UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07538
LORD ABBETT SECURITIES TRUST
(Exact name of registrant as specified in charter)
90 Hudson Street, Jersey City, NJ 07302
(Address of principal executive offices) (Zip code)
Christina T. Simmons, Vice President & Assistant Secretary
90 Hudson Street, Jersey City, NJ 07302
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 201-6984
Date of fiscal year end: 10/31
Date of reporting period: July 1, 2003 through June 30, 2004
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-07538 |
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Reporting Period: 07/01/2003 - 06/30/2004 |
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Lord Abbett Securities Trust |
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LORD ABBETT ALL VALUE FUND
3M CO
Ticker: | MMM | Security ID: | 88579Y101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
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1.2 |
| Elect Director Michael L. Eskew |
| For |
| For |
| Management |
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1.3 |
| Elect Director W. James McNerney, Jr. |
| For |
| For |
| Management |
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1.4 |
| Elect Director Kevin W. Sharer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
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4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
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ABBOTT LABORATORIES
Ticker: | ABT | Security ID: | 002824100 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Roxanne S. Austin |
| For |
| For |
| Management |
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1.2 |
| Elect Director H.Laurance Fuller |
| For |
| For |
| Management |
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1.3 |
| Elect Director Richard A. Gonzalez |
| For |
| For |
| Management |
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1.4 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
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1.5 |
| Elect Director Jeffrey M. Leiden |
| For |
| For |
| Management |
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1.6 |
| Elect Director David A. Lord Owen |
| For |
| For |
| Management |
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1.7 |
| Elect Director Boone Powell Jr. |
| For |
| For |
| Management |
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1.8 |
| Elect Director Addison Barry Rand |
| For |
| For |
| Management |
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1.9 |
| Elect Director W.Ann Reynolds |
| For |
| For |
| Management |
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1.10 |
| Elect Director Roy S. Roberts |
| For |
| For |
| Management |
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1.11 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
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1.12 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
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1.13 |
| Elect Director Miles D. White |
| For |
| For |
| Management |
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2 |
| Ratify Auditors |
| For |
| For |
| Management |
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3 |
| Drug Pricing |
| Against |
| Against |
| Shareholder |
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4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
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5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
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6 |
| Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
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1
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
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1.2 |
| Elect Director Carlos Ghosn |
| For |
| For |
| Management |
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1.3 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
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1.4 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
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2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
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3 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
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4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
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AMEREN CORPORATION
Ticker: | AEE | Security ID: | 023608102 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Susan S. Elliott |
| For |
| For |
| Management |
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1.2 |
| Elect Director Clifford L. Greenwalt |
| For |
| For |
| Management |
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1.3 |
| Elect Director Thomas A. Hays |
| For |
| For |
| Management |
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1.4 |
| Elect Director Richard A. Liddy |
| For |
| For |
| Management |
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1.5 |
| Elect Director Gordon R. Lohman |
| For |
| For |
| Management |
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1.6 |
| Elect Director Richard A. Lumpkin |
| For |
| For |
| Management |
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1.7 |
| Elect Director John Peters MacCarthy |
| For |
| For |
| Management |
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1.8 |
| Elect Director Paul L. Miller, Jr. |
| For |
| For |
| Management |
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1.9 |
| Elect Director Charles W. Mueller |
| For |
| For |
| Management |
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1.10 |
| Elect Director Douglas R. Oberhelman |
| For |
| For |
| Management |
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1.11 |
| Elect Director Gary L. Rainwater |
| For |
| For |
| Management |
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1.12 |
| Elect Director Harvey Saligman |
| For |
| For |
| Management |
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2 |
| Ratify Auditors |
| For |
| For |
| Management |
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3 |
| Report on Risks of Nuclear Waste Storage |
| Against |
| Against |
| Shareholder |
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AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: | AXL | Security ID: | 024061103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director B. G. Mathis |
| For |
| For |
| Management |
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1.2 |
| Elect Director Thomas L. Martin |
| For |
| Withhold |
| Management |
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1.3 |
| Elect Director Dr. Henry T. Yang |
| For |
| For |
| Management |
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2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
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3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
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2
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
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1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
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1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
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1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
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1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
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1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
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1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
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1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
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1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
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1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
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1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
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1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
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1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
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1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
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1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
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2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
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3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
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4 |
| Ratify Auditors |
| For |
| For |
| Management |
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5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
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6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
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7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
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AMR CORP.
Ticker: | AMR | Security ID: | 001765106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Gerard J. Arpey |
| For |
| For |
| Management |
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1.2 |
| Elect Director John W. Bachmann |
| For |
| For |
| Management |
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1.3 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
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1.4 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
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1.5 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
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1.6 |
| Elect Director Earl G. Graves |
| For |
| For |
| Management |
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1.7 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
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1.8 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
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1.9 |
| Elect Director Philip J. Purcell |
| For |
| Withhold |
| Management |
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1.10 |
| Elect Director Joe M. Rodgers |
| For |
| For |
| Management |
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1.11 |
| Elect Director Judith Rodin, Ph.D. |
| For |
| For |
| Management |
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1.12 |
| Elect Director Roger T. Staubach |
| For |
| For |
| Management |
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2 |
| Ratify Auditors |
| For |
| For |
| Management |
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3 |
| Affirm Nonpartisan Political Policy |
| Against |
| Against |
| Shareholder |
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4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
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APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
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1.2 |
| Elect Director Millard S. Drexler |
| For |
| For |
| Management |
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1.3 |
| Elect Director Albert A. Gore, Jr. |
| For |
| For |
| Management |
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1.4 |
| Elect Director Steven P. Jobs |
| For |
| For |
| Management |
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1.5 |
| Elect Director Arthur D. Levinson |
| For |
| For |
| Management |
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1.6 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
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AQUA AMERICA, INC.
Ticker: | WTR | Security ID: | 03836W103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Richard L. Smoot |
| For |
| For |
| Management |
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1.2 |
| Elect Director William P. Hankowsky |
| For |
| For |
| Management |
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1.3 |
| Elect Director John E. Menario |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
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ARCHER-DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director G. Allen Andreas |
| For |
| For |
| Management |
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1.2 |
| Elect Director Mollie Hale Carter |
| For |
| For |
| Management |
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1.3 |
| Elect Director Roger S. Joslin |
| For |
| For |
| Management |
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1.4 |
| Elect Director D.J. Mimran |
| For |
| For |
| Management |
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1.5 |
| Elect Director Patrick J. Moore |
| For |
| For |
| Management |
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1.6 |
| Elect Director M. Brian Mulroney |
| For |
| For |
| Management |
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1.7 |
| Elect Director J. K. Vanier |
| For |
| For |
| Management |
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1.8 |
| Elect Director O. G. Webb |
| For |
| For |
| Management |
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1.9 |
| Elect Director Kelvin R. Westbrook |
| For |
| For |
| Management |
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ATMI, INC.
Ticker: | ATMI | Security ID: | 00207R101 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Robert S. Hillas |
| For |
| For |
| Management |
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1.2 |
| Elect Director Michael J. Yomazzo |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director Edward P. Djerejian |
| For |
| For |
| Management |
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1.2 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
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1.3 |
| Elect Director Charles L. Watson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
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4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
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BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
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1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
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1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
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1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
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1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
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1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
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1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
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1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
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1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
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1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
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1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
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1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
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1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
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1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
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1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
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1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
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1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
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1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
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1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
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1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
5
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
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1.2 |
| Elect Director Nicholas M. Donofrio |
| For |
| For |
| Management |
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1.3 |
| Elect Director Alan R. Griffith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald L. Hassell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard J. Kogan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael J. Kowalski |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Luke, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul Myners, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Robert C. Pozen |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Catherine A. Rein |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Thomas A. Renyi |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Richardson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Brian L. Roberts |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Samuel C. Scott III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Composition of Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
BANK ONE CORP.
Ticker: | ONE | Security ID: | 06423A103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director John H. Bryan |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Stephen B. Burke |
| For |
| For |
| Management |
|
2.3 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
2.4 |
| Elect Director James Dimon |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Maureen A. Fay |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Laban P. Jackson, Jr. |
| For |
| For |
| Management |
|
2.7 |
| Elect Director John W. Kessler |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Robert I. Lipp |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Richard A. Manoogian |
| For |
| For |
| Management |
|
2.10 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
2.11 |
| Elect Director John W. Rogers, Jr. |
| For |
| For |
| Management |
|
2.12 |
| Elect Director Frederick P. Stratton, Jr. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6
BARNES & NOBLE, INC.
Ticker: | BKS | Security ID: | 067774109 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leonard Riggio |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Del Giudice |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Sheluck, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Approve Increase in Size of Board |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BAUSCH & LOMB INC.
Ticker: | BOL | Security ID: | 071707103 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan M. Bennett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Domenico De Sole |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth L. Wolfe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald L. Zarrella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BAXTER INTERNATIONAL INC.
Ticker: | BAX | Security ID: | 071813109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Forsyth |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gail D. Fosler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carole J. Uhrich |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
BORG-WARNER, INC.
Ticker: | BWA | Security ID: | 099724106 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jere A. Drummond |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Timothy M. Manganello |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ernest J. Novak, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
7
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: | AUG 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
BRIGGS & STRATTON CORP.
Ticker: | BGG | Security ID: | 109043109 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | Annual |
Record Date: | AUG 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. O’Toole |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John S. Shiely |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles I. Story |
| For |
| For |
| Management |
|
C-COR INC
Ticker: | CCBL | Security ID: | 125010108 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | SEP 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Farrell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Rodney M. Royse |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lance T. Shaner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Anthony A. Ibarguen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CADENCE DESIGN SYSTEMS, INC.
Ticker: | CDN | Security ID: | 127387108 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan L. Bostrom |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sean M. Maloney |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Alberto Sangiovanni-Vincentelli |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George M. Scalise |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John B. Shoven |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Roger S. Siboni |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lip-Bu Tan |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
8
CBRL GROUP, INC.
Ticker: | CBRL | Security ID: | 12489V106 |
Meeting Date: | NOV 25, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Carreker |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert V. Dale |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Dan W. Evins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. Hilton |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Charles E. Jones, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. F. ‘Jack’ Lowery |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Gordon L. Miller |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Martha M. Mitchell |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Andrea M. Weiss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jimmie D. White |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Michael A. Woodhouse |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
CHESAPEAKE ENERGY CORP.
Ticker: | CHK | Security ID: | 165167107 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank A. Keating |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tom L. Ward |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frederick B. Whittemore |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Preferred Stock |
| For |
| For |
| Management |
|
CHEVRONTEXACO CORP.
Ticker: | CVX | Security ID: | 166764100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Samuel H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Denham |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Eaton |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sam Ginn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carla Anderson Hills |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklyn G. Jenifer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Bennett Johnston |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David J. O’Reilly |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Peter J. Robertson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles R. Shoemate |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Carl Ware |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt Shareholder Rights Plan (Poison Pill) Policy |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Health and Environmental Initiatives in Ecuador |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Renewable Energy |
| Against |
| Against |
| Shareholder |
|
9
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan D. Feld |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas O. Hicks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Perry J. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director L. Lowry Mays |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mark P. Mays |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Randall T. Mays |
| For |
| For |
| Management |
|
1.7 |
| Elect Director B.J. Mccombs |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Phyllis B. Riggins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Theordore H. Strauss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J.C. Watts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John H. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
10
CMS ENERGY CORP.
Ticker: | CMS | Security ID: | 125896100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Merribel S. Ayres |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Earl D. Holton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David W. Joos |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael T. Monahan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph F. Paquette, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William U. Parfet |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Percy A. Pierre |
| For |
| For |
| Management |
|
1.8 |
| Elect Director S. Kinnie Smith, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth L. Way |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth Whipple |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John B. Yasinsky |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Bundled Compensation Plans |
| For |
| For |
| Management |
|
5 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
COVANCE INC.
Ticker: | CVD | Security ID: | 222816100 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert M. Baylis |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Irwin Lerner |
| For |
| Withhold |
| Management |
|
2 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
COX COMMUNICATIONS, INC.
Ticker: | COX | Security ID: | 224044107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Dennis Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Janet M. Clarke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. O’Leary |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James O. Robbins |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Rodney W. Schrock |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Andrew J. Young |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
11
CSX CORP.
Ticker: | CSX | Security ID: | 126408103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E.E. Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R.L. Burrus, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E.J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.D. Kunisch |
| For |
| For |
| Management |
|
1.5 |
| Elect Director S.J. Morcott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director D.M. Ratcliffe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C.E. Rice |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W.C. Richardson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.S. Royal, M.D. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director D.J. Shepard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director M.J. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Awards to Executives |
| Against |
| For |
| Shareholder |
|
CULLEN/FROST BANKERS, INC.
Ticker: | CFR | Security ID: | 229899109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Royce S. Caldwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard W. Evans, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director T.C. Frost |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Preston M. Geren III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Karen E. Jennings |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kleberg, III |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Horace Wilkins, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CUMMINS , INC.
Ticker: | CMI | Security ID: | 231021106 |
Meeting Date: | APR 6, 2004 | Meeting Type: | Annual |
Record Date: | FEB 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Darnall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alexis M. Herman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William I. Miller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Theodore M. Solso |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Lawrence Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
12
CUMMINS , INC.
Ticker: | CMI | Security ID: | 231021106 |
Meeting Date: | SEP 16, 2003 | Meeting Type: | Annual |
Record Date: | AUG 6, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Darnall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Walter Y. Elisha |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alexis M. Herman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William I. Miller |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Theodore M. Solso |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Lawrence Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
CYTEC INDUSTRIES INC.
Ticker: | CYT | Security ID: | 232820100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Chris A. Davis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Powell |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DANA CORP.
Ticker: | DCN | Security ID: | 235811106 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin F. Bailar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A. Charles Baillie |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David E. Berges |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael J. Burns |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edmund M. Carpenter |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Samir G. Gibara |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Cheyl W. Grise |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Glen H. Hiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James P. Kelly |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Marilyn R. Marks |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard B. Priory |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
13
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
DELTA & PINE LAND COMPANY
Ticker: | DLP | Security ID: | 247357106 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | Annual |
Record Date: | NOV 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph M. Murphy |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Rudi E. Scheidt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditor |
| For |
| For |
| Management |
|
DIONEX CORP.
Ticker: | DNEX | Security ID: | 254546104 |
Meeting Date: | OCT 24, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David L. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A. Blaine Bowman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Lukas Braunschweiler |
| For |
| For |
| Management |
|
1.4 |
| Elect Director B. J. Moore |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Riccardo Pigliucci |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael W. Pope |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
14
DORAL FINANCIAL CORP.
Ticker: | DRL | Security ID: | 25811P100 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard F. Bonini |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edgar M. Cullman, Jr |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John L. Ernst |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter A. Hoffman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Efraim Kier |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Salomon Levis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Zoila Levis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Harold D. Vicente |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Hughes |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Preferred Stock |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
E.I. DU PONT DE NEMOURS & CO.
Ticker: | DD | Security ID: | 263534109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain J. P. Belda |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard H. Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Curtis J. Crawford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John T. Dillon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Louisa C. Duemling |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles O. Holliday, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Deborah C. Hopkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Masahisa Naitoh |
| For |
| For |
| Management |
|
1.10 |
| Elect Director William K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director H. Rodney Sharp, III |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Charles M. Vest |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Executive Ties to Government |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt and Report on a Code of Corporate Conduct |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EASTMAN CHEMICAL CO.
Ticker: | EMN | Security ID: | 277432100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Renee J. Hornbaker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas H. McLain |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter M. Wood |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
15
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ELECTRONICS FOR IMAGING, INC.
Ticker: | EFII | Security ID: | 286082102 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gill Cogan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Louis Gassee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Guy Gecht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James S. Greene |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dan Maydan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Fred Rosenzweig |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas I. Unterberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David Peterschmidt |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John R. Egan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael C. Ruettgers |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David N. Strohm |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
16
EOG RESOURCES, INC.
Ticker: | EOG | Security ID: | 26875P101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George A. Alcorn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles R. Crisp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark G. Papa |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Edmund P. Segner, III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald F. Textor |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frank G. Wisner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| For |
| Management |
|
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
17
FEDERATED DEPARTMENT STORES, INC.
Ticker: | FD | Security ID: | 31410H101 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Sara Levinson |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Joseph Neubauer |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph A. Pichler |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Karl M. von der Heyden |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
FLEETBOSTON FINANCIAL CORP.
Ticker: | FLT | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| For |
| Management |
|
FOOT LOCKER INC
Ticker: | FL | Security ID: | 344849104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Preston |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Matthew D. Serra |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Christopher A. Sinclair |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dona D. Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GENERAL MILLS, INC.
Ticker: | GIS | Security ID: | 370334104 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Demeritt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Livio D. DeSimone |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William T. Esrey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Judith Richards Hope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert L. Johnson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John M. Keenan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Heidi G. Miller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Hilda Ochoa-Brillembourg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.11 |
| Elect Director A. Michael Spence |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Dorothy A. Terrell |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Raymond G. Viault |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Paul S. Walsh |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
18
GENUINE PARTS CO.
Ticker: | GPC | Security ID: | 372460105 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jean Douville |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael M.E. Johns, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J. Hicks Lanier |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wendy B. Needham |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Company-Specific — Shareholder Miscellaneous |
| Against |
| Against |
| Shareholder |
|
GEORGIA-PACIFIC CORP.
Ticker: | GP | Security ID: | 373298108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Barbara L. Bowles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald V. Fites |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Karen N. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Johnson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James B. Williams |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GILLETTE CO., THE
Ticker: | G | Security ID: | 375766102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward F. DeGraan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wilbur H. Gantz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Kilts |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jorge Paulo Lemann |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
6 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
19
GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: | GSF | Security ID: | G3930E101 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ferdinand A. Berger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Khaled R. Al-Haroon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward R. Muller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul J. Powers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John L. Whitmire |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. |
| For |
| For |
| Management |
|
4 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
GRAFTECH INTERNATIONAL, LTD.
Ticker: | GTI | Security ID: | 384313102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gilbert E. Playford |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R. Eugene Cartledge |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mary B. Cranston |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Hall |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Harold E. Layman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ferrell P. McClean |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael C. Nahl |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Craig S. Shular |
| For |
| For |
| Management |
|
2 |
| Amend Pension and Retirement Medical Insurance Plan |
| Against |
| Against |
| Shareholder |
|
20
GRANT PRIDECO INC
Ticker: | GRP | Security ID: | 38821G101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David J. Butters |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Eliot M. Fried |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dennis R. Hendrix |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Harold E. Layman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sheldon B. Lubar |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael Mcshane |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert K. Moses, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Joseph E. Reid |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David A. Trice |
| For |
| For |
| Management |
|
GREY WOLF, INC.
Ticker: | GW | Security ID: | 397888108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James K. B. Nelson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Rose |
| For |
| For |
| Management |
|
HALLIBURTON CO.
Ticker: | HAL | Security ID: | 406216101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Crandall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles J. DiBona |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. R. Howell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David J. Lesar |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Landis Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jay A. Precourt |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Debra L. Reed |
| For |
| For |
| Management |
|
1.11 |
| Elect Director C. J. Silas |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Review/Report on Operations in Iran |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
21
HASBRO, INC.
Ticker: | HAS | Security ID: | 418056107 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan R. Batkin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John M. Connors, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Alan G. Hassenfeld |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Claudine B. Malone |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Edward M. Philip |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Paula Stern |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Alfred J. Verrecchia |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Implement and Monitor Code of Corporate Conduct - ILO Standards |
| Against |
| Against |
| Shareholder |
|
HELMERICH & PAYNE, INC.
Ticker: | HP | Security ID: | 423452101 |
Meeting Date: | MAR 3, 2004 | Meeting Type: | Annual |
Record Date: | JAN 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Hans Helmerich |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George S. Dotson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paula Marshall-Chapman |
| For |
| For |
| Management |
|
HOST MARRIOTT CORP.
Ticker: | HMT | Security ID: | 44107P104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard E. Marriott |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Christopher J. Nassetta |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. Morse, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Jackson Ratcliffe |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Richard Brooks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George Edwards, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joel Hoffman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Andrew McNally IV |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Daniel Meyer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Timothy Powers |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Malcolm Wallop |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Daniel Van Riper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard Swift |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
22
ICU MEDICAL, INC.
Ticker: | ICUI | Security ID: | 44930G107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George A. Lopez, M.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert S. Swinney, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
IDEX CORP.
Ticker: | IEX | Security ID: | 45167R104 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul E. Raether |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Neil A. Springer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dennis K. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
23
INTERMAGNETICS GENERAL CORP.
Ticker: | IMGC | Security ID: | 458771102 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael E. Hoffman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas L. Kempner |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Sheldon Weinig |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martha F. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Craig McClelland |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert M. Amen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David A. Bell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank J. Borell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Reginald K. Brack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Christopher J. Coughlin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John J. Donner, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard A. Goldstein |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H. John Greenlaus |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael I. Roth |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J. Phillip Samper |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| MacBride Principles |
| Against |
| Against |
| Shareholder |
|
24
J. C. PENNEY CO., INC (HLDG CO)
Ticker: | JCP | Security ID: | 708160106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Colleen C. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M.Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Maxine K. Clark |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Allen Questrom |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JLG INDUSTRIES, INC.
Ticker: | JLG | Security ID: | 466210101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | OCT 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roy V. Armes |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director George R. Kempton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Lasky |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Mezera |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Stephen Rabinowitz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Raymond C. Stark |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas C. Wajnert |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles O. Wood, III |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JOURNAL REGISTER CO.
Ticker: | JRC | Security ID: | 481138105 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Burton B. Staniar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James W. Hall |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KRAFT FOODS INC
Ticker: | KFT | Security ID: | 50075N104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Louis C. Camilleri |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roger K. Deromedi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dinyar S. Devitre |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Betsy D. Holden |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mary L. Schapiro |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles R. Wall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Deborah C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
25
LIMITED BRANDS
Ticker: | LTD | Security ID: | 532716107 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene M. Freedman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Ann Hailey |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David T. Kollat |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leslie H. Wexner |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
MANOR CARE, INC.
Ticker: | HCR | Security ID: | 564055101 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Virgis W. Colbert |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William H. Longfield |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul A. Ormond |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
MARKEL CORP.
Ticker: | MKL | Security ID: | 570535104 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Douglas C. Eby |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Leslie A. Grandis |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Stewart M. Kasen |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Alan I. Kirshner |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Anthony F. Markel |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Steven A. Markel |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Jay M. Weinberg |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
26
MAY DEPARTMENT STORES CO., THE
Ticker: | MAY | Security ID: | 577778103 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene S. Kahn |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Helene L. Kaplan |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director James M. Kilts |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Russell E. Palmer |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director William P. Stiritz |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William E. Hoglund |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas S. Luke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jane L. Warner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jared L. Cohon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ira J. Gumberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin G. Mcguinn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David S. Shapira |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John P. Surma |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward J. Mcaniff |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter C. Wendell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Shenk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Develop Ethical Criteria for Patent Extension |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
27
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
MONSANTO CO.
