| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07556
Liberty Variable Investment Trust | |||
(Exact name of registrant as specified in charter) | |||
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One Financial Center, Boston, Massachusetts | 02111 | ||
(Address of principal executive offices) | (Zip code) | ||
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James R. Bordewick, Jr., Esq. Columbia Management Group, Inc. One Financial Center Boston MA 02111 | |||
(Name and address of agent for service) | |||
Registrant’s telephone number, including area code: | 1-617-772-3750 |
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Date of fiscal year end: | 7/31/07 |
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Date of reporting period: | 7/01/2005 — 6/30/2006 |
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Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);and |
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(i) | Whether the registrant cast its vote for or against management. |
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07556
Reporting Period: 07/01/2005 - 06/30/2006 ;
Liberty Variable Investment Trust
60;
====================== COLU MBIA LARGE CAP VALUE FUND, VS =======================
AETNA INC.
Ticker: 0; AET Security ID: 00817Y108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Molly J. Coye, M.D. For For Management
1.3 Elect Director Barbara H. Franklin For For Management
1.4 Elect Director Jeffrey E. Garten For For Management
1.5 Elect Director Earl G. Graves For For 0; Management
1.6 Elect Director Gerald Greenwald For For Management
1.7 Elect Director Ellen M. Hancock For For Management
1.8 Elect Director Michael H. Jordan For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director John W. Rowe, M.D. For For Management
1.12 Elect Director Ronald A. Williams For 60; For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
4 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101 0;
Meeting Date: MAR 1, 2006 Meeting Type: Annual
Record Date: JAN 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Sullivan For For Management
1.2 Elect Director Robert J. Herbold For For Management
1.3 ; Elect Director Koh Boon Hwee For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Ronald T. Lemay 160; For For Management
1.6 Elect Director Edward M. Liddy For For Management
1.7 Elect Director J. Christopher Reyes For For Management
1.8 Elect Director H. John Riley, Jr. For For Management
1.9 Elect Director Joshua I. Smith For For Management
1.10 Elect Director Judith A. Sprieser For For Management
1.11 Elect Director Mary Alice Taylor For For Management
2 Ratify Audito rs For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
160; Stock Plan
5 Require a Majority Vote for the Election Against For Shareholder
of Directors ;
6 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Harold Brown For For Management
1.3 Elect Director Mathis Cabiallavetta For& #160; For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Robert E. R. Huntley For For Management
1.7 Elect Director Thomas W. Jones For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Lucio A. Noto For For Management
1.10 ; Elect Director John S. Reed For For Management
1.11 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 ; Separate Chairman and CEO Positions Against Against Shareholder
4 Adopt ILO Standards Against Abstain Shareholder
5 Inform African Americans of Health Risks Against Abstain Shareholder
Associated with Menthol Cigarettes
6 Establish Fire Safety Standards for Against Abstain Shareholder
Cigarettes
7 Adopt Animal Welfar e Policy Against Against Shareholder
8 Support Legislation to Reduce Smoking Against Abstain Shareholder
9 Provide Information on Second Hand Smoke Against Abstain Shareholder
---------------------------------------------------------------------------- - ----
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108 60;
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Jill M. Considine For For Management
1.4 Elect Director Robert J. Genader For For Management
1.5 Elect Director W. Grant Gregory For For Management
1.6 Elect Director Thomas C. Theobald For For Management
1.7 Elect Director Laura S. Unger For For Management
1.8 Elect Director Henry D.G. Wallace For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: AUG 11, 2005 Meeting Type: Annual
Record Date: JUN 24, 2005 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Aidinoff For 0; For Management
1.2 Elect Director P. Chia For For Management
1.3 Elect Director M. Cohen For Withhold Management
1.4 Elect Director W. Cohen For For Management
1.5 Elect Director M. Feldstein For For Management
1.6 Elect Director E. Futter For For Management
1.7 Elect Director S. Hammerman For For ; Management
1.8 Elect Director C. Hills For For Management
1.9 Elect Director R. Holbrooke For For Management
1.10 Elect Director D. Kanak For For Management
1.11 Elect Director G. Miles, Jr For For Management
1.12 Elect Director M. Offit For For Management
1.13 Elect Director M. Sullivan For For Management
1.14 Elect Director E. Tse For For Management
1.15 Elect Director F. Zarb For For Management
2 Ratify Auditors For ; For Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pei-yuan Chia For For 60; Management
1.2 Elect Director Marshall A. Cohen For For Management
1.3 Elect Director Martin S. Feldstein For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Stephen L. Hammerman For For Management
1.6 Elect Director Richard C. Holbrooke For For Management
1.7 Elect Director Fred H. Langhammer For For Management
1.8 Elect Director George L. Miles, Jr. For & #160; For Management
1.9 Elect Director Morris W. Offit For For Management
1.10 Elect Director James F. Orr, III For For Management
1.11 Elect Director Martin J. Sullivan For For Management
1.12 Elect Director Michael H. Sutton For For Management
1.13 Elect Director Edmund S.W. Tse For For Management
1.14 Elect Director Robert B. Willumstad For For Management
1.15 Elect Director Frank G. Zarb & #160; For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ARCHSTONE SMITH TRUST
Ticker: ASN ; Security ID: 039583109
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Cardwell For For Management
1.2 Elect Director Ernest A. Gerardi, Jr. For 60; For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director Ned S. Holmes For For Management
1.5 Elect Director Robert P. Kogod For For Management
1.6 Elect Director James H. Polk, III For For Management
1.7 Elect Director John M. Richman For For Management
1.8 Elect Director John C. Schweitzer For For Management
1.9 Elect Director R. Scot Sellers For For Management
1.10 Elect Director Robert H. Smith For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: AZ N Security ID: 046353108
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 21, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY S ACCOUNTS AND THE For For Management
REPORTS OF THE DIRECTORS AND AUDITOR FOR & #160;
THE YEAR ENDED DECEMBER 31, 2005
2 TO CONFIRM DIVIDENDS For For Management
3 Ratify Auditors For For Management
4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Management
REMUNERATION OF THE AUDITOR 0;
5.1 Elect Director Louis Schweitzer For For Management
5.2 Elect Director Hakan Mogren For For Management
5.3 Elect Director David R Brennan For For Management
5.4 Elect Director Jonathan Symonds For For Management
5.5 Elect Director John Patterson For For Management
5.6 Elect Director Sir Peter Bonfield For For Management
5.7 Elect Director John Buchanan For For Management
5.8 Elect Director Jane Henney For For Management
5.9 Elect Director Michele Hooper For For Management
5.10 Elect Director Joe Jimenez ; For For Management
5.11 Elect Director Erna Moller For For Management
5.12 Elect Director Marcus Wallenberg For For Management
5.13 Elect Director Dame Nancy Rothwell For For Management
6 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005 0;
7 TO AUTHORIZE LIMITED EU POLITICAL For For Management
DONATIONS & #160;
8 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management
UNISSUED SHARES
9 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Management
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES 0;
--------------------------------------------------------------------------------
AT&T INC 0;
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2006 & #160; Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger, III For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director August A. Busch, III For For Management
1.4 Elect Director Martin K. Eby, Jr. For For Management
1.5 Elect Director James A. Henderson For For Management
1.6 Elect Director Charles F. Knight For For Management
1.7 Elect Director Jon C. Madonna& #160; For For Management
1.8 Elect Director Lynn M. Martin For For Management
1.9 Elect Director John B. McCoy For For Management
1.10 Elect Director Mary S. Metz 160; For For Management
1.11 Elect Director Toni Rembe For For Management
1.12 Elect Director S. Donley Ritchey For For Management
1.13 Elect Director Joyce M. Roche For For ; Management
1.14 Elect Director Randall L. Stephenson For For Management
