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DDF similar filings
- 23 Jul 21 Delaware Investments Dividend & Income Fund, Inc (May 2021 report)
- 27 Apr 21 Delaware Investments Dividend & Income Fund, Inc (Feb 2021 report)
- 28 Jan 21 Delaware Investments Dividend & Income Fund, Inc (Nov 2020 report)
- 28 Oct 20 Delaware Investments Dividend & Income Fund, Inc (Aug 2020 report)
- 28 Jul 20 Delaware Investments Dividend & Income Fund, Inc (May 2020 report)
- 27 Apr 20 Delaware Investments Dividend & Income Fund, Inc (Feb 2020 report)
- 27 Jan 20 Delaware Investments Dividend & Income Fund, Inc (Nov 2019 report)
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Schedule of investments
Delaware Investments Dividend and
Income Fund, Inc.
August 31, 2020 (Unaudited)
Number of shares | Value (US $) | ||
Common Stock — 85.74% | |||
Communication Services — 9.76% | |||
AT&T | 51,900 | $1,547,139 | |
Century Communications =, † | 500,000 | 0 | |
Comcast Class A | 40,448 | 1,812,475 | |
Verizon Communications | 28,400 | 1,683,268 | |
Walt Disney | 13,279 | 1,751,102 | |
6,793,984 | |||
Consumer Discretionary — 5.07% | |||
Dollar Tree † | 17,800 | 1,713,606 | |
Lowe's | 11,000 | 1,811,590 | |
3,525,196 | |||
Consumer Staples — 7.32% | |||
Archer-Daniels-Midland | 40,100 | 1,794,876 | |
Conagra Brands | 43,563 | 1,671,077 | |
Mondelez International Class A | 27,900 | 1,629,918 | |
5,095,871 | |||
Energy — 2.19% | |||
ConocoPhillips | 40,279 | 1,526,171 | |
1,526,171 | |||
Financials — 11.18% | |||
Allstate | 16,200 | 1,506,600 | |
American International Group | 51,800 | 1,509,452 | |
Bank of New York Mellon | 42,100 | 1,556,858 | |
Marsh & McLennan | 14,900 | 1,712,159 | |
Truist Financial | 38,600 | 1,498,066 | |
7,783,135 | |||
Healthcare — 15.40% | |||
Abbott Laboratories | 11,986 | 1,312,108 | |
Cardinal Health | 27,800 | 1,411,128 | |
Cigna | 8,308 | 1,473,590 | |
CVS Health | 24,200 | 1,503,304 | |
Johnson & Johnson | 11,100 | 1,702,851 | |
Merck & Co. | 20,300 | 1,730,981 | |
Pfizer | 41,989 | 1,586,764 | |
10,720,726 | |||
Industrials — 7.09% | |||
Caterpillar | 11,503 | 1,636,992 | |
Northrop Grumman | 5,100 | 1,747,311 | |
Raytheon Technologies | 25,414 | 1,550,254 | |
4,934,557 | |||
Information Technology — 12.38% | |||
Broadcom | 5,100 | 1,770,465 |
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
Information Technology (continued) | |||
Cisco Systems | 34,100 | $1,439,702 | |
Cognizant Technology Solutions Class A | 25,382 | 1,697,041 | |
Intel | 30,800 | 1,569,260 | |
Motorola Solutions | 2,958 | 457,750 | |
Oracle | 28,000 | 1,602,160 | |
Switch Class A | 4,520 | 77,744 | |
8,614,122 | |||
Materials — 2.43% | |||
DuPont de Nemours | 30,332 | 1,691,312 | |
1,691,312 | |||
REIT Diversified — 0.21% | |||
Colony Capital | 19,280 | 52,249 | |
Lexington Realty Trust | 7,920 | 90,050 | |
142,299 | |||
REIT Healthcare — 1.05% | |||
Alexandria Real Estate Equities | 1,090 | 183,534 | |
Healthcare Trust of America Class A | 4,160 | 109,782 | |
Healthpeak Properties | 4,310 | 119,129 | |
Medical Properties Trust | 3,150 | 58,527 | |
Sabra Health Care REIT | 4,650 | 68,960 | |
Welltower | 3,350 | 192,692 | |
732,624 | |||
REIT Hotel — 0.39% | |||
Gaming and Leisure Properties | 2,210 | 80,333 | |
