∎ Gabelli Capital Asset Fund
Schedule of Investments
|
March 31, 2021 (Unaudited)
Shares | Market Value | |||||
Common Stocks — 98.4%
|
Aerospace and Defense — 7.6% | ||||||||
51,000 | Aerojet Rocketdyne Holdings Inc. | $ | 2,394,960 | |||||
500 | Curtiss-Wright Corp. | 59,300 | ||||||
11,200 | HEICO Corp. | 1,408,960 | ||||||
3,600 | Honeywell International Inc. | 781,452 | ||||||
28,000 | Kaman Corp. | 1,436,120 | ||||||
100,000 | Rolls-Royce Holdings plc† | 145,166 | ||||||
|
| |||||||
6,225,958 | ||||||||
|
| |||||||
Automobiles and Components — 0.3% | ||||||||
1,000 | BorgWarner Inc. | 46,360 | ||||||
7,500 | Dana Inc. | 182,475 | ||||||
1,750 | Garrett Motion Inc.† | 9,083 | ||||||
|
| |||||||
237,918 | ||||||||
|
| |||||||
Building and Construction — 2.6% | ||||||||
20,000 | Griffon Corp. | 543,400 | ||||||
15,500 | Herc Holdings Inc.† | 1,570,615 | ||||||
|
| |||||||
2,114,015 | ||||||||
|
| |||||||
Commercial and Professional Services — 1.8% | ||||||||
6,300 | Rollins Inc. | 216,846 | ||||||
10,000 | Waste Management Inc. | 1,290,200 | ||||||
|
| |||||||
1,507,046 | ||||||||
|
| |||||||
Consumer Durables — 5.2% | ||||||||
3,300 | Cavco Industries Inc.† | 744,513 | ||||||
9,000 | Skyline Champion Corp.† | 407,340 | ||||||
29,500 | Sony Group Corp., ADR | 3,127,295 | ||||||
|
| |||||||
4,279,148 | ||||||||
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| |||||||
Consumer Products — 0.6% | ||||||||
20,000 | Sally Beauty Holdings Inc.† | 402,600 | ||||||
4,000 | The Aaron’s Co. Inc. | 102,720 | ||||||
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| |||||||
505,320 | ||||||||
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| |||||||
Consumer Services — 1.4% | ||||||||
15,000 | Boyd Gaming Corp.† | 884,400 | ||||||
12,000 | Canterbury Park Holding Corp.† | 164,160 | ||||||
50,000 | Dover Motorsports Inc. | 103,000 | ||||||
|
| |||||||
1,151,560 | ||||||||
|
| |||||||
Consumer Staples — 8.3% | ||||||||
3,000 | Archer-Daniels-Midland Co. | 171,000 | ||||||
38,500 | Brown-Forman Corp., Cl. A | 2,451,295 | ||||||
1,800 | Bunge Ltd. | 142,686 | ||||||
38,000 | Danone SA, ADR | 522,500 | ||||||
14,000 | Diageo plc, ADR | 2,298,940 | ||||||
12,000 | Fomento Economico Mexicano SAB de CV, ADR | 903,960 | ||||||
1,500 | National Beverage Corp. | 73,365 | ||||||
3,000 | The Coca-Cola Co. | 158,130 | ||||||
3,605 | Tootsie Roll Industries Inc. | 119,433 | ||||||
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| |||||||
6,841,309 | ||||||||
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| |||||||
Diversified Industrial — 1.9% | ||||||||
1,900 | EnPro Industries Inc. | 162,013 | ||||||
800 | FMC Corp. | 88,488 | ||||||
14,000 | ITT Inc. | 1,272,740 |
Shares | Market Value | |||||||
|
| |||||||
1,000 | Textron Inc. | $ | 56,080 | |||||
|
| |||||||
1,579,321 | ||||||||
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| |||||||
Electrical Equipment — 4.2% | ||||||||
16,000 | AMETEK Inc. | 2,043,680 | ||||||
17,000 | Franklin Electric Co. Inc. | 1,341,980 | ||||||
300 | Rockwell Automation Inc. | 79,632 | ||||||
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| |||||||
3,465,292 | ||||||||
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| |||||||
