Dividend Growth Fund | 07/01/2012 to 06/30/2013 |
ICA File Number: 811-7055 |
Registrant Name: T. Rowe Price Dividend Growth Fund, Inc. |
Reporting Period: 07/01/2012 - 06/30/2013 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-7055 |
T. Rowe Price Dividend Growth Fund, Inc. |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Edward C. Bernard |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-3577 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2012 to 06/30/2013 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Dividend Growth Fund, Inc. |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 30, 2013 |
Dividend Growth Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 24, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: APD Security ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Davis, III | Management | For | For |
1b | Elect Director W. Douglas Ford | Management | For | For |
1c | Elect Director Evert Henkes | Management | For | For |
1d | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
AMERICAN EXPRESS COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERISOURCEBERGEN CORPORATION Meeting Date: FEB 28, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.6 | Elect Director Kathleen W. Hyle | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANALOG DEVICES, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AON PLC Meeting Date: MAY 17, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AON Security ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lester B. Knight as Director | Management | For | For |
1.2 | Elect Gregory C. Case as Director | Management | For | For |
1.3 | Elect Fulvio Conti as Director | Management | For | Against |
1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
1.6 | Elect J. Michael Losh as Director | Management | For | For |
1.7 | Elect Robert S. Morrison as Director | Management | For | For |
1.8 | Elect Richard B. Myers as Director | Management | For | For |
1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
1.10 | Elect Gloria Santona as Director | Management | For | For |
1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | Withhold |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: MAR 05, 2013 Record Date: JAN 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC. Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
AUTOMATIC DATA PROCESSING, INC. Meeting Date: NOV 13, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: ADP Security ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Enrique T. Salem | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
C. R. BARD, INC. Meeting Date: APR 17, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: BCR Security ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
C.H. ROBINSON WORLDWIDE, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHRW Security ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1c | Elect Director Jodee A. Kozlak | Management | For | For |
1d | Elect Director ReBecca Koenig Roloff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
4 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
5 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
6 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
7 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
9 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
10 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | Against |
11 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
13 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
14 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Approve Remuneration of Executive Directors | Management | For | For |
17 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorize Shares for Market Purchase | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Against |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CIGNA CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: NOV 15, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Against |
COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 10, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CL Security ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
COOPER INDUSTRIES PLC Meeting Date: OCT 26, 2012 Record Date: SEP 13, 2012 Meeting Type: SPECIAL | ||||
Ticker: CBE Security ID: G24140111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Capital Authorization | Management | For | For |
3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Issue Shares in Connection with Acquisition | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | For |
COOPER INDUSTRIES PLC Meeting Date: OCT 26, 2012 Record Date: SEP 13, 2012 Meeting Type: COURT | ||||
Ticker: CBE Security ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
COSTCO WHOLESALE CORPORATION Meeting Date: JAN 24, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: COST Security ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Carson, Sr. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COVIDIEN PLC Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1b | Elect Director J. Landis Martin | Management | For | For |
1c | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
DEERE & COMPANY Meeting Date: FEB 27, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: DE Security ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: XRAY Security ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paula H. Cholmondeley | Management | For | For |
1b | Elect Director Michael J. Coleman | Management | For | For |
1c | Elect Director John C. Miles, II | Management | For | For |
1d | Elect Director John L. Miclot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
DIAMOND OFFSHORE DRILLING, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: DO Security ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | For |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EATON CORPORATION PLC Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
ECOLAB INC. Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ECL Security ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.6 | Elect Director Arthur J. Higgins | Management | For | For |
1.7 | Elect Director Joel W. Johnson | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director Jerry W. Levin | Management | For | For |
1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
1.11 | Elect Director Victoria J. Reich | Management | For | For |
1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.13 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
ENTERGY CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETR Security ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
EQT CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: EQT Security ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director George L. Miles, Jr. | Management | For | Withhold |