Host Hotels & Resorts | 2,120 | 23,808 | |
Pebblebrook Hotel Trust | 2,620 | 33,064 | |
VICI Properties | 6,020 | 134,487 | |
271,692 | |||
REIT Industrial — 1.12% | |||
Americold Realty Trust | 1,890 | 72,482 | |
Prologis | 6,020 | 613,197 | |
Rexford Industrial Realty | 1,990 | 95,480 | |
781,159 | |||
REIT Information Technology — 1.39% | |||
American Tower | 220 | 54,813 | |
Digital Realty Trust | 1,560 | 242,814 | |
Equinix | 640 | 505,459 | |
QTS Realty Trust Class A | 1,520 | 103,086 | |
SBA Communications | 210 | 64,275 | |
970,447 |
NQ-DDF [8/20] 10/20
(1353999) 1
Schedule of investments
Delaware Investments Dividend and
Income Fund, Inc. (Unaudited)
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
REIT Mall — 0.28% | |||
Simon Property Group | 2,870 | $194,730 | |
194,730 | |||
REIT Manufactured Housing — 0.45% | |||
Equity LifeStyle Properties | 2,150 | 142,523 | |
Sun Communities | 1,160 | 172,933 | |
315,456 | |||
REIT Multifamily — 3.60% | |||
American Homes 4 Rent Class A | 3,690 | 105,682 | |
Apartment Investment and Management Class A | 240 | 8,647 | |
AvalonBay Communities | 1,250 | 197,575 | |
Camden Property Trust | 1,560 | 141,866 | |
Equity Residential | 27,887 | 1,574,221 | |
Essex Property Trust | 710 | 153,722 | |
Invitation Homes | 6,160 | 176,361 | |
UDR | 4,280 | 148,987 | |
2,507,061 | |||
REIT Office — 0.58% | |||
Boston Properties | 1,780 | 154,629 | |
Cousins Properties | 2,240 | 66,864 | |
Highwoods Properties | 2,200 | 81,972 | |
Kilroy Realty | 1,710 | 100,069 | |
403,534 | |||
REIT Self-Storage — 0.64% | |||
Extra Space Storage | 1,420 | 151,301 | |
Life Storage | 1,180 | 124,407 | |
Public Storage | 800 | 169,920 | |
445,628 | |||
REIT Shopping Center — 0.40% | |||
Agree Realty | 670 | 44,836 | |
Brixmor Property Group | 5,810 | 68,558 | |
Kimco Realty | 5,570 | 66,784 | |
Regency Centers | 1,260 | 50,035 | |
Retail Opportunity Investments | 4,080 | 45,411 | |
275,624 | |||
REIT Single Tenant — 0.62% | |||
Four Corners Property Trust | 2,520 | 63,630 | |
National Retail Properties | 1,670 | 59,185 | |
Realty Income | 3,030 | 187,951 |
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
REIT Single Tenant (continued) | |||
Spirit Realty Capital | 1,310 | $46,518 | |
STORE Capital | 2,640 | 71,385 | |
428,669 | |||
REIT Specialty — 0.04% | |||
WP Carey | 440 | 30,523 | |
30,523 | |||
Utilities — 2.15% | |||
Edison International | 28,500 | 1,495,680 | |
1,495,680 | |||
Total Common Stock (cost $51,237,001) | 59,680,200 |
Principal amount° | |||
Convertible Bonds — 4.74% | |||
Capital Goods — 0.07% | |||
Aerojet Rocketdyne Holdings 2.25% exercise price $26.00, maturity date 12/15/23 | 28,000 | 46,236 | |
46,236 | |||
Communications — 0.72% | |||
DISH Network 2.375% exercise price $82.22, maturity date 3/15/24 | 181,000 | 170,921 | |
GCI Liberty 144A 1.75% exercise price $370.52, maturity date 9/30/46 # | 70,000 | 117,460 | |
InterDigital 2.00% exercise price $81.29, maturity date 6/1/24 | 126,000 | 132,418 | |
Liberty Media 2.25% exercise price $33.63, maturity date 9/30/46 | 170,000 | 81,635 | |
502,434 | |||
Consumer Cyclical — 0.18% | |||
Team 5.00% exercise price $21.70, maturity date 8/1/23 | 145,000 | 124,494 | |
124,494 |
2 NQ-DDF [8/20] 10/20
(1353999)
(Unaudited)
