UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 16, 2017
KEY TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
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| OREGON | 0-21820 | 93-0822509 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
150 Avery Street
Walla Walla, Washington 99362
(Address of principal executive offices) (Zip Code)
(509) 529-2161
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR §230.405) or Rule 12b-2 under the Exchange Act (17 CFR §240.12b-2). ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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| SECTION 2 | FINANCIAL INFORMATION |
| ITEM 2.02. | RESULTS OF OPERATIONS AND FINANCIAL CONDITION |
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| | (a) | On November 16, 2017, Key Technology, Inc. issued a press release announcing its financial results for its fiscal year and fourth quarter ended September 30, 2017. The full text of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended. |
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| SECTION 9 | FINANCIAL STATEMENTS AND EXHIBITS |
| ITEM 9.01. | FINANCIAL STATEMENTS AND EXHIBITS |
| | (d) | Exhibits |
| | | The following exhibit is furnished with this Current Report on Form 8-K: |
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| | | 99.1 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | KEY TECHNOLOGY, INC. |
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| | /s/ Jeffrey T. Siegal |
| | Jeffrey T. Siegal |
| | Senior Vice President and Chief Financial Officer |
Dated: November 16, 2017
EXHIBIT INDEX
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| Exhibit No. | | Description |
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| 99.1 | | Press release of Key Technology, Inc., entitled "Key Technology Announces Fiscal 2017 Financial Results," dated November 16, 2017 |