Ticker: | MON | Security ID: | 61166W101 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank V. Atlee III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gwendolyn S. King |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sharon R. Long, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Impact of Genetically Engineered Seed |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Export of Hazardous Pesticides |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MOTOROLA, INC.
Ticker: | MOT | Security ID: | 620076109 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward Zander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. Laurence Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Judy Lewent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Walter Massey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Nicholas Negroponte |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Indra Nooyi |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John Pepper, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Samuel Scott III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Douglas Warner III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John White |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Mike Zafirovski |
| For |
| For |
| Management |
|
2 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
28
MUELLER INDUSTRIES, INC.
Ticker: | MLI | Security ID: | 624756102 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gennaro J. Fulvio |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary S. Gladstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Terry Hermanson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert B. Hodes |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Harvey L. Karp |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William D. O’Hagan |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MYLAN LABORATORIES INC.
Ticker: | MYL | Security ID: | 628530107 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Milan Puskar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert J. Coury |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wendy Cameron |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Laurence S. DeLynn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Gaisford, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Douglas J. Leech |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Joseph C. Maroon, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Patricia A. Sunseri |
| For |
| For |
| Management |
|
1.9 |
| Elect Director C.B. Todd |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Randall L. Vanderveen, Ph.D. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stuart A. Williams, Esq. |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
29
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael S. Hamson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leo I. Higdon, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Pierre Lassonde |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Miller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne W. Murdy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robin A. Plumbridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Prescott |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Seymour Schulich |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James V. Taranik |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas E. Clarke as Class A Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ralph D. DeNunzio as Class A Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard K. Donahue as Class A Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Delbert J. Hayes as Class A Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Douglas G. Houser as Class A Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeanne P. Jackson as Class A Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Philip H. Knight as Class A Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles W. Robinson as Class A Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John R. Thompson, Jr. as Class A Director |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Jill K. Conway as Class B Director |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Alan B. Graf, Jr. as Class B Director |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John E. Jaqua as Class B Director |
| For |
| For |
| Management |
|
1.13 |
| Elect Director A. Michael Spence as Class B Director |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
30
NISOURCE INC.
Ticker: | NI | Security ID: | 65473P105 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven C. Beering |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis E. Foster |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Thompson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Carolyn Y. Woo |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NOVARTIS AG
Ticker: | NVS | Security ID: | 66987V109 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. |
| For |
| For |
| Management |
|
3 |
| APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. |
| For |
| For |
| Management |
|
4 |
| CONVERSION OF GENERAL RESERVES INTO FREE RESERVES. |
| For |
| For |
| Management |
|
5 |
| REDUCTION OF SHARE CAPITAL. |
| For |
| For |
| Management |
|
6 |
| FURTHER SHARE REPURCHASE PROGRAM. |
| For |
| For |
| Management |
|
7 |
| AMENDMENT TO THE ARTICLES OF INCORPORATION. |
| For |
| For |
| Management |
|
8 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
9 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
10 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
11 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ODYSSEY RE HOLDINGS CORP.
Ticker: | ORH | Security ID: | 67612W108 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director V. Prem Watsa |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director James F. Dowd |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Andrew A. Barnard |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Frank B. Bennett |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Anthony F. Griffiths |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robbert Hartog |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Brandon W. Sweitzer |
| For |
| For |
| Management |
|
31
PACTIV CORP.
Ticker: | PTV | Security ID: | 695257105 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry D. Brady |
| For |
| For |
| Management |
|
1.2 |
| Elect Director K. Dane Brooksher |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Darnall |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Mary R. (Nina) Henderson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roger B. Porter |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard L. Wambold |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Norman H. Wesley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
Ticker: | PPDI | Security ID: | 717124101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stuart Bondurant, M.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frederick Frank |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Terry Magnuson, Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Fredric N. Eshelman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David L. Grange |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ernest Mario, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marye Anne Fox |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Catherine M. Klema |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John A. McNeill, Jr. |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| Against |
| Management |
|
32
PIER 1 IMPORTS, INC
Ticker: | PIR | Security ID: | 720279108 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marvin J. Girouard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James M. Hoak, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Tom M. Thomas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John H. Burgoyne |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael R. Ferrari |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Karen W. Katz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry E. London |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
POTASH CORP. SASKATCHEWAN INC.
Ticker: | POT. | Security ID: | 73755L107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick J. Blesi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Doyle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John W. Estey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wade Fetzer III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dallas J. Howe |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alice D. Laberge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jeffrey J. McCaig |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Mogford |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul J. Schoenhals |
| For |
| For |
| Management |
|
1.10 |
| Elect Director E. Robert Stromberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jack G. Vicq |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Elena Viyella De Paliza |
| For |
| For |
| Management |
|
2 |
| Appoint Deloitte & Touche LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt ‘Commonsense’ Compensation Program |
| Against |
| Against |
| Shareholder |
|
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alejandro Achaval |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald L. Kuehn, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H. Mitchell Watson, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Stockholder Protection Rights Agreement |
| For |
| For |
| Management |
|
33
PROGRESS ENERGY, INC.
Ticker: | PGN | Security ID: | 743263105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles Coker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert McGehee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. Marie McKee |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter Rummell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jean Wittner |
| For |
| For |
| Management |
|
2 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
QUANEX CORP.
Ticker: | NX | Security ID: | 747620102 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | Annual |
Record Date: | JAN 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vincent R. Scorsone |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph J. Ross |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Wellek |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
REYNOLDS & REYNOLDS CO. (THE)
Ticker: | REY | Security ID: | 761695105 |
Meeting Date: | FEB 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eustace W. Mita |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Philip A. Odeen |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Donald K. Peterson |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
34
ROGERS CORP.
Ticker: | ROG | Security ID: | 775133101 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Leonard M. Baker |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Walter E. Boomer |
| For |
| For |
| Management |
|
2.3 |
| Elect Director Edward L. Diefenthal |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Gregory B. Howey |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Leonard R. Jaskol |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Eileen S. Kraus |
| For |
| For |
| Management |
|
2.7 |
| Elect Director William E. Mitchell |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Robert G. Paul |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Robert D. Wachob |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Alter Mandatory Retirement Policy for Directors |
| For |
| For |
| Management |
|
ROHM AND HAAS CO.
Ticker: | ROH | Security ID: | 775371107 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Avery |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Michael Fitzpatrick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Earl G. Graves, Sr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raj L. Gupta |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David W. Haas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas W. Haas |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard L. Keyser |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Gary L. Rogers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ronaldo H. Schmitz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Marna C. Whittington |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| For |
| Management |
|
SAFECO CORP.
Ticker: | SAFC | Security ID: | 786429100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert S. Cline |
| For |
| For |
| Management |
|
1.2 |
| Elect Director G. Thompson Hutton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William W. Krippaehne, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael S. McGavick |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
35
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Barnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. McCoy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director S. Donley Ritchey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joyce M. Roche |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia P. Upton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Bylaws |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Change Size of Board of Directors |
| Against |
| Against |
| Shareholder |
|
SCHERING-PLOUGH CORP.
Ticker: | SGP | Security ID: | 806605101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Fred Hassan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Philip Leder, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eugene R. McGrath |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard de J. Osborne |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Deutch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.S. Gorelick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director A. Gould |
| For |
| For |
| Management |
|
1.4 |
| Elect Director T. Isaac |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. Lajous |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Levy-Lang |
| For |
| For |
| Management |
|
1.7 |
| Elect Director D. Primat |
| For |
| For |
| Management |
|
1.8 |
| Elect Director T. Sandvold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director N. Seydoux |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L.G. Stuntz |
| For |
| For |
| Management |
|
2 |
| ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF AUDITORS |
| For |
| For |
| Management |
|
36
SIERRA HEALTH SERVICES, INC.
Ticker: | SIE | Security ID: | 826322109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert L. Greene |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Erin E. MacDonald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William J. Raggio |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles L. Ruthe |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SMITHFIELD FOODS, INC.
Ticker: | SFD | Security ID: | 832248108 |
Meeting Date: | SEP 3, 2003 | Meeting Type: | Annual |
Record Date: | JUL 11, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph W. Luter, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wendell H. Murphy |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: | TTWO | Security ID: | 874054109 |
Meeting Date: | NOV 17, 2003 | Meeting Type: | Special |
Record Date: | OCT 6, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
TARGET CORPORATION
Ticker: | TGT | Security ID: | 87612E106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Calvin Darden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Warren R. Staley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
37
TECHNITROL, INC.
Ticker: | TNL | Security ID: | 878555101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David H. Hofmann |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward M. Mazze |
| For |
| For |
| Management |
|
TIMKEN CO. (THE)
Ticker: | TKR | Security ID: | 887389104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James W. Griffith |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry J. Jasinowski |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John A. Luke, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank C. Sullivan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ward J. Timken |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G406 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
TRIBUNE CO.
Ticker: | TRB | Security ID: | 896047107 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey Chandler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William A. Osborn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kathryn C. Turner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
38
TRINITY INDUSTRIES, INC.
Ticker: | TRN | Security ID: | 896522109 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David W. Biegler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Craig J. Duchossois |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Ronald J. Gafford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Barry J. Galt |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Clifford J. Grum |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jess T. Hay |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Diana S. Natalicio |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Timothy R. Wallace |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dennis C. Blair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward D. Breen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George W. Buckley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Brian Duperreault |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John A. Krol |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mackey J. Mcdonald |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H. Carl Mccall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Brendan R. O’Neill |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra S. Wijnberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. |
| For |
| For |
| Management |
|
5 |
| SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. |
| For |
| For |
| Shareholder |
|
6 |
| SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. |
| Against |
| Against |
| Shareholder |
|
7 |
| SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. |
| Against |
| Against |
| Shareholder |
|
VARIAN INC
Ticker: | VARI | Security ID: | 922206107 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John G. McDonald |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wayne R. Moon |
| For |
| For |
| Management |
|
2 |
| Approve/Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
39
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. O’Brien |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Hugh B. Price |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
11 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George S. Abrams |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director David R. Andelman |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philippe P. Dauman |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Alan C. Greenberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mel Karmazin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David T. McLaughlin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Shari Redstone |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Sumner M. Redstone |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William Schwartz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patty Stonesifer |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
40
VISHAY INTERTECHNOLOGY, INC.
Ticker: | VSH | Security ID: | 928298108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Felix Zandman |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Philippe Gazeau |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Zvi Grinfas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. Gerald Paul |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
W.W. GRAINGER, INC.
Ticker: | GWW | Security ID: | 384802104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian P. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wesley M. Clark |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wilbur H. Gantz |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Grainger |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard L. Keyser |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frederick A. Krehbiel |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John W. McCarter, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Neil S. Novich |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James D. Slavik |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Janiece S. Webb |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James S. Balloun |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Casteen, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lanty L. Smith |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dona Davis Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Require Two Candidates for Each Board Seat |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
41
WALT DISNEY COMPANY, THE
Ticker: | DIS | Security ID: | 254687106 |
Meeting Date: | MAR 3, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John S. Chen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael D. Eisner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Judith L. Estrin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Iger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Monica C. Lozano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert W. Matschullat |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George J. Mitchell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Leo J. O’Donovan, S.J. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gary L. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Supplier Labor Standards in China |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Amusement Park Safety |
| Against |
| Against |
| Shareholder |
|
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
42
WEBSTER FINANCIAL CORP.
Ticker: | WBS | Security ID: | 947890109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joel S. Becker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William T. Bromage |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.A. Blanchard III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan E. Engel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Enrique Hernandez, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kovacevich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Cynthia H. Milligan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Quigley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| For |
| For |
| Management |
|
2 |
| Approve Retirement Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
WESTPORT RESOURCES CORP.
Ticker: | WRC | Security ID: | 961418100 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | MAY 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
43
WESTPORT RESOURCES CORP.
Ticker: | WRC | Security ID: | 961418100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Laurence D. Belfer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James M. Funk |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael Russell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Randy Stein |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WEYERHAEUSER CO.
Ticker: | WY | Security ID: | 962166104 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven R. Rogel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard H. Sinkfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James N. Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Implement Restricted Share Executive Compensation Plan |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
7 |
| Develop Policy Regarding Old Growth Forests |
| Against |
| Against |
| Shareholder |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WOODWARD GOVERNOR COMPANY
Ticker: | WGOV | Security ID: | 980745103 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Cohn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael H. Joyce |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Rulseh |
| For |
| For |
| Management |
|
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clifford L. Alexander, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Essner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Feerick |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert Langer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John P. Mascotte |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Lake Polan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
44
XEROX CORP.
Ticker: | XRX | Security ID: | 984121103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glenn A. Britt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard J. Harrington |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Curt Hunter |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Hilmar Kopper |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ann N. Reese |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen Robert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
XL CAPITAL LTD (FORMERLY EXEL LTD.)
Ticker: | XL | Security ID: | G98255105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Loudon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert S. Parker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan Z. Senter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
YANKEE CANDLE COMPANY, INC., THE
Ticker: | YCC | Security ID: | 984757104 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dale F. Frey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael F. Hines |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ronald L. Sargent |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
45
YUM BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert Holland, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jackie Trujillo |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Smoke-Free Restaurant Policy |
| Against |
| Against |
| Shareholder |
|
5 |
| Prepare a Sustainability Report |
| Against |
| Against |
| Shareholder |
|
6 |
| Adopt MacBride Principles |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Animal Welfare Standards |
| Against |
| Against |
| Shareholder |
|
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerhard Cless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Smith |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Charter Language on Board Diversity |
| Against |
| Against |
| Shareholder |
|
LORD ABBETT ALPHA FUND
Nothing to Report
LORD ABBETT INTERNATIONAL CORE EQUITY FUND
ACOM CO. LTD.
Ticker: |
| Security ID: | J00105106 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 40, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Decrease Authorized Capital to Reflect Share Repurchase - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| Against |
| Management |
|
46
ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: |
| Security ID: | E7813W106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Group Financial Statements, Allocation of Income; Present Corporate Governance Report |
| For |
| For |
| Management |
|
2 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
3 |
| Elect Management Board |
| For |
| For |
| Management |
|
4 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
5 |
| Approve Auditors |
| For |
| For |
| Management |
|
6 |
| Approve Reduction in Share Capital via Cancellation of 902,453 Treasury Shares; Amend Articles Accordingly |
| For |
| For |
| Management |
|
7 |
| Approve 3:1 Stock Split and Subsequent Reduction in Par Value to EUR 0.50 from EUR 1.50 |
| For |
| For |
| Management |
|
8 |
| Amend Articles 13, 15, 20b, 22, 26, and 28 Re: Board Numbers, Composition, Functions, and General Meetings Attendance and Information |
| For |
| For |
| Management |
|
9 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
10 |
| Approve General Meeting Guidelines; Present Report Re: Board Guidelines |
| For |
| For |
| Management |
|
11 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
12 |
| Approve Minutes of Meeting |
| For |
| For |
| Management |
|
ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: |
| Security ID: | E7813W106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Group Financial Statements, Allocation of Income; Present Corporate Governance Report |
| For |
| For |
| Management |
|
2 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
3 |
| Elect Management Board |
| For |
| For |
| Management |
|
4 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
5 |
| Approve Auditors |
| For |
| For |
| Management |
|
6 |
| Approve Reduction in Share Capital via Cancellation of 902,453 Treasury Shares; Amend Articles Accordingly |
| For |
| For |
| Management |
|
7 |
| Approve 3:1 Stock Split and Subsequent Reduction in Par Value to EUR 0.50 from EUR 1.50 |
| For |
| For |
| Management |
|
8 |
| Amend Articles 13, 15, 20b, 22, 26, and 28 Re: Board Numbers, Composition, Functions, and General Meetings Attendance and Information |
| For |
| For |
| Management |
|
9 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
10 |
| Approve General Meeting Guidelines; Present Report Re: Board Guidelines |
| For |
| For |
| Management |
|
11 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
12 |
| Approve Minutes of Meeting |
| For |
| For |
| Management |
|
47
AIFUL CORP.
Ticker: |
| Security ID: | J00557108 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
48
ALLIANCE & LEICESTER PLC
Ticker: |
| Security ID: | G0178P103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 29.6 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Richard Pym as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Richard Banks as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Mike McTighe as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Jonathan Watts as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Frances Cairncross as Director |
| For |
| Against |
| Management |
|
8 |
| Elect Peter Stone as Director |
| For |
| For |
| Management |
|
9 |
| Elect Jane Barker as Director |
| For |
| For |
| Management |
|
10 |
| Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
11 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 77,042,000 |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,556,000 |
| For |
| For |
| Management |
|
14 |
| Authorise 46,225,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
ASML HOLDING NV (FORMERLY ASM LITHOGRAPHY HLDG)
Ticker: |
| Security ID: | N07059160 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Reserves and Dividend Policy |
| None |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Discussion about Company’s Corporate Governance Report |
| None |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration Policy for Management Board Members |
| For |
| Did Not Vote |
| Management |
|
8.1 |
| Approve Stock Option Plan for Management Board; Approve Reservation of 500,000 Shares to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8.2 |
| Approve Stock Option Plans for Other Employees; Approve Reservation of 4.5 Million Shares to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Increase Size of Supervisory Board from Six to Seven Members; Reelect H. Bodt and Elect F. Froehlich and A. van der Poel to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles Re: Changes to Company’s Corporate Governance Structure to Reflect Recommendations by Dutch Corporate Governance Code; Indemnification of Management and Supervisory Boards |
| For |
| Did Not Vote |
| Management |
|
11 |
| Grant Board Authority to Issue Authorized Yet Unissued Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
14 |
| Close Meeting |
| None |
| Did Not Vote |
| Management |
|
49
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | G0593M107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Reappoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
4 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
5a |
| Re-elect Percy Barnevik as Director |
| For |
| For |
| Management |
|
5b |
| Re-elect Hakan Mogren as Director |
| For |
| For |
| Management |
|
5c |
| Re-elect Sir Tom McKillop as Director |
| For |
| For |
| Management |
|
5d |
| Re-elect Jonathan Symonds as Director |
| For |
| For |
| Management |
|
5e |
| Re-elect Sir Peter Bonfield as Director |
| For |
| For |
| Management |
|
5f |
| Re-elect John Buchanan as Director |
| For |
| For |
| Management |
|
5g |
| Re-elect Jane Henney as Director |
| For |
| For |
| Management |
|
5h |
| Elect Michele Hooper as Director |
| For |
| For |
| Management |
|
5i |
| Elect Joe Jimenez as Director |
| For |
| For |
| Management |
|
5j |
| Re-elect Erna Moller as Director |
| For |
| For |
| Management |
|
5k |
| Re-elect Dame Bridget Ogilvie as Director |
| For |
| For |
| Management |
|
5l |
| Elect Louis Schweitzer as Director |
| For |
| For |
| Management |
|
5m |
| Re-elect Marcus Wallenberg as Director |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
7 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
8 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 |
| For |
| For |
| Management |
|
11 |
| Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase |
| For |
| For |
| Management |
|
12 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 |
| For |
| For |
| Management |
|
50
AXA (FORMERLY AXA-UAP)
Ticker: | AXA | Security ID: | F06106102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 0.57 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Claude Bebear as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
6 |
| Ratify Mazars & Guerard as Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Ratify Jean Louis Simon as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
8 |
| Elect Willy Avereyn as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| None |
| Did Not Vote |
| Management |
|
9 |
| Elect Cees de Jong as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| None |
| Did Not Vote |
| Management |
|
10 |
| Elect Jacques Tabourot as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
13 |
| Amend Article 10 Re: Appointment of Representative of Employee Shareholders to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
14 |
| Amend Article 10 Re: Appointment of Employee Representative to the Supervisory Board |
| Against |
| Did Not Vote |
| Management |
|
15 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
51
BAE SYSTEMS (FRM.BRITISH AEROSPACE PLC)
Ticker: |
| Security ID: | G06940103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 5.5 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Ulrich Cartellieri as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Lord Hesketh as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Steven Mogford as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect George Rose as Director |
| For |
| For |
| Management |
|
8 |
| Elect Michael Hartnall as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
10 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,748,171 |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,825,091 |
| For |
| For |
| Management |
|
13 |
| Authorise 306,007,313 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
14 |
| Amend Articles of Association Re: Treasury Shares |
| For |
| For |
| Management |
|
BANK AUSTRIA CREDITANSTALT
Ticker: |
| Security ID: | A07933129 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.02 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management and Supervisory Boards |
| For |
| Did Not Vote |
| Management |
|
4 |
| Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
52
BARCLAYS PLC
Ticker: | MVCI | Security ID: | G08036124 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Sir Richard Broadbent as Director |
| For |
| For |
| Management |
|
4 |
| Elect Roger Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Gary Hoffman as Director |
| For |
| For |
| Management |
|
6 |
| Elect Naguib Kheraj as Director |
| For |
| For |
| Management |
|
7 |
| Elect David Roberts as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Sir Peter Middleton as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Stephen Russell as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Christopher Lendrum as Director |
| For |
| For |
| Management |
|
11 |
| Re-elect Sir Brian Jenkins as Director |
| For |
| For |
| Management |
|
12 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
13 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 |
| For |
| For |
| Management |
|
15 |
| Authorise 984,600,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
BASF AG
Ticker: |
| Security ID: | D06216101 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.40 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Deloitte & Touche GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital for Purposes of Cancellation and Reissuance without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Use of Financial Derivatives when Repurchasing Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 500 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Affiliation Agreements with Subsidiary (BASF Plant Science Holding GmbH) |
| For |
| Did Not Vote |
| Management |
|
53
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: |
| Security ID: | F1058Q238 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 2.175 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Louis Schweitzer as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Lindsay Owen-Jones as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Confirm Expiration of Term of David Peake as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
14 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions |
| For |
| Did Not Vote |
| Management |
|
15 |
| Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
54
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: |
| Security ID: | F1058Q238 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 2.175 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Louis Schweitzer as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Lindsay Owen-Jones as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Confirm Expiration of Term of David Peake as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
14 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions |
| For |
| Did Not Vote |
| Management |
|
15 |
| Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
55
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP. | Security ID: | G12793181 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Re-elect The Lord Browne of Madingley as Director |
| For |
| For |
| Management |
|
2 |
| Re-elect Byron Grote as Director |
| For |
| For |
| Management |
|
3 |
| Re-elect Michael Miles as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Sir Robin Nicholson as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Dick Olver as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Ian Prosser as Director |
| For |
| For |
| Management |
|
7 |
| Elect Antony Burgmans as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million |
| For |
| For |
| Management |
|
12 |
| Authorise 2.2 Billion Shares for Market Purchase |
| For |
| For |
| Management |
|
13 |
| Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company |
| For |
| For |
| Management |
|
14 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
15 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million |
| For |
| For |
| Management |
|
16 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
17 |
| Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas |
| Against |
| Against |
| Shareholder |
|
CADBURY SCHWEPPES PLC
Ticker: | CSG | Security ID: | G17444152 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 8.35 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Re-elect John Sunderland as Director |
| For |
| For |
| Management |
|
5 |
| Elect Ken Hanna as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Rick Braddock as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Roger Carr as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect David Thompson as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
10 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 85.27 Million |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12.92 Million |
| For |
| For |
| Management |
|
13 |
| Authorise 25.84 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
14 |
| Amend Cadbury Schweppes Share Option Plan 1994 |
| For |
| For |
| Management |
|
15 |
| Amend Cadbury Schweppes plc 1997 Long-Term Incentive Plan |
| For |
| For |
| Management |
|
16 |
| Approve Cadbury Schweppes Bonus Share Retention Plan 2004 |
| For |
| For |
| Management |
|
17 |
| Amend Overseas Employee Share Schemes |
| For |
| For |
| Management |
|
18 |
| Authorise the Board to Establish Further Employees Share Plan or Plans |
| For |
| For |
| Management |
|
56
CHINA TRUST FINANCIAL HOLDINGS COMPANY LTD.