1.15 Elect Director Laura D'Andrea Tyson For For Management
1.16 Elect Director Patricia P. Upton For For Management
1.17 Elect Director Edward E. Whit acre, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-N on-Routine For For Management
5 Report on Political Contributions Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Pay Disparity Against Against Shareholder
8 Non-Employee Director Compensation Against Against Shareholder
9 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
10 Adopt Simple Majority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE 160;
Ticker: BK Security ID: 064057102
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date:& #160; FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi 60; For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassel For For Management
1.4 Elect Director Richard J. Kogan For For Ma nagement
1.5 Elect Director Michael J. Kowalski For For Management
1.6 Elect Director John A. Luke, Jr. For For Management
1.7 Elect Director John C. Malone For For Management
1 .8 Elect Director Paul Myners For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director Thomas A. Renyi For For Management
1.11 Elect Director William C. Richardson For 160; For Management
1.12 Elect Director Brian l. Roberts For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
1.14 Elect Director Richard C. Vaughan For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Reimbursement of Expenses of Opposition Against Against Shareholder
Cand idates
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. ;
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 9, 2006 Meeting Type: Annual 0;
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director James R. Gavin, III For For Management
1.3 Elect Director Peter S. Hellman For For Management
1.4 Elect Director K.J. Storm For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Establish Range For Board Size For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote ;
--------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.L. Boeckmann For For Management
1.2 Elect Director D.G. Cook For For Management
1.3 Elect Director V.S. Martinez For For Management
1.4 Elect Director M.F. Racicot For For Management
1.5 Elect Director R.S. Roberts For For Management
1.6 Elect Director M.K. Rose For For Management
1.7 Elect Director M.J. Shapiro For For Management
1.8 Elect Director J.C. Watts, Jr For For Management
1.9 Elect Director R.H. West For For Management
1.10 Elect Director J.S. Whisler For For Management
1.11 Elect Direc tor E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 60; Amend Executive Incentive Bonus Plan For For Management
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
6 Separate Chairman and CEO Positions Against For Shareholder
--------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC 0;
Ticker: CSG Security ID: 127209302
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: APR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DECLARATION OF FINAL DIVIDEND 2005 For For Management
3 DIRECTORS REMUNERATION REPORT For For Management
4.1 Elect Director Roger Carr For For Management
4.2 Elect Director Ken Hanna For For Management
4.3 Elect Director Todd Stitzer For For Management
4.4 160; Elect Director Lord Patten For For Management
4.5 Elect Director Baroness Wilcox For For Management
5 Ratify Auditors For For Management
6 REMUNERATION OF AUDITORS For For Management
7 APPROVE PROPOSED AMENDMENTS TO THE For For Management
INTERNATIONAL SHARE AWARD PLAN
8 APPROVE PROPOSED AMENDMENTS TO THE 2004 For For Management
LONG TERM INCENTIVE PLAN
9 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
10 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS For For Management
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
--------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson ; For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For 60; Management
1.7 Elect Director Richard J. Glasier For For Management
1.8 Elect Director Baroness Hogg For For Management
1.9 Elect Director A. Kirk Lanterman For For Management
1.10 Elect Director Modesto A. Maidique For For Management
1.11 Elect Director Sir John Parker For For Management
1.12 Elect Director Peter G. Ratcliffe For For Management
1.13 Elect Director Stuart Subotnick For 0; For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For & #160; For Management
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS.
4 TO RE CEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED
NOVEMBER 30, 2005.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC. 0;
8 TO APPROVE A GENERAL AUTHORITY FOR For For Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET. 60;
--------------------------------------------------------------------------------
CATERPILLAR INC. ;
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Goode For For Management
1.2 Elect Director James W. Owens For For Management
1.3 Elect Director Charles D. Powell For For Management
1.4 Elect Director Joshua I. Smith & #160; For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For 0; Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CX ; Security ID: 151290889
Meeting Date: APR 27, 2006 Meeting Type: Special
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO SPLIT EACH OF THE COMPANY S For For Management
ORDINARY COMMON SHARES SERIES A AND & #160;
SERIES B SHARES AND AMEND ARTICLE 6 OF
THE COMPANY S BY-LAWS. 160;
2 PROPOSAL TO CHANGE THE COMPANY S BY-LAWS. For For Management
3 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING AND
THE CHANGES IN THE COMPANY S BY-LAWS OR
ESTATUTOS SOCIALES, IF APPLICABLE.
4 APPROVAL OF THE FINANCIAL STATEMENTS FOR For For Management
THE FISCAL YEAR ENDED DECEMBER 31, 2005.
5 ALLOCATION OF PROFITS AND THE MAXIMUM For For Management
AMOUNT OF FUNDS TO BE USED FOR THE
PURCHASE OF COMPANY SHARES.
6 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIABLE PORTION. & #160;
7 APPOINTMENT OF DIRECTORS AND STATUTORY For For Management
AUDITORS, AND PRESIDENT OF THE AUDIT
COMMITTEE AND SOCIETAL PRACTICES. ;
8 COMPENSATION OF DIRECTORS, STATUTORY For For Management
AUDITORS AND AUDIT AND SOCIETAL PRACTICES
COMMITTEE. ;
9 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Linnet F. Deily For For Management
1.3 Elect Director Robert E. Denham For For Management
1.4 Elect Director Robert J. Eaton For For Management
1.5 Elect Director Sam Ginn For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director Sam Nunn For For Management
1.8 Elect Dire ctor David J. O'Reilly For For Management
1.9 Elect Director Donald B. Rice For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For & #160; Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director Carl Ware For For Management
2 Ratify Auditors For ; For Management
3 Company-Specific-Reimbursement of Against For Shareholder
Stockholder Proposal
4 Report on Environmental Impact of 160; Against Against Shareholder
Drilling in Sensitive Areas
5 Report on Political Contributions Against Against Shareholder
6 Adopt an Animal Welfare Policy Against Agains t Shareholder
7 Adopt a Human Rights Policy Against Against Shareholder
8 Report on Remediation Expenses in Ecuador Against Against Shareholder
--------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109 0;
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director Harold A. Wagner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIT GROUP INC 60;
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 9, 2006 Meeting Type: Annual 160;
Record Date: MAR 23, 2006
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Peek For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William M. Freeman For For Management
1.4 Elect Director Hon. Thomas H. Kean For For Management
1.5 Elect Director Marianne Miller Parrs For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director John R. Ryan For For Management
1.8 Elect Director Seymour Sternberg For For Management
1.9 Elect Director Peter J. Tobin For For Management
1.10 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For 160; For Management
--------------------------------------------------------------------------------
CITIGROUP INC. 60;
Ticker: C Security ID: 172967101
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong ; For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For 160; Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Andrew N. Liveris For For Management
1.10 Elect Director Dudley C. Mecum For For Management
1.11 Elect Director Anne M. Mulcahy & #160; For For Management
1.12 Elect Director Richard D. Parsons For For Management
1.13 Elect Director Charles Prince For For Management
1.14 Elect Director Dr. Judith Rodin For For Management
1.15 Elect Director Robert E. Rubin For For Management
1.16 Elect Director Franklin A. Thomas For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 End Issuance of Options and Prohibit Ag ainst Against Shareholder
Repricing
7 Report on Political Contributions Against Against Shareholder
8 Report on Charitable Contributions Against Against Shareholder
9 Performance-Based Equity Awards Against For Shareholder
10 Reimbursement of Expenses Incurred by Against Against Shareholder
