Exhibit 1.01
KEY TECHNOLOGY, INC. 2015 CONFLICT MINERALS REPORT
Introduction
This is the Conflict Minerals Report of Key Technology, Inc. (the "Company") for calendar year 2015 prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule"). Numerous terms in this Report are defined in the Rule and the instructions to Form SD, and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions. This Report has been included as an exhibit to our Form SD as required by the Rule.
Company and Product Overview
The Company is an international leader in the design and manufacture of process automation systems for the food processing, industrial and pharmaceutical markets. The Company has facilities in the United States, the Netherlands, Belgium, Australia and Mexico. The Company conducted an analysis of its products and concluded that small amounts of tin, tantalum, tungsten or gold are present in some of the electronic components of its products or other portions of its products. The Company's products are categorized as follows:
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Automated Inspection Systems - Automated inspection systems are used in various applications to detect and remove defects and foreign material from the product stream to help processors improve quality and increase the value of their end product. The Company's advanced vision systems find and remove foreign material with cameras and laser sorting technology. |
Vibratory Conveyor Systems - The Company's vibratory conveyor systems utilize gentle material handling to convey, dewater, transfer, distribute, align, feed, meter, sort and separate product, including fruit, vegetables, nuts, and snack foods. |
Processing Systems - The Company's processing systems include mechanical sizing, sorting, separating, and grading equipment that help processors meet precise quality and appearance specifications and ensure consistency in whole and sliced fruits and vegetables. The Company's custom-designed processing equipment may also blanch, cook, pasteurize, cool, clean, wash and polish products. |
Key Technology, Inc. Conflict Minerals Policy
Tantalum, tungsten, tin, and gold are metals widely used by the electronics industry. The Company is concerned about the potential that the mining and trade of these metals is fueling military conflict, related human rights violations, and environmental degradation in certain regions of the Democratic Republic of the Congo and adjoining countries (the "Covered Countries"). Accordingly, the Company has adopted a Conflict Minerals Policy.
The Company is committed to sourcing materials from companies that share its values around human rights, ethics, and environmental responsibility. The Company expects its suppliers to comply with its Conflict Minerals Policy and its Supplier Code of Conduct which has been modified to prohibit the use of conflict minerals that are known to fund armed conflict and human rights atrocities in the Covered Countries. It is important to note that the definition of conflict minerals includes tantalum, tungsten, tin, and gold, regardless of the source of the minerals. The Company has not prohibited the use of all conflict minerals, only those from sources used to support armed conflict and human rights atrocities in the Covered Countries.
The Company is committed to complying with its reporting obligations under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the related rules and regulations issued by the U.S. Securities and Exchange Commission (the "Conflict Minerals Rule"), including the requirement that it conduct inquiries and perform due diligence on the source of any conflict minerals included in its products.
The Company is also supportive of industry efforts by the Electronics Industry Citizenship Coalition (the "EICC") and the Global e-Sustainability Initiative (the "GeSI") to enable companies to source conflict-free minerals, including the Conflict-Free Smelter Program ("CFSP"), which requires smelters wishing to be designated as conflict-free to obtain third-party validations certifying that the smelter sources only conflict-free minerals.
The Company’s Conflict Minerals Policy is publicly available on its website at www.key.net/investors/governance.
Description of the Company’s Reasonable Country of Origin Inquiry
The Company manufactures its products using both raw materials and purchased parts and components procured through its global supply chain. The Company has determined that some of its products described above contain conflict minerals necessary to the functionality or production of those products. As a result, the Company conducted in good faith a reasonable country of origin inquiry ("RCOI") to verify the presence of conflict minerals and to identify the facilities processing those conflict minerals.
The Company has over 500 direct material suppliers across the globe, and there are generally multiple tiers between the conflict mineral smelters and our direct suppliers. Therefore, we rely on our direct suppliers to provide information on the origin of the conflict minerals contained in components and materials supplied to us.
The RCOI process was carried out with those suppliers who provided parts or components we believed were reasonably likely to contain conflict minerals, based upon procurement data through December 31, 2015. This review resulted in the identification of 142 suppliers. Any of the 142 suppliers that were in the top 80% of 2015 calendar year direct material spend were further reviewed.
