ITEM 1. | SECURITY AND ISSUER. |
This amendment No. 3 (“Amendment No. 3) to Schedule 13D relates to the Schedule 13D filed on October 27, 2016 (the “Original Schedule 13D”) by CDPQ Infrastructures Asia Pte Ltd. (“CDPQ Infrastructures”) and Caisse de dépôt et placement du Québec (“CDPQ” and, together with CDPQ Infrastructures, the “Reporting Persons”) relating to Equity Shares (the “Shares”) issued by Azure Global Power Limited (the “Issuer”). The principal executive offices of the Issuer are located at 8 Local Shopping Complex, Pushp Vihar, Madangir, New Delhi, 110062, India.
Capitalized terms used but not defined in this Amendment No. 3 shall have the meanings set forth in the Original Schedule 13D.
Except as specifically amended by this Amendment No. 3, the Original Schedule 13D is unchanged.
ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. |
Item 3 of the Original Schedule 13D is hereby amended and supplemented by adding the following information:
“On June 29, 2018, CDPQ Infrastructures purchased an additional 3,000,000 Shares in open market transactions for an aggregate purchase price of $43,500,000.00. The source of the funds used by CDPQ Infrastructures to acquire such additional Shares was working capital provided by CDPQ. The source of funds used by CDPQ to provide such working capital to CDPQ Infrastructures was funds on deposit at CDPQ.”
ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER. |
Item 5 of the Original Schedule 13D is hereby amended and restated to read in full as follows:
“The responses to this Item 5 and the information on the cover page are based on their being 25,996,932 Shares outstanding, as reported on the Issuer’s Annual Report on Form 20-F for the fiscal year ended March 31, 2018 filed with the with the Securities and Exchange Commission on June 15, 2018.
(a) and (b) As a result of the transactions described in the Original Schedule 13D, as amended, and in this Amendment No. 3, CDPQ Infrastructures is the direct beneficial owner of 8,443,567 Shares, which represents 32.5% of the Issuer's outstanding Shares. CDPQ, through its ownership of CDPQ Infrastructures, may be deemed to share voting and dispositive power over the Shares beneficially owned or deemed to be beneficially owned by CDPQ Infrastructures.
(c) The transactions by the Reporting Persons in the Shares during the past sixty days are set forth in Annex B. Except as otherwise disclosed therein, the Reporting Persons have not effected any transaction in the Shares in the last 60 days.
(d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or any proceeds from the sale of the Shares beneficially owned by the Reporting Persons.
(e) Not applicable.”
CINS NO. V0393H103 | SCHEDULE 13D | Page 5 of 6 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 3, 2018
| | CDPQ INFRASTRUCTURES ASIA PTE LTD. | |
| | By: |
/s/ Cyril Cabanes
| |
| | | Name: Cyril Cabanes Title: Director | |
CINS NO. V0393H103 | SCHEDULE 13D | Page 6 of 6 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 3, 2018
| | CAISSE DE DÉPÔT ET PLACEMENT DU QUÉBEC | |
| | By: |
/s/ Sophie Lussier
| |
| | | Name: Sophie Lussier Title: Legal Counsel | |
Annex B
Schedule of Transactions
CDPQ INFRASTRUCTURE ASIA PTE. LTD
Date of Transaction | Security | Amount of Securities Bought | Unit Cost | Where and How Effected |
6/29/2018 | Equity Shares | 3,000,000 | $14.50 | Open Market |
CAISSE DE DÉPÔT ET PLACEMENT DU QUÉBEC
None.