SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):January 30, 2002
ESS TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
0-26660
(Commission File Number)
| | | |
| CA | | 94-2928582 |
(State or other jurisdiction of
incorporation) | | (I.R.S. Employer Identification No.) |
48401 FREMONT BLVD.
FREMONT, CALIFORNIA 94538
(Address of principal executive offices, with zip code)
(510) 492-1088
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
TABLE OF CONTENTS
Item 5. Other Events.
On January 23, 2002, ESS Technology, Inc. issued a press release, reporting its financial results for the quarter and fiscal year ended December 31, 2001. A copy of the press release is filed as an exhibit to this Current Report on Form 8-K.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits.
The following exhibits are filed with this report:
| | | | | | | |
| 4.1 | | Form of Specimen Certificate for Registrant’s Common Stock. |
| 99.1 | | Press Release dated January 23, 2002. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | By: | /s/ ROBERT L. BLAIR
Robert L. Blair
President and Chief Executive Officer |
Dated: January 30, 2002
EXHIBIT INDEX
| | | | | | | |
| Exhibit No. | | Description | | | | |
| |
| | | | |
| 4.1 | | Form of Specimen Certificate for Registrant’s Common Stock. |
| 99.1 | | Press Release dated January 23, 2002. |