For these identified direct suppliers, the Company requested that they provide information to the Company regarding conflict minerals and smelters using the template provided by the EICC and GeSI, known as the Conflict Minerals Reporting Template ("CMRT"). The CMRT was developed to facilitate disclosure and communication of information regarding smelters and refiners that provide material to a manufacturer’s supply chain. It includes questions about a direct supplier’s conflict minerals policy, its due diligence process, and information about its supply chain such as the names and locations of smelters and refiners, as well as the origin of conflict minerals used by those facilities. The Company received completed CMRT's from 34 of the identified suppliers. From these supplier responses, the Company noted the data below regarding the origin of conflict minerals in the categories indicated:
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| Origin of Conflict Minerals Disclosed |
| | Tantalum | Tin | Tungsten | Gold |
| Not from Covered Region or from Recycled/Scrap | 67 | 61 | 69 | 65 |
| Unknown | 31 | 34 | 34 | 41 |
| From Covered Region and not from Recycled/Scrap | 15 | 18 | 10 | 7 |
Based on the RCOI conducted by the Company, the Company is unable to determine the origin of some of the conflict minerals in relation to its products in 2015, or whether some of the conflict minerals were sourced responsibly or came from recycled or scrap sources. As a result, the Company performed additional due diligence as described below.
Description of the Company’s Due Diligence Process
Expanding on the Company's RCOI efforts, the Company designed its due diligence measures to be in conformity, in all material respects, with the applicable criteria set forth in the Organization for Economic Co-operation and Development's (the "OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, as supplemented by the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold, Second Edition 2013 (the "OECD Framework").
The five major steps within the OECD Framework include:
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| 1. | Establishing strong Company management systems; |
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| 2. | Identification and assessing risk in the supply chain; |
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| 3. | Designing and implementing a strategy to respond to identified risk; |
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| 4. | Carrying out independent third-party audit of supply chain due diligence at identified points in the supply chain; and |
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| 5. | Reporting on supply chain due diligence. |
Our implementation of these elements of the OECD Framework during calendar year 2015 is discussed below.
Calendar 2015 Conflict Minerals Supply Chain Due Diligence Execution
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| 1. | Establishing strong Company management systems |
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| • | The Company has created a team of senior staff under the Senior Director of Global Operations charged with carrying out the Company's conflict minerals compliance strategy. |
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| • | The Company continued to educate and train those of the Company's personnel responsible for compliance with the Company's Conflict Minerals Policy and program globally. This includes personnel from various departments within the Company, including procurement, finance and reporting, research and development and engineering, working under the supervision of the Company's Senior Director of Global Operations. |
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| • | The Company maintained business records relating to conflict minerals due diligence, including records of due diligence processes, findings and resulting decisions, that will be retained for at least five years. |
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| • | The Company continued to communicate its Conflict Minerals Policy and Supplier Code of Conduct to its suppliers and other stakeholders. This includes making our Conflict Minerals Policy and related information about our efforts in this area publicly available. |
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| • | The Company continued to monitor the activities of industry-wide trade organizations addressing the objective of creating more responsible supply-chains. In particular, the EICC and GeSI, which together have developed the Conflict-Free Sourcing Initiative (CFSI) that includes the CFSP. |
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| • | A grievance mechanism has been established as part of the overall Company ethics program. Suppliers, customers, employees and shareholders can find the address of our confidential EthicsPoint sharepoint by going to www.key.net/investors/governance. |
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| 2. | Identification and Assessing Risk in the Supply Chain |
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| • | The Company performed a supplier risk assessment designed to identify and assess risks attributable to conflict minerals sourcing. This included the annual evaluation of the Company's supplier base for identification of suppliers that are known or believed to supply products containing conflict minerals as well as communication of this risk assessment to Company management. As part of this process, the Company has established procedures to evaluate new suppliers and components in its supply chain to determine if conflict minerals may be contained in these components and whether the supplier has established that those minerals are conflict free. These and other risk-based factors determined which of its suppliers were included in its supplier survey and due diligence processes. This identification process resulted in a list of suppliers included in the Company's supplier survey as disclosed above in the Company's RCOI summary. |