1.4 | Elect Director Stephen A. Thorington | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
EQUIFAX INC. Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: EFX Security ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPD Security ID: 302130109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Rose | Management | For | For |
2 | Elect Director Robert R. Wright | Management | For | For |
3 | Elect Director Mark A. Emmert | Management | For | For |
4 | Elect Director R. Jordan Gates | Management | For | For |
5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
6 | Elect Director Michael J. Malone | Management | For | For |
7 | Elect Director John W. Meisenbach | Management | For | For |
8 | Elect Director Liane J. Pelletier | Management | For | For |
9 | Elect Director James L.k. Wang | Management | For | For |
10 | Elect Director Tay Yoshitani | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Stock Option Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Stock Retention | Shareholder | Against | Against |
EXXON MOBIL CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | For |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
FAMILY DOLLAR STORES, INC. Meeting Date: JAN 17, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: FDO Security ID: 307000109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Bernstein | Management | For | For |
1.2 | Elect Director Pamela L. Davies | Management | For | For |
1.3 | Elect Director Sharon Allred Decker | Management | For | For |
1.4 | Elect Director Edward C. Dolby | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Edward P. Garden | Management | For | For |
1.7 | Elect Director Howard R. Levine | Management | For | For |
1.8 | Elect Director George R. Mahoney, Jr. | Management | For | For |
1.9 | Elect Director James G. Martin | Management | For | For |
1.10 | Elect Director Harvey Morgan | Management | For | For |
1.11 | Elect Director Dale C. Pond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt ILO Based Code of Conduct | Shareholder | Against | Against |
FASTENAL COMPANY Meeting Date: APR 16, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FAST Security ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Kierlin | Management | For | For |
1b | Elect Director Stephen M. Slaggie | Management | For | For |
1c | Elect Director Michael M. Gostomski | Management | For | For |
1d | Elect Director Willard D. Oberton | Management | For | For |
1e | Elect Director Michael J. Dolan | Management | For | For |
1f | Elect Director Reyne K. Wisecup | Management | For | For |
1g | Elect Director Hugh L. Miller | Management | For | For |
1h | Elect Director Michael J. Ancius | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Rita J. Heise | Management | For | For |
1k | Elect Director Darren R. Jackson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLUOR CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLR Security ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | Against |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | For |
1D | Elect Director James T. Hackett | Management | For | For |
1E | Elect Director Kent Kresa | Management | For | For |
1F | Elect Director Dean R. O'Hare | Management | For | For |
1G | Elect Director Armando J. Olivera | Management | For | For |
1H | Elect Director David T. Seaton | Management | For | For |
1I | Elect Director Nader H. Sultan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
GENERAL GROWTH PROPERTIES, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: GGP Security ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Clark | Management | For | For |
1.2 | Elect Director Mary Lou Fiala | Management | For | For |
1.3 | Elect Director J. Bruce Flatt | Management | For | For |
1.4 | Elect Director John K. Haley | Management | For | For |
1.5 | Elect Director Cyrus Madon | Management | For | For |
1.6 | Elect Director Sandeep Mathrani | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark R. Patterson | Management | For | For |
1.9 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2012 Record Date: JUL 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Paul Danos | Management | For | For |
4 | Elect Director William T. Esrey | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Judith Richards Hope | Management | For | For |
7 | Elect Director Heidi G. Miller | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Steve Odland | Management | For | For |
10 | Elect Director Kendall J. Powell | Management | For | For |
11 | Elect Director Michael D. Rose | Management | For | For |
12 | Elect Director Robert L. Ryan | Management | For | For |
13 | Elect Director Dorothy A. Terrell | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
HASBRO, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAS Security ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W. O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Suppliers to Publish Sustainability Report | Shareholder | Against | Against |
ILLINOIS TOOL WORKS INC. Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ITW Security ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | Against |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
IRON MOUNTAIN INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: IRM Security ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ted R. Antenucci | Management | For | For |
1b | Elect Director Clarke H. Bailey | Management | For | For |
1c | Elect Director Kent P. Dauten | Management | For | For |
1d | Elect Director Paul F. Deninger | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
1f | Elect Director Michael W. Lamach | Management | For | For |
1g | Elect Director Arthur D. Little | Management | For | For |
1h | Elect Director William L. Meaney | Management | For | For |
1i | Elect Director Vincent J. Ryan | Management | For | For |
1j | Elect Director Laurie A. Tucker | Management | For | For |
1k | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | Against |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. Meeting Date: JAN 23, 2013 Record Date: NOV 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
KELLOGG COMPANY Meeting Date: APR 26, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Gund | Management | For | For |
1.2 | Elect Director Mary Laschinger | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Cynthia Milligan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
KOHL'S CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: KSS Security ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director Dale E. Jones | Management | For | For |
1d | Elect Director Kevin Mansell | Management | For | For |
1e | Elect Director John E. Schlifske | Management | For | For |
1f | Elect Director Frank V. Sica | Management | For | For |
1g | Elect Director Peter M. Sommerhauser | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
