UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07692
Name of Fund: Legg Mason Investors Trust, Inc.
Fund Address: 100 International Drive
Baltimore, MD 21202
Name and address of agent for service:
Robert I. Frenkel
Legg Mason Investors Trust, Inc.
100 First Stamford Place, 7th Floor
Stamford, CT 06902
Registrant’s telephone number, including area code: 203-703-7046
Date of fiscal year end: October 31
Date of reporting period: 07/01/2009 – 06/30/2010
Item 1 – Proxy Voting Record:
Proxy Voting Record – Attached on behalf of Legg Mason Capital Management American Leading Companies Trust and Legg Mason U.S. Small-Capitalization Value Trust.
Effective September 18, 2009, Legg Mason American Leading Companies Trust was renamed Legg Mason Capital Management American Leading Companies Trust.
On or about December 15, 2009, Legg Mason ClearBridge Small Cap Value Fund acquired the assets and certain liabilities of Legg Mason U.S. Small-Capitalization Value Trust.
============LEGG MASON CAPITAL MANAGEMENT AMERICAN LEADING COMPANIES============
ACCENTURE PLC
Ticker ACN Cusip G1151C101
Meeting date 8/5/2009
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Approve Reincorporation from Bermuda to Ireland through Management Yes For For
Scheme of Arrangement
Adjourn Meeting Management Yes For For
Approve Reincorporation from Bermuda to Ireland through Management Yes For For
Scheme of Arrangement
Adjourn Meeting Management Yes For For
Approve the Creation of Distributable Reserves for Management Yes For For
Accenture plc
Adjourn Meeting Management Yes For For
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker PG Cusip 742718109
Meeting date 10/13/2009
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Kenneth I. Chenault Management Yes For For
Elect Director Scott D. Cook Management Yes For For
Elect Director Rajat K. Gupta Management Yes For For
Elect Director A.G. Lafley Management Yes For For
Elect Director Charles R. Lee Management Yes For For
Elect Director Lynn M. Martin Management Yes For For
Elect Director Robert A. McDonald Management Yes For For
Elect Director W. James McNerney, Jr. Management Yes For For
Elect Director Johnathan A. Rodgers Management Yes For For
Elect Director Ralph Snyderman Management Yes For For
Elect Director Mary Agnes Wilderotter Management Yes For For
Elect Director Patricia A. Woertz Management Yes For For
Elect Director Ernesto Zedillo Management Yes For For
Ratify Auditors Management Yes For For
Amend Code of Regulations Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker NE Cusip H5833N103
Meeting date 10/29/2009
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Director Gordon T. Hall Management Yes For For
Director Jon A. Marshall Management Yes For For
Approval Of The Amendment And Restatement Of The Noble Management Yes For For
Corporation 1991 Stock Option And Restricted Stock Plan
effective As Of October 29, 2009
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker CSCO Cusip 17275R102
Meeting date 11/12/2009
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Carol A. Bartz Management Yes For For
Elect Director M. Michele Burns Management Yes For For
Elect Director Michael D. Capellas Management Yes For For
Elect Director Larry R. Carter Management Yes For For
Elect Director John T. Chambers Management Yes For For
Elect Director Brian L. Halla Management Yes For For
Elect Director John L. Hennessy Management Yes For For
Elect Director Richard M. Kovacevich Management Yes For For
Elect Director Roderick C. McGeary Management Yes For For
Elect Director Michael K. Powell Management Yes For For
Elect Director Arun Sarin Management Yes For For
Elect Director Steven M. West Management Yes For For
Elect Director Jerry Yang Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Amend Qualified Employee Stock Purchase Plan Management Yes For For
Ratify Auditors Management Yes For For
Amend Bylaws to Establish a Board Committee on Human Rights Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Report on Internet Fragmentation Share Holder Yes Against For
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker MSFT Cusip 594918104
Meeting date 11/19/2009
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director William H. Gates, III Management Yes For For
Elect Director Steven A. Ballmer Management Yes For For
Elect Director Dina Dublon Management Yes For For
Elect Director Raymond V. Gilmartin Management Yes For For
Elect Director Reed Hastings Management Yes For For
Elect Director Maria Klawe Management Yes For For
Elect Director David F. Marquardt Management Yes For For
Elect Director Charles H. Noski Management Yes For For
Elect Director Helmut Panke Management Yes For For
Ratify Auditors Management Yes For For
Permit Right to Call Special Meeting Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Adopt Principles for Health Care Reform Share Holder Yes Against For
Report on Charitable Contributions Share Holder Yes Against For
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker COST Cusip 22160K105
Meeting date 1/28/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director B.S. Carson, Sr., M.D. Management Yes For For
Elect Director William H. Gates Management Yes For For
Elect Director Hamilton E. James Management Yes For For
Elect Director Jill S. Ruckelshaus Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker EMR Cusip 291011104
Meeting date 2/2/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director C. A. H. Boersig Management Yes For For
Elect Director C. Fernandez G. Management Yes For For
Elect Director W. J. Galvin Management Yes For For
Elect Director R. L. Stephenson Management Yes For For
Elect Director V. R. Loucks, Jr. Management Yes For For
Elect Director R. L. Ridgway Management Yes For For
Amend Executive Incentive Bonus Plan Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
ACCENTURE PLC
Ticker ACN Cusip G1151C101
Meeting date 2/4/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Reelect William L. Kimsey as a Director Management Yes For For
Reelect Robert I. Lipp as a Director Management Yes For For
Reelect Wulf von Schimmelmann as a Director Management Yes For For
Approve KPMG as Auditors and Authorize Board to Fix Their Management Yes For For
Remuneration
Approve 2010 Share Incentive Plan Management Yes For For
Approve 2010 Employee Share Purchase Plan Management Yes For For
Change Location of Annual Meeting Management Yes For For
Authorize Open-Market Purchases of Class A Ordinary Shares Management Yes For For
Authorize Board to Determine Price Range for the Issuance Management Yes For For
of Acquired Treasury Stock
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker BAC Cusip 060505104
Meeting date 2/23/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Increase Authorized Common Stock Management Yes For For
Adjourn Meeting Management Yes For For
- --------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker QCOM Cusip 747525103
Meeting date 3/2/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Barbara T. Alexander Management Yes For For
Elect Director Stephen M. Bennett Management Yes For For
Elect Director Donald G. Cruickshank Management Yes For For
Elect Director Raymond V. Dittamore Management Yes For For
Elect Director Thomas W. Horton Management Yes For For
Elect Director Irwin Mark Jacobs Management Yes For For
Elect Director Paul E. Jacobs Management Yes For For
Elect Director Robert E. Kahn Management Yes For For
Elect Director Sherry Lansing Management Yes For For
Elect Director Duane A. Nelles Management Yes For For
Elect Director Brent Scowcroft Management Yes For For
Elect Director Marc I. Stern Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker HPQ Cusip 428236103
Meeting date 3/17/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Marc L. Andreessen Management Yes For For
Elect Director Lawrence T. Babbio, Jr. Management Yes For For
Elect Director Sari M. Baldauf Management Yes For For
Elect Director Rajiv L. Gupta Management Yes For For
Elect Director John H. Hammergren Management Yes For For
Elect Director Mark V. Hurd Management Yes For For
Elect Director Joel Z. Hyatt Management Yes For For
Elect Director John R. Joyce Management Yes For For
Elect Director Robert L. Ryan Management Yes For For
Elect Director Lucille S. Salhany Management Yes For For
Elect Director G. Kennedy Thompson Management Yes For For
Ratify Auditors Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Company Request on Advisory Vote on Executive Compensation Management Yes For For
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker BHI Cusip 057224107
Meeting date 3/31/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Approve Issue of Shares in Connection with Acquisition Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Adjourn Meeting Management Yes For For
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker UTX Cusip 913017109
Meeting date 4/14/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Louis R. Chenevert Management Yes For For
Elect Director John V. Faraci Management Yes For For
Elect Director Jean-Pierre Garnier, Ph.D. Management Yes For For
Elect Director Jamie S. Gorelick Management Yes For For
Elect Director Carlos M. Gutierrez Management Yes For For
Elect Director Edward A. Kangas Management Yes For For
Elect Director Charles R. Lee Management Yes For For
Elect Director Richard D. McCormick Management Yes For For
Elect Director Harold McGraw, III Management Yes For For
Elect Director Richard B. Myers Management Yes For For
Elect Director H. Patrick Swygert Management Yes For For
Elect Director Andre Villeneuve Management Yes For For
Elect Director Christine Todd Whitman Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker TXN Cusip 882508104
Meeting date 4/15/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director R.W. Babb, Jr. Management Yes For For
Elect Director D.L. Boren Management Yes For For
Elect Director D.A. Carp Management Yes For For
Elect Director C.S. Cox Management Yes For For
Elect Director D.R. Goode Management Yes For For
Elect Director S.P. MacMillan Management Yes For For
Elect Director P.H. Patsley Management Yes For For
Elect Director W.R. Sanders Management Yes For For
Elect Director R.J. Simmons Management Yes For For
Elect Director R.K. Templeton Management Yes For For
Elect Director C.T. Whitman Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker BHI Cusip 057224107
Meeting date 4/22/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Larry D. Brady Management Yes For For
Elect Director Clarence P. Cazalot, Jr. Management Yes For For
Elect Director Chad C. Deaton Management Yes For For
Elect Director Edward P. Djerejian Management Yes For For
Elect Director Anthony G. Fernandes Management Yes For For
Elect Director Claire W. Gargalli Management Yes For For
Elect Director Pierre H. Jungels Management Yes For For
Elect Director James A. Lash Management Yes For For
Elect Director J. Larry Nichols Management Yes For For
Elect Director H. John Riley, Jr. Management Yes For For
Elect Director Charles L. Watson Management Yes For For
Elect Director J. W. Stewart Management Yes For For
Elect Director James L. Payne Management Yes For For
Ratify Auditors Management Yes For For
Provide Right to Call Special Meeting Management Yes For For
Require a Majority Vote for the Election of Directors Share Holder Yes For Against
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker JNJ Cusip 478160104
Meeting date 4/22/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Mary Sue Coleman Management Yes For For
Elect Director James G. Culien Management Yes For For
Elect Director Michael M. E. Johns Management Yes For For
Elect Director Susan L. Lindquist Management Yes For For
Elect Director Anne M. Mulcahy Management Yes For For
Elect Director Lea F. Mullin Management Yes For For
Elect Director William D. Perez Management Yes For For
Elect Director Charles Prince Management Yes For For
Elect Director David Satcher Management Yes For For
Elect Director William C. Welcon Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes Against For
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker LMT Cusip 539830109
Meeting date 4/22/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director E. C. "Pete" Aldrige, Jr. Management Yes For For
Elect Director Nolan D. Archibald Management Yes For For
Elect Director David B. Burritt Management Yes For For
Elect Director James O. Ellis, Jr. Management Yes For For
Elect Director Gwendolyn S. King Management Yes For For
Elect Director James M. Loy Management Yes For For
Elect Director Douglas H. McCorkindale Management Yes For For
Elect Director Joseph W. Ralston Management Yes For For
Elect Director James Schneider Management Yes For For
Elect Director Anne Stevens Management Yes For For
Elect Director Robert J. Stevens Management Yes For For
Ratify Auditors Management Yes For For
Report on Space-based Weapons Program Share Holder Yes Against For
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker PFE Cusip 717081103
Meeting date 4/22/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Dennis A. Ausiello Management Yes For For
Elect Director Michael S. Brown Management Yes For For
Elect Director M. Anthony Burns Management Yes For For
Elect Director Robert N. Burt Management Yes For For
Elect Director W. Don Cornwell Management Yes For For
Elect Director Frances D. Fergusson Management Yes For For
Elect Director William H. Gray III Management Yes For For
Elect Director Constance J. Horner Management Yes For For
Elect Director James M. Kilts Management Yes For For
Elect Director Jeffrey B. Kindler Management Yes For For
Elect Director George A. Lorch Management Yes For For
Elect Director John P. Mascotte Management Yes For For
Elect Director Suzanne Nora Johnson Management Yes For For
Elect Director Stephen W. Sanger Management Yes For For
Elect Director William C. Steere, Jr. Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Provide Right to Call Special Meeting Management Yes For For
Prohibit Executive Stock-Based Awards Share Holder Yes Against For
- --------------------------------------------------------------------------------
THE AES CORPORATION
Ticker AES Cusip 00130H105
Meeting date 4/22/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Samuel W. Bodman, III Management Yes For For
Elect Director Paul Hanrahan Management Yes For For
Elect Director Tarun Khanna Management Yes For For
Elect Director John A. Koskinen Management Yes For For
Elect Director Philip Lader Management Yes For For
Elect Director Sandra O. Moose Management Yes For For
Elect Director John B. Morse, Jr. Management Yes For For
Elect Director Philip A. Odeen Management Yes For For
Elect Director Charles O. Rossotti Management Yes For For
Elect Director Sven Sandstrom Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Approve/Amend Executive Incentive Bonus Plan Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker BA Cusip 097023105
Meeting date 4/26/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director John H. Biggs Management Yes For For
Elect Director John E. Bryson Management Yes For For
Elect Director David L. Calhoun Management Yes For For
Elect Director Arthur D. Collins, Jr. Management Yes For For
Elect Director Linda Z. Cook Management Yes For For
Elect Director William M. Daley Management Yes For For
Elect Director Kenneth M. Duberstein Management Yes For For
Elect Director Edmund P. Giambastiani, Jr. Management Yes For For
Elect Director John F. McDonnell Management Yes For For
Elect Director W. James McNerney, Jr. Management Yes For For
Elect Director Susan C. Schwab Management Yes For For
Elect Director Mike S. Zafirovski Management Yes For For
Ratify Auditors Management Yes For For
Adopt Ethical Criteria for Military Contracts Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes Against For
Require Independent Board Chairman Share Holder Yes Against For
Report on Political Contributions Share Holder Yes For Against
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker IBM Cusip 459200101
Meeting date 4/27/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director A. J. P. Belda Management Yes For For
Elect Director C. Black Management Yes For For
Elect Director W. R. Brody Management Yes For For
Elect Director K. I. Chenault Management Yes For For
Elect Director M. L. Eskew Management Yes For For
Elect Director S. A. Jackson Management Yes For For
Elect Director A. N. Liveris Management Yes For For
Elect Director W. J. McNerney, Jr. Management Yes For For
Elect Director T. Nishimuro Management Yes For For
Elect Director J. W. Owens Management Yes For For
Elect Director S. J. Palmisano Management Yes For For
Elect Director J. E. Spero Management Yes For For
Elect Director S. Taurel Management Yes For For
Elect Director L. H. Zambrano Management Yes For For
Ratify Auditors Management Yes For For
Adopt Policy on Bonus Banking Share Holder Yes Against For
Provide for Cumulative Voting Share Holder Yes Against For
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
METLIFE, INC.
