Schedule of investments
Delaware Investments Dividend and Income Fund, Inc.
February 28, 2021 (Unaudited)
Principal amount° | Value (US $) | ||
Convertible Bonds — 6.58% | |||
Capital Goods — 0.07% | |||
Aerojet Rocketdyne Holdings 2.25% exercise price $26.00, maturity date 12/15/23 | 28,000 | $55,155 | |
55,155 | |||
Communications — 0.96% | |||
DISH Network 3.375% exercise price $65.18, maturity date 8/15/26 | 138,000 | 130,110 | |
InterDigital 2.00% exercise price $81.29, maturity date 6/1/24 | 178,000 | 190,567 | |
Liberty Broadband 144A 1.25% exercise price $900.01, maturity date 9/30/50 # | 171,000 | 171,196 | |
Liberty Latin America 2.00% exercise price $20.65, maturity date 7/15/24 | 60,000 | 59,062 | |
Liberty Media 2.25% exercise price $33.19, maturity date 9/30/46 | 383,000 | 179,786 | |
730,721 | |||
Consumer Non-Cyclical — 1.47% | |||
BioMarin Pharmaceutical 0.599% exercise price $124.67, maturity date 8/1/24 | 131,000 | 137,034 | |
Chefs' Warehouse 1.875% exercise price $44.20, maturity date 12/1/24 | 176,000 | 186,567 | |
Coherus Biosciences 144A 1.50% exercise price $19.26, maturity date 4/15/26 # | 10,000 | 11,455 | |
Collegium Pharmaceutical 2.625% exercise price $29.19, maturity date 2/15/26 | 150,000 | 165,105 | |
Insulet 0.375% exercise price $226.73, maturity date 9/1/26 | 46,000 | 62,120 |
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Consumer Non-Cyclical (continued) | |||
Integra LifeSciences Holdings 0.50% exercise price $73.67, maturity date 8/15/25 | 177,000 | $201,231 | |
Jazz Investments I 144A 2.00% exercise price $155.81, maturity date 6/15/26 # | 63,000 | 84,190 | |
Neurocrine Biosciences 2.25% exercise price $75.92, maturity date 5/15/24 | 46,000 | 68,934 | |
Paratek Pharmaceuticals 4.75% exercise price $15.90, maturity date 5/1/24 | 214,000 | 197,545 | |
1,114,181 | |||
Electric — 0.28% | |||
NextEra Energy Partners 144A 0.357% exercise price $76.16, maturity date 11/15/25 #, ^ | 49,000 | 53,377 | |
NRG Energy 2.75% exercise price $46.25, maturity date 6/1/48 | 138,000 | 160,267 | |
213,644 | |||
Energy — 0.90% | |||
Cheniere Energy 4.25% exercise price $138.38, maturity date 3/15/45 | 319,000 | 263,880 | |
Helix Energy Solutions Group 6.75% exercise price $6.97, maturity date 2/15/26 | 155,000 | 182,706 | |
PDC Energy 1.125% exercise price $85.39, maturity date 9/15/21 | 238,000 | 236,538 | |
683,124 | |||
Financials — 0.20% | |||
FTI Consulting 2.00% exercise price $101.38, maturity date 8/15/23 | 107,000 | 138,292 |
NQ-DDF [2/21] 4/21 (1595568) 1
Schedule of investments
Delaware Investments Dividend and Income Fund, Inc. (Unaudited)
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Financials (continued) | |||
Repay Holdings 144A 0.484% exercise price $33.60, maturity date 2/1/26 #, ^ | 10,000 | $9,911 | |
148,203 | |||
Industrials — 0.28% | |||
Chart Industries 144A 1.00% exercise price $58.73, maturity date 11/15/24 # | 83,000 | 208,567 | |
208,567 | |||
REITs — 0.40% | |||
Blackstone Mortgage Trust 4.75% exercise price $36.23, maturity date 3/15/23 | 184,000 | 188,449 | |