Shareholder(s) 60;
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Clawback of Payments Under Restatement Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104 160;
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director Harald J. Norvik For For Management
1.4 Elect Director William K. Reilly For For Management
1.5 Elect Director Victoria J. Tschinkel For For Management
1.6 Elect Director Kathryn C. Turner For 160; For Management
2 Ratify Auditors For For Management
3 Report Damage Resulting From Drilling Against For Shareholder
Inside the National Petroleum Reserve & #160;
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
6 Report Accountability for Company's Against Against Shareholder
Environmental Impacts due to Operation & #160;
7 Non-Employee Director Compensation Against Against Shareholder
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director Marie L. Garibaldi For For Management
1.5 Elect Director William G. Little For For Management
1.6 Elect Director Hans J. Loliger For For Management
1.7 Elect Director Thomas A. Ralph For For Management
1.8 Elect Director Hugues du Rouret For For Management
1.9 Elect Director Alan W. Rutherford For For Management
1.10 Elect Director Harold A. Sorgenti & #160; For For Management
1.11 Elect Director Jim L. Turner For For Management
1.12 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DB Security ID: D18190898
Meeting Date: JUN 1, 2006 Meeting Type: Annual
Record Date: MAY 1, 2006
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF DISTRIBUTABLE PROFIT For Did Not Management
Vote 0;
2 RATIFICATION OF THE ACTS OF MANAGEMENT OF For Did Not Management
THE MANAGEMENT BOARD FOR THE 2005 Vote
FINANCIAL YEAR
3 RATIFICATION OF THE ACTS OF MANAGEMENT OF For Did Not Management
THE SUPERVISORY BOARD FOR THE 2005 Vote
FINANCIAL YEAR & #160;
4 ELECTION OF THE AUDITOR FOR THE 2006 For Did Not Management
FINANCIAL YEAR Vote
5 AUTHORIZATION TO ACQUIRE OWN SHARES FOR For Did Not Management
TRADING PURPOSES (SECTION 71 (1) NO. 7 Vote
STOCK CORPORATION ACT) 60;
6 AUTHORIZATION TO ACQUIRE OWN SHARES For Did Not Management
PURSUANT TO (SECTION 71 (1) NO. 8 STOCK Vote
CORPORATION ACT) 60;
7 ELECTION TO THE SUPERVISORY BOARD For Did Not Management
Vote
8 NEW AUTHORIZED CAPITAL For Did Not Management
Vote
9 AMENDMENTS TO THE ARTICLES OF ASSOCIATI ON For Did Not Management
BASED ON UMAG Vote
10 FURTHER AMENDMENTS TO THE ARTICLES OF For Did Not Management
ASSOCIATION 60; Vote
--------------------------------------------------------------------------------
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: 25243Q205
Meeting Date: OCT 18, 2005 Meeting Type: Annual 0;
Record Date: SEP 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORTS AND ACCOUNTS 2005 For For Management
2 DIRECTORS REMUNERATION REPORT 2005 For For Management
3 DECLARATION OF FINAL DIVIDEND For For Management
4 RE-ELECTION OF LORD BLYTH OF ROWINGTON For For Management
(MEMBER OF NOMINATION COMMITTEE)
5 RE-ELECTION OF MS M LILJA (MEMBER OF For For Management
; AUDIT, NOMINATION AND REMUNERATION
COMMITTEE)
6 RE-ELECTION OF MR WS SHANAHAN (MEMBER OF For For Management
AUDIT, NOMINATION AND REMUNERATION
COMMITTEE)
7 ELECTION OF DR FB HUMER (MEMBER OF AUDIT, For For Management
NOMINATION AND REMUNERATION COMMITTEE)
8 Ratify Auditors For For Ma nagement
9 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
10 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
12 AUTHORITY TO MAKE EU POLITICAL For For Management
DONATIONS/EXPENDITURE
13 ADOPTION OF NEW ARTICLES OF ASSOCIATION For For Management
--------------------------------------------------------------------------------
EATON CORP.
Ticker: ETN Security ID: 278058102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Connor For For Management
1.2 Elect Director Alexander M. Cutler For For Management
1.3 Elect Director Deborah. L. McCoy For For Management
1.4 Elect Director Gary L. Tooker For For Management
2 Ratify Auditors ; For For Management
--------------------------------------------------------------------------------
EDISON INTERNATIONAL & #160;
Ticker: EIX Security ID: 281020107
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director France A. Cordova For For Management
1.3 Elect Director Charles B. Curtis For For Management
1.4 Elect Director Bradford M. Freeman 60; For For Management
1.5 Elect Director Bruce Karatz For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Ronald L. Olson For For & #160; Management
1.8 Elect Director James M. Rosser For For Management
1.9 Elect Director Richard T. Schlosberg, III For For Management
1.10 Elect Director Robert H. Smith For For Management
1.11 Elect Director Thomas C. Sutton For For Management
2 Amend Articles To Eliminate Fair Price For For Management
Provision
3 Adopt Simple Majority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ENTERGY CORP. 60;
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 12, 2006 Meeting Type: Annual & #160;
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor & #160;
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. Debree For For Management
1.4 El ect Director Gary W. Edwards For For Management
1.5 Elect Director Alexis Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Stuart L. Levenick For For Management
1.9 Elect Director Robert v.d. Luft For For Management
1.10 Elect Director James R. Nichols For For Management
1.11 Elect Director William A. Percy, II For For Management
1.12 Elect Director W. J. Tauzin For For Management
1.13 Elect Director Steven V. Wilkinson For For Management
2 Reduce Supe rmajority Vote Requirement For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
----------------------------------------------------------------------------- - ---
EXELON CORP.
Ticker: EXC Security ID: 30161N101 & #160;
Meeting Date: JUL 22, 2005 Meeting Type: Annual
Record Date: MAY 2, 2005
&n bsp;
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition 60;
2.1 Elect Director Edward A. Brennan For For Management
2.2 Elect Director Bruce De Mars For For Management
2.3 Elect Director Nelson A. Diaz 160; For For Management
2.4 Elect Director John W. Rowe For Withhold Management
2.5 Elect Director Ronald Rubin For For Management
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock Purchase For For Management
Plan
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: JUN 27, 2006 Meeting Type: Annual
Record Date: MAY 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.W. D'Alessio For For Management
1.2 Elect Director R.B. Greco For For Management
1.3 Elect Director J.M. Palms For For Management
1.4 Elect Director J.W. Rogers For For Management
1.5 Elect Director R.L. Thomas For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
--------------------------------------------------------------------------------
EXXON MOBIL CORP. & #160;
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 6, 2006
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director William W. George For For Management
1.3 Elect Director James R. Houghton For For 160; Management
1.4 Elect Director William R. Howell For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Philip E. Lippincott For For Management
1.7 ; Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director J. Stephen Simon For For Management
1.12 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Company-Specific-Nominate Independent Against Against Shareholder
Director with Industry Experience
6 Require Director Nominee Qualifications Against Against Shareholder
7 0; Non-Employee Director Compensation Against Against Shareholder
8 Separate Chairman and CEO Positions Against For Shareholder
9 Review Executive Compensation Against Against Shareholder
10 Link Executive Compensation to Social Against Against Shareholder
Issues
11 Report on Political Contributions Against Against Shareholder
12 Report on Charitable Contributions Against Against Shareholder
13 Amend Equal Employment Opportunity Policy Against Abstain Shareholder
to Prohibit Discrimination Based on
Sexual Orientation & #160;
14 Report on Damage Resulting from Drilling Against Against Shareholder
for Oil and gas in Protected Areas
15 Report Accountability for Company's Against Against Shareholder
Environmental Impacts due to Operation
--------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. & #160;
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Aurelio For For Management
1.2 Elect Director Charles P. Carinalli For For Management
1.3 Elect Director Charles M. Clough For For Management
1.4 Elect Director Robert F. Friel For For Management
1.5 Elect Director Thomas L. Magnanti For For Management
1.6 Elect Director Kevin J. McGarity For For Management
1.7 Elect Director Kirk P. Pond For For Management
1.8 Elect Director Bryan R. Roub For For Management
1.9 Elect Director Ronald W. Shelly For For Management
1.10 Elect Director William N. Stout For For Management
1.11 Elect Director Mark S. Thompson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: JUL 13, 2005 Meeting Type: Annual
Record Date: MAY 20, 2005 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2.1 Elect Director Meyer Feldberg For For Management
