UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 30, 2003
AMERIGON INCORPORATED
(Exact name of registrant as specified in its charter)
| California | | 0-21810 | | 95-4318554 |
| (State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
| 500 Town Center Drive, Suite 200, Dearborn, MI | | 48126-2716 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (313) 336-3000
Item 5. Other Events.
On June 30, 2003, Amerigon Incorporated (“Amerigon”) announced that it has completed the private placement of common stock to Ferrotec Corporation as previously announced on June 23, 2003, raising $2.5 million in gross proceeds. The transaction involved the sale of 1 million newly-issued shares of Amerigon Common Stock at a price of $2.50 per share. The shares will not be registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. In separate transactions, an additional $500,000 in gross proceeds was raised in a voluntary exercise of warrants by institutional investors as previously announced on June 23, 2003. An aggregate of 250,000 warrants were voluntarily exercised at an exercise price of $2.00 per warrant. The transactions funded and closed on June 27, 2003.
A copy of the Company’s news release announcing the offering is filed as an exhibit to this report and is incorporated in this report by reference.
Item 7. Financial Statements and Exhibits
Exhibit 99.1: Company news release dated June 30, 2003.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AMERIGON INCORPORATED |
| |
By: | | /s/ SANDRA L. GROUF
|
| | | Sandra L. Grouf, Corporate Secretary and Treasurer |
Date: June 30, 2003
Exhibit Index
| | |
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| 99.1 | | Company news release dated June 30, 2003. |