Summit Hotel Properties 1.50% exercise price $11.99, maturity date 2/15/26 | 103,000 | 116,324 | |
304,773 | |||
Technology — 1.78% | |||
Boingo Wireless 1.00% exercise price $42.32, maturity date 10/1/23 | 215,000 | 199,186 | |
CSG Systems International 4.25% exercise price $56.67, maturity date 3/15/36 | 155,000 | 165,226 | |
Knowles 3.25% exercise price $18.43, maturity date 11/1/21 | 69,000 | 82,962 | |
Microchip Technology 1.625% exercise price $94.40, maturity date 2/15/27 | 75,000 | 167,438 | |
ON Semiconductor 1.625% exercise price $20.72, maturity date 10/15/23 | 83,000 | 168,959 | |
Palo Alto Networks 0.75% exercise price $266.35, maturity date 7/1/23 | 98,000 | 141,818 | |
Quotient Technology 1.75% exercise price $17.36, maturity date 12/1/22 | 158,000 | 171,089 |
Principal amount° | Value (US $) | ||
Convertible Bonds (continued) | |||
Technology (continued) | |||
Synaptics 0.50% exercise price $73.02, maturity date 6/15/22 | 63,000 | $115,949 | |
Travere Therapeutics 2.50% exercise price $38.80, maturity date 9/15/25 | 109,000 | 122,476 | |
Verint Systems 1.50% exercise price $40.55, maturity date 6/1/21 | 16,000 | 19,595 | |
1,354,698 | |||
Transportation — 0.24% | |||
Seaspan 144A 3.75% exercise price $13.01, maturity date 12/15/25 # | 152,000 | 181,618 | |
181,618 | |||
Total Convertible Bonds (cost $4,496,718) | 4,994,684 | ||
Corporate Bonds — 40.45% | |||
Automotive — 1.81% | |||
Allison Transmission 144A 5.875% 6/1/29 # | 330,000 | 356,851 | |
Ford Motor 9.00% 4/22/25 | 140,000 | 169,548 | |
Ford Motor Credit | |||
3.375% 11/13/25 | 310,000 | 315,459 | |
4.542% 8/1/26 | 305,000 | 325,969 | |
Jaguar Land Rover Automotive 144A 5.875% 1/15/28 # | 200,000 | 204,400 | |
1,372,227 | |||
Banking — 1.30% | |||
Morgan Stanley 5.875% 9/15/26 μ, ψ | 425,000 | 478,847 | |
Natwest Group 8.625% 8/15/21 μ, ψ | 200,000 | 206,944 | |
Popular 6.125% 9/14/23 | 280,000 | 303,421 | |
989,212 | |||
Basic Industry — 3.85% | |||
Avient 144A 5.75% 5/15/25 # | 88,000 | 93,408 | |
Chemours 144A 5.75% 11/15/28 # | 155,000 | 159,166 | |
First Quantum Minerals | |||
144A 7.25% 4/1/23 # | 200,000 | 204,305 | |
144A 7.50% 4/1/25 # | 200,000 | 206,750 |
2 NQ-DDF [2/21] 4/21 (1595568)
(Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Basic Industry (continued) | |||
Freeport-McMoRan | |||
4.55% 11/14/24 | 170,000 | $187,531 | |
5.45% 3/15/43 | 185,000 | 230,207 | |
Hudbay Minerals | |||
144A 4.50% 4/1/26 # | 50,000 | 50,719 | |
144A 7.625% 1/15/25 # | 115,000 | 119,944 | |
Koppers 144A 6.00% 2/15/25 # | 215,000 | 222,122 | |
New Gold 144A 7.50% 7/15/27 # | 150,000 | 158,537 | |
NOVA Chemicals 144A 5.00% 5/1/25 # | 130,000 | 134,794 | |
Olin | |||
5.00% 2/1/30 | 175,000 | 183,665 | |
5.125% 9/15/27 | 195,000 | 202,444 | |
PowerTeam Services 144A 9.033% 12/4/25 # | 290,000 | 321,900 | |
Standard Industries 144A 4.75% 1/15/28 # | 145,000 | 150,619 | |
Steel Dynamics 5.00% 12/15/26 | 280,000 | 295,636 | |
2,921,747 | |||
Capital Goods — 2.30% | |||