2.2 Elect Director Terry J. Lundgren For For Management
2.3 Elect Director Marna C. Whittington For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. & #160;
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce M. Roche For For Management
1.2 Elect Director William P. Stiritz For For Management
1.3 Elect Director Craig E. Weatherup For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Limit Boards on Which Directors May Against Against Shareholder
Concurrently Serve
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 30, 2005 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Harmon E. Burns For For Management
1.3 Elect Director Charles Crocker For For Management
1.4 Elect Director Joseph R. Hardiman For For Management
1.5 Elect Director Robert D. Joffe For For Management
1.6 Elect Director Charles B. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean 160; For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Mana gement
1.12 Elect Director Anne M. Tatlock For For Management
1.13 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: JUL 15, 2005 Meeting Type: Annual
Record Date: MAY 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For 160; Management
1.2 Elect Director Geoffrey T. Boisi For For Management
1.3 Elect Director Joan E. Donoghue For For Management
1.4 Elect Director Michelle Engler For For Management
1.5 Elect Director Richard Karl Goeltz For For Management
1.6 Elect Director Thomas S. Johnson For For Management
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Eugene M. Mcquade For& #160; For Management
1.9 Elect Director Shaun F. O'Malley For For Management
1.10 Elect Director Ronald F. Poe For For Management
1.11 Elect Director Stephen A. Ross For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director Robert A. Day For For Management
1.3 Elect Director Gerald J. Ford For For Management
1.4 Elect Director H.Devon Graham, Jr. For For Management
1.5 Elect Director J. Bennett Johnston 60; For For Management
1.6 Elect Director Bobby Lee Lackey For For Management
1.7 Elect Director Gabrielle K. McDonald For For Management
1.8 Elect Director James R. Moffet For For Management
1.9 Elect Director B.M. Rankin, Jr. For For Management
1.10 Elect Director J. Stapleton Roy For For Management
1.11 Elect Director J. Taylor Wharton For For Management
2 ; Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Review Payment Policy to Indonesian Against Against Shareholder
Military 160;
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORP. 0;
Ticker: GD Security ID: 369550108
Meeting Date: MAY 3, 2006 Meeting Type: Annual 0;
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.D. Chabraja For For Management
1.2 Elect Director J.S. Crown For For Management
1.3 Elect Director W.P. Fricks For Fo r Management
1.4 Elect Director C.H. Goodman For For Management
1.5 Elect Director J.L. Johnson For For Management
1.6 Elect Director G.A. Joulwan For For ; Management
1.7 Elect Director P.G. Kaminski For For Management
1.8 Elect Director J.M. Keane For For Management
1.9 Elect Director D.J. Lucas For For Management
1.10 Elect Director L.L. Lyles For For Management
1.11 Elect Director C.E. Mundy, Jr. For For Management
1.12 Elect Director R. Walmsley For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Disqualification of Directors Who Fail to Against For Shareholder
Receive Majority Vote
5 Separate Chairman and CEO Positions Against For & #160; Shareholder
6 Report Political Contributions Against For Shareholder
7 Sustainability Report Against For Shareholder
--------------------- - -----------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103 0;
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Sir William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung 60; For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Robert W. Lane For For Management
1.9 Elect Director Ralph S. Larsen F or For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Ma nagement
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner, III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors 0; For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Adopt Policy on Overboarded Directors Against For Shareholder
5 Company-Specific -- One Director from the Against Against Shareholder
Ranks of the Retirees
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Report on Environmental Policies Against Against Shareholder
- - -------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106 60;
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Borelli For For Management
1.2 Elect Director Michael D. Fraizer For For Management
1.3 Elect Director Nancy J. Karch For For Management
1.4 Elect Director J. Robert Bob Kerrey For For Management
1.5 Elect Director Saiyid T. Naqvi For For Management
1.6 60; Elect Director James A. Parke For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Thomas B. Wheeler For For Management
2 Ratify Auditors 0; For For Management
--------------------------------------------------------------------------------
GILLETTE CO., THE 60;
Ticker: G Security ID: 375766102
Meeting Date: JUL 12, 2005 Meeting Type: Special 60;
Record Date: MAY 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
-------------------------------- - ------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO ELECT DR MONCEF SLAOUI AS A DIRECTOR For For Management
4 TO ELECT MR TOM DE SWAAN AS A DIRECTOR For For Management
5 TO RE-ELECT MR LARRY CULP AS A DIRECTOR For For & #160; Management
6 TO RE-ELECT SIR CRISPIN DAVIS AS A For For Management
DIRECTOR
7 TO RE-ELE CT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
8 Ratify Auditors For ; For Management
9 REMUNERATION OF AUDITORS For For Management
10 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS 160;
AND INCUR EU POLITICAL EXPENDITURE
11 AUTHORITY TO ALLOT SHARES For For Management
12 DISAPPLICATION OF PRE-EMPTION RIGHTS 160; For For Management
(INDICATES A SPECIAL RESOLUTION)
13 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (INDICATES A SPECIAL & #160;
RESOLUTION)
--- - -----------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID: 381317106 160;
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maryellen C. Herringer For For Management
1.2 Elect Director Kenneth T. Rosen For For Management
1.3 Elect Director Herbert M. Sandler For For Management
2 Ratify Auditors For For Management
--------------------------------------------- - -----------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2006 Meeting Type: Annual
Record Date: JAN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Ofmadingley For For Management
1.3 Elect Director John H. Bryan For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George 160; For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Edward M. Liddy For For 160; Management
1.10 Elect Director Henry M. Paulson, Jr. For For Management
1.11 Elect Director Ruth J. Simmons For For Management
2 Amend Restricted Partner Compensation For For Management
0; Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON CO.
Tick er: HAL Security ID: 406216101
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director J ames R. Boyd For For Management
1.3 Elect Director Robert L. Crandall For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director S.Malcolm Gillis For & #160; For Management
1.6 Elect Director W.R. Howell For For Management
1.7 Elect Director Ray L. Hunt For For Management
1.8 Elect Director David J. Lesar For For 60; Management
1.9 Elect Director J.Landis Martin For For Management
1.10 Elect Director Jay A. Precourt For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Amend Terms of Severance Payments to For For Management
Executives
5 Review Human Rights Standards Against For Shareholder
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
7 Amend Terms of Existing Poison Pill Against Against Shareholder
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104 0;
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ramon de Oliveira For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern & #160; For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Robert W. Selander For For Management
1.9 Elect Director Charles B. Strauss For For Management
1.10 Elect Director H. Patrick Swygert For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 15, 2006 Meeting Type: Annual
Record Date: JAN 17, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Dunn For 60; For Management
1.2 Elect Director L.T. Babbio, Jr. For For Management
1.3 Elect Director S.M. Baldauf For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director J.H. Hammergren For For Management
1.6 Elect Director M.V. Hurd For For Management
1.7 Elect Director G.A. Keyworth Ii For For Management
1.8 Elect Director T.J. Perkins For For Management
1.9 Elect Director R.L. Ryan For For Management
1.10 Elect Director L.S. Salhany For For Management
1.11 Elect Director R.P. Wayman For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 160; Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Claw-Back of Payments under Restatement Against Against Shareholder
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS INC.