Ticker: |
| Security ID: | Y15093100 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Execution of Treasury Stocks |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Execution of Unsecured Subordinate Corporate Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept the Revision of Plan for Utilization of 2002 Euro Convertible Bonds Funds |
| For |
| Against |
| Management |
|
2.2 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.3 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Amend Operating Procedures for the Loan of Funds and Guarantees to Other Parties |
| For |
| For |
| Management |
|
3.2 |
| Approve Capitalization of Capital Reserve |
| For |
| For |
| Management |
|
3.3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
COMPAL ELECTRONICS
Ticker: |
| Security ID: | Y16907100 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Operating Procedures for the Loan of Funds to Other Parties |
| For |
| Against |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| None |
| None |
| Management |
|
57
COMPANHIA VALE DO RIO DOCE
Ticker: |
| Security ID: | 204412100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPRECIATION OF THE MANAGEMENT S REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
2 |
| PROPOSAL FOR THE DESTINATION OF THE PROFITS OF THE SAID FISCAL YEAR. |
| For |
| For |
| Management |
|
3 |
| ESTABLISHMENT OF THE TOTAL AND ANNUAL REMUNERATION OF THE MEMBERS OF THE COMPANY S MANAGEMENT. |
| For |
| For |
| Management |
|
4 |
| ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL AND ESTABLISHMENT OF THEIR REMUNERATION. |
| For |
| For |
| Management |
|
5 |
| PROPOSAL OF CAPITAL INCREASE, THROUGH THE CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD SECTION OF ARTICLE 5 OF THE COMPANY S BY-LAWS. |
| For |
| For |
| Management |
|
CREDIT AGRICOLE SA
Ticker: |
| Security ID: | F22797108 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 0.825 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Alain Dieval as Director in Replacement of Pierre Bastide |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Daniel Lebegue as Director in Replacement of Jean Peyrelevade |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Michel Michaut as Director in Replacement of Jean-Marie Sander |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Pierre Bru as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Yves Couturier as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect Pierre Kerfriden as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Reelect Jean Le Brun as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Confirm End of Term of Cabinet Alain Laine as Auditors and Cabinet Mazars & Guerard as Deputy Auditor and Appoint New Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Bonds/Debentures Up to Aggregate Amount of EUR 20 Billion |
| For |
| Did Not Vote |
| Management |
|
14 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 670,000 |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Bilion |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
20 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
58
CREDIT SAISON CO. LTD.
Ticker: |
| Security ID: | J7007M109 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 18, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
59
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: | CSR | Security ID: | H3698D419 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Reelect BDO Sofirom as Special Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Amend Articles Re: Submission of Shareholder Proposals |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Amend Articles Re: Delete Provisions Concerning Contributions In Kind |
| For |
| Did Not Vote |
| Management |
|
DAIMLERCHRYSLER AG
Ticker: |
| Security ID: | D1668R123 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| For |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.50 per Share |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Against |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Against |
| Management |
|
5 |
| Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors |
| For |
| For |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares as New Shares without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Elect Robert Lanigan, Hilmar Kopper, Earl Graves, Victor Halberstadt, Peter Magowan, William Owens, Manfred Schneider, Bernhard Walter, Lynton Wilson, and Mark Woessner to the Supervisory Board |
| For |
| For |
| Management |
|
60
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: |
| Security ID: | Y20246107 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2a |
| Declare Final Dividend of SGD 0.16 Per Ordinary Share |
| For |
| For |
| Management |
|
2b |
| Declare Final Dividend of SGD 0.16 Per Non-Voting Convertible Preference Share |
| For |
| For |
| Management |
|
2c |
| Declare Final Dividend of SGD 0.16 Per Non-Voting Redeemable Convertible Preference Share |
| For |
| For |
| Management |
|
3 |
| Approve Directors’ Fees of SGD 647,851 for the Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
4 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Reelect S. Dhanabalan as Director |
| For |
| For |
| Management |
|
5b |
| Reelect Bernard Chen Tien Lap as Director |
| For |
| For |
| Management |
|
5c |
| Reelect Fock Siew Wah as Director |
| For |
| For |
| Management |
|
5d |
| Reelect Kwa Chong Seng as Director |
| For |
| For |
| Management |
|
5e |
| Reelect Narayana Murthy as Director |
| For |
| For |
| Management |
|
5f |
| Reelect Frank Wong Kwong Shing as Director |
| For |
| For |
| Management |
|
5g |
| Reappoint Thean Lip Ping as Director |
| For |
| For |
| Management |
|
6a |
| Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Plan |
| For |
| Against |
| Management |
|
6b |
| Approve Issuance of Shares and Grant of Options Pursuant to the Performance Share Plan |
| For |
| Against |
| Management |
|
6c |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: |
| Security ID: | Y20246107 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
3 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
61
DEUTSCHE TELEKOM
Ticker: | DT | Security ID: | D2035M136 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAY 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify PwC Deutsche Revision AG and Ernst & Young AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend 2001 Stock Option Plan |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 2.5 Billion Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Affiliation Agreements with Subsidiary (T-Punkt Vertriebsgesellschaft mbH) |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Affiliation Agreements with Subsidiary (Traviata Telekommunikationsdienste GmbH) |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Affiliation Agreements with Subsidiary (Norma Telekommunikationsdienste GmbH) |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Affiliation Agreements with Subsidiary (Carmen Telekommunikationsdienste GmbH) |
| For |
| Did Not Vote |
| Management |
|
13 |
| Amend Articles Re: Changes to the Remuneration of the Supervisory Board Members and Amendment to the Articles |
| For |
| Did Not Vote |
| Management |
|
14 |
| Amend Articles Re: Location of Shareholder Meetings |
| For |
| Did Not Vote |
| Management |
|
ENDESA S.A.
Ticker: |
| Security ID: | E41222113 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL, WHEN APPROPRIATE, OF THE FINANCIAL STATEMENTS (NOTES TO FINANCIAL STATEMENTS, BALANCE SHEET AND STATEMENT OF INCOME) AND MANAGEMENT REPORT OF THE COMPANY. |
| For |
| Did Not Vote |
| Management |
|
2 |
| APPROVAL OF THE APPROPRIATION OF INCOME FOR THE YEAR AND DISTRIBUTION OF DIVIDEND. |
| For |
| Did Not Vote |
| Management |
|
3 |
| NEW WORDING OF ARTICLE 16 (ISSUE OF DEBENTURES), AND ARTICLE 33 (RIGHT TO INFORMATION). |
| For |
| Did Not Vote |
| Management |
|
4 |
| INCLUSION OF A NEW ARTICLE 30 B IN THE CURRENT BY-LAWS (VOTING AND REPRESENTATION BY REMOTE MEANS OF COMMUNICATION). |
| For |
| Did Not Vote |
| Management |
|
5 |
| NEW WORDING FOR ARTICLE 9 (RIGHT TO INFORMATION), ARTICLE 12 (PUBLIC PROXY SOLICITATION) AND ARTICLE 18 (SPEECHES) |
| For |
| Did Not Vote |
| Management |
|
6 |
| INCLUSION OF A NEW ARTICLE 20 BIS IN THE REGULATIONS (VOTING AND REPRESENTATION BY REMOTE MEANS OF COMMUNICATION). |
| For |
| Did Not Vote |
| Management |
|
7 |
| APPROVAL OF THE APPOINTMENT, ACCEPTANCE, RATIFICATION AND RENEWAL PER THE BYLAWS OF DIRECTORS. |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| APPROVAL OF THE AUTHORIZATION FOR THE COMPANY AND ITS SUBSIDIARIES TO BE ABLE TO ACQUIRE TREASURY STOCK. |
| For |
| Did Not Vote |
| Management |
|
10 |
| APPROVAL OF THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO CARRY OUT, IMPLEMENT AND, IF APPROPRIATE, RECTIFY ANY RESOLUTIONS. |
| For |
| Did Not Vote |
| Management |
|
62
ERSTE BANK DER OESTER SPARK
Ticker: |
| Security ID: | A19494102 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3.a |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
3.b |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Supervisory Board Members |
| For |
| Did Not Vote |
| Management |
|
6 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Spin-Off Agreement of FINAG-Holding AG |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve EUR 43.9 Million Capitalization of Reserves |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve 4:1 Stock Split |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Creation of EUR 16.7 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Trading Purposes |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
13 |
| Amend Articles |
| For |
| Did Not Vote |
| Management |
|
FANUC LTD.
Ticker: |
| Security ID: | J13440102 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 11, Final JY 12, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
63
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: | GSK | Security ID: | G3910J112 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Lawrence Culp as Director |
| For |
| For |
| Management |
|
4 |
| Elect Crispin Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Sir Robert Wilson as Director |
| For |
| For |
| Management |
|
6 |
| Elect Tachi Yamada as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Sir Christopher Hogg as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
9 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
10 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 |
| For |
| For |
| Management |
|
12 |
| Authorise 594,647,632 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
HSBC HOLDINGS PLC
Ticker: |
| Security ID: | G4634U169 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Re-elect Lord Butler as Director |
| For |
| For |
| Management |
|
2b |
| Re-elect Baroness Lydia Dunn as Director |
| For |
| For |
| Management |
|
2c |
| Elect Rona Fairhead as Director |
| For |
| For |
| Management |
|
2d |
| Re-elect William Fung as Director |
| For |
| For |
| Management |
|
2e |
| Elect Michael Geoghegan as Director |
| For |
| For |
| Management |
|
2f |
| Re-elect Sharon Hintze as Director |
| For |
| For |
| Management |
|
2g |
| Re-elect John Kemp-Welch as Director |
| For |
| For |
| Management |
|
2h |
| Re-elect Sir Mark Moody-Stuart as Director |
| For |
| For |
| Management |
|
2i |
| Re-elect Helmut Sohmen as Director |
| For |
| For |
| Management |
|
3 |
| Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
5 |
| Authorise 1,099,900,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
6 |
| Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 |
| For |
| For |
| Management |
|
7 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 |
| For |
| For |
| Management |
|
8 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum |
| For |
| For |
| Management |
|
64
ISETAN CO. LTD.
Ticker: |
| Security ID: | J24392102 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 5, Special JY 0 |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
4 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Director and Statutory Auditors |
| For |
| Against |
| Management |
|
JSR CORP.
Ticker: |
| Security ID: | J2856K106 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 5, Special JY 0 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles to: Reduce Share Trading Unit from 1000 to 100 - Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.3 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.4 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.5 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.6 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.7 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.8 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.9 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.10 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.11 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.12 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.13 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.14 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.15 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.16 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.4 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
65
KAO CORP.
Ticker: |
| Security ID: | J30642169 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
3 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.10 |
| Elect Director |
| For |
| For |
| Management |
|
4.11 |
| Elect Director |
| For |
| For |
| Management |
|
4.12 |
| Elect Director |
| For |
| For |
| Management |
|
4.13 |
| Elect Director |
| For |
| For |
| Management |
|
4.14 |
| Elect Director |
| For |
| For |
| Management |
|
4.15 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
7 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
66
KDDI CORPORATION (FRM. DDI CORP.)
Ticker: |
| Security ID: | J31843105 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 1200, Final JY 2400, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Abolish Retirement Bonus System - Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Stock Option Plans Approved at 2002 and 2003 AGMs |
| For |
| For |
| Management |
|
5.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.3 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
5.4 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
6 |
| Approve Retirement Bonuses for Statutory Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Special Payments to Directors and Statutory Auditor in Connection with the Abolition of Retirement Bonus System |
| For |
| For |
| Management |
|
KONICA MINOLTA HOLDINGS INC. (FORMERLY KONICA CORP.)
Ticker: |
| Security ID: | J36060119 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Director |
| For |
| For |
| Management |
|
1.10 |
| Elect Director |
| For |
| For |
| Management |
|
1.11 |
| Elect Director |
| For |
| For |
| Management |
|
1.12 |
| Elect Director |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
67
KT&G CORP. (FORMERLY KOREA TOBACCO & GINSENG)
Ticker: |
| Security ID: | KR7033780008 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Appropriation of Income and Dividends of KRW 1600 Per Share |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Incorporation Re: Electronic Distribution of Meeting Notices, Create Position of Lead Director, Allow Participation in Board Meetings by Teleconference |
| For |
| For |
| Management |
|
3 |
| Appoint President (Kwak Young-Kyoon) |
| For |
| For |
| Management |
|
4 |
| Elect Two Executive Directors (Lee Kwang-Youl and Min Young-Jin) |
| For |
| For |
| Management |
|
5 |
| Elect One Outside Director (Cha Sun-Gak) |
| For |
| For |
| Management |
|
6 |
| Elect Five Members of Audit Committee |
| For |
| For |
| Management |
|
7 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
8 |
| Amend Terms of Severance Payments to Executive Directors |
| For |
| For |
| Management |
|
9 |
| Amend Terms of Severance Payments to Managerial Officers |
| For |
| For |
| Management |
|
KYOCERA CORP.
Ticker: | KYO | Security ID: | J37479110 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
68
LAFARGE
Ticker: | LFGCY | Security ID: | F54432111 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income, Dividends of EUR 3.45 per Share, and Stock Dividend Program |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Cooptation of Juan Gallardo as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jean Keller as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissunace of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
LAFARGE
Ticker: | LFGCY | Security ID: | F54432111 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income, Dividends of EUR 3.45 per Share, and Stock Dividend Program |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Cooptation of Juan Gallardo as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jean Keller as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissunace of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
69
MAN AG
Ticker: |
| Security ID: | D51716104 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.75 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Changes to the Remuneration of the Supervisory Board Members and Amendment to the Articles |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Affiliation Agreements with a Subsidiary (MAN Altersversorgung GmbH) |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify BDO Deutsche Warentreuhand AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
MEDIA TEK INCORP
Ticker: |
| Security ID: | Y5945U103 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
MITSUBISHI CORP.
Ticker: |
| Security ID: | J43830116 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
4.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| Against |
| Management |
|
70
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: |
| Security ID: | J44497105 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6000, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| Against |
| Management |
|
MITSUI FUDOSAN CO. LTD.
Ticker: |
| Security ID: | J4509L101 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 3.5, Final JY 3.5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
71
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: |
| Security ID: | D55535104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.25 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Ulrich Hartmann, Henning Kagermann, Hubert Merkl, Wolfgang Mayrhuber, Karel van Miert, Heinrich von Pierer, Bernd Pischetsrieder, Hans-Juergen Schinzler, Albrecht Schmidt, and Ron Sommer to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Creation of EUR 280 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
NESTLE SA
Ticker: | NSRGY | Security ID: | H57312466 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
1b |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 7.20 per Share |
| For |
| Did Not Vote |
| Management |
|
4a |
| Elect Edward George as Directors |
| For |
| Did Not Vote |
| Management |
|
4b |
| Elect Kaspar Villiger as Directors |
| For |
| Did Not Vote |
| Management |
|
4c |
| Elect Rolf Haenggi as Directors |
| For |
| Did Not Vote |
| Management |
|
4d |
| Elect Daniel Borel as Directors |
| For |
| Did Not Vote |
| Management |
|
4e |
| Elect Carolina Mueller as Directors |
| For |
| Did Not Vote |
| Management |
|
NOVARTIS AG
Ticker: | NVS | Security ID: | H5820Q150 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | FEB 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of the Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 1.00 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles Re: Reduce Board Terms from Four to Three Years |
| For |
| Did Not Vote |
| Management |
|
8.1 |
| Approve Resignation of Walter Frehner and Heini Lippuner |
| For |
| Did Not Vote |
| Management |
|
8.2 |
| Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify PricewaterhouseCoopers AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
72
PRUDENTIAL PLC (FRM.PRUDENTIAL CORPORATION PLC)
Ticker: | PUK | Security ID: | G72899100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Re-elect Jonathan Bloomer as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Philip Broadley as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Rob Rowley as Director |
| For |
| For |
| Management |
|
6 |
| Elect Kathleen O’Donovan as Director |
| For |
| For |
| Management |
|
7 |
| Elect Bridget Macaskill as Director |
| For |
| For |
| Management |
|
8 |
| Elect Mark Norbom as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
10 |
| Authorise the Company to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 |
| For |
| For |
| Management |
|
11 |
| Authorise Egg plc to Make EU Political Donations up to Aggregate Nominal Amount of GBP 25,000 |
| For |
| For |
| Management |
|
12 |
| Approve Increase in Authorised Capital from GBP 150 Million to GBP 170 Million and USD 20 Million and EUR 20 Million; by the Creation of 2 Billion Sterling Preference Shares, 2 Billion Dollar Preference Shares and 2 Billion Euro Preference Shares |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Sterling Preference Shares with Pre-emptive Rights up to GBP 20 Million; Dollar Preference Shares with Pre-emptive Rights up to USD 20 Million; and Euro Preference Shares with Pre-emptive Rights up to EUR 20 Million |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Ordinary Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,480,000 |
| For |
| For |
| Management |
|
15 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,000,000 |
| For |
| For |
| Management |
|
16 |
| Authorise 200 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
17 |
| Amend Articles of Association Re: Preference Shares and Final Dividend |
| For |
| For |
| Management |
|
73
QBE INSURANCE GROUP LTD.
Ticker: |
| Security ID: | Q78063114 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Elect L. F. Bleasel as Director |
| For |
| For |
| Management |
|
2b |
| Elect N. F. Greiner as Director |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration of Directors in the Amount of AUD 2.2 Million Per Annum |
| For |
| For |
| Management |
|
4 |
| Amend Constitution Re: Non-Executive Directors’ Retirement Allowances |
| For |
| For |
| Management |
|
5 |
| Approve Issue of Conditional Rights and Options Under the Senior Executive Equity Scheme to F. M. O’Halloran, Chief Executive Officer |
| For |
| For |
| Management |
|
REED ELSEVIER PLC(FORMERLY REED INTERNATIONAL PLC)
Ticker: | RUK | Security ID: | G74570105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
1b |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 8.7 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3a |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
3b |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
4a |
| Re-elect Gerard van de Aast as Director |
| For |
| For |
| Management |
|
4b |
| Re-elect Morris Tabaksblat as Director |
| For |
| For |
| Management |
|
4c |
| Re-elect Rolf Stomberg as Director |
| For |
| For |
| Management |
|
4d |
| Re-elect Lord Sharman Of Redlynch as Director |
| For |
| For |
| Management |
|
5 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,000,000 |
| For |
| For |
| Management |
|
6 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,900,000 |
| For |
| For |
| Management |
|
7 |
| Authorise 127 Million Shares for Market Purchase |
| For |
| For |
| Management |
|
74
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: |
| Security ID: | G75754104 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,470,000 |
| For |
| For |
| Management |
|
2 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,890,000 |
| For |
| For |
| Management |
|
3 |
| Authorise 106.7 Million Rio Tinto plc Shares for Market Purchase |
| For |
| For |
| Management |
|
4 |
| Approve the Mining Companies Comparative Plan 2004 and the Rio Tinto Share Option Plan 2004 |
| For |
| For |
| Management |
|
5 |
| Elect Sir John Kerr as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Leigh Clifford as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Guy Elliott as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Sir Richard Sykes as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Sir Richard Giordano as Director |
| For |
| For |
| Management |
|
10 |
| Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
11 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
12 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | G76891111 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 35.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Emilio Botin as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Lawrence Fish as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Angus Grossart as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Sir George Mathewson as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Gordon Pell as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Iain Robertson as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Sir Iain Vallance as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 |
| For |
| For |
| Management |
|
15 |
| Authorise 296,544,152 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
16 |
| Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares |
| For |
| For |
| Management |
|
17 |
| Amend Articles Re: Preference Shares |
| For |
| For |
| Management |
|
75
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: |
| Security ID: | F5548N101 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 1.53 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 7 Billion |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Set Global Limit for Capital Increase to Result from Issuance Requests in Items 7-10 at EUR 1.25 Billion |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million |
| For |
| Did Not Vote |
| Management |
|
9 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capital Increase of Up to EUR 1.429 Billion for Aventis Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
15 |
| Change Company Name to Sanofi-Aventis |
| For |
| Did Not Vote |
| Management |
|
16 |
| Amend Articles of Association to Reduce Term of Board Members from Five to Four Years |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles to Reflect 2003 Legal Changes Re: Powers of the Chairman |
| For |
| Did Not Vote |
| Management |
|
18 |
| Reelect Jean-Francois Dehecq as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
19 |
| Reelect Rene Barbier de la Serre as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
20 |
| Reelect Robert Castaigne as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
21 |
| Reelect Thierry Desmarest as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
22 |
| Reelect Lindsay Owen-Jones as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
23 |
| Reelect Bruno Weymuller as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
24 |
| Confirm Appointment of Lord Douro as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
25 |
| Confirm Appointment of Gerard Van Kemmel as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
26 |
| Elect Christian Mulliez as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
27 |
| Elect Jean-Marc Bruel as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
28 |
| Elect Jurgen Dormann as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
29 |
| Elect Jean-Rene Fourtou as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
30 |
| Elect Serge Kampf as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
31 |
| Elect Igor Landau as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
32 |
| Elect Hubert Markl as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
33 |
| Elect Klaus Pohle as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
34 |
| Elect Hermann Scholl as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
35 |
| Confirm End of Term of Permanent Representative of Elf Aquitaine, L’Oreal, Pierre Castres Saint-Martin, Pierre-Gilles de Gennes, and Herve Guerin as Directors |
| For |
| Did Not Vote |
| Management |
|
36 |
| Approve Remuneration of Directors in the Aggregate Amount of Up to EUR 1 Million |
| For |
| Did Not Vote |
| Management |
|
37 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
76
SANTOS LTD.
