Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Global Real Estate Fund |
Issuer | VICI Properties |
Ticker/Sedol | VICI (925652109) |
Principal Amount (US$) | $2,472,500,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $360,125 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 06/26/2019 |
Price (US$) | 21.50 |
Price-Foreign | N/A |
Underwriter | Bank of America Merrill Lynch |
Other Syndicate Members: | Barclays Bank PLC (US), Citigroup Capital Markets, Citizens Capital Markets, Credit Suisse, Deutsche Bank Securities, Evercore ISI, Goldman Sachs, Jefferies LLC, JP Morgan Securities, Ladenburg Thalman & Co, Morgan Stanley, Nomura Securities International, Robert W Baird & Co, Stiffel Nicholas Capital, Suntrust Robinson Humphreys, UBS Investment Bank/US, Union Gaming Advisors LLC, Wells Fargo Securities |
Underwriting Spread | 3.50% |
Currency | USD |
Fund | NT Global Real Estate Fund |
Issuer | VICI Properties |
Ticker/Sedol | VICI (925652109) |
Principal Amount (US$) | $2,472,500,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,026,805 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 06/26/2019 |
Price (US$) | 21.50 |
Price-Foreign | N/A |
Underwriter | Bank of America Merrill Lynch |
Other Syndicate Members: | Barclays Bank PLC (US), Citigroup Capital Markets, Citizens Capital Markets, Credit Suisse, Deutsche Bank Securities, Evercore ISI, Goldman Sachs, Jefferies LLC, JP Morgan Securities, Ladenburg Thalman & Co, Morgan Stanley, Nomura Securities International, Robert W Baird & Co, Stiffel Nicholas Capital, Suntrust Robinson Humphreys, UBS Investment Bank/US, Union Gaming Advisors LLC, Wells Fargo Securities |
Underwriting Spread | 3.50% |
Currency | USD |
Fund | Real Estate Fund |
Issuer | VICI Properties |
Ticker/Sedol | VICI (925652109) |
Principal Amount (US$) | $2,472,500,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $5,327,485 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 06/26/2019 |
Price (US$) | 21.50 |
Price-Foreign | N/A |
Underwriter | Bank of America Merrill Lynch |
Other Syndicate Members: | Barclays Bank PLC (US), Citigroup Capital Markets, Citizens Capital Markets, Credit Suisse, Deutsche Bank Securities, Evercore ISI, Goldman Sachs, Jefferies LLC, JP Morgan Securities, Ladenburg Thalman & Co, Morgan Stanley, Nomura Securities International, Robert W Baird & Co, Stiffel Nicholas Capital, Suntrust Robinson Humphreys, UBS Investment Bank/US, Union Gaming Advisors LLC, Wells Fargo Securities |
Underwriting Spread | 3.50% |
Currency | USD |
Fund | Global Real Estate Fund |
Issuer | Invincible Investment Corp |
Ticker/Sedol | 8963.T (B00STP1) |
Principal Amount (US$) | $233,560,566 |
Principal Amount (Foreign$) | JPY 25,326,140,000 |
Amount Purchased (US$) | $205,316 |
Amount Purchased (Foreign$) | JPY 2,061,430 |
Trade Date | 07/10/2019 |
Price (US$) | 543.16 |
Price-Foreign | JPY 58,898 |
Underwriter | Morgan Stanley |
Other Syndicate Members: | Citigroup Capital Markets, Mizuho, Mitsubishi UFJ Securities, SMBC Nikko Securities, Nomura Asset Management |
Underwriting Spread | 3.33% |
Currency | JPY |
Fund | NT Global Real Estate Fund |
Issuer | Invincible Investment Corp |
Ticker/Sedol | 8963.T (B00STP1) |
