET OUT ON PAGES 110 TO 125 OF THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | | For | | For | | |
| 3 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE NEXT MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | Management | | For | | For | | |
| 4 | TO ELECT BRIAN MATTINGLEY AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 5 | TO RE-ELECT IAN PENROSE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | TO RE-ELECT ANNA MASSION AS A DIRECTOR OF THE COMPANY, | Management | | For | | For | | |
| 7 | TORE-ELECT JOHN KRUMINS ASA DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 8 | TO ELECT LINDA MARSTON-WESTON AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 9 | TO RE-ELECT ANDREW SMITH AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 10 | TO RE-ELECT MOR WEIZER AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 11 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | | |
| 12 | TO APPROVE THE PLAYTECH PLC LONG TERM INCENTIVE PLAN | Management | | For | | For | | |
| 13 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | | Abstain | | Against | | |
| 14 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | | |
| 15 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | | For | | For | | |
| SAILPOINT TECHNOLOGIES HOLDINGS, INC. | | |
| Security | 78781P105 | | | | Meeting Type | Special |
| Ticker Symbol | SAIL | | | | Meeting Date | 30-Jun-2022 | |
| ISIN | US78781P1057 | | | | Agenda | 935674297 - Management |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | To consider & vote on the proposal to adopt the Agreement & Plan of Merger, dated as of April 10, 2022, (the “Merger Agreement”), by & among Project Hotel California Holdings, LP, a Delaware limited partnership & Project Hotel California Merger Sub, Inc., a Delaware corporation & a wholly owned subsidiary of Parent, whereby Pursuant to the terms of the Merger Agreement, Merger Sub will merge with & into SailPoint & the separate corporate existence of Merger Sub will cease, with SailPoint continuing as the surviving corporation & a wholly owned subsidiary of Parent. | Management | | For | | For | | |
| 2. | To consider and vote on the proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to SailPoint’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | | For | | For | | |
| 3. | To consider and vote on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | | For | | For | | |
| AEROJET ROCKETDYNE HOLDINGS, INC. | | |
| Security | 007800105 | | | | Meeting Type | Contested-Special |
| Ticker Symbol | AJRD | | | | Meeting Date | 30-Jun-2022 | |
| ISIN | US0078001056 | | | | Agenda | |
| | | | | | | | | | | | |
| Item | Proposal | Proposed by | | | Vote | For/Against Management | | |
| 1. | The removal, without cause, of Eileen P. Drake, Kevin P. Chilton, Thomas A. Corcoran, James R. Henderson, Lance W. Lord, Audrey A. McNiff, Martin Turchin and Warren G. Lichtenstein as members of the Board of the Company. INSTRUCTIONS: TO VOTE “FOR”, “AGAINST” OR “ABSTAIN” FROM VOTING ON THE REMOVAL OF ALL THE ABOVE-NAMED DIRECTORS, CHECK THE APPROPRIATE BOX. | Management | | For | | | | |
| 2. | DIRECTOR | Management | | | | | | |
| | 1 | Warren G. Lichtenstein | | | | For | | | | |
| | 2 | Tina W. Jonas | | | | For | | | | |
| | 3 | Joanne M. Maguire | | | | For | | | | |
| | 4 | Eileen P. Drake | | | | For | | | | |
| | 5 | Mark A.Tucker | | | | For | | | | |
| | 6 | Martin Turchin | | | | For | | | | |
| | 7 | Mathias W. Winter | | | | For | | | | |
| | 8 | Heidi R. Wood | | | | For | | | | |
| 3. | Adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | | For | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.