Ticker: | STOSY | Security ID: | Q82869118 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| None |
| Management |
|
2.1 |
| Elect Richard Michael Harding as Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Judith Sloan as Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Stephen Gerlach as Director |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration of Directors in the Amount of AUD 1.5 Million Per Annum |
| For |
| For |
| Management |
|
77
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: |
| Security ID: | F86921107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 1.65 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Caisse des Depots et Consignations, Represented by Jerome Gallot, as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Chris C. Richardson as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Alain Burq as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Daniel Bouton as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Thierry Breton as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect Willy Kissling as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Reelect Piero Sierra as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Reappoint Barbier Frinault et Autres (Ernst & Young) as Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Ratify Philippe Diu as Alternate Auditor to Barbier Frinault et Autres (Ernst & Young) |
| For |
| Did Not Vote |
| Management |
|
14 |
| Appoint Mazars & Guerard as Auditor |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify Charles Vincensini as Alternate Auditor to Mazars & Guerard |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles of Association to Authorize the Appointment of Censors |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
21 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
22 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
78
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: |
| Security ID: | F86921107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 1.65 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Caisse des Depots et Consignations, Represented by Jerome Gallot, as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Chris C. Richardson as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Alain Burq as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Daniel Bouton as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Thierry Breton as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect Willy Kissling as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Reelect Piero Sierra as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Reappoint Barbier Frinault et Autres (Ernst & Young) as Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Ratify Philippe Diu as Alternate Auditor to Barbier Frinault et Autres (Ernst & Young) |
| For |
| Did Not Vote |
| Management |
|
14 |
| Appoint Mazars & Guerard as Auditor |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify Charles Vincensini as Alternate Auditor to Mazars & Guerard |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles of Association to Authorize the Appointment of Censors |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
21 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
22 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
79
SIEMENS AG
Ticker: | SMAG40 | Security ID: | D69671218 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.10 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Jerry Speyer to the Supervisory Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 600 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
SK TELECOM
Ticker: |
| Security ID: | 78440P108 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE BALANCE SHEET, THE STATEMENT OF INCOME, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS OF THE 20TH FISCAL YEAR, AS SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDMENT OF THE ARTICLES OF INCORPORATION, AS SET FORTH IN ITEM 2 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF THE APPOINTMENT OF DIRECTORS, AS SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
5 |
| APPROVAL OF THE APPOINTMENT OF OUTSIDE DIRECTORS WHO WILL BE AUDIT COMMITTEE MEMBERS, AS SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
80
SONY CORP.
Ticker: | SNE | Security ID: | J76379106 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
2.7 |
| Elect Director |
| For |
| For |
| Management |
|
2.8 |
| Elect Director |
| For |
| For |
| Management |
|
2.9 |
| Elect Director |
| For |
| For |
| Management |
|
2.10 |
| Elect Director |
| For |
| Against |
| Management |
|
2.11 |
| Elect Director |
| For |
| For |
| Management |
|
2.12 |
| Elect Director |
| For |
| For |
| Management |
|
2.13 |
| Elect Director |
| For |
| For |
| Management |
|
2.14 |
| Elect Director |
| For |
| For |
| Management |
|
2.15 |
| Elect Director |
| For |
| For |
| Management |
|
2.16 |
| Elect Director |
| For |
| For |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Approve Stock Option Plan for Directors and Executives of Subsidiary Sony Communication Network |
| For |
| For |
| Management |
|
5 |
| Amend Articles to Require Disclosure of Compensation Levels of Individual Directors and Executive Officers |
| Against |
| For |
| Shareholder |
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM.P | Security ID: | 874039100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO ACCEPT 2003 BUSINESS REPORT AND FINANCIAL STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2003 PROFITS. |
| For |
| For |
| Management |
|
3 |
| TO APPROVE THE CAPITALIZATION OF 2003 DIVIDENDS AND EMPLOYEE PROFIT SHARING. |
| For |
| For |
| Management |
|
81
TAKEDA CHEMICAL INDUSTRIES LTD.
Ticker: |
| Security ID: | J81281115 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 36, Final JY 41, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Change Company Name in English to Takeda Pharmaceutical Co. Ltd. — Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
TELECOM ITALIA SPA.(FORMERLY OLIVETTI SPA)
Ticker: | OING60 | Security ID: | T92778108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Rules Governing General Meetings |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
4.A |
| Fix Number of Directors; Set Term of Office of Directors and Directors’ Remuneration |
| For |
| Did Not Vote |
| Management |
|
4.B |
| Elect Directors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Redefine Remuneration of Internal Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
1.A |
| Amend Article 2 |
| For |
| Did Not Vote |
| Management |
|
1.B |
| Amend Article 4 |
| For |
| Did Not Vote |
| Management |
|
1.C |
| Amend Article 5 |
| For |
| Did Not Vote |
| Management |
|
1.D |
| Amend Article 6 |
| For |
| Did Not Vote |
| Management |
|
1.E |
| Amend Article 7 |
| For |
| Did Not Vote |
| Management |
|
1.F |
| Amend Article 9 |
| For |
| Did Not Vote |
| Management |
|
1.G |
| Amend Article 11 |
| For |
| Did Not Vote |
| Management |
|
1.H |
| Amend Article 12 |
| For |
| Did Not Vote |
| Management |
|
1.I |
| Amend Article 13 |
| For |
| Did Not Vote |
| Management |
|
1.J |
| Amend Article 14 |
| For |
| Did Not Vote |
| Management |
|
1.K |
| Amend Article 15 |
| For |
| Did Not Vote |
| Management |
|
1.L |
| Amend Article 16 |
| For |
| Did Not Vote |
| Management |
|
1.M |
| Amend Article 17 |
| For |
| Did Not Vote |
| Management |
|
1.N |
| Amend Article 18 |
| For |
| Did Not Vote |
| Management |
|
1.O |
| Amend Article 19 |
| For |
| Did Not Vote |
| Management |
|
1.P |
| Introduction of One New Article Following Article 13 of the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.Q |
| Eliminate Article 20 From the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.R |
| Renumber Articles of Association; Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
82
TELECOM ITALIA SPA.(FORMERLY OLIVETTI SPA)
Ticker: | OING60 | Security ID: | T92778108 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Rules Governing General Meetings |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
4.A |
| Fix Number of Directors; Set Term of Office of Directors and Directors’ Remuneration |
| For |
| Did Not Vote |
| Management |
|
4.B |
| Elect Directors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Redefine Remuneration of Internal Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
1.A |
| Amend Article 2 |
| For |
| Did Not Vote |
| Management |
|
1.B |
| Amend Article 4 |
| For |
| Did Not Vote |
| Management |
|
1.C |
| Amend Article 5 |
| For |
| Did Not Vote |
| Management |
|
1.D |
| Amend Article 6 |
| For |
| Did Not Vote |
| Management |
|
1.E |
| Amend Article 7 |
| For |
| Did Not Vote |
| Management |
|
1.F |
| Amend Article 9 |
| For |
| Did Not Vote |
| Management |
|
1.G |
| Amend Article 11 |
| For |
| Did Not Vote |
| Management |
|
1.H |
| Amend Article 12 |
| For |
| Did Not Vote |
| Management |
|
1.I |
| Amend Article 13 |
| For |
| Did Not Vote |
| Management |
|
1.J |
| Amend Article 14 |
| For |
| Did Not Vote |
| Management |
|
1.K |
| Amend Article 15 |
| For |
| Did Not Vote |
| Management |
|
1.L |
| Amend Article 16 |
| For |
| Did Not Vote |
| Management |
|
1.M |
| Amend Article 17 |
| For |
| Did Not Vote |
| Management |
|
1.N |
| Amend Article 18 |
| For |
| Did Not Vote |
| Management |
|
1.O |
| Amend Article 19 |
| For |
| Did Not Vote |
| Management |
|
1.P |
| Introduction of One New Article Following Article 13 of the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.Q |
| Eliminate Article 20 From the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.R |
| Renumber Articles of Association; Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
83
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: | TEF | Security ID: | E90183182 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Approve Dividend Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Auditors |
| For |
| For |
| Management |
|
4 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
5 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: | TEF | Security ID: | E90183182 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Approve Dividend Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Auditors |
| For |
| For |
| Management |
|
4 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
5 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
84
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| Against |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Against |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
THK CO. LTD.
Ticker: |
| Security ID: | J83345108 |
Meeting Date: | JUN 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 7.5, Final JY 7.5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion - Abolish Retirement Bonus System |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
4.2 |
| Appoint Alternate Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
6 |
| Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System |
| For |
| Against |
| Management |
|
7 |
| Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors |
| For |
| Against |
| Management |
|
8 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
85
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | F92124100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
86
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | F92124100 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
87
TOYOTA MOTOR CORP.
Ticker: | TM | Security ID: | J92676113 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 25, Special JY 0 |
| For |
| Against |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
3.18 |
| Elect Director |
| For |
| For |
| Management |
|
3.19 |
| Elect Director |
| For |
| For |
| Management |
|
3.20 |
| Elect Director |
| For |
| For |
| Management |
|
3.21 |
| Elect Director |
| For |
| For |
| Management |
|
3.22 |
| Elect Director |
| For |
| For |
| Management |
|
3.23 |
| Elect Director |
| For |
| For |
| Management |
|
3.24 |
| Elect Director |
| For |
| For |
| Management |
|
3.25 |
| Elect Director |
| For |
| For |
| Management |
|
3.26 |
| Elect Director |
| For |
| For |
| Management |
|
3.27 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Special Bonus for Family of Deceased Director |
| For |
| For |
| Management |
|
7 |
| Approve Alternate Allocation of Income, with a Final Dividend of JY 40 Per Share |
| Against |
| For |
| Shareholder |
|
8 |
| Amend Articles of Incorporation to Require Disclosure of Individual Compensation Levels of Directors and Statutory Auditors |
| Against |
| For |
| Shareholder |
|
9 |
| Amend Articles of Incorporation to Prohibit Corporate Donations to Political Parties and Political Fundraising Groups |
| Against |
| Against |
| Shareholder |
|
88
UBS AG
Ticker: |
| Security ID: | H8920M855 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR 2003. REPORTS OF THE GROUP AND STATUTORY AUDITORS |
| For |
| Did Not Vote |
| Management |
|
2 |
| APPROPRIATION OF RETAINED EARNINGS. DIVIDEND FOR FINANCIAL YEAR 2003 |
| For |
| Did Not Vote |
| Management |
|
3 |
| DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD |
| For |
| Did Not Vote |
| Management |
|
4 |
| RE-ELECTION OF BOARD MEMBER: SIR PETER DAVIS |
| For |
| Did Not Vote |
| Management |
|
5 |
| ELECTION OF NEW BOARD MEMBER: STEPHAN HAERINGER |
| For |
| Did Not Vote |
| Management |
|
6 |
| ELECTION OF NEW BOARD MEMBER: HELMUT PANKE |
| For |
| Did Not Vote |
| Management |
|
7 |
| ELECTION OF NEW BOARD MEMBER: PETER SPUHLER |
| For |
| Did Not Vote |
| Management |
|
8 |
| RE-ELECTION OF GROUP AND STATUTORY AUDITORS ERNST & YOUNG LTD., BASEL |
| For |
| Did Not Vote |
| Management |
|
9 |
| CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION |
| For |
| Did Not Vote |
| Management |
|
10 |
| CAPITAL REDUCTION: APPROVAL OF A NEW 2004/2005 SHARE BUYBACK PROGRAM |
| For |
| Did Not Vote |
| Management |
|
11 |
| IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS |
| For |
| Did Not Vote |
| Management |
|
UBS AG
Ticker: |
| Security ID: | H8920M855 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of CHF 2.60 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Peter Davis as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.1 |
| Elect Stephan Haeringer as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.2 |
| Elect Helmut Panke as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.3 |
| Elect Peter Spuhler as Director |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Ratify Ernst and Young as Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Approve CHF 47.6 Million Reduction in Share Capital via Cancellation of Shares |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Authorize Repurchase of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
89
UNILEVER N.V.
Ticker: | UN | Security ID: | N8981F172 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAY 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Report by Remuneration Committe |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Allocation of Income and Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board of Directors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Discussion of Company’s Corporate Governance Report; Amend Articles Re: Adopt One-Tier Board Structure; Enable Shareholders to Override Binding Nominations for Appointment of Directors; Other Changes |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Elect A. Burgmans as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Elect A. Butler as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.3 |
| Elect P. Cescau as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.4 |
| Elect K. Dadiseth as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.5 |
| Elect NWA Fitzgerald KBE as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.6 |
| Elect A. van Heemstra as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.7 |
| Elect R. Markham as Executive Director |
| For |
| Did Not Vote |
| Management |
|
5.8 |
| Elect C. van der Graaf as New Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.1 |
| Elect Rt Hon The Lord of Brittan of Spennithorne QC DL as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.2 |
| Elect Baroness Chalker of Wallasey as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.3 |
| Elect B. Collomb as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.4 |
| Elect W. Dik as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.5 |
| Elect O. Fanjul as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.6 |
| Elect C. Gonzalez as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.7 |
| Elect H. Kopper as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.8 |
| Elect Lord Simon of Highbury CBE as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
6.9 |
| Elect van der Veer as Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration of Non-Executive Directors in an Aggregate Amount of EUR 800,000 |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify PricewaterhouseCoopers as Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Grant Board Authority to Issue All Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Board to Set Record Date for a Period of Five Years |
| For |
| Did Not Vote |
| Management |
|
12 |
| Allow Questions |
| None |
| Did Not Vote |
| Management |
|
90
VINCI (FORMERLY SOCIETE GENERALE D’ENTREPRISES)
Ticker: |
| Security ID: | F5879X108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 3.54 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Directors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Ratify Cooptation of Quentin Davies as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Capital Increase Reserved for Employees of International Subsidiaries Participating in Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
91
VINCI (FORMERLY SOCIETE GENERALE D’ENTREPRISES)
Ticker: |
| Security ID: | F5879X108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 3.54 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Directors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Ratify Cooptation of Quentin Davies as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Capital Increase Reserved for Employees of International Subsidiaries Participating in Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
92
LORD ABBETT INTERNATIONAL OPPORTUNITIES FUND
ACTELION
Ticker: |
| Security ID: | H0032X135 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Werner Henrich as Director; Elect Armin Kessler and Jean Malo as Directors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect PricewaterhouseCoopers AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
8.1.1 |
| Approve Stock Option Plan for Key Employees; Approve Creation of CHF 2.3 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8.1.2 |
| Amend Incentive Stock Option Plan |
| For |
| Did Not Vote |
| Management |
|
8.2 |
| Amend Articles Re: Extend Authorization to Create a CHF 10 Million Pool of Conditional Capital with Preemptive Rights until April 2006 |
| For |
| Did Not Vote |
| Management |
|
9 |
| Transact Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
AEGIS GROUP PLC
Ticker: | AEGSY | Security ID: | G0105D108 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 0.8 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Bernard Fournier as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Robert Lerwill as Director |
| For |
| For |
| Management |
|
5 |
| Elect Daniel Farrar as Director |
| For |
| For |
| Management |
|
6 |
| Elect Charles Strauss as Director |
| For |
| For |
| Management |
|
7 |
| Elect Leslie Van de Walle as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
9 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
10 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,539,204 |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,780,511 |
| For |
| For |
| Management |
|
13 |
| Authorise 55,617,614 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
93
AMADA CO. LTD.
Ticker: |
| Security ID: | J01218106 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonus for Director |
| For |
| For |
| Management |
|
AMCOR LTD.
Ticker: | AMCR | Security ID: | Q03080100 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | Annual |
Record Date: | OCT 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2a |
| Elect Ronald Keith Barton as Director |
| For |
| Did Not Vote |
| Management |
|
2b |
| Elect George John Pizzey as Director |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Increase in Aggregate Remuneration of Directors in the Amount of Not Exceeding AUD 2,000,000 |
| For |
| Did Not Vote |
| Management |
|
ANGLO IRISH BANK CORPORATION PLC
Ticker: |
| Security ID: | G03808105 |
Meeting Date: | JAN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive and Consider Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Confirm and Declare a Final Dividend |
| For |
| For |
| Management |
|
3a |
| Reelect Tiarnan O Mahoney as a Director |
| For |
| For |
| Management |
|
3b |
| Reelect John Rowan as a Director |
| For |
| For |
| Management |
|
3c |
| Reelect Patrick Wright as a Director |
| For |
| For |
| Management |
|
3d |
| Elect Patricia Jamal as a Director |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
5 |
| Authorize Repurchase Program |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Allot Equity Securities for Cash without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Approve Increase in Non-Executive Aggregate Remuneration up to EUR 1,000,000 |
| For |
| For |
| Management |
|
94
ARISAWA MFG CO LTD
Ticker: |
| Security ID: | J01974104 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 43, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Abolish Retirement Bonus System - Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System |
| For |
| For |
| Management |
|
6 |
| Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
ARRK CORP.
Ticker: |
| Security ID: | J0198N101 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
ASM PACIFIC TECHNOLOGY LTD.
Ticker: |
| Security ID: | G0535Q117 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.84 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Director and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
95
ASM PACIFIC TECHNOLOGY LTD.
Ticker: |
| Security ID: | G0535Q117 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Appointment of Multiple Corporate Representatives by a Clearing House |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
3 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
4 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
AWD HOLDINGS AG
Ticker: |
| Security ID: | D0460P103 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.75 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify BDO Deutsche Treuhand Warentreuhand AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Affiliation Agreements with Subsidiaries (HORBACH Wirtschaftsberatung GmbH) |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 8 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Amend Articles Re: Designate Electronic Publications for Meeting Announcements and Invitation to Shareholder Meetings; Set Deposit Date at Seven Days Prior to General Meeting |
| For |
| Did Not Vote |
| Management |
|
96
CALSONIC KANSEI CORP.
Ticker: |
| Security ID: | J50753102 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 3.75, Final JY 3.75, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.10 |
| Elect Director |
| For |
| For |
| Management |
|
5.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| Against |
| Management |
|
CASIO COMPUTER CO. LTD.
Ticker: |
| Security ID: | J05250139 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
CATTLES PLC (FORMERLY CATTLE
Ticker: |
| Security ID: | G19684102 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 8.15 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3a |
| Re-elect Norman Broadhurst as Director |
| For |
| For |
| Management |
|
3b |
| Re-elect Mark Collins as Director |
| For |
| For |
| Management |
|
3c |
| Re-elect James Corr as Director |
| For |
| For |
| Management |
|
3d |
| Re-elect Barrie Cottingham as Director |
| For |
| For |
| Management |
|
4 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
6 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,932,386 |
| For |
| For |
| Management |
|
7 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,639,857 |
| For |
| For |
| Management |
|
97
CLOSE BROTHERS GROUP PLC
Ticker: |
| Security ID: | G22120102 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 17 Pence Per Share |
| For |
| For |
| Management |
|
4.1 |
| Reelect P Buckley as Director |
| For |
| For |
| Management |
|
4.2 |
| Reelect S Hodges as Director |
| For |
| For |
| Management |
|
4.3 |
| Reelect P Macpherson as Director |
| For |
| For |
| Management |
|
4.4 |
| Reelect M McLintock as Director |
| For |
| For |
| Management |
|
4.5 |
| Reelect P Winkworth as Director |
| For |
| For |
| Management |
|
5 |
| Ratify Deloitte and Touche LLP as Auditors |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorize 21,600,000 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 12,000,000 |
| For |
| For |
| Management |
|
9 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 900,000 |
| For |
| For |
| Management |
|
10 |
| Approve Increase in Remuneration of Nonexecutive Directors to GBP 600,000 |
| For |
| For |
| Management |
|
98
COCHLEAR LTD
Ticker: |
| Security ID: | Q25953102 |
Meeting Date: | OCT 21, 2003 | Meeting Type: | Annual |
Record Date: | OCT 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2a |
| Elect Brian Anderson as Director |
| For |
| Did Not Vote |
| Management |
|
2b |
| Elect Peter North as Director |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Executive Long Term Incentive Plan |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Issue of Shares to John Parker Under the Long Term Executive Incentive Plan |
| For |
| Did Not Vote |
| Management |
|
COLRUYT SA
Ticker: |
| Security ID: | B26882165 |
Meeting Date: | FEB 13, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Cancellation of 2.9 Million Shares |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles of Association to Reflect References of Current Articles of Companies Code |
| For |
| Did Not Vote |
| Management |
|
COLRUYT SA
Ticker: |
| Security ID: | B26882165 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Issuance of 200,000 Shares Pursuant to Colruyt Employee Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
2 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
COLRUYT SA
Ticker: |
| Security ID: | B26882165 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Directors’ and Auditors’ Reports, and Report of Business Council |
| None |
| Did Not Vote |
| Management |
|
2a |
| Accept Financial Statements for the Year Ended March 31, 2003 |
| For |
| Did Not Vote |
| Management |
|
2b |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Profit Participation of Employees Through Allotment of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Directors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Discharge of Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Ratify Appointment of J. Vanderbruggen to Represent Auditors CVBA Klynveld Peat Marwick Goerdeler |
| For |
| Did Not Vote |
| Management |
|
8 |
| Transact Other Business |
| None |
| Did Not Vote |
| Management |
|
99
CONTINENTAL AG
Ticker: | CTTAY | Security ID: | D16212140 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.52 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Manfred Bodin, Diethart Breipohl, Michael Frenzel, Hubertus von Gruenberg, Hans-Olaf Henkel, Jan Oosterveld, Fred Steingraber, Juergen Stockmar, Bernd Voss, Ulrich Weiss to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Stock Option Plan for Key Employees |
| For |
| Did Not Vote |
| Management |
|
CORPORACION MAPFRE SA
Ticker: |
| Security ID: | E3449V117 |
Meeting Date: | MAR 6, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Individual and Consolidated Financial Statements and Statutory Reports; Allocate Income |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect Management Board; Nominate and Ratify Appointment of Director |
| For |
| Did Not Vote |
| Management |
|
5 |
| Amend Article 23 Re: Introduction of Audit Committee Regulations |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve General Meeting Guidelines |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Board Guidelines; Approve Annual Corporate Governance Report; Approve Audit Committee Report |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Reappointment of Ernst & Young SA y Cia. as Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Minutes of Meeting |
| For |
| Did Not Vote |
| Management |
|
100
COTT CORP.
Ticker: | BCB | Security ID: | 22163N106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Colin J. Adair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director W. John Bennett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. Hunter Boll |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Serge Gouin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas M. Hagerty |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephen H. Halperin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David V. Harkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Philip B. Livingston |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Christine A. Magee |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John K. Sheppard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald G. Watt |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Frank E. Weise III |
| For |
| For |
| Management |
|
2 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Investment Share Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
CREDITO EMILIANO S.P.A. (CREDEM)
Ticker: |
| Security ID: | T3243Z136 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Special |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Banca di Latina Spa |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles to Reflect Changes in Capital Linked to Item 1 |
| For |
| Did Not Vote |
| Management |
|
1 |
| Evaluation of Possible Action Against Managers of Acquired Banks |
| For |
| Did Not Vote |
| Management |
|
101
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.81 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
7 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | JUN 21, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Purchase of Liability Insurance for Any Director, Manager, Officer or Auditor of the Company |
| For |
| For |
| Management |
|
DAVIDE CAMPARI-MILANO-S.P.A. INC.