Ticker MET Cusip 59156R108
Meeting date 4/27/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director R. Glenn Hubbard, Ph.D Management Yes For For
Elect Director Alfred F. Kelly, Jr. Management Yes For For
Elect Director James M. Kilts Management Yes For For
Elect Director David Satcher, M.D., Ph.D. Management Yes For For
Ratify Auditors Management Yes For For
Provide for Cumulative Voting Share Holder Yes For Against
- --------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker SYK Cusip 863667101
Meeting date 4/27/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Howard E. Cox, Jr. Management Yes For For
Elect Director Srikant M. Datar, Ph.D. Management Yes For For
Elect Director Donald M. Engelman, Ph.D. Management Yes For For
Elect Director Louise L. Francesconi Management Yes For For
Elect Director Howard L. Lance Management Yes For For
Elect Director Stephen P. MacMillan Management Yes For For
Elect Director William U. Parfet Management Yes For For
Elect Director Ronda E. Stryker Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker X Cusip 912909108
Meeting date 4/27/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director John G. Drosdick Management Yes For For
Elect Director Charles R. Lee Management Yes For For
Elect Director Jeffrey M. Lipton Management Yes For For
Elect Director Dan O. Dinges Management Yes For For
Ratify Auditors Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Approve/Amend Executive Incentive Bonus Plan Management Yes For For
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker WFC Cusip 949746101
Meeting date 4/27/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Election Director John D. Baker II Management Yes For For
Election Director John S. Chen Management Yes For For
Election Director Lloyd H. Dean Management Yes For For
Election Director Susan E. Engel Management Yes For For
Election Director Enrique Hernandez, Jr. Management Yes For For
Election Director Donald M. James Management Yes For For
Election Director Richard D. McCormick Management Yes For For
Election Director Mackey J. McDonald Management Yes For For
Election Director Cynthia H. Milligan Management Yes For For
Elect Director Nicholas G. Moore Management Yes For For
Elect Director Philip J. Quigley Management Yes Against Against
Elect Director Judith M. Runstad Management Yes For For
Elect Director Stephen W. Sanger Management Yes For For
Elect Director Robert K. Steel Management Yes For For
Elect Director John G. Stumpf Management Yes For For
Elect Director an G. Swenson Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes Against Against
Compensation
Increase Authorized Common Stock Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes For Against
Compensation
Require Independent Board Chairman Share Holder Yes For Against
Report on Charitable Contributions Share Holder Yes Against For
Report on Political Contributions Share Holder Yes For Against
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker BAC Cusip 060505104
Meeting date 4/28/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Susan S. Bies Management Yes For For
Elect Director William P. Boardman Management Yes For For
Elect Director Frank P. Bramble, Sr. Management Yes For For
Elect Director Virgis W. Colbert Management Yes For For
Elect Director Charles K. Gifford Management Yes For For
Elect Director Charles O. Holliday, Jr. Management Yes For For
Elect Director D. Paul Jones, Jr. Management Yes For For
Elect Director Monica C. Lozano Management Yes For For
Elect Director Thomas J. May Management Yes For For
Elect Director Brian T. Moynihan Management Yes For For
Elect Director Donald E. Powell Management Yes For For
Elect Director Charles O. Rossotti Management Yes For For
Elect Director Robert W. Scully Management Yes For For
Ratify Auditors Management Yes For For
Increase Authorized Common Stock Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Amend Omnibus Stock Plan Management Yes For For
Report on Government Service of Employees Share Holder Yes Against For
TARP Related Compensation Share Holder Yes For Against
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes For Against
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes For Against
Compensation
Adopt Policy on Succession Planning Share Holder Yes For Against
Report on Collateral in Derivatives Trading Share Holder Yes For Against
Claw-back of Payments under Restatements Share Holder Yes For Against
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker GE Cusip 369604103
Meeting date 4/28/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director W. Geoffrey Beattie Management Yes For For
Elect Director James I. Cash, Jr. Management Yes For For
Elect Director William M. Castell Management Yes For For
Elect Director Ann M. Fudge Management Yes For For
Elect Director Susan Hockfield Management Yes For For
Elect Director Jeffrey R. Immelt Management Yes For For
Elect Director Andrea Jung Management Yes For For
Elect Director Alan G. (A.G.) Lafley Management Yes For For
Elect Director Robert W. Lane Management Yes For For
Elect Director Ralph S. Larsen Management Yes For For
Elect Director Rochelle B. Lazarus Management Yes For For
Elect Director James J. Mulva Management Yes For For
Elect Director Sam Nunn Management Yes For For
Elect Director Roger S. Penske Management Yes For For
Elect Director Robert J. Swieringa Management Yes For For
Elect Director Douglas A. Warner III Management Yes For For
Ratify Auditors Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes Against For
Require Independent Board Chairman Share Holder Yes Against For
Report on Pay Disparity Share Holder Yes Against For
Adopt Policy Prohibiting Certain Directors from Serving on Share Holder Yes Against For
Key Board Committees
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker COF Cusip 14040H105
Meeting date 4/29/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director W. Ronald Dietz Management Yes For For
Elect Director Lewis Hay, III Management Yes For For
Elect Director Mayo A. Shattuck III Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Stock Retention/Holding Period Share Holder Yes Against For
Declassify the Board of Directors Share Holder Yes For Against
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker EMC Cusip 268648102
Meeting date 4/29/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Michael W. Brown Management Yes For For
Elect Director Randolph L. Cowen Management Yes For For
Elect Director Michael J. Cronin Management Yes For For
Elect Director Gail Deegan Management Yes For For
Elect Director James S. DiStasio Management Yes For For
Elect Director John R. Egan Management Yes For For
Elect Director Edmund F. Kelly Management Yes For For
Elect Director Windle B. Priem Management Yes For For
Elect Director Paul Sagan Management Yes For For
Elect Director David N. Strohm Management Yes For For
Elect Director Joseph M. Tucci Management Yes For For
Ratify Auditors Management Yes For For
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
EBAY INC.
Ticker EBAY Cusip 278642103
Meeting date 4/29/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director David M. Moffett Management Yes For For
Elect Director Richard T. Schlosberg, III Management Yes For For
Elect Director Thomas J. Tierney Management Yes For For
Amend Executive Incentive Bonus Plan Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
AT&T INC.
Ticker T Cusip 00206R102
Meeting date 4/30/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Randall L. Stephenson Management Yes For For
Elect Director Gilbert F. Amelio Management Yes For For
Elect Director Reuben V. Anderson Management Yes For For
Elect Director James H. Blanchard Management Yes For For
Elect Director Jaime Chico Pardo Management Yes For For
Elect Director James P. Kelly Management Yes For For
Elect Director Jon C. Madonna Management Yes For For
Elect Director Lynn M. Martin Management Yes For For
Elect Director John B. McCoy Management Yes For For
Elect Director Joyce M. Roche Management Yes For For
Elect Director Laura D Andrea Tyson Management Yes For For
Elect Director Patricia P. Upton Management Yes For For
Ratify Auditors Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
Exclude Pension Credits from Calculations of Share Holder Yes For Against
Performance-Based Pay
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes Against For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker NE Cusip H5833N103
Meeting date 4/30/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Reelect Michael Cawley as Director Management Yes For For
Reelect Gordon Hall as Director Management Yes For For
Reelect Jack Little as Director Management Yes For For
Approve Creation of CHF 663.0 Million Pool of Capital Management Yes Against Against
without Preemptive Rights
Approve CHF 143.7 Million Reduction in Share Capital and Management Yes For For
Capital Repayment of CHF 0.52 per Share
Approve CHF 154.7 Million Reduction in Share Capital and Management Yes For For
Capital Repayment of CHF 0.56 per Share
Ratify PricewaterhouseCoopers LLP as Independent Registered Management Yes For For
Public Accounting Firm and PricewaterhouseCoopers AG as
Statutory Auditor
Accept Financial Statements and Statutory Reports Management Yes For For
Approve Discharge of Board and Senior Management Management Yes For For
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker AFL Cusip 001055102
Meeting date 5/3/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Daniel P. Amos Management Yes For For
Elect Director John Shelby Amos II Management Yes For For
Elect Director Paul S. Amos II Management Yes For For
Elect Director Michael H. Armacost Management Yes For For
Elect Director Kriss Cloninger III Management Yes For For
Elect Director Joe Frank Harris Management Yes For For
Elect Director Elizabeth J. Hudson Management Yes For For
Elect Director Douglas W. Johnson Management Yes For For
Elect Director Robert B. Johnson Management Yes For For
Elect Director Charles B. Knapp Management Yes For For
Elect Director E. Stephen Purdom, M.d. Management Yes For For
Elect Director Barbara K. Rimer, PhD Management Yes For For
Elect Director Marvin R. Schuster Management Yes For For
Elect Director David Gary Thompson Management Yes For For
Elect Director Robert L. Wright Management Yes For For
Elect Director Takuro Yoshida Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker GD Cusip 369550108
Meeting date 5/5/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Nicholas D. Chabraja Management Yes For For
Elect Director James S. Crown Management Yes For For
Elect Director William P. Fricks Management Yes For For
Elect Director Jay L. Johnson Management Yes For For
Elect Director George A. Joulwan Management Yes For For
Elect Director Paul G. Kaminski Management Yes For For
Elect Director John M. Keane Management Yes For For
Elect Director Lester L. Lyles Management Yes For For
Elect Director William A. Osborn Management Yes For For
Elect Director Robert Walmsley Management Yes For For
Ratify Auditors Management Yes For For
Report on Space-based Weapons Program Share Holder Yes Against For
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker PEP Cusip 713448108
Meeting date 5/5/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Shona L. Brown Management Yes For For
Elect Director Ian M. Cook Management Yes For For
Elect Director Dina Dublon Management Yes For For
Elect Director Victor J. Dzau Management Yes For For
Elect Director Ray L. Hunt Management Yes For For
Elect Director Alberto Ibarguen Management Yes For For
Elect Director Arthur C. Martinez Management Yes For For
Elect Director Indra K. Nooyi Management Yes For For
Elect Director Sharon P. Rockefeller Management Yes For For
Elect Director James J. Schiro Management Yes For For
Elect Director Lloyd G. Trotter Management Yes For For
Elect Director Daniel Vasella Management Yes For For
Ratify Auditors Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Report on Charitable Contributions Share Holder Yes Against For
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes Against For
Report on Public Policy Advocacy Process Share Holder Yes Against For
- --------------------------------------------------------------------------------
APACHE CORPORATION
Ticker APA Cusip 037411105
Meeting date 5/6/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Eugene C. Fiedorek Management Yes For For
Elect Director Patricia Albjerg Graham Management Yes For For
Elect Director F.H. Merelli Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker NOK Cusip X61873133
Meeting date 5/6/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Accept Financial Statements and Statutory Reports Management Yes For For
Approve Allocation of Income and Dividends of EUR 0.40 Per Management Yes For For
Share
Approve Discharge of Board and President Management Yes For For
Approve Remuneration of Directors in the Amount of EUR Management Yes For For
440,000 for Chairman, EUR 150,000 for Vice Chairman, and
EUR 130,000 for Other Directors; Approve Remuneration for
Committee Work
Fix Number of Directors at 10 Management Yes For For
Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Management Yes For For
Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper,
Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo
Suila as Directors
Approve Remuneration of Auditors Management Yes For For
Ratify PricewaterhouseCoopers Oy as Auditors Management Yes For For
Amend Articles Re: Amend Corporate Purpose; Amend Method of Management Yes For For
Convening General Meetings
Authorize Repurchase of up to 360 Million Issued Shares Management Yes For For
Approve Issuance of up to 740 Million Shares without Management Yes For For
Preemptive Rights
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker GS Cusip 38141G104
Meeting date 5/7/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Lloyd C. Blankfein Management Yes For For
Elect Director John H. Bryan Management Yes For For
Elect Director Gary D. Cohn Management Yes For For
Elect Director Claes Dahlback Management Yes For For
Elect Director Stephen Friedman Management Yes For For
Elect Director William W. George Management Yes For For
Elect Director James A. Johnson Management Yes For For
Elect Director Lois D. Juliber Management Yes For For
Elect Director Lakshmi N. Mittal Management Yes For For
Elect Director James J. Schiro Management Yes For For
Elect Director H. Lee Scott, Jr. Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Reduce Supermajority Vote Requirement Management Yes For For
Provide Right to Call Special Meeting Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
Report on Collateral in Derivatives Trading Share Holder Yes For Against
Require Independent Board Chairman Share Holder Yes Against For
Report on Political Contributions Share Holder Yes For Against
Report on Global Warming Science Share Holder Yes Against For
Report on Pay Disparity Share Holder Yes Against For
Stock Retention/Holding Period Share Holder Yes Against For
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker PRU Cusip 744320102
Meeting date 5/11/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Thomas J. Baltimore, Jr. Management Yes For For
Elect Director Gordon M. Bethune Management Yes For For
Elect Director Gaston Caperton Management Yes For For
Elect Director Gilbert F. Casellas Management Yes For For
Elect Director James G. Cullen Management Yes For For
Elect Director William H. Gray, III Management Yes For For
Elect Director Mark B. Grier Management Yes For For
Elect Director Jon F. Hanson Management Yes For For
Elect Director Constance J. Horner Management Yes For For
Elect Director Karl J. Krapek Management Yes For For
Elect Director Christine A. Poon Management Yes For For
Elect Director John R. Strangfield Management Yes For For
Elect Director James A. Unruh Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker S Cusip 852061100
Meeting date 5/11/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Election Director Robert R. Bennett Management Yes For For
Election Director Gordon M. Bethune Management Yes For For
Election Director Larry C. Glasscock Management Yes For For
Election Director James H. Hance, Jr. Management Yes For For
Election Director Daniel R. Hesse Management Yes For For
Election Director V. Janet Hill Management Yes For For
Election Director Frank Ianna Management Yes For For
Election Director Sven-Christer Nilsson Management Yes For For
Election Director William R. Nuti Management Yes For For
Election Director Rodney O' Neal Management Yes For For
Ratify Auditors Management Yes For For
Approve Repricing of Options Management Yes For For
Report on Political Contributions Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Provide Right to Act by Written Consent Share Holder Yes For Against
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker AMGN Cusip 031162100
Meeting date 5/12/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Dr. David Baltimore Management Yes For For
Elect Director Frank J. Biondi, Jr. Management Yes For For
Elect Director Francois De Carbonnel Management Yes For For
Elect Director Jerry D. Choate Management Yes For For
Elect Director Dr. Vance D. Coffman Management Yes For For
Elect Director Frederick W. Gluck Management Yes For For
Elect Director Dr. Rebecca M. Henderson Management Yes For For
Elect Director Frank C. Herringer Management Yes For For
Elect Director Dr. Gilbert S. Omenn Management Yes For For
Elect Director Judith C. Pelham Management Yes For For
Elect Director Adm. J. Paul Reason, USN (Retired) Management Yes For For
Elect Director Leonard D. Schaeffer Management Yes For For
Elect Director Kevin W. Sharer Management Yes For For
Ratify Auditors Management Yes For For
Provide Right to Act by Written Consent Share Holder Yes For Against
Stock Retention/Holding Period Share Holder Yes Against For
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker NOV Cusip 637071101
Meeting date 5/12/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Ben A. Guill Management Yes For For
Elect Director Roger L. Jarvis Management Yes For For
Elect Director Eric L. Mattson Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker PM Cusip 718172109
Meeting date 5/12/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Harold Brown Management Yes For For
Elect Director Mathis Cabiallavetta Management Yes For For
Elect Director Louis C. Camilleri Management Yes For For
Elect Director J. Dudley Fishburn Management Yes For For
Elect Director Jennifer Li Management Yes For For
Elect Director Graham Mackay Management Yes For For
Elect Director Sergio Marchionne Management Yes For For
Elect Director Lucio A. Noto Management Yes For For
Elect Director Carlos Slim Helu Management Yes For For
Elect Director Stephen M. Wolf Management Yes For For
Ratify Auditors Management Yes For For
Report on Effect of Marketing Practices on the Poor Share Holder Yes Against For
Establish Supplier Human Rights Purchasing Protocols Share Holder Yes Against For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker RIG Cusip H8817H100
Meeting date 5/14/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Accept Financial Statements and Statutory Reports Management Yes For For
Approve Discharge of Board and Senior Management Management Yes For For
Approve Allocation of Income and Omission of Dividends Management Yes For For
Change Location of Registered Office to Steinhausen, Management Yes For For
Switzerland
Approve Creation of CHF 2.5 Billion Pool of Capital without Management Yes Against Against
Preemptive Rights
Approve Reduction in Share Capita and Repayment of $3.11 Management Yes For For
per Sharel
Amend Articles Re: Share Certificates due to New Swiss Management Yes For For
Federal Act on Intermediated Securities
Elect Steven Newman as Director Management Yes For For
Reelect Thomas Carson as Director Management Yes For For
Reelect Robert Sprague as Director Management Yes For For