Ardagh Packaging Finance 144A 5.25% 8/15/27 # | 300,000 | 311,085 | |
Bombardier | |||
144A 6.00% 10/15/22 # | 325,000 | 319,233 | |
144A 7.875% 4/15/27 # | 175,000 | 157,365 | |
Crown Americas 4.75% 2/1/26 | 285,000 | 296,223 | |
Reynolds Group Issuer 144A 4.00% 10/15/27 # | 150,000 | 149,718 | |
TransDigm | |||
144A 4.625% 1/15/29 # | 70,000 | 68,950 | |
144A 6.25% 3/15/26 # | 125,000 | 131,893 | |
Vertical US Newco 144A 5.25% 7/15/27 # | 300,000 | 313,313 | |
1,747,780 | |||
Communications — 3.27% | |||
Altice France 144A 7.375% 5/1/26 # | 420,000 | 438,459 | |
Altice France Holding 144A 6.00% 2/15/28 # | 305,000 | 299,085 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Communications (continued) | |||
Frontier Communications 144A 5.875% 10/15/27 # | 145,000 | $155,422 | |
Level 3 Financing 144A 4.25% 7/1/28 # | 280,000 | 284,231 | |
Sprint | |||
7.125% 6/15/24 | 190,000 | 219,015 | |
7.875% 9/15/23 | 103,000 | 119,047 | |
T-Mobile USA 6.50% 1/15/26 | 305,000 | 314,912 | |
Zayo Group Holdings | |||
144A 4.00% 3/1/27 # | 350,000 | 349,015 | |
144A 6.125% 3/1/28 # | 295,000 | 304,682 | |
2,483,868 | |||
Consumer Cyclical — 3.49% | |||
Boyd Gaming 4.75% 12/1/27 | 310,000 | 315,721 | |
Caesars Entertainment 144A 6.25% 7/1/25 # | 295,000 | 312,700 | |
Carnival | |||
144A 5.75% 3/1/27 # | 80,000 | 81,312 | |
144A 7.625% 3/1/26 # | 220,000 | 231,550 | |
H&E Equipment Services 144A 3.875% 12/15/28 # | 90,000 | 86,737 | |
Hilton Domestic Operating 144A 4.00% 5/1/31 # | 475,000 | 482,422 | |
L Brands | |||
6.875% 11/1/35 | 160,000 | 194,349 | |
6.95% 3/1/33 | 104,000 | 115,440 | |
Levi Strauss & Co. 144A 3.50% 3/1/31 # | 143,000 | 144,787 | |
MGM Resorts International 4.75% 10/15/28 | 60,000 | 62,561 | |
Scientific Games International 144A 8.25% 3/15/26 # | 137,000 | 145,458 | |
Six Flags Entertainment 144A 4.875% 7/31/24 # | 90,000 | 90,220 | |
Wyndham Hotels & Resorts 144A 4.375% 8/15/28 # | 379,000 | 387,291 | |
2,650,548 | |||
Consumer Non-Cyclical — 2.20% | |||
JBS USA LUX | |||
144A 6.50% 4/15/29 # | 160,000 | 180,299 | |
144A 6.75% 2/15/28 # | 20,000 | 21,975 | |
Kraft Heinz Foods 5.20% 7/15/45 | 280,000 | 336,977 |
NQ-DDF [2/21] 4/21 (1595568) 3
Schedule of investments
Delaware Investments Dividend and Income Fund, Inc. (Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Consumer Non-Cyclical (continued) | |||
Pilgrim's Pride | |||
144A 5.75% 3/15/25 # | 315,000 | $321,631 | |
144A 5.875% 9/30/27 # | 65,000 | 69,816 | |
Post Holdings | |||
144A 5.00% 8/15/26 # | 100,000 | 104,412 | |
144A 5.625% 1/15/28 # | 180,000 | 189,288 | |
144A 5.75% 3/1/27 # | 170,000 | 178,334 | |
Primo Water Holdings 144A 5.50% 4/1/25 # | 260,000 | 267,829 | |
1,670,561 | |||
Energy — 5.38% | |||
Apache | |||
4.75% 4/15/43 | 96,000 | 93,985 | |
4.875% 11/15/27 | 75,000 | 78,727 | |
Ascent Resources Utica Holdings 144A 7.00% 11/1/26 # | 92,000 | 92,690 | |
Cheniere Corpus Christi Holdings | |||
5.125% 6/30/27 | 40,000 | 46,744 | |
5.875% 3/31/25 | 80,000 | 92,252 | |
CNX Resources | |||