Ticker: |
| Security ID: | T24091109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Elect Board of Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Appoint Internal Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect External Auditors and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
1 |
| Adopt New Articles of Association To Reflect New Italian Company Law Regulations |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Merger by Absorption of Campari-Crodo Spa, Wholly Owned Subsidiary |
| For |
| Did Not Vote |
| Management |
|
102
DON QUIJOTE
Ticker: |
| Security ID: | J1235L108 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | JUN 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Lower Quorum Requirement for Special Business |
| For |
| Against |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
E.BISCOM SPA
Ticker: |
| Security ID: | T3540F106 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Appoint Internal Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Integrate Mandate to External Auditors Elected For the Three-Year Term 2002-2004; Update Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
1 |
| Amend Articles To Reflect New Italian Company Law Regulations |
| For |
| Did Not Vote |
| Management |
|
EPCOS AG
Ticker: |
| Security ID: | D2491H100 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Use of Electronic Means at Shareholder Meetings; Use of Electronic Means to Register or Deposit Shares; Allow Participation in General Meeting via Electronic Means |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 500 Million with Preemptive Rights; Approve Creation of EUR 6.5 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 13 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Stock Option Plan for Key Employees; Approve Creation of EUR 2.5 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
103
ESPRIT HOLDINGS
Ticker: |
| Security ID: | G3122U129 |
Meeting Date: | NOV 26, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Approve Special Dividend |
| For |
| For |
| Management |
|
4 |
| Reelect Directors |
| For |
| For |
| Management |
|
5 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
FREENET.DE AG
Ticker: |
| Security ID: | D4699M105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 500 Million with Preemptive Rights; Approve Creation of EUR 4.5 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve EUR 37.5 Million Capitalization of Reserves |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Creation of EUR 26.5 Million Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Affiliation Agreements with Subsidiaries (freenet Cityline GmbH and freenet Internet Beteiligungs GmbH) |
| For |
| Did Not Vote |
| Management |
|
10 |
| Adopt New Articles of Association |
| For |
| Did Not Vote |
| Management |
|
11 |
| Ratify PwC Deutsche Revision AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
12 |
| Elect Klaus-Dieter Scheurle to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
104
GEBERIT
Ticker: |
| Security ID: | H2942E108 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of CHF 17 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reelect Klaus Weisshaar as Director |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect PricewaterhouseCoopers AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Creation of CHF 200,000 Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
GOODWILL GROUP
Ticker: |
| Security ID: | J1756Q106 |
Meeting Date: | JAN 20, 2004 | Meeting Type: | Extraordinary Shareholders |
Record Date: | NOV 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Stock-Swap Acquisition of Comsn Inc. |
| For |
| For |
| Management |
|
105
GOODWILL GROUP
Ticker: |
| Security ID: | J1756Q106 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Extraordinary Shareholders |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Adoption of Holding Company Structure |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Abolish Retirement Bonus System |
| For |
| For |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Special Payments to Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System |
| For |
| For |
| Management |
|
GOODWILL GROUP
Ticker: |
| Security ID: | J1756Q106 |
Meeting Date: | SEP 10, 2003 | Meeting Type: | Annual |
Record Date: | JUN 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 1000, Final JY 1000, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Change Location of Head Office - Increase Number of Internal Auditors - Expand Board Eligibility - Lower Quorum Requirement for Special Business |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
GRUPO EMPRESARIAL ENCE(FRM.EMP. NAC. DE CELULOSAS)
Ticker: |
| Security ID: | E40992104 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
3 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
6 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Authorize Issuance of Convertible Bonds without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Reelect Deloitte & Touche Espana SL as Auditors |
| For |
| For |
| Management |
|
9 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
10 |
| Accept Board Guidelines Report |
| For |
| For |
| Management |
|
106
GRUPO FERROVIAL S.A
Ticker: |
| Security ID: | E5701R106 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Information Re: Board Guidelines |
| None |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 0.60 Per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles 11, 14, 15 and 20 Re: General Meeting |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve General Meeting Guidelines |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Stock Option Plan |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Share Repurchase Program |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Convertible or Non-Convertible Bonds and/or Warrants without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
HIT ENTERTAINMENT PLC
Ticker: |
| Security ID: | G4513F135 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 0.322 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Reelect Nigel Birrell as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Michael Luckwell as Director |
| For |
| For |
| Management |
|
5 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 996,779 |
| For |
| For |
| Management |
|
9 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 157,176 |
| For |
| For |
| Management |
|
10 |
| Authorize 15,717,605 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
11 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
107
HIT ENTERTAINMENT PLC
Ticker: |
| Security ID: | G4513F135 |
Meeting Date: | OCT 16, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve HIT Entertainment PLC Long-Term Incentive Plan 2003 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend HIT Entertainment PLC Approved Share Option Plan 2001, HIT Entertainment PLC Unapproved Share Option Plan 2001, and HIT Entertainment PLC Long Term Incentive Plan 2001 |
| For |
| Did Not Vote |
| Management |
|
HONG KONG EXCHANGE
Ticker: |
| Security ID: | Y3506N105 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.42 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Special Dividend of HK$1.68 Per Share |
| For |
| For |
| Management |
|
4a |
| Elect John Estmond Strickland as Director |
| For |
| For |
| Management |
|
4b |
| Elect Wong Sai Hung, Oscar as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
6b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6d |
| Approve Fees Amounting to HK$100,000 to be Given to Each of the Nonexecutive Directors |
| For |
| For |
| Management |
|
6e |
| Approve Repricing of Options |
| For |
| For |
| Management |
|
6f |
| Amend Articles Re: Technical Definitions |
| For |
| For |
| Management |
|
108
IBERIA LINEAS AEREAS DE ESPANA
Ticker: |
| Security ID: | E6167M102 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Reelect Deloitte & Touche Espana S.L. as Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Articles 27, 28, 36, 37, 38, 40, and 41 Re: General Meeting, Attendance, Representation at the Meetings, Approval of Resolutions, Access to Information |
| For |
| For |
| Management |
|
4 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
5 |
| Approve Stock Option Plan for Chairman of Board |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
7 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
8 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
IBERIA LINEAS AEREAS DE ESPANA
Ticker: |
| Security ID: | E6167M102 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Reelect Deloitte & Touche Espana S.L. as Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Amend Articles 27, 28, 36, 37, 38, 40, and 41 Re: General Meeting, Attendance, Representation at the Meetings, Approval of Resolutions, Access to Information |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve General Meeting Guidelines |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Stock Option Plan for Chairman of Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
109
ICAP PLC (FORMERLY GARBAN-INTERCAPITAL PLC)
Ticker: |
| Security ID: | G46981109 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Sub-Division of Each Issued and Unissued Ordinary Share of 50 Pence Each into Five Ordinary Shares of Ten Pence Each |
| For |
| For |
| Management |
|
IMERYS (FORMERLY IMETAL)
Ticker: |
| Security ID: | F49644101 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 7.50 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Paul Desmarais, Jr. as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jocelyn Lefebvre as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Eric Le Moyne de Serigny as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Yves-Rene Nanot as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Edouard de Rothschild as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
10 |
| Appoint Ernst & Young Audit and Deloitte Touche Tohmatsu as Auditors and Jean-Marc Montserrat and BEAS as Alternate Auditors |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Terms of Amended and Restated 2000 Employee Stock Purchase Plan Reserved for Employees of American Subsidiaries |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Four-for-One Stock Split |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
17 |
| Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 90 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
20 |
| Amend Article 24 in Accordance with 2003 Legal Changes Re: Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
110
INDRA SISTEMAS SA
Ticker: |
| Security ID: | E6271Z155 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports; Approve Allocation of Income |
| For |
| For |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
4 |
| Approve Merger Balance Sheet; Approve Merger by Absorption of Sistemas Integrales Indraseg S.L. |
| For |
| For |
| Management |
|
5 |
| Amend Articles 14 Re: Remote Voting, Representation and Voting Rights |
| For |
| For |
| Management |
|
6 |
| Approve Changes to General Meeting Guidelines |
| For |
| For |
| Management |
|
7 |
| Accept Report on Changes to the Board Guidelines |
| For |
| For |
| Management |
|
8 |
| Fix Number of Directors; Elect Directors |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
10 |
| Approve Auditors |
| For |
| For |
| Management |
|
11 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
12 |
| Allow Questions |
| For |
| For |
| Management |
|
13 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| For |
| Management |
|
INDRA SISTEMAS SA
Ticker: |
| Security ID: | E6271Z155 |
Meeting Date: | JUN 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports; Approve Allocation of Income |
| For |
| For |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
4 |
| Approve Merger Balance Sheet; Approve Merger by Absorption of Sistemas Integrales Indraseg S.L. |
| For |
| For |
| Management |
|
5 |
| Amend Articles 14 Re: Remote Voting, Representation and Voting Rights |
| For |
| For |
| Management |
|
6 |
| Approve Changes to General Meeting Guidelines |
| For |
| For |
| Management |
|
7 |
| Accept Report on Changes to the Board Guidelines |
| For |
| For |
| Management |
|
8 |
| Fix Number of Directors; Elect Directors |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
10 |
| Approve Auditors |
| For |
| For |
| Management |
|
11 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
12 |
| Allow Questions |
| For |
| For |
| Management |
|
13 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| For |
| Management |
|
111
IPSOS
Ticker: |
| Security ID: | F5310M109 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 0.85 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 250 Million |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Didier Truchot as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Jean-Marc Lech as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Carlos Harding as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Patrick Sayer as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Victoire de Margerie as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Wladimir Mollof as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Ratify Bruno Perrin as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
14 |
| Change Location of Registered Office/Headquarters |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Million |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Capital Increase of Up to EUR 3 Million for Future Exchange Offers |
| For |
| Did Not Vote |
| Management |
|
19 |
| Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities |
| For |
| Did Not Vote |
| Management |
|
20 |
| Set Global Limit for Capital Increase to EUR 3 Million Resulting from All Issuance Requests |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Capitalization of Reserves of Up to EUR 3 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
22 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
23 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
24 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
25 |
| Amend Article 12 of Company’s Bylaws to Reflect Changed Location of Company Headquarters |
| For |
| Did Not Vote |
| Management |
|
26 |
| Amend Articles Re: Lenght of Directors’ Terms |
| For |
| Did Not Vote |
| Management |
|
27 |
| Amend Articles to Reflect 2003 Legal Changes Re: Shareholding Disclosure Requirement, Power of Chairman, Power of the Board and Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
28 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
112
JAMES HARDIE INDUSTRIES NV
Ticker: |
| Security ID: | N4723D104 |
Meeting Date: | AUG 15, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.1 |
| Reelect M. Hellicar to Supervisory and Joint Boards |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Reelect M. Gillfillan to Supervisory and Joint Boards |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Elect P. Cameron to Supervisory and Joint Boards |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Elect D.G. McGauchie to Supervisory and Joint Boards |
| For |
| Did Not Vote |
| Management |
|
3 |
| Authorize Cameron and McGauchie to Participate in Supervisory Board Stock Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect F. Zwinkels to Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize US$48.4 Million Capitalization of Reserves for an Increase in Par Value to Allow for Return of Capital to Shareholders (Item 7) |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Reduction in Capital via Lowering of Par Value by US$0.15 Per Share; Return Capital in the Aggregate Amount of US$48.4 to Shareholders |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Members of Joint and Management Boards and De Brauw Blackstone Westbroek N.V. to Make Editorial Changes to Adopted Resolutions in Connection with Registration with Dutch Authorities |
| For |
| Did Not Vote |
| Management |
|
113
JAPAN CASH MACHINE
Ticker: |
| Security ID: | J26462101 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 12, Final JY 12, Special JY 11 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Increase Authorized Capital from 29,664,000 Shares to 79,000,000 Shares - Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Statutory Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors |
| For |
| For |
| Management |
|
JAPAN MEDICAL DYNAMIC MARKETING, INC.
Ticker: |
| Security ID: | J27187103 |
Meeting Date: | AUG 20, 2003 | Meeting Type: | Annual |
Record Date: | MAY 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 25, Special JY 0 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles to: Expand Board Eligibility - Extend Internal Auditors’ Term in Office - Lower Quorum Requirement for Special Business |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.3 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.4 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.5 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.6 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.7 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.4 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
114
JARVIS PLC
Ticker: |
| Security ID: | G50792111 |
Meeting Date: | AUG 7, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 8.5 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Brian Mellitt as Director |
| For |
| For |
| Management |
|
4 |
| Elect Rob Johnson as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Kevin Hyde as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Andrew Sutton as Director |
| For |
| For |
| Management |
|
7 |
| Reelect Owen Luder as Director |
| For |
| For |
| Management |
|
8 |
| Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
10 |
| Authorize the Company and any Current or Future Subsidiary to Make EU Political Donations up to GBP 30,000 |
| For |
| For |
| Management |
|
11 |
| Approve Jarvis Share Option Plan 2003 |
| For |
| For |
| Management |
|
12 |
| Approve Jarvis Performance Share Plan 2003 |
| For |
| For |
| Management |
|
13 |
| Approve further Schemes or Plans Based on the Jarvis Share Option Plan 2003 and/or the Jarvis Performance Share Plan 2003 |
| For |
| For |
| Management |
|
14 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 2,360,393 |
| For |
| For |
| Management |
|
15 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 354,059 |
| For |
| For |
| Management |
|
JEAN COUTU GROUP INC. (THE)
Ticker: | PJC.A | Security ID: | 47215Q104 |
Meeting Date: | SEP 16, 2003 | Meeting Type: | Annual |
Record Date: | AUG 7, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect L. Bastarache, Y. Bechard, J. Boisvert, F. J. Coutu, J. Coutu, L. Coutu, M-J Coutu, M. Coutu, S. Coutu, L. D. Desautels, M. Dutil, N. Forget, C. Leger, Y. Martineau, E. Peladeau and L. Picard as Directors |
| For |
| For |
| Management |
|
2 |
| Ratify Samson Belair/Deloitte & Touche as Auditors |
| For |
| For |
| Management |
|
115
KOSE CORP.
Ticker: |
| Security ID: | J3622S100 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 17, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
LASTMINUTE.COM PLC
Ticker: |
| Security ID: | G5383B104 |
Meeting Date: | MAR 4, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Clive Jacobs as Director |
| For |
| For |
| Management |
|
4 |
| Elect Agnes Touraine as Director |
| For |
| For |
| Management |
|
5 |
| Elect Sven Boinet as Director |
| For |
| For |
| Management |
|
6 |
| Elect Ian McCaig as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Allan Leighton as Director |
| For |
| For |
| Management |
|
8 |
| Approve Ernst and Young LLP as Auditors and Authorise Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve the lastminute.com plc Annual Share Bonus Plan, the lastminute.com plc Long Term Incentive Plan and the lastminute.com plc Share Incentive Plan |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,172,008 |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 150,249 |
| For |
| For |
| Management |
|
116
MATSUMOTOKIYOSHI CO. LTD.
Ticker: |
| Security ID: | J40885105 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 15, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Special Bonus for Family of Deceased Statutory Auditor and Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| Against |
| Management |
|
MEDION AG
Ticker: |
| Security ID: | D12144107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.70 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Maerkische Revision GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
117
MERLONI ELETTRODOMESTICI
Ticker: |
| Security ID: | T67078104 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements, Consolidated Accounts, and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Fix Number of Directors on the Board; Elect Directors for the Three-Year Term 2004-2006; Elect Chairman of the Board; Determine Directors’ Remuneration |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
1 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
MERLONI ELETTRODOMESTICI
Ticker: |
| Security ID: | T67078104 |
Meeting Date: | JUL 21, 2003 | Meeting Type: | Special |
Record Date: | JUL 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve the Merger by Absorption of Two Companies Into the Merloni Elettrodomestici Fold |
| For |
| Did Not Vote |
| Management |
|
MICHAEL PAGE INTERNATIONAL PLC
Ticker: |
| Security ID: | G68694119 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Michael Page Incentive Share Plan 2004 |
| For |
| Did Not Vote |
| Management |
|
118
MICHAEL PAGE INTERNATIONAL PLC
Ticker: |
| Security ID: | G68694119 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 2.3 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Elect Robert Lourey as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Stephen Box as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Stephen Burke as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Charles-Henri Dumon as Director |
| For |
| For |
| Management |
|
7 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
8 |
| Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,212,209 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 181,831 |
| For |
| For |
| Management |
|
11 |
| Authorise 36,366,280 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
MILANO ASSICURAZIONI
Ticker: |
| Security ID: | T28224102 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Fix Number of Directors on the Board; Elect Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
1 |
| Amend Articles To Reflect New Italian Company Law Regulations |
| For |
| Did Not Vote |
| Management |
|
MISUMI CORP.
Ticker: |
| Security ID: | J43293109 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 18, Final JY 19, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Increase Authorized Capital from 72 Million Shares to 150 Million Shares - Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Appoint Alternate Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
7 |
| Amend Stock Option Plan Approved at 2003 AGM |
| For |
| For |
| Management |
|
119
MITSUI MINING & SMELTING CO. LTD.
Ticker: |
| Security ID: | J44948107 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Statutory Auditors |
| For |
| For |
| Management |
|
NEOPOST
Ticker: |
| Security ID: | F65196119 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.875 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 250,000 |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jean-Paul Villot as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Michel Guillet as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Jacques Clay as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify Peronnet & Associes SA as Auditors |
| For |
| Did Not Vote |
| Management |
|
10 |
| Ratify Cabinet Duvernois & Associes as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Million |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capital Increase of Up to EUR 7.5 Million for Future Exchange Offers |
| For |
| Did Not Vote |
| Management |
|
15 |
| Set Global Limit for Capital Increase to Result from Issuance Requests in Items 12-14 at EUR 7.5 Million |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
17 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
19 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
120
NEPTUNE ORIENT LINES
Ticker: |
| Security ID: | V67005120 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Reduction in Authorized Capital Through the Cancellation of Unissued Nonvoting Participative Redeemable Nonconvertible Preference Shares |
| For |
| For |
| Management |
|
2 |
| Amend Articles 5 and 7A of the Articles of Association of the Company |
| For |
| For |
| Management |
|
3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
5 |
| Amend Share Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Performance Share Plan 2004 |
| For |
| For |
| Management |
|
7 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
NEPTUNE ORIENT LINES
Ticker: |
| Security ID: | V67005120 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend of SGD 0.038 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Nonexecutive Directors’ Fees of SGD 1.32 Million |
| For |
| For |
| Management |
|
4 |
| Reelect Cheng Wai Keung as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Lim How Teck as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Yasumasa Mizushima as Director |
| For |
| For |
| Management |
|
7 |
| Reelect Ang Kong Hua as Director |
| For |
| For |
| Management |
|
8 |
| Reelect Willie Cheng Jue Hiang as Director |
| For |
| For |
| Management |
|
9 |
| Reelect David Lim Tik En as Director |
| For |
| For |
| Management |
|
10 |
| Reelect Gan Chee Yen as Director |
| For |
| For |
| Management |
|
11 |
| Reelect Robert Holland Jr. as Director |
| For |
| For |
| Management |
|
12 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
13 |
| Approve Mandate for Transactions with Related Parties |
| For |
| For |
| Management |
|
121
NEWCREST MINING LTD.
Ticker: |
| Security ID: | Q6651B114 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | OCT 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Elect Mick O’Leary as Director |
| For |
| For |
| Management |
|
2b |
| Elect Ian Johnson as Director |
| For |
| For |
| Management |
|
2c |
| Elect Bryan Davis as Director |
| For |
| For |
| Management |
|
3 |
| Approve Increase in Aggregate Remuneration of Directors in the Amount of AUD 200,000 From AUD 800,000 to AUD 1 Million |
| For |
| For |
| Management |
|
NEXT PLC
Ticker: |
| Security ID: | G6500M106 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles of Association Re: Borrowing Powers |
| For |
| For |
| Management |
|
NEXT PLC
Ticker: |
| Security ID: | G6500M106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 24 Pence Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Elect Nick Brookes as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect David Keens as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorise Directors to Alter the Rules of the Company’s Employee Share Option Schemes to Permit Options Granted Over Treasury Shares |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities and the Sale of Treasury Shares without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,300,000 |
| For |
| For |
| Management |
|
9 |
| Authorise 39 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
122
NHN CORPORATION
Ticker: |
| Security ID: | Y6347M103 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Appropriation of Income and Dividends of KRW 500 Per Share |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Incorporation to Increase Authorized Capital, Amend Stock Option Terms, Allow Board to Establish Committees Other than Audit Committee, Pay Quarterly Dividends |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
NITORI CO.
Ticker: |
| Security ID: | J58214107 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 7, Final JY 8, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Extend Internal Auditors’ Term in Office |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditors and Approve Special Payments to Directors and Statutory Auditor in Connection with the Abolition of Retirement Bonus System |
| For |
| For |
| Management |
|
123
NOBEL BIOCARE HOLDING AG, ZUERICH
Ticker: |
| Security ID: | H5783Q106 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of CHF 1.30 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Jan Ekberg, Jan Kvarnstrom, Rolf Soiron, and Ernst Zaengerle as Directors |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Elect Michel Orsinger and Jane Royston as Directors |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Ratify KPMG Fides Peat as Auditors |
| For |
| Did Not Vote |
| Management |
|
OBIC BUSINESS CONSULTANTS CO. LTD.
Ticker: |
| Security ID: | J59469106 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 15, Special JY 10 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Reduce Share Trading Unit From 100 to 50 - Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: |
| Security ID: | X5967A101 |
Meeting Date: | DEC 23, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Change Location of Registered Office/Headquarters |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Terms of 2003 Collective Labor Agreement Between Opap SA and Employee Union |
| For |
| Did Not Vote |
| Management |
|
3 |
| Transact Other Business |
| None |
| Did Not Vote |
| Management |
|
124
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: |
| Security ID: | X5967A101 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Apporval of the Contract for 2003 with Labor Union of Opap |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approval of Sponsorship Plan for 2003 and Preapproval for 2004 |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approval of Employee Compensation from March to July 2003 |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect Directors; Amendment to Bylaws |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Qualification of Board Members |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Employment Contract of Managing Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles Re: Management |
| For |
| Did Not Vote |
| Management |
|
8 |
| Other Business |
| For |
| Did Not Vote |
| Management |
|
PACIFIC METALS CO. LTD.
Ticker: |
| Security ID: | J63481105 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Handling of Net Loss, with No Dividends |
| For |
| For |
| Management |
|
2 |
| Approve Capital Reduction |
| For |
| For |
| Management |
|
3 |
| Amend Articles to: Expand Business Lines |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
125
PARK 24 CO.
Ticker: |
| Security ID: | J63581102 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 12, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Reduce Directors’ Term in Office - Lower Quorum Requirement for Special Business - Allow Share Repurchases at Discretion of Board |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonus for Director |
| For |
| For |
| Management |
|
PETER HAMBRO MINING PLC
Ticker: |
| Security ID: | G5555S109 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 360,014 and without Pre-emptive Rights Pursuant to Placing and Otherwise up to an Aggregate Nominal Amount of GBP 110,998 |
| For |
| For |
| Management |
|
PETER HAMBRO MINING PLC
Ticker: |
| Security ID: | G5555S109 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Elect Peter Hill-Wood as Director |
| For |
| For |
| Management |
|
3 |
| Re-elect Peter Hambro as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Sir Rudolph Agnew as Director |
| For |
| For |
| Management |
|
5 |
| Re-appoint Moore Stephens as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
6 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 360,014 |
| For |
| For |
| Management |
|
7 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights Pursuant to the Terms of Any Share Option Scheme and Otherwise up to GBP 63,998 |
| For |
| For |
| Management |
|
8 |
| Authorise 6,399,800 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
126
PIERRE ET VACANCES S.A.
