SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 3, 2005
UWHARRIE CAPITAL CORP
(Exact name of Registrant as specified in its charter)
| North Carolina | 000-22062 | 56-1814206 | ||
(State or other jurisdiction of incorporation) | (Commission File No.) | (IRS Employer Identification number) |
132 NORTH FIRST STREET, ALBEMARLE, NC 28001
(Address of principal executive offices)
Registrant’s telephone number, including area code 704-982-4415
134 NORTH FIRST STREET, ALBEMARLE, NC 28001
(Former address of principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 8.01 OTHER EVENTS
On October 3, 2005, the Board of Directors of Uwharrie Capital Corp (the “Registrant”) declared a 3% stock dividend to be paid November 14, 2005 to shareholders of record as of October 20, 2005.
A copy of the press release announcing the Registrant’s stock dividend is attached hereto as Exhibit 99.1 and incorporated by reference into this Item 8.01.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
| (c) | Exhibits |
| Exhibit No. | Description of Exhibit | |
| 99.1 | Press Release dated October 3, 2005 with respect to Registrant’s declaration of a 3% stock dividend |
This Current Report on Form 8-K (including information included or incorporated by reference herein) may contain, among other things, certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including, without limitation, (i) statements regarding certain of the Registrant’s goals and expectations with respect to earnings, income per share, revenue, expenses and the growth rate in such items, as well as other measures of economic performance, including statements relating to estimates of credit quality trends, and (ii) statements preceded by, followed by or that include the words “may,” “could,” “should,” “would,” “believe,” “anticipate,” “estimate,” “expect,” “intend,” “plan,” “projects,” “outlook” or similar expressions. These statements are based upon the current belief and expectations of the Registrant’s management and are subject to significant risks and uncertainties that are subject to change based on various factors (many of which are beyond the Registrant’s control).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UWHARRIE CAPITAL CORP | ||
| By: | /s/ Roger L. Dick | |
| Roger L. Dick | ||
| President and Chief Executive Officer | ||
Dated: October 4, 2005
EXHIBIT INDEX
| Exhibit Number | Description of Exhibit | |
| 99.1 | Press Release |