Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Global Real Estate | ||||
Issuer | Mitsubishi Estate Logistics REIT | ||||
Ticker/Sedol | 3481.T / BF46Y06 | ||||
Principal Amount (US$) | $206,958,201 | ||||
Principal Amount (Foreign$) | JPY 23,929,542,000 | ||||
Amount Purchased (US$) | $394,206 | ||||
Amount Purchased (Foreign$) | JPY 45,580,080 | ||||
Trade Date | 02/16/2022 | ||||
Price (US$) | $3519.70 | ||||
Price-Foreign | JPY 406,965 | ||||
Underwriter | SMBC Nikko Securities | ||||
Other Syndicate Members: | DAIWA SECURITIES GROUP MORGAN STANLEY NOMURA SECURITIES Mitsubishi UFJ Morgan Stanly Mizuho International PLC SBI Securities Co Ltd | ||||
Underwriting Spread | 3.28% | ||||
Currency | JPY |
Fund | Global Real Estate | ||||
Issuer | Mitsubishi Estate Logistics REIT | ||||
Ticker/Sedol | 3481.T / BF46Y06 | ||||
Principal Amount (US$) | $141,092,655 | ||||
Principal Amount (Foreign$) | JPY 21,145,556,250 | ||||
Amount Purchased (US$) | $2,882,453 | ||||
Amount Purchased (Foreign$) | JPY 431,993,250 | ||||
Trade Date | 10/19/2022 | ||||
Price (US$) | $2634.78 | ||||
Price-Foreign | JPY 394,875 | ||||
Underwriter | SMBC Nikko Securities Inc | ||||
Other Syndicate Members: | DAIWA SECURITIES GROUP MORGAN STANLEY MUFG NOMURA SECURITIES Mitsubishi | ||||
Underwriting Spread | 3.26% | ||||
Currency | JPY |
Fund | Global Real Estate | ||||
Issuer | Sosila Logistics REIT Inc | ||||
Ticker/Sedol | 2979.T / BG0WNL9 | ||||
Principal Amount (US$) | $103,499,524 | ||||
Principal Amount (Foreign$) | JPY 11,671,123,860 | ||||
Amount Purchased (US$) | $310,809 | ||||
Amount Purchased (Foreign$) | JPY 35,048,420 | ||||
Trade Date | 11/26/2021 | ||||
Price (US$) | $1412.77 | ||||
Price-Foreign | JPY 159,311 | ||||
Underwriter | SMBC Nikko Securities | ||||
Other Syndicate Members: | Nomura Daiwa Securities Co Ltd Mizuho Securities Co Ltd Mitsubishi UFJ Morgan Stanley | ||||
Underwriting Spread | 3.39% | ||||
Currency | JPY |