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| • | The Company followed-up with non-responsive suppliers to communicate the importance of their cooperation with this process. For non-responding suppliers whose products were not known to contain conflict minerals, the Company determined that no further action was necessary. For non-responding suppliers whose products were known to contain conflict minerals, the Company visited the supplier's website, if any, and reviewed corporate policy statements related to conflict minerals when available. |
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| • | For those suppliers who responded that they did not know whether their products contained conflict minerals, the Company considered other information disclosed in their CMRT’s, including the status of their supplier inquiries, adoption of a conflict minerals policy, and other due diligence measures the supplier may have taken to determine whether their products contain any of the conflict minerals as well as the source and origin of these conflict minerals, if present in their products. |
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| • | For those suppliers who responded that their products did not contain conflict minerals that were sourced from the Covered Countries or that came from recycled or scrap sources, the Company did not conduct any further due diligence. The Company will continue to obtain annual representations from suppliers. |
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| • | For those suppliers who responded that they did not know the origin of their conflict minerals, the Company considered other information disclosed in their CMRT’s, including the status of their supplier inquiries, conflict minerals policy, smelters identified, and other due diligence measures they have taken to determine the origin of the conflict minerals present in their products. |
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| • | The findings of this supply chain risk assessment and supplier survey have been communicated to our President and Chief Executive Officer and Senior Vice President and Chief Financial Officer. |
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| 3. | Designing and implementing a strategy to respond to identified risks |
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| • | The Company continues to work with any of its suppliers who have responded that they are unable to determine the existence, origin or conflict-free status of any conflict minerals that may be contained in products they supply to the Company. This may include following up with appropriate supplemental questions, working directly with suppliers to obtain information regarding their RCOI processes, or working directly with the Company's suppliers' supply chains, if feasible. If certain of the Company's suppliers continue to be unable to comply with its conflict mineral policy, the Company will continue to perform a risk-based assessment as to whether the Company believes there is a risk that the products the supplier supplies to the Company are not conflict free. If a supplier |
remains non-compliant, the Company will evaluate its options, including but not limited to reassessment of the supplier relationship.
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| 4. | Carrying out independent third-party audit of supply chain due diligence at identified points in the supply chain |
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| • | In connection with the Company's due diligence, the Company utilized information made available by the CFSI concerning independent third-party audits of smelters and refiners. The Company does not have a direct relationship with any smelters or refiners in its supply chain and, as a result, the Company does not directly conduct audits. |
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| 5. | Reporting on supply chain due diligence |
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| • | The Company has filed a Form SD and this Conflict Minerals Report for the Relevant Period with the Securities and Exchange Commission and made available on its website the Form SD and this Conflict Minerals Report www.key.net/investors/governance. |
Results of Due Diligence Performed
Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, the Company believes that, to the extent reasonably determinable by the Company, the facilities that were used to process the conflict minerals contained in its products included the smelters and refiners listed below in Table 1. The table also indicates whether such smelters or refiners are CFSP compliant or actively participating in the CFSP. The Company relies on the good faith efforts of its direct suppliers to provide it with reasonable representations of the processing facilities used to supply the necessary conflict minerals in its products. At this time, the processing facilities that the Company lists in Table 1 are those that have been determined to be legitimate processing facilities by the CFSI. The direct suppliers of certain of the Company's products reported other processing facilities as being in its supply chain that are not listed in Table 1 as the CFSI has not yet determined them to be legitimate. In Table 1, the Company has also indicated the locations of known processing facilities and whether such facilities have been validated as CFSP-compliant. Some of the Company's direct supplier responses represented their supply chain at a company-level rather than being product-specific. As such, the list of processing facilities that the Company has disclosed in this report may contain more facilities than those that actually process the conflict minerals contained in its products.
The Company requested country of origin information (if known) from each of the Company's direct suppliers, most of which do not source directly from processing facilities, for the purposes of determining the source and chain of custody of the necessary conflict minerals in the Company's supply chain. The Company also relied on the country of origin information provided by the CFSI (when available) for CFSP-compliant processing facilities. The countries of origin of the conflict minerals that may be included in the Company's products, as disclosed by its suppliers in their CMRT's, are identified in Table 2.