Ticker: HST Security ID: 44107P104
Meeting Date: APR 5, 2006 Meeting Type: Special
Record Date: FEB 22, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
60; Acquisition
--------------------------------------------------------------------------------
HOST HOTELS & RESO RTS INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 18, 2006 Meeting Type: Annual 160;
Record Date: MAR 29, 2006
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Baylis For For Management
1.2 Elect Director Terence C. Golden For Withhold Management
1.3 Elect Director Ann M. Korologos For For Management
1.4 Elect Director Richard E. Marriott For For Management
1.5 Elect Director Judith A. Mchale For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Christopher J. Nassetta 160; For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election For For Shareholder
of Directors ;
--------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED ;
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 7, 2006 Meeting Type: Annual ;
Record Date: APR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T.E. Martin For Did Not Management
Vote
1.2 Elect Director P. Nachtigal & #160; For Did Not Management
Vote
1.3 Elect Director R.J. Swift For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
; Vote
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal ; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Juergen Dormann 0; For For Management
1.4 Elect Director Michael L. Eskew For Withhold Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Minoru Makihara For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Dire ctor Joan E. Spero For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Charles M. Vest For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Evaluate Age Discrimination in Retirement Against Against Shareholder
Plans
5 Time-Based Equity Awards Against For Shareholder
6 Increase Disclosure of Exe cutive Against For Shareholder
Compensation
7 Report on Outsourcing Against Against Shareholder
8 Implement/ Increase Activity on the China Against Abstain Shareholder
Principles
9 Report on Political Contributions Against Against Shareholder
10 Require a Majority Vote for the Election Against For Shareholder
of Directors
11 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ISHARES TRUST
Ticker: IJT Security ID: 464287598
Meeting Date: AUG 11, 2005 Meeting Type: Special
Record Date: APR 25, 2005 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee T. Kranefuss For ; For Management
1.2 Elect Director John E. Martinez For For Management
1.3 Elect Director Richard K. Lyons For For Management
1.4 Elect Director George G.C. Parker For For Management
1.5 Elect Director W. Allen Reed For For Management
1.6 Elect Director Cecilia H. Herbert For For Management
1.7 Elect Director Charles A. Hurty For For Management
1.8 Elect Director John E. Kerrigan For For Management
2 Approve Change of Fundamental Investment For For Management
Policy - Senior Securities
3 Approve Chang e of Fundamental Investment For For Management
Policy - Lending
4 Approve Change of Fundamental Investment For Against Management
Objec tive to Non-fundamental
5 Other Business For Against Management
----------------------------- - ---------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO)
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon E. Jordan, Jr. For For Management
1.2 Elect Director Burl Osborne For For Management
1.3 Elect Director Mary Beth Stone West For For Management
1.4 Elect Director R. Gerald Turner For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Performance-Based Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 25, 2006 Meeting Type: Annual
Record Date: NOV 17, 2005
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director John M. Barth For For Management
1.3 Elect Director Paul A. Brunner ; For For Management
1.4 Elect Director Southwood J. Morcott For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For 0; For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. & #160;
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs 160; For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For& #160; Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director William B. Harrison, Jr. For For Management
1. 8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director John W. Kessler For For Management
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Richard A. Manoogian For 60; For Management
1.12 Elect Director David C. Novak For For Management
1.13 Elect Director Lee R. Raymond For For Management
1.14 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote ;
4 Performance-Based Equity Awards Against For Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Remove Reference to Sexual Orientation Against Against Shareholder
from EEO Statement
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Report on Lobbying Activities Against For Shareholder
9 Report on Political Contributions Against For Shareholder
10 Approve Terms of Existing Poison Pill Against Against Shareholder
11 Provide for Cumulative Voting Against For Shareholder
12 Claw-back of Payments under Restatements Against Against Shareholder
13 Require Director Nominee Qualifications Against Against Shareholder
---------------------------- - ----------------------------------------------------
KIMCO REALTY CORP.
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Kimmel For For Management
1.2 Elect Director Milton Cooper For For 60; Management
1.3 Elect Director Richard G. Dooley For Withhold Management
1.4 Elect Director Michael J. Flynn For For Management
1.5 Elect Director Joe Grills For For Management
1.6 Elect Director David B. Henry For For Management
1.7 Elect Director F. Patrick Hughes For For Management
1.8 Elect Director Frank Lourenso For Withhold Management
1.9 Elect Director Richard Saltzman 160; For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Company-Specific -- Require Annu al Against For Shareholder
Disclosure of Related Party Transactions
between the Company and its Senior
160; Executive Officers or the Company and its
Directors
--------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Se curity ID: 524908100
Meeting Date: APR 5, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Cruikshank For For Management
1.2 Elect Director Roland A. Hernandez For For 0; Management
1.3 Elect Director Henry Kaufman For For Management
1.4 Elect Director John D. Macomber For For Management
2 Ratify Auditors For For & #160; Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------- - -----------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence P. Cazalot For For Management
1.2 Elect Director David A. Daberko For For Management
1.3 Elect Director William L. Davis For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
6 Adopt Simple Majority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP. 160;
Ticker: MI Security ID: 571834100
Meeting Date: APR 25, 2006 Meeting Type: Annual & #160;
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. Furlong For For Management
1.2 Elect Director Ted D. Kellner For For Management
1.3 Elect Director Katharine C. Lyall For For Management
1.4 ; Elect Director Peter M. Platten, III For For Management
1.5 Elect Director James B. Wigdale For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Sto ck Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Eckert For For Management
1.2 Elect Director Enrique Hernandez, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For& #160; For Management
1.4 Elect Director Richard H. Lenny For For Management
1.5 Elect Director Andrew J. McKenna For For Management
1.6 Elect Director Sheila A. Penrose For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote & #160;
4 Identify Food Products Manufactured or Against Abstain Shareholder
Sold that Contain Genetically Engineered
Ingredients 160;
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. 60;
Ticker: MER Security ID: 590188108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Di rector Alberto Cribiore For For Management
1.2 Elect Director Aulana L. Peters For For Management
1.3 Elect Director Charles O. Rossotti For For Management
2 Ratify Auditors 0; For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Compensation- Director Compensation Against Against Shareholder
5 Review Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 29, 2006 Meeting Type: Annual
Record Date: MAR 30, 2006 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED APPROPRIATIONS For For Management
60; OF RETAINED EARNINGS AND OTHER CAPITAL
SURPLUS FOR THE 1ST BUSINESS TERM
2 REDUCTION OF THE LEGAL CAPITAL SURPLUS For For Management
3 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
4 ELECTION OF 15 (FIFTEEN) DIRECTORS For For ; Management
5 GRANTING OF RETIREMENT GRATUITIES TO For Against Management
RETIRING AND RETIRED DIRECTORS AND
CORPORATE AUDITORS & #160;
--------------------------------------------------------------------------------
MORGAN STANLEY ;
Ticker: MS Security ID: 617446448
Meeting Date: APR 4, 2006 Meeting Type: Annual
Record Date: FEB 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director C. Robert Kidder For For Management
1.4 Elect Director John J. Mack ; For For Management
1.5 Elect Director Donald T. Nicolaisen For For Management
1.6 Elect Director Hutham S. Olayan For For Management
1.7 Elect Director O. Griffith Sexton For For 60; Management
1.8 Elect Director Howard J. Davies For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Laura D'Andrea Tyson For For Management
1.11 Elect Director Klaus Zumwinkel For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 60; Amend Articles/Bylaws/Remove plurality For For Management
voting for directors
5 Amend Articles/Bylaws/Eliminate For For Management
supermajority voting requirements
6 Require a Majority Vote for the Election Against For Shareholder
of Directors 60;
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement (Change in 60; Against For Shareholder
Control) to shareholder Vote
--------------------------------------------------------------------------------
&nbs p;
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# & #160; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Zander For For Management
1.2 Elect Director H.L. Fuller For For Management
1.3 Elect Director J. Lewent For For Management
1.4 Elect Director T. Meredith For For Management
1.5 Elect Director N. Negroponte For For Management
1.6 Elect Director I. Nooyi For For Management
1.7 Elect Director S. Scott, III For For Management
1.8 Elect Director R. Sommer For For Management
1.9 Elect Director J. Stengel For For Management
1.10 Elect Director D. Warner, III For For Management
1.11 Elect Director J. White For For Management
1.12 Elect Director M. Wh ite For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote 0;
--------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 10, 2006 Meeting Type: Annual 0;
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director George S. Dembroski For For Management
1.3 Elect Director Clairborne P. Deming For For Management
1.4 Elect Director Robe rt A. Hermes For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For ; Management
1.8 Elect Director Neal E. Schmale For For Management
1.9 Elect Director David J.H. Smith For For Management
1.10 Elect Director Caroline G. Theus For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD. ;
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 30, 2006 Meeting Type: Annual 60;
Record Date: APR 7, 2006
# Proposal Mgt Rec 0; Vote Cast Sponsor
1.1 Elect Director Eugene M. Isenberg For Did Not Management
Vote
2 Ratify Aud itors For Did Not Management
Vote
3 MANAGEMENT PROPOSAL: APPROVAL OF THE For ; Did Not Management
COMPANY S AMENDED AND RESTATED 2003 Vote
EMPLOYEE STOCK PLAN.