Reelect J. Michael Talbert as Director Management Yes For For
Reelect John Whitmire as Director Management Yes For For
Appointment Of Ernst & Young LLP as Independent Registered Management Yes For For
Public Accounting Firm for Fiscal Year 2010
Transact Other Business (Voting) Management Yes Against Against
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker JPM Cusip 46625H100
Meeting date 5/18/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Crandall C. Bowles Management Yes For For
Elect Director Stephen B. Burke Management Yes For For
Elect Director David M. Cote Management Yes For For
Elect Director James S. Crown Management Yes For For
Elect Director James Dimon Management Yes For For
Elect Director Ellen V. Futter Management Yes For For
Elect Director William H. Gray, III Management Yes For For
Elect Director Laban P. Jackson, Jr. Management Yes For For
Elect Director David C. Novak Management Yes For For
Elect Director Lee R. Raymond Management Yes For For
Elect Director William C. Weldon Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Affirm Political Non-Partisanship Share Holder Yes Against For
Amend Bylaws-- Call Special Meetings Share Holder Yes Against For
Report on Collateral in Derivatives Trading Share Holder Yes For Against
Provide Right to Act by Written Consent Share Holder Yes For Against
Require Independent Board Chairman Share Holder Yes Against For
Report on Pay Disparity Share Holder Yes Against For
Stock Retention/Holding Period Share Holder Yes Against For
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker MS Cusip 617446448
Meeting date 5/18/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Roy J. Bostock Management Yes For For
Elect Director Erskine B. Bowles Management Yes For For
Elect Director Howard J. Davies Management Yes For For
Elect Director James P. Gorman Management Yes For For
Elect Director James H. Hance, Jr. Management Yes For For
Elect Director Nobuyuki Hirano Management Yes For For
Elect Director C. Robert Kidder Management Yes For For
Elect Director John J. Mack Management Yes For For
Elect Director Donald T. Nicolaisen Management Yes For For
Elect Director Charles H. Noski Management Yes For For
Elect Director Hutham S. Olayan Management Yes For For
Elect Director O. Griffith Sexton Management Yes For For
Elect Director Laura D. Tyson Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Amend Omnibus Stock Plan Management Yes For For
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes Against For
Stock Retention/Holding Period Share Holder Yes Against For
Require Independent Board Chairman Share Holder Yes Against For
Report on Pay Disparity Share Holder Yes Against For
Claw-back of Payments under Restatements Share Holder Yes Against For
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker WLP Cusip 94973V107
Meeting date 5/18/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Sheila P. Burke Management Yes For For
Elect Director George A. Schaefer, Jr. Management Yes For For
Elect Director Jackie M. Ward Management Yes For For
Ratify Auditors Management Yes For For
Report on Conversion to Non-Profit Status Share Holder Yes Against For
Report on Lobbying Expenses Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Reincorporate in Another State [from Indiana to Delaware] Share Holder Yes Against For
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker SWY Cusip 786514208
Meeting date 5/19/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Steven A. Burd Management Yes For For
Elect Director Janet E. Grove Management Yes For For
Elect Director Mohan Gyani Management Yes For For
Elect Director Paul Hazen Management Yes For For
Elect Director Frank C. Herringer Management Yes For For
Elect Director Kenneth W. Oder Management Yes For For
Elect Director Arun Sarin Management Yes For For
Elect Director Michael S. Shannon Management Yes For For
Elect Director William Y. Tauscher Management Yes For For
Provide Right to Call Special Meeting Management Yes For For
Ratify Auditors Management Yes For For
Restore or Provide for Cumulative Voting Share Holder Yes Against For
Adopt Global Warming Principles Share Holder Yes Against For
Adopt a Policy in which the Company will not Make or Share Holder Yes Against For
Promise to Make Any Death Benefit Payments to Senior
Executives
Purchase Poultry from Suppliers Using CAK Share Holder Yes Against For
- --------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker STT Cusip 857477103
Meeting date 5/19/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director K. Burnes Management Yes For For
Elect Director P. Coym Management Yes For For
Elect Director P. De Saint-Aignan Management Yes For For
Elect Director A. Fawcett Management Yes For For
Elect Director D. Gruber Management Yes For For
Elect Director L. Hill Management Yes For For
Elect Director J. Hooley Management Yes For For
Elect Director R. Kaplan Management Yes For For
Elect Director C. LaMantia Management Yes For For
Elect Director R. Logue Management Yes For For
Elect Director R. Sergel Management Yes For For
Elect Director R. Skates Management Yes For For
Elect Director G. Summe Management Yes For For
Elect Director R. Weissman Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Management Yes For For
Compensation
Ratify Auditors Management Yes For For
Require Independent Board Chairman Share Holder Yes Against For
Report on Pay Disparity Share Holder Yes Against For
- --------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker HIG Cusip 416515104
Meeting date 5/19/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Robert B. Allardice, III Management Yes For For
Elect Director Trevor Fetter Management Yes For For
Elect Director Paul G. Kirk, Jr. Management Yes For For
Elect Director Liam E. McGee Management Yes For For
Elect Director Gail J. McGovern Management Yes For For
Elect Director Michael G. Morris Management Yes For For
Elect Director Thomas A. Renyi Management Yes For For
Elect Director Charles B. Strauss Management Yes For For
Elect Director H. Patrick Swygert Management Yes For For
Ratify Auditors Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Amend Executive Incentive Bonus Plan Management Yes For For
Reimburse Proxy Contest Expenses Share Holder Yes Against For
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker MO Cusip 02209S103
Meeting date 5/20/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Elizabeth E. Bailey Management Yes For For
Elect Director Gerald L. Baliles Management Yes For For
Elect Director John T. Casteen III Management Yes For For
Elect Director Dinyar S. Devitre Management Yes For For
Elect Director Thomas F. Farrell II Management Yes For For
Elect Director Robert E. R. Huntley Management Yes For For
Elect Director Thomas W. Jones Management Yes For For
Elect Director George Munoz Management Yes For For
Elect Director Nabil Y. Sakkab Management Yes For For
Elect Director Michael E. Szymanczyk Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Ratify Auditors Management Yes For For
Report on Effect of Marketing Practices on the Poor Share Holder Yes Against For
Adopt Human Rights Protocols for Company and Suppliers Share Holder Yes Against For
- --------------------------------------------------------------------------------
AETNA INC.
Ticker AET Cusip 00817Y108
Meeting date 5/21/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Frank M. Clark Management Yes For For
Elect Director Betsy Z. Cohen Management Yes For For
Elect Director Molly J. Coye Management Yes For For
Elect Director Roger N. Farah Management Yes For For
Elect Director Barbara Hackman Franklin Management Yes For For
Elect Director Jeffrey E. Garten Management Yes For For
Elect Director Earl G. Graves Management Yes For For
Elect Director Gerald Greenwald Management Yes For For
Elect Director Ellen M. Hancock Management Yes For For
Elect Director Richard J. Harrington Management Yes For For
Elect Director Edward J. Ludwig Management Yes For For
Elect Director Joseph P. Newhouse Management Yes For For
Elect Director Ronald A. Williams Management Yes For For
Ratify Auditors Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Approve Non-Employee Director Omnibus Stock Plan Management Yes For For
Amend Executive Incentive Bonus Plan Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
Require Independent Board Chairman Share Holder Yes Against For
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker TWX Cusip 887317303
Meeting date 5/21/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director James L. Barksdale Management Yes For For
Elect Director William P. Barr Management Yes For For
Elect Director Jeffrey L. Bewkes Management Yes For For
Elect Director Stephen F. Bollenbach Management Yes For For
Elect Director Frank J. Caufield Management Yes For For
Elect Director Robert C. Clark Management Yes For For
Elect Director Mathias Dopfner Management Yes For For
Elect Director Jessica P. Einhorn Management Yes For For
Elect Director Fred Hassan Management Yes For For
Elect Director Michael A. Miles Management Yes For For
Elect Director Kenneth J. Novack Management Yes For For
Elect Director Deborah C. Wright Management Yes For For
Ratify Auditors Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Provide Right to Call Special Meeting Management Yes For For
Reduce Supermajority Vote Requirement Share Holder Yes For Against
Stock Retention/Holding Period Share Holder Yes For Against
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes For Against
Compensation
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker TWC Cusip 88732J207
Meeting date 5/24/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Carole Black Management Yes Against Against
Elect Director Glenn A. Britt Management Yes For For
Elect Director Thomas H. Castro Management Yes Against Against
Elect Director David C. Chang Management Yes For For
Elect Director James E. Copeland, Jr. Management Yes For For
Elect Director Peter R. Haje Management Yes Against Against
Elect Director Donna A. James Management Yes For For
Elect Director Don Logan Management Yes For For
Elect Director N.J. Nicholas, Jr. Management Yes Against Against
Elect Director Wayne H. Pace Management Yes For For
Elect Director Edward D. Shirley Management Yes For For
Elect Director John E. Sununu Management Yes For For
Ratification Of Auditors Management Yes For For
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker UNH Cusip 91324P102
Meeting date 5/24/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director William C. Ballard, Jr. Management Yes For For
Elect Director Richard T. Burke Management Yes For For
Elect Director Robert J. Darretta Management Yes For For
Elect Director Stephen J. Hemsley Management Yes For For
Elect Director Michele J. Hooper Management Yes For For
Elect Director Douglas W. Leatherdale Management Yes For For
Elect Director Glenn M. Renwick Management Yes For For
Elect Director Kenneth I. Shine Management Yes For For
Elect Director Gail R. Wilensky Management Yes For For
Ratify Auditors Management Yes For For
Report on Lobbying Expenses Share Holder Yes Against For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker XOM Cusip 30231G102
Meeting date 5/26/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director M.J. Boskin Management Yes For For
Elect Director P. Brabeck-Letmathe Management Yes For For
Elect Director L.R. Faulkner Management Yes For For
Elect Director J.S. Fishman Management Yes For For
Elect Director K.C. Frazier Management Yes For For
Elect Director W.W. George Management Yes For For
Elect Director M.C. Nelson Management Yes For For
Elect Director S.J. Palmisano Management Yes For For
Elect Director S.C. Reinemund Management Yes For For
Elect Director R.W. Tillerson Management Yes For For
Elect Director E.E. Whitacre, Jr. Management Yes For For
Ratify Auditors Management Yes For For
Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes For Against
Reincorporate in Another State [from New Jersey to North Share Holder Yes Against For
Dakota]
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Amend EEO Policy to Prohibit Discrimination based on Sexual Share Holder Yes Against For
Orientation and Gender Identity
Adopt Policy on Human Right to Water Share Holder Yes Against For
Adopt Policy to Address Coastal Louisiana Environmental Share Holder Yes Against For
Impacts
Report on Environmental Impact of Oil Sands Operations in Share Holder Yes Against For
Canada
Report on Environmental Impacts of Natural Gas Fracturing Share Holder Yes Against For
Report on Energy Technologies Development Share Holder Yes Against For
Adopt Quantitative GHG Goals from Products and Operations Share Holder Yes Against For
Report on Risks of Alternative Long-term Fossil Fuel Demand Share Holder Yes Against For
Estimates
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker TJX Cusip 872540109
Meeting date 6/2/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Jose B. Alvarez Management Yes For For
Elect Director Alan M. Bennett Management Yes For For
Elect Director David A. Brandon Management Yes For For
Elect Director Bernard Cammarata Management Yes For For
Elect Director David T. Ching Management Yes For For
Elect Director Michael F. Hines Management Yes For For
Elect Director Amy B. Lane Management Yes For For
Elect Director Carol Meyrowitz Management Yes For For
Elect Director John F. O'Brien Management Yes For For
Elect Director Willow B. Shire Management Yes For For
Elect Director Fletcher H. Wiley Management Yes For For
Ratify Auditors Management Yes For For
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
- --------------------------------------------------------------------------------
DIRECTV
Ticker DTV Cusip 25490A101
Meeting date 6/3/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Neil R. Austrian Management Yes For For
Elect Director Ralph F. Boyd, Jr. Management Yes For For
Elect Director Paul A. Gould Management Yes For For
Elect Director Charles R. Lee Management Yes For For
Elect Director Peter A. Lund Management Yes For For
Elect Director Gregory B. Maffei Management Yes For For
Elect Director John C. Malone Management Yes For For
Elect Director Nancy S. Newcomb Management Yes For For
Elect Director Haim Saban Management Yes For For
Elect Director Michael D. White Management Yes For For
Ratify Auditors Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Approve Executive Incentive Bonus Plan Management Yes For For
Stock Retention/Holding Period Share Holder Yes Against For
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker WMT Cusip 931142103
Meeting date 6/4/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Aida M. Alvarez Management Yes For For
Elect Director James W. Breyer Management Yes For For
Elect Director M. Michele Burns Management Yes For For
Elect Director James I. Cash, Jr. Management Yes For For
Elect Director Roger C. Corbett Management Yes For For
Elect Director Douglas N. Daft Management Yes For For
Elect Director Michael T. Duke Management Yes For For
Elect Director Gregory B. Penner Management Yes For For
Elect Director Steven S. Reinemund Management Yes For For
Elect Director H. Lee Scott, Jr. Management Yes For For
Elect Director Arne M. Sorenson Management Yes For For
Elect Director Jim C. Walton Management Yes For For
Elect Director S. Robson Walton Management Yes For For
Elect Director Christopher J. Williams Management Yes For For
Elect Director Linda S. Wolf Management Yes For For
Ratify Auditors Management Yes For For
Approve Omnibus Stock Plan Management Yes For For
Amend Sharesave Plan Management Yes For For
Amend EEO Policy to Prohibit Discrimination based on Sexual Share Holder Yes Against For
Orientation and Gender Identity
Advisory Vote to Ratify Named Executive Officers' Share Holder Yes Against For
Compensation
Report on Political Contributions Share Holder Yes For Against
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes For Against
Require Suppliers to Adopt CAK Share Holder Yes Against For
Report on Process for Identifying and Prioritizing Public Share Holder Yes Against For
Policy Activities
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker CAT Cusip 149123101
Meeting date 6/9/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director John T. Dillon Management Yes For For
Elect Director Juan Gallardo Management Yes For For
Elect Director William A. Osborn Management Yes For For
Elect Director Edward B. Rust, Jr. Management Yes For For
Elect Director Susan C. Schwab Management Yes For For
Ratify Auditors Management Yes For For
Amend Omnibus Stock Plan Management Yes For For
Declassify the Board of Directors Management Yes For For
Reduce Supermajority Vote Requirement Management Yes For For
Require Independent Board Chairman Share Holder Yes Against For
Amend Human Rights Policy Share Holder Yes Against For
Amend Articles/Bylaws/Charter - Call Special Meetings Share Holder Yes For Against
- --------------------------------------------------------------------------------
UAL CORPORATION
Ticker UAUA Cusip 902549807
Meeting date 6/10/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Richard J. Almeida Management Yes For For
Elect Director Mary K. Bush Management Yes For For
Elect Director W. James Farrell Management Yes For For
Elect Director Jane C. Garvey Management Yes For For
Elect Director Walter Isaacson Management Yes For For
Elect Director Robert D. Krebs Management Yes For For
Elect Director Robert S. Miller Management Yes For For
Elect Director James J. O'Connor Management Yes For For
Elect Director Glenn F. Tilton Management Yes For For
Elect Director David J. Vitale Management Yes For For
Elect Director John H. Walker Management Yes For For
Ratify Auditors Management Yes For For
Amend Securities Transfer Restrictions Management Yes For For
- --------------------------------------------------------------------------------
GENZYME CORPORATION
Ticker GENZ Cusip 372917104
Meeting date 6/16/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Douglas A. Berthiaume Management Yes For For
Elect Director Robert J. Bertolini Management Yes For For
Elect Director Gail K. Boudreaux Management Yes For For
Elect Director Robert J. Carpenter Management Yes For For
Elect Director Charles L. Cooney Management Yes For For
Elect Director Victor J. Dzau Management Yes For For
Elect Director Connie Mack, III Management Yes For For
Elect Director Richard F. Syron Management Yes For For
Elect Director Henri A. Termeer Management Yes For For
Elect Director Ralph V. Whitworth Management Yes For For
Amend Omnibus Stock Plan Management Yes Against Against
Amend Qualified Employee Stock Purchase Plan Management Yes For For
Amend Non-Employee Director Omnibus Stock Plan Management Yes For For
Provide Right to Call Special Meeting Management Yes For For
Ratify Auditors Management Yes For For
- --------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker DAL Cusip 247361702
Meeting date 6/30/2010
For/Against
Agenda Item Proponent Vote Cast How Voted Management
Elect Director Richard H. Anderson Management Yes For For
Elect Director Edward H. Bastian Management Yes For For
Elect Director Roy J. Bostock Management Yes For For
Elect Director John S. Brinzo Management Yes For For
Elect Director Daniel A. Carp Management Yes For For
Elect Director John M. Engler Management Yes For For
Elect Director Mickey P. Foret Management Yes For For
Elect Director David R. Goode Management Yes For For
Elect Director Paula Rosput Reynolds Management Yes For For
Elect Director Kenneth C. Rogers Management Yes For For
Elect Director Rodney E. Slater Management Yes For For
Elect Director Douglas M. Steenland Management Yes For For
Elect Director Kenneth B. Woodrow Management Yes For For
Ratify Auditors Management Yes For For
Provide for Cumulative Voting Share Holder Yes Against For
================LEGG MASON U.S. SMALL-CAPITALIZATION VALUE TRUST=============
- --------------------------------------------------------------------------------
ENNIS, INC.