Steps to be Taken to Further Mitigate Risk
We intend to continue taking the following steps to improve the due diligence conducted, and to further mitigate the risk that the necessary conflict minerals in our products benefit armed groups in the Covered Countries:
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| • | Include a hyperlink to our Conflict Minerals Policy in the supplier survey request email. |
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| • | Improve the review of content of suppliers’ responses through continued training and education. |
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| • | Continue to work with suppliers to improve the completeness and quality of responses. |
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| • | Continue to focus on vetting smelter and refinery data. |
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| • | Escalation of non-responding suppliers to the appropriate level of management within the Company. |
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| • | Consolidate the supply base where indicated. |
TABLE 1 - Smelter List
The Company's suppliers identified to it in their CRMT's the facilities listed below as having been used to process the conflict minerals contained in its products:
Smelter CFSI Status
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| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Gold | Advanced Chemical Company | Advanced Chemical Company | UNITED STATES | CID000015 | Active |
| Gold | Aida Chemical Industries Co., Ltd. | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | compliant |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | compliant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Active |
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | compliant |
| Gold | Argor-Heraeus SA | Argor-Heraeus SA | SWITZERLAND | CID000077 | compliant |
| Gold | Amagasaki Factory, Hyogo Prefecture, Japan | Asahi Pretec Corporation | JAPAN | CID000082 | compliant |
| Gold | Asaka Riken Co., Ltd. | Asaka Riken Co., Ltd. | JAPAN | CID000090 | compliant |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | compliant |
| Gold | Aurubis AG | Aurubis AG | GERMANY | CID000113 | compliant |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | compliant |
| Gold | Boliden AB | Boliden AB | SWEDEN | CID000157 | compliant |
| Gold | C. Hafner GmbH + Co. KG | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | compliant |
| Gold | CCR Refinery - Glencore Canada Corporation | CCR Refinery – Glencore Canada Corporation | CANADA | CID000185 | compliant |
| Gold | Cendres + Métaux SA | Cendres + Métaux SA | SWITZERLAND | CID000189 | Active |
| Gold | Chimet S.p.A. | Chimet S.p.A. | ITALY | CID000233 | compliant |
| Gold | Daejin Indus Co., Ltd. | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 | Active |
| Gold | Do Sung Corporation | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 | Active |
| Gold | Doduco | Doduco | GERMANY | CID000362 | compliant |
| Gold | Dowa | Dowa | JAPAN | CID000401 | compliant |
| Gold | Eco-System Recycling Co., Ltd. | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | compliant |
| Gold | OJSC Novosibirsk Refinery | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | compliant |
| Gold | Heimerle + Meule GmbH | Heimerle + Meule GmbH | GERMANY | CID000694 | compliant |
| Gold | Heraeus Ltd. Hong Kong | Heraeus Ltd. Hong Kong | CHINA | CID000707 | compliant |
| Gold | Heraeus Precious Metals GmbH & Co. KG | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | compliant |
| Gold | Ishifuku Metal Industry Co., Ltd. | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | compliant |
| Gold | Istanbul Gold Refinery | Istanbul Gold Refinery | TURKEY | CID000814 | compliant |
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| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Gold | Japan Mint | Japan Mint | JAPAN | CID000823 | compliant |
| Gold | Jiangxi Copper Company Limited | Jiangxi Copper Company Limited | CHINA | CID000855 | compliant |
| Gold | Asahi Refining USA Inc. | Asahi Refining USA Inc. | UNITED STATES | CID000920 | compliant |
| Gold | Asahi Refining Canada Limited | Asahi Refining Canada Limited | CANADA | CID000924 | compliant |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | compliant |
| Gold | JSC Uralelectromed | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | compliant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | compliant |
| Gold | Kazzinc | Kazzinc | KAZAKHSTAN | CID000957 | compliant |
| Gold | Kennecott Utah Copper LLC | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | compliant |
| Gold | Kojima Chemicals Co., Ltd. | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | compliant |
| Gold | LS-NIKKO Copper Inc. | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | compliant |
| Gold | Materion | Materion | UNITED STATES | CID001113 | compliant |
| Gold | Matsuda Sangyo Co., Ltd. | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | compliant |
| Gold | Metalor Technologies (Suzhou) Ltd. | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Active |
| Gold | Metalor Technologies (Hong Kong) Ltd. | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | compliant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | compliant |
| Gold | Metalor Switzerland | Metalor Technologies SA | SWITZERLAND | CID001153 | compliant |