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Consumer Non-Cyclical — 0.85% | |||
BioMarin Pharmaceutical 0.599% exercise price $124.67, maturity date 8/1/24 | 105,000 | $112,171 | |
Chefs' Warehouse 144A 1.875% exercise price $44.20, maturity date 12/1/24 # | 98,000 | 73,195 | |
Coherus Biosciences 144A 1.50% exercise price $19.26, maturity date 4/15/26 # | 10,000 | 12,004 | |
Collegium Pharmaceutical 2.625% exercise price $29.19, maturity date 2/15/26 | 60,000 | 57,168 | |
Integra LifeSciences Holdings 144A 0.50% exercise price $73.67, maturity date 8/15/25 # | 98,000 | 93,104 | |
Jazz Investments I 144A 2.00% exercise price $155.81, maturity date 6/15/26 # | 63,000 | 71,662 | |
Paratek Pharmaceuticals 4.75% exercise price $15.90, maturity date 5/1/24 | 177,000 | 142,062 | |
Tricida 144A 3.50% exercise price $33.22, maturity date 5/15/27 # | 50,000 | 32,385 | |
593,751 | |||
Electric — 0.20% | |||
NRG Energy 2.75% exercise price $47.74, maturity date 6/1/48 | 128,000 | 136,720 | |
136,720 | |||
Energy — 0.66% | |||
Cheniere Energy 4.25% exercise price $138.38, maturity date 3/15/45 | 259,000 | 175,628 |
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Energy (continued) | |||
Helix Energy Solutions Group 6.75% exercise price $6.97, maturity date 2/15/26 | 125,000 | $117,997 | |
PDC Energy 1.125% exercise price $85.39, maturity date 9/15/21 | 172,000 | 166,874 | |
460,499 | |||
Financials — 0.07% | |||
FTI Consulting 2.00% exercise price $101.38, maturity date 8/15/23 | 36,000 | 46,591 | |
46,591 | |||
Industrials — 0.20% | |||
Chart Industries 144A 1.00% exercise price $58.73, maturity date 11/15/24 # | 99,000 | 132,182 | |
Middleby 144A 1.00% exercise price $128.62, maturity date 9/1/25 # | 10,000 | 10,373 | |
142,555 | |||
REITs — 0.18% | |||
Blackstone Mortgage Trust 4.75% exercise price $36.22, maturity date 3/15/23 | 134,000 | 125,495 | |
125,495 | |||
Technology — 1.61% | |||
Boingo Wireless 1.00% exercise price $42.32, maturity date 10/1/23 | 169,000 | 151,044 | |
Knowles 3.25% exercise price $18.43, maturity date 11/1/21 | 55,000 | 58,509 | |
Ligand Pharmaceuticals 0.75% exercise price $248.48, maturity date 5/15/23 | 87,000 | 78,939 | |
Microchip Technology 1.625% exercise price $94.91, maturity date 2/15/27 | 61,000 | 97,236 |
NQ-DDF [8/20] 10/20
(1353999) 3
Schedule of investments
Delaware Investments Dividend and
Income Fund, Inc. (Unaudited)
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Technology (continued) | |||
ON Semiconductor 1.625% exercise price $20.72, maturity date 10/15/23 | 49,000 | $63,308 | |
Palo Alto Networks 0.75% exercise price $266.35, maturity date 7/1/23 | 72,000 | 83,757 | |
Pluralsight 0.375% exercise price $38.76, maturity date 3/1/24 | 163,000 | 148,366 | |
Quotient Technology 1.75% exercise price $17.36, maturity date 12/1/22 | 127,000 | 123,549 | |
Retrophin 2.50% exercise price $38.80, maturity date 9/15/25 | 129,000 | 114,058 | |
Synaptics 0.50% exercise price $73.02, maturity date 6/15/22 | 49,000 | 62,672 | |
Verint Systems 1.50% exercise price $64.46, maturity date 6/1/21 | 140,000 | 141,842 | |
1,123,280 | |||
Total Convertible Bonds (cost $3,287,052) | 3,302,055 | ||
Corporate Bonds — 41.73% | |||
Automotive — 1.20% | |||