1i | Elect Director Nina G. Vaca | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy on Animal Cruelty | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
LINEAR TECHNOLOGY CORPORATION Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: LLTC Security ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | Against |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
1.12 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MATTEL, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAT Security ID: 577081102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Dolan | Management | For | For |
1b | Elect Director Trevor A. Edwards | Management | For | For |
1c | Elect Director Frances D. Fergusson | Management | For | For |
1d | Elect Director Dominic Ng | Management | For | For |
1e | Elect Director Vasant M. Prabhu | Management | For | For |
1f | Elect Director Andrea L. Rich | Management | For | For |
1g | Elect Director Dean A. Scarborough | Management | For | For |
1h | Elect Director Christopher A. Sinclair | Management | For | For |
1i | Elect Director Bryan G. Stockton | Management | For | For |
1j | Elect Director Dirk Van de Put | Management | For | For |
1k | Elect DirectorKathy White Loyd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
MCDONALD'S CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter E. Massey | Management | For | For |
1b | Elect Director John W. Rogers, Jr. | Management | For | For |
1c | Elect Director Roger W. Stone | Management | For | For |
1d | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
7 | Report on Nutrition Initiatives and Childhood Obesity Concerns | Shareholder | Against | Against |
MCGRAW HILL FINANCIAL INC. Meeting Date: MAY 01, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: MHP Security ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MCKESSON CORPORATION Meeting Date: JUL 25, 2012 Record Date: MAY 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Require Independent Board Chairman | Shareholder | Against | For |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MEDTRONIC, INC. Meeting Date: AUG 23, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 17, 2012 Record Date: JUN 22, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCHP Security ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Matthew W. Chapman | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MS Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
NIKE, INC. Meeting Date: SEP 20, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NSC Security ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Karen N. Horn | Management | For | For |
1.7 | Elect Director Burton M. Joyce | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Charles W. Moorman | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director Jose Luis Prado | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director Martin P. Slark | Management | For | For |
1.10 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.12 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Against |
NUCOR CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.3 | Elect Director Daniel R. DiMicco | Management | For | For |
1.4 | Elect Director John J. Ferriola | Management | For | For |
1.5 | Elect Director Harvey B. Gantt | Management | For | For |
1.6 | Elect Director Victoria F. Haynes | Management | For | For |
1.7 | Elect Director Bernard L. Kasriel | Management | For | For |
1.8 | Elect Director Christopher J. Kearney | Management | For | For |
1.9 | Elect Director Raymond J. Milchovich | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Amendments to the Bylaws | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
OMNICOM GROUP INC. Meeting Date: MAY 21, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: OMC Security ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Mary C. Choksi | Management | For | For |
1.5 | Elect Director Robert Charles Clark | Management | For | For |
1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.7 | Elect Director Errol M. Cook | Management | For | For |
1.8 | Elect Director Susan S. Denison | Management | For | For |
1.9 | Elect Director Michael A. Henning | Management | For | For |
1.10 | Elect Director John R. Murphy | Management | For | For |
1.11 | Elect Director John R. Purcell | Management | For | For |
1.12 | Elect Director Linda Johnson Rice | Management | For | For |
1.13 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
6 | Stock Retention | Shareholder | Against | Against |
PALL CORPORATION Meeting Date: DEC 12, 2012 Record Date: OCT 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: PLL Security ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERNOD RICARD Meeting Date: NOV 09, 2012 Record Date: NOV 05, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: RI Security ID: F72027109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Pierre Pringuet | Management | For | For |
6 | Approve Severance Payment Agreement with Alexandre Ricard | Management | For | Against |
7 | Ratify Appointment of Martina Gonzalez-Gallarza as Director | Management | For | For |
8 | Ratify Appointment of Alexandre Ricard as Director | Management | For | For |
9 | Reelect Alexandre Ricard as Director | Management | For | For |
10 | Reelect Pierre Pringuet as Director | Management | For | For |
11 | Reelect Wolfgang Colberg as Director | Management | For | For |
12 | Reelect Cesar Giron as Director | Management | For | For |
13 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | For |
14 | Elect Ian Gallienne as Director | Management | For | For |
15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
17 | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
18 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
21 | Amend Article 20 of Bylaws Re: Age Limit of the Chairman of the Board | Management | For | For |
22 | Amend Article 27 of Bylaws Re: Related-Party Transactions | Management | For | Against |
23 | Amend Article 32 of Bylaws Re: Convening of General Meetings | Management | For | For |
24 | Amend Article 33 of Bylaws Re: Proxy Voting, Shareholders Proposals | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | Against |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSX Security ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director Daniel Clauw | Management | For | For |
1.4 | Elect Director William J. Doyle | Management | For | For |
1.5 | Elect Director John W. Estey | Management | For | For |
1.6 | Elect Director Gerald W. Grandey | Management | For | For |
1.7 | Elect Director C. Steven Hoffman | Management | For | For |
1.8 | Elect Director Dallas J. Howe | Management | For | For |