144A 6.00% 1/15/29 # | 155,000 | 162,459 | |
144A 7.25% 3/14/27 # | 70,000 | 74,988 | |
Crestwood Midstream Partners 144A 6.00% 2/1/29 # | 155,000 | 153,645 | |
DCP Midstream Operating 5.125% 5/15/29 | 220,000 | 233,510 | |
Energy Transfer Operating 5.50% 6/1/27 | 115,000 | 134,769 | |
EQM Midstream Partners | |||
144A 4.75% 1/15/31 # | 90,000 | 86,850 | |
144A 6.50% 7/1/27 # | 155,000 | 166,489 | |
Genesis Energy | |||
6.50% 10/1/25 | 40,000 | 38,887 | |
7.75% 2/1/28 | 210,000 | 207,682 | |
8.00% 1/15/27 | 160,000 | 162,700 | |
Murphy Oil | |||
5.875% 12/1/27 | 242,000 | 238,597 | |
6.875% 8/15/24 | 40,000 | 40,650 | |
Murphy Oil USA 144A 3.75% 2/15/31 # | 145,000 | 145,091 | |
NuStar Logistics 5.625% 4/28/27 | 160,000 | 167,500 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Energy (continued) | |||
Occidental Petroleum | |||
3.00% 2/15/27 | 85,000 | $79,959 | |
3.40% 4/15/26 | 80,000 | 77,775 | |
3.50% 8/15/29 | 85,000 | 81,389 | |
6.125% 1/1/31 | 140,000 | 156,671 | |
6.45% 9/15/36 | 70,000 | 79,905 | |
6.625% 9/1/30 | 135,000 | 153,765 | |
PDC Energy 5.75% 5/15/26 | 175,000 | 179,611 | |
Southwestern Energy 7.75% 10/1/27 | 145,000 | 155,422 | |
Targa Resources Partners 5.375% 2/1/27 | 300,000 | 311,944 | |
TechnipFMC 144A 6.50% 2/1/26 # | 295,000 | 309,128 | |
Western Midstream Operating 4.75% 8/15/28 | 75,000 | 78,754 | |
4,082,538 | |||
Financials — 1.32% | |||
AerCap Global Aviation Trust 144A 6.50% 6/15/45 #, μ | 200,000 | 209,028 | |
Ally Financial 5.75% 11/20/25 | 435,000 | 498,924 | |
DAE Funding 144A 5.75% 11/15/23 # | 93,000 | 95,674 | |
INEOS Quattro Finance 2 144A 3.375% 1/15/26 # | 200,000 | 199,750 | |
1,003,376 | |||
Healthcare — 3.95% | |||
Bausch Health 144A 5.50% 11/1/25 # | 300,000 | 309,060 | |
Centene | |||
3.375% 2/15/30 | 245,000 | 252,170 | |
4.625% 12/15/29 | 165,000 | 178,249 | |
144A 5.375% 8/15/26 # | 275,000 | 290,125 | |
Community Health Systems | |||
144A 4.75% 2/15/31 # | 35,000 | 34,366 | |
144A 6.625% 2/15/25 # | 140,000 | 147,490 | |
DaVita 144A 4.625% 6/1/30 # | 135,000 | 137,447 | |
Encompass Health 5.75% 9/15/25 | 120,000 | 124,500 |
4 NQ-DDF [2/21] 4/21 (1595568)
(Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Healthcare (continued) | |||
HCA | |||
5.375% 2/1/25 | 405,000 | $454,708 | |
5.875% 2/15/26 | 165,000 | 190,938 | |
7.58% 9/15/25 | 80,000 | 96,416 | |
Hill-Rom Holdings 144A 5.00% 2/15/25 # | 180,000 | 185,242 | |
Ortho-Clinical Diagnostics 144A 7.25% 2/1/28 # | 72,000 | 78,795 | |
Service Corp. International 4.625% 12/15/27 | 159,000 | 168,123 | |
Tenet Healthcare | |||
5.125% 5/1/25 | 175,000 | 176,094 | |
144A 6.125% 10/1/28 # | 170,000 | 179,171 | |
3,002,894 | |||
Insurance — 0.83% | |||
HUB International 144A 7.00% 5/1/26 # | 315,000 | 328,559 | |
USI 144A 6.875% 5/1/25 # | 295,000 | 301,450 | |
630,009 | |||
Media — 3.51% | |||
AMC Networks 4.25% 2/15/29 | 370,000 | 362,622 | |
CCO Holdings | |||
144A 4.50% 8/15/30 # | 175,000 | 181,432 | |
144A 4.50% 5/1/32 # | 40,000 | 41,138 | |
144A 5.125% 5/1/27 # | 120,000 | 125,872 | |