Allison Transmission 144A 5.875% 6/1/29 # | 330,000 | 361,800 | |
Ford Motor 9.00% 4/22/25 | 140,000 | 164,017 | |
Ford Motor Credit 4.542% 8/1/26 | 305,000 | 311,672 | |
837,489 | |||
Banking — 2.05% | |||
Ally Financial 5.75% 11/20/25 | 435,000 | 488,849 | |
Credit Suisse Group 144A 6.25% #, μ, ψ | 200,000 | 218,411 | |
Natwest Group 8.625% μ, ψ | 400,000 | 421,356 | |
Popular 6.125% 9/14/23 | 280,000 | 298,871 | |
1,427,487 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Basic Industry — 4.30% | |||
Avient 144A 5.75% 5/15/25 # | 88,000 | $93,610 | |
BMC East 144A 5.50% 10/1/24 # | 125,000 | 130,143 | |
Freeport-McMoRan | |||
4.55% 11/14/24 | 170,000 | 183,750 | |
5.45% 3/15/43 | 185,000 | 208,384 | |
Hudbay Minerals 144A 7.625% 1/15/25 # | 115,000 | 119,536 | |
Koppers 144A 6.00% 2/15/25 # | 215,000 | 221,581 | |
Lennar | |||
4.50% 4/30/24 | 195,000 | 209,626 | |
4.75% 5/30/25 | 95,000 | 104,272 | |
5.875% 11/15/24 | 80,000 | 89,692 | |
NOVA Chemicals 144A 5.00% 5/1/25 # | 130,000 | 130,339 | |
Olin | |||
5.00% 2/1/30 | 175,000 | 169,280 | |
5.125% 9/15/27 | 195,000 | 192,642 | |
PulteGroup 5.00% 1/15/27 | 100,000 | 114,250 | |
Standard Industries | |||
144A 4.75% 1/15/28 # | 335,000 | 353,425 | |
144A 6.00% 10/15/25 # | 50,000 | 51,690 | |
Steel Dynamics 5.00% 12/15/26 | 280,000 | 299,567 | |
Tronox 144A 6.50% 4/15/26 # | 315,000 | 324,934 | |
2,996,721 | |||
Capital Goods — 2.37% | |||
Ardagh Packaging Finance 144A 5.25% 8/15/27 # | 300,000 | 312,414 | |
Bombardier 144A 6.00% 10/15/22 # | 325,000 | 277,875 | |
Crown Americas 4.75% 2/1/26 | 285,000 | 298,113 | |
Mauser Packaging Solutions Holding 144A 5.50% 4/15/24 # | 310,000 | 315,103 | |
TransDigm 144A 6.25% 3/15/26 # | 125,000 | 132,058 | |
Vertical US Newco 144A 5.25% 7/15/27 # | 300,000 | 313,125 | |
1,648,688 |
4 NQ-DDF [8/20] 10/20
(1353999)
(Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Communications — 4.33% | |||
Altice France 144A 7.375% 5/1/26 # | 420,000 | $446,334 | |
Altice France Holding 144A 6.00% 2/15/28 # | 305,000 | 305,566 | |
CenturyLink 144A 5.125% 12/15/26 # | 285,000 | 295,967 | |
Level 3 Financing 144A 4.25% 7/1/28 # | 280,000 | 288,470 | |
SBA Communications 4.875% 9/1/24 | 345,000 | 354,815 | |
Sprint | |||
7.125% 6/15/24 | 190,000 | 221,060 | |
7.625% 3/1/26 | 10,000 | 12,313 | |
7.875% 9/15/23 | 103,000 | 119,995 | |
T-Mobile USA 6.50% 1/15/26 | 305,000 | 319,678 | |
Zayo Group Holdings | |||
144A 4.00% 3/1/27 # | 350,000 | 346,519 | |
144A 6.125% 3/1/28 # | 295,000 | 305,095 | |
3,015,812 | |||
Consumer Cyclical — 1.40% | |||
Caesars Entertainment 144A 6.25% 7/1/25 # | 295,000 | 312,613 | |
L Brands 144A 6.875% 7/1/25 # | 290,000 | 314,212 | |
MGM Resorts International 5.75% 6/15/25 | 31,000 | 33,310 | |
Scientific Games International 144A 8.25% 3/15/26 # | 137,000 | 141,361 | |
William Carter 144A 5.625% 3/15/27 # | 160,000 | 170,446 | |
971,942 | |||
Consumer Non-Cyclical — 2.64% | |||
Cott Holdings 144A 5.50% 4/1/25 # | 260,000 | 269,100 | |
JBS USA LUX | |||
144A 5.75% 6/15/25 # | 170,000 | 175,950 | |
144A 6.50% 4/15/29 # | 160,000 | 182,000 | |
144A 6.75% 2/15/28 # | 20,000 | 22,196 | |
Kraft Heinz Foods 5.20% 7/15/45 | 280,000 | 317,749 | |
Pilgrim's Pride | |||
144A 5.75% 3/15/25 # | 315,000 | 324,056 | |
