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- 10-K Annual report
- 4.4 Seventh Supplemental Senior Indenture, Dated As of November 21, 2011
- 10.1 Amended and Restated Trust Agreement Dated As of October 18, 2011
- 10.7 Amendment to Morgan Stanley 401(K) Plan, Dated As of December 23, 2011
- 10.9 Amendment to Morgan Stanley 401(K) Savings Plan, Dated As of December 23, 2011
- 10.58 Senior Advisor Arrangement with John J. Mack, Effective January 1, 2012
- 10.59 Morgan Stanley Schedule of Non-employee Directors Annual Compensation
- 10.60 Strategic Equity Investment Plan, Amended and Restated As of January 1, 2009
- 12 Statement Re: Computation of Ratio of Earnings to Fixed Charges
- 21 Subsidiaries of Morgan Stanley
- 23.1 Consent of Deloitte & Touche LLP
- 31.1 Rule 13A-14(A) Certification of Chief Executive Officer
- 31.2 Rule 13A-14(A) Certification of Chief Financial Officer
- 32.1 Section 1350 Certification of Chief Executive Officer
- 32.2 Section 1350 Certification of Chief Financial Officer.
EXHIBIT 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of Morgan Stanley (the “Company”) on Form 10-K for the year ended December 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, James P. Gorman, Chairman of the Board and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/S/ JAMES P. GORMAN |
James P. Gorman |
Chairman of the Board and Chief Executive Officer |
Dated: February 27, 2012