144A 5.375% 6/1/29 # | 130,000 | 140,252 | |
144A 5.875% 5/1/27 # | 190,000 | 196,840 | |
CSC Holdings 144A 3.375% 2/15/31 # | 250,000 | 240,313 | |
Gray Television | |||
144A 4.75% 10/15/30 # | 290,000 | 290,544 | |
144A 7.00% 5/15/27 # | 55,000 | 60,156 | |
Netflix 5.875% 11/15/28 | 315,000 | 378,300 | |
Sinclair Television Group 144A 5.125% 2/15/27 # | 195,000 | 193,942 | |
Sirius XM Radio 144A 5.00% 8/1/27 # | 290,000 | 302,393 | |
Terrier Media Buyer 144A 8.875% 12/15/27 # | 145,000 | 155,603 | |
2,669,407 | |||
Real Estate Investment Trusts — 0.43% | |||
Global Net Lease 144A 3.75% 12/15/27 # | 60,000 | 60,024 | |
GLP Capital 5.375% 4/15/26 | 110,000 | 126,515 |
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Real Estate Investment Trusts (continued) | |||
MGM Growth Properties Operating Partnership | |||
144A 3.875% 2/15/29 # | 45,000 | $45,647 | |
5.75% 2/1/27 | 85,000 | 96,183 | |
328,369 | |||
Services — 2.79% | |||
Aramark Services 144A 5.00% 2/1/28 # | 345,000 | 354,056 | |
Ashtead Capital 144A 5.25% 8/1/26 # | 530,000 | 559,150 | |
Covanta Holding 5.875% 7/1/25 | 210,000 | 217,635 | |
GFL Environmental 144A 3.75% 8/1/25 # | 59,000 | 60,364 | |
Iron Mountain 144A 4.50% 2/15/31 # | 305,000 | 303,155 | |
Legends Hospitality Holding 144A 5.00% 2/1/26 # | 90,000 | 91,687 | |
Prime Security Services Borrower 144A 5.75% 4/15/26 # | 220,000 | 237,325 | |
United Rentals North America 3.875% 2/15/31 | 149,000 | 152,650 | |
Univar Solutions USA 144A 5.125% 12/1/27 # | 140,000 | 146,537 | |
2,122,559 | |||
Technology & Electronics — 1.32% | |||
CommScope Technologies 144A 5.00% 3/15/27 # | 100,000 | 98,145 | |
Go Daddy Operating 144A 3.50% 3/1/29 # | 160,000 | 159,400 | |
RP Crown Parent 144A 7.375% 10/15/24 # | 20,000 | 20,373 | |
Sensata Technologies UK Financing 144A 6.25% 2/15/26 # | 200,000 | 206,855 | |
SS&C Technologies 144A 5.50% 9/30/27 # | 490,000 | 518,234 | |
1,003,007 | |||
Transportation — 1.11% | |||
Delta Air Lines 7.375% 1/15/26 | 372,000 | 436,140 | |
Hawaiian Brand Intellectual Property 144A 5.75% 1/20/26 # | 155,000 | 162,779 | |
Mileage Plus Holdings 144A 6.50% 6/20/27 # | 150,000 | 164,062 |
NQ-DDF [2/21] 4/21 (1595568) 5
Schedule of investments
Delaware Investments Dividend and Income Fund, Inc. (Unaudited)
Principal amount° | Value (US $) | ||
Corporate Bonds (continued) | |||
Transportation (continued) | |||
VistaJet Malta Finance 144A 10.50% 6/1/24 # | 75,000 | $80,063 | |
843,044 | |||
Utilities — 1.59% | |||
Calpine | |||
144A 5.00% 2/1/31 # | 285,000 | 282,498 | |
144A 5.25% 6/1/26 # | 98,000 | 100,964 | |
Enel 144A 8.75% 9/24/73 #, μ | 200,000 | 233,000 | |
PG&E 5.25% 7/1/30 | 165,000 | 176,707 | |
Vistra Operations | |||
144A 5.00% 7/31/27 # | 105,000 | 109,961 | |
144A 5.50% 9/1/26 # | 205,000 | 212,944 | |
144A 5.625% 2/15/27 # | 85,000 | 88,949 | |
1,205,023 | |||
Total Corporate Bonds (cost $29,768,618) | 30,726,169 |
Number of shares | |||
Common Stock — 87.67% | |||
Communication Services — 8.88% | |||