Ticker: |
| Security ID: | F4447W106 |
Meeting Date: | MAR 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Transaction with a Related Party — Agreement Between Company and a Subsidiary |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Sven Boinet as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Company S.I.T.I as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify SAS Barbier & Frinault as Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify A.A.C.E.- ILe-de-France as Auditors |
| For |
| Did Not Vote |
| Management |
|
10 |
| Ratify Pascal Macioce as Alternate Auditors |
| For |
| Did Not Vote |
| Management |
|
11 |
| Ratify Jean-Baptiste Poncet as Alternate Auditors |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
127
PIERRE ET VACANCES S.A.
Ticker: |
| Security ID: | F4447W106 |
Meeting Date: | MAR 11, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 17.14 Million |
| For |
| Did Not Vote |
| Management |
|
2 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 17.14 Million |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
4 |
| Amend Articles Re: Powers of the Board, Board Composition, Director Retirement Age, and Board Meetings |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Capitalization of Reserves for Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Increase in Par Value From EUR 4 to EUR 10 Pursuant to Item 5 |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles to Reflect Changes in Capital |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Gerard Bremond as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Francois Georges as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect Michel Dupont as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Reelect Olivier Bremond as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Reelect Company S.I.T.I as Director |
| For |
| Did Not Vote |
| Management |
|
13 |
| Reelect Marc Pasture as Director |
| For |
| Did Not Vote |
| Management |
|
14 |
| Reelect Sven Boinet as Director |
| For |
| Did Not Vote |
| Management |
|
15 |
| Elect Ralf Corsten as Director |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 |
| For |
| Did Not Vote |
| Management |
|
17 |
| Approve Special Dividend of EUR 1.50 per Share |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
19 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
PREMIER FARNELL PLC
Ticker: | PFP | Security ID: | G33292106 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 5 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Andrew Fisher as Director |
| For |
| For |
| Management |
|
5 |
| Elect Laurence Bain as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
7 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,048,532 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 907,370 |
| For |
| For |
| Management |
|
10 |
| Authorise 36,294,823 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
11 |
| Authorise 7,575,221 Cumulative Convertible Redeemable Preference Shares of GBP 1 Each for Market Purchase |
| For |
| For |
| Management |
|
12 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
13 |
| Approve the Premier Farnell plc UK Savings Related Share Option Plan |
| For |
| For |
| Management |
|
128
PROMINA GROUP LTD
Ticker: |
| Security ID: | Q7751M109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| None |
| For |
| Management |
|
2a |
| Elect Leo Tutt as Director |
| For |
| For |
| Management |
|
2b |
| Elect Allan Diplock as Director |
| For |
| For |
| Management |
|
PROSEGUR COMPANIA DE SEGURIDAD S.A.
Ticker: |
| Security ID: | E83453162 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, and Allocation of Income |
| For |
| For |
| Management |
|
2 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
3 |
| Approve Aggregate Dividends of EUR 15.1 million |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
6 |
| Approve PricewaterhouseCoopers as Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Restricted Stock Plan for Executives |
| For |
| Against |
| Management |
|
8 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
9 |
| Fix Number of Directors (10); Elect Eduardo Paraja Quiros and Angel Vizcaino Ocariz to Management Board |
| For |
| For |
| Management |
|
10 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
11 |
| Allow Questions |
| For |
| For |
| Management |
|
12 |
| Approve Minutes of Meeting |
| For |
| For |
| Management |
|
PROSEGUR COMPANIA DE SEGURIDAD S.A.
Ticker: |
| Security ID: | E83453162 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Balance Sheet Dated 12-31-03 |
| For |
| For |
| Management |
|
2 |
| Approve Merger by Absorption of Prosegur Holding International S.L. |
| For |
| Against |
| Management |
|
3 |
| Ratify 2 Directors on Management Board Elected at 4-26-04 EGM |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Against |
| Management |
|
5 |
| Approve Minutes of Meeting |
| For |
| For |
| Management |
|
129
PROSIEBEN SAT.1 MEDIA AG (FRMLY PROSIEBEN MEDIA AG)
Ticker: |
| Security ID: | D6216S101 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Creation of EUR 97.2 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
PUMA (RUDOLF DASSLER SPORT)
Ticker: | PMMRY | Security ID: | D62318148 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.70 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify PricewaterhouseCoopers GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Decrease in Size of Supervisory Board to Six Members (Whereof Four Shareholder Representatives and Two Employee Representatives) |
| For |
| Did Not Vote |
| Management |
|
RONA INC
Ticker: | RON. | Security ID: | 776249104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect A. Bouchard, P. Brodeur, L. Caya, S. Cloutier, R. Dutton, A. H. Gagnon, J. Gaulin, J. Hebert, J. Pantelidis and J. Tremblay as Directors |
| For |
| For |
| Management |
|
2 |
| Ratify Raymond Chabot Grant Thornton, Chartered Accountants, as Auditors |
| For |
| For |
| Management |
|
3 |
| Confirm By-Law No. 103 |
| For |
| For |
| Management |
|
4 |
| Confirm By-Law No. 104 |
| For |
| For |
| Management |
|
130
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD.
Ticker: |
| Security ID: | G8219Z105 |
Meeting Date: | NOV 7, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final and Special Dividends |
| For |
| For |
| Management |
|
3 |
| Elect Directors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Appoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Approve Cancellation of Share Premium Account |
| For |
| For |
| Management |
|
SR TELEPERFORMANCE (FORMERLY ROCHEFORTAISE COMMUNICATION)
Ticker: |
| Security ID: | F8991G110 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors and Auditors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 0.30 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 94,000 |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
131
TECHTRONIC INDUSTRIES
Ticker: |
| Security ID: | Y8563B100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend of HK$0.1775 Per Share |
| For |
| Did Not Vote |
| Management |
|
3a |
| Reelect Roy Chi Ping Chung as Group Executive Director |
| For |
| Did Not Vote |
| Management |
|
3b |
| Reelect Kin Wah Chan as Group Executive Director |
| For |
| Did Not Vote |
| Management |
|
3c |
| Reelect Joel Arthur Schleicher as Independent Non-Executive Director |
| For |
| Did Not Vote |
| Management |
|
3d |
| Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Increase in Authorized Capital from HK$160 Million to HK$240 Million by the Creation of 400 Million Shares of HK$0.2 Each |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
9 |
| Amend Articles Re: Postponement and Voting at General Meetings, Appointment of Alternate Director, Material Interest of Directors in Contracts Entered into by the Company, Electronic Communication, Indemnification of Directors and Officers of the Company |
| For |
| Did Not Vote |
| Management |
|
TECHTRONIC INDUSTRIES
Ticker: |
| Security ID: | Y8563B100 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Grant of Options to Horst Julius Pudwill and Roy Chi Ping Chung to Subscribe for Ordinary Shares in the Capital of the Company Pursuant to the Share Option Scheme |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Stock Split of Every Share of HK$0.2 in the Capital of the Company into Two Shares of HK$0.1 Each |
| For |
| Did Not Vote |
| Management |
|
3 |
| Amend Articles to Reflect Changes in Capital |
| For |
| Did Not Vote |
| Management |
|
132
THK CO. LTD.
Ticker: |
| Security ID: | J83345108 |
Meeting Date: | JUN 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 7.5, Final JY 7.5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion - Abolish Retirement Bonus System |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| Against |
| Management |
|
4.2 |
| Appoint Alternate Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
6 |
| Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System |
| For |
| Against |
| Management |
|
7 |
| Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors |
| For |
| Against |
| Management |
|
8 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
133
TOKYU LAND CORP.
Ticker: |
| Security ID: | J88849120 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2.5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Statutory Auditors |
| For |
| For |
| Management |
|
VENTURE CORPORATION LTD (FRMLY VENTURE MANUFACTURING)
Ticker: |
| Security ID: | Y9360Y103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
3 |
| Adopt Venture Corporation Executives’ Share Option Scheme |
| For |
| Against |
| Management |
|
VENTURE CORPORATION LTD (FRMLY VENTURE MANUFACTURING)
Ticker: |
| Security ID: | Y9360Y103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final and Bonus Dividends |
| For |
| For |
| Management |
|
3 |
| Reelect Soo Eng Hiong as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Goh Geok Ling as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Goon Kok Loon as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Cecil Vivian Richard Wong as Director |
| For |
| For |
| Management |
|
7 |
| Approve Directors’ Fees of SGD 86,000 |
| For |
| For |
| Management |
|
8 |
| Reappoint Deloiotte & Touche as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
10 |
| Approve Issuance of Shares and Grant of Options Pursuant to the Venture Manufacturing (Singapore) Ltd. Executives’ Share Option Scheme |
| For |
| Against |
| Management |
|
134
VODAFONE-PANAFON SA (FORMERLY PANAFON HELLENIC TELECOMMUNICATIONS CO. S.A.)
Ticker: |
| Security ID: | X98002102 |
Meeting Date: | SEP 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Directors and Auditors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
5 |
| Accept Financial Statements of Absorbed Companies |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Discharge of Directors and Auditors of Absorbed Companies |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Remuneration of Directors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Grant Permission for Directors and Managers to Participate on Boards of Companies with a Similar Corporate Purpose |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Fees and Expenses |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Contract Agreement with Intracom SA |
| For |
| Did Not Vote |
| Management |
|
12 |
| Amend Stock Option Plan Approved at Sept. 28, 2000, AGM |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
WANT WANT HOLDINGS LTD
Ticker: |
| Security ID: | Y9515M129 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
WANT WANT HOLDINGS LTD
Ticker: |
| Security ID: | Y9515M129 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare First and Final Dividend of $0.035 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Directors’ Fees for the Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
4a |
| Reelect Tsai Eng Meng as Director |
| For |
| For |
| Management |
|
4b |
| Reelect Cheng Chiun Tar as Director |
| For |
| For |
| Management |
|
4c |
| Reelect Peng Yu Man as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
7 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
135
WILLIAM HILL PLC
Ticker: |
| Security ID: | G9645P117 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 9 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect David Allvey as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Barry Gibson as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
7 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
8 |
| Amend the 2004 Senior Management Operating Bonus Scheme, the William Hill Executive Director Incentive Plan, the William Hill Long Term Incentive Plan and the William Hill SAYE Share Option Schemes |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,060,370 |
| For |
| For |
| Management |
|
10 |
| Amend Articles of Association Re: Disapplication of Pre-emptive Rights |
| For |
| For |
| Management |
|
11 |
| Amend Articles of Association Re: Treasury Shares |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount Equal to Five Percent of the Issued Share Capital |
| For |
| For |
| Management |
|
13 |
| Authorise 42,811,111 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
136
YAMAHA MOTOR CO. LTD.
Ticker: |
| Security ID: | J95776126 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 7, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Change Fiscal Year End — Authorize Share Repurchases at Board’s Discretion |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
ZODIAC SA
Ticker: |
| Security ID: | F98947108 |
Meeting Date: | DEC 15, 2003 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Consolidated Accounts and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 0.60 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Stock Dividend Program |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Five Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Marc Assa as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify Christian de Chastellux as Alternate Auditors |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
137
LORD ABBETT LARGE-CAP VALUE FUND
ABBOTT LABORATORIES
Ticker: | ABT | Security ID: | 002824100 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roxanne S. Austin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H.Laurance Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard A. Gonzalez |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey M. Leiden |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David A. Lord Owen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Boone Powell Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Addison Barry Rand |
| For |
| For |
| Management |
|
1.9 |
| Elect Director W.Ann Reynolds |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Roy S. Roberts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Miles D. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
AGILENT TECHNOLOGIES INC.
Ticker: | A | Security ID: | 00846U101 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James G. Cullen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Walter B. Hewlett |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Carlos Ghosn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
138
ALLSTATE CORP., THE
Ticker: | ALL | Security ID: | 020002101 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director F. Duane Ackerman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James G. Andress |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald T. LeMay |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Edward M. Liddy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Christopher Reyes |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joshua I. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith A. Sprieser |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mary Alice Taylor |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
139
AMR CORP.
Ticker: | AMR | Security ID: | 001765106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerard J. Arpey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John W. Bachmann |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Earl G. Graves |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Purcell |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Joe M. Rodgers |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith Rodin, Ph.D. |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger T. Staubach |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Affirm Nonpartisan Political Policy |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Millard S. Drexler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Albert A. Gore, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steven P. Jobs |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Arthur D. Levinson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Allen Andreas |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mollie Hale Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger S. Joslin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director D.J. Mimran |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Patrick J. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director M. Brian Mulroney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. K. Vanier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director O. G. Webb |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kelvin R. Westbrook |
| For |
| For |
| Management |
|
140
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward P. Djerejian |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles L. Watson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
|
1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
141
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nicholas M. Donofrio |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan R. Griffith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald L. Hassell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard J. Kogan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael J. Kowalski |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Luke, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul Myners, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Robert C. Pozen |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Catherine A. Rein |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Thomas A. Renyi |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Richardson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Brian L. Roberts |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Samuel C. Scott III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Composition of Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
BANK ONE CORP.
Ticker: | ONE | Security ID: | 06423A103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director John H. Bryan |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Stephen B. Burke |
| For |
| For |
| Management |
|
2.3 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
2.4 |
| Elect Director James Dimon |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Maureen A. Fay |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Laban P. Jackson, Jr. |
| For |
| For |
| Management |
|
2.7 |
| Elect Director John W. Kessler |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Robert I. Lipp |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Richard A. Manoogian |
| For |
| For |
| Management |
|
2.10 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
2.11 |
| Elect Director John W. Rogers, Jr. |
| For |
| For |
| Management |
|
2.12 |
| Elect Director Frederick P. Stratton, Jr. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BARRICK GOLD CORP.
Ticker: | ABX. | Security ID: | 067901108 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H.L. Beck |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.W.D. Birchall |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G. Cisneros |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M.A. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director P.A. Crossgrove |
| For |
| For |
| Management |
|
1.6 |
| Elect Director P.C. Godsoe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director A.A. Macnaughton |
| For |
| For |
| Management |
|
1.8 |
| Elect Director B. Mulroney |
| For |
| For |
| Management |
|
1.9 |
| Elect Director A. Munk |
| For |
| For |
| Management |
|
1.10 |
| Elect Director P. Munk |
| For |
| For |
| Management |
|
1.11 |
| Elect Director J.L. Rotman |
| For |
| For |
| Management |
|
1.12 |
| Elect Director J.E. Thompson |
| For |
| For |
| Management |
|
1.13 |
| Elect Director G.C. Wilkins |
| For |
| For |
| Management |
|
2 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan (2004) up to 16 Million Common Shares |
| For |
| For |
| Management |
|
142
BAXTER INTERNATIONAL INC.
Ticker: | BAX | Security ID: | 071813109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Forsyth |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gail D. Fosler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carole J. Uhrich |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
BELLSOUTH CORP.
Ticker: | BLS | Security ID: | 079860102 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James H. Blanchard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo F. Mullin |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director B. Garland Cupp |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Beauchamp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jon E. Barfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Barter |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Meldon K. Gafner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director L.W. Gray |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kathleen A. O’Neil |
| For |
| For |
| Management |
|
1.8 |
| Elect Director George F. Raymond |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Tom C. Tinsley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
143
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP. | Security ID: | 055622104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lord Browne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr B E Grote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mr H M P Miles |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sir Robin Nicholson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mr R L Olver |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sir Ian Prosser |
| For |
| For |
| Management |
|
2 |
| TO ELECT MR A BURGMANS AS A DIRECTOR |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY |
| For |
| For |
| Management |
|
5 |
| TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| For |
| For |
| Management |
|
6 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS |
| For |
| For |
| Management |
|
7 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| For |
| For |
| Management |
|
8 |
| TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES |
| For |
| For |
| Management |
|
9 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT |
| For |
| For |
| Management |
|
10 |
| TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS |
| For |
| For |
| Management |
|
11 |
| TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS |
| For |
| For |
| Management |
|
12 |
| SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS |
| Against |
| Against |
| Shareholder |
|
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter R. Dolan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Louis V. Gerstner, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leif Johansson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
4 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
7 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
144
CANADIAN NATIONAL RAILWAY CO.
Ticker: | CNR. | Security ID: | 136375102 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael R. Armellino |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A. Charles Baillie |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Hugh J. Bolton |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Purdy Crawford |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J.V. Raymond Cyr |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gordon D. Giffin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James K. Gray |
| For |
| For |
| Management |
|
1.8 |
| Elect Director E. Hunter Harrison |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Edith E. Holiday |
| For |
| For |
| Management |
|
1.10 |
| Elect Director V.M. Kempston Darkes |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gilbert H. Lamphere |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Denis Losier |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Edward C. Lumley |
| For |
| For |
| Management |
|
1.14 |
| Elect Director David G.A. Mclean |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert Pace |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CIGNA CORP.
Ticker: | CI | Security ID: | 125509109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jane E. Henney, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles R. Shoemate |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Louis W. Sullivan, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
145
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan D. Feld |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas O. Hicks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Perry J. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director L. Lowry Mays |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mark P. Mays |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Randall T. Mays |
| For |
| For |
| Management |
|
1.7 |
| Elect Director B.J. Mccombs |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Phyllis B. Riggins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Theordore H. Strauss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J.C. Watts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John H. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CONSTELLATION ENERGY GROUP, INC.
Ticker: | CEG | Security ID: | 210371100 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James T. Brady |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Curtiss |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Lawless |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
146
CORNING INC.
Ticker: | GLW | Security ID: | 219350105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeremy R. Knowles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Eugene C. Sit |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Hansel E. Tookes II |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
COX COMMUNICATIONS, INC.
Ticker: | COX | Security ID: | 224044107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Dennis Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Janet M. Clarke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. O’Leary |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James O. Robbins |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Rodney W. Schrock |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Andrew J. Young |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
CSX CORP.
Ticker: | CSX | Security ID: | 126408103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E.E. Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R.L. Burrus, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E.J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.D. Kunisch |
| For |
| For |
| Management |
|
1.5 |
| Elect Director S.J. Morcott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director D.M. Ratcliffe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C.E. Rice |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W.C. Richardson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.S. Royal, M.D. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director D.J. Shepard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director M.J. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Awards to Executives |
| Against |
| For |
| Shareholder |
|
147
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward H. Budd |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George M.C. Fisher |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald Grinstein |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joan E. Spero |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Larry D. Thompson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Submit Executive Pension Benefit To Vote |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: | DEO | Security ID: | 25243Q205 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 15.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Reelect Lord Blyth as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Keith Oates as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Paul Walsh as Director |
| For |
| For |
| Management |
|
7 |
| Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 44,833,003 |
| For |
| For |
| Management |
|
9 |
| Authorize 309,885,718 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
148
E.I. DU PONT DE NEMOURS & CO.
Ticker: | DD | Security ID: | 263534109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain J. P. Belda |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard H. Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Curtis J. Crawford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John T. Dillon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Louisa C. Duemling |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles O. Holliday, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Deborah C. Hopkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Masahisa Naitoh |
| For |
| For |
| Management |
|
1.10 |
| Elect Director William K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director H. Rodney Sharp, III |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Charles M. Vest |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Executive Ties to Government |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt and Report on a Code of Corporate Conduct |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EASTMAN KODAK CO.
Ticker: | EK | Security ID: | 277461109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Hernandez |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hector de J. Ruiz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Laura D’Andrea Tyson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Adopt Chemical Policy |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
149
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John R. Egan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael C. Ruettgers |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David N. Strohm |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
150
FLEETBOSTON FINANCIAL CORP.
Ticker: | FLT | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| For |
| Management |
|
FPL GROUP, INC.
Ticker: | FPL | Security ID: | 302571104 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Jesse Arnelle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sherry S. Barrat |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert M. Beall, Ii |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Hyatt Brown |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James L. Camaren |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Lewis Hay III |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael H. Thaman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul R. Tregurtha |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
6 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
GAP, INC., THE
Ticker: | GPS | Security ID: | 364760108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard Behar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Adrian D.P. Bellamy |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald G. Fisher |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Doris F. Fisher |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Fisher |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glenda A. Hatchett |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Penelope L. Hughes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bob L. Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Paul S. Pressler |
| For |
| For |
| Management |
|
1.11 |
| Elect Director James M. Schneider |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mayo A. Shattuck III |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
151
GENERAL MILLS, INC.
Ticker: | GIS | Security ID: | 370334104 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Demeritt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Livio D. DeSimone |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William T. Esrey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Judith Richards Hope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert L. Johnson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John M. Keenan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Heidi G. Miller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Hilda Ochoa-Brillembourg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.11 |
| Elect Director A. Michael Spence |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Dorothy A. Terrell |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Raymond G. Viault |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Paul S. Walsh |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
GILLETTE CO., THE
Ticker: | G | Security ID: | 375766102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward F. DeGraan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wilbur H. Gantz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Kilts |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jorge Paulo Lemann |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
6 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
152
GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: | GSF | Security ID: | G3930E101 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ferdinand A. Berger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Khaled R. Al-Haroon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward R. Muller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul J. Powers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John L. Whitmire |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. |
| For |
| For |
| Management |
|
4 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ramani Ayer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald E. Ferguson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul G. Kirk, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas M. Marra |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gail J. McGovern |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert W. Selander |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles B. Strauss |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gordon I. Ulmer |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David K. Zwiener |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
153
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martha F. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Craig McClelland |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert M. Amen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Hans W. Becherer |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
2.3 |
| Elect Director John H. Biggs |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Lawrence A. Bossidy |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
2.6 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
2.7 |
| Elect Director William B. Harrison, Jr |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Helene L. Kaplan |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
2.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
6 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Political Contributions |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
10 |
| Provide Adequate Disclosure for over the counter Derivatives |
| Against |
| Against |
| Shareholder |
|
11 |
| Auditor Independence |
| Against |
| Against |
| Shareholder |
|
12 |
| Submit Non-Employee Director Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
13 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
154
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin S. Carson, Sr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gordon Gund |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dorothy A. Johnson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ann Mclaughlin Korologos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Claudio X. Gonzalez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Linda Johnson Rice |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marc J. Shapiro |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
KRAFT FOODS INC
Ticker: | KFT | Security ID: | 50075N104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Louis C. Camilleri |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roger K. Deromedi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dinyar S. Devitre |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Betsy D. Holden |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mary L. Schapiro |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles R. Wall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Deborah C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
155
KROGER CO., THE
Ticker: | KR | Security ID: | 501044101 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John L. Clendenin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David B. Dillon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David B. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Don W. McGeorge |
| For |
| For |
| Management |
|
1.5 |
| Elect Director W. Rodney McMullen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Susan M. Phillips |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
5 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jared L. Cohon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ira J. Gumberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin G. Mcguinn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David S. Shapira |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John P. Surma |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward J. Mcaniff |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter C. Wendell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Shenk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Develop Ethical Criteria for Patent Extension |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
156
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
MONSANTO CO.
Ticker: | MON | Security ID: | 61166W101 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank V. Atlee III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gwendolyn S. King |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sharon R. Long, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Impact of Genetically Engineered Seed |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Export of Hazardous Pesticides |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MOTOROLA, INC.
