| Common Stock, par value $0.01 per share | ALL | New York Stock Exchange |
| Common Stock, par value $0.01 per share | ALL | Chicago Stock Exchange |
| |
| Series A Preferred Stock |
| Series D Preferred Stock |
| Series E Preferred Stock |
| Series F Preferred Stock |
| Series G Preferred Stock |
| Series H Preferred Stock |
| NEW YORK STOCK EXCHANGE, INC. |
| CHICAGO STOCK EXCHANGE, INC. |
| Common Stock par value |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): December 18, 2019
THE ALLSTATE CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
| Delaware | | 1-11840 | | 36-3871531 |
| (State or Other Jurisdiction | | (Commission | | (IRS Employer |
of Incorporation) | | File Number) | | Identification No.) |
| 2775 Sanders Road, Northbrook, Illinois | | 60062 |
| (Address of Principal Executive Offices) | | (Zip Code) |
(847) 402-5000
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbols | Name of each exchange on which
registered |
| Common Stock, par value $0.01 per share | ALL | New York Stock Exchange Chicago Stock Exchange |
| 5.100% Fixed-to-Floating Rate Subordinated Debentures due 2053 | ALL.PR.B | New York Stock Exchange |
| Depositary Shares represent 1/1,000th of a share of 5.625% Noncumulative Preferred Stock, Series A | ALL PR A | New York Stock Exchange |
| Depositary Shares represent 1/1,000th of a share of 5.625% Noncumulative Preferred Stock, Series G | ALL PR G | New York Stock Exchange |
| Depositary Shares represent 1/1,000th of a share of 5.100% Noncumulative Preferred Stock, Series H | ALL PR H | New York Stock Exchange |
| Depositary Shares represent 1/1,000th of a share of 4.750% Noncumulative Preferred Stock, Series I | ALL PR I | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Section 5 – Corporate Governance and Management
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 18, 2019, Steven E. Shebik, Vice Chairman of the Registrant and Allstate Insurance Company (“AIC”), informed the Registrant that he will retire in early 2020.
On December 18, 2019, the Registrant’s Board of Directors elected Don Civgin, current President, Service Businesses of AIC, as Vice Chairman of the Registrant and AIC, effective upon Mr. Shebik’s retirement. Mr. Civgin was also elected Chief Executive Officer, Protection Products and Services of AIC, effective January 1, 2020.
In addition, Glenn T. Shapiro, current President, Allstate Personal Lines of AIC, was elected President, Personal Property-Liability of AIC, and John E. Dugenske, current Executive Vice President and Chief Investment and Corporate Strategy Officer of AIC, was elected President, Investments and Financial Products of AIC. Both elections are effective January 1, 2020.
Section 8 — Other Events
Item 8.01. Other Events.
On December 19, 2019, the Registrant announced its Transformative Growth Plan (the “Plan”). A copy of the press release describing the Plan is attached to this report as Exhibit 99 and is incorporated by reference herein.
Section 9 — Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | THE ALLSTATE CORPORATION
(Registrant) |
| | | |
| | By: | /s/ Daniel G. Gordon |
| | Name: | Daniel G. Gordon |
| | Title: | Vice President, Assistant General Counsel and Assistant Secretary |
| | | |
| Date: December 19, 2019 | | |