Principal Amount (US$) | $233,560,566 |
Principal Amount (Foreign$) | JPY 25,326,140,000 |
Amount Purchased (US$) | $1,141,731 |
Amount Purchased (Foreign$) | JPY 6,066,494 |
Trade Date | 07/10/2019 |
Price (US$) | 543.16 |
Price-Foreign | JPY 58,898 |
Underwriter | Morgan Stanley |
Other Syndicate Members: | Citigroup Capital Markets, Mizuho, Mitsubishi UFJ Securities, SMBC Nikko Securities, Nomura Asset Management |
Underwriting Spread | 3.33% |
Currency | JPY |
Fund | AC Alternatives Income Fund |
Issuer | VICI Properties |
Ticker/Sedol | VICI (925652109) |
Principal Amount (US$) | $724,500,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $44,940 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 11/15/2018 |
Price (US$) | 21.00 |
Price-Foreign | N/A |
Underwriter | Morgan Stanley |
Other Syndicate Members: | Barclays Bank PLC (US), Citigroup Inc, Deutsche Bank Securities Inc, Goldman Sachs, Ladenburg Thalmann & Co, Nomura Securities International, Robert W Baird & Co, Stifel Financial Corp, Suntrust Capital Markets, UBS Investment Bank/US, Union Gaming Advisors LLC, Wells Investment Securities, Citizens Bank, Bank of America Merrill Lynch |
Underwriting Spread | 4.00% |
Currency | USD |
Fund | AC Alternatives Income Fund |
Issuer | Invesco Office J-REIT |
Ticker/Sedol | 3298.T / BMBL9L9 |
Principal Amount (US$) | $36,196,311 |
Principal Amount (Foreign$) | JPY 3,965,486,400 |
Amount Purchased (US$) | $36,984 |
Amount Purchased (Foreign$) | JPY 4,051,728 |
Trade Date | 5/15/2019 |
Price (US$) | 148.53 |
Price-Foreign | JPY 16,272 |
Underwriter | Citigroup |
Other Syndicate Members: | SMBC Nikko Securities Inc, Nomura Securities Co Ltd, Citigroup Global Markets Japan Inc, Mitsubishi UFJ Morgan Stanley Securities, SBI Securities Co Ltd, Mizuho Securities Co Ltd |
Underwriting Spread | 3.29% |
Currency | JPY |
Fund | AC Alternatives Income Fund |
Issuer | VICI Properties |
Ticker/Sedol | VICI (925652109) |
Principal Amount (US$) | $2,472,500,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $35,411 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 06/26/2019 |
Price (US$) | 21.50 |
Price-Foreign | N/A |
Underwriter | Bank of America Merrill Lynch |
Other Syndicate Members: | Barclays Bank PLC (US), Citigroup Capital Markets, Citizens Capital Markets, Credit Suisse, Deutsche Bank Securities, Evercore ISI, Goldman Sachs, Jefferies LLC, JP Morgan Securities, Ladenburg Thalman & Co, Morgan Stanley, Nomura Securities International, Robert W Baird & Co, Stiffel Nicholas Capital, Suntrust Robinson Humphreys, UBS Investment Bank/US, Union Gaming Advisors LLC, Wells Fargo Securities |
Underwriting Spread | 3.50% |
Currency | USD |
Fund | AC Alternatives Income Fund |
Issuer | Invincible Investment Corp |
Ticker/Sedol | 8963.T (B00STP1) |
Principal Amount (US$) | $233,560,566 |
Principal Amount (Foreign$) | JPY 25,326,140,000 |
Amount Purchased (US$) | $162,406 |
Amount Purchased (Foreign$) | JPY 17,610,502 |
Trade Date | 07/10/2019 |
Price (US$) | 543.16 |
Price-Foreign | JPY 58,898 |
Underwriter | Morgan Stanley |
Other Syndicate Members: | Citigroup Capital Markets, Mizuho, Mitsubishi UFJ Securities, SMBC Nikko Securities, Nomura Asset Management |
Underwriting Spread | 3.33% |
Currency | JPY |