Energy — 1.2% | ||||||||
2,000 | Chevron Corp. | 209,580 | ||||||
6,000 | ConocoPhillips | 317,820 | ||||||
4,648 | Devon Energy Corp. | 101,559 | ||||||
3,200 | Exxon Mobil Corp. | 178,656 | ||||||
35,000 | RPC Inc.† | 189,000 | ||||||
|
| |||||||
996,615 | ||||||||
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| |||||||
Entertainment — 4.5% | ||||||||
3,000 | The Walt Disney Co.† | 553,560 | ||||||
67,000 | ViacomCBS Inc., Cl. A | 3,160,390 | ||||||
|
| |||||||
3,713,950 | ||||||||
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| |||||||
Financials — 14.8% | ||||||||
15,000 | American Express Co. | 2,121,600 | ||||||
6,000 | Bank of America Corp. | 232,140 | ||||||
5,000 | Franklin Resources Inc. | 148,000 | ||||||
41,480 | Indus Realty Trust Inc., REIT | 2,495,437 | ||||||
4,500 | JPMorgan Chase & Co. | 685,035 | ||||||
1,500 | Marsh & McLennan Companies Inc. | 182,700 | ||||||
15,000 | Morgan Stanley | 1,164,900 | ||||||
8,000 | PROG Holdings Inc.† | 346,320 | ||||||
11,000 | Ryman Hospitality Properties Inc., REIT† | 852,610 | ||||||
12,500 | State Street Corp. | 1,050,125 | ||||||
38,000 | The Bank of New York Mellon Corp. | 1,797,020 | ||||||
28,000 | Wells Fargo & Co. | 1,093,960 | ||||||
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| |||||||
12,169,847 | ||||||||
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| |||||||
Health Care — 1.3% | ||||||||
7,500 | Covetrus Inc.† | 224,775 | ||||||
12,000 | Henry Schein Inc.† | 830,880 | ||||||
1,000 | Patterson Cos. Inc. | 31,950 | ||||||
|
| |||||||
1,087,605 | ||||||||
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| |||||||
Information Technology — 5.9% | ||||||||
15,000 | Corning Inc. | 652,650 | ||||||
59,000 | CTS Corp. | 1,832,540 | ||||||
3,300 | Diebold Nixdorf Inc.† | 46,629 | ||||||
4,000 | EchoStar Corp., Cl. A† | 96,000 | ||||||
12,000 | Texas Instruments Inc. | 2,267,880 | ||||||
|
| |||||||
4,895,699 | ||||||||
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| |||||||
Machinery — 11.7% | ||||||||
10,000 | CIRCOR International Inc.† | 348,200 | ||||||
125,000 | CNH Industrial NV† | 1,955,000 | ||||||
11,000 | Crane Co. | 1,033,010 | ||||||
2,000 | Deere & Co. | 748,280 | ||||||
10,000 | Flowserve Corp. | 388,100 | ||||||
26,000 | Graco Inc. | 1,862,120 | ||||||
2,200 | IDEX Corp. | 460,504 |
1
∎ Gabelli Capital Asset Fund
Schedule of Investments (Continued)
|
March 31, 2021 (Unaudited)
Shares | Market Value | |||||
Common Stocks (Continued)
|
Machinery (Continued) | ||||||||
25,000 | Navistar International Corp.† | $ | 1,100,750 | |||||
500 | Snap-on Inc. | 115,370 | ||||||
7,200 | The Eastern Co. | 192,960 | ||||||
74,010 | The L.S. Starrett Co., Cl. A† | 477,365 | ||||||
1,800 | Watts Water Technologies Inc., Cl. A | 213,858 | ||||||
7,500 | Xylem Inc. | 788,850 | ||||||
|
| |||||||
9,684,367 | ||||||||
|
| |||||||
Materials — 8.0% | ||||||||
500 | AdvanSix Inc.† | 13,410 | ||||||
8,678 | Ampco-Pittsburgh Corp.† | 58,577 | ||||||
49,000 | Ferro Corp.† | 826,140 | ||||||
44,500 | Freeport-McMoRan Inc.† | 1,465,385 | ||||||
3,000 | International Flavors & Fragrances Inc. | 418,830 | ||||||
70,000 | Myers Industries Inc. | 1,383,200 | ||||||
38,500 | Newmont Corp. | 2,320,395 | ||||||