| Gold | Metalor USA Refining Corporation | Metalor USA Refining Corporation | UNITED STATES | CID001157 | compliant |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | CID001161 | compliant |
| Gold | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | CID001188 | compliant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | compliant |
| Gold | Moscow Special Alloys Processing Plant | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | compliant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 | compliant |
| Gold | Navoi Mining and Metallurgical Combinat | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | Active |
| Gold | Nihon Material Co., Ltd. | Nihon Material Co., Ltd. | JAPAN | CID001259 | compliant |
| Gold | Ohio Precious Metals, LLC | Elemetal Refining, LLC | UNITED STATES | CID001322 | compliant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | compliant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” | RUSSIAN FEDERATION | CID001326 | compliant |
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| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Gold | PAMP SA | PAMP SA | SWITZERLAND | CID001352 | compliant |
| Gold | Prioksky Plant of Non-Ferrous Metals | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | compliant |
| Gold | PT Aneka Tambang (Persero) Tbk | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | compliant |
| Gold | PX Précinox SA | PX Précinox SA | SWITZERLAND | CID001498 | compliant |
| Gold | Rand Refinery (Pty) Ltd. | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | compliant |
| Gold | Royal Canadian Mint | Royal Canadian Mint | CANADA | CID001534 | compliant |
| Gold | Samduck Precious Metals | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | Active |
| Gold | Schone Edelmetaal B.V. | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 | compliant |
| Gold | SEMPSA Joyería Platería SA | SEMPSA Joyería Platería SA | SPAIN | CID001585 | compliant |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | compliant |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | compliant |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | compliant |
| Gold | Solar Applied Materials Technology Corp. | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 | compliant |
| Gold | Sumitomo Metal Mining Co., Ltd. | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | compliant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | compliant |
| Gold | Shandong Gold Mine(Laizhou) Smelter Co., Ltd. | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | compliant |
| Gold | Tokuriki Honten Co., Ltd. | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | compliant |
| Gold | Torecom | Torecom | KOREA, REPUBLIC OF | CID001955 | Active |
| Gold | Umicore Brasil Ltda. | Umicore Brasil Ltda. | BRAZIL | CID001977 | compliant |
| Gold | Umicore SA Business Unit Precious Metals Refining | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | compliant |
| Gold | United Precious Metal Refining, Inc. | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 | compliant |
| Gold | Valcambi SA | Valcambi SA | SWITZERLAND | CID002003 | compliant |
| Gold | Western Australian Mint trading as The Perth Mint | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 | compliant |
| Gold | Yamamoto Precious Metal Co., Ltd. | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | compliant |
| Gold | Yokohama Metal Co., Ltd. | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | compliant |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | compliant |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | compliant |
| Gold | Umicore Precious Metals Thailand | Umicore Precious Metals Thailand | THAILAND | CID002314 | compliant |
| Gold | Faggi Enrico S.p.A. | Faggi Enrico S.p.A. | ITALY | CID002355 | Active |
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| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Gold | Geib Refining Corporation | Geib Refining Corporation | UNITED STATES | CID002459 | Active |
| Gold | MMTC-PAMP India Pvt., Ltd. | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | compliant |
| Gold | Republic Metals Corporation | Republic Metals Corporation | UNITED STATES | CID002510 | compliant |
| Gold | KGHM Polska Miedź Spółka Akcyjna | KGHM Polska Miedź Spółka Akcyjna | POLAND | CID002511 | Active |
| Gold | Singway Technology Co., Ltd. | Singway Technology Co., Ltd. | TAIWAN | CID002516 | compliant |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | compliant |
| Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | compliant |
| Tantalum | Douluoshan Sapphire Rare Metal Co Ltd | Duoluoshan | CHINA | CID000410 | compliant |
| Tantalum | Exotech Inc. | Exotech Inc. | UNITED STATES | CID000456 | compliant |
| Tantalum | F&X Electro-Materials Ltd. | F&X Electro-Materials Ltd. | CHINA | CID000460 | compliant |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | compliant |
| Tantalum | Hi-Temp | Hi-Temp Specialty Metals, Inc. | UNITED STATES | CID000731 | compliant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | compliant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | compliant |
| Tantalum | King-Tan Tantalum Industry Ltd. | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 | compliant |
| Tantalum | LSM Brasil S.A. | LSM Brasil S.A. | BRAZIL | CID001076 | compliant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | compliant |