--------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: MAR 30, 2006 Meeting Type: Special
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Did Not Management
0; Vote
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 17, 2006 Meeting T ype: Annual
Record Date: MAR 31, 2006
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director David D. Harrison For For Management
1.3 Elect Director Merrill A. Miller, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOKIA CORP. ;
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 30 , 2006 Meeting Type: Annual
Record Date: FEB 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 PROPOSAL TO THE ANNUAL GENERAL MEETING OF For For Management
A DIVIDEND OF EUR 0.37 PER SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
& #160; CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY. & #160;
4 APPROVAL OF THE REMUNERATION TO BE PAID For For Management
TO THE MEMBERS OF THE BOARD OF DIRECTORS.
5 PROPOSAL ON THE NUMBER OF MEMBERS OF THE For 0; For Management
BOARD OF DIRECTORS AS PROPOSED BY THE
CORPORATE GOVERNANCE AND NOMINATION
COMMITT EE.
6.1 Elect Director Paul J. Collins For For Management
6.2 Elect Director Georg Ehrnrooth For For Management
6.3 Elect Director Daniel R. Hesse For For Management
6.4 Elect Director Bengt Holmstrom For For Management
6.5 Elect Director Per Karlsson For For Management
6.6 Elect Director Edouard Michelin For For Management
6.7 Elect Director Jorma Ollila For For Management
6.8 Elect Director Marjorie Scardino For For Management
6.9 Elect Director Keijo Suila 160; For For Management
6.10 Elect Director Vesa Vainio For For Management
7 APPROVAL OF THE REMUNERATION TO BE PAID For For Management
TO THE AUDITOR. 160;
8 APPROVAL OF THE RE-ELECTION OF For For Management
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS
FOR FISCAL YEAR 2006.
9 PROPOSAL OF THE BOARD TO REDUCE THE SHARE For For Management
CAPITAL THROUGH CANCELLATION OF NOKIA & #160;
SHARES HELD BY COMPANY.
10 AUTHORIZATION TO THE BOARD TO INCREASE For For Management
THE SHARE CAPITAL OF THE COMPANY. ;
11 AUTHORIZATION TO THE BOARD TO REPURCHASE For For Management
NOKIA SHARES.
12 AUTHORIZATION TO THE BOARD TO DISPOSE For For Management
NOKIA SHARES HELD BY THE COMPANY.
13 MARK THE FOR BOX IF YOU WISH TO For Against Management
60;INSTRUCT NOKIA S LEGAL COUNSELS TO VOTE
IN THEIR DISCRETION ON YOUR BEHALF ONLY
UPON ITEM 13. �� 60;
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP. 0;
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Carp For For Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director Charles W. Moorman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG ;
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 28, 2006 Meeting Type: Annual
Record Date: JAN 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For Did Not Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND Vote
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2005.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For Did Not Management
OF DIRECTORS. Vo te
3 APPROPRIATION OF AVAILABLE EARNINGS OF For Did Not Management
NOVARTIS AG AS PER BALANCE SHEET AND Vote
DECLARATION OF DIVIDEND. 160;
4 REDUCTION OF SHARE CAPITAL. For Did Not Management
Vote & #160;
5 AMENDMENT TO THE ARTICLES OF For Did Not Management
INCORPORATION. Vote
6 RE-ELECTION OF PROF. SRIKANT M. DATAR For Did Not Management
PH.D. FOR A THREE-YEAR TERM. Vote
7 RE-ELECTION OF WILLIAM W. GEORGE FOR A For Did Not Management
THREE-YEAR TERM. & #160; Vote
8 RE-ELECTION OF DR.-ING. WENDELIN For Did Not Management
WIEDEKING FOR A THREE-YEAR TERM. Vote
9 RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL For Did Not Management
M.D. FOR A THREE-YEAR TERM. Vote
10 THE ELECTION OF ANDREAS VON PLANTA PH.D. For Did Not Management
FOR A THREE-YEAR TERM. ; Vote
11 Ratify Auditors For Did Not Management
Vote 0;
--------------------------------------------------------------------------------
NUCOR CORP. 0;
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton C. Daley, Jr. For For Management
1.2 Elect Director Harvey B. Grant For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
NUVEEN INVESTMENTS, INC
Ticker: JNC Security ID: 67090F106
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Amboian For For Management
1.2 60; Elect Director Willard L. Boyd For For Management
1.3 Elect Director Duane R. Kullberg For For Management
1.4 Elect Director Roderick A. Palmore For For Management
1.5 Elect Director Connie K. Duckworth For 60; For Management
1.6 Elect Director Timothy R. Schwertfeger For For Management
1.7 Elect Director Pierre E. Leroy For For Management
2 Ratify Auditors For For ; Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
OCCIDENTAL PET ROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 5, 2006 Meeting Type: Annual ;
Record Date: MAR 6, 2006
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Ronald W. Burkle For For Management
1.3 Elect Director John S. Chalsty For For & #160; Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director R. Chad Dreier For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director Irvin W. Maloney For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani 60; For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors & #160; For For Management
3 Increase Authorized Common Stock For Against Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Global Warming Against Against Share holder
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP 160; Security ID: 676220106
Meeting Date: MAY 12, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee A. Ault, III For For Management
1.2 Elect Director Neil R. Austrian ; For For Management
1.3 Elect Director David W. Bernauer For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director David I. Fuente For Withhold Management
1.6 Elect Director Brenda J. Gaines For For Management
1.7 Elect Director Myra M. Hart For For Management
1.8 Elect Director W. Scott Hedrick For For Management
1.9 Elect Director Michael J. Myers For For Management
1.10 Elect Director Steve Odland For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
------------------------------------------- - -------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108 160;
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For & #160; Management
1.3 Elect Director Dina Dublon For For Management
1.4 Elect Director Victor J. Dzau, M.D. For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director Alberto Ibarguen For For Management
1.7 Elect Director Arthur C. Martinez For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Steven S. Reinemund For For Management
1.10 Elect Director Sharon Percy Rockefeller For For Management
1.11 Elect Director James J. Schiro For For Management
1.12 Elect Director Franklin A. Thomas For For Management
1.13 Elect Director Cynthia M. Trudell For For Management
1.14 Elect Director Daniel Vasella For For Management
1.15 Elect Director Michael D. White For For Management
2 ; Ratify Auditors For For Management
3 Publish Political Contributions Against Against Shareholder
4 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elec t Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray, III For 0; For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For Withhold Management
1.10 Elect Director Henry A. McKinnell For For Management
1.11 Elect Director Dana G. Mead For Withhold Management
1.12 Elect Director Ruth J. Simmons F or For Management
1.13 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For & #160; Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Social Proposal Against Against Shareholder
6 Restore or Provide for Cumulative Voting Against For Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Report on Animal Welfare Policy Against Against Shareholder
10 Reort on Animal-based Testing Against Against Shareholder
--------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For & #160; Management
1.2 Elect Director Leslie S. Biller For For Management
1.3 Elect Director David A. Coulter For For Management
1.4 Elect Director C. Lee Cox For For Management
1.5 Elect Director Peter A. Darbee For For Management
1.6 Elect Director Maryellen C. Herringer For For Management
1.7 Elect Director Mary S. Metz For For Management
1.8 Elect Director Barba ra L. Rambo For For Management
1.9 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison 60; Against Against Shareholder
Pill) to Shareholder Vote
4 Provide for an Independent Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD 160; Security ID: 717265102
Meeting Date: MAY 26, 2006 Meeting Type: Annual
Record Date: APR 6, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles C. Krulak For For Management
1.2 Elect Director Dustan E. McCoy For For Management
1.3 Elect Director William J. Post For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
1.5 Elect Director Jack E. Thompson For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors & #160; For For Management
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC. 160;
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Chellgren 60; For For Management
1.2 Elect Director Mr. Clay For For Management
1.3 Elect Director Mr. Cooper For For Management
1.4 Elect Director Mr. Davidson 60; For For Management
1.5 Elect Director Ms. James For For Management
1.6 Elect Director Mr. Kelson For For Management
1.7 Elect Director Mr. Lindsay 60; For For Management
1.8 Elect Director Mr. Massaro For For Management
1.9 Elect Director Mr. O'Brien For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Ms. Steffes For For Management
1.13 Elect Director Mr. Strigl For For Management
1.14 Elect Director Mr. Thieke For For Management
1.15 Elect Director Mr. Usher For For Management
1.16 Elect Director Mr. Walls For ; For Management