1,000 | Sensient Technologies Corp. | 78,000 | ||||||
|
| |||||||
6,563,937 | ||||||||
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| |||||||
Media — 8.6% | ||||||||
3,000 | AMC Networks Inc., Cl. A† | 159,480 | ||||||
10,000 | Cogeco Inc. | 771,465 | ||||||
5,000 | Discovery Inc., Cl. A† | 217,300 | ||||||
12,000 | Discovery Inc., Cl. C† | 442,680 | ||||||
11,595 | DISH Network Corp., Cl. A† | 419,739 | ||||||
6,000 | Fox Corp., Cl. A | 216,660 | ||||||
100,000 | Grupo Televisa SAB, ADR† | 886,000 | ||||||
1,500 | Liberty Broadband Corp., Cl. A† | 217,725 | ||||||
1,800 | Liberty Broadband Corp., Cl. C† | 270,270 | ||||||
5,000 | Liberty Global plc, Cl. A† | 128,300 | ||||||
12,000 | Liberty Global plc, Cl. C† | 306,480 | ||||||
10,000 | Liberty Latin America Ltd., Cl. A† | 128,300 | ||||||
269 | Liberty Latin America Ltd., Cl. C† | 3,491 | ||||||
3,000 | Liberty Media Corp.- Liberty Braves, Cl. A† | 85,530 | ||||||
2,000 | Liberty Media Corp.- Liberty Braves, Cl. C† | 55,640 | ||||||
1,500 | Liberty Media Corp.- Liberty Formula One, Cl. A† | 57,330 | ||||||
1,500 | Liberty Media Corp.- Liberty Formula One, Cl. C† | 64,935 | ||||||
1,098 | Liberty Media Corp.- Liberty SiriusXM, Cl. C† | 48,433 | ||||||
7,500 | Madison Square Garden Entertainment Corp.† | 613,500 | ||||||
6,700 | Madison Square Garden Sports Corp.† | 1,202,382 | ||||||
27,000 | MSG Networks Inc., Cl. A† | 406,080 | ||||||
14,000 | Sinclair Broadcast Group Inc., Cl. A | 409,640 | ||||||
|
| |||||||
7,111,360 | ||||||||
|
| |||||||
Publishing — 0.6% | ||||||||
24,000 | The E.W. Scripps Co., Cl. A | 462,480 | ||||||
|
| |||||||
Retailing — 1.3% | ||||||||
12,000 | CVS Health Corp. | 902,760 |
Shares | Market Value | |||||||
|
| |||||||
3,000 | Ingles Markets Inc., Cl. A | $ | 184,950 | |||||
|
| |||||||
1,087,710 | ||||||||
|
| |||||||
Telecommunication Services — 3.0% |
12,000 | Millicom International Cellular SA, SDR† | 461,673 | ||||||
9,000 | Rogers Communications Inc., Cl. B | 414,900 | ||||||
20,500 | Telephone and Data Systems Inc. | 470,680 | ||||||
31,500 | United States Cellular Corp.† | 1,149,120 | ||||||
|
| |||||||
2,496,373 | ||||||||
|
| |||||||
Transportation — 2.1% | ||||||||
19,000 | GATX Corp. | 1,762,060 | ||||||
|
| |||||||
Utilities — 1.5% | ||||||||
24,000 | National Fuel Gas Co. | 1,199,760 | ||||||
|
| |||||||
Total Common Stocks | 81,138,650 | |||||||
|
|
Closed-End Funds — 0.1%
|
7,500 | Altaba Inc., Escrow† | 109,125 | ||||||
|
| |||||||
Rights — 0.0%
|
Entertainment — 0.0% | ||||||||
43,000 | Media General Inc., CVR†(a) | 0 | ||||||
|
| |||||||
Warrants — 0.0%
|
Materials — 0.0% | ||||||||
6,000 | Ampco-Pittsburgh Corp., expire 08/01/25† | 7,920 | ||||||
|
| |||||||
Principal Amount |
U.S. Government Obligations — 1.5%
|
$1,242,000 | U.S. Treasury Bills, 0.005% to 0.034%††, 05/06/21 to 06/17/21 | 1,241,975 | ||||||
|
| |||||||
| TOTAL INVESTMENTS — 100.0% | $ | 82,497,670 | |||||
|
|
(a) | Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
† | Non-income producing security. |
†† | Represents annualized yields at dates of purchase. |
ADR | American Depositary Receipt |
CVR | Contingent Value Right |
REIT | Real Estate Investment Trust |
SDR | Swedish Depositary Receipt |
2