| Tantalum | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | CID001175 | compliant |
| Tantalum | Mitsui Mining & Smelting | Mitsui Mining & Smelting | JAPAN | CID001192 | compliant |
| Tantalum | Molycorp Silmet A.S. | Molycorp Silmet A.S. | ESTONIA | CID001200 | compliant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | compliant |
| Tantalum | QuantumClean | QuantumClean | UNITED STATES | CID001508 | compliant |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 | compliant |
| Tantalum | Solikamsk Magnesium Works OAO | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | compliant |
| Tantalum | Taki Chemicals | Taki Chemicals | JAPAN | CID001869 | compliant |
| Tantalum | Telex Metals | Telex Metals | UNITED STATES | CID001891 | compliant |
| Tantalum | Ulba | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | compliant |
| Tantalum | Zhuzhou Cemented Carbide | Zhuzhou Cemented Carbide | CHINA | CID002232 | compliant |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 | compliant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | compliant |
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| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tantalum | D Block Metals, LLC | D Block Metals, LLC | UNITED STATES | CID002504 | compliant |
| Tantalum | FIR Metals & Resource Ltd. | FIR Metals & Resource Ltd. | CHINA | CID002505 | compliant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | compliant |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | compliant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | compliant |
| Tantalum | KEMET Blue Metals | KEMET Blue Metals | MEXICO | CID002539 | compliant |
| Tantalum | Plansee SE Liezen | Plansee SE Liezen | AUSTRIA | CID002540 | compliant |
| Tantalum | H.C. Starck Co., Ltd. | H.C. Starck Co., Ltd. | THAILAND | CID002544 | compliant |
| Tantalum | H.C. Starck GmbH Goslar | H.C. Starck GmbH Goslar | GERMANY | CID002545 | compliant |
| Tantalum | H.C. Starck GmbH Laufenburg | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 | compliant |
| Tantalum | H.C. Starck Hermsdorf GmbH | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | compliant |
| Tantalum | H.C. Starck Inc. | H.C. Starck Inc. | UNITED STATES | CID002548 | compliant |
| Tantalum | H.C. Starck Ltd. | H.C. Starck Ltd. | JAPAN | CID002549 | compliant |
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 | compliant |
| Tantalum | Plansee SE Reutte | Plansee SE Reutte | AUSTRIA | CID002556 | compliant |
| Tantalum | Global Advanced Metals Boyertown | Global Advanced Metals Boyertown | UNITED STATES | CID002557 | compliant |
| Tantalum | Global Advanced Metals Aizu | Global Advanced Metals Aizu | JAPAN | CID002558 | compliant |
| Tantalum | KEMET Blue Powder | KEMET Blue Powder | UNITED STATES | CID002568 | compliant |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA | CID000228 | Active |
| Tin | China Rare Metal Material Co., Ltd. | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 | compliant |
| Tin | Alpha | Alpha | UNITED STATES | CID000292 | compliant |
| Tin | Cooper Santa | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | compliant |
| Tin | CV Gita Pesona | CV Gita Pesona | INDONESIA | CID000306 | compliant |
| Tin | PT JusTindo | PT JusTindo | INDONESIA | CID000307 | compliant |
| Tin | PT Aries Kencana Sejahtera | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | compliant |
| Tin | CV Serumpun Sebalai | CV Serumpun Sebalai | INDONESIA | CID000313 | compliant |
| Tin | CV United Smelting | CV United Smelting | INDONESIA | CID000315 | compliant |
| Tin | Dowa | Dowa | JAPAN | CID000402 | compliant |
| Tin | EM Vinto | EM Vinto | BOLIVIA | CID000438 | compliant |
| Tin | Feinhütte Halsbrücke GmbH | Feinhütte Halsbrücke GmbH | GERMANY | CID000466 | Active |
| Tin | Fenix Metals | Fenix Metals | POLAND | CID000468 | compliant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | compliant |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tin | Gejiu Kai Meng Industry and Trade LLC | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Active |
| Tin | China Tin Group Co., Ltd. | China Tin Group Co., Ltd. | CHINA | CID001070 | compliant |
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | compliant |
| Tin | Metallic Resources, Inc. | Metallic Resources, Inc. | UNITED STATES | CID001142 | compliant |
| Tin | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | CID001173 | compliant |
| Tin | Minsur | Minsur | PERU | CID001182 | compliant |
| Tin | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | CID001191 | compliant |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | compliant |
| Tin | OMSA | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 | compliant |
| Tin | PT Artha Cipta Langgeng | PT Artha Cipta Langgeng | INDONESIA | CID001399 | compliant |
| Tin | PT Babel Inti Perkasa | PT Babel Inti Perkasa | INDONESIA | CID001402 | compliant |
| Tin | PT Bangka Tin Industry | PT Bangka Tin Industry | INDONESIA | CID001419 | compliant |
| Tin | PT Belitung Industri Sejahtera | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | compliant |
| Tin | PT BilliTin Makmur Lestari | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | compliant |
| Tin | PT Bukit Timah | PT Bukit Timah | INDONESIA | CID001428 | compliant |
| Tin | PT DS Jaya Abadi | PT DS Jaya Abadi | INDONESIA | CID001434 | compliant |