Security 293389102 Meeting Type Annual
Ticker Symbol EBF Meeting Date 01-Jul-2009
ISIN US2933891028 Agenda 933106393 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 GODFREY M. LONG, JR. For For
2 THOMAS R. PRICE For For
3 ALEJANDRO QUIROZ For For
02 RATIFICATION OF GRANT THORNTON LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010. Management For For
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO
VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING. Management Abstain Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 16510 0 15-Jun-2009 15-Jun-2009
- --------------------------------------------------------------------------------
AZZ INCORPORATED
Security 002474104 Meeting Type Annual
Ticker Symbol AZZ Meeting Date 14-Jul-2009
ISIN US0024741045 Agenda 933105048 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DAVID H. DINGUS For For
2 DANA L. PERRY Withheld Against
3 DANIEL E. BERCE For For
02 APPROVAL OF AN AMENDMENT TO AZZ'S ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF AZZ COMMON STOCK AUTHORIZED FOR ISSUANCE
FROM 25,000,000 TO 50,000,000. Management For For
03 APPROVAL TO RATIFY THE APPOINTMENT OF BDO
SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
FEBRUARY 28, 2010. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7000 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
ALLOY, INC.
Security 019855303 Meeting Type Annual
Ticker Symbol ALOY Meeting Date 16-Jul-2009
ISIN US0198553036 Agenda 933112485 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JAMES K. JOHNSON, JR. For For
2 PETER M. GRAHAM For For
3 ANTHONY N. FIORE For For
02 PROPOSAL TO RATIFY AND CONFIRM THE SELECTION OF
BDO SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2010. Management For For
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED
2007 EMPLOYEE, DIRECTOR AND CONSULTANT STOCK
INCENTIVE PLAN. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7400 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
SUN BANCORP, INC.
Security 86663B102 Meeting Type Annual
Ticker Symbol SNBC Meeting Date 16-Jul-2009
ISIN US86663B1026 Agenda 933113019 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 BERNARD A. BROWN For For
2 IKE BROWN Withheld Against
3 JEFFREY S. BROWN Withheld Against
4 SIDNEY R. BROWN For For
5 JOHN A. FALLONE For For
6 PETER GALETTO, JR. For For
7 THOMAS X. GEISEL For For
8 DOUGLAS J. HEUN For For
9 ANNE E. KOONS Withheld Against
10 ELI KRAMER Withheld Against
11 ALFONSE M. MATTIA Withheld Against
12 GEORGE A. PRUITT Withheld Against
13 ANTHONY RUSSO, III Withheld Against
14 EDWARD H. SALMON For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S
AMENDED AND RESTATED 2004 STOCK-BASED INCENTIVE
PLAN. Management Against Against
03 THE APPROVAL OF THE SUN BANCORP, INC. DIRECTORS STOCK
PURCHASE PLAN, AS AMENDED AND RESTATED. Management For For
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10054 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
AUDIOVOX CORPORATION
Security 050757103 Meeting Type Annual
Ticker Symbol VOXX Meeting Date 23-Jul-2009
ISIN US0507571034 Agenda 933109630 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 PAUL C. KREUCH, JR. For For
2 DENNIS F. MCMANUS For For
3 PETER A. LESSER For For
4 PHILIP CHRISTOPHER For For
5 JOHN J. SHALAM For For
6 PATRICK M. LAVELLE For For
7 CHARLES M. STOEHR For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3150 0 19-Jun-2009 19-Jun-2009
- --------------------------------------------------------------------------------
FINISH LINE, INC.
Security 317923100 Meeting Type Annual
Ticker Symbol FINL Meeting Date 23-Jul-2009
ISIN US3179231002 Agenda 933115354 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 BILL KIRKENDALL Withheld Against
2 WILLIAM P. CARMICHAEL For For
02 AMENDMENT TO COMPANY'S ARTICLES OF INCORPORATION
THAT WILL CONVERT ALL OUTSTANDING HIGH VOTING CLASS
B COMMON SHARES INTO CLASS A COMMON SHARES AS OF
THE DAY AFTER SHAREHOLDER MEETING TO BE HELD IN 2012
AND WILL ALSO LIMIT AGGREGATE VOTING POWER OF CLASS
B COMMON SHARES TO 41% SHOULD THE TOTAL VOTING
POWER OF THE CLASS B COMMON SHARES EVER EXCEED THAT
AMOUNT IN THE FUTURE. Management For For
03 TO ADOPT AN AMENDMENT TO THE COMPANY'S ARTICLES OF
INCORPORATION THAT WILL AUTOMATICALLY CONVERT ALL
CLASS B COMMON SHARES THAT MAY BE ISSUED TO COMPANY
EMPLOYEES OR DIRECTORS IN THE FUTURE INTO CLASS A
COMMON SHARES UPON THEIR DEATH OR TERMINATION OF
EMPLOYMENT OR SERVICE. Management For For
04 TO RATIFY AN AMENDMENT TO COMPANY'S 2002 STOCK
INCENTIVE PLAN TO ADD CLASS B COMMON SHARES AS A
CLASS OF SHARES THAT MAY BE AWARDED UNDER THE 2002
PLAN, IN ORDER TO PERMIT, IF AUTHORIZED BY COMPANY'S
BOARD IN FUTURE, THE EXCHANGE OF CLASS B COMMON
SHARES FOR CLASS A COMMON SHARES THAT REMAIN
UNVESTED UNDER THE 2002 PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT. Management Against Against
05 TO APPROVE AND ADOPT THE COMPANY'S 2009 INCENTIVE
PLAN. Management Against Against
06 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S FISCAL YEAR ENDING FEBRUARY 27,
2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 28250 0 20-Jul-2009 20-Jul-2009
- --------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Security 896818101 Meeting Type Annual
Ticker Symbol TGI Meeting Date 23-Jul-2009
ISIN US8968181011 Agenda 933116318 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 PAUL BOURGON For For
2 RICHARD C. GOZON For For
3 RICHARD C. III For For
4 CLAUDE F. KRONK For For
5 JOSEPH M. SILVESTRI For For
6 GEORGE SIMPSON For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS TRIUMPH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7200 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
AMERICAN SAFETY INSURANCE HOLDINGS, LTD
Security G02995101 Meeting Type Annual
Ticker Symbol ASI Meeting Date 27-Jul-2009
ISIN BMG029951016 Agenda 933107701 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 CODY W. BIRDWELL* For For
2 STEVEN L. GROOT* For For
3 HARRIS R. CHORNEY** For For
02 TO CONSIDER AND VOTE UPON A PROPOSAL FOR THE
AMENDMENT OF THE COMPANY'S 1998 DIRECTOR STOCK
AWARD PLAN. Management For For
03 TO APPROVE THE APPOINTMENT OF BDO SEIDMAN LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS TO
SERVE UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND TO AUTHORIZE THE AUDIT
COMMITTEE TO SET THEIR REMUNERATION. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5600 0 20-Jul-2009 20-Jul-2009
- --------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Security 199333105 Meeting Type Annual
Ticker Symbol CMCO Meeting Date 27-Jul-2009
ISIN US1993331057 Agenda 933116382 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 TIMOTHY T. TEVENS For For
2 RICHARD H. FLEMING For For
3 ERNEST R. VEREBELYI For For
4 WALLACE W. CREEK For For
5 STEPHEN RABINOWITZ For For
6 LINDA A. GOODSPEED For For
7 NICHOLAS T. PINCHUK For For
8 LIAM G. MCCARTHY For For
9 CHRISTIAN B. RAGOT For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2010 Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5820 0 20-Jul-2009 20-Jul-2009
- --------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Security 125906107 Meeting Type Annual
Ticker Symbol CSS Meeting Date 28-Jul-2009
ISIN US1259061075 Agenda 933112978 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 SCOTT A. BEAUMONT For For
2 JAMES H. BROMLEY For For
3 JACK FARBER For For
4 JOHN J. GAVIN For For
5 LEONARD E. GROSSMAN For For
6 JAMES E. KSANSNAK For For
7 REBECCA C. MATTHIAS For For
8 CHRISTOPHER J. MUNYAN For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 15880 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
SOAPSTONE NETWORKS INC
Security 833570104 Meeting Type Annual
Ticker Symbol SOAP Meeting Date 28-Jul-2009
ISIN US8335701046 Agenda 933120569 - Management
For/Against
Item Proposal Type Vote Management
01 TO APPROVE THE LIQUIDATION AND DISSOLUTION OF THE
COMPANY PURSUANT TO A PLAN OF LIQUIDATION AND
DISSOLUTION IN THE FORM ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS APPENDIX A. Management For For
02 TO GRANT DISCRETIONARY AUTHORITY TO THE BOARD OF
DIRECTORS TO ADJOURN THE ANNUAL MEETING, EVEN IF
A QUORUM IS PRESENT, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE INSUFFICIENT SHARES
PRESENT IN PERSON OR BY PROXY VOTING IN FAVOR OF
THE LIQUIDATION AND DISSOLUTION OF THE COMPANY
PURSUANT TO A PLAN OF LIQUIDATION AND
DISSOLUTION. Management For For
03 TO ELECT THE ONE NOMINEE NAMED HEREIN TO THE
BOARD OF DIRECTORS TO SERVE FOR A THREE-YEAR
TERM AS A CLASS III DIRECTOR OR UNTIL HIS SUCCESSOR
IS DULY ELECTED AND QUALIFIED. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6500 0 20-Jul-2009 20-Jul-2009
- --------------------------------------------------------------------------------
NORTH AMERICAN GALVANIZING & COATINGS
Security 65686Y109 Meeting Type Annual
Ticker Symbol NGA Meeting Date 29-Jul-2009
ISIN US65686Y1091 Agenda 933117411 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 LINWOOD J. BUNDY For For
2 RONALD J. EVANS For For
3 JANICE K. HENRY For For
4 GILBERT L. KLEMANN, II For For
5 PATRICK J. LYNCH For For
6 JOSEPH J. MORROW For For
7 JOHN H. SUNUNU For For
02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2009. Management For For
03 APPROVING AN AMENDMENT TO THE RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S
COMMON STOCK FROM 25,000,000 SHARES TO 50,000,000
SHARES. Management Against Against
04 APPROVING THE 2009 INCENTIVE STOCK PLAN. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 9099 0 20-Jul-2009 20-Jul-2009
- --------------------------------------------------------------------------------
THE BANCORP, INC.
Security 05969A105 Meeting Type Special
Ticker Symbol TBBK Meeting Date 29-Jul-2009
ISIN US05969A1051 Agenda 933118639 - Management
For/Against
Item Proposal Type Vote Management
01 PROPOSAL TO AMEND THE CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 20
MILLION SHARES TO 50 MILLION SHARES. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4900 0 28-Jul-2009 28-Jul-2009
- --------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Security 913456109 Meeting Type Annual
Ticker Symbol UVV Meeting Date 04-Aug-2009
ISIN US9134561094 Agenda 933118348 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN B. ADAMS, JR. Withheld Against
2 ROBERT C. SLEDD For For
3 EUGENE P. TRANI Withheld Against
02 RE-APPROVE THE UNIVERSAL CORPORATION EXECUTIVE
OFFICER ANNUAL INCENTIVE PLAN, AS AMENDED Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10860 0 31-Jul-2009 31-Jul-2009
- --------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC.
Security 74112D101 Meeting Type Annual
Ticker Symbol PBH Meeting Date 04-Aug-2009
ISIN US74112D1019 Agenda 933119718 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MARK PETTIE For For
2 L. DICK BUELL For For
3 JOHN E. BYOM For For
4 GARY E. COSTLEY For For
5 VINCENT J. HEMMER For For
6 PATRICK LONERGAN For For
7 PETER C. MANN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PRESTIGE
BRANDS HOLDINGS, INC. FOR THE FISCAL YEAR ENDING
MARCH 31, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 27200 0 28-Jul-2009 28-Jul-2009
- --------------------------------------------------------------------------------
BRISTOW GROUP INC.