Ticker: | MOT | Security ID: | 620076109 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward Zander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. Laurence Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Judy Lewent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Walter Massey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Nicholas Negroponte |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Indra Nooyi |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John Pepper, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Samuel Scott III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Douglas Warner III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John White |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Mike Zafirovski |
| For |
| For |
| Management |
|
2 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
157
NEWELL RUBBERMAID INC.
Ticker: | NWL | Security ID: | 651229106 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Scott S. Cowen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Cynthia A. Montgomery |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Allan P. Newell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gordon R. Sullivan |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael S. Hamson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leo I. Higdon, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Pierre Lassonde |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Miller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne W. Murdy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robin A. Plumbridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Prescott |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Seymour Schulich |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James V. Taranik |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas E. Clarke as Class A Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ralph D. DeNunzio as Class A Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard K. Donahue as Class A Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Delbert J. Hayes as Class A Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Douglas G. Houser as Class A Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeanne P. Jackson as Class A Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Philip H. Knight as Class A Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles W. Robinson as Class A Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John R. Thompson, Jr. as Class A Director |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Jill K. Conway as Class B Director |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Alan B. Graf, Jr. as Class B Director |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John E. Jaqua as Class B Director |
| For |
| For |
| Management |
|
1.13 |
| Elect Director A. Michael Spence as Class B Director |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
158
NOVARTIS AG
Ticker: | NVS | Security ID: | 66987V109 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. |
| For |
| For |
| Management |
|
3 |
| APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. |
| For |
| For |
| Management |
|
4 |
| CONVERSION OF GENERAL RESERVES INTO FREE RESERVES. |
| For |
| For |
| Management |
|
5 |
| REDUCTION OF SHARE CAPITAL. |
| For |
| For |
| Management |
|
6 |
| FURTHER SHARE REPURCHASE PROGRAM. |
| For |
| For |
| Management |
|
7 |
| AMENDMENT TO THE ARTICLES OF INCORPORATION. |
| For |
| For |
| Management |
|
8 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
9 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
10 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
11 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PARKER-HANNIFIN CORP.
Ticker: | PH | Security ID: | 701094104 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | AUG 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Duane E. Collins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert J. Kohlhepp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Giulio Mazzalupi |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Klaus-Peter Muller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Allan L. Rayfield |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
159
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
POTASH CORP. SASKATCHEWAN INC.
Ticker: | POT. | Security ID: | 73755L107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick J. Blesi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Doyle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John W. Estey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wade Fetzer III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dallas J. Howe |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alice D. Laberge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jeffrey J. McCaig |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Mogford |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul J. Schoenhals |
| For |
| For |
| Management |
|
1.10 |
| Elect Director E. Robert Stromberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jack G. Vicq |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Elena Viyella De Paliza |
| For |
| For |
| Management |
|
2 |
| Appoint Deloitte & Touche LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt ‘Commonsense’ Compensation Program |
| Against |
| Against |
| Shareholder |
|
160
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alejandro Achaval |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald L. Kuehn, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H. Mitchell Watson, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Stockholder Protection Rights Agreement |
| For |
| For |
| Management |
|
PROGRESS ENERGY, INC.
Ticker: | PGN | Security ID: | 743263105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles Coker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert McGehee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. Marie McKee |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter Rummell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jean Wittner |
| For |
| For |
| Management |
|
2 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
ROHM AND HAAS CO.
Ticker: | ROH | Security ID: | 775371107 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Avery |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Michael Fitzpatrick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Earl G. Graves, Sr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raj L. Gupta |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David W. Haas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas W. Haas |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard L. Keyser |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Gary L. Rogers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ronaldo H. Schmitz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Marna C. Whittington |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| For |
| Management |
|
161
ROWAN COMPANIES, INC.
Ticker: | RDC | Security ID: | 779382100 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William T. Fox III |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Sir Graham Hearne |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H. E. Lentz |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director P. Dexter Peacock |
| For |
| For |
| Management |
|
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Barnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. McCoy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director S. Donley Ritchey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joyce M. Roche |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia P. Upton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Bylaws |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Change Size of Board of Directors |
| Against |
| Against |
| Shareholder |
|
SCHERING-PLOUGH CORP.
Ticker: | SGP | Security ID: | 806605101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Fred Hassan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Philip Leder, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eugene R. McGrath |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard de J. Osborne |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
162
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Deutch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.S. Gorelick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director A. Gould |
| For |
| For |
| Management |
|
1.4 |
| Elect Director T. Isaac |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. Lajous |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Levy-Lang |
| For |
| For |
| Management |
|
1.7 |
| Elect Director D. Primat |
| For |
| For |
| Management |
|
1.8 |
| Elect Director T. Sandvold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director N. Seydoux |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L.G. Stuntz |
| For |
| For |
| Management |
|
2 |
| ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF AUDITORS |
| For |
| For |
| Management |
|
SOLECTRON CORP.
Ticker: | SLR | Security ID: | 834182107 |
Meeting Date: | JAN 7, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William A. Hasler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael R. Cannon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard A. D’Amore |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Heinz Fridrich |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Graber |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dr. Paul R. Low |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C. Wesley M. Scott |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Osamu Yamada |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Cyril Yansouni |
| For |
| For |
| Management |
|
2 |
| Approve Option Exchange Program |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SOUTHERN COMPANY
Ticker: | SO | Security ID: | 842587107 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel P. Amos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dorrit J. Bern |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Francis S. Blake |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director H. Allen Franklin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald M. James |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Zack T. Pate |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Neal Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director David M. Ratcliffe |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gerald J. St. Pe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Outside Director Stock in Lieu of Cash |
| For |
| For |
| Management |
|
163
TARGET CORPORATION
Ticker: | TGT | Security ID: | 87612E106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Calvin Darden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Warren R. Staley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
|
|
1.1 |
| Elect Director John P. Mulroney |
| For |
| For |
| Management |
|
|
|
1.2 |
| Elect Director Patricia S. Wolpert |
| For |
| For |
| Management |
|
|
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
|
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
|
|
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Barksdale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen F. Bollenbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen M. Case |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank J. Caufield |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Clark |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Miles R. Gilburne |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth J. Novack |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R. E. Turner |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Francis T. Vincent, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
164
TRIBUNE CO.
Ticker: | TRB | Security ID: | 896047107 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey Chandler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William A. Osborn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kathryn C. Turner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dennis C. Blair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward D. Breen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George W. Buckley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Brian Duperreault |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John A. Krol |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mackey J. Mcdonald |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H. Carl Mccall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Brendan R. O’Neill |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra S. Wijnberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. |
| For |
| For |
| Management |
|
5 |
| SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. |
| For |
| For |
| Shareholder |
|
6 |
| SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. |
| Against |
| Against |
| Shareholder |
|
7 |
| SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. |
| Against |
| Against |
| Shareholder |
|
165
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victoria Buyniski Gluckman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Arthur D. Collins, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerry W. Levin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Petry |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard G. Reiten |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
5 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| Against |
| For |
| Shareholder |
|
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. O’Brien |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Hugh B. Price |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
11 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
166
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George S. Abrams |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director David R. Andelman |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philippe P. Dauman |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Alan C. Greenberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mel Karmazin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David T. McLaughlin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Shari Redstone |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Sumner M. Redstone |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William Schwartz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patty Stonesifer |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James S. Balloun |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Casteen, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lanty L. Smith |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dona Davis Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Require Two Candidates for Each Board Seat |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
WALT DISNEY COMPANY, THE
Ticker: | DIS | Security ID: | 254687106 |
Meeting Date: | MAR 3, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John S. Chen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael D. Eisner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Judith L. Estrin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Iger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Monica C. Lozano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert W. Matschullat |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George J. Mitchell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Leo J. O’Donovan, S.J. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gary L. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Supplier Labor Standards in China |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Amusement Park Safety |
| Against |
| Against |
| Shareholder |
|
167
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.A. Blanchard III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan E. Engel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Enrique Hernandez, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kovacevich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Cynthia H. Milligan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Quigley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| For |
| For |
| Management |
|
2 |
| Approve Retirement Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
168
WEYERHAEUSER CO.
Ticker: | WY | Security ID: | 962166104 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven R. Rogel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard H. Sinkfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James N. Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Implement Restricted Share Executive Compensation Plan |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
7 |
| Develop Policy Regarding Old Growth Forests |
| Against |
| Against |
| Shareholder |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clifford L. Alexander, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Essner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Feerick |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert Langer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John P. Mascotte |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Lake Polan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
XEROX CORP.
Ticker: | XRX | Security ID: | 984121103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glenn A. Britt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard J. Harrington |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Curt Hunter |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Hilmar Kopper |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ann N. Reese |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen Robert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
169
LORD ABBETT MICRO-CAP GROWTH FUND
ALADDIN KNOWLEDGE SYSTEMS
Ticker: | ALDN | Security ID: | M0392N101 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | Annual |
Record Date: | NOV 7, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Y. Margalit, D. Margalit, and D. Assia as Directors |
| For |
| For |
| Management |
|
2 |
| Ratify Y. Margalit as CEO of the Company for the Upcoming Three Years |
| For |
| For |
| Management |
|
3 |
| Reelect M. Gutterman as an Outside Director |
| For |
| For |
| Management |
|
4 |
| Approve Compensation of Directors |
| For |
| Against |
| Management |
|
5 |
| Ratify an Option Grant to EVP and Director D. Margalit |
| For |
| Against |
| Management |
|
6 |
| Approve the Worldwide 2003 Share Option Plan |
| For |
| Against |
| Management |
|
7 |
| Ammend and Replace the Company’s Articles of Association |
| For |
| Against |
| Management |
|
8 |
| Approve Director/Officer Indemnification Agreements |
| For |
| Against |
| Management |
|
9 |
| Approve Kost, Forer & Gabbay as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
10 |
| Indicate Here if you have a Personal Interest in Proposal No. 5 |
| None |
| None |
| Management |
|
11 |
| Indicate Here if you have a Personal Interest in Proposal No. 7 |
| None |
| None |
| Management |
|
12 |
| Indicate Here if you have a Personal Interest in Proposal No. 8 |
| None |
| None |
| Management |
|
BIO-REFERENCE LABORATORIES, INC.
Ticker: | BRLI | Security ID: | 09057G602 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gary Lederman, Esq. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Roglieri, M.D. |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
170
BIOSOURCE INTERNATIONAL, INC.
Ticker: | BIOI | Security ID: | 09066H104 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | MAY 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jean-Pierre L. Conte |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Leonard M. Hendrickson |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director David J. Moffa, Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Overturf, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Weltman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John L. Zabriskie, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BRADLEY PHARMACEUTICALS, INC.
Ticker: | BDY | Security ID: | 104576103 |
Meeting Date: | AUG 13, 2003 | Meeting Type: | Annual |
Record Date: | JUN 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce Simpson as Common Stock Director |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Alan Wolin, Ph.D. as Common Stock Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven Kriegsman as Common Stock Director |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Daniel Glassman as Class B Common Stock Director |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Iris Glassman as Class B Common Stock Director |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Andre Fedida, M.D. as Class B Common Stock Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael Bernstein as Class B Common Stock Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director C. Ralph Daniel, III, M.D. as Class B Common Stock Director |
| For |
| For |
| Management |
|
BRADLEY PHARMACEUTICALS, INC.
Ticker: | BDY | Security ID: | 104576103 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael Bernstein |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Steven Kriegsman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan Wolin, Ph.D. |
| For |
| Withhold |
| Management |
|
171
D & K HEALTHCARE RESOURCES, INC.
Ticker: | DKHR | Security ID: | 232861104 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bryan H. Lawrence |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary Ann Van Lokeren |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
DIGITAS INC
Ticker: | DTAS | Security ID: | 25388K104 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert R. Glatz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David W. Kenny |
| For |
| For |
| Management |
|
EBOOKERS.COM PLC
Ticker: |
| Security ID: | 278725106 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAY 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND ADOPT THE COMPANY S ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 TOGETHER WITH THE DIRECTORS REPORT AND SUPPLEMENTARY REPORTS; AND AUDITOR S REPORT ON THOSE ACCOUNTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
3 |
| TO RE-ELECT D DHAMIJA AS A DIRECTOR. |
| For |
| Against |
| Management |
|
4 |
| TO RE-ELECT S CHOUDHRIE* AS A DIRECTOR. (* MEMBER OF THE AUDIT, REMUNERATION AND NOMINATION COMMITTEES.) |
| For |
| For |
| Management |
|
5 |
| TO RE-ELECT M HEALY AS A DIRECTOR. |
| For |
| For |
| Management |
|
6 |
| Ratify Auditors |
| For |
| For |
| Management |
|
7 |
| TO AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES PURSUANT TO SECTION 80 OF THE COMPANIES ACT 1985 (ORDINARY RESOLUTION). |
| For |
| For |
| Management |
|
8 |
| TO DISAPPLY PRE-EMPTION RIGHTS PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985 (SPECIAL RESOLUTION). |
| For |
| For |
| Management |
|
9 |
| TO AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES (SPECIAL RESOLUTION). |
| For |
| For |
| Management |
|
172
ECOLLEGE.COM
Ticker: | ECLG | Security ID: | 27887E100 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Annual |
Record Date: | MAY 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Oakleigh Thorne |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Jack W. Blumenstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Christopher E. Girgenti |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeri L. Korshak |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert H. Mundheim |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Douglas H. Kelsall |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
ELECTRONIC CLEARING HOUSE, INC.
Ticker: | ECHO | Security ID: | 285562500 |
Meeting Date: | FEB 9, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Director Carl R. Terzian |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
EXACT SCIENCES CORP.
Ticker: | EXAS | Security ID: | 30063P105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Don M. Hardison |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Connie Mack, III |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EXPONENT, INC.
Ticker: | EXPO | Security ID: | 30214U102 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Samuel H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Barbara M. Barrett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leslie G. Denend Ph.D |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael R. Gaulke |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jon R. Katzenbach |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward J. Keith |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Subbaiah V. Malladi Ph.D |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Roger L. McCarthy Ph.D |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Stephen C. Riggins |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
173
FACTORY 2-U STORES, INC.
Ticker: | FTUSQ | Security ID: | 303072102 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Director William F.P. de Vogel |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FLAMEL TECHNOLOGIES S.A.
Ticker: | FLML | Security ID: | 338488109 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| THE SHAREHOLDERS MEETING, AFTER HAVING TAKEN COGNIZANCE OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON 2003 |
| For |
| For |
| Management |
|
2 |
| THE SHAREHOLDERS MEETING DECIDES TO ALLOCATE THE PROFITS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2003 |
| For |
| For |
| Management |
|
3 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF GERARD SOULA EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
4 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF STEVE WILLARD EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
5 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF RAUL CESAN EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
6 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF WILLIAM DEARSTYNE EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
7 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF MICHEL GRECO EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
8 |
| THE SHAREHOLDERS MEETING, ACKNOWLEDGING THAT THE TERM OF THE DIRECTOR S OFFICE OF JEAN NOEL TREILLES EXPIRES AT THIS MEETING |
| For |
| For |
| Management |
|
9 |
| IN ACCORDANCE WITH SECTION 223 QUATER OF THE GENERAL TAX CODE WERE INCURRED DURING THE FINANCIAL YEAR |
| For |
| For |
| Management |
|
10 |
| THE STATUTORY AUDITOR S SPECIAL REPORT REGARDING THE AGREEMENTS REFERRED TO IN SECTIONS L. 225-38 |
| For |
| For |
| Management |
|
11 |
| THE STATUTORY AUDITOR S SPECIAL REPORT REGARDING THE AGREEMENTS REFERRED TO IN SECTIONS L. 225-38 |
| For |
| For |
| Management |
|
12 |
| THE BOARD OF DIRECTORS REPORT AND OF THE STATUTORY AUDITOR S SPECIAL REPORT THE GENERAL SHAREHOLDERS MEETING |
| For |
| Against |
| Management |
|
13 |
| THE PRECEDING RESOLUTION AND HAVING THE BOARD OF DIRECTORS REPORT AND OF THE STATUTORY AUDITOR S SPECIAL REPORT |
| For |
| Against |
| Management |
|
14 |
| THE ADOPTION OF THE TWO PRECEDING RESOLUTIONS |
| For |
| Against |
| Management |
|
15 |
| THE SHAREHOLDERS MEETING GRANTS A POWER OF ATTORNEY |
| For |
| For |
| Management |
|
174
FLAMEL TECHNOLOGIES S.A.
Ticker: | FLML | Security ID: | 338488109 |
Meeting Date: | NOV 7, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan to Regularize Failure to Submit this Capital Increase to Shareholder Vote in Accordance with Legal Requirements at Company’s July 19, 2001, EGM0 |
| For |
| For |
| Management |
|
2 |
| Confirm Capital Increase in Item 1 and Authorize Board to Make Necessary Changes to Reflect Above Resolution |
| For |
| For |
| Management |
|
3 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan to Regularize Failure to Submit this Capital Increase to Shareholder Vote in Accordance with Legal Requirements at Company’s Dec. 19, 2001, EGM |
| For |
| For |
| Management |
|
4 |
| Confirm Capital Increase in Item 3 and Authorize Board to Make Necessary Changes to Reflect Above Resolution |
| For |
| For |
| Management |
|
5 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan to Regularize Failure to Submit this Capital Increase to Shareholder Vote in Accordance with Legal Requirements at Company’s June 20, 2002, EGM |
| For |
| For |
| Management |
|
6 |
| Confirm Capital Increase in Item 3 and Authorize Board to Make Necessary Changes to Reflect Above Resolution |
| For |
| For |
| Management |
|
7 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan to Regularize Failure to Submit this Capital Increase to Shareholder Vote in Accordance with Legal Requirements at Company’s Sept. 19, 2002, EGM |
| For |
| For |
| Management |
|
8 |
| Confirm Capital Increase in Item 7 and Authorize Board to Make Necessary Changes to Reflect Above Resolution |
| For |
| For |
| Management |
|
9 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan to Regularize Failure to Submit this Capital Increase to Shareholder Vote in Accordance with Legal Requirements at Company’s Feb. 18, 2003, EGM |
| For |
| For |
| Management |
|
10 |
| Confirm Capital Increase in Item 9 and Authorize Board to Make Necessary Changes to Reflect Above Resolution |
| For |
| For |
| Management |
|
11 |
| Approve Issuance of 120,000 Warrants to Raul Cesan, Michel Greco, and William Deastyne |
| For |
| Against |
| Management |
|
12 |
| Confirm That Issuance in Item 11 Does Not Respect Preemptive Rights |
| For |
| Against |
| Management |
|
13 |
| Approve Issuance of 120,000 Shares to Allow for Conversion of 120,000 Warrants Reserved to Raul Cesan, Michel Greco, and William Dearstyne (Item 11) |
| For |
| Against |
| Management |
|
14 |
| Approve Issuance of 80,000 Warrants to Raul Cesan, Michel Greco, William Dearstyne, and Jean-Noel Treilles |
| For |
| Against |
| Management |
|
15 |
| Confirm That Issuance in Item 14 Does Not Respect Preemptive Rights |
| For |
| Against |
| Management |
|
16 |
| Approve Issuance of 80,000 Shares to Allow for Conversion of 80,000 Warrants Reserved to Raul Cesan, Michel Greco, William Dearstyne, and Jean-Noel Treilles (Item 14) |
| For |
| Against |
| Management |
|
17 |
| Approve Stock Option Plan Grants; Reserve One Million Shares for Grants |
| For |
| Against |
| Management |
|
18 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Against |
| Management |
|
19 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| For |
| Management |
|
175
GART SPORTS CO.
Ticker: | GRTS | Security ID: | 366630101 |
Meeting Date: | AUG 4, 2003 | Meeting Type: | Annual |
Record Date: | JUN 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gordon D. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter R. Formanek |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John Douglas Morton |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Marilyn Oshman |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Jonathan A. Seiffer |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Jonathan D. Sokoloff |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Larry D. Strutton |
| For |
| For |
| Management |
|
2 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
3 (i) |
| Change Company Name |
| For |
| For |
| Management |
|
3 (ii) |
| Increase Authorized Preferred and Common Stock |
| For |
| Against |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
6 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
GASCO ENERGY INC
Ticker: | GASE | Security ID: | 367220100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marc A. Bruner |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Charles B. Crowell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. Erickson |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Richard J. Burgess |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carmen J. (Tony) Lotito |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Carl Stadelhofer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Schmit |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Restricted Stock Plan |
| For |
| For |
| Management |
|
176
GEVITY HR INC
Ticker: | GVHR | Security ID: | 374393106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darcy E. Bradbury |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Erik Vonk |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeffrey A. Sonnenfeld |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
HERITAGE COMMERCE CORP.
Ticker: | HTBK | Security ID: | 426927109 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank G. Bisceglia |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Anneke Dury |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Louis ‘Lon’ O. Normandin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Humphrey P. Polanen |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| Against |
| Management |
|
IDENTIX INCORPORATED
Ticker: | IDNX | Security ID: | 451906101 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert McCashin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Joseph J. Atick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Milton E. Cooper |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Malcolm J. Gudis |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John E. Haugo |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George Latimer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John E. Lawler |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Patrick H. Morton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
177
II-VI INC.
Ticker: | IIVI | Security ID: | 902104108 |
Meeting Date: | NOV 7, 2003 | Meeting Type: | Annual |
Record Date: | SEP 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Duncan A.J. Morrison |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Marc Y.E. Pelaez |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
INTERMIX MEDIA INC
Ticker: | IMIX | Security ID: | 298412107 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brett Brewer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Daniel Mosher |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lawrence Moreau |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bradley Ward |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Warrants/Convertible Debentures |
| For |
| For |
| Management |
|
3 |
| Amend Articles of Designation of Preferred Stock |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
1.1 |
| Elect Director Ken Schapiro |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director John S. Neubauer |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Vincent Bitteti |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director James D. Somes |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Nathan Peck |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Issuance of Warrants/Convertible Debentures |
| Against |
| Did Not Vote |
| Management |
|
KVH INDUSTRIES, INC.
Ticker: | KVHI | Security ID: | 482738101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arent Kits van Heyningen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles R. Trimble |
| For |
| For |
| Management |
|
178
LJ INTERNATIONAL INC
Ticker: | JADE | Security ID: | G55312105 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Y.C. Yih |
| For |
| For |
| Management |
|
1.2 |
| Elect Director K.M. Au |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H.T. Ng |
| For |
| For |
| Management |
|
1.4 |
| Elect Director P.Y. Yue |
| For |
| For |
| Management |
|
1.5 |
| Elect Director L.C. Wang |
| For |
| For |
| Management |
|
MATRIXX INITIATIVES INC
Ticker: | MTXX | Security ID: | 57685L105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward J. Walsh |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Zeher |
| For |
| For |
| Management |
|
MICROSEMI CORP.