1.17 Elect Director Mr. Wehmeier For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors & #160; For For Management
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE 60;
Ticker: PG Security ID: 742718109
Meeting Date: JUL 12, 2005 Meeting Type: Special
Record Date: MAY 19, 2005 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement 0; For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102 & #160;
Meeting Date: MAY 26, 2006 Meeting Type: Annual
Record Date: MAR 16, 2006
#& #160; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Dane Brooksher For For �� Management
1.2 Elect Director Stephen L. Feinberg For For Management
1.3 Elect Director Geo rge L. Fotiades For For Management
1.4 Elect Director Christine N. Garvey For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Walter C. Rakowich For For 160; Management
1.7 Elect Director Nelson C. Rising For For Management
1.8 Elect Director Jeffrey H. Schwartz For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director J. Andre Teixeira For For Management
1.11 Elect Director William D. Zollars For For Management
1.12 Elect Director Andrea M. Zulberti For For Management
2 Approve Omnibus Stock Plan 160; For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: SEP 14, 2005 Meeting Type: Special
Record Date: AUG 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
--------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: RTP Security ID: 767204100
Meeting Date: APR 12, 2006 Meeting Type: Annual 160;
Record Date: MAR 14, 2006
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1985 0;
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 ADOPTION OF NEW ARTICLES OF ASSOCIATION For For Management
OF RIO TINTO PLC AND AMENDMENTS TO
CONSTITUTION OF RIO TINTO LIMITED
5 ELECTION OF TOM ALBANESE 60; For For Management
6 ELECTION OF SIR ROD EDDINGTON For For Management
7 RE-ELECTION OF SIR DAVID CLEMENTI For For Management
8 RE-ELECTION OF LEIGH CLIFFORD For For Management
9 RE-ELECTION OF ANDREW GOULD For For Management
10 RE-ELECTION OF DAVID MAYHEW For For Management
11 Ratify Auditors Fo r For Management
12 APPROVAL OF THE REMUNERATION REPORT For For Management
13 RECEIVE THE ANNUAL REPORT AND FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER ;
2005 *
--------------------------------------------------------------------------------
ROHM AND HAAS CO.
Ticker: ROH Security ID: 775371107 60;
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.J. Avery For For Management
1.2 Elect Director R.L. Gupta For For Management
1.3 Elect Director D.W. Haas For For Management
1.4 Elect Director T.W. Haas For For Management
1.5 Elect Director R.L. Keyser For For Management
1.6 Elect Director R.J. Mills For For Management
1.7 Elect Director J.P. Montoya For For Management
1.8 Elect Director S.O. Moose For For Management
1.9 Elect Director G.S. Omenn For For Management
1.10 Elect Director G.L. Rogers For For Management
1.11 Elect Director R.H. Schmitz For For Management
1.12& #160; Elect Director G.M. Whitesides For For Management
1.13 Elect Director M.C. Whittington For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: SNY 60; Security ID: 80105N105
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 24, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL COMPANY For Did Not Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED 60; Vote
DECEMBER 31, 2005
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management
STATEMEN TS FOR THE YEAR ENDED DECEMBER Vote
31, 2005
3 APPROPRIATION OF PROFITS; DECLARATION OF For Did Not Management
DIVIDEND Vote
4 APPROVAL OF TRANSACTIONS COVERED BY THE For Did Not Management
STATUTORY AUDITORS SPECIAL REPORT ; Vote
PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
5 REAPPOINTMENT OF A DIRECTOR For Did Not Management
Vote
6 APPOINTMENT OF A DIRECTOR 160; For Did Not Management
Vote
7 Ratify Auditors For Did Not Manage ment
Vote
8 Ratify Auditors For Did Not Management
Vote
9 DIRECTORS ATTENDANCE FEES For Did Not Management
& #160; Vote
10 AUTHORIZATION TO THE BOARD OF DIRECTORS For Did Not Management
TO CARRY OUT TRANSACTIONS IN SHARES Vote
ISSUED BY THE COMPANY
11 REVIEW AND APPROVAL OF THE MERGER OF For Did Not Management
RHONE COOPER INTO SANOFI-AVENTIS - Vote ;
APPROVAL OF THE CONSIDERATION FOR THE
MERGER AND OF THE RESULTING CAPITAL
INCREASE 60;
12 APPROPRIATION OF MERGER PREMIUM For Did Not Management
& #160; Vote
13 FORMAL RECORDING OF FINAL COMPLETION OF For Did Not Management
THE MERGER ON MAY 31, 2006 AND OF THE Vote
RESULTING CAPITAL INCREASE 160;
14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS For Did Not Management
AFTER THE CAPITAL INCREASE Vote
15 60; AMENDMENT TO ARTICLES 12 AND 16 OF THE For Did Not Management
BYLAWS Vote ��
16 POWERS For 160; Did Not Management
Vote
--------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108 & #160;
Meeting Date: APR 12, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For Did Not Management
Vote
1.2 Elect Director J.S. Gorelick For Did Not Management
Vote 0;
1.3 Elect Director A. Gould For Did Not Management
Vote
1.4 Elect Director T. Isaac For Did Not Management
Vote
1.5 Elect Director A. Lajous & #160; For Did Not Management
Vote
1.6 Elect Director A. Levy-Lang For Did Not Management
Vote
1.7 Elect Director M.E. Marks For Did Not Management
60; Vote
1.8 Elect Director D. Primat For Did Not Management
60; Vote
1.9 Elect Director T.I. Sandvold For Did Not Management
Vote & #160;
1.10 Elect Director N. Seydoux For Did Not Management
Vote
1.11 Elect Director L.G. Stuntz For Did Not Management
Vote
1.12 Elect Director R. Talwar For 0; Did Not Management
Vote
2 ADOPTION AND APPROVAL OF FINANCIALS AND For Did Not Management
DIVIDENDS 0; Vote
3 ADOPTION OF AMENDMENT TO THE ARTICLES OF For Did Not Management
INCORPORATION Vote & #160;
4 APPROVAL OF AMENDMENT AND RESTATEMENT OF For Did Not Management
THE SCHLUMBERGER 2005 STOCK OPTION PLAN Vote
5 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For Did Not Management
; ACCOUNTING FIRM Vote
--------------------------------------------------------------------------------
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: STA Security ID: 792860108
Meeting Date: MAY 3, 2006 Meeting Type: Annual 0;
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Dasburg For For Management
1.2 Elect Director Leslie B. Disharoon For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Thomas R. Hodgson For 60; For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director Blythe J. McGarvie For For Management
1.10 Elect Director Glen D. Nelson, M.D. For For Management
1.11 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
; of Directors
4 Report on Political Contributions Against For Shareholder
------------------------- - -------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102& #160;
Meeting Date: JUN 6, 2006 Meeting Type: Annual
Record Date: APR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Robert C. Nakasone For For ; Management
1.3 Elect Director Ronald L. Sargent For Withhold Management
1.4 Elect Director Stephen F. Schuckenbrock For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors 0; For For Management
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Heyer For Withhold Management
1.2 Elect Director Charlene Barshefsky For Withhold Management
1.3 Elect Director Jean-Marc Chapus For Withhold Management
1.4 Elect Director Bruce W. Duncan For Withhold Management
1.5 Elect Director Lizanne Galbreath For For ; Management
1.6 Elect Director Eric Hippeau For Withhold Management
1.7 Elect Director Stephen R. Quazzo For Withhold Management
1.8 Elect Director Thomas O. Ryder For Withhold Management
1.9 Elect Director Danie l W. Yih For Withhold Management
1.10 Elect Director Kneeland C. Youngblood For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI 60; Security ID: 867914103
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Alston D. Correll & #160; For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director E. Neville Isdell For For Management
1.5 Elect Director G. Gilmer Minor, III For For Manage ment
1.6 Elect Director Thomas M. Garrott For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM Security ID: 874039100
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2005 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For �� For Management
OF 2005 PROFITS. & #160;
3 TO APPROVE THE CAPITALIZATION OF 2005 For For Management
DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING,
AND CAPITAL SURPLUS. 60;
4 TO APPROVE REVISIONS TO THE ARTICLES OF For For Management
INCORPORATION. 160;
5.1 Elect Director Morris Chang For Withhold Management
5.2 Elect Director J.C. Lobbezoo For Withhold Management
5.3 Elect Director F.C. Tseng For Withhold Management
5.4 160; Elect Director Stan Shih For For Management
5.5 Elect Director Chintay Shih For Withhold Management
5.6 Elect Director Sir Peter L. Bonfield For For Management
5.7 Elect Director Lester Carl Thurow For& #160; For Management
5.8 Elect Director Rick Tsai For Withhold Management
5.9 Elect Director Carleton S. Fiorina For For Management
5.10 Elect Director James C. Ho For Withhold Management
5.11 Elect Director Michael E. Porter For For Management
--------------------------------------------------------------------------------
U.S. BANCORP ;
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2006 Meeting Type: Annual 60;
Record Date: FEB 27, 2006
# Proposal Mgt Rec 60; Vote Cast Sponsor
1.1 Elect Director Peter H. Coors For For Management
1.2 Elect Director Jerry A. Grundhofer For For Management
1.3 Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 160; Approve Report of the Compensation Against Against Shareholder
Committee
--------------------------------------- - -----------------------------------------
UNIONBANCAL CORP.