AT&T | 33,951 | 946,893 | |
Century Communications =, † | 500,000 | 0 | |
Comcast Class A | 38,848 | 2,048,067 | |
Verizon Communications | 33,300 | 1,841,490 | |
Walt Disney † | 10,079 | 1,905,334 | |
6,741,784 | |||
Consumer Discretionary — 4.41% | |||
Dollar Tree † | 16,400 | 1,610,480 | |
Lowe's | 10,900 | 1,741,275 | |
3,351,755 | |||
Consumer Staples — 7.41% | |||
Archer-Daniels-Midland | 34,000 | 1,923,720 | |
Conagra Brands | 56,763 | 1,925,969 | |
Mondelez International Class A | 33,400 | 1,775,544 | |
5,625,233 | |||
Energy — 2.83% | |||
ConocoPhillips | 41,379 | 2,152,122 | |
2,152,122 | |||
Financials — 13.13% | |||
Allstate | 16,200 | 1,726,920 | |
American International Group | 47,800 | 2,100,810 |
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
Financials (continued) | |||
Discover Financial Services | 21,900 | $2,060,133 | |
MetLife | 35,564 | 2,048,487 | |
Truist Financial | 35,700 | 2,033,472 | |
9,969,822 | |||
Healthcare — 13.79% | |||
Cardinal Health | 33,100 | 1,705,312 | |
Cigna | 8,408 | 1,764,839 | |
CVS Health | 26,500 | 1,805,445 | |
Johnson & Johnson | 11,100 | 1,758,906 | |
Merck & Co. | 25,300 | 1,837,286 | |
Viatris † | 107,822 | 1,601,157 | |
10,472,945 | |||
Industrials — 9.94% | |||
Caterpillar | 10,103 | 2,181,036 | |
Honeywell International | 9,124 | 1,846,241 | |
Northrop Grumman | 5,800 | 1,691,628 | |
Raytheon Technologies | 25,414 | 1,829,554 | |
7,548,459 | |||
Information Technology — 13.50% | |||
Broadcom | 4,200 | 1,973,454 | |
Cisco Systems | 41,000 | 1,839,670 | |
Cognizant Technology Solutions Class A | 24,782 | 1,820,981 | |
Fidelity National Information Services | 7,573 | 1,045,074 | |
Motorola Solutions | 10,100 | 1,772,348 | |
Oracle | 28,000 | 1,806,280 | |
10,257,807 | |||
Materials — 2.39% | |||
DuPont de Nemours | 25,832 | 1,816,506 | |
1,816,506 | |||
REIT Diversified — 0.32% | |||
Colony Capital | 7,405 | 43,837 | |
Duke Realty | 2,600 | 102,050 | |
Lamar Advertising Class A | 240 | 20,782 | |
Lexington Realty Trust | 6,020 | 64,534 | |
Outfront Media | 570 | 11,560 | |
242,763 | |||
REIT Healthcare — 1.00% | |||
Alexandria Real Estate Equities | 830 | 132,543 | |
CareTrust REIT | 1,490 | 33,048 | |
Healthcare Trust of America Class A | 2,860 | 77,678 | |
Healthpeak Properties | 3,305 | 96,142 | |
Medical Properties Trust | 4,990 | 107,734 | |
National Health Investors | 470 | 32,087 |
6 NQ-DDF [2/21] 4/21 (1595568)
(Unaudited)
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
REIT Healthcare (continued) | |||
Omega Healthcare Investors | 540 | $20,056 | |
Sabra Health Care REIT | 260 | 4,477 | |
Ventas | 2,070 | 109,503 | |
Welltower | 2,150 | 145,985 | |
759,253 | |||
REIT Hotel — 0.39% | |||
Apple Hospitality REIT | 990 | 14,108 | |
Gaming and Leisure Properties | 1,110 | 49,284 | |
Host Hotels & Resorts | 3,760 | 62,378 | |
Park Hotels & Resorts | 630 | 13,703 | |
Pebblebrook Hotel Trust | 690 | 15,635 | |
RLJ Lodging Trust | 450 | 7,065 | |
Ryman Hospitality Properties | 270 | 20,868 | |
Sunstone Hotel Investors | 535 | 7,067 | |