Security 110394103 Meeting Type Annual
Ticker Symbol BRS Meeting Date 05-Aug-2009
ISIN US1103941035 Agenda 933115455 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 THOMAS N. AMONETT For For
2 CHARLES F. BOLDEN, JR. For For
3 STEPHEN J. CANNON For For
4 JONATHAN H. CARTWRIGHT For For
5 WILLIAM E. CHILES For For
6 MICHAEL A. FLICK For For
7 THOMAS C. KNUDSON For For
8 KEN C. TAMBLYN For For
9 WILLIAM P. WYATT For For
02 APPROVAL AND RATIFICATION OF THE SELECTION OF
KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING MARCH 31, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7840 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
Security 981419104 Meeting Type Annual
Ticker Symbol WRLD Meeting Date 05-Aug-2009
ISIN US9814191048 Agenda 933118261 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 A. ALEXANDER MCLEAN III For For
2 JAMES R. GILREATH For For
3 WILLIAM S. HUMMERS, III For For
4 CHARLES D. WAY For For
5 KEN R. BRAMLETT, JR. For For
6 MARK C. ROLAND For For
7 DARRELL E. WHITAKER For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6340 0 09-Jul-2009 09-Jul-2009
- --------------------------------------------------------------------------------
TOLLGRADE COMMUNICATIONS, INC.
Security 889542106 Meeting Type Contested-Annual
Ticker Symbol TLGD Meeting Date 05-Aug-2009
ISIN US8895421068 Agenda 933120317 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JAMES J. BARNES For For
2 CHARLES E. HOFFMAN For For
3 DAVID S. EGAN For For
4 JOSEPH A. FERRARA For For
5 BRIAN C. MULLINS For For
02 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2009. Management For For
03 APPROVAL OF AMENDMENT TO 2006 LONG-TERM
INCENTIVE COMPENSATION PLAN, AS AMENDED AND
RESTATED. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5500 0 31-Jul-2009 31-Jul-2009
- --------------------------------------------------------------------------------
LAKES ENTERTAINMENT, INC.
Security 51206P109 Meeting Type Annual
Ticker Symbol LACO Meeting Date 06-Aug-2009
ISIN US51206P1093 Agenda 933120812 - Management
For/Against
Item Proposal Type Vote Management
01 THE ADOPTION OF A RESOLUTION TO REDUCE THE
NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS
FROM EIGHT TO SEVEN Management For For
02 DIRECTOR Management
1 LYLE BERMAN For For
2 TIMOTHY J. COPE Withheld Against
3 MORRIS GOLDFARB For For
4 NEIL I. SELL Withheld Against
5 RAY MOBERG For For
6 LARRY C. BARENBAUM For For
7 RICHARD D. WHITE For For
03 THE APPROVAL OF AN AMENDMENT TO THE 2007 STOCK
OPTION AND COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR
AWARDS FROM 500,000 TO 2,500,000 Management Against Against
04 THE APPROVAL OF AN AMENDMENT TO THE LAKES
ENTERTAINMENT, INC. 2007 STOCK OPTION AND
COMPENSATION PLAN TO PERMIT REPRICING, ADJUSTMENT OR
AMENDMENT TO THE EXERCISE PRICE OF OPTIONS OR THE
GRANT PRICE OF STOCK APPRECIATION RIGHTS PREVIOUSLY
AWARDED, WITH SHAREHOLDER APPROVAL Management Against Against
05 SUBJECT TO APPROVAL OF ITEMS 3 AND 4 ABOVE, THE
APPROVAL OF A VALUE-FOR-VALUE STOCK OPTION EXCHANGE
PROGRAM Management Against Against
06 THE RATIFICATION OF THE APPOINTMENT OF PIERCY BOWLER
TAYLOR & KERN, CERTIFIED PUBLIC ACCOUNTANTS, AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2009 FISCAL YEAR Management For For
07 THE TRANSACTION OF ANY OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL
MEETING Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10200 0 03-Aug-2009 03-Aug-2009
- --------------------------------------------------------------------------------
ALLIANCE ONE INTERNATIONAL, INC.
Security 018772103 Meeting Type Annual
Ticker Symbol AOI Meeting Date 06-Aug-2009
ISIN US0187721032 Agenda 933122284 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN M. HINES For For
2 MARK W. KEHAYA For For
3 MARTIN R. WADE III For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING MARCH 31, 2010 Management For For
03 APPROVAL OF THE PROPOSED AMENDMENT AND
RESTATEMENT OF THE ALLIANCE ONE INTERNATIONAL,
INC. 2007 INCENTIVE PLAN Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 33400 0 03-Aug-2009 03-Aug-2009
- --------------------------------------------------------------------------------
BLACK BOX CORPORATION
Security 091826107 Meeting Type Annual
Ticker Symbol BBOX Meeting Date 11-Aug-2009
ISIN US0918261076 Agenda 933118184 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 WILLIAM F. ANDREWS For For
2 R. TERRY BLAKEMORE For For
3 RICHARD L. CROUCH For For
4 THOMAS W. GOLONSKI For For
5 THOMAS G. GREIG For For
6 EDWARD A. NICHOLSON PHD For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN,
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MARCH 31, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 9800 0 23-Jul-2009 23-Jul-2009
- --------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC.
Security 285229100 Meeting Type Annual
Ticker Symbol ESIO Meeting Date 13-Aug-2009
ISIN US2852291002 Agenda 933121523 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JON D. TOMPKINS Withheld Against
2 RICHARD J. FAUBERT Withheld Against
02 TO APPROVE AN AMENDMENT TO THE 1990 EMPLOYEE
STOCK PURCHASE PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ESI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 3, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7710 0 11-Aug-2009 11-Aug-2009
- --------------------------------------------------------------------------------
MF GLOBAL LTD
Security G60642108 Meeting Type Annual
Ticker Symbol MF Meeting Date 13-Aug-2009
ISIN BMG606421086 Agenda 933122652 - Management
For/Against
Item Proposal Type Vote Management
1A ELECTION OF DIRECTOR: ALISON J. CARNWATH Management For For
1B ELECTION OF DIRECTOR: BERNARD W. DAN Management For For
1C ELECTION OF DIRECTOR: EILEEN S. FUSCO Management For For
1D ELECTION OF DIRECTOR: MARTIN J. GLYNN Management For For
1E ELECTION OF DIRECTOR: EDWARD L. GOLDBERG Management Against Against
1F ELECTION OF DIRECTOR: DAVID I. SCHAMIS Management For For
1G ELECTION OF DIRECTOR: LAWRENCE M. SCHLOSS Management For For
1H ELECTION OF DIRECTOR: ROBERT S. SLOAN Management Against Against
02 APPROVAL OF IMPLEMENTATION OF A ONE-TIME SHARE
OPTION EXCHANGE PROGRAM FOR EMPLOYEES, OTHER THAN
EXECUTIVE OFFICERS AND DIRECTORS. Management Against Against
03 TO APPROVE PRICEWATERHOUSECOOPERS LLP AS MF
GLOBAL'S INDEPENDENT AUDITOR FOR FISCAL 2010 AND TO
AUTHORIZE THE BOARD, ACTING BY THE AUDIT COMMITTEE,
TO DETERMINE THE INDEPENDENT AUDITORS' FEE. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 26100 0 11-Aug-2009 11-Aug-2009
- --------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC.
Security 807863105 Meeting Type Annual
Ticker Symbol SCHS Meeting Date 18-Aug-2009
ISIN US8078631053 Agenda 933122361 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DAVID J. VANDER ZANDEN For For
2 JACQUELINE F. WOODS For For
02 APPROVAL OF THE AMENDMENT TO SCHOOL SPECIALTY'S
ARTICLES OF INCORPORATION WITH RESPECT TO
SHAREHOLDER ELECTION OF DIRECTORS APPOINTED TO
FILL BOARD VACANCIES. Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS SCHOOL SPECIALTY, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 8160 0 13-Aug-2009 13-Aug-2009
- --------------------------------------------------------------------------------
BENIHANA INC.
Security 082047200 Meeting Type Annual
Ticker Symbol BNHNA Meeting Date 20-Aug-2009
ISIN US0820472001 Agenda 933126369 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN E. ABDO For For
2 DARWIN C. DORNBUSH Withheld Against
02 APPROVAL OF THE AMENDMENT TO THE 2007 EQUITY
INCENTIVE PLAN Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BENIHANA INC. FOR FISCAL YEAR
2010 Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3000 0 18-Aug-2009 18-Aug-2009
- --------------------------------------------------------------------------------
PC MALL, INC.
Security 69323K100 Meeting Type Annual
Ticker Symbol MALL Meeting Date 21-Aug-2009
ISIN US69323K1007 Agenda 933123072 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 FRANK F. KHULUSI Withheld Against
2 THOMAS A. MALOOF For For
3 RONALD B. RECK For For
4 PAUL C. HEESCHEN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY'S CURRENT FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2500 0 18-Aug-2009 18-Aug-2009
- --------------------------------------------------------------------------------
SMART MODULAR TECHNOLOGIES (WWH), INC.
Security G82245104 Meeting Type Special
Ticker Symbol SMOD Meeting Date 25-Aug-2009
ISIN KYG822451046 Agenda 933128666 - Management
For/Against
Item Proposal Type Vote Management
01 PROPOSAL TO APPROVE THE OPTION EXCHANGE
PROGRAM FOR EMPLOYEES (EXCLUDING NAMED
EXECUTIVE OFFICERS AND DIRECTORS). Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 18200 0 24-Aug-2009 24-Aug-2009
AMERCO
Security 023586100 Meeting Type Annual
Ticker Symbol UHAL Meeting Date 27-Aug-2009
ISIN US0235861004 Agenda 933121573 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN M. DODDS For For
2 JAMES P. SHOEN For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING MARCH 31, 2010. Management For For
03 A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDERS
("STOCKHOLDER PROPONENTS") TO RATIFY AND AFFIRM
THE DECISIONS AND ACTIONS TAKEN BY THE AMERCO
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS, WITH
RESPECT TO AMERCO AND ITS SUBSIDIARIES, FOR THE
TIME FRAME OF APRIL 1, 2008 THROUGH MARCH 31, 2009. Management Against Against
04 A PROPOSAL FROM THE STOCKHOLDER PROPONENTS
THAT ON A GOING-FORWARD BASIS IN ALL COMPANY
ANNUAL MEETING PROXY STATEMENTS SUBSEQUENT TO
THE PROXY STATEMENT FOR THE 2009 ANNUAL MEETING,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2400 0 25-Aug-2009 25-Aug-2009
- --------------------------------------------------------------------------------
GSI TECHNOLOGY, INC.
Security 36241U106 Meeting Type Annual
Ticker Symbol GSIT Meeting Date 27-Aug-2009
ISIN US36241U1060 Agenda 933127183 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 LEE-LEAN SHU For For
2 HAYDN HSIEH For For
3 RUEY L. LU For For
4 ARTHUR O. WHIPPLE For For
5 ROBERT YAU For For
02 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2010. Management For For
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT OF THE MEETING. Management Abstain Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10960 0 11-Aug-2009 11-Aug-2009
- --------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Security 131193104 Meeting Type Special
Ticker Symbol ELY Meeting Date 10-Sep-2009
ISIN US1311931042 Agenda 933128919 - Management
For/Against
Item Proposal Type Vote Management
01 APPROVE THE ISSUANCE OF THE SHARES OF THE
COMPANY'S COMMON STOCK ISSUABLE UPON
CONVERSION OF THE COMPANY'S 7.50% SERIES B
CUMULATIVE PERPETUAL CONVERTIBLE PREFERRED
STOCK THAT EQUALS OR EXCEEDS 20% OF THE VOTING
POWER OR THE NUMBER OF SHARES OF THE COMPANY'S
COMMON STOCK OUTSTANDING IMMEDIATELY PRIOR TO
THE ORIGINAL ISSUANCE OF PREFERRED STOCK. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4190 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Security 500643200 Meeting Type Annual
Ticker Symbol KFY Meeting Date 10-Sep-2009
ISIN US5006432000 Agenda 933129505 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 KENNETH WHIPPLE For For
2 B. DENISE KINGSMILL For For
3 GEORGE SHAHEEN For For
02 AN AMENDMENT AND RESTATEMENT OF THE KORN/FERRY
INTERNATIONAL 2008 STOCK INCENTIVE PLAN (THE "2008
PLAN") TO, AMONG OTHER THINGS, INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
DELIVERED PURSUANT TO AWARDS GRANTED UNDER THE
2008 PLAN BY 2,360,000 SHARES. Management Against Against
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S 2010
FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 26200 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Security G4388N106 Meeting Type Annual
Ticker Symbol HELE Meeting Date 15-Sep-2009
ISIN BMG4388N1065 Agenda 933123349 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 GARY B. ABROMOVITZ For For
2 JOHN B. BUTTERWORTH For For
3 TIMOTHY F. MEEKER For For
4 BYRON H. RUBIN For For
5 GERALD J. RUBIN For For
6 STANLEE N. RUBIN For For
7 WILLIAM F. SUSETKA For For
8 ADOLPHO R. TELLES For For
9 DARREN G. WOODY For For
02 TO APPROVE THE AMENDMENTS TO THE HELEN OF TROY
LIMITED 2008 STOCK INCENTIVE PLAN Management For For
03 TO APPOINT GRANT THORNTON LLP AS THE COMPANY'S
AUDITOR AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE FOR THE 2010 FISCAL YEAR
AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET THE AUDITOR'S
REMUNERATION Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 16900 0 18-Aug-2009 18-Aug-2009
- --------------------------------------------------------------------------------
EXAR CORPORATION
Security 300645108 Meeting Type Annual
Ticker Symbol EXAR Meeting Date 16-Sep-2009
ISIN US3006451088 Agenda 933126840 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 IZAK BENCUYA For For
2 PIERRE GUILBAULT For For
3 BRIAN HILTON For For
4 RICHARD L. LEZA For For
5 GARY MEYERS For For
6 JUAN (OSCAR) RODRIGUEZ For For
7 PEDRO P. RODRIGUEZ For For
2 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 28, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 13200 0 11-Aug-2009 11-Aug-2009
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Security 591520200 Meeting Type Annual
Ticker Symbol MEI Meeting Date 17-Sep-2009
ISIN US5915202007 Agenda 933127981 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 WALTER J. ASPATORE For For
2 WARREN L. BATTS For For
3 J. EDWARD COLGATE For For
4 DARREN M. DAWSON For For
5 DONALD W. DUDA For For
6 ISABELLE C. GOOSSEN For For
7 CHRISTOPHER J. HORNUNG For For
8 PAUL G. SHELTON For For
9 LAWRENCE B. SKATOFF For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 1, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 11600 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Security 458118106 Meeting Type Annual
Ticker Symbol IDTI Meeting Date 17-Sep-2009
ISIN US4581181066 Agenda 933130697 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN SCHOFIELD Withheld Against
2 LEW EGGEBRECHT For For
3 UMESH PADVAL For For
4 GORDON PARNELL Withheld Against
5 DONALD SCHROCK For For
6 RON SMITH, PH.D. Withheld Against
7 T.L. TEWKSBURY III, PHD For For
02 APPROVAL OF ADOPTION OF THE COMPANY'S 2009 EMPLOYEE
STOCK PURCHASE PLAN AND SHARES RESERVED FOR ISSUANCE
THEREUNDER OF 9,000,000 SHARES Management For For
03 APPROVAL OF A ONE-TIME STOCK OPTION EXCHANGE PROGRAM Management Against Against
04 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 9020 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Security 807066105 Meeting Type Annual
Ticker Symbol SCHL Meeting Date 23-Sep-2009
ISIN US8070661058 Agenda 933130457 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 JAMES W. BARGE For For
2 JOHN G. MCDONALD For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10190 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Security 47012E106 Meeting Type Annual
Ticker Symbol JAKK Meeting Date 25-Sep-2009
ISIN US47012E1064 Agenda 933133124 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JACK FRIEDMAN For For
2 STEPHEN G. BERMAN For For
3 DAN ALMAGOR For For
4 DAVID C. BLATTE For For
5 ROBERT E. GLICK For For
6 MICHAEL G. MILLER For For
7 MURRAY L. SKALA For For
02 APPROVAL OF APPOINTMENT OF THE FIRM OF BDO
SEIDMAN, LLP AS THE COMPANY'S AUDITORS. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 13450 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Security 981811102 Meeting Type Annual
Ticker Symbol WOR Meeting Date 30-Sep-2009
ISIN US9818111026 Agenda 933132184 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN B. BLYSTONE For For
2 JOHN R. KASICH For For
3 SIDNEY A. RIBEAU For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31,
2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 26260 0 04-Sep-2009 04-Sep-2009
- --------------------------------------------------------------------------------
CAL-MAINE FOODS, INC.