144A 5.875% 9/30/27 # | 65,000 | 69,144 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Consumer Non-Cyclical (continued) | |||
Post Holdings | |||
144A 5.00% 8/15/26 # | 100,000 | $103,954 | |
144A 5.625% 1/15/28 # | 180,000 | 192,766 | |
144A 5.75% 3/1/27 # | 170,000 | 180,041 | |
1,836,956 | |||
Energy — 4.68% | |||
Cheniere Corpus Christi Holdings | |||
5.125% 6/30/27 | 40,000 | 45,123 | |
5.875% 3/31/25 | 80,000 | 92,380 | |
7.00% 6/30/24 | 200,000 | 233,201 | |
Cheniere Energy Partners 5.25% 10/1/25 | 175,000 | 179,242 | |
Crestwood Midstream Partners 6.25% 4/1/23 | 225,000 | 222,164 | |
Energy Transfer Operating 5.50% 6/1/27 | 115,000 | 128,500 | |
EQM Midstream Partners 144A 6.50% 7/1/27 # | 280,000 | 306,996 | |
Genesis Energy 6.50% 10/1/25 | 40,000 | 34,713 | |
Murphy Oil 5.875% 12/1/27 | 225,000 | 216,351 | |
Murphy Oil USA 5.625% 5/1/27 | 415,000 | 441,377 | |
Newfield Exploration 5.375% 1/1/26 | 275,000 | 273,323 | |
NuStar Logistics 5.625% 4/28/27 | 160,000 | 161,170 | |
Occidental Petroleum 3.50% 8/15/29 | 355,000 | 305,868 | |
Precision Drilling 144A 7.125% 1/15/26 # | 40,000 | 27,342 | |
Southwestern Energy 7.75% 10/1/27 | 220,000 | 225,500 | |
Targa Resources Partners 5.375% 2/1/27 | 300,000 | 310,445 | |
Transocean Proteus 144A 6.25% 12/1/24 # | 58,500 | 52,358 | |
3,256,053 | |||
Financials — 1.04% | |||
AerCap Global Aviation Trust 144A 6.50% 6/15/45 #, μ | 200,000 | 170,000 |
NQ-DDF [8/20] 10/20
(1353999) 5
Schedule of investments
Delaware Investments Dividend and
Income Fund, Inc. (Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Financials (continued) | |||
DAE Funding 144A 5.75% 11/15/23 # | 93,000 | $92,874 | |
E*TRADE Financial 5.875% μ, ψ | 425,000 | 461,922 | |
724,796 | |||
Healthcare — 4.45% | |||
Bausch Health 144A 5.50% 11/1/25 # | 465,000 | 480,438 | |
Centene | |||
3.375% 2/15/30 | 245,000 | 255,184 | |
4.625% 12/15/29 | 165,000 | 181,027 | |
144A 5.375% 8/15/26 # | 275,000 | 292,274 | |
Community Health Systems 144A 6.625% 2/15/25 # | 140,000 | 143,136 | |
Encompass Health | |||
5.75% 11/1/24 | 173,000 | 174,314 | |
5.75% 9/15/25 | 120,000 | 124,553 | |
HCA | |||
5.375% 2/1/25 | 405,000 | 456,692 | |
5.875% 2/15/26 | 165,000 | 189,131 | |
7.58% 9/15/25 | 80,000 | 93,800 | |
Hill-Rom Holdings 144A 5.00% 2/15/25 # | 180,000 | 186,533 | |
Service Corp. International 4.625% 12/15/27 | 159,000 | 171,785 | |
Tenet Healthcare | |||
5.125% 5/1/25 | 175,000 | 178,719 | |
8.125% 4/1/22 | 155,000 | 167,516 | |
3,095,102 | |||
Insurance — 0.90% | |||
HUB International 144A 7.00% 5/1/26 # | 315,000 | 327,129 | |
USI 144A 6.875% 5/1/25 # | 295,000 | 303,294 | |
630,423 | |||
Media — 4.42% | |||
AMC Networks 4.75% 8/1/25 | 370,000 | 383,507 | |
CCO Holdings | |||
144A 4.50% 8/15/30 # | 175,000 | 185,938 | |
144A 5.125% 5/1/27 # | 120,000 | 127,963 | |
144A 5.375% 6/1/29 # | 170,000 | 187,019 | |
144A 5.875% 5/1/27 # | 190,000 | 199,928 | |
CSC Holdings 144A 3.375% 2/15/31 # | 250,000 | 246,955 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Media (continued) | |||
Gray Television | |||
144A 5.875% 7/15/26 # | 290,000 | $301,455 | |
144A 7.00% 5/15/27 # | 55,000 | 59,815 | |
Lamar Media 5.75% 2/1/26 | 167,000 | 174,444 | |
Netflix 5.875% 11/15/28 | 365,000 | 448,689 | |
