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SC 13G Filing
AstraZeneca (AZN) SC 13GApplied Genetic Technologies Corp
Filed: 17 Feb 15, 12:00am
CUSIP No. 03820J100 | 13G | Page 2 of 6 Pages |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ASTRAZENECA PLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) ¨ | |
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND AND WALES |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER | |
6. | SHARED VOTING POWER 1,114,092 | ||
7. | SOLE DISPOSITIVE POWER | ||
8. | SHARED DISPOSITIVE POWER 1,114,092 |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,114,092 | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% | |
12. | TYPE OF REPORTING PERSON (see instructions) CO |
CUSIP No. 03820J100 | 13G | Page 3 of 6 Pages |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MEDIMMUNE VENTURES, INC. EIN # 06-1641145 | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) ¨ | |
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER | |
6. | SHARED VOTING POWER 1,114,092 | ||
7. | SOLE DISPOSITIVE POWER | ||
8. | SHARED DISPOSITIVE POWER 1,114,092 |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,114,092 | |
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% | |
12. | TYPE OF REPORTING PERSON (see instructions) CO |
CUSIP No. 03820J100 | 13G | Page 4 of 6 Pages |
(a) | Name of Issuer Applied Genetic Technologies Corporation, a corporation organized under the laws of Delaware | |
(b) | Address of Issuer’s Principal Executive Offices 11801 Research Dr, Suite D Alachua, FL 32615 | |
(a),(c) | Name and Citizenship of Person Filing AstraZeneca PLC, a corporation organized under the laws of England and Wales (the “Parent”) MedImmune Ventures, Inc., a corporation organized under the laws of Delaware and an indirect wholly-owned subsidiary of the Parent (the “Purchaser”). Note: See Exhibit A. | |
(b) | Address of the Principal Office or, if none, residence The address of the Parent is: 2 Kingdom Street London, W2 6BD The address of the Purchaser is: One MedImmune Way Gaithersburg, MD 20878 | |
(d) | Title of Class of Securities Common Stock, $0.001 par value per share | |
(e) | CUSIP Number 03820J100 | |
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ¨ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ¨ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | ¨ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ¨ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: 1,114,092 | |||
(b) | Percent of class: 6.8% | |||
(c) | Number of shares as to which the person has: | |||
(i) | Sole power to vote or to direct the vote | |||
(ii) | Shared power to vote or to direct the vote 1,114,092.0. | |||
(iii) | Sole power to dispose or to direct the disposition of | |||
(iv) | Shared power to dispose or to direct the disposition of 1,114,092.0 |
CUSIP No. 03820J100 | 13G | Page 5 of 6 Pages |
ASTRAZENECA PLC | ||||
By: | /s/ Adrian Kemp | |||
Name: | Adrian Kemp | |||
Title: | Company Secretary |
MEDIMMUNE VENTURES, INC. | ||||
By: | /s/ Samuel Wu | |||
Name: | Samuel Wu | |||
Title: | Managing Director |
CUSIP No. 03820J100 | 13G | Page 6 of 6 Pages |
ASTRAZENECA PLC | ||||
By: | /s/ Adrian Kemp | |||
Name: | Adrian Kemp | |||
Title: | Company Secretary |
MEDIMMUNE VENTURES, INC. | ||||
By: | /s/ Samuel Wu | |||
Name: | Samuel Wu | |||
Title: | Managing Director |