Security 128030202 Meeting Type Annual
Ticker Symbol CALM Meeting Date 30-Sep-2009
ISIN US1280302027 Agenda 933135712 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 FRED R. ADAMS, JR. For For
2 RICHARD K. LOOPER For For
3 ADOLPHUS B. BAKER For For
4 TIMOTHY A. DAWSON For For
5 LETITIA C. HUGHES For For
6 JAMES E. POOLE For For
7 STEVE W. SANDERS For For
02 RATIFICATION OF FROST PLLC AS INDEPENDENT
AUDITORS OF THE COMPANY. Management For For
03 ADOPTION OF THE RESOLUTION PROPOSED BY THE
HUMANE SOCIETY OF THE UNITED STATES CONCERNING
DISCLOSURE BY THE COMPANY OF POLITICAL
CONTRIBUTIONS. Shareholder Against For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 12800 0 24-Sep-2009 24-Sep-2009
- --------------------------------------------------------------------------------
OCEAN POWER TECHNOLOGIES, INC.
Security 674870308 Meeting Type Annual
Ticker Symbol OPTT Meeting Date 02-Oct-2009
ISIN US6748703088 Agenda 933135762 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 SEYMOUR S. PRESTON III For For
2 J. VICTOR CHATIGNY For For
3 PAUL F. LOZIER For For
4 THOMAS J. MEANEY Withheld Against
5 GEORGE W. TAYLOR For For
6 MARK R. DRAPER For For
7 CHARLES F. DUNLEAVY Withheld Against
02 RATIFY THE SELECTION OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 30, 2010. Management For For
03 VOTE TO AMEND OCEAN POWER TECHNOLOGIES, INC. 2006
STOCK INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES ISSUABLE THEREUNDER BY 850,000
SHARES. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5500 0 24-Sep-2009 24-Sep-2009
- --------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Security 144285103 Meeting Type Annual
Ticker Symbol CRS Meeting Date 12-Oct-2009
ISIN US1442851036 Agenda 933144519 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 CARL G. ANDERSON, JR. For For
2 PHILIP M. ANDERSON For For
3 JEFFREY WADSWORTH For For
4 WILLIAM A. WULFSOHN For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3500 0 24-Sep-2009 24-Sep-2009
- --------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD.
Security 763165107 Meeting Type Annual
Ticker Symbol RELL Meeting Date 13-Oct-2009
ISIN US7631651079 Agenda 933138237 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 EDWARD J. RICHARDSON For For
2 SCOTT HODES For For
3 AD KETELAARS For For
4 JOHN R. PETERSON For For
5 HAROLD L. PURKEY For For
6 SAMUEL RUBINOVITZ For For
02 PROPOSAL TO APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 8300 0 22-Sep-2009 22-Sep-2009
- --------------------------------------------------------------------------------
AAR CORP.
Security 000361105 Meeting Type Annual
Ticker Symbol AIR Meeting Date 14-Oct-2009
ISIN US0003611052 Agenda 933134304 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MICHAEL R. BOYCE For For
2 JAMES G. BROCKSMITH, JR For For
3 DAVID P. STORCH For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31,
2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 17700 0 07-Oct-2009 07-Oct-2009
- --------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC.
Security 03062T105 Meeting Type Annual
Ticker Symbol CRMT Meeting Date 14-Oct-2009
ISIN US03062T1051 Agenda 933141549 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 TILMAN FALGOUT, III For For
2 JOHN DAVID SIMMONS For For
3 WILLIAM M. SAMS For For
4 WILLIAM H. HENDERSON For For
5 DANIEL J. ENGLANDER For For
6 WILLIAM A. SWANSTON For For
02 TO APPROVE THE AMENDMENT TO THE AMERICA'S CAR-
MART, INC. STOCK INCENTIVE PLAN TO INCREASE TO
350,000 THE NUMBER OF SHARES OF COMMON STOCK THAT
MAY BE ISSUED UNDER THE PLAN. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2550 0 07-Oct-2009 07-Oct-2009
- --------------------------------------------------------------------------------
HERMAN MILLER, INC.
Security 600544100 Meeting Type Annual
Ticker Symbol MLHR Meeting Date 15-Oct-2009
ISIN US6005441000 Agenda 933138136 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MICHAEL A. VOLKEMA* For For
2 PAGET L. ALVES** For For
3 DOUGLAS D. FRENCH** For For
4 JOHN R. HOKE III** For For
5 JAMES R. KACKLEY** For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 16710 0 30-Sep-2009 30-Sep-2009
- --------------------------------------------------------------------------------
TWIN DISC, INCORPORATED
Security 901476101 Meeting Type Annual
Ticker Symbol TWIN Meeting Date 16-Oct-2009
ISIN US9014761012 Agenda 933144595 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MALCOLM F. MOORE For For
2 DAVID B. RAYBURN For For
02 RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2300 0 08-Oct-2009 08-Oct-2009
- --------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Security 03475V101 Meeting Type Annual
Ticker Symbol ANGO Meeting Date 19-Oct-2009
ISIN US03475V1017 Agenda 933142870 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 WESLEY E. JOHNSON, JR. For For
2 JAN KELTJENS For For
3 STEVEN R. LAPORTE Withheld Against
02 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MAY 31, 2010. Management For For
03 TO AMEND ANGIODYNAMICS' 2004 STOCK AND INCENTIVE
AWARD PLAN TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN FROM 3,000,000 TO 3,750,000. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 10700 0 07-Oct-2009 07-Oct-2009
- --------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Security 494274103 Meeting Type Annual
Ticker Symbol KBALB Meeting Date 20-Oct-2009
ISIN US4942741038 Agenda 933141385 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DR. JACK R. WENTWORTH For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 14607 0 16-Oct-2009 16-Oct-2009
- --------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Security 03820C105 Meeting Type Annual
Ticker Symbol AIT Meeting Date 20-Oct-2009
ISIN US03820C1053 Agenda 933141436 -Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 THOMAS A. COMMES For For
2 PETER A. DORSMAN For For
3 J. MICHAEL MOORE For For
4 DR. JERRY SUE THORNTON For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT
AUDITORS. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7920 0 22-Sep-2009 22-Sep-2009
- --------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Security 109043109 Meeting Type Annual
Ticker Symbol BGG Meeting Date 21-Oct-2009
ISIN US1090431099 Agenda 933143668 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ROBERT J. O'TOOLE For For
2 JOHN S. SHIELY For For
3 CHARLES I. STORY Withheld Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR. Management For For
03 RATIFICATION OF THE RIGHTS AGREEMENT AS AMENDED
BY THE BOARD OF DIRECTORS ON AUGUST 12, 2009. Management Against Against
04 APPROVAL OF AMENDED AND RESTATED BRIGGS &
STRATTON INCENTIVE COMPENSATION PLAN. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 11600 0 07-Oct-2009 07-Oct-2009
- --------------------------------------------------------------------------------
PARKVALE FINANCIAL CORPORATION
Security 701492100 Meeting Type Annual
Ticker Symbol PVSA Meeting Date 22-Oct-2009
ISIN US7014921008 Agenda 933145826 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ANDREA F. FITTING For For
2 ROBERT D. PFISCHNER Withheld Against
3 STEPHEN M. GAGLIARDI For For
02 ADOPT A NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management For For
03 APPOINTMENT OF PARENTE RANDOLPH, LLC AS THE
CORPORATION'S INDEPENDENT AUDITORS FOR FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 1800 0 20-Oct-2009 20-Oct-2009
- --------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Security 576853105 Meeting Type Annual
Ticker Symbol MTRX Meeting Date 23-Oct-2009
ISIN US5768531056 Agenda 933146157 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MICHAEL J. BRADLEY For For
2 MICHAEL J. HALL For For
3 I. EDGAR (ED) HENDRIX For For
4 PAUL K. LACKEY For For
5 TOM E. MAXWELL Withheld Against
6 DAVID J. TIPPECONNIC For For
02 TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010. Management For For
03 TO APPROVE AMENDMENT NUMBER THREE TO THE MATRIX
SERVICE COMPANY 2004 STOCK INCENTIVE PLAN. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5600 0 20-Oct-2009 20-Oct-2009
- --------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Security 800422107 Meeting Type Annual
Ticker Symbol JBSS Meeting Date 28-Oct-2009
ISIN US8004221078 Agenda 933144898 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 GOVERNOR JIM EDGAR For For
2 DANIEL M. WRIGHT For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JUNE 24, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4400 0 29-Sep-2009 29-Sep-2009
- --------------------------------------------------------------------------------
REGIS CORPORATION
Security 758932107 Meeting Type Annual
Ticker Symbol RGS Meeting Date 29-Oct-2009
ISIN US7589321071 Agenda 933144824 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ROLF F. BJELLAND For For
2 PAUL D. FINKELSTEIN For For
3 THOMAS L. GREGORY For For
4 VAN ZANDT HAWN For For
5 SUSAN S. HOYT For For
6 DAVID B. KUNIN For For
7 STEPHEN WATSON For For
02 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
03 APPROVAL OF THE COMPANY'S SHORT TERM INCENTIVE
COMPENSATION PLAN. Management Against Against
04 AMENDMENT OF THE COMPANY'S 1991 CONTRIBUTORY
STOCK PURCHASE PLAN TO INCREASE THE AMOUNT THE
COMPANY MAY CONTRIBUTE TO THE PLAN FROM
$10,000,000 TO $11,800,000 AND TO RESERVE 1,500,000
ADDITIONAL SHARES OF THE COMPANY'S COMMON STOCK
FOR ISSUANCE THEREUNDER. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4700 0 28-Oct-2009 28-Oct-2009
- --------------------------------------------------------------------------------
R.G. BARRY CORPORATION
Security 068798107 Meeting Type Annual
Ticker Symbol DFZ Meeting Date 29-Oct-2009
ISIN US0687981078 Agenda 933149191 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DAVID LAUER* Withheld Against
2 JANICE PAGE** Withheld Against
3 GREG TUNNEY** Withheld Against
4 HARVEY WEINBERG** Withheld Against
02 APPROVAL OF PROPOSAL TO AMEND THE R.G. BARRY
CORPORATION AMENDED AND RESTATED 2005 LONG TERM
INCENTIVE PLAN AND TO REAPPROVE THE MATERIAL
TERMS OF THE PERFORMANCE CRITERIA UNDER THE PLAN. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4600 0 27-Oct-2009 27-Oct-2009
- --------------------------------------------------------------------------------
GEORESOURCES, INC.
Security 372476101 Meeting Type Annual
Ticker Symbol GEOI Meeting Date 29-Oct-2009
ISIN US3724761016 Agenda 933153289 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 FRANK A. LODZINSKI For For
2 COLLIS P. CHANDLER, III For For
3 JAY F. JOLIAT For For
4 CHRISTOPHER W. HUNT For For
5 SCOTT R. STEVENS For For
6 MICHAEL A. VLASIC For For
7 NICK L. VOLLER For For
02 TRANSACTION OF SUCH OTHER MATTERS AS MAY
PROPERLY COME BEFORE THE MEETING AND ANY
ADJOURNMENTS THEREOF. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2700 0 20-Oct-2009 20-Oct-2009
- --------------------------------------------------------------------------------
MAX CAPITAL GROUP LTD.
Security G6052F103 Meeting Type Annual
Ticker Symbol MXGL Meeting Date 02-Nov-2009
ISIN BMG6052F1032 Agenda 933145282 -Management
For/Against
Item Proposal Type Vote Management
1A ELECTION OF DIRECTOR: WILLIAM KRONENBERG III Management For For
1B ELECTION OF DIRECTOR: JAMES L. ZECH Management Against Against
02 TO AUTHORIZE THE ELECTION OF ANGELO GUAGLIANO TO
THE BOARD OF DIRECTORS OF MAX BERMUDA LTD. TO
SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN
2012. Management For For
03 TO RATIFY THE APPOINTMENT OF KPMG, HAMILTON,
BERMUDA AS INDEPENDENT AUDITORS OF MAX CAPITAL
GROUP LTD. FOR 2009. Management For For
04 TO AUTHORIZE THE RATIFICATION OF THE APPOINTMENT
OF KPMG, HAMILTON, BERMUDA AS INDEPENDENT
AUDITORS OF MAX BERMUDA LTD. FOR 2009. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 20040 0 27-Oct-2009 27-Oct-2009
- --------------------------------------------------------------------------------
ADAPTEC, INC.
Security 00651F108 Meeting Type Contested-Consent
Ticker Symbol ADPT Meeting Date 02-Nov-2009
ISIN US00651F1084 Agenda 933151110 -Management
For/Against
Item Proposal Type Vote Management
01 PROPOSAL MADE BY THE STEEL GROUP TO REPEAL ANY
PROVISION OF THE ADAPTEC, INC. AMENDED AND
RESTATED BYLAWS (THE "BYLAWS") IN EFFECT AT THE
TIME THIS PROPOSAL BECOMES EFFECTIVE THAT WAS NOT
INCLUDED IN THE BYLAWS THAT BECAME EFFECTIVE ON
MAY 6, 2009 AND WERE FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION ON MAY 12 2009. Management For For
2A PROPOSAL MADE BY THE STEEL GROUP TO REMOVE
WITHOUT CAUSE OF SUBRAMANIAN "SUNDI" SUNDARESH
AS DIRECTOR OF THE COMPANY AND ANY OTHER PERSON
OR PERSONS ELECTED OR APPOINTED TO THE BOARD OF
DIRECTORS OF THE COMPANY PRIOR TO THE EFFECTIVE
DATE OF THIS PROPOSAL. Management For For
2B PROPOSAL MADE BY THE STEEL GROUP TO REMOVE
WITHOUT CAUSE OF ROBERT J. LOARIE AS DIRECTOR OF
THE COMPANY AND ANY OTHER PERSON OR PERSONS
ELECTED OR APPOINTED TO THE BOARD OF DIRECTORS OF
THE COMPANY PRIOR TO THE EFFECTIVE DATE OF THIS
PROPOSAL. Management For For
3 PROPOSAL MADE BY STEEL GROUP TO AMEND SECTION 2.1
OF THE BYLAWS TO FIX THE NUMBER OF DIRECTORS
SERVING ON THE BOARD OF DIRECTORS OF THE COMPANY
AT SEVEN (7). Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 78000 0 30-Oct-2009 31-Oct-2009
- --------------------------------------------------------------------------------
COWEN GROUP, INC.