1.9 | Elect Director Alice D. Laberge | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2013 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PRAXAIR, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: PX Security ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 23, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: RHI Security ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL COLLINS, INC. Meeting Date: FEB 07, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Andrew J. Policano | Management | For | For |
1.3 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
ROPER INDUSTRIES, INC. Meeting Date: MAY 24, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ROP Security ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: ROST Security ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Sharon D. Garrett | Management | For | For |
1d | Elect Director Michael J. Bush | Management | For | For |
1e | Elect Director Norman A. Ferber | Management | For | For |
1f | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SIGMA-ALDRICH CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SIAL Security ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPECTRA ENERGY CORP Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SE Security ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William T. Esrey | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Dennis R. Hendrix | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Methane Emissions | Shareholder | Against | Against |
STANLEY BLACK & DECKER, INC. Meeting Date: APR 16, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWK Security ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director Marianne M. Parrs | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan Golden | Management | For | For |
1b | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1c | Elect Director Nancy S. Newcomb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Henrique De Castro | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Mary N. Dillon | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Mary E. Minnick | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
1j | Elect Director Gregg W. Steinhafel | Management | For | For |
1k | Elect Director John G. Stumpf | Management | For | For |
1l | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Against |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 18, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Ronald T. LeMay | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director H. John Riley, Jr. | Management | For | For |
1i | Elect Director John W. Rowe | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Mary Alice Taylor | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen A. Ellis | Management | For | For |
1b | Elect Director Arun Sarin | Management | For | For |
1c | Elect Director Charles R. Schwab | Management | For | For |
1d | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
THE CHUBB CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Zoe Baird Budinger | Management | For | For |
1b | Election Of Director Sheila P. Burke | Management | For | For |
1c | Election Of Director James I. Cash, Jr. | Management | For | For |
1d | Election Of Director John D. Finnegan | Management | For | For |
1e | Election Of Director Lawrence W. Kellner | Management | For | For |
1f | Election Of Director Martin G. Mcguinn | Management | For | For |
1g | Election Of Director Lawrence M. Small | Management | For | For |
1h | Election Of Director Jess Soderberg | Management | For | For |
1i | Election Of Director Daniel E. Somers | Management | For | For |
1j | Election Of Director William C. Weldon | Management | For | For |
1k | Election Of Director James M. Zimmerman | Management | For | For |
1l | Election Of Director Alfred W. Zollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
THE COCA-COLA COMPANY Meeting Date: JUL 10, 2012 Record Date: MAY 21, 2012 Meeting Type: SPECIAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | Against |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | Against |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE HOME DEPOT, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Against |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2013 Record Date: JAN 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 17, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SHW Security ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Richard K. Smucker | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
THE WESTERN UNION COMPANY Meeting Date: MAY 30, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: WU Security ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director C. Martin Harris | Management | For | For |
1b | Elect Director Judy C. Lewent | Management | For | For |
1c | Elect Director Jim P. Manzi | Management | For | For |
1d | Elect Director Lars R. Sorensen | Management | For | For |
1e | Elect Director Elaine S. Ullian | Management | For | For |
1f | Elect Director Marc N. Casper | Management | For | For |
1g | Elect Director Nelson J. Chai | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: TWC Security ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
TIME WARNER INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | Against |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
U.S. BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | Against |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 03, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUN 01, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WADDELL & REED FINANCIAL, INC. Meeting Date: APR 17, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDR Security ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | For |
1.2 | Elect Director James M. Raines | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 07, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Douglas N. Daft | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S. Reinemund | Management | For | For |
1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
1k | Elect Director Jim C. Walton | Management | For | For |
1l | Elect Director S. Robson Walton | Management | For | For |
1m | Elect Director Christopher J. Williams | Management | For | For |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
WALGREEN CO. Meeting Date: JAN 09, 2013 Record Date: NOV 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
WPX ENERGY, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WPX Security ID: 98212B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Carrig | Management | For | For |
1.2 | Elect Director Henry E. Lentz | Management | For | For |
1.3 | Elect Director William G. Lowrie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
XILINX, INC. Meeting Date: AUG 08, 2012 Record Date: JUN 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: XLNX Security ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
END NPX REPORT