VICI Properties | 3,795 | 108,158 | |
298,266 | |||
REIT Industrial — 0.73% | |||
Americold Realty Trust | 1,430 | 50,107 | |
CyrusOne | 630 | 41,347 | |
Prologis | 4,320 | 427,982 | |
Terreno Realty | 590 | 33,064 | |
552,500 | |||
REIT Information Technology — 0.74% | |||
Digital Realty Trust | 1,445 | 194,685 | |
Equinix | 505 | 327,411 | |
QTS Realty Trust Class A | 690 | 42,863 | |
564,959 | |||
REIT Mall — 0.22% | |||
Simon Property Group | 1,450 | 163,734 | |
163,734 | |||
REIT Manufactured Housing — 0.24% | |||
Equity LifeStyle Properties | 1,280 | 78,912 | |
Sun Communities | 690 | 104,846 | |
183,758 | |||
REIT Multifamily — 3.44% | |||
American Campus Communities | 240 | 9,830 | |
American Homes 4 Rent Class A | 1,400 | 43,596 | |
Apartment Income REIT | 178 | 7,277 | |
AvalonBay Communities | 625 | 109,844 | |
Camden Property Trust | 520 | 54,158 | |
Equity Residential | 31,207 | 2,041,250 | |
Essex Property Trust | 540 | 137,587 |
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
REIT Multifamily (continued) | |||
Invitation Homes | 3,860 | $112,480 | |
Mid-America Apartment Communities | 200 | 26,946 | |
UDR | 1,620 | 66,695 | |
2,609,663 | |||
REIT Office — 0.51% | |||
Boston Properties | 1,360 | 134,817 | |
Cousins Properties | 1,700 | 57,018 | |
Douglas Emmett | 1,910 | 62,552 | |
Highwoods Properties | 1,685 | 67,333 | |
Kilroy Realty | 160 | 10,154 | |
SL Green Realty | 200 | 13,814 | |
VEREIT | 510 | 19,890 | |
Vornado Realty Trust | 480 | 20,611 | |
386,189 | |||
REIT Self-Storage — 0.58% | |||
CubeSmart | 730 | 26,981 | |
Extra Space Storage | 885 | 111,244 | |
Iron Mountain | 700 | 24,353 | |
Life Storage | 695 | 58,310 | |
National Storage Affiliates Trust | 730 | 28,142 | |
Public Storage | 835 | 195,340 | |
444,370 | |||
REIT Shopping Center — 0.47% | |||
Agree Realty | 500 | 32,280 | |
Brixmor Property Group | 4,410 | 86,789 | |
Federal Realty Investment Trust | 540 | 54,632 | |
Kimco Realty | 2,210 | 40,509 | |
Regency Centers | 980 | 53,684 | |
Retail Opportunity Investments | 2,130 | 33,675 | |
Urban Edge Properties | 2,690 | 44,385 | |
Weingarten Realty Investors | 530 | 13,457 | |
359,411 | |||
REIT Single Tenant — 0.45% | |||
Four Corners Property Trust | 1,210 | 32,779 | |
National Retail Properties | 1,270 | 55,677 | |
Realty Income | 2,320 | 139,803 | |
Spirit Realty Capital | 990 | 42,590 | |
STORE Capital | 2,010 | 67,214 | |
338,063 |
NQ-DDF [2/21] 4/21 (1595568) 7
Schedule of investments
Delaware Investments Dividend and Income Fund, Inc. (Unaudited)
Number of shares | Value (US $) | ||
Common Stock (continued) | |||
REIT Specialty — 0.05% | |||
WP Carey | 610 | $41,809 | |
41,809 | |||
Utilities — 2.25% | |||
Edison International | 31,600 | 1,706,084 | |
1,706,084 | |||
Total Common Stock (cost $53,683,146) | 66,587,255 | ||
Convertible Preferred Stock — 1.83% | |||
2020 Mandatory Exchangeable Trust 144A 6.50% exercise price $47.09, maturity date 5/16/23 # | 85 | 191,992 | |