Ticker: | MSCC | Security ID: | 595137100 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | JAN 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James J. Peterson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nick E. Yocca |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Thomas R. Anderson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dennis R. Leibel |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William E. Bendush |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William L. Healey |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Harold A. Blonquist |
| For |
| For |
| Management |
|
MODEM MEDIA , INC.
Ticker: | MMPT | Security ID: | 607533106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Beeby |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gerald M. O’Connell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marc C. Particelli |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Don Peppers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Zimmel |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donald L. Seeley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
179
MOLECULAR DEVICES CORP.
Ticker: | MDCC | Security ID: | 60851C107 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | MAY 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Joseph D. Keegan, Ph.D. |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Moshe H. Alafi |
| For |
| For |
| Management |
|
2.3 |
| Elect Director David L. Anderson |
| For |
| For |
| Management |
|
2.4 |
| Elect Director A. Blaine Bowman |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Paul Goddard, Ph.D. |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Andre F. Marion |
| For |
| For |
| Management |
|
2.7 |
| Elect Director H.M. Mcconnell, Ph.D. |
| For |
| For |
| Management |
|
2.8 |
| Elect Director J. Allan Waitz, Ph.D. |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NARA BANCORP, INC.
Ticker: | NARA | Security ID: | 63080P105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Chong Moon Lee |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Thomas Chung |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Benjamin B. Hong |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steve Y. Kim |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jesun Paik |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ki Suh Park |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Hyon M. Park |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Yong H. Kim |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NEOGEN CORP.
Ticker: | NEOG | Security ID: | 640491106 |
Meeting Date: | OCT 2, 2003 | Meeting Type: | Annual |
Record Date: | AUG 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lon M. Bohannon |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Herbert D. Doan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon E. Guyer, Ph.D. |
| For |
| For |
| Management |
|
180
ONLINE RESOURCES AND COMMUNICATIONS CORP.
Ticker: | ORCC | Security ID: | 68273G101 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Matthew P. Lawlor |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ervin R. Shames |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Barry D. Wessler |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
OPINION RESEARCH CORP.
Ticker: | ORCI | Security ID: | 683755102 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Employee Stock Purchase Plan |
| For |
| Against |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3.1 |
| Elect Director Dale J. Florio |
| For |
| For |
| Management |
|
3.2 |
| Elect Director Steven F. Ladin |
| For |
| For |
| Management |
|
OXFORD INDUSTRIES, INC.
Ticker: | OXM | Security ID: | 691497309 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Annual |
Record Date: | AUG 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tom Gallagher |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director J. Hicks Lanier |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert E. Shaw |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Clarence H. Smith |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Restricted Stock Plan |
| For |
| For |
| Management |
|
5 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
6 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PALOMAR MEDICAL TECHNOLOGIES, INC.
Ticker: | PMTI | Security ID: | 697529303 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph P. Caruso |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Jeanne Cohane |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jay Delahanty |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Nicholas P. Economou |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James G. Martin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Neil Pappalardo |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Louis P. Valente |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
181
PAREXEL INTERNATIONAL CORP.
Ticker: | PRXL | Security ID: | 699462107 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | OCT 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Joseph Eagle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Love |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Serge Okun |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PIXELWORKS, INC.
Ticker: | PXLW | Security ID: | 72581M107 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Allen H. Alley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Oliver D. Curme |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. Scott Gibson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank Gill |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Steven J. Sharp |
| For |
| For |
| Management |
|
2 |
| Amend Articles |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| Against |
| Management |
|
PSYCHIATRIC SOLUTIONS, INC.
Ticker: | PSYS | Security ID: | 74439H108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F Carpenter III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mark P. Clein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard D. Gore |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Waive Lock-Up Restrictions Relating to Series A Preferred Stock |
| For |
| For |
| Management |
|
REGENERATION TECHNOLOGIES, INC.
Ticker: | RTIX | Security ID: | 75886N100 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian K. Hutchison |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David J. Simpson |
| For |
| Withhold |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
182
SEQUENOM, INC.
Ticker: | SQNM | Security ID: | 817337108 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Harry F. Hixson, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonius Schuh, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ULTRALIFE BATTERIES, INC.
Ticker: | ULBI | Security ID: | 903899102 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Patricia C. Barron |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Anthony J. Cavanna |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paula H.J. Cholmondeley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel W. Christman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Kavazanjian |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Carl H. Rosner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ranjit C. Singh |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
VION PHARMACEUTICALS, INC.
Ticker: | VION | Security ID: | 927624106 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Annual |
Record Date: | OCT 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William R. Miller |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen K. Carter, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan Kessman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles K. MacDonald |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alan C. Sartorelli, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Walter B. Wriston |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
183
VION PHARMACEUTICALS, INC.
Ticker: | VION | Security ID: | 927624106 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William R. Miller |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen K. Carter, Md |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan Kessman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles K. Macdonald |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alan C. Sartorelli, Ph.D |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Walter B. Wriston |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LORD ABBETT MICRO-CAP VALUE FUND
AGREE REALTY CORP.
Ticker: | ADC | Security ID: | 008492100 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ellis Wachs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Leon M. Schurgin |
| For |
| For |
| Management |
|
ALLIED DEFENSE GROUP, INC.
Ticker: | ADG | Security ID: | 019118108 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. H. Binford Peay, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.R. Sculley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Clifford C. Christ |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Harry H. Warner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ronald H. Griffith |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gilbert F. Decker |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John G. Meyer, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMBASSADORS GROUP INC
Ticker: | EPAX | Security ID: | 023177108 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dale F. Frey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey D. Thomas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard D.C. Whilden |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
184
AMERICAN DENTAL PARTNERS INC.
Ticker: | ADPI | Security ID: | 025353103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert E. Hunter, D.M.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregory T. Swenson, D.D.S. |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
AMERICAN MEDICAL SECURITY GROUP, INC.
Ticker: | AMZ | Security ID: | 02744P101 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Mark A. Brodhagen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel V. Miller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael T. Riordan |
| For |
| For |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
ARRIS GROUP INC
Ticker: | ARRS | Security ID: | 04269Q100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alex B. Best |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Harry L. Bosco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John (Ian) Anderson Craig |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Matthew B. Kearney |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Lambert |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John R. Petty |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert J. Stanzione |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
BEI TECHNOLOGIES, INC.
Ticker: | BEIQ | Security ID: | 05538P104 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles Crocker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Lavon Morton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
185
BEL FUSE, INC.
Ticker: | BELFA | Security ID: | 077347201 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel Bernstein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter Gilbert |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John S. Johnson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Avi Eden |
| For |
| For |
| Management |
|
C-COR INC
Ticker: | CCBL | Security ID: | 125010108 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | SEP 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Farrell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Rodney M. Royse |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lance T. Shaner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Anthony A. Ibarguen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CARRIAGE SERVICES, INC.
Ticker: | CSV | Security ID: | 143905107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vincent D. Foster |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mark F. Wilson |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
CHESAPEAKE UTILITIES CORP.
Ticker: | CPK | Security ID: | 165303108 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ralph J. Adkins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard Bernstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J. Peter Martin |
| For |
| Withhold |
| Management |
|
186
COBIZ INC.
Ticker: | COBZ | Security ID: | 190897108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven Bangert |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael B. Burgamy |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerry W. Chapman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas M. Longust |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jonathan C. Lorenz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Evan Makovsky |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Harold F. Mosanko |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Howard R. Ross |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Noel N. Rothman |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Timothy J. Travis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CONCURRENT COMPUTER CORP.
Ticker: | CCUR | Security ID: | 206710204 |
Meeting Date: | OCT 21, 2003 | Meeting Type: | Annual |
Record Date: | SEP 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alex B. Best |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles Blackmon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael A. Brunner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack A. Bryant, III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce N. Hawthorne |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director C. Shelton James |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steve G. Nussrallah |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
COVENANT TRANSPORT, INC.
Ticker: | CVTI | Security ID: | 22284P105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David R. Parker |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert E. Bosworth |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Hugh O. Maclellan, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bradley A. Moline |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Mark A. Scudder |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director William T. Alt |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Niel B. Nielson |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| Against |
| Management |
|
187
CRAFTMADE INTERNATIONAL, INC.
Ticker: | CRFT | Security ID: | 22413E104 |
Meeting Date: | NOV 26, 2003 | Meeting Type: | Annual |
Record Date: | OCT 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Ridings |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Clifford Crimmings |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Kathleen B. Oher |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director A. Paul Knuckley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jerry E. Kimmel |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John DeBlois |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Lary C. Snodgrass |
| For |
| For |
| Management |
|
1.8 |
| Elect Director R. Don Morris |
| For |
| For |
| Management |
|
1.9 |
| Elect Director William E. Bucek |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L. Dale Griggs |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CUTTER & BUCK INC.
Ticker: | CBUK | Security ID: | 232217109 |
Meeting Date: | OCT 7, 2003 | Meeting Type: | Annual |
Record Date: | JUL 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Henry L. (Skip) Kotkins, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James C. Towne |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
DIMON INC.
Ticker: | DMN | Security ID: | 254394109 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Hans B. Amell as Class I Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R. Stuart Dickson as Class III Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry F. Frigon as Class III Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director C. Richard Green, Jr. as Class I Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Hines as Class III Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James E. Johnson, Jr. as Class III Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas F. Keller as Class III Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Norman A. Scher as Class II Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Director William R. Slee as Class II Director |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
188
DONEGAL GROUP INC.
Ticker: | DGICB | Security ID: | 257701201 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director R. Richard Sherbahn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John J. Lyons |
| For |
| For |
| Management |
|
2 |
| Elect Director Richard D. Wampler, II |
| For |
| For |
| Management |
|
EXPONENT, INC.
Ticker: | EXPO | Security ID: | 30214U102 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Samuel H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Barbara M. Barrett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leslie G. Denend Ph.D |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael R. Gaulke |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jon R. Katzenbach |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward J. Keith |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Subbaiah V. Malladi Ph.D |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Roger L. McCarthy Ph.D |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Stephen C. Riggins |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FARGO ELECTRONICS, INC.
Ticker: | FRGO | Security ID: | 30744P102 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David D. Murphy |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Elaine A. Pullen |
| For |
| For |
| Management |
|
FINANCIAL FEDERAL CORP.
Ticker: | FIF | Security ID: | 317492106 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Annual |
Record Date: | OCT 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence B. Fisher |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William C. MacMillen, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael C. Palitz |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Robards |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul R. Sinsheimer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director H. E. Timanus, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
189
FRANKLIN BANK CORP.
Ticker: | FBTX | Security ID: | 352451108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence Chimerine, Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Howard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Anthony J. Nocella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FRONTIER AIRLINES, INC.
Ticker: | FRNT | Security ID: | 359065109 |
Meeting Date: | SEP 4, 2003 | Meeting Type: | Annual |
Record Date: | JUL 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Samuel D. Addoms |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Hank Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director D. Dale Browning |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul S. Dempsey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William B. McNamara |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. LaRae Orullian |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jeff S. Potter |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James B. Upchurch |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
GENESEE & WYOMING INC.
Ticker: | GWR | Security ID: | 371559105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Louis S. Fuller |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Philip J. Ringo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. Scudder |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
190
GOVERNMENT PROPERTIES TRUST, INC
Ticker: | GPP | Security ID: | 38374W107 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jerry D. Bringard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Ames |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Spencer I. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Philip S. Cottone |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Peck |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas D. Peschio |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard H. Schwachter |
| For |
| For |
| Management |
|
HANMI FINANCIAL CORPORATION
Ticker: | HAFC | Security ID: | 410495105 |
Meeting Date: | APR 7, 2004 | Meeting Type: | Special |
Record Date: | FEB 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
HANMI FINANCIAL CORPORATION
Ticker: | HAFC | Security ID: | 410495105 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Christian Mitchell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jae Whan Yoo |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
HAVERTY FURNITURE COMPANIES, INC.
Ticker: | HVT | Security ID: | 419596101 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clarence H. Ridley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Glover |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Rawson Haverty, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Fred L. Schuermann |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ben M. Haverty |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Mylle H. Mangum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Clarence H. Smith |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Al Trujillo |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.S. Mcgaughey, III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L. Phillip Humann |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Terence F. McGuirk |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Vicki R. Palmer |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
191
HEADWATERS INCORPORATED
Ticker: | HDWR | Security ID: | 42210P102 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | JAN 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director R. Sam Christensen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William S. Dickinson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Malyn K. Malquist |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
HIBBETT SPORTING GOODS, INC.
Ticker: | HIBB | Security ID: | 428565105 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carl Kirkland |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Newsome |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas A. Saunders, III |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
HUB GROUP, INC.
Ticker: | HUBG | Security ID: | 443320106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip C. Yeager |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David P. Yeager |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. Yeager |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary D. Eppen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles R. Reaves |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Martin P. Slark |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
ICU MEDICAL, INC.
Ticker: | ICUI | Security ID: | 44930G107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George A. Lopez, M.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert S. Swinney, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
192
INTEGRATED ALARM SERVICES GROUP, INC.
Ticker: | IASG | Security ID: | 45890M109 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Timothy M. McGinn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas J. Few, Sr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David L. Smith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Clinton Allen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director R. Carl Palmer, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John Mabry |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Timothy J. Tully |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ralph J. Michael III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Raymond Kubacki |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTERMAGNETICS GENERAL CORP.
Ticker: | IMGC | Security ID: | 458771102 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael E. Hoffman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas L. Kempner |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Sheldon Weinig |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
KEYSTONE AUTOMOTIVE INDUSTRIES, INC.
Ticker: | KEYS | Security ID: | 49338N109 |
Meeting Date: | AUG 19, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald G. Brown |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Ronald G. Foster |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles J. Hogarty |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy C. McQuay |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Al A. Ronco |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director George E. Seebart |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Keith M. Thompson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
193
LASALLE HOTEL PROPERTIES
Ticker: | LHO | Security ID: | 517942108 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald S. Perkins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stuart L. Scott |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LUFKIN INDUSTRIES, INC.
Ticker: | LUFK | Security ID: | 549764108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John H. Lollar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bob H. O’Neal |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas E. Wiener |
| For |
| For |
| Management |
|
MARCUS CORP., THE
Ticker: | MCS | Security ID: | 566330106 |
Meeting Date: | OCT 8, 2003 | Meeting Type: | Annual |
Record Date: | AUG 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Diane Marcus Gershowitz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Timothy E. Hoeksema |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen H. Marcus |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel F. McKeithan, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce J. Olson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Allan H. Selig |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Philip L. Milstein |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bronson J. Haase |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James D. Ericson |
| For |
| For |
| Management |
|
MCGRATH RENTCORP
Ticker: | MGRC | Security ID: | 580589109 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Dawson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert C. Hood |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dennis C. Kakures |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joan M. McGrath |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert P. McGrath |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dennis P. Stradford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ronald H. Zech |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
194
MICROS SYSTEMS, INC.
Ticker: | MCRS | Security ID: | 594901100 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: | OCT 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. L. Giannopoulos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Louis M. Brown, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director B. Gary Dando |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John G. Puente |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dwight S. Taylor |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William S. Watson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
MOBILE MINI, INC.
Ticker: | MINI | Security ID: | 60740F105 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | MAY 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald J. Marusiak |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lawrence Trachtenberg |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MODTECH HOLDINGS, INC.
Ticker: | MODT | Security ID: | 60783C100 |
Meeting Date: | AUG 13, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Evan M. Gruber |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert W. Campbell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Daniel J. Donahoe III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stanley N. Gaines |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles R. Gwirtsman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles C. Mcgettigan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael G. Rhodes |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Myron A. Wick III |
| For |
| For |
| Management |
|
MONRO MUFFLER BRAKE, INC.
Ticker: | MNRO | Security ID: | 610236101 |
Meeting Date: | AUG 19, 2003 | Meeting Type: | Annual |
Record Date: | JUL 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick M. Danziger as Class 2 Director |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert G. Gross as Class 2 Director |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Peter J. Solomon as Class 2 Director |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Francis R. Strawbridge as Class 2 Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard A. Berenson as Class 1 Director |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Robert E. Mellor as Class 1 Director |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
195
MONRO MUFFLER BRAKE, INC.
Ticker: | MNRO | Security ID: | 610236101 |
Meeting Date: | DEC 2, 2003 | Meeting Type: | Special |
Record Date: | OCT 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
MOTHERS WORK, INC.
Ticker: | MWRK | Security ID: | 619903107 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: | DEC 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dan W. Matthias |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Elam M. Hitchner, III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NAVIGATORS GROUP, INC., THE
Ticker: | NAVG | Security ID: | 638904102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter A. Cheney |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Terence N. Deeks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Eager, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stanley A. Galanski |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Leandro S. Galban, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John F. Kirby |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marc M. Tract |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Robert F. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
196
NN, INC.
Ticker: | NNBR | Security ID: | 629337106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael E. Werner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NUCO2, INC.
Ticker: | NUCO | Security ID: | 629428103 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Annual |
Record Date: | OCT 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael E. DeDomenico |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Craig L. Burr |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert L. Frome |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel Raynor |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard D. Waters, Jr. |
| For |
| For |
| Management |
|
2 |
| Classify the Board of Directors |
| For |
| Against |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
OFFSHORE LOGISTICS, INC.
Ticker: | OLG | Security ID: | 676255102 |
Meeting Date: | SEP 15, 2003 | Meeting Type: | Annual |
Record Date: | JUL 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter N. Buckley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen J. Cannon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jonathan H. Cartwright |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David M. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kenneth M. Jones |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Pierre H. Jungels, CBE |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George M. Small |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ken C. Tamblyn |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert W. Waldrup |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Howard Wolf |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: | PTSI | Security ID: | 693149106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick P. Calderone |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank L. Conner |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas H. Cooke |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Manuel J. Moroun |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Matthew T. Moroun |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Daniel C. Sullivan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert W. Weaver |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles F. Wilkins |
| For |
| For |
| Management |
|
197
PHILLIPS-VAN HEUSEN CORP.
Ticker: | PVH | Security ID: | 718592108 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward H. Cohen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph B. Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joel H. Goldberg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marc Grosman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce J. Klatsky |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry N.S. Lee |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Bruce Maggin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter J. Solomon |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Mark Weber |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PIONEER DRILLING COMPANY
Ticker: | PDC | Security ID: | 723655106 |
Meeting Date: | AUG 22, 2003 | Meeting Type: | Annual |
Record Date: | JUN 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Wm. Stacy Locke |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director C. John Thompson |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
POWELL INDUSTRIES, INC.
Ticker: | POWL | Security ID: | 739128106 |
Meeting Date: | MAR 5, 2004 | Meeting Type: | Annual |
Record Date: | JAN 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph L. Becherer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas W. Powell |
| For |
| Withhold |
| Management |
|
2 |
| Change State of Incorporation from Nevada to Delaware |
| For |
| For |
| Management |
|
198
QUAKER CHEMICAL CORP.
Ticker: | KWR | Security ID: | 747316107 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph B. Anderson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia C. Barron |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edwin J. Delattre |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
QUAKER FABRIC CORP.
Ticker: | QFAB | Security ID: | 747399103 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Sangwoo Ahn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry A. Liebenow |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerry Ignacio Porras |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Eriberto R. Scocimara |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
QUIPP, INC.
Ticker: | QUIP | Security ID: | 748802105 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Cristina H. Kepner |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Arthur J. Rawl |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
199
ROBBINS & MYERS, INC.
Ticker: | RBN | Security ID: | 770196103 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Annual |
Record Date: | OCT 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Kegerreis, Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William D. Manning |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Maynard H. Murch IV |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ROCK OF AGES CORP.
Ticker: | ROAC | Security ID: | 772632105 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Fox |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas M. Schair |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles M. Waite |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SHARPER IMAGE CORP.
Ticker: | SHRP | Security ID: | 820013100 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard Thalheimer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alan Thalheimer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gerald Napier |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Morton David |
| For |
| For |
| Management |
|
1.5 |
| Elect Director George James |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SIERRA HEALTH SERVICES, INC.
Ticker: | SIE | Security ID: | 826322109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert L. Greene |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Erin E. MacDonald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William J. Raggio |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles L. Ruthe |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SKECHERS U.S.A., INC.
Ticker: | SKX | Security ID: | 830566105 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael Greenberg |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Jeffrey Greenberg |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director David Weinberg |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
200
STANDARD MOTOR PRODUCTS, INC.
Ticker: | SMP | Security ID: | 853666105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marilyn F. Cragin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Arthur D. Davis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert M. Gerrity |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John L. Kelsey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kenneth A. Lehman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Arthur S. Sills |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Lawrence I. Sills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Frederick D. Sturdivant |
| For |
| For |
| Management |
|
1.9 |
| Elect Director William H. Turner |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
TASTY BAKING CO.
Ticker: | TBC | Security ID: | 876553306 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Philip J. Baur, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Judith M. Von Seldeneck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David J. West |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TEAM, INC.
Ticker: | TMI | Security ID: | 878155100 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jack M. Johnson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Theodore Laborde |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TENNANT CO.
Ticker: | TNC | Security ID: | 880345103 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James T. Hale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pamela K. Knous |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
201
TMBR/SHARP DRILLING, INC.
Ticker: | TBDI | Security ID: | 87257P101 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Special |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
TWIN DISC, INCORPORATED
Ticker: | TDI | Security ID: | 901476101 |
Meeting Date: | OCT 17, 2003 | Meeting Type: | Annual |
Record Date: | AUG 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael H. Joyce |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David B. Rayburn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George E. Wardeberg |
| For |
| For |
| Management |
|
UNIVERSAL COMPRESSION HOLDINGS, INC.
Ticker: | UCO | Security ID: | 913431102 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | JUN 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bernard J. Duroc-Danner |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William M. Pruellage |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Samuel Urcis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
VANS, INC.
Ticker: | VANS | Security ID: | 921930103 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Walter E. Schoenfeld |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Sulat |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lisa M. Douglas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles G. Armstrong |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Leonard R. Wilkens |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gary H. Schoenfeld |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wilbur J. Fix |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kathleen M. Gardarian |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Gerald Grinstein |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Shareholder Rights Plan (Poison Pill) |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
202
WABASH NATIONAL CORP.
Ticker: | WNC | Security ID: | 929566107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David C. Burdakin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Greubel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Hackett |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Martin C. Jischke |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ludvik F. Koci |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephanie K. Kushner |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WASTE INDUSTRIES USA, INC.
Ticker: | WWIN | Security ID: | 941057101 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glenn E. Futrell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul F. Hardiman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Talton, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Walker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lonnie C. Poole, Jr. |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Jim W. Perry |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
WORLD FUEL SERVICES CORP.
Ticker: | INT | Security ID: | 981475106 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul H. Stebbins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Kasbar |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John R. Benbow |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Myles Klein |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jerome Sidel |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Luis R. Tinoco |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Ken Bakshi |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard A. Kassar |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director J. Thomas Presby |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
End of Report
203
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Lord Abbett Securities Trust | ||
|
| ||
| By: | /s/Christina T. Simmons |
|
|
| Christina T. Simmons | |
|
| Vice President & Secretary | |
|
| ||
Date: August 27, 2004 |
|
204