Security 223621103 Meeting Type Special
Ticker Symbol COWN Meeting Date 02-Nov-2009
ISIN US2236211031 Agenda 933152388 -Management
For/Against
Item Proposal Type Vote Management
01 APPROVE AND ADOPT THE TRANSACTION AGREEMENT AND
AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 3,
2009 AND APPROVE THE ISSUANCE OF 37,536,826 SHARES OF
NEW PARENT CLASS A COMMON STOCK TO RAMIUS LLC. Management For For
02 APPROVE AN AMENDMENT TO THE COWEN GROUP, INC.
2007 EQUITY AND INCENTIVE PLAN. Management Against Against
03 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6600 0 29-Oct-2009 29-Oct-2009
- --------------------------------------------------------------------------------
WINN-DIXIE STORES, INC.
Security 974280307 Meeting Type Annual
Ticker Symbol WINN Meeting Date 04-Nov-2009
ISIN US9742803078 Agenda 933147298 -Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 EVELYN V. FOLLIT For For
2 CHARLES P. GARCIA For For
3 JEFFREY C. GIRARD For For
4 YVONNE R. JACKSON Withheld Against
5 GREGORY P. JOSEFOWICZ For For
6 PETER L. LYNCH For For
7 JAMES P. OLSON Withheld Against
8 TERRY PEETS Withheld Against
9 RICHARD E. RIVERA Withheld Against
02 APPROVAL OF THE WINN-DIXIE STORES, INC. FISCAL 2010
EQUITY INCENTIVE PLAN. Management Against Against
03 APPROVAL OF A ONE-TIME STOCK OPTION EXCHANGE
PROGRAM FOR ASSOCIATES OTHER THAN DIRECTORS AND
NAMED EXECUTIVE OFFICERS. Management Against Against
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 22800 0 29-Oct-2009 29-Oct-2009
OPLINK COMMUNICATIONS, INC.
Security 68375Q403 Meeting Type Annual
Ticker Symbol OPLK Meeting Date 04-Nov-2009
ISIN US68375Q4038 Agenda 933150043 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 TIM CHRISTOFFERSEN For For
2 JESSE W. JACK For For
02 VOTE TO RATIFY BURR, PILGER & MAYER LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL
2010. Management For For
03 VOTE TO APPROVE THE 2009 EQUITY INCENTIVE PLAN. Management For For
04 VOTE TO AMEND AND RESTATE THE 2000 EMPLOYEE
STOCK PURCHASE PLAN. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 11100 0 29-Oct-2009 29-Oct-2009
- --------------------------------------------------------------------------------
BLUEGREEN CORPORATION
Security 096231105 Meeting Type Annual
Ticker Symbol BXG Meeting Date 04-Nov-2009
ISIN US0962311058 Agenda 933155550 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 NORMAN H. BECKER For For
2 ROBERT F. DWORS For For
3 J. LARRY RUTHERFORD Withheld Against
4 ARNOLD SEVELL Withheld Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S RESTATED ARTICLES OF ORGANIZATION
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY'S COMMON STOCK FROM 90,000,000 SHARES
TO 140,000,000 SHARES. Management Against Against
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S 2008 STOCK INCENTIVE PLAN. Management Against Against
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6200 0 02-Nov-2009 02-Nov-2009
BUCKEYE TECHNOLOGIES INC.
Security 118255108 Meeting Type Annual
Ticker Symbol BKI Meeting Date 05-Nov-2009
ISIN US1182551085 Agenda 933148187 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 RED CAVANEY For For
2 JOHN B. CROWE For For
3 DAVID B. FERRARO For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS INDEPENDENT AUDITORS. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 9600 0 16-Oct-2009 16-Oct-2009
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
Security 460254105 Meeting Type Annual
Ticker Symbol IRF Meeting Date 09-Nov-2009
ISIN US4602541058 Agenda 933149216 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ROBERT S. ATTIYEH Withheld Against
2 OLEG KHAYKIN Withheld Against
3 DR. JAMES D. PLUMMER Withheld Against
02 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF
INCORPORATION TO ELIMINATE THE COMPANY'S
CLASSIFIED BOARD STRUCTURE OVER THREE YEARS AND
PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR
FISCAL YEAR 2010. Management For For
04 STOCKHOLDER PROPOSAL TO ADOPT A MANDATORY AGE
LIMITATION FOR THE ELECTION OR APPOINTMENT OF
DIRECTORS. Shareholder Against For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6400 0 05-Nov-2009 05-Nov-2009
SCHIFF NUTRITION INTERNATIONAL, INC.
Security 806693107 Meeting Type Annual
Ticker Symbol WNI Meeting Date 09-Nov-2009
ISIN US8066931077 Agenda 933149951 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ERIC WEIDER For For
2 GEORGE F. LENGVARI For For
3 BRUCE J. WOOD For For
4 RONALD L. COREY For For
5 MICHAEL HYATT For For
6 EUGENE B. JONES For For
7 ROGER H. KIMMEL For For
8 BRIAN P. MCDERMOTT For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3140 0 16-Oct-2009 16-Oct-2009
- --------------------------------------------------------------------------------
SPECIALTY UNDERWRITERS' ALLIANCE, INC.
Security 84751T309 Meeting Type Special
Ticker Symbol SUAI Meeting Date 10-Nov-2009
ISIN US84751T3095 Agenda 933154306 - Management
For/Against
Item Proposal Type Vote Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT
AND PLAN OF MERGER (THE "MERGER AGREEMENT")
EXECUTED ON JULY 22, 2009 AND EFFECTIVE AS OF JUNE
21, 2009, AMONG SPECIALTY UNDERWRITERS' ALLIANCE,
INC., A DELAWARE CORPORATION, TOWER GROUP, INC., A
DELAWARE CORPORATION ("TOWER") AND TOWER S.F.
MERGER CORPORATION, A DELAWARE CORPORATION, A
WHOLLY OWNED SUBSIDIARY OF TOWER. Management For For
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF
THE SPECIAL MEETING FOR THE SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES PRESENT, IN PERSON OR REPRESENTED
BY PROXY, AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5850 0 05-Nov-2009 05-Nov-2009
DOLLAR FINANCIAL CORP.
Security 256664103 Meeting Type Annual
Ticker Symbol DLLR Meeting Date 11-Nov-2009
ISIN US2566641039 Agenda 933152720 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DAVID JESSICK For For
2 KENNETH SCHWENKE For For
3 MICHAEL KOOPER For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JUNE 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6760 0 06-Nov-2009 06-Nov-2009
- --------------------------------------------------------------------------------
LABARGE, INC.
Security 502470107 Meeting Type Annual
Ticker Symbol LB Meeting Date 11-Nov-2009
ISIN US5024701071 Agenda 933155118 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JOHN G. HELMKAMP, JR. For For
2 LAWRENCE J. LEGRAND For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING JUNE 27, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4020 0 28-Oct-2009 28-Oct-2009
- --------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Security 899035505 Meeting Type Annual
Ticker Symbol TUES Meeting Date 12-Nov-2009
ISIN US8990355054 Agenda 933151209 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 BRUCE A. QUINNELL For For
2 KATHLEEN MASON For For
3 W.J. HUNCKLER, III For For
4 ROBIN P. SELATI For For
5 STARLETTE JOHNSON For For
6 BENJAMIN D. CHERESKIN For For
7 DAVID B. GREEN For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 15500 0 20-Oct-2009 20-Oct-2009
- --------------------------------------------------------------------------------
G&K SERVICES, INC.
Security 361268105 Meeting Type Annual
Ticker Symbol GKSR Meeting Date 12-Nov-2009
ISIN US3612681052 Agenda 933155144 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 PAUL BASZUCKI For For
2 DOUGLAS A. MILROY For For
3 ALICE M. RICHTER For For
4 JEFFREY L. WRIGHT For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR
FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3711 0 02-Nov-2009 02-Nov-2009
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Security 297602104 Meeting Type Annual
Ticker Symbol ETH Meeting Date 16-Nov-2009
ISIN US2976021046 Agenda 933155132 - Management
For/Against
Item Proposal Type Vote Management
01 ELECTION OF DIRECTOR: FRANK G. WISNER Management For For
02 PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010
FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 7880 0 28-Oct-2009 28-Oct-2009
UNIVERSAL INSURANCE HOLDINGS, INC.
Security 91359V107 Meeting Type Consent
Ticker Symbol UVE Meeting Date 16-Nov-2009
ISIN US91359V1070 Agenda 933161034 - Management
For/Against
Item Proposal Type Vote Management
01 APPROVAL OF THE 2009 OMNIBUS INCENTIVE PLAN
('INCENTIVE PLAN"), AS ATTACHED AS EXHIBIT A TO THE
CONSENT STATEMENT. Management Against Against
02 RATIFICATION OF THE OPTIONS THAT THE COMPANY
GRANTED TO ITS EMPLOYEES, OFFICERS AND DIRECTORS
SINCE APRIL 30, 2007, AS SET FORTH IN EXHIBIT B TO THE
CONSENT STATEMENT. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 16925 0 13-Nov-2009 13-Nov-2009
- --------------------------------------------------------------------------------
FIRST ACCEPTANCE CORPORATION
Security 318457108 Meeting Type Annual
Ticker Symbol FAC Meeting Date 17-Nov-2009
ISIN US3184571087 Agenda 933156033 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 RHODES R. BOBBITT Withheld Against
2 HARVEY B. CASH Withheld Against
3 DONALD J. EDWARDS Withheld Against
4 GERALD J. FORD For For
5 STEPHEN J. HARRISON For For
6 THOMAS M. HARRISON, JR. For For
7 TOM C. NICHOLS Withheld Against
8 LYNDON L. OLSON, JR. Withheld Against
9 WILLIAM A. SHIPP, JR. For For
02 TO APPROVE THE AMENDED AND RESTATED FIRST
ACCEPTANCE CORPORATION 2002 LONG TERM INCENTIVE
PLAN. Management Against Against
03 TO APPROVE A VALUE-FOR-VALUE OPTION EXCHANGE
WHEREBY CERTAIN OUTSTANDING STOCK OPTIONS
WOULD BE EXCHANGED FOR SHARES OF RESTRICTED
COMMON STOCK. Management Against Against
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 21200 0 13-Nov-2009 13-Nov-2009
HARRIS STRATEX NETWORKS INC
Security 41457P106 Meeting Type Annual
Ticker Symbol HSTX Meeting Date 19-Nov-2009
ISIN US41457P1066 Agenda 933151766 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 CHARLES D. KISSNER Withheld Against
2 HARALD J. BRAUN Withheld Against
3 ERIC C. EVANS Withheld Against
4 WILLIAM A. HASLER Withheld Against
5 CLIFFORD H. HIGGERSON Withheld Against
6 DR. MOHSEN SOHI Withheld Against
7 DR. JAMES C. STOFFEL Withheld Against
8 EDWARD F. THOMPSON Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010. Management For For
03 APPROVAL OF THE 2010 EMPLOYEE STOCK PURCHASE
PLAN. Management For For
04 APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK
EQUITY PLAN. Management For For
05 APPROVAL OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 11100 0 16-Nov-2009 16-Nov-2009
- --------------------------------------------------------------------------------
SPORT SUPPLY GROUP, INC.
Security 84916A104 Meeting Type Annual
Ticker Symbol RBI Meeting Date 19-Nov-2009
ISIN US84916A1043 Agenda 933152580 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ADAM BLUMENFELD For For
2 JEFF DAVIDOWITZ Withheld Against
3 RICHARD ELLMAN For For
4 WILLIAM M. LOCKHART For For
5 WILLIAM H. WATKINS, JR. For For
02 APPROVAL OF THE FIRST AMENDMENT OF THE AMENDED
AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF GRANT THORNTON LLP AS
INDEPENDENT AUDITOR FOR FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2100 0 16-Nov-2009 16-Nov-2009
- --------------------------------------------------------------------------------
GLOBECOMM SYSTEMS INC.
Security 37956X103 Meeting Type Annual
Ticker Symbol GCOM Meeting Date 19-Nov-2009
ISIN US37956X1037 Agenda 933156057 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 RICHARD E. CARUSO For For
2 KEITH A. HALL For For
3 DAVID E. HERSHBERG For For
4 HARRY L. HUTCHERSON, JR For For
5 BRIAN T. MALONEY Withheld Against
6 JACK A. SHAW For For
7 A. ROBERT TOWBIN Withheld Against
8 C.J. WAYLAN For For
02 APPROVAL OF AMENDMENT TO INCREASE THE NUMBER
OF SHARES THAT MAY BE ISSUED UNDER THE COMPANY'S
2006 STOCK INCENTIVE PLAN: PROPOSAL TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK WHICH MAY
BE ISSUED UNDER THE 2006 STOCK INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM: PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
AS DESCRIBED IN THE PROXY STATEMENT. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 8800 0 16-Nov-2009 16-Nov-2009
- --------------------------------------------------------------------------------
BOLT TECHNOLOGY CORPORATION
Security 097698104 Meeting Type Annual
Ticker Symbol BOLT Meeting Date 24-Nov-2009
ISIN US0976981045 Agenda 933156920 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 MICHAEL H. FLYNN For For
2 GEORGE R. KABURECK For For
3 RAYMOND M. SOTO For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2100 0 28-Oct-2009 28-Oct-2009
- --------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Security 267475101 Meeting Type Annual
Ticker Symbol DY Meeting Date 24-Nov-2009
ISIN US2674751019 Agenda 933160664 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 STEPHEN C. COLEY For For
2 PATRICIA L. HIGGINS For For
3 STEVEN E. NIELSEN For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL 2010. Management For For
03 TO VOTE AT THE DISCRETION OF THE PROXIES AND
ATTORNEYS-IN-FACT ON THE TRANSACTION OF SUCH
OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING AND ANY ADJOURNMENTS THEREOF. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3360 0 17-Nov-2009 17-Nov-2009
- --------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC
Security 22410J106 Meeting Type Annual
Ticker Symbol CBRL Meeting Date 02-Dec-2009
ISIN US22410J1060 Agenda 933156146 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ROBERT V. DALE For For
2 RICHARD J. DOBKIN For For
3 ROBERT C. HILTON For For
4 CHARLES E. JONES, JR. For For
5 B.F. "JACK" LOWERY Withheld Against
6 MARTHA M. MITCHELL For For
7 ANDREA M. WEISS For For
8 JIMMIE D. WHITE For For
9 MICHAEL A. WOODHOUSE For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010. Management For For
03 TO APPROVE THE PROPOSED AMENDMENT TO THE CRACKER
BARREL 2002 OMNIBUS INCENTIVE COMPENSATION PLAN TO
CHANGE THE EQUITY COMPENSATION FOR NON-MANAGEMENT
DIRECTORS FROM A FIXED NUMBER OF SHARES TO A TARGETED
VALUE. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 8210 0 17-Nov-2009 17-Nov-2009
- --------------------------------------------------------------------------------
ZALE CORPORATION
Security 988858106 Meeting Type Annual
Ticker Symbol ZLC Meeting Date 07-Dec-2009
ISIN US9888581066 Agenda 933163658 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 YUVAL BRAVERMAN Withheld Against
2 RICHARD C. BREEDEN Withheld Against
3 JAMES M. COTTER Withheld Against
4 NEAL L. GOLDBERG Withheld Against
5 JOHN B. LOWE, JR. Withheld Against
6 THOMAS C. SHULL Withheld Against
7 CHARLES M. SONSTEBY Withheld Against
8 DAVID M. SZYMANSKI Withheld Against
02 TO APPROVE AN ADVISORY PROPOSAL OF THE COMPANY'S
EXECUTIVE PAY-FOR-PERFORMANCE POLICIES AND
PROCEDURES. Management Against Against
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5700 0 02-Dec-2009 02-Dec-2009
- --------------------------------------------------------------------------------
BGC PARTNERS, INC.