Sinclair Television Group 144A 5.125% 2/15/27 # | 195,000 | 190,125 | |
Sirius XM Radio 144A 5.00% 8/1/27 # | 395,000 | 419,547 | |
Terrier Media Buyer 144A 8.875% 12/15/27 # | 145,000 | 150,390 | |
3,075,775 | |||
Real Estate Investment Trusts — 0.31% | |||
GLP Capital 5.375% 4/15/26 | 110,000 | 122,278 | |
MGM Growth Properties Operating Partnership 5.75% 2/1/27 | 85,000 | 94,164 | |
216,442 | |||
Services — 3.24% | |||
Aramark Services 144A 5.00% 2/1/28 # | 345,000 | 345,999 | |
Ashtead Capital 144A 5.25% 8/1/26 # | 530,000 | 561,800 | |
Covanta Holding 5.875% 7/1/25 | 210,000 | 219,867 | |
GFL Environmental 144A 3.75% 8/1/25 # | 59,000 | 59,477 | |
Iron Mountain 144A 4.50% 2/15/31 # | 265,000 | 272,619 | |
KAR Auction Services 144A 5.125% 6/1/25 # | 95,000 | 95,831 | |
PowerTeam Services 144A 9.033% 12/4/25 # | 290,000 | 310,300 | |
Prime Security Services Borrower 144A 5.75% 4/15/26 # | 220,000 | 243,587 | |
Univar Solutions USA 144A 5.125% 12/1/27 # | 140,000 | 146,588 | |
2,256,068 | |||
Technology & Electronics — 1.23% | |||
CommScope Technologies 144A 5.00% 3/15/27 # | 100,000 | 99,511 | |
RP Crown Parent 144A 7.375% 10/15/24 # | 20,000 | 20,423 |
6 NQ-DDF [8/20] 10/20
(1353999)
(Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Technology & Electronics (continued) | |||
Sensata Technologies UK Financing 144A 6.25% 2/15/26 # | 200,000 | $209,979 | |
SS&C Technologies 144A 5.50% 9/30/27 # | 490,000 | 525,451 | |
855,364 | |||
Transportation — 1.24% | |||
Delta Air Lines 144A 7.00% 5/1/25 # | 285,000 | 312,308 | |
Mileage Plus Holdings 144A 6.50% 6/20/27 # | 150,000 | 156,750 | |
United Rentals North America 3.875% 2/15/31 | 379,000 | 391,081 | |
860,139 | |||
Utilities — 1.93% | |||
AES | |||
5.50% 4/15/25 | 160,000 | 165,312 | |
6.00% 5/15/26 | 25,000 | 26,308 | |
Calpine | |||
144A 5.00% 2/1/31 # | 150,000 | 157,064 | |
144A 5.25% 6/1/26 # | 145,000 | 151,630 | |
Enel 144A 8.75% 9/24/73 #, μ | 200,000 | 235,210 | |
PG&E 5.25% 7/1/30 | 300,000 | 299,607 | |
Vistra Operations | |||
144A 5.50% 9/1/26 # | 205,000 | 215,506 | |
144A 5.625% 2/15/27 # | 85,000 | 90,012 | |
1,340,649 | |||
Total Corporate Bonds (cost $28,055,661) | 29,045,906 | ||
Loan Agreements — 0.37% | |||
Frontier Communications Tranche B-1 5.352% (LIBOR03M + 2.75%)6/17/24 • | 254,346 | 257,743 | |
Total Loan Agreements (cost $248,782) | 257,743 |
Number of shares | Value (US $) | ||
Convertible Preferred Stock — 1.46% | |||
2020 Mandatory Exchangeable Trust 144A 6.50% exercise price $47.09, maturity date 5/16/23 # | 85 | $124,024 | |
AMG Capital Trust II 5.15% exercise price $195.47, maturity date 10/15/37 | 2,953 | 132,022 | |
Bank of America 7.25% exercise price $50.00 ψ | 54 | 80,732 | |
El Paso Energy Capital Trust I 4.75% exercise price $34.49, maturity date 3/31/28 | 4,121 | 201,105 | |
Elanco Animal Health 5.00% exercise price $38.40, maturity date 2/1/23 | 2,344 | 108,551 | |
Essential Utilities 6.00% exercise price $42.37, maturity date 4/30/22 | 1,750 | 98,367 | |
Lyondellbasell Advanced Polymers 6.00% exercise price $52.33 ψ | 199 | 205,467 | |
QTS Realty Trust 6.50% exercise price $46.85 ψ | 420 | 63,945 | |
Total Convertible Preferred Stock (cost $856,560) | 1,014,213 | ||
Preferred Stock — 0.43% | |||
Bank of America 6.50% μ | 220,000 | 248,636 | |
