UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant To Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December 8, 2010 | ||
Morgan Stanley | ||
(Exact Name of Registrant as Specified in Charter) | ||
Delaware | 1-11758 | 36-3145972 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1585 Broadway, New York, New York | 10036 | |
(Address of Principal Executive Offices) | (Zip Code) | |
Registrant’s telephone number, including area code: (212) 761-4000 | ||
Not Applicable | ||
(Former Name or Former Address, if Changed Since Last Report) | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
On December 8, 2010, Morgan Stanley (the “Company”) announced that it has received all required regulatory approvals for the sale of its 34.3 percent stake in China International Capital Corporation to TPG Capital, KKR, Government of Singapore Investment Corporation Pte Ltd and The Great Eastern Life Assurance Company Limited. The Company expects to realize a pre-tax gain of approximately US$700 million upon consummation of the transaction, which is expected to close before the end of 2010.
The Company’s related press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this filing by reference.
Item 9.01. | Financial Statements and Exhibits | |
(d) | Exhibits | |
Exhibit | ||
Number | Description | |
99.1 | Press release of the Company dated December 8, 2010 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
MORGAN STANLEY (Registrant) | ||||||
Date: | December 8, 2010 | By: | /s/ Martin M. Cohen | |||
Name: | Martin M. Cohen | |||||
Title: | Corporate Secretary |