AMG Capital Trust II 5.15% exercise price $195.47, maturity date 10/15/37 | 1,728 | 90,893 | |
Assurant 6.50% exercise price $106.55, maturity date 3/15/21 | 922 | 106,943 | |
Bank of America 7.25% exercise price $50.00 ** | 65 | 90,396 | |
El Paso Energy Capital Trust I 4.75% exercise price $34.49, maturity date 3/31/28 | 4,848 | 242,352 | |
Elanco Animal Health 5.00% exercise price $38.40, maturity date 2/1/23 | 2,890 | 145,569 | |
Essential Utilities 6.00% exercise price $42.29, maturity date 4/30/22 | 3,600 | 196,344 | |
Lyondellbasell Advanced Polymers 6.00% exercise price $52.33 ** | 235 | 249,217 | |
QTS Realty Trust 6.50% exercise price $46.72 ** | 520 | 73,247 | |
Total Convertible Preferred Stock (cost $1,136,912) | 1,386,953 | ||
Preferred Stock — 0.32% | |||
Bank of America 6.50% 10/23/24 μ, ψ | 220,000 | 245,366 | |
Total Preferred Stock (cost $226,900) | 245,366 | ||
Exchange-Traded Funds — 0.03% | |||
iShares Core US REIT ETF | 160 | 8,070 |
Number of shares | Value (US $) | ||
Exchange-Traded Funds (continued) | |||
Vanguard Real Estate ETF | 210 | $18,453 | |
Total Exchange-Traded Funds (cost $25,194) | 26,523 | ||
Short-Term Investments — 1.26% | |||
Money Market Mutual Funds — 1.26% | |||
BlackRock FedFund – Institutional Shares (seven-day effective yield 0.01%) | 240,259 | 240,259 | |
Fidelity Investments Money Market Government Portfolio – Class I (seven-day effective yield 0.01%) | 240,259 | 240,259 | |
GS Financial Square Government Fund – Institutional Shares (seven-day effective yield 0.03%) | 240,259 | 240,259 | |
Morgan Stanley Government Portfolio – Institutional Share Class (seven-day effective yield 0.00%) | 240,259 | 240,259 | |
Total Short-Term Investments (cost $961,036) | 961,036 | ||
Total Value of Securities—138.14% (cost $90,298,524) | 104,927,986 | ||
Borrowing Under Line of Credit - (38.84%) | (29,500,000) | ||
Receivables and Other Assets Net of Liabilities — 0.70% | 527,533 | ||
Net Assets Applicable to 7,611,158 Shares Outstanding—100.00% | $75,955,519 |
° | Principal amount shown is stated in USD unless noted that the security is denominated in another currency. |
# | Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. At February 28, 2021, the aggregate value of Rule 144A securities was $19,786,487, which represents 26.05% of the Fund's net assets. |
^ | Zero-coupon security. The rate shown is the effective yield at the time of purchase. |
μ | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at February 28, 2021. Rate will reset at a future date. |
ψ | Perpetual security. Maturity date represents next call date. |
8 NQ-DDF [2/21] 4/21 (1595568)
(Unaudited)
= | The value of this security was determined using significant unobservable inputs and is reported as a Level 3 security. |
† | Non-income producing security. |
** | Perpetual security with no stated maturity date. |
Summary of abbreviations: |
ETF – Exchange-Traded Fund |
Summary of abbreviations: (continued) |
GS – Goldman Sachs |
REIT – Real Estate Investment Trust |
USD – US Dollar |
NQ-DDF [2/21] 4/21 (1595568)�� 9