Security 05541T101 Meeting Type Annual
Ticker Symbol BGCP Meeting Date 14-Dec-2009
ISIN US05541T1016 Agenda 933159558 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 HOWARD W. LUTNICK Withheld Against
2 JOHN H. DALTON Withheld Against
3 STEPHEN T. CURWOOD For For
4 BARRY R. SLOANE Withheld Against
5 ALBERT M. WEIS Withheld Against
02 APPROVAL OF THE SECOND AMENDED AND RESTATED
BGC PARTNERS, INC. LONG TERM INCENTIVE PLAN. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 11900 0 08-Dec-2009 08-Dec-2009
- --------------------------------------------------------------------------------
WCA WASTE CORPORATION
Security 92926K103 Meeting Type Special
Ticker Symbol WCAA Meeting Date 31-Dec-2009
ISIN US92926K1034 Agenda 933177607 - Management
For/Against
Item Proposal Type Vote Management
01 APPROVE THE ISSUANCE OF UP TO A MAXIMUM 5,555,556
SHARES OF WCA WASTE CORPORATION COMMON STOCK
AS CONSIDERATION IN CONNECTION WITH THE PROPOSED
ACQUISTION BY WCA WASTE CORPORATION OF THE LIVE
EARTH COMPANIES AND CERTAIN ASSETS AND RELATED
LIABILITIES. Management Abstain Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3200 0 29-Dec-2009 29-Dec-2009
- --------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC.
Security 871206108 Meeting Type Annual
Ticker Symbol SCMR Meeting Date 05-Jan-2010
ISIN US8712061089 Agenda 933164600 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 ROBERT E. DONAHUE For For
2 JOHN W. GERDELMAN For For
2 TO RATIFY THE SELECTION OF THE FIRM OF
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 143960 0 29-Dec-2009 29-Dec-2009
- --------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Security 00508Y102 Meeting Type Annual
Ticker Symbol AYI Meeting Date 08-Jan-2010
ISIN US00508Y1029 Agenda 933168824 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 GEORGE C. GUYNN For For
2 VERNON J. NAGEL For For
3 JULIA B. NORTH For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 13880 0 05-Jan-2010 05-Jan-2010
- --------------------------------------------------------------------------------
UNIFIRST CORPORATION
Security 904708104 Meeting Type Annual
Ticker Symbol UNF Meeting Date 12-Jan-2010
ISIN US9047081040 Agenda 933174358 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 CYNTHIA CROATTI For For
2 PHILLIP L. COHEN For For
3 MICHAEL IANDOLI For For
02 APPROVAL OF AN AMENDMENT TO THE UNIFIRST
CORPORATION 1996 STOCK INCENTIVE PLAN. Management For For
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 28, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 3000 0 11-Jan-2010 11-Jan-2010
- --------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC.
Security 43710G105 Meeting Type Annual
Ticker Symbol HOME Meeting Date 19-Jan-2010
ISIN US43710G1058 Agenda 933176819 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JAMES R. STAMEY For For
2 ROBERT A. TINSTMAN For For
02 THE RATIFICATION OF THE APPOINTMENT OF CROWE
HORWATH LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4330 0 05-Jan-2010 05-Jan-2010
- --------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Security 938824109 Meeting Type Annual
Ticker Symbol WFSL Meeting Date 20-Jan-2010
ISIN US9388241096 Agenda 933173736 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 DEREK L. CHINN For For
2 THOMAS J. KELLEY For For
3 BARBARA L. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF WASHINGTON FEDERAL FOR FISCAL
YEAR 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 8937 0 15-Jan-2010 15-Jan-2010
- --------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Security 253798102 Meeting Type Annual
Ticker Symbol DGII Meeting Date 25-Jan-2010
ISIN US2537981027 Agenda 933175007 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 GUY C. JACKSON For For
2 AHMED NAWAZ For For
02 APPROVAL OF THE DIGI INTERNATIONAL INC. 2000
OMNIBUS STOCK PLAN AS AMENDED AND RESTATED AS
OF DECEMBER 4, 2009. Management For For
03 APPROVAL OF THE DIGI INTERNATIONAL INC. EMPLOYEE
STOCK PURCHASE PLAN AS AMENDED AND RESTATED AS
OF DECEMBER 4, 2009. Management For For
04 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2010 FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6400 0 15-Jan-2010 15-Jan-2010
- --------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC.
Security 895919108 Meeting Type Annual
Ticker Symbol TRID Meeting Date 25-Jan-2010
ISIN US8959191086 Agenda 933175742 - Management
For/Against
Item Proposal Type Vote Management
01 TO APPROVE THE ISSUANCE OF TRIDENT COMMON STOCK
TO NXP B.V. PURSUANT TO THE SHARE EXCHANGE
AGREEMENT, DATED OCTOBER 4, 2009 (AS IT MAY BE
AMENDED FROM TIME TO TIME), A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY STATEMENT. Management For For
02 TO APPROVE THE AMENDMENT TO THE TRIDENT
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
(THE "CHARTER AMENDMENT"), A COPY OF WHICH IS
ATTACHED AS ANNEX B TO THE PROXY STATEMENT. Management For For
03 TO APPROVE THE TRIDENT MICROSYSTEMS, INC. 2010
EQUITY INCENTIVE PLAN, A COPY OF WHICH IS ATTACHED
AS ANNEX F TO THE PROXY STATEMENT. Management Against Against
04 TO APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE
PROGRAM (THE "EXCHANGE PROGRAM"). Management Against Against
05 DIRECTOR Management
1 BRIAN R. BACHMAN For For
2 J. CARL HSU For For
06 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS TRIDENT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. Management For For
07 TO APPROVE THE ADJOURNMENT OF THE ANNUAL
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO, AT THE
TIME OF THE ANNUAL MEETING. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 13300 0 15-Jan-2010 15-Jan-2010
- --------------------------------------------------------------------------------
SMART MODULAR TECHNOLOGIES (WWH), INC.
Security G82245104 Meeting Type Annual
Ticker Symbol SMOD Meeting Date 26-Jan-2010
ISIN KYG822451046 Agenda 933176390 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 IAIN MACKENZIE For For
2 AJAY SHAH For For
3 H.W. (WEBB) MCKINNEY For For
4 KIMBERLY E. ALEXY For For
5 DENNIS MCKENNA For For
6 DR. C.S. PARK For For
7 MUKESH PATEL For For
8 C. THOMAS WEATHERFORD For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
AUGUST 27, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 14200 0 21-Jan-2010 21-Jan-2010
- --------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Security 239359102 Meeting Type Annual
Ticker Symbol DWSN Meeting Date 26-Jan-2010
ISIN US2393591027 Agenda 933176821 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 PAUL H. BROWN For For
2 L. DECKER DAWSON For For
3 GARY M. HOOVER For For
4 STEPHEN C. JUMPER For For
5 JACK D. LADD For For
6 TED R. NORTH For For
7 TIM C. THOMPSON For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 1900 0 21-Jan-2010 21-Jan-2010
- --------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED
Security 448407106 Meeting Type Annual
Ticker Symbol HTCH Meeting Date 27-Jan-2010
ISIN US4484071067 Agenda 933173748 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 MARK A. AUGUSTI For For
2 W. THOMAS BRUNBERG For For
3 WAYNE M. FORTUN For For
4 JEFFREY W. GREEN For For
5 GARY D. HENLEY For For
6 RUSSELL HUFFER For For
7 WILLIAM T. MONAHAN For For
8 RICHARD B. SOLUM For For
9 THOMAS R. VERHAGE For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2010 FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 2300 0 26-Jan-2010 26-Jan-2010
- --------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC.
Security 320239106 Meeting Type Annual
Ticker Symbol FFCH Meeting Date 28-Jan-2010
ISIN US3202391062 Agenda 933175019 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 PAULA HARPER BETHEA For For
2 PAUL G. CAMPBELL, JR. For For
3 RONNIE M. GIVENS For For
4 HUGH L. WILLCOX, JR. For For
2 TO PROVIDE ADVISORY APPROVAL OF THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management For For
3 TO RATIFY THE APPOINTMENT OF GRANT THORNTON, LLP
AS OUR INDEPENDENT ACCOUNTING FIRM FOR FISCAL
2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 137 0 22-Jan-2010 22-Jan-2010
- --------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Security 303250104 Meeting Type Annual
Ticker Symbol FICO Meeting Date 02-Feb-2010
ISIN US3032501047 Agenda 933178546 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 A. GEORGE BATTLE For For
2 NICHOLAS F. GRAZIANO For For
3 MARK N. GREENE For For
4 ALEX W. HART For For
5 JAMES D. KIRSNER For For
6 WILLIAM J. LANSING For For
7 RAHUL N. MERCHANT For For
8 MARGARET L. TAYLOR For For
9 DUANE E. WHITE For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF
DIRECTORS. Management For For
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S
BYLAWS TO CHANGE THE STANDARD FOR THE ELECTION
OF DIRECTORS IN UNCONTESTED ELECTIONS FROM A
PLURALITY VOTING STANDARD TO A MAJORITY VOTING
STANDARD. Management For For
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS THE COMPANY'S INDEPENDENT AUDITORS OF THE
CURRENT FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4300 0 27-Jan-2010 27-Jan-2010
- --------------------------------------------------------------------------------
GRIFFON CORPORATION
Security 398433102 Meeting Type Annual
Ticker Symbol GFF Meeting Date 04-Feb-2010
ISIN US3984331021 Agenda 933176491 - Management
For/Against
Item Proposal Type Vote Management
1 DIRECTOR Management
1 HENRY A. ALPERT For For
2 BLAINE V. FOGG For For
3 WILLIAM H. WALDORF For For
4 JOSEPH J. WHALEN For For
2 RATIFICATION OF THE SELECTION BY OUR AUDIT
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 30134 0 21-Jan-2010 21-Jan-2010
- --------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Security 073685109 Meeting Type Annual
Ticker Symbol BECN Meeting Date 05-Feb-2010
ISIN US0736851090 Agenda 933181632 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 ROBERT R. BUCK For For
2 H. ARTHUR BELLOWS, JR. For For
3 JAMES J. GAFFNEY For For
4 PETER M. GOTSCH For For
5 ANDREW R. LOGIE For For
6 STUART A. RANDLE For For
7 WILSON B. SEXTON For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 4000 0 28-Jan-2010 28-Jan-2010
- --------------------------------------------------------------------------------
INTEGRATED SILICON SOLUTION, INC.
Security 45812P107 Meeting Type Annual
Ticker Symbol ISSI Meeting Date 05-Feb-2010
ISIN US45812P1075 Agenda 933181733 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 JIMMY S.M. LEE For For
2 SCOTT D. HOWARTH For For
3 KONG YEU HAN For For
4 PAUL CHIEN For For
5 JONATHAN KHAZAM For For
6 KEITH MCDONALD For For
7 STEPHEN PLETCHER For For
8 BRUCE WOOLEY For For
9 JOHN ZIMMERMAN For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 5700 0 28-Jan-2010 28-Jan-2010
- --------------------------------------------------------------------------------
PRESIDENTIAL LIFE CORPORATION
Security 740884101 Meeting Type Contested-Consent
Ticker Symbol PLFE Meeting Date 08-Feb-2010
ISIN US7408841010 Agenda 933174269 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTORS Management
1 REVOKE TO REMOVE BARNES Withheld Against
2 REVOKE TO REMOVE KNIGHT Withheld Against
3 REVOKE TO REMOVE RUBIN Withheld Against
4 REVOKE TO REMOVE TRUST Withheld Against
5 REVOKE TO REMOVE READ Withheld Against
6 REVOKE TO REMOVE RIVKIN Withheld Against
7 REVOKE TO REMOVE DEMILT Withheld Against
8 REVKE TO REMOVE MCMAHON Withheld Against
02 REVOKE CONSENT FOR: PROPOSAL MADE BY MR. KURZ TO
AMEND ARTICLE III, SECTION 1 OF THE COMPANY'S
AMENDED AND RESTATED BYLAWS (THE "BYLAWS") TO
FIX THE SIZE OF THE BOARD AT NINE DIRECTORS,
PROVIDED THAT ANY AMENDMENT TO THE BYLAWS BY
THE BOARD WHICH WOULD CHANGE THE NUMBER OF
DIRECTORS CONSTITUTING THE BOARD WOULD REQUIRE
THE VOTE OF AT LEAST 75% OF THE DIRECTORS THEN IN
OFFICE. Management Against Against
03A REVOKE CONSENT FOR: ELECTION OF DIRECTOR: DONNA
L. BRAZILE Management Against Against
03B REVOKE CONSENT FOR: ELECTION OF DIRECTOR: WILLIAM
J. FLYNN Management Against Against
03C REVOKE CONSENT FOR: ELECTION OF DIRECTOR: JOHN F.X.
MANNION Management Against Against
03D REVOKE CONSENT FOR: ELECTION OF DIRECTOR: DONALD
SHAFFER Management Against Against
03E REVOKE CONSENT FOR: ELECTION OF DIRECTOR:
DOUGLAS B. SOSNIK Management Against Against
03F REVOKE CONSENT FOR: ELECTION OF DIRECTOR: DANIEL
M. THERIAULT Management Against Against
03G REVOKE CONSENT FOR: ELECTION OF DIRECTOR: JERRY
WARSHAW Management Against Against
03H REVOKE CONSENT FOR: ELECTION OF DIRECTOR: CLIFF L.
WOOD Management Against Against
04 REVOKE CONSENT FOR: PROPOSAL MADE BY MR. KURZ TO
REPEAL EACH PROVISION OF THE BYLAWSOR
AMENDMENTS TO THE BYLAWS THAT ARE ADOPTED
AFTER NOVEMBER 6, 2009 AND BEFORE THE
EFFECTIVENESS OF ANY OF THE FOREGOING PROPOSALS
AND THE SEATING OF THE KURZ NOMINEES ON THE
BOARD. Management Against Against
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 20860 0 15-Jan-2010 15-Jan-2010
- --------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Security 457030104 Meeting Type Annual
Ticker Symbol IMKTA Meeting Date 09-Feb-2010
ISIN US4570301048 Agenda 933178584 - Management
For/Against
Item Proposal Type Vote Management
01 DIRECTOR Management
1 FRED D. AYERS For For
2 JOHN O. POLLARD For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 25, 2010. Management For For
Account Number Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
9970937 837 6400 0 21-Jan-2010 21-Jan-2010
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Legg Mason Investors Trust, Inc.
By:
/s/ David R. Odenath
David R. Odenath,
President of Legg Mason Investors Trust, Inc.
Date: August 20, 2010