| Tin | PT Eunindo Usaha Mandiri | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | compliant |
| Tin | PT Karimun Mining | PT Karimun Mining | INDONESIA | CID001448 | Active |
| Tin | PT Mitra Stania Prima | PT Mitra Stania Prima | INDONESIA | CID001453 | compliant |
| Tin | PT Panca Mega Persada | PT Panca Mega Persada | INDONESIA | CID001457 | compliant |
| Tin | PT Prima Timah Utama | PT Prima Timah Utama | INDONESIA | CID001458 | compliant |
| Tin | PT Refined Bangka Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | compliant |
| Tin | PT Sariwiguna Binasentosa | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | compliant |
| Tin | PT Stanindo Inti Perkasa | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | compliant |
| Tin | PT Sumber Jaya Indah | PT Sumber Jaya Indah | INDONESIA | CID001471 | compliant |
| Tin | PT Tambang Timah | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | compliant |
| Tin | PT Timah | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 | compliant |
| Tin | PT Tinindo Inter Nusa | PT Tinindo Inter Nusa | INDONESIA | CID001490 | compliant |
| Tin | PT Tommy Utama | PT Tommy Utama | INDONESIA | CID001493 | compliant |
| Tin | Rui Da Hung | Rui Da Hung | TAIWAN | CID001539 | compliant |
| Tin | Soft Metais Ltda. | Soft Metais Ltda. | BRAZIL | CID001758 | compliant |
| Tin | Thailand Smelting & Refining Co Ltd | Thaisarco | THAILAND | CID001898 | compliant |
| Tin | VQB Mineral and Trading Group JSC | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | compliant |
| Tin | White Solder Metalurgia e Mineração Ltda. | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | compliant |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | Active |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tin | Yunnan Tin Company, Ltd. | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 | compliant |
| Tin | CV Venus Inti Perkasa | CV Venus Inti Perkasa | INDONESIA | CID002455 | compliant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | compliant |
| Tin | PT Wahana Perkit Jaya | PT Wahana Perkit Jaya | INDONESIA | CID002479 | compliant |
| Tin | Melt Metais e Ligas S/A | Melt Metais e Ligas S/A | BRAZIL | CID002500 | compliant |
| Tin | PT ATD Makmur Mandiri Jaya | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | compliant |
| Tin | Phoenix Metal Ltd. | Phoenix Metal Ltd. | RWANDA | CID002507 | Active |
| Tin | O.M. Manufacturing Philippines, Inc. | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | compliant |
| Tin | PT Inti Stania Prima | PT Inti Stania Prima | INDONESIA | CID002530 | compliant |
| Tin | CV Ayi Jaya | CV Ayi Jaya | INDONESIA | CID002570 | compliant |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC | VIET NAM | CID002572 | Active |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | Active |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Active |
| Tin | PT Cipta Persada Mulia | PT Cipta Persada Mulia | INDONESIA | CID002696 | compliant |
| Tin | An Vinh Joint Stock Mineral Processing Company | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | Active |
| Tin | Resind Indústria e Comércio Ltda. | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 | compliant |
| Tin | Metallo-Chimique N.V. | Metallo-Chimique N.V. | BELGIUM | CID002773 | compliant |
| Tin | Elmet S.L.U. (Metallo Group) | Elmet S.L.U. (Metallo Group) | SPAIN | CID002774 | compliant |
| Tin | PT Bangka Prima Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | compliant |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | compliant |
| Tungsten | Kennametal Huntsville | Kennametal Huntsville | UNITED STATES | CID000105 | compliant |
| Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | compliant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | compliant |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Active |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | compliant |
| Tungsten | Global Tungsten & Powders Corp. | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 | compliant |
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | compliant |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | compliant |
| Tungsten | Japan New Metals Co., Ltd. | Japan New Metals Co., Ltd. | JAPAN | CID000825 | compliant |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | Active |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | compliant |
| Tungsten | Kennametal Fallon | Kennametal Fallon | UNITED STATES | CID000966 | Active |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 | compliant |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 | compliant |
| Tungsten | Wolfram Bergbau und Hütten AG | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | compliant |
| Tungsten | Xiamen Tungsten Co., Ltd. | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | compliant |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | compliant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | compliant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Active |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Active |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | Active |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | compliant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | compliant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | compliant |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | compliant |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | compliant |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | compliant |