GMAC Capital Trust I 6.065% (LIBOR03M + 5.785%) • | 2,000 | 49,060 | |
Total Preferred Stock (cost $278,480) | 297,696 | ||
Exchange-Traded Funds — 0.13% | |||
iShares Core US REIT ETF | 680 | 31,022 | |
iShares US Real Estate ETF | 340 | 27,965 | |
Vanguard Real Estate ETF | 350 | 28,612 | |
Total Exchange-Traded Funds (cost $86,861) | 87,599 | ||
NQ-DDF [8/20] 10/20
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Schedule of investments
Delaware Investments Dividend and
Income Fund, Inc. (Unaudited)
Number of shares | Value (US $) | ||
Limited Partnerships — 0.00% | |||
Brookfield Property Partners | 2 | $23 | |
Total Limited Partnerships (cost $37) | 23 | ||
Short-Term Investments — 1.76% | |||
Money Market Mutual Funds — 1.76% | |||
BlackRock FedFund – Institutional Shares (seven-day effective yield 0.01%) | 305,952 | 305,952 | |
Fidelity Investments Money Market Government Portfolio – Class I (seven-day effective yield 0.01%) | 305,952 | 305,952 | |
GS Financial Square Government Fund – Institutional Shares (seven-day effective yield 0.02%) | 305,952 | 305,952 | |
Morgan Stanley Government Portfolio – Institutional Share Class (seven-day effective yield 0.00%) | 305,952 | 305,952 | |
Total Short-Term Investments (cost $1,223,808) | 1,223,808 | ||
Total Value of Securities—136.36% (cost $85,274,242) | 94,909,243 | ||
Liabilities Net of Receivables and Other Assets—(36.36)% | (25,307,242) | ||
Net Assets Applicable to 7,688,158 Shares Outstanding—100.00% | $69,602,001 |
= | The value of this security was determined using significant unobservable inputs and is reported as a Level 3 security. |
† | Non-income producing security. |
° | Principal amount shown is stated in USD unless noted that the security is denominated in another currency. |
# | Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. At August 31, 2020, the aggregate value of Rule 144A securities was $17,129,777, which represents 24.61% of the Fund's net assets. |
μ | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at August 31, 2020. Rate will reset at a future date. |
ψ | No contractual maturity date. |
• | Variable rate investment. Rates reset periodically. Rate shown reflects the rate in effect at August 31, 2020. For securities based on a published reference rate and spread, the reference rate and spread are indicated in their description above. The reference rate descriptions (i.e. LIBOR03M, LIBOR06M, etc.) used in this report are identical for different securities, but the underlying reference rates may differ due to the timing of the reset period. Certain variable rate securities are not based on a published reference rate and spread but are determined by the issuer or agent and are based on current market conditions, or for mortgage-backed securities, are impacted by the individual mortgages which are paying off over time. These securities do not indicate a reference rate and spread in their description above. |
Summary of abbreviations: |
ETF – Exchange-Traded Fund |
GS – Goldman Sachs |
ICE – Intercontinental Exchange, Inc. |
LIBOR – London interbank offered rate |
LIBOR03M – ICE LIBOR USD 3 Month |
LIBOR06M – ICE LIBOR USD 6 Month |
REIT – Real Estate Investment Trust |
USD – US Dollar |
8 NQ-DDF [8/20] 10/20
(1353999)