UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 31, 2012
Vu1 CORPORATION
(Exact Name of Registrant as specified in its charter)
California
(State or other jurisdiction of incorporation)
| 000-21864 | | 84-0672714 |
| (Commission File Number) | | (IRS Employer Identification No.) |
| | | |
| 111 Broadway, Suite 808, New York NY | | 10006 |
| (Address of principal executive offices) | | (zip code) |
(855) 881-2852
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act of (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act of (17 CFR 240.13e-4(c)) |
CURRENT REPORT ON FORM 8-K
VU1 CORPORATION
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On July 31, 2012 our Board of Directors and our Chief Executive Officer and Chairman, William B. Smith agreed that Mr. Smith’s monthly fee of $12,500 payable to SAM Advisors, LLC will be converted to restricted common stock each month based on the closing market price of our common stock on the last business day of each month commencing August 1, 2012.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Vu1 Corporation |
| | | |
| | | |
| Date: August 1, 2012 | By: | /s/ Matthew DeVries |
| | | Matthew DeVries Chief Financial Officer |