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 | Active |
| Tungsten | Pobedit, JSC | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 | Active |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 | compliant |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 | compliant |
| Tungsten | H.C. Starck GmbH | H.C. Starck GmbH | GERMANY | CID002541 | compliant |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | compliant |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 | compliant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Active |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | Active |
| Tungsten | Hydrometallurg, JSC | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | compliant |
| Gold | Aktyubinsk Copper Company TOO | Aktyubinsk Copper Company TOO | KAZAKHSTAN | CID000028 | |
| Gold | Bauer Walser AG | Bauer Walser AG | GERMANY | CID000141 | |
| Gold | Caridad | Caridad | MEXICO | CID000180 | |
| Gold | Yunnan Copper Industry Co., Ltd. | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | |
| Gold | Chugai Mining | Chugai Mining | JAPAN | CID000264 | |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 | |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |
| Gold | Hwasung CJ Co., Ltd. | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 | |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 | |
| Gold | Kazakhmys Smelting LLC | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |
| Gold | Korea Metal Co., Ltd. | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | CID000988 | |
| Gold | Kyrgyzaltyn JSC | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | |
| Gold | L' azurde Company For Jewelry | L' azurde Company For Jewelry | SAUDI ARABIA | CID001032 | |
| Gold | Lingbao Gold Company Limited | Lingbao Gold Company Limited | CHINA | CID001056 | |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | |
| Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |
| Gold | Elemetal Refining, LLC | Elemetal Refining, LLC | UNITED STATES | CID001323 | |
| Gold | OJSC Kolyma Refinery | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 | |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | |
| Gold | Sabin Metal Corp. | Sabin Metal Corp. | UNITED STATES | CID001546 | |
| Gold | SAMWON Metals Corp. | SAMWON Metals Corp. | KOREA, REPUBLIC OF | CID001562 | |
| Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | |
| Gold | So Accurate Group, Inc. | So Accurate Group, Inc. | UNITED STATES | CID001754 | |
| Gold | The Great Wall Gold and Silver Refinery of China | The Great Wall Gold and Silver Refinery of China | CHINA | CID001909 | |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | |
| Gold | Guangdong Jinding Gold Limited | Guangdong Jinding Gold Limited | CHINA | CID002312 | |
| Gold | Fidelity Printers and Refiners Ltd. | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | |
| Tantalum | Global Advanced Metals | Global Advanced Metals | UNITED STATES | CID000564 | |
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | CID002501 | |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 | |
| Tin | Estanho de Rondônia S.A. | Estanho de Rondônia S.A. | BRAZIL | CID000448 | |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | |
| Tin | Huichang Jinshunda Tin Co., Ltd. | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | |
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 | |
| Tin | Metahub Industries Sdn. Bhd. | Metahub Industries Sdn. Bhd. | MALAYSIA | CID001136 | |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 | |
| Tin | Novosibirsk Integrated Tin Works | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 | |
| Tin | PT Alam Lestari Kencana | PT Alam Lestari Kencana | INDONESIA | CID001393 | |
| Tin | PT Bangka Kudai Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 | |
| Tin | PT Bangka Putra Karya | PT Bangka Putra Karya | INDONESIA | CID001412 | |
| Tin | PT Bangka Timah Utama Sejahtera | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 | |
| Tin | PT Fang Di MulTindo | PT Fang Di MulTindo | INDONESIA | CID001442 | |
| Tin | PT Seirama Tin Investment | PT Seirama Tin Investment | INDONESIA | CID001466 | |
| Tin | PT Pelat Timah Nusantara Tbk | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | |
| Tin | PT Tirus Putra Mandiri | PT Tirus Putra Mandiri | INDONESIA | CID002478 | |
| Tungsten | WBH | Wolfram Bergbau und Hütten AG | RUSSIAN FEDERATION | CID002047 | |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |
|
| | | | | |
| Metal | Smelter Reference List | Smelter Name | Smelter Country | Smelter Identification | CFSI Compliant or Active in CFSP |
| Tungsten | Ganxian Shirui New Material Co., Ltd. | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 | |
TABLE 2 - Countries of Origin
The countries of origin for the conflict minerals that may be included in the Company's products, as disclosed by the Company's suppliers in their CRMT’s, include but may not be limited to:
|
| |
| Angola | Peru |
| Australia | Portugal |
| Austria | Russia |
| Bolivia | Rwanda |
| Brazil | South Africa |
| Burundi | South Sudan |
| Canada | Spain |
| Central African Republic | Taiwan |
| China | Tanzania |
| Democratic Republic of Congo | Uganda |
| Indonesia | United States |
| Kenya | Zambia |
| Mozambique | |