Ticker: UB Security ID: 908906100 & #160;
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director David R. Andrews For For 60; Management
1.3 Elect Director L. Dale Crandall For For Management
1.4 Elect Director Richard D. Farman For For Management
1.5 Elect Director Stanley F. Farrar For For Management
1.6 Elect Director Philip B. Flynn For For Management
1.7 Elect Director Michael J. Gillfillan For For Management
1.8 Elect Director Ronald L. Havner, Jr For For Management
1.9 Elect Director Norimichi Kanari For 160; For Management
1.10 Elect Director Mary S. Metz For For Management
1.11 Elect Director Shigemitsu Miki For For Management
1.12 Elect Director Takashi Morimura For For Management
1.13 Elect Director J. Fernando Niebla For For Management
1.14 Elect Director Masashi Oka For For Management
1.15 Elect Director Tetsuo Shimura For For Management
2 & #160; Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Gary Cooper For For Management
1.2 Elect Director Frank J. Lucchino For For Management
1.3 Elect Director Seth E. Schofield For For Management
1.4 Elect Director John P. Suma For For Management
2 Ratify Auditors 60; For For Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP. & #160;
Ticker: UTX Security ID: 913017109
Meeting Date: APR 12, 2006 Meeting Type: Annual
Record Date: FEB 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Charles R. Lee For For Management
1.7 Elect Director Richard D. McCormick For For & #160; Management
1.8 Elect Director Harold McGraw, III For For Management
1.9 Elect Director Frank P. Popoff, III For For Management
1.10 Elect Director H. Patrick Swygert For For Management
1.11 Elect Direc tor Andre Villeneuve For For Management
1.12 Elect Director H.A. Wagner For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors & #160; For For Management
3 Increase Authorized Common Stock For Against Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Report on Foreign Sales of Military Against Against Shareholder
Products
--------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION
Ticker: UNM Security ID: 91529Y106
Meeti ng Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela H. Godwin For For Management
1.2 Elect Director Thomas Kinser For For Management
1.3 Elect Director A.S. (Pat) MacMillan, Jr. For For ; Management
1.4 Elect Director Edward J. Muhl For For Management
2 Ratify Auditors For For Management
3 Engagement With Proponents of Shareholder Against Against Shareholder
Proposals Supported by a Majority Vote
--------------------------------------------------------------------------------
VALERO ENERGY CORP. ;
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 27, 2006 Meeting Type: Annual 60;
Record Date: MAR 1, 2006
# Proposal ; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Choate For For Management
1.2 Elect Director William R. Klesse For For Management
1.3 Elect Director Donald L. Nickles For For Management
1.4 Elect Director Susan Kaufman Purcell For For Management
2 Ratify Auditors For For Management
---------------------------------------------------------- - ----------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104 60;
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 ; Elect Director Donald T. Nicolaisen For For Management
1.7 Elect Director Thomas H. O'Brien For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Hugh B. Price For & #160; For Management
1.10 Elect Director Ivan G. Seidenberg For For Management
1.11 Elect Director Walter V. Shipley For For Management
1.12 Elect Director John R. Stafford For For Management
1.13 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Require Majority of Independent Directors Against Against Shareholder
on Board 160;
6 Company-Specific-Directors on Common Against Against Shareholder
Boards 60;
7 Separate Chairman and CEO Positions Against For Shareholder
8 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards 60;
9 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA.B Security ID: 92553P102
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For For Management
1.2 Elect Director Philippe P. Dauman For For Management
1.3 Elect Director Thomas E. Dooley For 160; For Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director Alan C. Greenberg For For Management
1.7 Elect Director Robert K. Kraft For For Management
1.8 Elect Director Charles E. Phillips, Jr. For For Management
1.9 Elect Director Shari Redstone For For Management
1.10 Elect Director Sumner M. Reds tone For For Management
1.11 Elect Director Frederic V. Salerno For For Management
1.12 Elect Director William Schwartz For For Management
2 Ratify Auditors 60; For For Management
--------------------------------------------------------------------------------
VULCAN MATERIALS CO.
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 12, 2006 Meeting Type: Annual
Record Date: MAR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin R. Smith & #160; For For Management
1.2 Elect Director Philip W. Farmer For For Management
1.3 Elect Director H. Allen Franklin For For Management
1.4 Elect Director James V. Napier For 60; For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: 0; WB Security ID: 929903102
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Goodwin, Jr. For For Management
1.2 Elect Director Robert A. Ingram 60; For For Management
1.3 Elect Director Mackey J. McDonald For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Ruth G. Shaw For For ; Management
1.6 Elect Director Ernest S. Rady For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
4 Report on Political Contributions Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
------------- - -------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101 160;
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd H. Dean For For Management
1.2 Elect Director Susan E. Engel For For 160; Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Richard M. Kovacevich For For Management
1.6 160; Elect Director Richard D. McCormick For For Management
1.7 Elect Director Cynthia H. Milligan For Withhold Management
1.8 Elect Director Nicholas G. Moore For For Management
1.9 Elect Director Philip J. Quigley For Withhold Manageme nt
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Sw enson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against 60; For Shareholder
of Directors
4 Separate Chairman and CEO Positions Against For Shareholder
5 Compensation- Director Compensation 0; Against Against Shareholder
6 Report on Discrimination in Lending Against Against Shareholder
--------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE 60;
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sp onsor
1.1 Elect Director Irl F. Engelhardt For For Management
1.2 Elect Director William R. Granberry For For Management
1.3 Elect Director William E. Green For For Management
1 .4 Elect Director W.R. Howell For For Management
1.5 Elect Director George A. Lorch For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
-------------------------- - ------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105 ;
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale R. Comey For For Management
1.2 Elect Director Brian M. O'Hara For For Management
1.3 Elect Director John T. Thornton For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW
YORK TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006. & #160;
3 Other Business For Against Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Liberty Variable Investment Trust | ||
| |||
By (Signature and Title)* | /s/ Christopher L. Wilson | ||
| Christopher L. Wilson, President | ||
| |||
Date | August 31, 2006 | ||
*Print the name and title of each signing officer under his or her signature.